0001104659-20-139263.txt : 20201223 0001104659-20-139263.hdr.sgml : 20201223 20201223172822 ACCESSION NUMBER: 0001104659-20-139263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38407 FILM NUMBER: 201413671 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frost Gamma Investments Trust CENTRAL INDEX KEY: 0001380896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38407 FILM NUMBER: 201413672 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6511 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 FORMER NAME: FORMER CONFORMED NAME: Frost Gamma Investment Trust DATE OF NAME CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Violet, Inc. CENTRAL INDEX KEY: 0001720116 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 822408531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2650 NORTH MILITARY TRAIL STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 5617574000 MAIL ADDRESS: STREET 1: 2650 NORTH MILITARY TRAIL STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 4 1 tm2039309-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-17 1 0001720116 Red Violet, Inc. RDVT 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BLVD MIAMI FL 33137 0 0 1 0 0001380896 Frost Gamma Investments Trust 4400 BISCAYNE BLVD MIAMI FL 33137 0 0 1 0 Common Stock 2020-12-17 5 G 0 E 2497982 0 D 0 I See footnote Common Stock 6666 D This transaction represents a gift / charitable donation effective December 17, 2020. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Prior to disposition, the shares were held by Frost Gamma Investments Trust ("Frost Gamma"). Dr. Phillip Frost is the trustee of Frost Gamma. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc. and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. By Dr. Frost. /s/ Phillip Frost, M.D., Individually /s/ Phillip Frost, M.D., as Trustee 2020-12-23 EX-99.1 2 tm2039309d1_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

 

JOINT FILER INFORMATION

 

Name:Frost Gamma Investments Trust

 

Address:

4400 Biscayne Blvd.

Miami, FL 33137

 

Designated Filer:  Phillip Frost, M.D.

 

Issuer Name and Ticker Symbol:             Red Violet, Inc. (RDVT)

 

Date of Earliest Transaction:  December 17, 2020

 

Relationship to Issuer:  10% Owner

 

 

FROST GAMMA INVESTMENTS TRUST

 

By: /s/ Phillip Frost, M.D., as Trustee  
Phillip Frost, M.D., Trustee