X0101 N-CEN LIVE 0000898745 XXXXXXXX 811-07572 true true false N-1A true Principal Funds Inc 811-07572 0000898745 549300HZGBXSW6DSXF23 801 Grand Ave Des Moines 50309 US-IA US 515-248-0156 Principal Global Investors, LLC 801 Grand Avenue Des Moines 50309 515-248-0156 Governance, compliance, accounting, administrative and investment oversight records N N N-1A 66 Y Tao Huang N/A N Patrick G. Halter N/A Y Mark A. Grimmett N/A N Fritz Hirsch N/A N Nora M. Everett 005511200 Y Elizabeth A. Nickels N/A N Craig Damos N/A N Michael J. Beer 002007424 Y Mary M. VanDeWeghe N/A N Karen McMillan N/A N Elizabeth Ballatine N/A N Leroy T. Barnes, Jr N/A N Teri R. Root 004458076 801 Grand Avenue Des Moines 50309 XXXXXX Y N N N N N Principal Funds Distributor, Inc. 8-50200 000043261 N/A Y N Ernst & Young LLP 42 N/A N N N N N N Principal LifeTime Hybrid 2050 Fund S000046563 549300W0MFWJ1HJTRN48 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 31712233.62000000 N 49134589.63499998 Committed 100000000.00000000 N N N N MidCap Growth Fund III S000007125 549300GHS4DWMKDWYG64 N 7 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Robert W. Baird & Co. Incorporated 801-7571 000008158 549300772UJAHRD6LO53 N N Eagle Asset Management Inc 801-21343 000110653 254900014X4G6Q0SPF80 N N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N RAYMOND JAMES & ASSOCIATES 8-10999 000000705 N/A 2208.42000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 32852.23000000 STIFEL NICOLAUS & COMPANY 8-1447 000000793 5WUVMA08EYG4KEUPW589 15765.76000000 PIPER JAFFRAY & CO. 8-15204 000000665 N/A 17286.38000000 WELLS FARGO ADVISOR 8-28721 000011025 N/A 19021.66000000 BLAIR WILLIAM AND COMPANY 8-2698 000001252 N/A 33163.61000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 65918.85000000 FRANK RUSSELL SECURITIES 8-220 000000029 N/A 31065.71000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 15131.15000000 RBC DOMINION SECURITIES CORP. 8-45411 000031194 549300LCO2FLSSVFFR64 16310.03000000 RAYMOND JAMES & ASSOCIATES 8-10999 000000705 N/A 15092.19000000 425676.98000000 979197483.46000000 Y 1112970761.54000000 Committed 100000000.00000000 N N SAM Strategic Growth Portfolio S000014236 549300C8SIHTBE7RE726 N 9 0 0 Fund of Funds N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 53267.50000000 BGC PARTNERS 8-39012 000019801 N/A 3170.00000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 557.98000000 56995.48000000 2284629243.65999000 N 1972923301.89000010 Committed 100000000.00000000 N N N N Principal LifeTime 2045 Fund S000022106 549300MVKLE6XJFKIO43 N 6 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 395268569.98000000 N 926843702.45499957 Committed 100000000.00000000 N N N N SmallCap S&P 600 Index Fund S000007203 549300B1ZF0B4X7VPP69 N 8 0 0 N N -0.05000000 -0.28000000 0.07000000 0.07000000 N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N MISCHLER FINANCIAL GROUP INC. 8-48067 000037818 N/A 1201.30000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1971.21000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 4686.25000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 12555.43000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 15793.96000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 890.14000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 19511.22000000 SOCIETY GENERELE SECURITIES 8-22522 000007616 N/A 807.30000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 4057.81000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4954.05000000 68788.19000000 984772963.70999900 Y 1355912711.99000000 Committed 100000000.00000000 N N N SAM Conservative Balanced Portfolio S000014233 54930060DQIB252U8M18 N 9 0 0 Fund of Funds N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BGC PARTNERS 8-39012 000019801 N/A 1535.00000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 20799.00000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 5704.01000000 28038.01000000 1013437141.59000000 N 1763900250.10999990 Committed 100000000.00000000 N N N N Overseas Fund S000023512 M8LPS0WBNG35BUE1BV52 N 6 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Causeway Capital Management LLC 801-60343 000113308 5493008B4M4EF3B5X872 N N Barrow, Hanley, Mewhinney & Strauss, LLC 801-31237 000105519 213800XRVTFKWDGW6Y09 N N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC SHENZHEN 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHANGHAI 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Athens N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NATIONAL BANK OF BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki branch N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK 254900SQM7KOUO7DBM54 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citbank Europe plc N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 128939.43000000 CREDIT AGRICOLE CORP INVESTMENT BANKING 8-13753 000000190 969500TJ5KRTCJQWXH05 156423.63000000 HSBC SECURITIES INC. 8-41562 000019585 N/A 136572.05000000 CLSA SECURITIES 8-69166 000165533 213800EN6XZANR1AFE93 179681.04000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 169703.61000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 209362.66000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 170977.99000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 137273.45000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 237159.96000000 NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 126724.66000000 2227686.20000001 2570806101.38000000 Y 3364162308.84000020 Committed 100000000.00000000 N N N Principal LifeTime 2025 Fund S000022104 5493005U15HJLR8XTL49 N 6 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 977468734.61000100 N 1705867464.54916410 Committed 100000000.00000000 N N N N Principal LifeTime Hybrid 2035 Fund S000046560 549300HTTM409VP2B571 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 55102761.29000000 N 85733120.08833329 Committed 100000000.00000000 N N N N Principal LifeTime Hybrid 2045 Fund S000046562 5493000UTID5OV7TX842 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 30288807.20000000 N 53014103.66083330 Committed 100000000.00000000 N N N N Principal LifeTime 2035 Fund S000022105 549300OUTLHKNTUQEQ44 N 6 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 574333313.87999900 N 1321794790.63416340 Committed 100000000.00000000 N N N N Principal LifeTime Strategic Income Fund S000007211 5493001UTDWI6JEST966 N 8 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 348333622.81000000 N 496932719.66749978 Committed 100000000.00000000 N N N N SmallCap Value Fund II S000007169 549300VWU1POPCB8T381 N 9 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Los Angeles Capital Management and Equity Research, Inc. 801-60934 000119033 549300DZCL1LRBNVU327 N N Vaughan Nelson Investment Management, L.P. 801-51795 000106975 549300FRU9FLMWI67N43 N N Hotchkis & Wiley Capital Management 801-60512 000114649 M35WBEXQYIYXS60OGD30 N Dimensional Fund Advisors LP 801-16283 000106482 S31KDR2I4VDC432ELJ36 2018-06-28 Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N ABEL/NOSER CORP. 8-69809 000284714 N/A 70468.62000000 LIQUIDNET 8-52461 000103987 213800HSKBBO1GCVRG79 263913.31000000 IEX 8-69280 000167872 N/A 134933.10000000 WELLS FARGO SECURITIES LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 25326.57000000 OPPENHEIMER & CO. 8-4077 000000249 254900VH02JQR2L8XD64 42480.47000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 295799.64000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 27616.52000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 19613.83000000 NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 157648.89000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 35718.10000000 1153647.98999999 1149214279.20000000 Y 1190770776.52000000 Committed 100000000.00000000 N N N SAM Balanced Portfolio S000014246 549300S8O6Z9WO7ZQ889 N 9 0 0 Fund of Funds N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BGC PARTNERS 8-39012 000019801 N/A 7120.00000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 96854.50000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 9954.44000000 113928.94000000 3567292608.56002000 N 4769173003.26000020 Committed 100000000.00000000 N N N N Tax-Exempt Bond Fund S000014237 6BYFT28JGHOUTUDNKO44 N 3 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 479641985.85000000 N 355163588.55000001 Committed 100000000.00000000 N N N High Yield Fund S000014241 2U04QLKKFWRJC7CSOX80 N 4 0 1 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N MISCHLER FINANCIAL GROUP INC. 8-48067 000037818 N/A 339.78000000 BMO CAPITAL MARKETS 8-34344 000016686 N/A 1314.90000000 WELLS FARGO SECURITIES LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 34.70000000 R.W.PRESSPRICH 8-42547 000026460 N/A 14930.95000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 1352.86000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 2493.65000000 20466.84000000 4907978986.54000000 N 3288667558.71000000 Committed 100000000.00000000 N N Short-Term Income Fund S000014245 IJOCWVJG326LDFE5SJ51 N 9 0 1 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BNP PARIBAS SECURITIES CORP 8-32682 000015794 N/A 6350.00000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 51298.71000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 27725.29000000 85374.00000000 7406896047.99000000 N 4425451310.14000030 Committed 100000000.00000000 N N N LargeCap Growth Fund S000007015 5493002UEGT0GIL6WF64 N 9 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Columbus Circle Investors 801-47516 000111878 549300EP2XXFIQ5X7786 Y N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N WEEDEN & CO. 8-37267 000016835 N/A 56656.10000000 FRANK RUSSELL SECURITIES 8-220 000000329 N/A 17275.32000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 28796.28000000 COWEN GROUP INC. 8-22522 000007616 549300WR155U7DVMIW58 45800.64000000 PIPER JAFFRAY & CO. 8-15204 000000665 N/A 37361.74000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 30191.28000000 WEDBUSH MORGAN SECURITIES 8-12987 000000877 N/A 15266.24000000 STIFEL NICOLAUS & COMPANY 8-1447 000000793 5WUVMA08EYG4KEUPW589 91215.60000000 RAYMOND JAMES & ASSOCIATES 8-10999 000000705 N/A 20373.92000000 BLOOMBERG TRADEBOOK 8-49219 000040881 N/A 44472.80000000 594965.94000000 814228972.10000000 Y 726716804.36000001 Committed 100000000.00000000 N N Principal LifeTime Hybrid 2030 Fund S000046559 549300AXGFIB10CD1056 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 123421696.26000000 N 144821968.70083299 Committed 100000000.00000000 N N N N International Emerging Markets Fund S000007013 5493005LRWTRDOOFXF24 N 10 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank/The Depository and Clearing Centre N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina, Buenos Aires 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki branch N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300NMTWZ8076A0603 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Athens N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Dubai 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Doha N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Hungarian Branch Office N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHANGHAI 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal de Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) United Overseas Bank, Singapore IO66REGK3RCBAMA8HR66 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHENZHEN 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK 254900SQM7KOUO7DBM54 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG Karachi Branch N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citbank Europe plc N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Bulgaria Branch N/A BG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N CREDIT AGRICOLE CORP INVESTMENT BANKING 8-13753 000000190 969500TJ5KRTCJQWXH05 168194.94000000 HSBC SECURITIES INC. 8-41562 000019585 N/A 218521.13000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 380067.83000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 370674.72000000 CREDIT SUISSE GROUP 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 290399.76000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 330998.04000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 229307.71000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 223368.42000000 M3 CAPITAL PARTNERS 8-47198 000036368 549300670K07JRB5UQ40 264905.14000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 306505.88000000 3621566.71000000 915791433.40000000 Y 942583309.76999998 Committed 100000000.00000000 N N Principal LifeTime 2050 Fund S000007210 549300TYBTEX1TS6WI79 N 8 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 1056511958.86000000 N 2385705961.32666160 Committed 100000000.00000000 N N N N Equity Income Fund S000014240 549300LK1BTIDFAOW136 N 9 1 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-8 (17 CFR 270.17a-8) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N N CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 54713.04000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 81596.24000000 CAPITAL INSTITUTIONAL SERVICES INC. 8-22273 000007551 N/A 66166.66000000 BOENNING & SCATTERGOOD INC 8-15543 000000100 N/A 29191.68000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 33288.40000000 LIQUIDNET 8-52461 000103987 213800HSKBBO1GCVRG79 30965.72000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 125890.65000000 EVERCORE PARTNERS 8-49830 000042405 N/A 44610.68000000 NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 224370.25000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 25374.24000000 856825.91000000 2157858714.63000000 Y 6871089833.10000040 Committed 100000000.00000000 N N N LargeCap Growth Fund I S000007077 5493005TWCHTR0PO8C36 N 9 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Brown Advisory, LLC 801-61732 000124612 N/A N N T. Rowe Price Associates, Inc. 801-856 000105496 7HTL8AEQSEDX602FBU63 N N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 156844.54000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 65653.07000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 114392.02000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 143008.97000000 ROBERT W. BAIRD & CO. 8-497 000008158 N/A 55782.81000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 145755.40000000 COWEN GROUP INC. 8-22522 000007616 549300WR155U7DVMIW58 51509.01000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 71842.48000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 78673.27000000 STIFEL NICOLAUS & COMPANY 8-1447 000000793 5WUVMA08EYG4KEUPW589 73104.17000000 1412462.64000000 4163562969.85000000 Y 8464026130.42000010 Committed 100000000.00000000 N N N Principal LifeTime Hybrid 2015 Fund S000046556 54930088C6V7OPBVZ350 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 55523187.63999990 N 45330044.82999996 Committed 100000000.00000000 N N N N Principal LifeTime Hybrid 2025 Fund S000046558 549300OOALE400Z3J597 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 90456591.09999990 N 109015886.27749984 Committed 100000000.00000000 N N N N Income Fund S000014242 2K6IF9KYA1Q08XNZVZ48 N 10 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N WEEDEN & CO. 8-37267 000016835 N/A 38569.82000000 CAPITAL INSTITUTIONAL SERVICES INC. 8-22273 000007551 N/A 214.64000000 USE BROKER #146 8-41426 000025027 N/A 4191.04000000 42975.50000000 1966117844.57000000 N 3099729141.46999980 Committed 100000000.00000000 N N N Money Market Fund S000007081 5493004TMQBCYWU5QO91 N 2 0 0 Money Market Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 15046912726.14000000 N 0.00000000 480096016.55000001 Committed 100000000.00000000 N N N N Principal LifeTime 2060 Fund S000039873 549300HB2Z0M4WWLPT85 N 7 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 184288386.87000100 N 279913484.56916624 Committed 100000000.00000000 N N N N Principal Capital Appreciation Fund S000014238 549300488LDV833BXR20 N 8 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N CAPITAL INSTITUTIONAL SERVICES INC. 8-22273 000007551 N/A 56380.44000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 37937.44000000 CLSA SECURITIES 8-69166 000165533 213800EN6XZANR1AFE93 21108.48000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 188466.47000000 SIDOTI & CO. LLC 8-52141 000102860 N/A 18058.84000000 MKM PARTNERS 8-53436 000114666 N/A 28754.34000000 STRATEGAS SECURITIES LLC 8-68138 000149326 N/A 27446.76000000 NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 172807.45000000 LIQUIDNET 8-52461 000103987 213800HSKBBO1GCVRG79 18892.42000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 27561.72000000 779775.88000000 1677248170.67000000 Y 1959530004.73000000 Committed 100000000.00000000 N N N Government & High Quality Bond Fund S000014244 XQSA5XKJBXF2IV4K6K06 N 9 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 1277951021.32000000 N 1505864175.85999990 Committed 100000000.00000000 N N N SmallCap Growth Fund I S000007175 5493004U8OWJ0X12E116 N 8 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Brown Advisory LLC 801-38826 000110181 549300KMFGGW36I79D06 N N Emerald Advisors Inc 801-40263 000107496 N/A N N AllianceBernstein L.P. 801-32361 000106998 0JK55UGWSWNF3X7KLQ85 N N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 39593.09999999 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 43527.08000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 77538.19999999 BLOOMBERG TRADEBOOK 8-49219 000040881 N/A 86537.79000000 WELLS FARGO ADVISOR 8-28721 000011025 N/A 67165.82000000 COWEN GROUP INC. 8-22522 000007616 549300WR155U7DVMIW58 45372.61000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 118623.43000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 89694.77999999 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 60049.34000000 LYNCH JONES & RYAN 8-12893 000003198 N/A 147635.44000000 1296379.21999999 1695078969.74000000 Y 1754112934.57999990 Committed 100000000.00000000 N N N LargeCap Value Fund III S000007122 549300P5E4OK1XZWQO33 N 7 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Westwood Management Corp 801-18727 000110269 5493007KT04ZMBGVOW11 N N Barrow, Hanley, Mewhinney & Strauss, LLC 801-31237 000105519 213800XRVTFKWDGW6Y09 N N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N DEUTSCHE BANK SECURITIES CORP. 8-17822 000002525 N/A 22657.86000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 56169.63999999 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 96202.14000000 EVERCORE PARTNERS 8-49830 000042405 N/A 32719.35000000 NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 48152.91000000 KNIGHT CAPITAL GROUP INC. 8-68193 000149823 549300RA02N3BNSWBV74 34596.94000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 27336.92000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 21272.07000000 FRANK RUSSELL SECURITIES 8-220 000000329 N/A 103710.51000000 WEEDEN & CO. 8-37267 000016835 N/A 68509.01000000 767568.13000000 2497263090.68000000 Y 2214413696.86000010 Committed 100000000.00000000 N N N MidCap Fund S000007075 549300D8KHZ8MDOZYC94 N 10 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) EuroClear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N ITG INC 8-44218 000029299 549300S41SMIODVIT266 392956.99000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 582599.35000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 413291.15000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 338212.38000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 457794.67000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 464094.56000000 CANACCORD ADAMS INC. 8-3271 000001020 N/A 266819.83000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 1196452.47000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 450015.21000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 357714.58000000 7772290.60999999 1380604485.30000000 Y 15780868649.37999900 Committed 100000000.00000000 N N Principal LifeTime Hybrid 2065 Fund S000058848 5493007HTNDW2Q2WPY67 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 5447319.84999999 N 2995447.52916666 Committed 100000000.00000000 N N N N Principal LifeTime Hybrid 2055 Fund S000046554 549300ZIDHV5G7EDU738 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 11655480.37000000 N 14939062.79916661 Committed 100000000.00000000 N N N N MidCap Value Fund III S000007080 54930071BG4NZ8J38R94 N 9 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Barrow, Hanley, Mewhinney & Strauss, LLC 801-31237 000105519 213800XRVTFKWDGW6Y09 N N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N CREDIT SUISSE GROUP 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 72780.94000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 103116.11000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 65316.07000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 89347.93999999 DEUTSCHE BANK SECURITIES CORP. 8-17822 000002525 N/A 88569.22000000 LIQUIDNET 8-52461 000103987 213800HSKBBO1GCVRG79 75527.19000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 104021.31000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 63574.61000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 80339.94000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 141738.97000000 1435466.79000000 980087201.48000000 Y 1235267721.46000000 Committed 100000000.00000000 N N Diversified International Fund S000006992 549300WI2K0C68CW5R08 N 9 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK 254900SQM7KOUO7DBM54 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Dubai 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited, Hamilton 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki branch N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHANGHAI 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Athens N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300NMTWZ8076A0603 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citbank Europe plc N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Paris 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) United Overseas Bank, Singapore IO66REGK3RCBAMA8HR66 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina, Buenos Aires 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHENZHEN 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Doha N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Hungarian Branch Office N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank/The Depository and Clearing Centre N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NATIONAL BANK OF BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N ITG INC 8-44218 000029299 549300S41SMIODVIT266 809408.82000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 753986.09000000 M3 CAPITAL PARTNERS 8-47198 000036368 549300670K07JRB5UQ40 485047.15000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 1312772.53000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 870211.49000000 MIZUHO SECURITIES USA INC. 8-37710 000019647 N/A 524727.35000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 828352.63000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 720965.27000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 705801.71000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 485015.30000000 11284826.21000000 6520841498.39000000 Y 12304737097.53000100 Committed 100000000.00000000 N N N SAM Flexible Income Portfolio S000014235 549300ITXDI984NFCS62 N 9 0 0 Fund of Funds N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BGC PARTNERS 8-39012 000019801 N/A 1430.00000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 27961.00000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 12216.58000000 41607.58000000 1863470663.83000000 N 2692756839.04000000 Committed 100000000.00000000 N N N N MidCap S&P 400 Index Fund S000007079 549300BESRSJ6JCTJH84 N 8 0 0 N N 0.00 -0.21000000 0.07000000 0.07000000 N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N EVERCORE PARTNERS 8-49830 000042405 N/A 4765.36000000 SOCIETY GENERELE SECURITIES 8-22522 000007616 N/A 2005.89000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 889.31000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 11136.03000000 DEUTSCHE BANK SECURITIES CORP. 8-17822 000002525 N/A 1347.90000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 6053.04000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 8674.40000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 4276.24000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 13496.45000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 2750.47000000 58459.98000000 778339050.80999900 Y 1420688631.92000010 Committed 100000000.00000000 N N SAM Conservative Growth Portfolio S000014234 549300W8DHI9NJT79L41 N 9 0 0 Fund of Funds N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BGC PARTNERS 8-39012 000019801 N/A 5780.00000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 3893.39000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 87108.00000000 DNB NOR MARKETS 8-66024 000127605 N/A 502.27000000 97283.66000000 2706293640.88001000 N 3197155968.94000010 Committed 100000000.00000000 N N N N Inflation Protection Fund S000006997 5493006ECFME6VCZ0U45 N 9 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Blackrock Financial Management, INC 801-48433 000107105 549300LVXYIVJKE13M84 N N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N MIZUHO SECURITIES USA INC. 8-37710 000019647 N/A 838.10000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 63.80000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 3798.25000000 RAYMOND JAMES & ASSOCIATES 8-10999 000000705 N/A 227.97000000 4928.12000000 3558536400.18000000 N 1566783083.35999990 Committed 100000000.00000000 N N N Principal LifeTime 2015 Fund S000022103 549300XAYIJ4V261EO69 N 6 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 396530221.20000000 N 564393846.96583307 Committed 100000000.00000000 N N N N LargeCap S&P 500 Index Fund S000007016 549300HDJCROTIVIXD92 N 9 0 0 N N -0.01000000 -0.18000000 0.08000000 0.08000000 N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BNY CAPITAL MARKETS 8-46838 000035693 N/A 24254.55000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 118.57000000 CABRERA CAPITAL MARKETS 8-26406 000010081 N/A 1375.76000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 869.24000000 WALLACHBETH CAPITAL 8-67936 000147853 N/A 3593.70000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 109271.25000000 COWEN GROUP INC. 8-22522 000007616 549300WR155U7DVMIW58 336.96000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 3697.10000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 19182.57000000 OPPENHEIMER & CO. 8-4077 000000249 254900VH02JQR2L8XD64 394.35000000 163213.35000000 2479368339.48000000 Y 5608630546.04000000 Committed 100000000.00000000 N N Principal LifeTime Hybrid 2040 Fund S000046561 549300HVNMFXPLESEP22 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 61626093.67000000 N 101563125.96833299 Committed 100000000.00000000 N N N N Principal LifeTime 2010 Fund S000007201 549300TQTCP24FML1791 N 8 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 593602798.29999800 N 909366831.15833318 Committed 100000000.00000000 N N N N Principal LifeTime 2065 Fund S000058847 549300LRM8HZ22GBEX65 N 6 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 30326637.09000000 N 5601689.12166666 Committed 100000000.00000000 N N N N Principal LifeTime Hybrid 2020 Fund S000046557 549300EIPFTYIBBWRT04 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 119034225.67000000 N 135456001.77333316 Committed 100000000.00000000 N N N N MidCap Growth Fund S000007078 5493005XW9NLIS1WUD74 N 7 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Columbus Circle Investors 801-47516 000111878 549300EP2XXFIQ5X7786 Y N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N BLAIR WILLIAM AND COMPANY 8-2698 000001252 N/A 8453.20000000 O'NEIL SECURITIES 8-11763 000000894 N/A 15621.56000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 8847.80000000 PIPER JAFFRAY & CO. 8-15204 000000665 N/A 7662.76000000 COWEN GROUP INC. 8-22522 000007616 549300WR155U7DVMIW58 10533.88000000 SUNTRUST 8-35355 000017499 N/A 7877.44000000 FRANK RUSSELL SECURITIES 8-220 000000329 N/A 10652.20000000 STIFEL NICOLAUS & COMPANY 8-1447 000000793 5WUVMA08EYG4KEUPW589 69516.72000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 9108.64000000 ROBERT W. BAIRD & CO. 8-497 000008158 N/A 8994.20000000 264644.35000000 211012456.98000000 Y 184855102.50000000 Committed 100000000.00000000 N N N California Municipal Fund S000014232 549300TB8YHKFT7I8G29 N 3 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N CREDIT SUISSE GROUP 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 100.00000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 910.00000000 1010.00000000 371366159.35000000 N 415653717.12000000 Committed 100000000.00000000 N N N Principal LifeTime Hybrid Income Fund S000046553 5493000CIRETGKIW5645 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 33286566.61000000 N 25692161.83083331 Committed 100000000.00000000 N N N N Global Real Estate Securities Fund S000019119 549300RURQIM2C42MH06 N 7 0 0 N/A Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Real Estate Investors LLC 801-55618 000109008 549300MQOXJ8V8FMMS34 Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NATIONAL BANK OF BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki branch N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Athens N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHANGHAI 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 286994.81000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 253630.22000000 CREDIT SUISSE GROUP 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 109504.55000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 64734.78000000 M3 CAPITAL PARTNERS 8-47198 000036368 549300670K07JRB5UQ40 100647.80000000 NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 92041.78000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 65082.63000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 101737.66000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 113234.69000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 100689.87000000 2199177.10999999 1915398110.99000000 Y 2854728231.80999990 Committed 100000000.00000000 N N N Real Estate Securities Fund S000007212 5493007VCVKAGWPVUY18 N 10 0 0 N/A Y N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Real Estate Investors LLC 801-55618 000109008 549300MQOXJ8V8FMMS34 Y N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N WELLS FARGO SECURITIES LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 83799.73000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 122509.42000000 EVERCORE PARTNERS 8-49830 000042405 N/A 86306.39000000 STIFEL NICOLAUS & COMPANY 8-1447 000000793 5WUVMA08EYG4KEUPW589 77445.43000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 69392.71000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 150566.02000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 185186.99000000 RAYMOND JAMES & ASSOCIATES 8-10999 000000705 N/A 73293.61000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 111610.35000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 97348.30000000 1750751.92000000 1215627500.61000000 Y 3659879917.92000010 Committed 100000000.00000000 N N Principal LifeTime 2030 Fund S000007208 549300PUV02156LIOH84 N 8 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 3670437356.64000000 N 6073662728.71582790 Committed 100000000.00000000 N N N N Finisterre Unconstrained Emerging Markets Bond Fund S000054330 549300MNS2JZWUXHD778 N 2 0 0 N/A Y N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Finisterre Capital LLP 801-76937 000162101 B6VWS2SNEDOVVKU6YC74 Y GB N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal de Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank plc, Lagos 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300NMTWZ8076A0603 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK 254900SQM7KOUO7DBM54 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Hungarian Branch Office N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citbank Europe plc N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 255393082.63000000 N 29272502.69999999 Committed 100000000.00000000 N N N International Fund I S000007083 549300O1DA1JNC6UVF17 N 8 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Origin Asset Management LLP 801-67539 000139897 GN8B7725DRX9FQ8TBR27 Y GB N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N N Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Athens N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Hungarian Branch Office N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Doha N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Dubai 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NATIONAL BANK OF BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki branch N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHANGHAI 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citbank Europe plc N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300NMTWZ8076A0603 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N NOMURA SECURITIES INT'L INC. 8-15255 000004297 549300MGMN3RKMU8FT57 17017.56000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 458.90000000 CREDIT AGRICOLE CORP INVESTMENT BANKING 8-13753 000000190 969500TJ5KRTCJQWXH05 3131.98000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 17592.67000000 BRASIL PLURAL SECURITIES 8-68982 000159384 N/A 809.25000000 CREDIT SUISSE GROUP 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 118546.97000000 M3 CAPITAL PARTNERS 8-47198 000036368 549300670K07JRB5UQ40 4461.40000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 80407.87000000 242426.60000000 605143537.18000000 Y 472715151.31000000 Committed 100000000.00000000 N N Principal LifeTime 2040 Fund S000007209 549300D7K5PXZ3QLDU23 N 8 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 1863316855.19999000 N 4135872090.80082700 Committed 100000000.00000000 N N N N SmallCap Fund S000007214 5493008AXRXQLEL0TR95 N 10 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 70578.78000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 63138.94000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 21398.44000000 WILLIAMS CAPITAL GROUP LP 8-46623 000035149 N/A 22202.04000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 19178.86000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 20449.21000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 34333.65000000 STIFEL NICOLAUS & COMPANY 8-1447 000000793 5WUVMA08EYG4KEUPW589 23426.20000000 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 54599.28000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 18815.65000000 613034.08999999 436759405.49000000 Y 667221267.37000000 Committed 100000000.00000000 N N N N Global Diversified Income Fund S000024296 Z3JN35WE26MM2N5JM972 N 4 0 1 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 17e-1 (17 CFR 270.17e-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N W. H. Reaves & Co., INC. 801-13457 000003140 254900WN2TEVPDIY4S09 N N Stone Harbor Investment Partners LP 801-65397 000138960 7PCGMNRXD3W5KPVEGV75 N N Principal Real Estate Investors LLC 801-55618 000109008 549300MQOXJ8V8FMMS34 Y N DDJ Capital Management LLC 801-55001 000108468 549300ZLX14T3RGX6L55 N N Spectrum Asset Management, Inc. 801-30405 000018217 WARIMFOO2Y13MJ7LNX31 Y N Post Advisory Group, LLC 801-57939 000108860 T3HHYF0JECXJONZVPI19 Y N Logan Circle Partners, L.P. 801-67753 000143633 F2OFNL1W7020BH7GN108 N N Analytic Investors, LLC 801-7082 000104963 Z3MU650ZFGLYFSRINB42 N N Colonial First State Asset Management (Australia) Limited 801-73006 000160034 549300MACVLN46DK7389 AU 2018-10-31 Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Istanbul 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHANGHAI 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa, Johannesburg QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal de Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shangai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, Athens N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300NMTWZ8076A0603 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NATIONAL BANK OF BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank plc, Lagos 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC EGYPT CBE FX MECH 2138009NJZSZQPYO8W25 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citbank Europe plc N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Hungarian Branch Office N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki branch N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Ghana Limited 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) ESES FRANCE REGISTERED N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE BEARER N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Dubai 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHENZHEN 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SHENZHEN 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N SPECTRUM ASSET MGMT INC. 8-36472 000018217 N/A 5676.12000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 759771.27000000 FRANK RUSSELL SECURITIES 8-220 000000329 N/A 312444.33000000 CITIGROUP GLOBAL MARKETS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 456697.06000000 CREDIT SUISSE GROUP 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 468284.99000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 535945.28999999 GOLDMAN SACHS CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 444744.88000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 399482.03000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 243698.26000000 MORGAN STANLEY & CO. LLC. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 467060.37000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 306867.02000000 8091363.49000001 34115333267.50000000 Y 11702752132.48000000 Committed 100000000.00000000 N N Core Plus Bond Fund S000006952 KIJ3S7K8DD1O6JZ8TF70 N 9 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 N N Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 549300DHL7BK624NK881 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) MUFG Bank, Ltd 549300OB5SQ53A8BTO30 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N EMERGING GROWTH EQUITIES LTD. 8-51642 000047040 N/A 100.00000000 SANFORD C. BERNSTEIN & CO. 8-52942 000104474 549300I7JYZHT7D5CO04 372.91000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 139.50000000 BMO CAPITAL MARKETS 8-34344 000016686 N/A 189.76000000 JANE STREET CAPITAL 8-52275 000103782 N/A 460.50000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 195.24000000 R.W.PRESSPRICH 8-42547 000026460 N/A 840.40000000 MISCHLER FINANCIAL GROUP INC. 8-48067 000037818 N/A 49.06000000 BNP PARIBAS SECURITIES CORP 8-32682 000015794 N/A 209.98000000 SUSQUEHANNA FINANCIAL GROUP INC. 8-44325 000035865 N/A 50.57000000 2634.20000000 12206465572.46000000 N 3267781633.77000000 Committed 100000000.00000000 N N N Government Money Market Fund S000060089 549300WWK3YB7DNN4U34 N 1 1 0 Money Market Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 150595633047.51000000 N 3442118707.83000000 Committed 100000000.00000000 N N N N MidCap Value Fund I S000007173 549300O90I046TGIJV51 N 7 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Victory Capital Management Inc. 801-46878 000106189 549300YNO08S1SH3I683 N N Los Angeles Capital Management and Equity Research, Inc. 801-60934 000119033 549300DZCL1LRBNVU327 N N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N RBC DOMINION SECURITIES CORP. 8-45411 000031194 549300LCO2FLSSVFFR64 27617.36000000 DEUTSCHE BANK SECURITIES CORP. 8-17822 000002525 N/A 39479.92000000 RAYMOND JAMES & ASSOCIATES 8-10999 000000705 N/A 34949.32000000 ROBERT W. BAIRD & CO. 8-497 000008158 N/A 48758.90000000 BNY CAPITAL MARKETS 8-46838 000035693 N/A 45040.91000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 24375.19000000 ITG INC 8-44218 000029299 549300S41SMIODVIT266 58090.35000000 LIQUIDNET 8-52461 000103987 213800HSKBBO1GCVRG79 26896.19000000 JEFFERIES & COMPANY 8-15074 000002347 58PU97L1C0WSRCWADL48 35810.23000000 BARCLAYS CAPITAL INC. 8-41342 000019714 G5GSEF7VJP5I7OUK5573 45420.46000000 566541.48999999 980467402.71999900 Y 996320984.96000004 Committed 100000000.00000000 N N N Principal LifeTime Hybrid 2060 Fund S000046555 549300WOGNMY43MZS271 N 3 1 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 5468716.37000000 N 3763605.81333333 Committed 100000000.00000000 N N N N High Yield Fund I S000006996 549300587LXZ3RWC6G81 N 2 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 10f-3 (17 CFR 270.10f-3) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N Mellon Capital Management Corporation 801-19785 000105764 N/A N N Neuberger Berman Investment Advisors LLC 801-61757 000124687 N/A N N DDJ Capital Management LLC 801-55001 000108468 549300ZLX14T3RGX6L55 N N Principal Shareholder Services, Inc. 084-05657 N/A Y N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y N JPM PricingDirect 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) NATIONAL BANK OF BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N ROSENBLATT SECURITIES INC. 8-24255 000018377 N/A 1000.00000000 MERRILL LYNCH PIERCE FENNER & SMITH 8-7221 000007691 DWW559HN8WVTCCS4VJ94 9.68000000 UBS SECURITIES LLC 8-16267 000008174 T6FIZBDPKLYJKFCRVK44 73.57000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 7025.00000000 WEEDEN & CO. 8-37267 000016835 N/A 375.00000000 HSBC SECURITIES INC. 8-41562 000019585 N/A 1050.00000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 8I5DZWZKVSZI1NUHU748 1350.00000000 VIRTU FINANCIAL LLC 8-51262 000045986 N/A 199.48000000 11082.73000000 9245588163.51999000 N 1515598169.30000000 N N N Principal LifeTime 2055 Fund S000022107 549300PUZ2TR10G3XL72 N 6 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 201307687.62000000 N 412319712.86249954 Committed 100000000.00000000 N N N N Principal LifeTime 2020 Fund S000007207 549300N5YM1UZN95SQ38 N 8 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 N DST Asset Manager Solutions, Inc. 084-00896 N/A N Y Principal Shareholder Services, Inc. 084-05657 N/A Y N N IHS Markit 549300HLPTRASHS0E726 N JPM PricingDirect 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000F4ZO33MV32P92 N N Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 084-00896 SEC File Number N Y Principal Shareholder Services, Inc. 084-05657 SEC File Number Y N N Principal Global Investors, LLC 549300BABIOZPCNHMB89 Y N N 0.00000000 2853424877.87999000 N 4926714033.94083120 Committed 100000000.00000000 N N N N false false true false true false