N-MFP2 0000898745 XXXXXXXX 2016-12-31 0000898745 S000007081 4 N N 033-59474 Principal Management Corporation 801-08144 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Management Corporation Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime Y 39 48 123347327.74 121791671.09 120462219.33 122955646.90 152938432.46 279024903.87 281287878.06 277097866.71 316406370.61 309681533.20 0.1582 0.1569 0.1550 0.1577 0.1945 0.3579 0.3623 0.3566 0.4058 0.3939 3251082.48 782827143.83 782827143.83 146578.58 617216.74 785607588.15 785331266.46 1.0000 0.0081 1.0005 1.0004 1.0004 1.0004 1.0004 C000019361 0.01 50869.20 50852.19 1.0004 1.0004 1.0004 1.0004 1.0004 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 Y Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 1331.50; C000019362 1000.00 273913506.54 273817584.93 1.0005 1.0004 1.0004 1.0004 1.0004 1343520.43 3275398.46 1845756.69 3628515.03 3158277.27 3499561.01 3317449.32 2873917.02 2916562.20 2365785.58 11609142.71 13832687.53 0.0024 Y Principal Funds Distributor, Inc, Distribution Fees, 34769.55; C000019363 1000.00 491063367.41 490890158.17 1.0005 1.0004 1.0004 1.0004 1.0004 6511255.57 9379309.78 8428579.06 9598009.09 9293088.06 8670886.91 12349783.73 9855685.19 11870378.97 6392677.69 43682155.58 39492152.16 0.0029 N C000038783 1000.00 20579845.00 20572671.17 1.0005 1.0004 1.0004 1.0004 1.0004 355317.42 246725.61 129157.93 291344.00 509695.00 197444.53 87209.11 269797.12 789195.39 393328.48 1817463.13 1306224.05 0.0017 Y Principal Funds Distributor, Inc, Distribution Fees, 17160.72; American Express Credit Corp American Express Credit Corp, 1.07% 02581RQ14 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-2 2017-03-01 2017-03-01 2017-03-01 N N N 0.0107 5989478.33 5989478.33 0.0076 N N N N American Express Credit Corp American Express Credit Corp, 0.97% 02581RP23 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-2 2017-02-02 2017-02-02 2017-02-02 N N N 0.0097 4496120.00 4496120.00 0.0057 N N N N American Express Credit Corp American Express Credit Corp, 0.9% 02581RPN7 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-2 2017-02-22 2017-02-22 2017-02-22 N N N 0.0090 4993500.00 4993500.00 0.0064 N N N N American Honda Finance Corp American Honda Finance Corp, 0.63% 02665JNB2 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-11 2017-01-11 2017-01-11 N Y American Honda Motor Corp 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0063 5998950.00 5998950.00 0.0076 N N N N AmeriCredit Automobile Receivables Trust 2016-3 AmeriCredit Automobile Receivables Trust 2016-3, 0.75% 03065DAA5 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-08-08 2017-08-08 2017-08-08 N N N 0.0075 2390888.46 2390888.46 0.0030 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.85% 0347M2N44 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-04 2017-01-04 2017-01-04 N N N 0.0085 5999575.00 5999575.00 0.0076 N N Y N ARI Fleet Lease Trust 2016-A ARI Fleet Lease Trust 2016-A, 0.8% 00192CAA9 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-03-15 2017-03-15 2017-03-15 N N N 0.0080 227935.61 227935.61 0.0003 N N N N AXA Financial Inc AXA Financial Inc, 0.59% 05454JN38 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N Y AXA SA 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0059 4999836.11 4999836.11 0.0064 N Y Y N Bank of Nova Scotia/Houston Bank of Nova Scotia/Houston, 1.06% 06417D2A2 Certificate of Deposit Y Fitch F1+ Moody's WR Standard & Poor's A-1 2017-02-13 2017-05-11 2017-05-11 N N N 0.0106 5800000.00 5800000.00 0.0074 N N N N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.65% 06538BN41 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-04 2017-01-04 2017-01-04 N N N 0.0065 2499864.58 2499864.58 0.0032 N N Y N Barclays Capital Inc Repurchase Agreement Barclays Capital Inc Repurchase Agreement, 0.5% 0001453735 RP123016M U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N US Treasury 2025-08-15 0.000000 6363704.43 5100000.00 U.S. Treasuries (including strips) Y Fitch NR Moody's NR Standard & Poor's NR 2017-01-03 2017-01-03 2017-01-03 N N N 0.0050 5000000.00 5000000.00 0.0064 N Y Y N BMW US Capital LLC BMW US Capital LLC, 0.65% 0556C2N66 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-06 2017-01-06 2017-01-06 N Y BMW AG 1.0000 Fitch NR Moody's P-1 Standard & Poor's A-1 N 0.0065 4999548.61 4999548.61 0.0064 N N Y N BNP Paribas SA/New York NY BNP Paribas SA/New York NY, 0.52% 09659BN30 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0052 11999653.34 11999653.34 0.0153 N Y Y N Brown-Forman Corp Brown-Forman Corp, 0.88% 11563VNX1 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-2 2017-01-31 2017-01-31 2017-01-31 N N N 0.0088 4496700.00 4496700.00 0.0057 N N N N Brown-Forman Corp Brown-Forman Corp, 0.88% 11563VNQ6 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-2 2017-01-24 2017-01-24 2017-01-24 N N N 0.0088 3997751.11 3997751.11 0.0051 N N N N Brown-Forman Corp Brown-Forman Corp, 0.74% 11563VN60 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-2 2017-01-06 2017-01-06 2017-01-06 N N N 0.0074 5149470.69 5149470.69 0.0066 N N Y N CAFCO LLC CAFCO LLC, 1.05% 1247P2QG2 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-16 2017-03-16 2017-03-16 N N N 0.0105 4989208.34 4989208.34 0.0064 N N N N CAFCO LLC CAFCO LLC, 0.95% 1247P2Q98 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-09 2017-03-09 2017-03-09 N N N 0.0095 4991159.72 4991159.72 0.0064 N N N N CAFCO LLC CAFCO LLC, 0.85% 1247P2PN8 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-22 2017-02-22 2017-02-22 N N N 0.0085 5992633.33 5992633.33 0.0076 N N N N Caterpillar Financial Services Corp Caterpillar Financial Services Corp, 1.00% 14912DPG8 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2017-02-16 2017-02-16 2017-02-16 N N Y Caterpillar Inc Support Agreement 1.0000 Fitch F1 Moody's P-2 Standard & Poor's A-1 0.0100 5792588.89 5792588.89 0.0074 N N N N Caterpillar Inc Caterpillar Inc, 0.9% 14912PNT5 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2017-01-27 2017-01-27 2017-01-27 N N N 0.0090 4996750.00 4996750.00 0.0064 N N N N Chrysler Capital Auto Receivables Trust 2016-B Chrysler Capital Auto Receivables Trust 2016-B, 0.85% 17119BAA5 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-11-15 2017-11-15 2017-11-15 N N N 0.0085 4116254.68 4116254.68 0.0052 N N N N Citibank NA Citibank NA, 1.14% 17305THT2 Certificate of Deposit Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-05-01 2017-05-01 2017-05-01 N N N 0.0114 6000000.00 6000000.00 0.0076 N N N N City of Baltimore MD City of Baltimore MD, 0.72% 059189QB9 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2022-10-15 Y State Street Bank & Trust 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0072 7915000.00 7915000.00 0.0101 N N Y N City of Colorado Springs CO Utilities System Revenue City of Colorado Springs CO Utilities System Revenue, 0.7% 1966302Z9 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2027-11-01 Y Mizuho Bank LTD 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0070 7000000.00 7000000.00 0.0089 N N Y N City of St Paul MN City of St Paul MN, 0.7% 79307TBM1 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2025-11-01 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0070 4100000.00 4100000.00 0.0052 N N Y N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 1% 19422FNH5 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-17 2017-01-17 2017-01-17 N N N 0.0100 5997333.33 5997333.33 0.0076 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 1% 19422FQ66 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-03-06 2017-03-06 2017-03-06 N N N 0.0100 5989333.34 5989333.34 0.0076 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 1% 19422FNA0 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-10 2017-01-10 2017-01-10 N N N 0.0100 4998750.00 4998750.00 0.0064 N N N N Collateralized Commercial Paper II Co LLC Collateralized Commercial Paper II Co LLC, 0.7% 19422CNA7 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-10 2017-01-10 2017-01-10 N N N 0.0070 1829679.75 1829679.75 0.0023 N N N N Colorado Housing & Finance Authority Colorado Housing & Finance Authority, 0.8% 196479MG1 Variable Rate Demand Note Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2029-04-01 Y Federal Home Loan Bank 1.0000 5 N Fitch NR Moody's P-1 Standard & Poor's A-1+ N N 0.0080 7510000.00 7510000.00 0.0096 N N Y N Corporate Finance Managers Inc Corporate Finance Managers Inc, 0.77% 21988YAB3 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's AA- 2017-01-09 2017-01-09 2043-02-02 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0077 8700000.00 8700000.00 0.0111 N N Y N County of Kit Carson CO County of Kit Carson CO, 0.75% 498006AA3 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2027-06-01 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0075 1100000.00 1100000.00 0.0014 N N Y N CRC Funding CRC Funding, 1.1% 12619TQT4 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-27 2017-03-27 2017-03-27 N N N 0.0110 1296623.61 1296623.61 0.0017 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 1.06% 2254EAPM9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-21 2017-02-21 2017-02-21 N N N 0.0106 5990990.00 5990990.00 0.0076 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 1.06% 2254EAPA5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-10 2017-02-10 2017-02-10 N N N 0.0106 5992933.33 5992933.33 0.0076 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 1.29% 2254EARM7 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-04-21 2017-04-21 2017-04-21 N N N 0.0129 4980291.67 4980291.67 0.0063 N N N N DBS Bank Ltd DBS Bank Ltd, 1.05% 23305DR31 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-04-03 2017-04-03 2017-04-03 N N N 0.0105 4986583.34 4986583.34 0.0063 N N N N DBS Bank Ltd DBS Bank Ltd, 1.08% 23305DQL2 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-03-20 2017-03-20 2017-03-20 N N N 0.0108 6484790.00 6484790.00 0.0083 N N N N DBS Bank Ltd DBS Bank Ltd, 0.9% 23305DN35 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-03 2017-01-03 2017-01-03 N N N 0.0090 5999700.00 5999700.00 0.0076 N Y Y N DCAT LLC DCAT LLC, 0.95% 24023GND5 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2017-01-13 2017-01-13 2017-01-13 N N N 0.0095 1399556.67 1399556.67 0.0018 N N N N DCAT LLC DCAT LLC, 0.97% 24023GNP8 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2017-01-23 2017-01-23 2017-01-23 N N N 0.0097 6496146.95 6496146.95 0.0083 N N N N DCAT LLC DCAT LLC, 0.85% 24023GN94 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2017-01-09 2017-01-09 2017-01-09 N N N 0.0085 5998866.67 5998866.67 0.0076 N N Y N DCAT LLC DCAT LLC, 0.8% 24023GN60 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2017-01-06 2017-01-06 2017-01-06 N N N 0.0080 4999444.44 4999444.44 0.0064 N N Y N Dell Equipment Finance Trust 2016-1 Dell Equipment Finance Trust 2016-1, 0.85% 24703EAA7 Other Asset Backed Securities Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-07-24 2017-07-24 2017-07-24 N N N 0.0085 2978271.10 2978271.10 0.0038 N N N N Deutsche Government Money Market Series Deutsche Government Money Market Series, 0.47% 25160K207 Investment Company Y Fitch NR Moody's Aaa Standard & Poor's AAAm 2017-01-03 2017-01-03 2017-01-03 N N N 0.0047 10900000.00 10900000.00 0.0139 N Y Y N DNB Bank ASA DNB Bank ASA, 0.77% 2332K0PT3 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-27 2017-02-27 2017-02-27 N N N 0.0077 4993904.17 4993904.17 0.0064 N N N N Drive Auto Receivables Trust 2016-C Drive Auto Receivables Trust 2016-C, 0.9% 26208BAA8 Other Asset Backed Securities Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-12-15 2017-12-15 2017-12-15 N N N 0.0090 3992920.96 3992920.96 0.0051 N N N N Enterprise Fleet Financing LLC Enterprise Fleet Financing LLC, 0.85% 29372EBR8 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-07-20 2017-07-20 2017-07-20 N N N 0.0085 2826439.95 2826439.95 0.0036 N N N N Exxon Mobil Corp Exxon Mobil Corp, 0.51% 30229AN39 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-01-03 2017-01-03 2017-01-03 N N N 0.0051 13999603.34 13999603.34 0.0178 N Y Y N Fairway Finance Co LLC Fairway Finance Co LLC, 0.6% 30601VN31 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0060 4999833.33 4999833.33 0.0064 N Y Y N Fairway Finance Co LLC Fairway Finance Co LLC, 0.65% 30601VNT4 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-27 2017-01-27 2017-01-27 N N N 0.0065 3998122.22 3998122.22 0.0051 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.72% 30601VNA5 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-10 2017-01-10 2017-01-10 N N N 0.0072 5998920.00 5998920.00 0.0076 N N N N Goldman Sachs Financial Square Funds - Government Fund Goldman Sachs Financial Square Funds - Government Fund, 0.45% 38141W273 Investment Company Y Fitch NR Moody's Aaa Standard & Poor's AAAm 2017-01-03 2017-01-03 2017-01-03 N N N 0.0045 9450000.00 9450000.00 0.0120 N Y Y N Gotham Funding Corp Gotham Funding Corp, 0.98% 38346LN36 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0098 5999673.33 5999673.33 0.0076 N Y Y N Gotham Funding Corp Gotham Funding Corp, 0.7% 38346LN51 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-05 2017-01-05 2017-01-05 N N N 0.0070 5999533.33 5999533.33 0.0076 N N Y N Gotham Funding Corp Gotham Funding Corp, 0.81% 38346LNJ1 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-18 2017-01-18 2017-01-18 N N N 0.0081 2998852.50 2998852.50 0.0038 N N N N Gotham Funding Corp Gotham Funding Corp, 1.00% 38346LQ74 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-07 2017-03-07 2017-03-07 N N N 0.0100 4491875.00 4491875.00 0.0057 N N N N Huntington Auto Trust Huntington Auto Trust, 0.85% 44614DAA5 Other Asset Backed Securities Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-12-15 2017-12-15 2017-12-15 N N N 0.0085 4174301.20 4174301.20 0.0053 N N N N ING US Funding LLC ING US Funding LLC, 0.93% 4497W0Q35 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-03 2017-03-03 2017-03-03 N Y ING Bank 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0093 3444563.38 3444563.38 0.0044 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.68% 45856WN47 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-04 2017-01-04 2017-01-04 N N N 0.0068 4999716.67 4999716.67 0.0064 N N Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.72% 45856WN39 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0072 5999760.00 5999760.00 0.0076 N Y Y N International Business Machines Corp International Business Machines Corp, 0.55% 45920FP10 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1+ 2017-02-01 2017-02-01 2017-02-01 N N N 0.0055 4997631.95 4997631.95 0.0064 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.8% 46590DP12 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-02-01 2017-02-01 2017-02-01 N N N 0.0080 3507582.00 3507582.00 0.0045 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.7% 46640PNL3 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-20 2017-01-20 2017-01-20 N N N 0.0070 5572940.35 5572940.35 0.0071 N N N N Kern Water Bank Authority Kern Water Bank Authority, 0.7% 492291AB5 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-09 2017-01-09 2028-07-01 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1 N N 0.0070 4167000.00 4167000.00 0.0053 N N Y N Kreditanstalt fuer Wiederaufbau Kreditanstalt fuer Wiederaufbau, 0.9% 48246TQ77 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-03-07 2017-03-07 2017-03-07 N Y Republic of Germany 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0090 1996750.00 1996750.00 0.0025 N N N N Kreditanstalt fuer Wiederaufbau Kreditanstalt fuer Wiederaufbau, 0.71% 48246TNK1 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-19 2017-01-19 2017-01-19 N Y Republic of Germany 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0071 5997870.00 5997870.00 0.0076 N N N N Kreditanstalt fuer Wiederaufbau Kreditanstalt fuer Wiederaufbau, 0.77% 48246TP11 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-02-01 2017-02-01 2017-02-01 N Y Republic of Germany 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0077 4996684.72 4996684.72 0.0064 N N N N Kreditanstalt fuer Wiederaufbau Kreditanstalt fuer Wiederaufbau, 0.8% 48246TNR6 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-25 2017-01-25 2017-01-25 N Y Republic of Germany 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0080 4997333.33 4997333.33 0.0064 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 1.08% 53127TR39 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-04-03 2017-04-03 2017-04-03 N N N 0.0108 4986200.00 4986200.00 0.0063 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 1.01% 53127TQD8 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-03-13 2017-03-13 2017-03-13 N N N 0.0101 5988048.33 5988048.33 0.0076 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.93% 53127TPM9 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-21 2017-02-21 2017-02-21 N N N 0.0093 1617865.65 1617865.65 0.0021 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.85% 53127TP72 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-07 2017-02-07 2017-02-07 N N N 0.0085 3996505.56 3996505.56 0.0051 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.93% 53127TPN7 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-22 2017-02-22 2017-02-22 N N N 0.0093 1937393.94 1937393.94 0.0025 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.91% 56274LPU2 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-28 2017-02-28 2017-02-28 N N N 0.0091 5991203.33 5991203.33 0.0076 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.73% 56274LNC4 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-12 2017-01-12 2017-01-12 N N N 0.0073 4998884.72 4998884.72 0.0064 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.98% 56274LN34 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0098 2499863.89 2499863.89 0.0032 N Y Y N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.8% 56274LNA8 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-10 2017-01-10 2017-01-10 N N N 0.0080 4999000.00 4999000.00 0.0064 N N N N Memorial Health System/IL Memorial Health System/IL, 0.75% 586016AP2 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-09 2017-01-09 2024-10-01 Y JP Morgan Chase & Co 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1 N N 0.0075 10100000.00 10100000.00 0.0129 N N Y N Mercedes-Benz Auto Lease Trust 2016-B Mercedes-Benz Auto Lease Trust 2016-B, 0.75% 58768MAA9 Other Asset Backed Securities Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-11-15 2017-11-15 2017-11-15 N N N 0.0075 2696381.53 2696381.53 0.0034 N N N N Merrill Lynch Repurchase Agreement Merrill Lynch Repurchase Agreement, 0.5% 0000065100 RP123016L U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Tennessee Valley Authority 2019-09-15 0.000000 718000.00 684376.06 Agency Debentures and Agency Strips Tennessee Valley Authority 2048-01-15 0.000000 3589000.00 1039446.18 Agency Debentures and Agency Strips Tennessee Valley Authority 2060-09-15 4.625000 1894000.00 2118059.41 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2029-10-15 0.000000 6490000.00 4261334.00 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2025-10-15 0.000000 2299000.00 1775977.50 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2024-10-15 0.000000 6595000.00 5341950.00 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2028-07-15 0.000000 3845000.00 2647667.00 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2027-07-15 0.000000 8581000.00 6166649.84 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2027-01-15 0.000000 1719000.00 1262519.55 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2020-01-15 0.000000 214000.00 202705.08 Agency Debentures and Agency Strips Y Fitch NR Moody's NR Standard & Poor's NR 2017-01-03 2017-01-03 2017-01-03 N N N 0.0050 25000000.00 25000000.00 0.0318 N Y Y N MetLife Inc MetLife Inc, 1.16% 0000937834 METFUND90 Insurance Company Funding Agreement Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-02-17 2017-08-17 2017-08-17 N N N 0.0116 15000000.00 15000000.00 0.0191 N N N Y Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.93% 60682WNP9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-23 2017-01-23 2017-01-23 N N N 0.0093 4997158.33 4997158.33 0.0064 N N N N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.93% 60682WNS3 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-26 2017-01-26 2017-01-26 N N N 0.0093 5996125.00 5996125.00 0.0076 N N N N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.88% 60682WNR5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-25 2017-01-25 2017-01-25 N N N 0.0088 5996480.00 5996480.00 0.0076 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.7% 60689FNP9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-23 2017-01-23 2017-01-23 N N N 0.0070 5997433.34 5997433.34 0.0076 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.85% 60689FP77 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-07 2017-02-07 2017-02-07 N N N 0.0085 5994763.88 5994763.88 0.0076 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 1.17% 60689FPT9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-27 2017-02-27 2017-02-27 N N N 0.0117 5988885.00 5988885.00 0.0076 N N N N MMAF Equipment Finance LLC 2016-A MMAF Equipment Finance LLC 2016-A, 0.75% 55315FAA8 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 989105.36 989105.36 0.0013 N N N N Morgan Stanley Institutional Liquidity Funds - Government Portfolio Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.45% 61747C707 Investment Company Y Fitch NR Moody's Aaa-mf Standard & Poor's AAAm 2017-01-03 2017-01-03 2017-01-03 N N N 0.0045 9500000.00 9500000.00 0.0121 N Y Y N National Rural Utilities Cooperative Finance Corp National Rural Utilities Cooperative Finance Corp, 0.73% 63743CNB5 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-11 2017-01-11 2017-01-11 N N N 0.0073 1999594.44 1999594.44 0.0025 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.57% 63866AN53 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-05 2017-01-05 2017-01-05 N N N 0.0057 5999620.00 5999620.00 0.0076 N N Y N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.58% 63866AN46 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-04 2017-01-04 2017-01-04 N N N 0.0058 3499830.83 3499830.83 0.0045 N N Y N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.9% 63866APD4 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-13 2017-02-13 2017-02-13 N N N 0.0090 3995700.00 3995700.00 0.0051 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.58% 63866AND6 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-13 2017-01-13 2017-01-13 N N N 0.0058 4999033.33 4999033.33 0.0064 N N N N Natixis SA/New York NY Natixis SA/New York NY, 0.88% 63873JP87 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-08 2017-02-08 2017-02-08 N N N 0.0088 5994426.67 5994426.67 0.0076 N N N N New York Life Global Funding Company New York Life Global Funding Company, 0.88% 0000071633 FUNDNYL16 Insurance Company Funding Agreement Y Fitch NR Moody's NR Standard & Poor's NR 2017-02-01 2017-07-21 2017-07-21 N N N 0.0088 16000000.00 16000000.00 0.0204 N N N Y Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.85% 65409RP38 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-03 2017-02-03 2017-02-03 N N N 0.0085 4996104.17 4996104.17 0.0064 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.87% 65409RPQ7 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-02-24 2017-02-24 2017-02-24 N N N 0.0087 4439199.27 4439199.27 0.0057 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.97% 65409RQ29 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-03-02 2017-03-02 2017-03-02 N N N 0.0097 3494341.67 3494341.67 0.0044 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.66% 65409RN30 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0066 1199956.00 1199956.00 0.0015 N Y Y N Novartis Finance Corp Novartis Finance Corp, 0.64% 6698M4N32 Non-Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-03 2017-01-03 2017-01-03 N Y Novartis AG 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0064 9999644.45 9999644.45 0.0127 N Y Y N Oglethorpe Power Corp Oglethorpe Power Corp, 0.85% 67705ANL4 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2017-01-20 2017-01-20 2017-01-20 N N N 0.0085 5097712.08 5097712.08 0.0065 N N N N Oklahoma University Hospital Oklahoma University Hospital, 0.75% 914756AB7 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-09 2017-01-09 2021-08-15 Y Bank of America 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1 N N 0.0075 2500000.00 2500000.00 0.0032 N N Y N Ontario Teachers' Finance Trust Ontario Teachers' Finance Trust, 1.01% 68325KRB8 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-04-11 2017-04-11 2017-04-11 N Y Ontario Teachers Pension Plan Board 1.0000 Fitch NR Moody's P-1 Standard & Poor's A-1+ N 0.0101 4985972.22 4985972.22 0.0063 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.89% 69034APG1 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-02-16 2017-02-16 2017-02-16 N N N 0.0089 4994313.89 4994313.89 0.0064 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.95% 69034AQ39 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-03-03 2017-03-03 2017-03-03 N N N 0.0095 3993561.11 3993561.11 0.0051 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 1.06% 69034AQG0 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-03-16 2017-03-16 2017-03-16 N N N 0.0106 4989105.56 4989105.56 0.0064 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.87% 69034APE6 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-02-14 2017-02-14 2017-02-14 N N N 0.0087 4994683.33 4994683.33 0.0064 N N N N Parker-Hannifin Corp Parker-Hannifin Corp, 0.9% 70109LNK8 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2017-01-19 2017-01-19 2017-01-19 N N N 0.0090 4497975.00 4497975.00 0.0057 N N N N Parker-Hannifin Corp Parker-Hannifin Corp, 0.9% 70109LNC6 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2017-01-12 2017-01-12 2017-01-12 N N N 0.0090 5498487.50 5498487.50 0.0070 N N N N Parker-Hannifin Corp Parker-Hannifin Corp, 0.9% 70109LNB8 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2017-01-11 2017-01-11 2017-01-11 N N N 0.0090 3474131.25 3474131.25 0.0044 N N N N Portland Clinic LLP/The Portland Clinic LLP/The, 0.75% 736440AA6 Variable Rate Demand Note Y Fitch F1+ Moody's Aa2 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2027-11-20 Y US Bank 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0075 8510000.00 8510000.00 0.0108 N N Y N Prudential Funding LLC Prudential Funding LLC, 0.55% 74433GN69 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1+ 2017-01-06 2017-01-06 2017-01-06 N Y Prudential Funding 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1+ N 0.0055 4999618.06 4999618.06 0.0064 N N Y N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.7% 7588R0N52 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-05 2017-01-05 2017-01-05 N N N 0.0070 5999533.33 5999533.33 0.0076 N N Y N Salvation Army/United States Salvation Army/United States, 0.73% 79584RN95 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2017-01-09 N N N 0.0073 4099334.89 4099334.89 0.0052 N N Y N San Francisco City & County Redevelopment Agency San Francisco City & County Redevelopment Agency, 0.63% 79765TBZ7 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-01-09 2017-01-09 2034-06-15 Y Fannie Mae 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's NR N N 0.0063 4900000.00 4900000.00 0.0062 N N Y N Santander Drive Auto Receivables Trust 2016-3 Santander Drive Auto Receivables Trust 2016-3, 0.8% 80284RAA7 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-10-16 2017-10-16 2017-10-16 N N N 0.0080 2921890.71 2921890.71 0.0037 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.75% 82124LNK4 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's NR 2017-01-19 2017-01-19 2017-01-19 N N N 0.0075 4998125.00 4998125.00 0.0064 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.95% 82124LPD8 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's NR 2017-02-13 2017-02-13 2017-02-13 N N N 0.0095 4994326.39 4994326.39 0.0064 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.93% 82124LNH1 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's NR 2017-01-17 2017-01-17 2017-01-17 N N N 0.0093 6547292.67 6547292.67 0.0083 N N N N Simon Property Group LP Simon Property Group LP, 0.66% 82880WN99 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-09 2017-01-09 2017-01-09 N N N 0.0066 4999266.67 4999266.67 0.0064 N N Y N Simon Property Group LP Simon Property Group LP, 0.59% 82880WN32 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0059 4999836.11 4999836.11 0.0064 N Y Y N Societe Generale SA Societe Generale SA, 0.49% 83369BN51 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-05 2017-01-05 2017-01-05 N N N 0.0049 4999727.78 4999727.78 0.0064 N N Y N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.88% 85324TN36 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0088 5999706.67 5999706.67 0.0076 N Y Y N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.85% 85324TNQ5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-24 2017-01-24 2017-01-24 N N N 0.0085 5996741.67 5996741.67 0.0076 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.9% 85324TPF7 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-15 2017-02-15 2017-02-15 N N N 0.0090 4994375.00 4994375.00 0.0064 N N N N STIT-Government & Agency Portfolio STIT-Government & Agency Portfolio, 0.43% 825252885 Investment Company Y Fitch NR Moody's Aaa Standard & Poor's AAAm 2017-01-09 2017-01-09 2017-01-09 N N N 0.0043 10000000.00 10000000.00 0.0127 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.86% 86562KP16 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-01 2017-02-01 2017-02-01 N N N 0.0086 5995556.67 5995556.67 0.0076 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.75% 86562KN42 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-04 2017-01-04 2017-01-04 N N N 0.0075 4999687.50 4999687.50 0.0064 N N Y N Telstra Corp Ltd Telstra Corp Ltd, 0.9% 8796V4PM8 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-21 2017-02-21 2017-02-21 N N N 0.0090 4993625.00 4993625.00 0.0064 N N N N Telstra Corp Ltd Telstra Corp Ltd, 0.89% 8796V4NP3 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-23 2017-01-23 2017-01-23 N N N 0.0089 4997280.56 4997280.56 0.0064 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC, 1.05% 88602TQL0 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-20 2017-03-20 2017-03-20 N N N 0.0105 6385440.00 6385440.00 0.0081 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC, 0.5% 88602TN33 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0050 4999861.11 4999861.11 0.0064 N Y Y N Toronto-Dominion Holdings USA Inc Toronto-Dominion Holdings USA Inc, 1.04% 89116EQQ9 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-03-24 2017-03-24 2017-03-24 N Y Toronto Dominion Bank 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0104 5985786.67 5985786.67 0.0076 N N N N Total Capital Canada Ltd Total Capital Canada Ltd, 0.61% 89153PNH1 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-17 2017-01-17 2017-01-17 N Y Total SA 1.0000 Fitch NR Moody's P-1 Standard & Poor's A-1 N 0.0061 4998644.45 4998644.45 0.0064 N N N N Unilever Capital Corp Unilever Capital Corp, 0.55% 90477DN36 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N Y Unilever PLC 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0055 5999816.67 5999816.67 0.0076 N Y Y N Unilever Capital Corp Unilever Capital Corp, 0.78% 90477DQT6 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-03-27 2017-03-27 2017-03-27 N Y Unilever PLC 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0078 3693185.83 3693185.83 0.0047 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.84% 91127PNS6 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-26 2017-01-26 2017-01-26 N N N 0.0084 4997083.33 4997083.33 0.0064 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.72% 91127PND9 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-13 2017-01-13 2017-01-13 N N N 0.0072 2319443.20 2319443.20 0.0030 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 1.07% 91127PQF1 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-03-15 2017-03-15 2017-03-15 N N N 0.0107 4989151.39 4989151.39 0.0064 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.91% 91127PNL1 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-20 2017-01-20 2017-01-20 N N N 0.0091 4997598.61 4997598.61 0.0064 N N N N Wells Fargo Bank NA Wells Fargo Bank NA, 1.19% 94985HK60 Other Instrument Corporate Bond Y Fitch F1+ Moody's Aa2 Standard & Poor's AA- 2017-03-22 2017-10-22 2017-10-22 N N N 0.0119 7200000.00 7200000.00 0.0092 N N N N Wheels SPV 2 LLC Wheels SPV 2 LLC, 0.85% 96328DAS3 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-08-20 2017-08-20 2017-08-20 N N N 0.0085 4236544.53 4236544.53 0.0054 N N N N Principal Funds, Inc. 2017-01-05 /s/ Jennifer A. Block Jennifer A. Block Assistant Counsel and Assistant Secretary