N-MFP2 0000898745 XXXXXXXX 2016-10-31 0000898745 S000007081 4 N N 033-59474 Principal Management Corporation 801-08144 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Management Corporation Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime Y 40 55 124376767.60 117928397.97 115981935.95 116674553.79 279308942.26 274222823.12 271019641.31 275608869.63 0.1667 0.1608 0.1562 0.1560 0.3744 0.3738 0.3651 0.3686 20842.08 746996221.81 746996221.81 166151.64 5748523.04 741434692.49 741140334.57 1.0000 0.0068 1.0004 1.0005 1.0005 1.0005 C000019361 0.01 50872.25 50852.19 1.0004 1.0004 1.0004 1.0005 6365.53 25172582.04 0.00 41363.79 3.50 0.29 0.00 0.04 6369.12 25213946.16 0.0000 N C000019362 1000.00 267767378.20 267660892.79 1.0004 1.0005 1.0005 1.0005 3067480.79 2576118.87 2300969.49 2739667.53 2026985.83 2494164.40 1411238.43 2162299.48 9245195.65 10916337.27 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 34202.88; C000019363 1000.00 454168881.12 453988768.22 1.0004 1.0005 1.0005 1.0005 5968863.59 17607289.08 7564265.80 11268083.50 12003307.04 6591190.13 8936848.29 3764330.59 35566395.57 40280282.50 0.0000 N C000038783 1000.00 19447560.92 19439821.37 1.0004 1.0005 1.0005 1.0005 28538.17 748711.70 238634.67 678878.75 343023.74 378758.99 72905.55 303796.43 761653.97 2111145.87 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 16781.04; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 2051.52; American Honda Finance Corp American Honda Finance Corp, 0.5% 02665JM64 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-06 2016-12-06 2016-12-06 N Y American Honda Motor Corp 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0050 5997083.34 5997083.34 0.0081 N N N N AmeriCredit Automobile Receivables Trust 2016-3 AmeriCredit Automobile Receivables Trust 2016-3, 0.75% 03065DAA5 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-08-08 2017-08-08 2017-08-08 N N N 0.0075 4523563.39 4523563.39 0.0061 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.55% 0347M2L87 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-08 2016-11-08 2016-11-08 N N N 0.0055 4999465.28 4999465.28 0.0067 N N N N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.42% 03948GLE1 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-14 2016-11-14 2016-11-14 N N N 0.0042 3699438.83 3699438.83 0.0050 N N N N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.4% 03948GL84 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-08 2016-11-08 2016-11-08 N N N 0.0040 2714788.84 2714788.84 0.0037 N N N N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.43% 03948GLJ0 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-18 2016-11-18 2016-11-18 N N N 0.0043 4499086.25 4499086.25 0.0061 N N N N ARI Fleet Lease Trust 2016-A ARI Fleet Lease Trust 2016-A, 0.8% 00192CAA9 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-03-15 2017-03-15 2017-03-15 N N N 0.0080 993928.14 993928.14 0.0013 N N N N Bank of Nova Scotia/Houston Bank of Nova Scotia/Houston, 0.98% 06417D2A2 Certificate of Deposit Y Fitch F1+ Moody's WR Standard & Poor's A-1 2016-11-14 2017-05-11 2017-05-11 N N N 0.0098 5800000.00 5800000.00 0.0078 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.93% 06417JLA8 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2016-11-10 2016-11-10 2016-11-10 N N N 0.0093 7998150.00 7998150.00 0.0108 N N N N Barclays Repurchase Agreement Barclays Repurchase Agreement, 0.32% 0001453735 RP103116M U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N US Treasury 2021-05-31 1.375000 18185400.00 18352450.19 U.S. Treasuries (including strips) US Treasury 2021-02-15 0.000000 6900.00 6531.68 U.S. Treasuries (including strips) US Treasury 2019-02-15 0.000000 1100.00 1079.30 U.S. Treasuries (including strips) Y Fitch NR Moody's NR Standard & Poor's NR 2016-11-01 2016-11-01 2016-11-01 N N N 0.0032 18000000.00 18000000.00 0.0243 N Y Y N BNP Paribas SA/New York NY BNP Paribas SA/New York NY, 0.3% 09659BL16 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-01 2016-11-01 2016-11-01 N N N 0.0030 12000000.00 12000000.00 0.0162 N Y Y N CAFCO LLC CAFCO LLC, 0.88% 1247P2ML5 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-20 2016-12-20 2016-12-20 N N N 0.0088 4994011.11 4994011.11 0.0067 N N N N CAFCO LLC CAFCO LLC, 0.9% 1247P2M50 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-05 2016-12-05 2016-12-05 N N N 0.0090 5994900.00 5994900.00 0.0081 N N N N Caterpillar Financial Services Corp Caterpillar Financial Services Corp, 0.47% 14912DL23 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-02 2016-11-02 2016-11-02 N N Y Caterpillar Inc Support Agreement 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 0.0047 2699964.75 2699964.75 0.0036 N N Y N Chrysler Capital Auto Receivables Trust 2016-B Chrysler Capital Auto Receivables Trust 2016-B, 0.85% 17119BAA5 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-11-15 2017-11-15 2017-11-15 N N N 0.0085 5000000.00 5000000.00 0.0067 N N N N City of Baltimore MD City of Baltimore MD, 0.65% 059189QB9 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2022-10-15 Y State Street Bank & Trust 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0065 7915000.00 7915000.00 0.0107 N N Y N City of Colorado Springs CO Utilities System Revenue City of Colorado Springs CO Utilities System Revenue, 0.65% 1966302Z9 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2027-11-01 Y Mizuho Bank LTD 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0065 7000000.00 7000000.00 0.0094 N N Y N City of St Paul MN City of St Paul MN, 0.65% 79307TBM1 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2025-11-01 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0065 4400000.00 4400000.00 0.0059 N N Y N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 1% 19422FNA0 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-10 2017-01-10 2017-01-10 N N N 0.0100 4990277.78 4990277.78 0.0067 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 1.00% 19422FNH5 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2017-01-17 2017-01-17 2017-01-17 N N N 0.0100 5987166.66 5987166.66 0.0081 N N N N Collateralized Commercial Paper II Co LLC Collateralized Commercial Paper II Co LLC, 0.82% 19422CLA9 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2016-11-10 2016-11-10 2016-11-10 N N N 0.0082 4998975.00 4998975.00 0.0067 N N N N Colorado Housing & Finance Authority Colorado Housing & Finance Authority, 0.75% 196479MG1 Variable Rate Demand Note Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2029-04-01 Y Federal Home Loan Bank 1.0000 5 N Fitch NR Moody's P-1 Standard & Poor's A-1+ N N 0.0075 7510000.00 7510000.00 0.0101 N N Y N Corp Andina de Fomento Corp Andina de Fomento, 0.5% 2198X2LW7 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-30 2016-11-30 2016-11-30 N N N 0.0050 6997180.55 6997180.55 0.0094 N N N N Corporate Finance Managers Inc Corporate Finance Managers Inc, 0.85% 21988YAB3 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's AA- 2016-11-07 2016-11-07 2043-02-02 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0085 8700000.00 8700000.00 0.0117 N N Y N County of Kit Carson CO County of Kit Carson CO, 0.66% 498006AA3 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2027-06-01 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0066 1160000.00 1160000.00 0.0016 N N Y N CRC Funding CRC Funding, 0.78% 12619TL44 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-04 2016-11-04 2016-11-04 N N N 0.0078 5999610.00 5999610.00 0.0081 N N Y N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 1.06% 2254EAPA5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-10 2017-02-10 2017-02-10 N N N 0.0106 5982156.67 5982156.67 0.0081 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 1.06% 2254EAPM9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-21 2017-02-21 2017-02-21 N N N 0.0106 5980213.33 5980213.33 0.0081 N N N N Credit Suisse Repurchase Agreement Credit Suisse Repurchase Agreement, 0.31% 0000824468 RP103116K U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N US Treasury 2020-11-15 2.625000 14345000.00 15303605.09 U.S. Treasuries (including strips) Y Fitch NR Moody's NR Standard & Poor's NR 2016-11-01 2016-11-01 2016-11-01 N N N 0.0031 15000000.00 15000000.00 0.0202 N Y Y N Danaher Corp Danaher Corp, 0.6% 23585LMT2 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-27 2016-12-27 2016-12-27 N N N 0.0060 2397760.00 2397760.00 0.0032 N N N N Danaher Corp Danaher Corp, 0.6% 23585LMF2 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-15 2016-12-15 2016-12-15 N N N 0.0060 5495966.67 5495966.67 0.0074 N N N N Danaher Corp Danaher Corp, 0.51% 23585LL97 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-09 2016-11-09 2016-11-09 N N N 0.0051 2999660.00 2999660.00 0.0040 N N N N Danaher Corp Danaher Corp, 0.54% 23585LLH9 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-17 2016-11-17 2016-11-17 N N N 0.0054 3039270.40 3039270.40 0.0041 N N N N DBS Bank Ltd DBS Bank Ltd, 0.91% 23305DM10 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-12-01 2016-12-01 2016-12-01 N N N 0.0091 6994691.67 6994691.67 0.0094 N N N N DBS Bank Ltd DBS Bank Ltd, 0.9% 23305DN35 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-03 2017-01-03 2017-01-03 N N N 0.0090 5990550.00 5990550.00 0.0081 N N N N DBS Bank Ltd DBS Bank Ltd, 0.67% 23305DM77 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-12-07 2016-12-07 2016-12-07 N N N 0.0067 4996650.00 4996650.00 0.0067 N N N N DCAT LLC DCAT LLC, 0.72% 24023GL39 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2016-11-03 2016-11-03 2016-11-03 N N N 0.0072 5999760.00 5999760.00 0.0081 N N Y N DCAT LLC DCAT LLC, 0.8% 24023GM79 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2016-12-07 2016-12-07 2016-12-07 N N N 0.0080 6394880.00 6394880.00 0.0086 N N N N DCAT LLC DCAT LLC, 0.72% 24023GL70 Asset Backed Commercial Paper Y Fitch F1 Moody's NR Standard & Poor's A-1 2016-11-07 2016-11-07 2016-11-07 N N N 0.0072 5999280.00 5999280.00 0.0081 N N Y N Dell Equipment Finance Trust 2016-1 Dell Equipment Finance Trust 2016-1, 0.85% 24703EAA7 Other Asset Backed Securities Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-07-24 2017-07-24 2017-07-24 N N N 0.0085 4823605.35 4823605.35 0.0065 N N N N Deutsche Government Money Market Series Deutsche Government Money Market Series, 0.3% 25160K207 Investment Company Y Fitch NR Moody's Aaa Standard & Poor's AAAm 2016-11-01 2016-11-01 2016-11-01 N N N 0.0030 9300000.00 9300000.00 0.0125 N Y Y N Enterprise Fleet Financing LLC Enterprise Fleet Financing LLC, 0.85% 29372EBR8 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-07-20 2017-07-20 2017-07-20 N N N 0.0085 3965430.54 3965430.54 0.0053 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.82% 30601VLU3 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-28 2016-11-28 2016-11-28 N N N 0.0082 6995695.00 6995695.00 0.0094 N N N N Goldman Sachs Financial Square Funds - Government Fund Goldman Sachs Financial Square Funds - Government Fund, 0.29% 38141W273 Investment Company Y Fitch NR Moody's Aaa Standard & Poor's AAAm 2016-11-01 2016-11-01 2016-11-01 N N N 0.0029 8730000.00 8730000.00 0.0118 N Y Y N Gotham Funding Corp Gotham Funding Corp, 0.63% 38346LLM6 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-21 2016-11-21 2016-11-21 N N N 0.0063 5997900.00 5997900.00 0.0081 N N N N Gotham Funding Corp Gotham Funding Corp, 0.75% 38346LM29 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-02 2016-12-02 2016-12-02 N N N 0.0075 4996770.83 4996770.83 0.0067 N N N N Gotham Funding Corp Gotham Funding Corp, 0.98% 38346LN36 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0098 5989710.00 5989710.00 0.0081 N N N N GreatAmerica Leasing Receivables Funding LLC Series 2016-1 GreatAmerica Leasing Receivables Funding LLC Series 2016-1, 0.78% 39154TAA6 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-02-21 2017-02-21 2017-02-21 N N N 0.0078 328535.99 328535.99 0.0004 N N N N ING US Funding LLC ING US Funding LLC, 0.74% 4497W0L14 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-01 2016-11-01 2016-11-01 N Y ING Bank 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0074 6000000.00 6000000.00 0.0081 N Y Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WL49 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-04 2016-11-04 2016-11-04 N N N 0.0044 4999816.67 4999816.67 0.0067 N N Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WL31 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-03 2016-11-03 2016-11-03 N N N 0.0044 5999853.33 5999853.33 0.0081 N N Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WL72 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-07 2016-11-07 2016-11-07 N N N 0.0044 5999560.00 5999560.00 0.0081 N N Y N International Business Machines Corp International Business Machines Corp, 0.62% 45920FMT2 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1+ 2016-12-27 2016-12-27 2016-12-27 N N N 0.0062 4465688.93 4465688.93 0.0060 N N N N International Business Machines Corp International Business Machines Corp, 0.6% 45920FMU9 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1+ 2016-12-28 2016-12-28 2016-12-28 N N N 0.0060 4365848.50 4365848.50 0.0059 N N N N International Business Machines Corp International Business Machines Corp, 0.62% 45920FMV7 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1+ 2016-12-29 2016-12-29 2016-12-29 N N N 0.0062 3496503.88 3496503.88 0.0047 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.7% 46640PMW0 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2016-12-30 2016-12-30 2016-12-30 N N N 0.0070 3895525.84 3895525.84 0.0053 N N N N Kern Water Bank Authority Kern Water Bank Authority, 0.65% 492291AB5 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2016-11-07 2016-11-07 2028-07-01 Y Wells Fargo 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1 N N 0.0065 4167000.00 4167000.00 0.0056 N N Y N KFW KFW, 0.5% 48246TL98 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-09 2016-11-09 2016-11-09 N Y Republic of Germany 1.0000 Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N 0.0050 4999444.44 4999444.44 0.0067 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.7% 53127TMF7 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-15 2016-12-15 2016-12-15 N N N 0.0070 4995722.22 4995722.22 0.0067 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.72% 53127TLG6 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-16 2016-11-16 2016-11-16 N N N 0.0072 4998500.00 4998500.00 0.0067 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.9% 53127TMC4 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-12 2016-12-12 2016-12-12 N N N 0.0090 4994875.00 4994875.00 0.0067 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.98% 56274LN34 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0098 2495712.50 2495712.50 0.0034 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.73% 56274LNC4 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2017-01-12 2017-01-12 2017-01-12 N N N 0.0073 4992700.00 4992700.00 0.0067 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.63% 56274LL10 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-01 2016-11-01 2016-11-01 N N N 0.0063 5000000.00 5000000.00 0.0067 N Y Y N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.77% 56274LM19 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-01 2016-12-01 2016-12-01 N N N 0.0077 819473.83 819473.83 0.0011 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.6% 56274LM84 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-08 2016-12-08 2016-12-08 N N N 0.0060 3897595.00 3897595.00 0.0053 N N N N Memorial Health System/IL Memorial Health System/IL, 0.65% 586016AP2 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2016-11-07 2016-11-07 2024-10-01 Y JP Morgan Chase & Co 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1 N N 0.0065 10100000.00 10100000.00 0.0136 N N Y N Mercedes-Benz Auto Lease Trust 2016-B Mercedes-Benz Auto Lease Trust 2016-B, 0.75% 58768MAA9 Other Asset Backed Securities Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-11-15 2017-11-15 2017-11-15 N N N 0.0075 4200000.00 4200000.00 0.0057 N N N N Merrill Lynch Repurchase Agreement Merrill Lynch Repurchase Agreement, 0.32% 0000065100 RP103116L U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Freddie Mac 2017-01-30 0.000000 25522000.00 25500816.74 Agency Mortgage-Backed Securities Y Fitch NR Moody's NR Standard & Poor's NR 2016-11-01 2016-11-01 2016-11-01 N N N 0.0032 25000000.00 25000000.00 0.0337 N Y Y N MetLife Inc MetLife Inc, 1.05% 0000937834 METFUND90 Insurance Company Funding Agreement Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-17 2017-08-17 2017-08-17 N N N 0.0105 15000000.00 15000000.00 0.0202 N N N Y Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.93% 60682WNP9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-23 2017-01-23 2017-01-23 N N N 0.0093 4989279.17 4989279.17 0.0067 N N N N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.88% 60682WNR5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-25 2017-01-25 2017-01-25 N N N 0.0088 5987533.33 5987533.33 0.0081 N N N N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.93% 60682WNS3 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-26 2017-01-26 2017-01-26 N N N 0.0093 5986670.00 5986670.00 0.0081 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 1.17% 60689FPT9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-02-27 2017-02-27 2017-02-27 N N N 0.0117 5976990.00 5976990.00 0.0081 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.91% 60689FMN5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-22 2016-12-22 2016-12-22 N N N 0.0091 6990975.83 6990975.83 0.0094 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.91% 60689FMM7 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-21 2016-12-21 2016-12-21 N N N 0.0091 4494343.75 4494343.75 0.0061 N N N N MMAF Equipment Finance LLC 2016-A MMAF Equipment Finance LLC 2016-A, 0.75% 55315FAA8 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 2210078.12 2210078.12 0.0030 N N N N Morgan Stanley Institutional Liquidity Funds - Government Portfolio Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.31% 61747C707 Investment Company Y Fitch NR Moody's Aaa-mf Standard & Poor's AAAm 2016-11-01 2016-11-01 2016-11-01 N N N 0.0031 10350000.00 10350000.00 0.0140 N Y Y N National Rural Utilities Cooperative Finance Corp National Rural Utilities Cooperative Finance Corp, 0.45% 63743CL35 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-03 2016-11-03 2016-11-03 N N N 0.0045 5999850.00 5999850.00 0.0081 N N Y N National Rural Utilities Cooperative Finance Corp National Rural Utilities Cooperative Finance Corp, 0.45% 63743CL19 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-01 2016-11-01 2016-11-01 N N N 0.0045 6000000.00 6000000.00 0.0081 N Y Y N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.54% 63866ALE6 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-14 2016-11-14 2016-11-14 N N N 0.0054 6498732.50 6498732.50 0.0088 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.54% 63866AL89 Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-08 2016-11-08 2016-11-08 N N N 0.0054 3999580.00 3999580.00 0.0054 N N N N Natixis SA/New York NY Natixis SA/New York NY, 0.65% 63873JL81 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-08 2016-11-08 2016-11-08 N N N 0.0065 1999747.22 1999747.22 0.0027 N N N N New York Life Global Funding Company New York Life Global Funding Company, 0.71% 0000071633 FUNDNYL16 Insurance Company Funding Agreement Y Fitch NR Moody's NR Standard & Poor's NR 2016-11-01 2017-07-21 2017-07-21 N N N 0.0071 16000000.00 16000000.00 0.0216 N N N Y Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.75% 65409RM64 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-12-06 2016-12-06 2016-12-06 N N N 0.0075 3397520.83 3397520.83 0.0046 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.47% 65409RL24 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-02 2016-11-02 2016-11-02 N N N 0.0047 4999934.72 4999934.72 0.0067 N N Y N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.87% 65409RLM0 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-21 2016-11-21 2016-11-21 N N N 0.0087 5997100.00 5997100.00 0.0081 N N N N Oglethorpe Power Corp Oglethorpe Power Corp, 0.62% 67705ALF9 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2016-11-15 2016-11-15 2016-11-15 N N N 0.0062 5998553.33 5998553.33 0.0081 N N N N Oglethorpe Power Corp Oglethorpe Power Corp, 0.5% 67705AL44 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2016-11-04 2016-11-04 2016-11-04 N N N 0.0050 3127869.67 3127869.67 0.0042 N N Y N Oklahoma University Hospital Oklahoma University Hospital, 0.77% 914756AB7 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's A-1 2016-11-07 2016-11-07 2021-08-15 Y Bank of America 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1 N N 0.0077 2500000.00 2500000.00 0.0034 N N Y N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.73% 69034AL91 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-09 2016-11-09 2016-11-09 N N N 0.0073 7898718.45 7898718.45 0.0107 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.74% 69034AL75 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2016-11-07 N N N 0.0074 7999013.33 7999013.33 0.0108 N N Y N PACCAR Financial Corp PACCAR Financial Corp, 0.44% 69372AL26 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-02 2016-11-02 2016-11-02 N N Y PACCAR Inc Support Agreement 1.0000 Fitch NR Moody's P-1 Standard & Poor's A-1 0.0044 5999926.67 5999926.67 0.0081 N N Y N Parker-Hannifin Corp Parker-Hannifin Corp, 0.53% 70109LLE4 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-2 Standard & Poor's A-1 2016-11-14 2016-11-14 2016-11-14 N N N 0.0053 2699483.25 2699483.25 0.0036 N N N N Philip Morris International Inc Philip Morris International Inc, 0.5% 71838LLN0 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-22 2016-11-22 2016-11-22 N N N 0.0050 4998541.66 4998541.66 0.0067 N N N N Philip Morris International Inc Philip Morris International Inc, 0.56% 71838LLR1 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-25 2016-11-25 2016-11-25 N N N 0.0056 5997760.00 5997760.00 0.0081 N N N N Portland Clinic LLP/The Portland Clinic LLP/The, 0.77% 736440AA6 Variable Rate Demand Note Y Fitch F1+ Moody's Aa2 Standard & Poor's A-1+ 2016-11-07 2016-11-07 2027-11-20 Y US Bank 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's A-1+ N N 0.0077 9030000.00 9030000.00 0.0122 N N Y N Prudential PLC Prudential PLC, 0.65% 7443M2L20 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-02 2016-11-02 2016-11-02 N N N 0.0065 3799931.39 3799931.39 0.0051 N N Y N Prudential PLC Prudential PLC, 0.67% 7443M2LN4 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-22 2016-11-22 2016-11-22 N N N 0.0067 5997655.00 5997655.00 0.0081 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.64% 7588R0LF2 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-15 2016-11-15 2016-11-15 N N N 0.0064 4998755.55 4998755.55 0.0067 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.64% 7588R0LR6 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-25 2016-11-25 2016-11-25 N N N 0.0064 5997440.00 5997440.00 0.0081 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.62% 7588R0LA3 Asset Backed Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1 2016-11-10 2016-11-10 2016-11-10 N N N 0.0062 6138048.46 6138048.46 0.0083 N N N N Salvation Army/United States Salvation Army/United States, 0.73% 79584RN95 Non-Financial Company Commercial Paper Y Fitch NR Moody's P-1 Standard & Poor's A-1+ 2017-01-09 2017-01-09 2017-01-09 N N N 0.0073 4094263.41 4094263.41 0.0055 N N N N San Francisco City & County Redevelopment Agency San Francisco City & County Redevelopment Agency, 0.53% 79765TBZ7 Variable Rate Demand Note Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2016-11-07 2016-11-07 2034-06-15 Y Fannie Mae 1.0000 5 N Fitch F1+ Moody's P-1 Standard & Poor's NR N N 0.0053 5000000.00 5000000.00 0.0067 N N Y N Santander Drive Auto Receivables Trust 2016-3 Santander Drive Auto Receivables Trust 2016-3, 0.8% 80284RAA7 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-10-16 2017-10-16 2017-10-16 N N N 0.0080 4400000.00 4400000.00 0.0059 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.75% 82124LLJ9 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's NR 2016-11-18 2016-11-18 2016-11-18 N N N 0.0075 4998229.17 4998229.17 0.0067 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.59% 82124LL18 Asset Backed Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's NR 2016-11-01 2016-11-01 2016-11-01 N N N 0.0059 4000000.00 4000000.00 0.0054 N Y Y N Simon Property Group LP Simon Property Group LP, 0.65% 82880WMD1 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-13 2016-12-13 2016-12-13 N N N 0.0065 5995450.00 5995450.00 0.0081 N N N N Simon Property Group LP Simon Property Group LP, 0.66% 82880WN99 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-09 2017-01-09 2017-01-09 N N N 0.0066 4993675.00 4993675.00 0.0067 N N N N Societe Generale SA Societe Generale SA, 0.63% 83369BMK9 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-19 2016-12-19 2016-12-19 N N N 0.0063 3996640.00 3996640.00 0.0054 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.88% 85324TN36 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N N N 0.0088 5990760.00 5990760.00 0.0081 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.85% 85324TNQ5 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-24 2017-01-24 2017-01-24 N N N 0.0085 5988100.00 5988100.00 0.0081 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.68% 85324TLF1 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-15 2016-11-15 2016-11-15 N N N 0.0068 5998413.33 5998413.33 0.0081 N N N N STIT-Government & Agency Portfolio STIT-Government & Agency Portfolio, 0.3% 825252885 Investment Company Y Fitch NR Moody's Aaa Standard & Poor's AAAm 2016-11-07 2016-11-07 2016-11-07 N N N 0.0030 10000000.00 10000000.00 0.0135 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.9% 86562KME1 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-14 2016-12-14 2016-12-14 N N N 0.0090 5993550.00 5993550.00 0.0081 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.6% 86562KL44 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-04 2016-11-04 2016-11-04 N N N 0.0060 6999650.00 6999650.00 0.0094 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.88% 86562KMK7 Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-19 2016-12-19 2016-12-19 N N N 0.0088 5493546.67 5493546.67 0.0074 N N N N Telstra Corp Ltd Telstra Corp Ltd, 0.67% 8796V4M58 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-05 2016-12-05 2016-12-05 N N N 0.0067 4996836.11 4996836.11 0.0067 N N N N Telstra Corp Ltd Telstra Corp Ltd, 0.5% 8796V4L26 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-11-02 2016-11-02 2016-11-02 N N N 0.0050 3829946.81 3829946.81 0.0052 N N Y N Telstra Corp Ltd Telstra Corp Ltd, 0.89% 8796V4NP3 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-23 2017-01-23 2017-01-23 N N N 0.0089 4989740.28 4989740.28 0.0067 N N N N Toyota Credit Canada Inc Toyota Credit Canada Inc, 0.67% 89232CMG8 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1+ 2016-12-16 2016-12-16 2016-12-16 N N Y Toyota Financial Services Support Agreement 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1+ 0.0067 5994975.00 5994975.00 0.0081 N N N N Unilever Capital Corp Unilever Capital Corp, 0.55% 90477DN36 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2017-01-03 2017-01-03 2017-01-03 N Y Unilever PLC 1.0000 Fitch F1 Moody's P-1 Standard & Poor's A-1 N 0.0055 5994225.00 5994225.00 0.0081 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.75% 91127PM73 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-12-07 2016-12-07 2016-12-07 N N N 0.0075 3997000.00 3997000.00 0.0054 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.6% 91127PM24 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-12-02 2016-12-02 2016-12-02 N N N 0.0060 2628641.17 2628641.17 0.0035 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.91% 91127PNL1 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2017-01-20 2017-01-20 2017-01-20 N N N 0.0091 4989888.89 4989888.89 0.0067 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.6% 91127PM81 Financial Company Commercial Paper Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-12-08 2016-12-08 2016-12-08 N N N 0.0060 3997533.34 3997533.34 0.0054 N N N N Volvo Financial Equipment LLC Series 2016-1 Volvo Financial Equipment LLC Series 2016-1, 0.75% 92887JAA1 Other Asset Backed Securities Y Fitch F1+ Moody's P-1 Standard & Poor's NR 2017-02-15 2017-02-15 2017-02-15 N N N 0.0075 802432.20 802432.20 0.0011 N N N N Walt Disney Co/The Walt Disney Co/The, 0.55% 2546R2MW3 Non-Financial Company Commercial Paper Y Fitch F1 Moody's P-1 Standard & Poor's A-1 2016-12-30 2016-12-30 2016-12-30 N N N 0.0055 3996394.45 3996394.45 0.0054 N N N N Wells Fargo Bank NA Wells Fargo Bank NA, 1.06% 94985HK60 Other Instrument Corporate Bond Y Fitch F1+ Moody's P-1 Standard & Poor's A-1+ 2016-12-22 2017-10-22 2017-10-22 N N N 0.0106 7200000.00 7200000.00 0.0097 N N N N Wheels SPV 2 LLC Wheels SPV 2 LLC, 0.85% 96328DAS3 Other Asset Backed Securities Y Fitch F1+ Moody's NR Standard & Poor's A-1+ 2017-08-20 2017-08-20 2017-08-20 N N N 0.0085 5721402.24 5721402.24 0.0077 N N N N Principal Funds, Inc. 2016-11-07 /s/ Jennifer A. Block Jennifer A. Block Assistant Counsel and Assistant Secretary