N-MFP1 0000898745 XXXXXXXX 2016-09-30 0000898745 S000007081 4 N N 033-59474 Principal Management Corporation 801-08144 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Management Corporation Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime N 34 49 302802149.18 126800507.66 128373769.70 124651949.29 122938953.51 477935629.50 290406561.28 304974336.05 294466159.96 306359624.41 0.3165 0.1584 0.1605 0.1569 0.1586 0.4995 0.3627 0.3812 0.3707 0.3953 12197.44 774834840.67 774834840.67 168174.63 640019.13 774375193.61 774082432.06 1.0000 0.0064 1.0003 1.0004 1.0004 1.0004 1.0004 C000019361 0.01 25267648.76 25258429.32 1.0003 1.0004 1.0004 1.0004 1.0004 928471.80 6240339.04 118073.43 158999686.34 107666.31 941951.26 198505.12 79979.03 329224.37 125615.84 1053462.97 165037694.47 0.0016 N C000019362 1000.00 269434004.23 269332034.38 1.0003 1.0004 1.0004 1.0004 1.0004 1355188.55 2053980.83 2190653.41 1204058.76 2060056.87 1845679.81 4056705.39 3093264.05 1700529.32 1681375.86 10196505.73 8510560.74 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 33003.25; C000019363 1000.00 458876348.82 458702655.10 1.0003 1.0004 1.0004 1.0004 1.0004 5074638.43 11649525.72 6076529.06 4233700.21 10057193.93 10105799.33 5869950.05 12385552.69 6812477.58 26273629.71 30577377.82 55850515.63 0.0000 N C000038783 1000.00 20797191.80 20789313.27 1.0003 1.0004 1.0004 1.0004 1.0004 16053.70 357723.73 98901.85 387963.31 400761.76 363916.13 89523.96 532666.88 198477.66 62081.44 792218.93 1487702.36 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 17248.92; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 1730.80; American Express Credit Corp American Express Credit Corp, 0.63% 02581RKH5 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0063 5498460.00 5498460.00 0.0071 N N N N American Express Credit Corp American Express Credit Corp, 0.67% 02581RKL6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-20 2016-10-20 2016-10-20 N N N 0.0067 4998231.94 4998231.94 0.0065 N N N N American Honda Finance Corp American Honda Finance Corp, 0.5% 02665JM64 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-06 2016-12-06 2016-12-06 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0050 5994500.00 5994500.00 0.0077 N N N N AmeriCredit Automobile Receivables Trust 2016-2 AmeriCredit Automobile Receivables Trust 2016-2, 0.75% 03066DAA4 Other Asset Backed Securities First Tier Security N/A N/A 2017-04-10 2017-04-10 2017-04-10 N N N 0.0075 835601.47 835601.47 0.0011 N N N N AmeriCredit Automobile Receivables Trust 2016-3 AmeriCredit Automobile Receivables Trust 2016-3, 0.75% 03065DAA5 Other Asset Backed Securities First Tier Security N/A N/A 2017-08-08 2017-08-08 2017-08-08 N N N 0.0075 5580513.77 5580513.77 0.0072 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.52% 0347M2K54 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0052 6999595.55 6999595.55 0.0090 N N Y N ARI Fleet Lease Trust 2016-A ARI Fleet Lease Trust 2016-A, 0.8% 00192CAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-15 2017-03-15 2017-03-15 N N N 0.0080 1404377.24 1404377.24 0.0018 N N N N Bank of Nova Scotia/Houston Bank of Nova Scotia/Houston, 0.98% 06417D2A2 Certificate of Deposit First Tier Security N/A N/A 2016-11-14 2017-05-11 2017-05-11 N N N 0.0098 5800000.00 5800000.00 0.0075 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.93% 06417JLA8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0093 7991777.78 7991777.78 0.0103 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.74% 06417JKK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-19 2016-10-19 2016-10-19 N N N 0.0074 7997040.00 7997040.00 0.0103 N N N N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.4% 06538BK44 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0040 5999800.00 5999800.00 0.0077 N N Y N BMW US Capital LLC BMW US Capital LLC, 0.39% 0556C2K77 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N Y BMW AG N/A N/A 1.0000 N 0.0039 5999610.00 5999610.00 0.0077 N N Y N BNP Paribas SA/New York NY BNP Paribas SA/New York NY, 0.28% 09659BK33 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0028 14999766.67 14999766.67 0.0194 N Y Y N Brown-Forman Corp Brown-Forman Corp, 0.56% 11563VKM8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-21 2016-10-21 2016-10-21 N N N 0.0056 1699471.11 1699471.11 0.0022 N N N N Brown-Forman Corp Brown-Forman Corp, 0.49% 11563VK30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0049 5999836.67 5999836.67 0.0077 N Y Y N CAFCO LLC CAFCO LLC, 0.9% 1247P2M50 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-12-05 2016-12-05 2016-12-05 N N N 0.0090 5990250.00 5990250.00 0.0077 N N N N CAFCO LLC CAFCO LLC, 0.88% 1247P2ML5 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-12-20 2016-12-20 2016-12-20 N N N 0.0088 4990222.23 4990222.23 0.0064 N N N N Cargill Inc Cargill Inc, 0.39% 14178LK74 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0039 5999610.00 5999610.00 0.0077 N N Y N Cargill Inc Cargill Inc, 0.38% 14178LK33 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0038 5999873.33 5999873.33 0.0077 N Y Y N Caterpillar Financial Services Corp Caterpillar Financial Services Corp, 0.47% 14912DL23 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-02 2016-11-02 2016-11-02 N N Y Caterpillar Inc Support Agreement N/A N/A 1.0000 0.0047 2698872.00 2698872.00 0.0035 N N N N Caterpillar Inc Caterpillar Inc, 0.48% 14912PKM3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-21 2016-10-21 2016-10-21 N N N 0.0048 5998400.00 5998400.00 0.0077 N N N N Citibank NA Citibank NA, 0.7% 17305TBE1 Certificate of Deposit First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0070 4000000.00 4000000.00 0.0052 N N N N Citibank NA Citibank NA, 0.63% 17305TCJ9 Certificate of Deposit First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0063 8000000.00 8000000.00 0.0103 N Y Y N City of Baltimore MD City of Baltimore MD, 0.8% 059189QB9 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-10-15 Y State Street Bank & Trust N/A N/A 1.0000 5 N N N 0.0080 7915000.00 7915000.00 0.0102 N N Y N City of Colorado Springs CO Utilities System Revenue City of Colorado Springs CO Utilities System Revenue, 0.6% 1966302Z9 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-11-01 Y Mizuho Bank LTD N/A N/A 1.0000 5 N N N 0.0060 7000000.00 7000000.00 0.0090 N N Y N City of St Paul MN City of St Paul MN, 0.63% 79307TBM1 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2025-11-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0063 4400000.00 4400000.00 0.0057 N N Y N Coca-Cola Co/The Coca-Cola Co/The, 0.49% 19121AKB6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0049 5999183.33 5999183.33 0.0077 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 0.7% 19422FKJ4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N N 0.0070 7497520.83 7497520.83 0.0097 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 0.7% 19422FKC9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-12 2016-10-12 2016-10-12 N N N 0.0070 6998502.78 6998502.78 0.0090 N N N N Collateralized Commercial Paper II Co LLC Collateralized Commercial Paper II Co LLC, 0.82% 19422CLA9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0082 4995444.45 4995444.45 0.0065 N N N N Colorado Housing & Finance Authority Colorado Housing & Finance Authority, 0.83% 196479MG1 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-04-01 Y Federal Home Loan Bank N/A N/A 1.0000 5 N N N 0.0083 7510000.00 7510000.00 0.0097 N N Y N Corp Andina de Fomento Corp Andina de Fomento, 0.5% 2198X2LW7 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-11-30 2016-11-30 2016-11-30 N N N 0.0050 6994166.66 6994166.66 0.0090 N N N N Corporate Finance Managers Inc Corporate Finance Managers Inc, 0.65% 21988YAB3 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-02-02 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0065 8700000.00 8700000.00 0.0112 N N Y N County of Kit Carson CO County of Kit Carson CO, 0.86% 498006AA3 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-06-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0086 1190000.00 1190000.00 0.0015 N N Y N CRC Funding CRC Funding, 0.78% 12619TL44 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-11-04 2016-11-04 2016-11-04 N N N 0.0078 5995580.00 5995580.00 0.0077 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.66% 2254EAK77 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0066 7999120.00 7999120.00 0.0103 N N Y N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.66% 2254EAK51 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0066 7999413.33 7999413.33 0.0103 N N Y N DBS Bank Ltd DBS Bank Ltd, 0.57% 23305DK61 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0057 4999604.17 4999604.17 0.0065 N N Y N DBS Bank Ltd DBS Bank Ltd, 0.91% 23305DM10 Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N N 0.0091 6989206.39 6989206.39 0.0090 N N N N DCAT LLC DCAT LLC, 0.68% 24023GK71 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0068 4999433.33 4999433.33 0.0065 N N Y N DCAT LLC DCAT LLC, 0.65% 24023GK30 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0065 3999855.56 3999855.56 0.0052 N Y Y N DCAT LLC DCAT LLC, 0.63% 24023GK48 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0063 8499541.92 8499541.92 0.0110 N N Y N Dell Equipment Finance Trust 2016-1 Dell Equipment Finance Trust 2016-1, 0.85% 24703EAA7 Other Asset Backed Securities First Tier Security N/A N/A 2017-07-24 2017-07-24 2017-07-24 N N N 0.0085 5897630.50 5897630.50 0.0076 N N N N Deutsche Government Money Market Series Deutsche Government Money Market Series, 0.31% 25160K207 Investment Company First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0031 11800000.00 11800000.00 0.0152 N Y Y N Emerson Electric Co Emerson Electric Co, 0.44% 29101AKX1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-31 2016-10-31 2016-10-31 N N N 0.0044 4998166.66 4998166.66 0.0065 N N N N Emerson Electric Co Emerson Electric Co, 0.44% 29101AKT0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-27 2016-10-27 2016-10-27 N N N 0.0044 4998411.11 4998411.11 0.0065 N N N N Emerson Electric Co Emerson Electric Co, 0.45% 29101AKQ6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0045 4998562.50 4998562.50 0.0065 N N N N Enterprise Fleet Financing LLC Enterprise Fleet Financing LLC, 0.85% 29372EBR8 Other Asset Backed Securities First Tier Security N/A N/A 2017-07-20 2017-07-20 2017-07-20 N N N 0.0085 4571666.83 4571666.83 0.0059 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.82% 30601VLU3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-11-28 2016-11-28 2016-11-28 N N N 0.0082 6990752.22 6990752.22 0.0090 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.65% 30601VK42 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0065 7999566.67 7999566.67 0.0103 N N Y N Fairway Finance Co LLC Fairway Finance Co LLC, 0.57% 30601VKH3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0057 499873.34 499873.34 0.0006 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.65% 30601VK67 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0065 3999638.89 3999638.89 0.0052 N N Y N Goldman Sachs Financial Square Funds - Government Fund Goldman Sachs Financial Square Funds - Government Fund, 0.31% 38141W273 Investment Company First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0031 6860000.00 6860000.00 0.0089 N Y Y N Gotham Funding Corp Gotham Funding Corp, 0.64% 38346LKK1 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-19 2016-10-19 2016-10-19 N N N 0.0064 6997760.00 6997760.00 0.0090 N N N N Gotham Funding Corp Gotham Funding Corp, 0.6% 38346LK54 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0060 6999533.33 6999533.33 0.0090 N N Y N Gotham Funding Corp Gotham Funding Corp, 0.61% 38346LK39 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0061 3999864.44 3999864.44 0.0052 N Y Y N GreatAmerica Leasing Receivables Funding LLC Series 2016-1 GreatAmerica Leasing Receivables Funding LLC Series 2016-1, 0.78% 39154TAA6 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-21 2017-02-21 2017-02-21 N N N 0.0078 664676.25 664676.25 0.0009 N N N N Hyundai Auto Lease Securitization Trust 2016-A Hyundai Auto Lease Securitization Trust 2016-A, 0.68% 44891MAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 350019.76 350019.76 0.0005 N N N N ING US Funding LLC ING US Funding LLC, 0.74% 4497W0L14 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N Y ING Bank N/A N/A 1.0000 N 0.0074 5996176.67 5996176.67 0.0077 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WKC2 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-12 2016-10-12 2016-10-12 N N N 0.0043 5999211.67 5999211.67 0.0077 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WK73 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0043 5999570.00 5999570.00 0.0077 N N Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WK32 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0044 5999853.33 5999853.33 0.0077 N Y Y N John Deere Financial Ltd John Deere Financial Ltd, 0.46% 24423MKJ8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N Y John Deere Capital Corp N/A N/A 1.0000 N 0.0046 2417474.76 2417474.76 0.0031 N N N N John Deere Financial Ltd John Deere Financial Ltd, 0.47% 24423MKD1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-13 2016-10-13 2016-10-13 N Y John Deere Capital Corp N/A N/A 1.0000 N 0.0047 6998903.33 6998903.33 0.0090 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.8% 46640PKS1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-26 2016-10-26 2016-10-26 N N N 0.0080 6996111.11 6996111.11 0.0090 N N N N Kern Water Bank Authority Kern Water Bank Authority, 0.63% 492291AB5 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-07-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0063 4167000.00 4167000.00 0.0054 N N Y N KFW KFW, 0.5% 48246TKM0 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-10-21 2016-10-21 2016-10-21 N Y Republic of Germany N/A N/A 1.0000 N 0.0050 4998611.11 4998611.11 0.0065 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.9% 53127TMC4 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-12-12 2016-12-12 2016-12-12 N N N 0.0090 4991000.00 4991000.00 0.0064 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.72% 53127TLG6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-11-16 2016-11-16 2016-11-16 N N N 0.0072 4995400.00 4995400.00 0.0065 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.71% 53127TKB8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0071 6998619.44 6998619.44 0.0090 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.69% 53127TKC6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-12 2016-10-12 2016-10-12 N N N 0.0069 2699430.75 2699430.75 0.0035 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.64% 56274LKU7 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-28 2016-10-28 2016-10-28 N N N 0.0064 5997120.00 5997120.00 0.0077 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.63% 56274LL10 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0063 4997287.50 4997287.50 0.0065 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.65% 56274LK37 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0065 6199781.44 6199781.44 0.0080 N Y Y N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.65% 56274LKJ2 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N N 0.0065 1499539.58 1499539.58 0.0019 N N N N Memorial Health System/IL Memorial Health System/IL, 0.86% 586016AP2 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-10-01 Y JP Morgan Chase & Co N/A N/A 1.0000 5 N N N 0.0086 11295000.00 11295000.00 0.0146 N N Y N Merck & Co Inc Merck & Co Inc, 0.36% 58934AK62 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0036 7999600.00 7999600.00 0.0103 N N Y N Merrill Lynch Repurchase Agreement Merrill Lynch Repurchase Agreement, 0.46% 0000065100 RP093016L U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Resolution Funding Corp Interest Strip 2024-10-15 0.000000 7578000.00 6409093.50 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2027-07-15 0.000000 8581000.00 6753332.81 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2026-07-15 0.000000 10081000.00 8081937.70 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2026-04-15 0.000000 4908000.00 3962473.80 Agency Debentures and Agency Strips Resolution Funding Corp Interest Strip 2024-04-15 0.000000 337000.00 293675.28 Agency Debentures and Agency Strips First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0046 25000000.00 25000000.00 0.0323 N Y Y N MetLife Inc MetLife Inc, 1.05% 0000937834 METFUND90 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-11-17 2017-08-17 2017-08-17 N N N 0.0105 15000000.00 15000000.00 0.0194 N N N Y Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.6% 60682WKE7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-14 2016-10-14 2016-10-14 N N N 0.0060 11154203.49 11154203.49 0.0144 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.91% 60689FMM7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-21 2016-12-21 2016-12-21 N N N 0.0091 4490836.87 4490836.87 0.0058 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.91% 60689FMN5 Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-22 2016-12-22 2016-12-22 N N N 0.0091 6985490.56 6985490.56 0.0090 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 1.17% 60689FPT9 Financial Company Commercial Paper First Tier Security N/A N/A 2017-02-27 2017-02-27 2017-02-27 N N N 0.0117 5970945.00 5970945.00 0.0077 N N N N MMAF Equipment Finance LLC 2016-A MMAF Equipment Finance LLC 2016-A, 0.75% 55315FAA8 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 2635400.31 2635400.31 0.0034 N N N N Morgan Stanley Institutional Liquidity Funds - Government Portfolio Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.3% 61747C707 Investment Company First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0030 10900000.00 10900000.00 0.0141 N Y Y N National Rural Utilities Cooperative Finance Corp National Rural Utilities Cooperative Finance Corp, 0.45% 63743CL35 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-03 2016-11-03 2016-11-03 N N N 0.0045 5997525.00 5997525.00 0.0077 N N N N National Rural Utilities Cooperative Finance Corp National Rural Utilities Cooperative Finance Corp, 0.45% 63743CL19 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0045 5997675.00 5997675.00 0.0077 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.54% 63866AL89 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-08 2016-11-08 2016-11-08 N N N 0.0054 3997720.00 3997720.00 0.0052 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.54% 63866ALE6 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-14 2016-11-14 2016-11-14 N N N 0.0054 6495710.00 6495710.00 0.0084 N N N N Natixis SA/New York NY Natixis SA/New York NY, 0.65% 63873JL81 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-08 2016-11-08 2016-11-08 N N N 0.0065 1998627.78 1998627.78 0.0026 N N N N New York Life Global Funding Company New York Life Global Funding Company, 0.71% 0000071633 FUNDNYL16 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-11-01 2017-07-21 2017-07-21 N N N 0.0071 16000000.00 16000000.00 0.0207 N N N Y Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.87% 65409RLM0 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-11-21 2016-11-21 2016-11-21 N N N 0.0087 5992605.00 5992605.00 0.0077 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.76% 65409RKS8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-26 2016-10-26 2016-10-26 N N N 0.0076 6892360.45 6892360.45 0.0089 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.4% 66989MK30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N Y Novartis AG N/A N/A 1.0000 N 0.0040 5999866.67 5999866.67 0.0077 N Y Y N Oglethorpe Power Corp Oglethorpe Power Corp, 0.5% 67705AL44 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-04 2016-11-04 2016-11-04 N N N 0.0050 3126522.89 3126522.89 0.0040 N N N N Oklahoma University Hospital Oklahoma University Hospital, 0.86% 914756AB7 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-08-15 Y Bank of America N/A N/A 1.0000 5 N N N 0.0086 2500000.00 2500000.00 0.0032 N N Y N Ontario Teachers' Finance Trust Ontario Teachers' Finance Trust, 0.5% 68325KK41 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N Y Ontario Teachers Pension Plan Board N/A N/A 1.0000 N 0.0050 2620890.79 2620890.79 0.0034 N N Y N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.6% 69034AKE1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-14 2016-10-14 2016-10-14 N N N 0.0060 3999133.33 3999133.33 0.0052 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.74% 69034AL75 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-07 2016-11-07 2016-11-07 N N N 0.0074 7993915.55 7993915.55 0.0103 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.73% 69034AL91 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-09 2016-11-09 2016-11-09 N N N 0.0073 7893752.42 7893752.42 0.0102 N N N N PACCAR Financial Corp PACCAR Financial Corp, 0.44% 69372AL26 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-02 2016-11-02 2016-11-02 N N Y PACCAR Inc Support Agreement N/A N/A 1.0000 0.0044 5997653.33 5997653.33 0.0077 N N N N Portland Clinic LLP/The Portland Clinic LLP/The, 0.9% 736440AA6 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-11-20 Y US Bank N/A N/A 1.0000 5 N N N 0.0090 9030000.00 9030000.00 0.0117 N N Y N Prudential PLC Prudential PLC, 0.67% 7443M2LN4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-22 2016-11-22 2016-11-22 N N N 0.0067 5994193.33 5994193.33 0.0077 N N N N Reckitt Benckiser Treasury Services PLC Reckitt Benckiser Treasury Services PLC, 0.55% 7562E0KX3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-31 2016-10-31 2016-10-31 N Y Reckitt Benckiser Group N/A N/A 1.0000 N 0.0055 5997250.00 5997250.00 0.0077 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.57% 7588R0K63 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0057 3499722.92 3499722.92 0.0045 N N Y N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.65% 7588R0KL0 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-20 2016-10-20 2016-10-20 N N N 0.0065 6997598.61 6997598.61 0.0090 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.63% 7588R0KR7 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-25 2016-10-25 2016-10-25 N N N 0.0063 5997480.00 5997480.00 0.0077 N N N N San Francisco City & County Redevelopment Agency San Francisco City & County Redevelopment Agency, 0.71% 79765TBZ7 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-06-15 Y Fannie Mae N/A N/A 1.0000 5 N N N 0.0071 5100000.00 5100000.00 0.0066 N N Y N Santander Drive Auto Receivables Trust 2016-2 Santander Drive Auto Receivables Trust 2016-2, 0.75% 80285CAC5 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 1151939.02 1151939.02 0.0015 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.58% 82124LK76 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0058 5999420.00 5999420.00 0.0077 N N Y N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.75% 82124LLJ9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-11-18 2016-11-18 2016-11-18 N N N 0.0075 4995000.00 4995000.00 0.0065 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.56% 82124LKJ0 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N N 0.0056 4998677.78 4998677.78 0.0065 N N N N Simon Property Group LP Simon Property Group LP, 0.5% 82880WKQ4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0050 5998083.33 5998083.33 0.0077 N N N N Simon Property Group LP Simon Property Group LP, 0.5% 82880WKR2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-25 2016-10-25 2016-10-25 N N N 0.0050 6997666.67 6997666.67 0.0090 N N N N Simon Property Group LP Simon Property Group LP, 0.65% 82880WMD1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-13 2016-12-13 2016-12-13 N N N 0.0065 5992091.67 5992091.67 0.0077 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB, 0.6% 83050TKS9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-26 2016-10-26 2016-10-26 N N N 0.0060 6997083.33 6997083.33 0.0090 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.68% 85324TLF1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0068 5994900.00 5994900.00 0.0077 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.65% 85324TKH8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0065 4998555.55 4998555.55 0.0065 N N N N STIT-Government & Agency Portfolio STIT-Government & Agency Portfolio, 0.3% 825252885 Investment Company First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0030 10000000.00 10000000.00 0.0129 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.88% 86562KMK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-19 2016-12-19 2016-12-19 N N N 0.0088 5489378.89 5489378.89 0.0071 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.6% 86562KL44 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-04 2016-11-04 2016-11-04 N N N 0.0060 6996033.33 6996033.33 0.0090 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.9% 86562KME1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-14 2016-12-14 2016-12-14 N N N 0.0090 5988900.00 5988900.00 0.0077 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC, 0.5% 88602TKT9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-27 2016-10-27 2016-10-27 N N N 0.0050 5398050.00 5398050.00 0.0070 N N N N Unilever Capital Corp Unilever Capital Corp, 0.3% 90477DK39 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N Y Unilever PLC N/A N/A 1.0000 N 0.0030 6999883.33 6999883.33 0.0090 N Y Y N United Overseas Bank Ltd United Overseas Bank Ltd, 0.45% 91127PKH3 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0045 4499100.00 4499100.00 0.0058 N N N N Volvo Financial Equipment LLC Series 2016-1 Volvo Financial Equipment LLC Series 2016-1, 0.75% 92887JAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0075 1376903.86 1376903.86 0.0018 N N N N Wells Fargo Bank NA Wells Fargo Bank NA, 1.06% 94985HD27 Other Instrument Corporate Bond First Tier Security N/A N/A 2016-12-22 2017-10-20 2018-07-20 N N N 0.0106 7200000.00 7200000.00 0.0093 N N N N Wheels SPV 2 LLC Wheels SPV 2 LLC, 0.85% 96328DAS3 Other Asset Backed Securities First Tier Security N/A N/A 2017-08-20 2017-08-20 2017-08-20 N N N 0.0085 6476898.91 6476898.91 0.0084 N N N N Principal Funds, Inc. 2016-10-05 /s/ Jennifer A. Block Jennifer A. Block Assistant Counsel and Assistant Secretary