N-MFP1 0000898745 XXXXXXXX 2016-07-31 0000898745 S000007081 4 N N 033-59474 Principal Management Corporation 801-08144 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Management Corporation Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime N 37 46 158884338.24 152896879.63 156728191.76 153480975.94 155444603.19 334143495.41 326750589.70 347989541.07 326042952.61 336805397.46 0.1600 0.1563 0.1562 0.1546 0.1562 0.3365 0.3341 0.3467 0.3285 0.3385 12263.74 994960341.84 994960341.84 141562.03 673156.94 994441010.67 994198082.06 1.0000 0.0055 1.0003 1.0003 1.0003 1.0003 1.0003 C000019361 0.01 213190744.10 213136910.19 1.0003 1.0003 1.0003 1.0003 1.0003 4792179.31 5909350.10 738266.87 13155363.97 5684029.52 504426.14 2416583.83 3505127.56 1788285.90 621226.96 10800085.53 22168910.95 0.0014 N C000019362 1000.00 268128336.76 268063469.04 1.0003 1.0003 1.0003 1.0003 1.0003 6545926.77 4442216.85 2701283.57 1827892.77 4518318.73 2411886.46 2971981.69 2697171.18 1494007.47 3081753.11 12976656.02 10097651.84 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 34085.91; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 13586.58; C000019363 1000.00 491235234.46 491116312.09 1.0003 1.0003 1.0003 1.0003 1.0003 9355693.40 12268749.57 5095035.96 8852433.95 10754672.99 6551232.62 11915362.33 6481151.00 10238655.18 6551202.33 38776675.45 30129288.03 0.0000 N C000038783 1000.00 21886695.35 21881390.75 1.0003 1.0003 1.0003 1.0003 1.0003 607353.38 378678.75 1231301.60 507201.80 741011.12 1250078.59 44658.20 1905348.96 82511.26 212043.82 2269842.36 4040648.27 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 19668.05; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 2788.85; American Honda Finance Corp American Honda Finance Corp, 0.47% 02665JHC7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-12 2016-08-12 2016-08-12 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0047 7998851.11 7998851.11 0.0080 N N N N American Honda Finance Corp American Honda Finance Corp, 0.54% 02665JH52 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-05 2016-08-05 2016-08-05 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0054 7999520.00 7999520.00 0.0080 N N Y N American Honda Finance Corp American Honda Finance Corp, 0.52% 02665JHP8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-23 2016-08-23 2016-08-23 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0052 6997775.55 6997775.55 0.0070 N N N N AmeriCredit Automobile Receivables Trust 2016-2 AmeriCredit Automobile Receivables Trust 2016-2, 0.75% 03066DAA4 Other Asset Backed Securities First Tier Security N/A N/A 2017-04-10 2017-04-10 2017-04-10 N N N 0.0075 2728929.49 2728929.49 0.0027 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.48% 0347M2H17 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0048 7000000.00 7000000.00 0.0070 N Y Y N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.42% 03948GHB2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-11 2016-08-11 2016-08-11 N N N 0.0042 6999183.33 6999183.33 0.0070 N N N N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.42% 03948GHP1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-23 2016-08-23 2016-08-23 N N N 0.0042 7997946.67 7997946.67 0.0080 N N N N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.41% 03948GH97 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-09 2016-08-09 2016-08-09 N N N 0.0041 7999271.11 7999271.11 0.0080 N N N N ARI Fleet Lease Trust 2016-A ARI Fleet Lease Trust 2016-A, 0.8% 00192CAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-15 2017-03-15 2017-03-15 N N N 0.0080 2216170.95 2216170.95 0.0022 N N N N Bank of America NA Bank of America NA, 0.67% 06052TTP5 Certificate of Deposit First Tier Security N/A N/A 2016-09-06 2016-09-06 2016-09-06 N N N 0.0067 8000000.00 8000000.00 0.0080 N N N N Bank of Nova Scotia/Houston Bank of Nova Scotia/Houston, 0.79% 06417D2A2 Certificate of Deposit First Tier Security N/A N/A 2016-08-11 2017-05-11 2017-05-11 N N N 0.0079 5800000.00 5800000.00 0.0058 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.74% 06417JKK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-19 2016-10-19 2016-10-19 N N N 0.0074 7987008.89 7987008.89 0.0080 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.93% 06417JLA8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0093 7979238.89 7979238.89 0.0080 N N N N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.64% 06538BJT1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-27 2016-09-27 2016-09-27 N N N 0.0064 6992906.67 6992906.67 0.0070 N N N N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.42% 06538BH14 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0042 4000000.00 4000000.00 0.0040 N Y Y N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.42% 06538BH30 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-03 2016-08-03 2016-08-03 N N N 0.0042 6199855.33 6199855.33 0.0062 N N Y N BASF SE BASF SE, 0.61% 05526LJU2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-28 2016-09-28 2016-09-28 N N N 0.0061 6993120.55 6993120.55 0.0070 N N N N BlackRock Liquidity Funds TempFund Portfolio BlackRock Liquidity Funds TempFund Portfolio, 0.4% 09248U619 Investment Company First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0040 10825000.00 10825000.00 0.0109 N Y Y N BMW US Capital LLC BMW US Capital LLC, 0.39% 0556C2H14 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N Y BMW AG N/A N/A 1.0000 N 0.0039 7000000.00 7000000.00 0.0070 N Y Y N BNP Paribas SA/New York NY BNP Paribas SA/New York NY, 0.31% 09659BH11 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0031 20000000.00 20000000.00 0.0201 N Y Y N Brown-Forman Corp Brown-Forman Corp, 0.53% 11563VHB6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-11 2016-08-11 2016-08-11 N N N 0.0053 6998969.45 6998969.45 0.0070 N N N N Capital Auto Receivables Asset Trust 2016-1 Capital Auto Receivables Asset Trust 2016-1, 0.75% 13975NAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-20 2017-03-20 2017-03-20 N N N 0.0075 934583.30 934583.30 0.0009 N N N N Cargill Inc Cargill Inc, 0.39% 14178LH37 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-03 2016-08-03 2016-08-03 N N N 0.0039 6999848.33 6999848.33 0.0070 N N Y N Cargill Inc Cargill Inc, 0.39% 14178LH52 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-05 2016-08-05 2016-08-05 N N N 0.0039 7999653.33 7999653.33 0.0080 N N Y N Catholic Health Initiatives Catholic Health Initiatives, 0.78% 14918EH87 Non-Financial Company Commercial Paper Rated Second Tier Security N/A N/A 2016-08-08 2016-08-08 2016-08-08 N N N 0.0078 5999090.00 5999090.00 0.0060 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.82% 14918EHN4 Non-Financial Company Commercial Paper Rated Second Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0082 4997608.33 4997608.33 0.0050 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.78% 14918EH20 Non-Financial Company Commercial Paper Rated Second Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0078 7999826.67 7999826.67 0.0080 N N Y N Citibank NA Citibank NA, 0.7% 17305TBE1 Certificate of Deposit First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0070 4000000.00 4000000.00 0.0040 N N N N Citibank NA Citibank NA, 0.63% 17305TCJ9 Certificate of Deposit First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0063 8000000.00 8000000.00 0.0080 N N N N City of Baltimore MD City of Baltimore MD, 0.45% 059189QB9 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2022-10-15 Y State Street Bank & Trust N/A N/A 1.0000 5 N N N 0.0045 7915000.00 7915000.00 0.0080 N N Y N City of Colorado Springs CO Utilities System Revenue City of Colorado Springs CO Utilities System Revenue, 0.43% 1966302Z9 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2027-11-01 Y Mizuho Bank LTD N/A N/A 1.0000 5 N N N 0.0043 7000000.00 7000000.00 0.0070 N N Y N City of Las Cruces NM City of Las Cruces NM, 0.46% 517487BC7 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2018-12-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0046 2500000.00 2500000.00 0.0025 N N Y N City of St Paul MN City of St Paul MN, 0.46% 79307TBM1 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2025-11-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0046 4400000.00 4400000.00 0.0044 N N Y N Coca-Cola Co/The Coca-Cola Co/The, 0.49% 19121AKB6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0049 5994201.66 5994201.66 0.0060 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 0.7% 19422FKC9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-12 2016-10-12 2016-10-12 N N N 0.0070 6990200.00 6990200.00 0.0070 N N N N Collateralized Commercial Paper Co LLC Collateralized Commercial Paper Co LLC, 0.7% 19422FKJ4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N N 0.0070 7488625.00 7488625.00 0.0075 N N N N Colorado Housing & Finance Authority Colorado Housing & Finance Authority, 0.48% 196479MG1 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2029-04-01 Y Federal Home Loan Bank N/A N/A 1.0000 5 N N N 0.0048 7510000.00 7510000.00 0.0076 N N Y N Cooperatieve Rabobank UA/NY Cooperatieve Rabobank UA/NY, 0.49% 21687AHG1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-16 2016-08-16 2016-08-16 N N N 0.0049 6498672.92 6498672.92 0.0065 N N N N Corporate Finance Managers Inc Corporate Finance Managers Inc, 0.49% 21988YAB3 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2043-02-02 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0049 8700000.00 8700000.00 0.0087 N N Y N County of Kit Carson CO County of Kit Carson CO, 0.5% 498006AA3 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2027-06-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0050 1250000.00 1250000.00 0.0013 N N Y N CRC Funding LLC CRC Funding LLC, 0.6% 12622UHN9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0060 4998250.00 4998250.00 0.0050 N N N N CRC Funding LLC CRC Funding LLC, 0.63% 12619TJ13 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0063 2498643.75 2498643.75 0.0025 N N N N CRC Funding LLC CRC Funding LLC, 0.6% 12619TJF2 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0060 7994000.00 7994000.00 0.0080 N N N N CRC Funding LLC CRC Funding LLC, 0.5% 12619THX5 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-31 2016-08-31 2016-08-31 N N N 0.0050 6997083.33 6997083.33 0.0070 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.84% 2254EAJE4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-14 2016-09-14 2016-09-14 N N N 0.0084 6992813.33 6992813.33 0.0070 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.66% 2254EAK51 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0066 7990466.67 7990466.67 0.0080 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.66% 2254EAK77 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0066 7990173.33 7990173.33 0.0080 N N N N Credit Suisse Repurchase Agreement Credit Suisse Repurchase Agreement, 0.35% 0000824468 RP072916K U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N US Treasury 2022-11-30 2.000000 29255000.00 30604067.62 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0035 30000000.00 30000000.00 0.0302 N Y Y N DBS Bank Ltd DBS Bank Ltd, 0.6% 23305DHR9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-25 2016-08-25 2016-08-25 N N N 0.0060 7996800.00 7996800.00 0.0080 N N N N DCAT LLC DCAT LLC, 0.67% 24023GHH3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-17 2016-08-17 2016-08-17 N N N 0.0067 6847960.23 6847960.23 0.0069 N N N N DCAT LLC DCAT LLC, 0.68% 24023GH42 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0068 8199535.33 8199535.33 0.0082 N N Y N DCAT LLC DCAT LLC, 0.68% 24023GH59 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-05 2016-08-05 2016-08-05 N N N 0.0068 7999395.56 7999395.56 0.0080 N N Y N Dell Equipment Finance Trust 2015-2 Dell Equipment Finance Trust 2015-2, 0.53% 24703CAA1 Other Asset Backed Securities First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0053 227029.31 227029.31 0.0002 N N N N Dell Equipment Finance Trust 2016-1 Dell Equipment Finance Trust 2016-1, 0.85% 24703EAA7 Other Asset Backed Securities First Tier Security N/A N/A 2017-07-24 2017-07-24 2017-07-24 N N N 0.0085 8000000.00 8000000.00 0.0080 N N N N Deutsche Money Market Series Deutsche Money Market Series, 0.28% 23337T201 Investment Company First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0028 14530000.00 14530000.00 0.0146 N Y Y N DNB Bank ASA DNB Bank ASA, 0.51% 2332K0HK1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-19 2016-08-19 2016-08-19 N N N 0.0051 7997960.00 7997960.00 0.0080 N N N N Drive Auto Receivables Trust 2016-B Drive Auto Receivables Trust 2016-B, 0.75% 26208AAA0 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 2424724.83 2424724.83 0.0024 N N N N Enterprise Fleet Financing LLC Enterprise Fleet Financing LLC, 0.85% 29372EBR8 Other Asset Backed Securities First Tier Security N/A N/A 2017-07-20 2017-07-20 2017-07-20 N N N 0.0085 6500000.00 6500000.00 0.0065 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.65% 30601VK42 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0065 7990755.55 7990755.55 0.0080 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.65% 30601VK67 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0065 3995233.34 3995233.34 0.0040 N N N N Ford Credit Auto Owner Trust 2016-A Ford Credit Auto Owner Trust 2016-A, 0.68% 34531PAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 13633.06 13633.06 0.0000 N N N N Goldman Sachs Financial Square Funds - Government Fund Goldman Sachs Financial Square Funds - Government Fund, 0.3% 38141W273 Investment Company First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0030 8045000.00 8045000.00 0.0081 N Y Y N Gotham Funding Corp Gotham Funding Corp, 0.51% 38346LHJ8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-18 2016-08-18 2016-08-18 N N N 0.0051 7998073.33 7998073.33 0.0080 N N N N Gotham Funding Corp Gotham Funding Corp, 0.53% 38346LHN9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0053 7997526.67 7997526.67 0.0080 N N N N Gotham Funding Corp Gotham Funding Corp, 0.57% 38346LJ80 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-08 2016-09-08 2016-09-08 N N N 0.0057 6995788.33 6995788.33 0.0070 N N N N GreatAmerica Leasing Receivables Funding LLC Series 2016-1 GreatAmerica Leasing Receivables Funding LLC Series 2016-1, 0.78% 39154TAA6 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-21 2017-02-21 2017-02-21 N N N 0.0078 1363192.00 1363192.00 0.0014 N N N N Hyundai Auto Lease Securitization Trust 2016-A Hyundai Auto Lease Securitization Trust 2016-A, 0.68% 44891MAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 1448428.96 1448428.96 0.0015 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0H19 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N Y ING Bank N/A N/A 1.0000 N 0.0069 6000000.00 6000000.00 0.0060 N Y Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WH28 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0043 4999940.28 4999940.28 0.0050 N N Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WHA0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-10 2016-08-10 2016-08-10 N N N 0.0043 17497925.00 17497925.00 0.0176 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.57% 46590DH29 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0057 4499928.75 4499928.75 0.0045 N N Y N JP Morgan Securities LLC JP Morgan Securities LLC, 0.54% 46640PJ12 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0054 4098093.50 4098093.50 0.0041 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.62% 46640PJC8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-12 2016-09-12 2016-09-12 N N N 0.0062 1349023.50 1349023.50 0.0014 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.42% 46640PH89 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-08 2016-08-08 2016-08-08 N N N 0.0042 2899763.17 2899763.17 0.0029 N N N N Jupiter Securitization Co LLC Jupiter Securitization Co LLC, 0.45% 4820P2HX6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-31 2016-08-31 2016-08-31 N N N 0.0045 8496812.50 8496812.50 0.0085 N N N N Kern Water Bank Authority Kern Water Bank Authority, 0.46% 492291AB5 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2028-07-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0046 4167000.00 4167000.00 0.0042 N N Y N KFW KFW, 0.42% 48246TH36 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-08-03 2016-08-03 2016-08-03 N Y Republic of Germany N/A N/A 1.0000 N 0.0042 7999813.33 7999813.33 0.0080 N N Y N KFW KFW, 0.42% 48246THR3 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-08-25 2016-08-25 2016-08-25 N Y Republic of Germany N/A N/A 1.0000 N 0.0042 1999440.00 1999440.00 0.0020 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.69% 53127TKC6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-12 2016-10-12 2016-10-12 N N N 0.0069 2696274.00 2696274.00 0.0027 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.6% 53127TJ61 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-06 2016-09-06 2016-09-06 N N N 0.0060 7995200.00 7995200.00 0.0080 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.62% 53127TJM6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-21 2016-09-21 2016-09-21 N N N 0.0062 4196311.00 4196311.00 0.0042 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.71% 53127TKB8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0071 6990198.05 6990198.05 0.0070 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.65% 56274LK37 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0065 4994312.50 4994312.50 0.0050 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.58% 56274LJ88 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-08 2016-09-08 2016-09-08 N N N 0.0058 6496020.55 6496020.55 0.0065 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.53% 56274LH23 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0053 6999896.94 6999896.94 0.0070 N N Y N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.6% 56274LHR8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-25 2016-08-25 2016-08-25 N N N 0.0060 4998000.00 4998000.00 0.0050 N N N N Memorial Health System/IL Memorial Health System/IL, 0.5% 586016AP2 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2024-10-01 Y JP Morgan Chase & Co N/A N/A 1.0000 5 N N N 0.0050 11295000.00 11295000.00 0.0114 N N Y N Merrill Lynch Repurchase Agreement Merrill Lynch Repurchase Agreement, 0.33% 0000065100 RP072916L U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Tennessee Valley Authority 2036-04-01 5.880000 6950000.00 10360666.17 Agency Debentures and Agency Strips Federal Farm Credit Banks 2030-09-30 3.580000 7385000.00 7481919.92 Agency Mortgage-Backed Securities Federal Farm Credit Banks 2031-02-11 3.040000 12470000.00 12758389.53 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0033 30000000.00 30000000.00 0.0302 N Y Y N MetLife Inc MetLife Inc, 0.7% 0000937834 METFUND80 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-08-17 2016-08-17 2016-08-17 N N N 0.0070 15000000.00 15000000.00 0.0151 N N N Y Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.75% 60682WKE7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-14 2016-10-14 2016-10-14 N N N 0.0075 6989208.34 6989208.34 0.0070 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.58% 60689FJP4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-23 2016-09-23 2016-09-23 N N N 0.0058 7993227.78 7993227.78 0.0080 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.62% 60689FHK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-19 2016-08-19 2016-08-19 N N N 0.0062 5998155.00 5998155.00 0.0060 N N N N MMAF Equipment Finance LLC 2016-A MMAF Equipment Finance LLC 2016-A, 0.75% 55315FAA8 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 3567570.55 3567570.55 0.0036 N N N N Morgan Stanley Institutional Liquidity Funds - Government Portfolio Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.26% 61747C707 Investment Company First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0026 4900000.00 4900000.00 0.0049 N Y Y N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.48% 63866AHF8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0048 6998693.33 6998693.33 0.0070 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.59% 63866AHC5 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-12 2016-08-12 2016-08-12 N N N 0.0059 8248680.77 8248680.77 0.0083 N N N N Natixis SA/New York NY Natixis SA/New York NY, 0.41% 63873JH45 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0041 6999760.83 6999760.83 0.0070 N N Y N Natixis SA/New York NY Natixis SA/New York NY, 0.61% 63873JJK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-19 2016-09-19 2016-09-19 N N N 0.0061 4995848.61 4995848.61 0.0050 N N N N New York Life Global Funding Company New York Life Global Funding Company, 0.71% 0000071633 FUNDNYL16 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-11-01 2017-07-21 2017-07-21 N N N 0.0071 16000000.00 16000000.00 0.0161 N N N Y Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.48% 65409RHN3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0048 3499020.00 3499020.00 0.0035 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.57% 65409RJK7 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-19 2016-09-19 2016-09-19 N N N 0.0057 7494181.25 7494181.25 0.0075 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.49% 65409RHJ2 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-18 2016-08-18 2016-08-18 N N N 0.0049 6998380.28 6998380.28 0.0070 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.49% 66989MH83 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-08 2016-08-08 2016-08-08 N Y Novartis AG N/A N/A 1.0000 N 0.0049 6999333.06 6999333.06 0.0070 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.46% 66989MHV2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-29 2016-08-29 2016-08-29 N Y Novartis AG N/A N/A 1.0000 N 0.0046 7497316.66 7497316.66 0.0075 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.38% 66989MH18 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N Y Novartis AG N/A N/A 1.0000 N 0.0038 8000000.00 8000000.00 0.0080 N Y Y N Oglethorpe Power Corp Oglethorpe Power Corp, 0.52% 67705AHB3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-11 2016-08-11 2016-08-11 N N N 0.0052 6499061.11 6499061.11 0.0065 N N N N Oglethorpe Power Corp Oglethorpe Power Corp, 0.5% 67705AHQ0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-24 2016-08-24 2016-08-24 N N N 0.0050 7497604.17 7497604.17 0.0075 N N N N Oklahoma University Hospital Oklahoma University Hospital, 0.45% 914756AB7 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2021-08-15 Y Bank of America N/A N/A 1.0000 5 N N N 0.0045 3100000.00 3100000.00 0.0031 N N Y N Ontario Teachers' Finance Trust Ontario Teachers' Finance Trust, 0.74% 68325KHF0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N Y Ontario Teachers Pension Plan Board N/A N/A 1.0000 N 0.0074 7997697.78 7997697.78 0.0080 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.59% 69034AJ94 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-09 2016-09-09 2016-09-09 N N N 0.0059 6895589.75 6895589.75 0.0069 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.74% 69034AL75 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-07 2016-11-07 2016-11-07 N N N 0.0074 7983884.44 7983884.44 0.0080 N N N N Philip Morris International Inc Philip Morris International Inc, 0.42% 71838LHS4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-26 2016-08-26 2016-08-26 N N N 0.0042 6997958.34 6997958.34 0.0070 N N N N Philip Morris International Inc Philip Morris International Inc, 0.42% 71838LJ11 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0042 7997106.66 7997106.66 0.0080 N N N N Portland Clinic LLP/The Portland Clinic LLP/The, 0.45% 736440AA6 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2027-11-20 Y US Bank N/A N/A 1.0000 5 N N N 0.0045 9030000.00 9030000.00 0.0091 N N Y N Prudential PLC Prudential PLC, 0.65% 7443M2JF4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0065 4995937.50 4995937.50 0.0050 N N N N Prudential PLC Prudential PLC, 0.6% 7443M2HG4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-16 2016-08-16 2016-08-16 N N N 0.0060 6998250.00 6998250.00 0.0070 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.48% 7588R0H83 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-08 2016-08-08 2016-08-08 N N N 0.0048 3999626.67 3999626.67 0.0040 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.55% 7588R0HF7 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0055 7998288.89 7998288.89 0.0080 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.55% 7588R0HN0 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0055 3998716.66 3998716.66 0.0040 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.45% 7588R0H42 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0045 7999700.00 7999700.00 0.0080 N N Y N Salvation Army/United States Salvation Army/United States, 0.6% 79583RJN0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-22 2016-09-22 2016-09-22 N N N 0.0060 7993066.67 7993066.67 0.0080 N N N N San Francisco City & County Redevelopment Agency San Francisco City & County Redevelopment Agency, 0.45% 79765TBZ7 Variable Rate Demand Note First Tier Security N/A N/A 2016-08-05 2016-08-05 2034-06-15 Y Fannie Mae N/A N/A 1.0000 5 N N N 0.0045 5100000.00 5100000.00 0.0051 N N Y N Santander Drive Auto Receivables Trust 2016-2 Santander Drive Auto Receivables Trust 2016-2, 0.75% 80285CAC5 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 4378212.06 4378212.06 0.0044 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.65% 82124LJ29 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-02 2016-09-02 2016-09-02 N N N 0.0065 7995377.78 7995377.78 0.0080 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.6% 82124LH96 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-09 2016-08-09 2016-08-09 N N N 0.0060 14997968.89 14997968.89 0.0151 N N N N Simon Property Group LP Simon Property Group LP, 0.5% 82880WHQ8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-24 2016-08-24 2016-08-24 N N N 0.0050 7997444.45 7997444.45 0.0080 N N N N Simon Property Group LP Simon Property Group LP, 0.46% 82880WJ78 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-07 2016-09-07 2016-09-07 N N N 0.0046 7996217.78 7996217.78 0.0080 N N N N Simon Property Group LP Simon Property Group LP, 0.46% 82880WHV7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-29 2016-08-29 2016-08-29 N N N 0.0046 5997853.33 5997853.33 0.0060 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB, 0.5% 83050TJ77 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-07 2016-09-07 2016-09-07 N N N 0.0050 5026415.65 5026415.65 0.0051 N N N N Societe Generale SA Societe Generale SA, 0.39% 83369BH17 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0039 5000000.00 5000000.00 0.0050 N Y Y N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.53% 85324THJ8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-18 2016-08-18 2016-08-18 N N N 0.0053 4998748.61 4998748.61 0.0050 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.62% 85324TJG2 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0062 7494058.33 7494058.33 0.0075 N N N N STIT-Government & Agency Portfolio STIT-Government & Agency Portfolio, 0.29% 825252885 Investment Company First Tier Security N/A N/A 2016-08-05 2016-08-05 2016-08-05 N N N 0.0029 14000000.00 14000000.00 0.0141 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.63% 86562KJL9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-20 2016-09-20 2016-09-20 N N N 0.0063 7493437.50 7493437.50 0.0075 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.62% 86562KJG0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0062 7993662.22 7993662.22 0.0080 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.64% 86562KJD7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-13 2016-09-13 2016-09-13 N N N 0.0064 6495031.11 6495031.11 0.0065 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC, 0.57% 88602TH48 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0057 2499881.25 2499881.25 0.0025 N N Y N Toyota Financial Services de Puerto Rico Inc Toyota Financial Services de Puerto Rico Inc, 0.65% 8923A0JU8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-28 2016-09-28 2016-09-28 N N Y Toyota Financial Services Support Agreement N/A N/A 1.0000 0.0065 8491098.61 8491098.61 0.0085 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.72% 91127PHW4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-30 2016-08-30 2016-08-30 N N N 0.0072 6995940.00 6995940.00 0.0070 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.54% 91127PHV6 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-29 2016-08-29 2016-08-29 N N N 0.0054 2603905.90 2603905.90 0.0026 N N N N Volvo Financial Equipment LLC Series 2016-1 Volvo Financial Equipment LLC Series 2016-1, 0.75% 92887JAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0075 2454759.09 2454759.09 0.0025 N N N N Wells Fargo Bank NA Wells Fargo Bank NA, 0.84% 94985HD27 Other Instrument Corporate Bond First Tier Security N/A N/A 2016-09-22 2017-08-22 2018-07-20 N N N 0.0084 7200000.00 7200000.00 0.0072 N N N N Westpac Banking Corp Westpac Banking Corp, 0.86% 9612C0JS9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-26 2016-09-26 2016-09-26 N N N 0.0086 2995986.67 2995986.67 0.0030 N N N N Principal Funds, Inc. 2016-08-04 /s/ Jennifer A. Block Jennifer A. Block Assistant Counsel and Assistant Secretary