N-MFP1 0000898745 XXXXXXXX 2016-06-30 0000898745 S000007081 4 N N 033-59474 Principal Management Corporation 801-08144 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Management Corporation Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime N 38 41 154290389.46 155400923.26 149522416.43 153692012.88 345033335.80 345996901.57 333828540.40 371480338.17 0.1538 0.1540 0.1515 0.1546 0.3439 0.3429 0.3383 0.3736 38867.78 996555757.09 996555757.09 122654.94 664656.93 996052622.88 995811321.85 1.0000 0.0055 1.0003 1.0003 1.0003 1.0003 C000019361 0.01 224560623.59 224505735.78 1.0003 1.0003 1.0003 1.0003 726760.24 6420937.68 1779032.38 731985.44 4837751.97 22403404.09 998357.07 1730568.77 12202439.74 29793212.07 0.0013 N C000019362 1000.00 265248526.31 265184464.84 1.0003 1.0003 1.0003 1.0003 2160087.49 3108188.20 3180001.14 1767483.23 1796740.90 2293257.52 2638644.84 1400718.78 13681315.22 12729350.32 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 32403.97; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 16755.17; C000019363 1000.00 482585549.90 482468924.63 1.0003 1.0003 1.0003 1.0003 5151269.54 4748950.73 8792662.40 5181523.92 6511770.88 10737463.13 12754883.53 5693200.30 39119237.04 35150306.61 0.0000 N C000038783 1000.00 23657923.08 23652196.61 1.0003 1.0003 1.0003 1.0003 149167.45 138719.31 108711.89 514859.83 281472.40 217756.77 418779.91 480828.98 1327355.22 1525800.93 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 19316.70; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 2954.26; American Honda Finance Corp American Honda Finance Corp, 0.52% 02665JHP8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-23 2016-08-23 2016-08-23 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0052 6994641.11 6994641.11 0.0070 N N N N American Honda Finance Corp American Honda Finance Corp, 0.54% 02665JH52 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-05 2016-08-05 2016-08-05 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0054 7995800.00 7995800.00 0.0080 N N N N American Honda Finance Corp American Honda Finance Corp, 0.47% 02665JHC7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-12 2016-08-12 2016-08-12 N Y American Honda Motor Corp N/A N/A 1.0000 N 0.0047 7995613.33 7995613.33 0.0080 N N N N AmeriCredit Automobile Receivables Trust 2016-2 AmeriCredit Automobile Receivables Trust 2016-2, 0.75% 03066DAA4 Other Asset Backed Securities First Tier Security N/A N/A 2017-04-10 2017-04-10 2017-04-10 N N N 0.0075 3654959.07 3654959.07 0.0037 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.38% 0347M2G18 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0038 9000000.00 9000000.00 0.0090 N Y Y N ARI Fleet Lease Trust 2016-A ARI Fleet Lease Trust 2016-A, 0.8% 00192CAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-15 2017-03-15 2017-03-15 N N N 0.0080 2628168.36 2628168.36 0.0026 N N N N Army and Air Force Exchange Service Army and Air Force Exchange Service, 0.4% 04249KGF9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N N 0.0040 7998755.56 7998755.56 0.0080 N N N N Bank of America NA Bank of America NA, 0.67% 06052TTP5 Certificate of Deposit First Tier Security N/A N/A 2016-09-06 2016-09-06 2016-09-06 N N N 0.0067 8000000.00 8000000.00 0.0080 N N N N Bank of Nova Scotia/Houston Bank of Nova Scotia/Houston, 0.79% 06417D2A2 Certificate of Deposit First Tier Security N/A N/A 2016-08-11 2017-05-11 2017-05-11 N N N 0.0079 5800000.00 5800000.00 0.0058 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.93% 06417JLA8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0093 7972866.67 7972866.67 0.0080 N N N N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.62% 06538BG80 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0062 6999156.11 6999156.11 0.0070 N N Y N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.64% 06538BJT1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-27 2016-09-27 2016-09-27 N N N 0.0064 6989048.89 6989048.89 0.0070 N N N N BlackRock Liquidity Funds TempFund Portfolio BlackRock Liquidity Funds TempFund Portfolio, 0.44% 09248U619 Investment Company First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0044 15700000.00 15700000.00 0.0158 N Y Y N BMW US Capital LLC BMW US Capital LLC, 0.4% 0556C2G72 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N Y BMW AG N/A N/A 1.0000 N 0.0040 7999466.67 7999466.67 0.0080 N N Y N BNP Paribas SA/New York NY BNP Paribas SA/New York NY, 0.28% 09659BG12 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0028 15000000.00 15000000.00 0.0151 N Y Y N Brown-Forman Corp Brown-Forman Corp, 0.56% 11563VG50 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0056 7499533.33 7499533.33 0.0075 N N Y N Brown-Forman Corp Brown-Forman Corp, 0.57% 11563VG76 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N N N 0.0057 6999335.00 6999335.00 0.0070 N N Y N Capital Auto Receivables Asset Trust 2016-1 Capital Auto Receivables Asset Trust 2016-1, 0.75% 13975NAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-20 2017-03-20 2017-03-20 N N N 0.0075 1488506.44 1488506.44 0.0015 N N N N Cargill Inc Cargill Inc, 0.42% 14178LG87 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0042 7999346.66 7999346.66 0.0080 N N Y N Catholic Health Initiatives Catholic Health Initiatives, 0.68% 14918EG13 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0068 5000000.00 5000000.00 0.0050 N Y Y N Catholic Health Initiatives Catholic Health Initiatives, 0.78% 14918EH87 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-08 2016-08-08 2016-08-08 N N N 0.0078 5995060.00 5995060.00 0.0060 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.78% 14918EH20 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0078 7994453.34 7994453.34 0.0080 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.78% 14918EGS4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-26 2016-07-26 2016-07-26 N N N 0.0078 4997291.67 4997291.67 0.0050 N N N N Citibank NA Citibank NA, 0.63% 17305TCJ9 Certificate of Deposit First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0063 8000000.00 8000000.00 0.0080 N N N N Citibank NA Citibank NA, 0.7% 17305TBE1 Certificate of Deposit First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N N N 0.0070 4000000.00 4000000.00 0.0040 N N N N City of Baltimore MD City of Baltimore MD, 0.42% 059189QB9 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2022-10-15 Y State Street Bank & Trust N/A N/A 1.0000 5 N N N 0.0042 7915000.00 7915000.00 0.0079 N N Y N City of Colorado Springs CO Utilities System Revenue City of Colorado Springs CO Utilities System Revenue, 0.42% 1966302Z9 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2027-11-01 Y Mizuho Bank LTD N/A N/A 1.0000 5 N N N 0.0042 7000000.00 7000000.00 0.0070 N N Y N City of Las Cruces NM City of Las Cruces NM, 0.45% 517487BC7 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2018-12-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0045 2500000.00 2500000.00 0.0025 N N Y N City of St Paul MN City of St Paul MN, 0.45% 79307TBM1 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2025-11-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0045 4400000.00 4400000.00 0.0044 N N Y N Coca-Cola Co/The Coca-Cola Co/The, 0.49% 19121AKB6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0049 5991670.00 5991670.00 0.0060 N N N N Colorado Housing & Finance Authority Colorado Housing & Finance Authority, 0.44% 196479MG1 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2029-04-01 Y Federal Home Loan Bank N/A N/A 1.0000 5 N N N 0.0044 7510000.00 7510000.00 0.0075 N N Y N Cooperatieve Rabobank UA/NY Cooperatieve Rabobank UA/NY, 0.49% 21687AHG1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-16 2016-08-16 2016-08-16 N N N 0.0049 6495930.28 6495930.28 0.0065 N N N N Corp Andina de Fomento Corp Andina de Fomento, 0.45% 2198X2GR4 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-07-25 2016-07-25 2016-07-25 N N N 0.0045 1439568.00 1439568.00 0.0014 N N N N Corporate Finance Managers Inc Corporate Finance Managers Inc, 0.45% 21988YAB3 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2043-02-02 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0045 8700000.00 8700000.00 0.0087 N N Y N County of Kit Carson CO County of Kit Carson CO, 0.5% 498006AA3 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2027-06-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0050 1280000.00 1280000.00 0.0013 N N Y N CRC Funding LLC CRC Funding LLC, 0.6% 12622UHN9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0060 4995666.67 4995666.67 0.0050 N N N N CRC Funding LLC CRC Funding LLC, 0.5% 12619THX5 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-31 2016-08-31 2016-08-31 N N N 0.0050 6994069.44 6994069.44 0.0070 N N N N CRC Funding LLC CRC Funding LLC, 0.6% 12619TJF2 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0060 7989866.67 7989866.67 0.0080 N N N N CRC Funding LLC CRC Funding LLC, 0.63% 12619TJ13 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0063 2497287.50 2497287.50 0.0025 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.84% 2254EAJE4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-14 2016-09-14 2016-09-14 N N N 0.0084 6987750.00 6987750.00 0.0070 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.76% 2254EAG64 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0076 6999261.11 6999261.11 0.0070 N N Y N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.76% 2254EAG15 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0076 4500000.00 4500000.00 0.0045 N Y Y N Danaher Corp Danaher Corp, 0.4% 23585LG10 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0040 10000000.00 10000000.00 0.0100 N Y Y N DBS Bank Ltd DBS Bank Ltd, 0.59% 23305DG82 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0059 8299047.81 8299047.81 0.0083 N N Y N DBS Bank Ltd DBS Bank Ltd, 0.6% 23305DHR9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-25 2016-08-25 2016-08-25 N N N 0.0060 7992666.67 7992666.67 0.0080 N N N N DBS Bank Ltd DBS Bank Ltd, 0.41% 23305DGE9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-14 2016-07-14 2016-07-14 N N N 0.0041 6998963.61 6998963.61 0.0070 N N N N DCAT LLC DCAT LLC, 0.61% 24023GG68 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0061 6999406.94 6999406.94 0.0070 N N Y N DCAT LLC DCAT LLC, 0.67% 24023GGM3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N N N 0.0067 6997394.44 6997394.44 0.0070 N N N N DCAT LLC DCAT LLC, 0.65% 24023GG50 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0065 7999422.22 7999422.22 0.0080 N N Y N Dell Equipment Finance Trust 2015-2 Dell Equipment Finance Trust 2015-2, 0.53% 24703CAA1 Other Asset Backed Securities First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0053 643163.94 643163.94 0.0006 N N N N Deutsche Money Market Series Deutsche Money Market Series, 0.31% 23337T201 Investment Company First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0031 14530000.00 14530000.00 0.0146 N Y Y N DNB Bank ASA DNB Bank ASA, 0.51% 2332K0HK1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-19 2016-08-19 2016-08-19 N N N 0.0051 7994446.67 7994446.67 0.0080 N N N N Dover Corp Dover Corp, 0.6% 26000LGJ1 Non-Financial Company Commercial Paper Rated Second Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0060 6998016.67 6998016.67 0.0070 N N N N Drive Auto Receivables Trust 2016-B Drive Auto Receivables Trust 2016-B, 0.75% 26208AAA0 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 4291746.86 4291746.86 0.0043 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.65% 30601VK42 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0065 7986277.77 7986277.77 0.0080 N N N N Ford Credit Auto Owner Trust 2016-A Ford Credit Auto Owner Trust 2016-A, 0.68% 34531PAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 1069058.44 1069058.44 0.0011 N N N N Goldman Sachs Financial Square Funds - Government Fund Goldman Sachs Financial Square Funds - Government Fund, 0.3% 38141W273 Investment Company First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0030 4700000.00 4700000.00 0.0047 N Y Y N Gotham Funding Corp Gotham Funding Corp, 0.53% 38346LHN9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0053 7993875.55 7993875.55 0.0080 N N N N Gotham Funding Corp Gotham Funding Corp, 0.46% 38346LGK6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-19 2016-07-19 2016-07-19 N N N 0.0046 6498505.00 6498505.00 0.0065 N N N N Gotham Funding Corp Gotham Funding Corp, 0.5% 38346LG75 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N N N 0.0050 3999666.67 3999666.67 0.0040 N N Y N Gotham Funding Corp Gotham Funding Corp, 0.5% 38346LGB6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-11 2016-07-11 2016-07-11 N N N 0.0050 5999166.67 5999166.67 0.0060 N N N N GreatAmerica Leasing Receivables Funding LLC Series 2016-1 GreatAmerica Leasing Receivables Funding LLC Series 2016-1, 0.78% 39154TAA6 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-21 2017-02-21 2017-02-21 N N N 0.0078 1724217.68 1724217.68 0.0017 N N N N Hyundai Auto Lease Securitization Trust 2016-A Hyundai Auto Lease Securitization Trust 2016-A, 0.68% 44891MAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 2008427.86 2008427.86 0.0020 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0H19 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N Y ING Bank N/A N/A 1.0000 N 0.0069 5996435.00 5996435.00 0.0060 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0GM4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N Y ING Bank N/A N/A 1.0000 N 0.0069 6997316.67 6997316.67 0.0070 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0G10 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N Y ING Bank N/A N/A 1.0000 N 0.0069 5000000.00 5000000.00 0.0050 N Y Y N ING US Funding LLC ING US Funding LLC, 0.6% 4497W0GB8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-11 2016-07-11 2016-07-11 N Y ING Bank N/A N/A 1.0000 N 0.0060 6598900.00 6598900.00 0.0066 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WG11 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0043 6000000.00 6000000.00 0.0060 N Y Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.53% 45856WHA0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-10 2016-08-10 2016-08-10 N N N 0.0053 6995877.78 6995877.78 0.0070 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WGB9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-11 2016-07-11 2016-07-11 N N N 0.0044 7999022.22 7999022.22 0.0080 N N N N John Deere Financial Inc John Deere Financial Inc, 0.41% 24422CGC1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-12 2016-07-12 2016-07-12 N Y John Deere Capital Corp N/A N/A 1.0000 N 0.0041 6499185.70 6499185.70 0.0065 N N N N John Deere Financial Ltd John Deere Financial Ltd, 0.43% 24423MGT1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-27 2016-07-27 2016-07-27 N Y John Deere Capital Corp N/A N/A 1.0000 N 0.0043 1999378.89 1999378.89 0.0020 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.57% 46590DH29 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0057 4497720.00 4497720.00 0.0045 N N N N JP Morgan Securities LLC JP Morgan Securities LLC, 0.62% 46640PJC8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-12 2016-09-12 2016-09-12 N N N 0.0062 1348302.75 1348302.75 0.0014 N N N N Kern Water Bank Authority Kern Water Bank Authority, 0.45% 492291AB5 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2028-07-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0045 4367000.00 4367000.00 0.0044 N N Y N KFW KFW, 0.55% 48246TGF0 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N Y Republic of Germany N/A N/A 1.0000 N 0.0055 7998288.89 7998288.89 0.0080 N N N N KFW KFW, 0.42% 48246TH36 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-08-03 2016-08-03 2016-08-03 N Y Republic of Germany N/A N/A 1.0000 N 0.0042 7996920.00 7996920.00 0.0080 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.71% 53127TKB8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0071 6985918.33 6985918.33 0.0070 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.59% 53127TGD9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-13 2016-07-13 2016-07-13 N N N 0.0059 5998820.00 5998820.00 0.0060 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.6% 53127TJ61 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-09-06 2016-09-06 2016-09-06 N N N 0.0060 7991066.67 7991066.67 0.0080 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.53% 56274LH23 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0053 6996702.22 6996702.22 0.0070 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.6% 56274LHR8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-25 2016-08-25 2016-08-25 N N N 0.0060 4995416.66 4995416.66 0.0050 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.5% 56274LG16 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0050 6000000.00 6000000.00 0.0060 N Y Y N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.46% 56274LGC2 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-12 2016-07-12 2016-07-12 N N N 0.0046 6499086.39 6499086.39 0.0065 N N N N Memorial Health System/IL Memorial Health System/IL, 0.5% 586016AP2 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2024-10-01 Y JP Morgan Chase & Co N/A N/A 1.0000 5 N N N 0.0050 11295000.00 11295000.00 0.0113 N N Y N Merrill Lynch Repurchase Agreement Merrill Lynch Repurchase Agreement, 0.35% 0000065100 RP063016L U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Tennessee Valley Authority 2048-01-15 4.875000 26293000.00 33660397.20 Agency Debentures and Agency Strips First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0035 33000000.00 33000000.00 0.0331 N Y Y N MetLife Inc MetLife Inc, 0.7% 0000937834 METFUND80 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-08-17 2016-08-17 2016-08-17 N N N 0.0070 15000000.00 15000000.00 0.0151 N N N Y Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.69% 60682WG85 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0069 2499664.58 2499664.58 0.0025 N N Y N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.53% 60682WGR3 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-25 2016-07-25 2016-07-25 N N N 0.0053 3998586.67 3998586.67 0.0040 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.6% 60689FGN2 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-22 2016-07-22 2016-07-22 N N N 0.0060 7297445.00 7297445.00 0.0073 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.62% 60689FHK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-19 2016-08-19 2016-08-19 N N N 0.0062 5994977.50 5994977.50 0.0060 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.44% 60689FG10 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0044 7000000.00 7000000.00 0.0070 N Y Y N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.45% 60689FG51 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0045 3499825.00 3499825.00 0.0035 N N Y N MMAF Equipment Finance LLC 2016-A MMAF Equipment Finance LLC 2016-A, 0.75% 55315FAA8 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 4121877.00 4121877.00 0.0041 N N N N Morgan Stanley Institutional Liquidity Funds - Government Portfolio Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.27% 61747C707 Investment Company First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0027 4900000.00 4900000.00 0.0049 N Y Y N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.59% 63866AHC5 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-12 2016-08-12 2016-08-12 N N N 0.0059 3247762.92 3247762.92 0.0033 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.5% 63866AGE2 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-14 2016-07-14 2016-07-14 N N N 0.0050 6998736.11 6998736.11 0.0070 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.5% 63866AGJ1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0050 7998111.11 7998111.11 0.0080 N N N N Natixis SA/New York NY Natixis SA/New York NY, 0.61% 63873JJK7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-19 2016-09-19 2016-09-19 N N N 0.0061 4993222.22 4993222.22 0.0050 N N N N New York Life Global Funding Company New York Life Global Funding Company, 0.63% 0000071633 FUNDNYL15 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-07-22 2016-07-22 2016-07-22 N N N 0.0063 16000000.00 16000000.00 0.0161 N N N Y Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.48% 65409RHN3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-22 2016-08-22 2016-08-22 N N N 0.0048 3497573.33 3497573.33 0.0035 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.4% 65409RG61 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0040 4999722.22 4999722.22 0.0050 N N Y N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.48% 65409RGL8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-20 2016-07-20 2016-07-20 N N N 0.0048 7997973.33 7997973.33 0.0080 N N N N Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.49% 65409RHJ2 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-18 2016-08-18 2016-08-18 N N N 0.0049 6995426.66 6995426.66 0.0070 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.49% 66989MH83 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-08 2016-08-08 2016-08-08 N Y Novartis AG N/A N/A 1.0000 N 0.0049 6996379.44 6996379.44 0.0070 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.46% 66989MG19 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N Y Novartis AG N/A N/A 1.0000 N 0.0046 8000000.00 8000000.00 0.0080 N Y Y N Oglethorpe Power Corp Oglethorpe Power Corp, 0.55% 67705AGD0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-13 2016-07-13 2016-07-13 N N N 0.0055 7790571.47 7790571.47 0.0078 N N N N Oglethorpe Power Corp Oglethorpe Power Corp, 0.51% 67705AGR9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-25 2016-07-25 2016-07-25 N N N 0.0051 6497790.00 6497790.00 0.0065 N N N N Oklahoma University Hospital Oklahoma University Hospital, 0.45% 914756AB7 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2021-08-15 Y Bank of America N/A N/A 1.0000 5 N N N 0.0045 3100000.00 3100000.00 0.0031 N N Y N Ontario Teachers' Finance Trust Ontario Teachers' Finance Trust, 0.74% 68325KHF0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N Y Ontario Teachers Pension Plan Board N/A N/A 1.0000 N 0.0074 7992600.00 7992600.00 0.0080 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.59% 69034AJ94 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-09 2016-09-09 2016-09-09 N N N 0.0059 6892084.16 6892084.16 0.0069 N N N N PACCAR Financial Corp PACCAR Financial Corp, 0.42% 69372AGU0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-28 2016-07-28 2016-07-28 N N Y PACCAR Inc Support Agreement N/A N/A 1.0000 0.0042 6997795.00 6997795.00 0.0070 N N N N Portland Clinic LLP/The Portland Clinic LLP/The, 0.45% 736440AA6 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2027-11-20 Y US Bank N/A N/A 1.0000 5 N N N 0.0045 9030000.00 9030000.00 0.0091 N N Y N Prudential PLC Prudential PLC, 0.59% 7443M2G18 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0059 5000000.00 5000000.00 0.0050 N Y Y N Prudential PLC Prudential PLC, 0.6% 7443M2HG4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-16 2016-08-16 2016-08-16 N N N 0.0060 6994633.34 6994633.34 0.0070 N N N N Prudential PLC Prudential PLC, 0.44% 7443M2GU4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-28 2016-07-28 2016-07-28 N N N 0.0044 6997690.00 6997690.00 0.0070 N N N N Prudential PLC Prudential PLC, 0.65% 7443M2JF4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0065 4993138.89 4993138.89 0.0050 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.45% 7588R0GL5 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-20 2016-07-20 2016-07-20 N N N 0.0045 7998100.00 7998100.00 0.0080 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.44% 7588R0GF8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N N 0.0044 7998631.11 7998631.11 0.0080 N N N N Salvation Army/United States Salvation Army/United States, 0.6% 79583RJN0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-22 2016-09-22 2016-09-22 N N N 0.0060 7988933.33 7988933.33 0.0080 N N N N Salvation Army/United States Salvation Army/United States, 0.42% 79584RG77 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N N N 0.0042 1799874.00 1799874.00 0.0018 N N Y N San Francisco City & County Redevelopment Agency San Francisco City & County Redevelopment Agency, 0.46% 79765TBZ7 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-08 2016-07-08 2034-06-15 Y Fannie Mae N/A N/A 1.0000 5 N N N 0.0046 5200000.00 5200000.00 0.0052 N N Y N Santander Drive Auto Receivables Trust 2016-1 Santander Drive Auto Receivables Trust 2016-1, 0.85% 80285EAA5 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0085 1043945.58 1043945.58 0.0010 N N N N Santander Drive Auto Receivables Trust 2016-2 Santander Drive Auto Receivables Trust 2016-2, 0.75% 80285CAC5 Other Asset Backed Securities First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0075 5736151.03 5736151.03 0.0058 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.62% 82124LH96 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-09 2016-08-09 2016-08-09 N N N 0.0062 6995298.33 6995298.33 0.0070 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.6% 82124LGT3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-27 2016-07-27 2016-07-27 N N N 0.0060 7996533.33 7996533.33 0.0080 N N N N Shell International Finance BV Shell International Finance BV, 0.51% 8225X2GE8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-14 2016-07-14 2016-07-14 N Y Shell Petroleum NV N/A N/A 1.0000 N 0.0051 7998526.67 7998526.67 0.0080 N N N N Shell International Finance BV Shell International Finance BV, 0.51% 8225X2G16 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N Y Shell Petroleum NV N/A N/A 1.0000 N 0.0051 7000000.00 7000000.00 0.0070 N Y Y N Simon Property Group LP Simon Property Group LP, 0.5% 82880WGV8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-29 2016-07-29 2016-07-29 N N N 0.0050 6097627.78 6097627.78 0.0061 N N N N Simon Property Group LP Simon Property Group LP, 0.48% 82880WGK2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-19 2016-07-19 2016-07-19 N N N 0.0048 3999040.00 3999040.00 0.0040 N N N N Simon Property Group LP Simon Property Group LP, 0.5% 82880WG63 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0050 2999791.67 2999791.67 0.0030 N N Y N Simon Property Group LP Simon Property Group LP, 0.5% 82880WHQ8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-24 2016-08-24 2016-08-24 N N N 0.0050 7994000.00 7994000.00 0.0080 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB, 0.5% 83050TJ77 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-07 2016-09-07 2016-09-07 N N N 0.0050 5024250.39 5024250.39 0.0050 N N N N Societe Generale SA Societe Generale SA, 0.46% 83369BGS9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-26 2016-07-26 2016-07-26 N N N 0.0046 7997444.45 7997444.45 0.0080 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.62% 85324TG59 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0062 5999586.67 5999586.67 0.0060 N N Y N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.62% 85324TGJ9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0062 7997657.78 7997657.78 0.0080 N N N N STIT - Liquid Assets Portfolio STIT - Liquid Assets Portfolio, 0.44% 825252729 Investment Company First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0044 14000000.00 14000000.00 0.0141 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.63% 86562KJL9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-20 2016-09-20 2016-09-20 N N N 0.0063 7489368.75 7489368.75 0.0075 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.49% 86562KGR9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-25 2016-07-25 2016-07-25 N N N 0.0049 1999346.67 1999346.67 0.0020 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.64% 86562KJD7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-13 2016-09-13 2016-09-13 N N N 0.0064 6491448.89 6491448.89 0.0065 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.62% 86562KJG0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0062 7989391.11 7989391.11 0.0080 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC, 0.57% 88602TH48 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0057 2498654.17 2498654.17 0.0025 N N N N Total Capital Canada Ltd Total Capital Canada Ltd, 0.46% 89153PGD8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-13 2016-07-13 2016-07-13 N Y Total SA N/A N/A 1.0000 N 0.0046 6998926.67 6998926.67 0.0070 N N N N Total Capital Canada Ltd Total Capital Canada Ltd, 0.58% 89153PGM8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N Y Total SA N/A N/A 1.0000 N 0.0058 7997422.22 7997422.22 0.0080 N N N N Total Capital SA Total Capital SA, 0.31% 89152EG10 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N Y Total SA N/A N/A 1.0000 N 0.0031 8000000.00 8000000.00 0.0080 N Y Y N Toyota Financial Services de Puerto Rico Inc Toyota Financial Services de Puerto Rico Inc, 0.65% 8923A0JU8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-28 2016-09-28 2016-09-28 N N Y Toyota Financial Services Support Agreement N/A N/A 1.0000 0.0065 8486340.97 8486340.97 0.0085 N N N N Toyota Motor Credit Corp Toyota Motor Credit Corp, 0.47% 89233GGR1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-25 2016-07-25 2016-07-25 N N N 0.0047 7497650.00 7497650.00 0.0075 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.72% 91127PHW4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-30 2016-08-30 2016-08-30 N N N 0.0072 6991600.00 6991600.00 0.0070 N N N N Volvo Financial Equipment LLC Series 2016-1 Volvo Financial Equipment LLC Series 2016-1, 0.75% 92887JAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0075 3054963.05 3054963.05 0.0031 N N N N Wells Fargo Bank NA Wells Fargo Bank NA, 0.84% 94985HD27 Other Instrument Corporate Bond First Tier Security N/A N/A 2016-09-22 2017-07-21 2018-07-20 N N N 0.0084 7200000.00 7200000.00 0.0072 N N N N Westpac Banking Corp Westpac Banking Corp, 0.86% 9612C0JS9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-26 2016-09-26 2016-09-26 N N N 0.0086 2993765.00 2993765.00 0.0030 N N N N Principal Funds, Inc. 2016-07-07 /s/ Jennifer A. Block Jennifer A. Block Assistant Counsel and Assistant Secretary