N-MFP1/A 0000898745 XXXXXXXX 2016-04-30 0000898745 S000007081 4 N N 033-59474 Principal Management Corporation 801-08144 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Management Corporation Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime N 38 45 160069118.10 158486830.03 158312112.07 158494339.24 155308452.57 340460497.60 335278804.46 337104078.34 343395718.24 345859198.96 0.1556 0.1539 0.1549 0.1550 0.1518 0.3309 0.3257 0.3298 0.3358 0.3380 13341.15 1023033649.05 1023033649.05 220423.06 652555.90 1022614857.36 1022374731.94 1.0000 0.0053 1.0003 1.0003 1.0003 1.0003 1.0003 C000019361 0.01 256116589.83 256056550.72 1.0003 1.0003 1.0003 1.0003 1.0003 3298300.71 2680023.07 2950690.56 3405535.76 5547082.40 2641991.20 3538888.96 3346725.36 1884362.25 4003155.36 14591755.72 15224015.18 0.0000 N C000019362 1000.00 265296054.26 265233751.13 1.0003 1.0003 1.0003 1.0003 1.0003 3259156.58 3080320.51 5334827.86 2802853.28 2400473.86 3104720.53 4067301.19 4198682.06 2752711.70 1512870.05 15332477.65 12402013.50 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 32480.33; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 13990.34; C000019363 1000.00 476252429.04 476140520.18 1.0003 1.0003 1.0003 1.0003 1.0003 6599581.09 8105349.25 6730068.01 12747058.60 6962081.04 9125343.16 9158610.22 7915370.10 8963731.38 7504495.01 32458953.92 38370942.98 0.0000 Y Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 4535.92; C000038783 1000.00 24949784.23 24943909.91 1.0003 1.0003 1.0003 1.0003 1.0003 156545.35 708656.27 310363.56 809178.54 33605.72 2169001.98 43387.27 862468.36 38064.48 64499.26 434401.91 3933861.22 0.0000 Y Principal Funds Distributor, Inc, Distribution Fees, 21652.61; Principal Management Corporation, Operating expenses to maintain a 0.00% yield, 2094.37; AmeriCredit Automobile Receivables 2015-4 AmeriCredit Automobile Receivables 2015-4, 0.5% 03065MAA5 Other Asset Backed Securities First Tier Security N/A N/A 2016-11-08 2016-11-08 2016-11-08 N N N 0.0050 714686.46 714686.46 0.0007 N N N N AmeriCredit Automobile Receivables Trust 2016-2 AmeriCredit Automobile Receivables Trust 2016-2, 0.75% 03066DAA4 Other Asset Backed Securities First Tier Security N/A N/A 2017-04-10 2017-04-10 2017-04-10 N N N 0.0075 5200000.00 5200000.00 0.0051 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.41% 0347M2EA0 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-10 2016-05-10 2016-05-10 N N N 0.0041 7999180.00 7999180.00 0.0078 N N N N Anglesea Funding LLC Anglesea Funding LLC, 0.38% 0347M2E69 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-05-06 N N N 0.0038 1999894.44 1999894.44 0.0020 N N Y N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.42% 03948GEL3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-20 2016-05-20 2016-05-20 N N N 0.0042 7998226.66 7998226.66 0.0078 N N N N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.4% 03948GE25 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0040 5999933.33 5999933.33 0.0059 N Y Y N Archer-Daniels-Midland Co Archer-Daniels-Midland Co, 0.42% 03948GEX7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-31 2016-05-31 2016-05-31 N N N 0.0042 6997550.00 6997550.00 0.0068 N N N N ARI Fleet Lease Trust 2016-A ARI Fleet Lease Trust 2016-A, 0.8% 00192CAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-15 2017-03-15 2017-03-15 N N N 0.0080 3717977.57 3717977.57 0.0036 N N N N Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd, 0.55% 05253AE30 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-03 2016-05-03 2016-05-03 N N N 0.0055 6999786.11 6999786.11 0.0068 N N Y N AXA Financial Inc AXA Financial Inc, 0.69% 05454JF86 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-08 2016-06-08 2016-06-08 N Y AXA SA N/A N/A 1.0000 N 0.0069 4996358.33 4996358.33 0.0049 N N N N Bank of America NA Bank of America NA, 0.66% 06052TRM4 Certificate of Deposit First Tier Security N/A N/A 2016-05-18 2016-05-18 2016-05-18 N N N 0.0066 8000000.00 8000000.00 0.0078 N N N N Bank of America NA Bank of America NA, 0.58% 06052TRX0 Certificate of Deposit First Tier Security N/A N/A 2016-05-31 2016-05-31 2016-05-31 N N N 0.0058 8000000.00 8000000.00 0.0078 N N N N Bank of America NA Bank of America NA, 0.57% 06052TSM3 Certificate of Deposit First Tier Security N/A N/A 2016-06-29 2016-06-29 2016-06-29 N N N 0.0057 8000000.00 8000000.00 0.0078 N N N N Bank of Nova Scotia/Houston Bank of Nova Scotia/Houston, 0.78% 06417D2A2 Certificate of Deposit First Tier Security N/A N/A 2016-05-11 2017-05-11 2017-05-11 N N N 0.0078 5800000.00 5800000.00 0.0057 N N N N Bank of Nova Scotia/The Bank of Nova Scotia/The, 0.93% 06417JLA8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0093 7960327.78 7960327.78 0.0078 N N N N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.45% 06538BE33 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-03 2016-05-03 2016-05-03 N N N 0.0045 6999825.00 6999825.00 0.0068 N N Y N Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.62% 06538BG80 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0062 6991802.22 6991802.22 0.0068 N N N N BASF SE BASF SE, 0.57% 05526LEA1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-10 2016-05-10 2016-05-10 N N N 0.0057 7998860.00 7998860.00 0.0078 N N N N BlackRock Liquidity Funds TempFund Portfolio BlackRock Liquidity Funds TempFund Portfolio, 0.43% 09248U619 Investment Company First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0043 15700000.00 15700000.00 0.0154 N Y Y N BMW Vehicle Lease Trust 2015-2 BMW Vehicle Lease Trust 2015-2, 0.42% 05581QAA6 Other Asset Backed Securities First Tier Security N/A N/A 2016-10-20 2016-10-20 2016-10-20 N N N 0.0042 503943.85 503943.85 0.0005 N N N N BNP Paribas SA/New York NY BNP Paribas SA/New York NY, 0.3% 09659BE22 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0030 24999791.67 24999791.67 0.0244 N Y Y N Brown-Forman Corp Brown-Forman Corp, 0.47% 11563VF36 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-03 2016-06-03 2016-06-03 N N N 0.0047 6996984.17 6996984.17 0.0068 N N N N Capital Auto Receivables Asset Trust 2016-1 Capital Auto Receivables Asset Trust 2016-1, 0.75% 13975NAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-03-20 2017-03-20 2017-03-20 N N N 0.0075 2719671.47 2719671.47 0.0027 N N N N Caterpillar Financial Services Corp Caterpillar Financial Services Corp, 0.43% 14912DF20 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-02 2016-06-02 2016-06-02 N N Y Caterpillar Inc Support Agreement N/A N/A 1.0000 0.0043 7996942.22 7996942.22 0.0078 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.65% 14918EFG1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-16 2016-06-16 2016-06-16 N N N 0.0065 5495431.94 5495431.94 0.0054 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.65% 14918EFP1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-23 2016-06-23 2016-06-23 N N N 0.0065 7992344.44 7992344.44 0.0078 N N N N Catholic Health Initiatives Catholic Health Initiatives, 0.65% 14918EE49 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-04 2016-05-04 2016-05-04 N N N 0.0065 4999729.17 4999729.17 0.0049 N N Y N Catholic Health Initiatives Catholic Health Initiatives, 0.58% 14918EES6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-26 2016-05-26 2016-05-26 N N N 0.0058 6497381.94 6497381.94 0.0064 N N N N Chrysler Capital Auto Receivables Trust 2015-B Chrysler Capital Auto Receivables Trust 2015-B, 0.48% 17121FAA2 Other Asset Backed Securities First Tier Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0048 434678.82 434678.82 0.0004 N N N N City of Baltimore MD City of Baltimore MD, 0.4% 059189QB9 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2022-10-15 Y State Street Bank & Trust N/A N/A 1.0000 5 N N N 0.0040 7915000.00 7915000.00 0.0077 N N Y N City of Colorado Springs CO Utilities System Revenue City of Colorado Springs CO Utilities System Revenue, 0.4% 1966302Z9 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2027-11-01 Y Mizuho Bank LTD N/A N/A 1.0000 5 N N N 0.0040 7000000.00 7000000.00 0.0068 N N Y N City of Las Cruces NM City of Las Cruces NM, 0.43% 517487BC7 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2018-12-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0043 2700000.00 2700000.00 0.0026 N N Y N City of St Paul MN City of St Paul MN, 0.43% 79307TBM1 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2025-11-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0043 4400000.00 4400000.00 0.0043 N N Y N Colorado Housing & Finance Authority Colorado Housing & Finance Authority, 0.46% 196479MG1 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2029-04-01 Y Federal Home Loan Bank N/A N/A 1.0000 5 N N N 0.0046 7510000.00 7510000.00 0.0073 N N Y N Corp Andina de Fomento Corp Andina de Fomento, 0.5% 2198X2F12 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-06-01 2016-06-01 2016-06-01 N N N 0.0050 7996555.56 7996555.56 0.0078 N N N N Corp Andina de Fomento Corp Andina de Fomento, 0.5% 2198X2ED7 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-05-13 2016-05-13 2016-05-13 N N N 0.0050 7998666.67 7998666.67 0.0078 N N N N Corporate Finance Managers Inc Corporate Finance Managers Inc, 0.43% 21988YAB3 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2043-02-02 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0043 8700000.00 8700000.00 0.0085 N N Y N County of Kit Carson CO County of Kit Carson CO, 0.5% 498006AA3 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2027-06-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0050 1340000.00 1340000.00 0.0013 N N Y N CRC Funding LLC CRC Funding LLC, 0.57% 12622UEC6 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-12 2016-05-12 2016-05-12 N N N 0.0057 2199616.83 2199616.83 0.0022 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.76% 2254EAG15 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0076 4494205.00 4494205.00 0.0044 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.76% 2254EAG64 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0076 6990246.67 6990246.67 0.0068 N N N N Credit Suisse AG/New York NY Credit Suisse AG/New York NY, 0.84% 2254EAJE4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-14 2016-09-14 2016-09-14 N N N 0.0084 6977786.66 6977786.66 0.0068 N N N N Credit Suisse Repurchase Agreement Credit Suisse Repurchase Agreement, 0.28% 0000824468 RP042916K U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N US Treasury 2022-09-30 1.750000 20140000.00 20403966.61 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0028 20000000.00 20000000.00 0.0196 N Y Y N DBS Bank Ltd DBS Bank Ltd, 0.59% 23305DG82 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0059 8290750.11 8290750.11 0.0081 N N N N DCAT LLC DCAT LLC, 0.55% 24023GE45 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-04 2016-05-04 2016-05-04 N N N 0.0055 6999679.17 6999679.17 0.0068 N N Y N DCAT LLC DCAT LLC, 0.56% 24023GE52 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-05 2016-05-05 2016-05-05 N N N 0.0056 7999502.22 7999502.22 0.0078 N N Y N DCAT LLC DCAT LLC, 0.55% 24023GF28 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-02 2016-06-02 2016-06-02 N N N 0.0055 10494724.45 10494724.45 0.0103 N N N N Dell Equipment Finance Trust 2015-2 Dell Equipment Finance Trust 2015-2, 0.53% 24703CAA1 Other Asset Backed Securities First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0053 1837175.37 1837175.37 0.0018 N N N N Deutsche Money Market Series Deutsche Money Market Series, 0.36% 23337T201 Investment Company First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0036 14980000.00 14980000.00 0.0146 N Y Y N Dover Corp Dover Corp, 0.6% 26000LGJ1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0060 6990900.00 6990900.00 0.0068 N N N N Dover Corp Dover Corp, 0.46% 26000LEK0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-19 2016-05-19 2016-05-19 N N N 0.0046 2299471.00 2299471.00 0.0022 N N N N Engie SA Engie SA, 0.62% 29287AE22 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0062 5999896.67 5999896.67 0.0059 N Y Y N Engie SA Engie SA, 0.66% 29287AEX4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-31 2016-05-31 2016-05-31 N N N 0.0066 5996700.00 5996700.00 0.0059 N N N N Engie SA Engie SA, 0.67% 29287AET3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-27 2016-05-27 2016-05-27 N N N 0.0067 7996128.89 7996128.89 0.0078 N N N N Engie SA Engie SA, 0.65% 29287AE97 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-09 2016-05-09 2016-05-09 N N N 0.0065 699898.89 699898.89 0.0007 N N N N Fairway Finance Co LLC Fairway Finance Co LLC, 0.43% 30601VE31 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-03 2016-05-03 2016-05-03 N N N 0.0043 7999808.89 7999808.89 0.0078 N N Y N Ford Credit Auto Lease Trust 2015-B Ford Credit Auto Lease Trust 2015-B, 0.43% 34530XAA3 Other Asset Backed Securities First Tier Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0043 703156.34 703156.34 0.0007 N N N N Ford Credit Auto Owner Trust 2016-A Ford Credit Auto Owner Trust 2016-A, 0.68% 34531PAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 3347927.54 3347927.54 0.0033 N N N N GM Financial Automobile Leasing Trust 2015-3 GM Financial Automobile Leasing Trust 2015-3, 0.45% 36250QAA1 Other Asset Backed Securities First Tier Security N/A N/A 2016-10-20 2016-10-20 2016-10-20 N N N 0.0045 43842.77 43842.77 0.0000 N N N N Gotham Funding Corp Gotham Funding Corp, 0.46% 38346LE51 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-05 2016-05-05 2016-05-05 N N N 0.0046 7999591.11 7999591.11 0.0078 N N Y N Gotham Funding Corp Gotham Funding Corp, 0.5% 38346LED4 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-13 2016-05-13 2016-05-13 N N N 0.0050 6998833.33 6998833.33 0.0068 N N N N Gotham Funding Corp Gotham Funding Corp, 0.5% 38346LEQ5 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-24 2016-05-24 2016-05-24 N N N 0.0050 6997763.89 6997763.89 0.0068 N N N N GreatAmerica Leasing Receivables Funding LLC Series 2016-1 GreatAmerica Leasing Receivables Funding LLC Series 2016-1, 0.78% 39154TAA6 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-21 2017-02-21 2017-02-21 N N N 0.0078 2458919.89 2458919.89 0.0024 N N N N Hyundai Auto Lease Securitization Trust 2016-A Hyundai Auto Lease Securitization Trust 2016-A, 0.68% 44891MAA9 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0068 3163001.07 3163001.07 0.0031 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0GM4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N Y ING Bank N/A N/A 1.0000 N 0.0069 6989132.50 6989132.50 0.0068 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0G10 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N Y ING Bank N/A N/A 1.0000 N 0.0069 4994154.17 4994154.17 0.0049 N N N N ING US Funding LLC ING US Funding LLC, 0.6% 4497W0GB8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-11 2016-07-11 2016-07-11 N Y ING Bank N/A N/A 1.0000 N 0.0060 6592190.00 6592190.00 0.0064 N N N N ING US Funding LLC ING US Funding LLC, 0.69% 4497W0H19 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N Y ING Bank N/A N/A 1.0000 N 0.0069 5989420.00 5989420.00 0.0059 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WEB1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-11 2016-05-11 2016-05-11 N N N 0.0044 4999388.89 4999388.89 0.0049 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.44% 45856WE96 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-09 2016-05-09 2016-05-09 N N N 0.0044 5999413.33 5999413.33 0.0059 N N N N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WE21 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0043 6999916.39 6999916.39 0.0068 N Y Y N Intercontinental Exchange Inc Intercontinental Exchange Inc, 0.43% 45856WE47 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-04 2016-05-04 2016-05-04 N N N 0.0043 6999749.17 6999749.17 0.0068 N N Y N John Deere Financial Ltd John Deere Financial Ltd, 0.37% 24423ME48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-04 2016-05-04 2016-05-04 N Y John Deere Capital Corp N/A N/A 1.0000 N 0.0037 5999815.00 5999815.00 0.0059 N N Y N Kern Water Bank Authority Kern Water Bank Authority, 0.43% 492291AB5 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2028-07-01 Y Wells Fargo N/A N/A 1.0000 5 N N N 0.0043 4367000.00 4367000.00 0.0043 N N Y N KFW KFW, 0.55% 48246TGF0 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt First Tier Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N Y Republic of Germany N/A N/A 1.0000 N 0.0055 7990833.33 7990833.33 0.0078 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.59% 53127TGD9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-07-13 2016-07-13 2016-07-13 N N N 0.0059 5992821.67 5992821.67 0.0059 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.49% 53127TE90 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-09 2016-05-09 2016-05-09 N N N 0.0049 7499183.33 7499183.33 0.0073 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.51% 53127TF73 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-07 2016-06-07 2016-06-07 N N N 0.0051 3450190.57 3450190.57 0.0034 N N N N Liberty Street Funding LLC Liberty Street Funding LLC, 0.58% 53127TFD0 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-13 2016-06-13 2016-06-13 N N N 0.0058 6995150.56 6995150.56 0.0068 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.51% 56274LF74 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-07 2016-06-07 2016-06-07 N N N 0.0051 1998951.67 1998951.67 0.0020 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.45% 56274LF66 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-06 2016-06-06 2016-06-06 N N N 0.0045 4497975.00 4497975.00 0.0044 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.45% 56274LER1 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-25 2016-05-25 2016-05-25 N N N 0.0045 5998200.00 5998200.00 0.0059 N N N N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.51% 56274LE67 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-05-06 N N N 0.0051 5999575.00 5999575.00 0.0059 N N Y N Manhattan Asset Funding Co LLC Manhattan Asset Funding Co LLC, 0.5% 56274LF33 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-03 2016-06-03 2016-06-03 N N N 0.0050 6996791.67 6996791.67 0.0068 N N N N Memorial Health System/IL Memorial Health System/IL, 0.5% 586016AP2 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2024-10-01 Y JP Morgan Chase & Co N/A N/A 1.0000 5 N N N 0.0050 11295000.00 11295000.00 0.0110 N N Y N Merrill Lynch Repurchase Agreement Merrill Lynch Repurchase Agreement, 0.28% 0000065100 RP042916L U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Freddie Mac 2032-07-15 0.000000 43131000.00 25759558.44 Agency Mortgage-Backed Securities Federal Home Loan Bank 2016-10-26 0.000000 4851000.00 4840812.90 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0028 30000000.00 30000000.00 0.0293 N Y Y N MetLife Inc MetLife Inc, 0.69% 0000937834 METFUND80 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-05-17 2016-08-17 2016-08-17 N N N 0.0069 15000000.00 15000000.00 0.0147 N N N Y Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.39% 60682WEQ7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-24 2016-05-24 2016-05-24 N N N 0.0039 1999501.66 1999501.66 0.0020 N N N N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.69% 60682WE38 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-03 2016-05-03 2016-05-03 N N N 0.0069 6999731.67 6999731.67 0.0068 N N Y N Mitsubishi UFJ Trust & Banking Corp/NY Mitsubishi UFJ Trust & Banking Corp/NY, 0.69% 60682WG85 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-08 2016-07-08 2016-07-08 N N N 0.0069 2496741.66 2496741.66 0.0024 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.71% 60689FE61 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-05-06 N N N 0.0071 7999211.11 7999211.11 0.0078 N N Y N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.61% 60689FE95 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-09 2016-05-09 2016-05-09 N N N 0.0061 6999051.11 6999051.11 0.0068 N N N N Mizuho Bank Ltd/NY Mizuho Bank Ltd/NY, 0.6% 60689FGN2 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-22 2016-07-22 2016-07-22 N N N 0.0060 7290023.33 7290023.33 0.0071 N N N N Morgan Stanley Institutional Liquidity Funds - Government Portfolio Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.24% 61747C707 Investment Company First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0024 4900000.00 4900000.00 0.0048 N Y Y N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.5% 63866AEC8 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-12 2016-05-12 2016-05-12 N N N 0.0050 6998930.56 6998930.56 0.0068 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.5% 63866AET1 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-27 2016-05-27 2016-05-27 N N N 0.0050 7997111.11 7997111.11 0.0078 N N N N Nationwide Life Insurance Co Nationwide Life Insurance Co, 0.5% 63866AEX2 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-31 2016-05-31 2016-05-31 N N N 0.0050 5997500.00 5997500.00 0.0059 N N N N Natixis SA/New York NY Natixis SA/New York NY, 0.35% 63873JE63 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-05-06 N N N 0.0035 6999659.72 6999659.72 0.0068 N N Y N Natixis SA/New York NY Natixis SA/New York NY, 0.3% 63873JE22 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0030 11999890.27 11999890.27 0.0117 N Y Y N New York Life Global Funding Company New York Life Global Funding Company, 0.61% 0000071633 FUNDNYL15 Insurance Company Funding Agreement First Tier Security N/A N/A 2016-05-02 2016-07-22 2016-07-22 N N N 0.0061 16000000.00 16000000.00 0.0156 N N N Y Nieuw Amsterdam Receivables Corp Nieuw Amsterdam Receivables Corp, 0.6% 65409RF70 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-07 2016-06-07 2016-06-07 N N N 0.0060 7995066.67 7995066.67 0.0078 N N N N Nordea Bank AB Nordea Bank AB, 0.48% 65558FEH4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-17 2016-05-17 2016-05-17 N N N 0.0048 7998293.33 7998293.33 0.0078 N N N N Novartis Finance Corp Novartis Finance Corp, 0.46% 6698M4F64 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-06 2016-06-06 2016-06-06 N Y Novartis AG N/A N/A 1.0000 N 0.0046 7996320.00 7996320.00 0.0078 N N N N Novartis Finance Corp Novartis Finance Corp, 0.42% 6698M4EG3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-16 2016-05-16 2016-05-16 N Y Novartis AG N/A N/A 1.0000 N 0.0042 4999125.00 4999125.00 0.0049 N N N N Novartis Securities Investment Ltd Novartis Securities Investment Ltd, 0.46% 66989MG19 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N Y Novartis AG N/A N/A 1.0000 N 0.0046 7993764.45 7993764.45 0.0078 N N N N Oglethorpe Power Corp Oglethorpe Power Corp, 0.6% 67705AEA8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-10 2016-05-10 2016-05-10 N N N 0.0060 7998800.00 7998800.00 0.0078 N N N N Oglethorpe Power Corp Oglethorpe Power Corp, 0.65% 67705AEB6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-11 2016-05-11 2016-05-11 N N N 0.0065 5998916.67 5998916.67 0.0059 N N N N Oklahoma University Hospital Oklahoma University Hospital, 0.4% 914756AB7 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2021-08-15 Y Bank of America N/A N/A 1.0000 5 N N N 0.0040 3100000.00 3100000.00 0.0030 N N Y N Ontario Teachers' Finance Trust Ontario Teachers' Finance Trust, 0.74% 68325KHF0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N Y Ontario Teachers Pension Plan Board N/A N/A 1.0000 N 0.0074 7982568.89 7982568.89 0.0078 N N N N Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd, 0.48% 69033QFT0 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-27 2016-06-27 2016-06-27 N N N 0.0048 7993920.00 7993920.00 0.0078 N N N N Philip Morris International Inc Philip Morris International Inc, 0.43% 71838LEK4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-19 2016-05-19 2016-05-19 N N N 0.0043 7998280.00 7998280.00 0.0078 N N N N Philip Morris International Inc Philip Morris International Inc, 0.44% 71838LEL2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-20 2016-05-20 2016-05-20 N N N 0.0044 9997693.61 9997693.61 0.0098 N N N N Portland Clinic LLP/The Portland Clinic LLP/The, 0.4% 736440AA6 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2027-11-20 Y US Bank N/A N/A 1.0000 5 N N N 0.0040 9030000.00 9030000.00 0.0088 N N Y N Prudential PLC Prudential PLC, 0.54% 7443M2EP7 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-23 2016-05-23 2016-05-23 N N N 0.0054 7997360.00 7997360.00 0.0078 N N N N Prudential PLC Prudential PLC, 0.59% 7443M2G18 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0059 4995001.39 4995001.39 0.0049 N N N N Prudential PLC Prudential PLC, 0.61% 7443M2F19 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-01 2016-06-01 2016-06-01 N N N 0.0061 5996848.33 5996848.33 0.0059 N N N N Questar Corp Questar Corp, 0.7% 74835JE26 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0070 4999902.78 4999902.78 0.0049 N Y Y N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.44% 7588R0EC7 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-12 2016-05-12 2016-05-12 N N N 0.0044 6999058.89 6999058.89 0.0068 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.4% 7588R0EB9 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-11 2016-05-11 2016-05-11 N N N 0.0040 7999111.11 7999111.11 0.0078 N N N N Regency Markets No. 1 LLC Regency Markets No. 1 LLC, 0.44% 7588R0EG8 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-16 2016-05-16 2016-05-16 N N N 0.0044 6998716.67 6998716.67 0.0068 N N N N Salvation Army/United States Salvation Army/United States, 0.58% 79583RFM6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-21 2016-06-21 2016-06-21 N N N 0.0058 7993426.67 7993426.67 0.0078 N N N N Salvation Army/United States Salvation Army/United States, 0.5% 79584RE53 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-05 2016-05-05 2016-05-05 N N N 0.0050 6999611.11 6999611.11 0.0068 N N Y N San Francisco City & County Redevelopment Agency San Francisco City & County Redevelopment Agency, 0.43% 79765TBZ7 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-06-15 Y Fannie Mae N/A N/A 1.0000 5 N N N 0.0043 5200000.00 5200000.00 0.0051 N N Y N Santander Drive Auto Receivables Trust 2016-1 Santander Drive Auto Receivables Trust 2016-1, 0.85% 80285EAA5 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0085 4054255.05 4054255.05 0.0040 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.48% 82124LEP3 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-05-23 2016-05-23 2016-05-23 N N N 0.0048 7997653.34 7997653.34 0.0078 N N N N Sheffield Receivables Co LLC Sheffield Receivables Co LLC, 0.5% 82124LF98 Asset Backed Commercial Paper First Tier Security N/A N/A 2016-06-09 2016-06-09 2016-06-09 N N N 0.0050 7995666.66 7995666.66 0.0078 N N N N Simon Property Group LP Simon Property Group LP, 0.4% 82880WEQ1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-24 2016-05-24 2016-05-24 N N N 0.0040 2249425.00 2249425.00 0.0022 N N N N Simon Property Group LP Simon Property Group LP, 0.48% 82880WF15 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-01 2016-06-01 2016-06-01 N N N 0.0048 6997106.67 6997106.67 0.0068 N N N N Simon Property Group LP Simon Property Group LP, 0.4% 82880WF23 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-02 2016-06-02 2016-06-02 N N N 0.0040 1929313.78 1929313.78 0.0019 N N N N Societe Generale SA Societe Generale SA, 0.49% 83369BE28 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0049 4499938.75 4499938.75 0.0044 N Y Y N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.7% 85324TF19 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-01 2016-06-01 2016-06-01 N N N 0.0070 2248643.75 2248643.75 0.0022 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.62% 85324TG59 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0062 5993283.33 5993283.33 0.0059 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.62% 85324TGJ9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0062 7989253.33 7989253.33 0.0078 N N N N Standard Chartered Bank/New York Standard Chartered Bank/New York, 0.7% 85324TFU5 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-28 2016-06-28 2016-06-28 N N N 0.0070 6992105.56 6992105.56 0.0068 N N N N STIT - Liquid Assets Portfolio STIT - Liquid Assets Portfolio, 0.45% 825252729 Investment Company First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-05-06 N N N 0.0045 18000000.00 18000000.00 0.0176 N N Y N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.6% 86562KF66 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-06 2016-06-06 2016-06-06 N N N 0.0060 6995800.00 6995800.00 0.0068 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.6% 86562KFG4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-16 2016-06-16 2016-06-16 N N N 0.0060 7993866.67 7993866.67 0.0078 N N N N Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp, 0.67% 86562KFN9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-22 2016-06-22 2016-06-22 N N N 0.0067 7992257.78 7992257.78 0.0078 N N N N Telstra Corp Ltd Telstra Corp Ltd, 0.62% 8796V4EG3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-16 2016-05-16 2016-05-16 N N N 0.0062 7997933.33 7997933.33 0.0078 N N N N Telstra Corp Ltd Telstra Corp Ltd, 0.62% 8796V4EJ7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-18 2016-05-18 2016-05-18 N N N 0.0062 7997657.78 7997657.78 0.0078 N N N N Telstra Corp Ltd Telstra Corp Ltd, 0.67% 8796V4FA5 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-10 2016-06-10 2016-06-10 N N N 0.0067 6994788.89 6994788.89 0.0068 N N N N Total Capital Canada Ltd Total Capital Canada Ltd, 0.58% 89153PGM8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N Y Total SA N/A N/A 1.0000 N 0.0058 7989560.00 7989560.00 0.0078 N N N N Total Capital Canada Ltd Total Capital Canada Ltd, 0.58% 89153PFM9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-21 2016-06-21 2016-06-21 N Y Total SA N/A N/A 1.0000 N 0.0058 6994248.33 6994248.33 0.0068 N N N N Toyota Credit Canada Inc Toyota Credit Canada Inc, 0.49% 89232CFH4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-17 2016-06-17 2016-06-17 N N Y Toyota Financial Services Support Agreement N/A N/A 1.0000 0.0049 7994882.22 7994882.22 0.0078 N N N N Toyota Financial Services de Puerto Rico Inc Toyota Financial Services de Puerto Rico Inc, 0.42% 8923A0ES8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-26 2016-05-26 2016-05-26 N N Y Toyota Financial Services Support Agreement N/A N/A 1.0000 0.0042 6997958.33 6997958.33 0.0068 N N N N United Overseas Bank Ltd United Overseas Bank Ltd, 0.6% 91127PE23 Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-02 2016-05-02 2016-05-02 N N N 0.0060 3999933.33 3999933.33 0.0039 N Y Y N United Overseas Bank Ltd United Overseas Bank Ltd, 0.72% 91127PHW4 Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-30 2016-08-30 2016-08-30 N N N 0.0072 6983060.00 6983060.00 0.0068 N N N N Volvo Financial Equipment LLC Series 2016-1 Volvo Financial Equipment LLC Series 2016-1, 0.75% 92887JAA1 Other Asset Backed Securities First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0075 4150617.24 4150617.24 0.0041 N N N N Wells Fargo Bank NA Wells Fargo Bank NA, 0.8% 94985HD27 Other Instrument Corporate Bond First Tier Security N/A N/A 2016-06-22 2017-05-22 2018-07-20 N N N 0.0080 7200000.00 7200000.00 0.0070 N N N N Westpac Banking Corp Westpac Banking Corp, 0.86% 9612C0JS9 Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-26 2016-09-26 2016-09-26 N N N 0.0086 2989393.33 2989393.33 0.0029 N N N N Principal Funds, Inc. 2016-06-30 /s/ Jennifer A. Block Jennifer A. Block Assistant Counsel and Assistant Secretary