N-PX 1 pfi-npxpart1.htm PFI 2011 N-PX PART 1 pficoverpage-1.htm - Generated by SEC Publisher for SEC Filing
Due to File size constraints, this filing is being made in seven related submissions. 
This submission is the 1st of 7 related submissions.
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM N-PX
 
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 
 
Investment Company Act file number  811-07572 
 
Principal Funds, Inc.   
------------------------------------------------------------------------------------------------------------------------ 
(Exact name of registrant as specified in charter)
 
711 High Street Des Moines, IA  50392 
------------------------------------------------------------------------------------------------------------------------ 
(Address of principal executive offices)  (Zip code) 

 

MICHAEL D. ROUGHTON  Copy to: 
The Principal Financial Group  John W. Blouch, Esq. 
Des Moines, Iowa 50392-0300  Drinker Biddle & Reath, LLP 
  1500 K Street, N.W. 
  Washington, DC 20005-1209 
 
------------------------------------------------------------------------------------------------------------------------ 
(Name and address of agent for service)
 
Registrant's telephone number, including area code: 515-248-3842 
 
Date of fiscal year end: 10/31   
 
Date of reporting period: 07/01/2010 - 06/30/2011   

 



FUND: Principal Funds, Inc. – Bond & Mortgage Securities Fund     
SUB-ADVISOR: Principal Global Investors         
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND: Principal Funds, Inc. – Bond Market Index Fund       
SUB-ADVISOR: Mellon Capital Management Corporation       
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND: Principal Funds, Inc. – California Municipal Fund       
SUB-ADVISOR: Invesco Advisers, Inc.         
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND: Principal Funds, Inc. – Core Plus Bond Fund I       
SUB-ADVISOR: Pacific Investment Management Company, LLC (PIMCO)   
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND:  Principal Funds, Inc.- Disciplined LargeCap Blend Fund   
SUB-ADVISOR:  Principal Global Investors         
Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
 
 
Dell Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DELL  12-Aug-10  USA  24702R101  Annual    21-May-10  869,806  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director James W. Breyer      Mgmt    For  For 
1.2  Elect Director Donald J. Carty      Mgmt    For  Withhold 
1.3  Elect Director Michael S. Dell      Mgmt    For  Withhold 
1.4  Elect Director William H. Gray, III      Mgmt    For  Withhold 
1.5  Elect Director Judy C. Lewent      Mgmt    For  For 
1.6  Elect Director Thomas W. Luce, III      Mgmt    For  Withhold 
1.7  Elect Director Klaus S. Luft      Mgmt    For  For 
1.8  Elect Director Alex J. Mandl      Mgmt    For  For 
1.9  Elect Director Shantanu Narayen      Mgmt    For  For 
1.10  Elect Director Sam Nunn      Mgmt    For  Withhold 
1.11  Elect Director H. Ross Perot, Jr.      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Reduce Supermajority Vote Requirement      Mgmt    For  For 
4  Reimburse Proxy Contest Expenses      SH    Against  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  SH    Against  For 
 
 
Red Hat, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
RHT  12-Aug-10  USA  756577102  Annual    16-Jun-10  234,256  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Jeffrey J. Clarke      Mgmt    For  For 
2  Elect Director H. Hugh Shelton      Mgmt    For  For 
3  Ratify Auditors        Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
Qwest Communications International Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
Q  24-Aug-10  USA  749121109  Special  13-Jul-10  1,348,078  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Merger Agreement    Mgmt    For  For 
2  Adjourn Meeting      Mgmt    For  For 
 
H. J. Heinz Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
HNZ  31-Aug-10  USA  423074103  Annual  02-Jun-10  211,649  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director William R. Johnson    Mgmt    For  For 
2  Elect Director Charles E. Bunch    Mgmt    For  For 
3  Elect Director Leonard S. Coleman    Mgmt    For  For 
4  Elect Director John G. Drosdick    Mgmt    For  For 
5  Elect Director Edith E. Holiday    Mgmt    For  For 
6  Elect Director Candace Kendle    Mgmt    For  For 
7  Elect Director Dean R. O'Hare    Mgmt    For  For 
8  Elect Director Nelson Peltz    Mgmt    For  For 
9  Elect Director Dennis H. Reilley    Mgmt    For  For 
10  Elect Director Lynn C. Swann    Mgmt    For  For 
11  Elect Director Thomas J. Usher    Mgmt    For  For 
12  Elect Director Michael F. Weinstein    Mgmt    For  For 
13  Ratify Auditors      Mgmt    For  For 
14  Provide Right to Act by Written Consent  SH    Against  For 
 
Del Monte Foods Company

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DLM  23-Sep-10  USA  24522P103  Annual  29-Jul-10  647,855  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Victor L. Lund    Mgmt    For  For 
2  Elect Director Joe L. Morgan    Mgmt    For  For 
3  Elect Director David R. Williams    Mgmt    For  For 
4  Reduce Supermajority Vote Requirement    Mgmt    For  For 
5  Ratify Auditors      Mgmt    For  For 
 
Oracle Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ORCL  06-Oct-10  USA  68389X105  Annual  09-Aug-10  904,640  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Jeffrey S. Berg    Mgmt    For  Withhold 
1.2  Elect Director H. Raymond Bingham    Mgmt    For  For 
1.3  Elect Director Michael J. Boskin    Mgmt    For  For 
1.4  Elect Director Safra A. Catz    Mgmt    For  For 
1.5  Elect Director Bruce R. Chizen    Mgmt    For  For 
1.6  Elect Director George H. Conrades    Mgmt    For  For 
1.7  Elect Director Lawrence J. Ellison    Mgmt    For  For 
1.8  Elect Director Hector Garcia-Molina    Mgmt    For  Withhold 
1.9  Elect Director Jeffrey O. Henley    Mgmt    For  For 
1.10  Elect Director Mark V. Hurd    Mgmt    For  For 
1.11  Elect Director Donald L. Lucas    Mgmt    For  For 
1.12  Elect Director Naomi O. Seligman    Mgmt    For  Withhold 
2  Approve Executive Incentive Bonus Plan    Mgmt    For  For 
3  Amend Omnibus Stock Plan    Mgmt    For  For 
4  Ratify Auditors      Mgmt    For  For 
5  Establish Board Committee on Sustainability  SH    Against  Against 
6  Require a Majority Vote for the Election of Directors  SH    Against  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
7  Stock Retention/Holding Period    SH    Against  For 
 
The Procter & Gamble Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PG  12-Oct-10  USA  742718109  Annual  13-Aug-10  126,865  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Angela F. Braly    Mgmt    For  For 
2  Elect Director Kenneth I. Chenault    Mgmt    For  For 
3  Elect Director Scott D. Cook    Mgmt    For  For 
4  Elect Director Rajat K. Gupta    Mgmt    For  For 
5  Elect Director Robert A. Mcdonald    Mgmt    For  For 
6  Elect Director W. James Mcnerney, Jr.    Mgmt    For  For 
7  Elect Director Johnathan A. Rodgers    Mgmt    For  For 
8  Elect Director Mary A. Wilderotter    Mgmt    For  For 
9  Elect Director Patricia A. Woertz    Mgmt    For  For 
10  Elect Director Ernesto Zedillo    Mgmt    For  For 
11  Ratify Auditors      Mgmt    For  For 
12  Provide for Cumulative Voting    SH    Against  For 
 
Archer-Daniels-Midland Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ADM  04-Nov-10  USA  039483102  Annual  09-Sep-10  315,813  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director George W. Buckley    Mgmt    For  For 
2  Elect Director Mollie Hale Carter    Mgmt    For  For 
3  Elect Director Pierre Dufour    Mgmt    For  For 
4  Elect Director Donald E. Felsinger    Mgmt    For  For 
5  Elect Director Victoria F. Haynes    Mgmt    For  For 
6  Elect Director Antonio Maciel Neto    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
7  Elect Director Patrick J. Moore    Mgmt    For  For 
8  Elect Director Thomas F. O'Neill    Mgmt    For  For 
9  Elect Director Kelvin R. Westbrook    Mgmt    For  For 
10  Elect Director Patricia A. Woertz    Mgmt    For  For 
11  Ratify Auditors      Mgmt    For  For 
12  Adopt Policy to Prohibit Political Spending    SH    Against  Against 
13  Report on Political Contributions    SH    Against  For 
 
Microsoft Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MSFT  16-Nov-10  USA  594918104  Annual  03-Sep-10  326,430  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Steven A. Ballmer    Mgmt    For  For 
2  Elect Director Dina Dublon    Mgmt    For  For 
3  Elect Director William H. Gates III    Mgmt    For  For 
4  Elect Director Raymond V. Gilmartin    Mgmt    For  For 
5  Elect Director Reed Hastings    Mgmt    For  For 
6  Elect Director Maria M. Klawe    Mgmt    For  For 
7  Elect Director David F. Marquardt    Mgmt    For  For 
8  Elect Director Charles H. Noski    Mgmt    For  For 
9  Elect Director Helmut Panke    Mgmt    For  For 
10  Ratify Auditors      Mgmt    For  For 
11  Amend Bylaws to Establish a Board Committee on Environmental SH    Against  Against 
  Sustainability             
 
Cisco Systems, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CSCO  18-Nov-10  USA  17275R102  Annual  20-Sep-10  529,716  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1  Elect Director Carol A. Bartz      Mgmt  For  For 
2  Elect Director M. Michele Burns      Mgmt  For  For 
3  Elect Director Michael D. Capellas      Mgmt  For  For 
4  Elect Director Larry R. Carter      Mgmt  For  For 
5  Elect Director John T. Chambers      Mgmt  For  For 
6  Elect Director Brian L. Halla      Mgmt  For  For 
7  Elect Director John L. Hennessy      Mgmt  For  For 
8  Elect Director Richard M. Kovacevich      Mgmt  For  For 
9  Elect Director Roderick C. Mcgeary      Mgmt  For  For 
10  Elect Director Michael K. Powell      Mgmt  For  For 
11  Elect Director Arun Sarin      Mgmt  For  For 
12  Elect Director Steven M. West      Mgmt  For  For 
13  Elect Director Jerry Yang      Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
16  Amend Bylaws to Establish a Board Committee on Environmental  SH  Against  Against 
  Sustainability             
17  Report on Internet Fragmentation      SH  Against  For 
18  Adopt Policy Prohibiting Sale of Products in China if they  SH  Against  Against 
  Contribute to Human Rights Abuses           
 
Motorola, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MOT  29-Nov-10  USA  620076109  Special  08-Oct-10  872,820  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Reverse Stock Split      Mgmt  For  For 
2  Amend Certificate of Incorporation to Effect Reverse Stock Split  Mgmt  For  For 
  and Reduce Proportionately the Number of Common Shares       
 
 
Energizer Holdings, Inc.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ENR  18-Jan-11  USA  29266R108  Annual  19-Nov-10  71,771  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Ward M. Klein      Mgmt  For  For 
1.2  Elect Director W. Patrick McGinnis      Mgmt  For  For 
1.3  Elect Director John R. Roberts      Mgmt  For  For 
2  Amend Omnibus Stock Plan      Mgmt  For  For 
3  Approve Executive Incentive Bonus Plan      Mgmt  For  For 
4  Ratify Auditors        Mgmt  For  For 
 
Amdocs Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DOX  26-Jan-11  Guernsey  G02602103  Annual  22-Nov-10  184,617  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.a  Reelect Bruce Anderson as a Director      Mgmt  For  For 
1.b  Reelect Adrian Gardner as a Director      Mgmt  For  For 
1.c  Reelect Charles Foster as a Director      Mgmt  For  For 
1.d  Reelect James Kahan as a Director      Mgmt  For  For 
1.e  Reelect Zohar Zisapel as a Director      Mgmt  For  For 
1.f  Reelect Julian Brodsky as a Director      Mgmt  For  For 
1.g  Reelect Eli Gelman as a Director      Mgmt  For  For 
1.h  Reelect Nehemia Lemelbaum as a Director    Mgmt  For  For 
1.i  Reelect John McLennan as a Director      Mgmt  For  For 
1.j  Reelect Robert Minicucci as a Director      Mgmt  For  For 
1.k  Reelect Simon Olswang as a Director      Mgmt  For  For 
1.l  Elect Richard Sarnoff as a Director      Mgmt  For  For 
1.m  Reelect Giora Yaron as a Director      Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
3  Approve Ernst & Young LLP as Auditors and Authorize Board to  Mgmt  For  For 
  Fix Their Remuneration           

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
 
 
Apple Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AAPL  23-Feb-11  USA  037833100  Annual    27-Dec-10  24,691  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William V. Campbell      Mgmt    For  For 
1.2  Elect Director Millard S. Drexler      Mgmt    For  For 
1.3  Elect Director Albert A. Gore, Jr.      Mgmt    For  For 
1.4  Elect Director Steven P. Jobs      Mgmt    For  For 
1.5  Elect Director Andrea Jung      Mgmt    For  For 
1.6  Elect Director Arthur D. Levinson      Mgmt    For  For 
1.7  Elect Director Ronald D. Sugar      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
5  Adopt Policy on Succession Planning      SH    Against  For 
6  Require a Majority Vote for the Election of Directors    SH    Against  For 
 
Starbucks Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SBUX  23-Mar-11  USA  855244109  Annual    13-Jan-11  105,931  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Howard Schultz      Mgmt    For  For 
2  Elect Director William W. Bradley      Mgmt    For  For 
3  Elect Director Mellody Hobson      Mgmt    For  For 
4  Elect Director Kevin R. Johnson      Mgmt    For  For 
5  Elect Director Olden Lee      Mgmt    For  For 
6  Elect Director Sheryl Sandberg      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
7  Elect Director James G. Shennan, Jr.      Mgmt  For  For 
8  Elect Director Javier G. Teruel      Mgmt  For  For 
9  Elect Director Myron E. Ullman, III      Mgmt  For  For 
10  Elect Director Craig E. Weatherup      Mgmt  For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
12  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
13  Amend Omnibus Stock Plan      Mgmt  For  For 
14  Amend Omnibus Stock Plan      Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
16  Adopt Comprehensive Recycling Strategy for Beverage  SH  Against  Against 
  Containers             
 
T. Rowe Price Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TROW  14-Apr-11  USA  74144T108  Annual  11-Feb-11  49,430  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Edward C. Bernard      Mgmt  For  For 
2  Elect Director James T. Brady      Mgmt  For  For 
3  Elect Director J. Alfred Broaddus, Jr.      Mgmt  For  For 
4  Elect Director Donald B. Hebb, Jr.      Mgmt  For  For 
5  Elect Director James A.C. Kennedy      Mgmt  For  For 
6  Elect Director Robert F. MacLellan      Mgmt  For  For 
7  Elect Director Brian C. Rogers      Mgmt  For  For 
8  Elect Director Alfred Sommer      Mgmt  For  For 
9  Elect Director Dwight S. Taylor      Mgmt  For  For 
10  Elect Director Anne Marie Whittemore      Mgmt  For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
12  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
13  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
M&T Bank Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MTB  19-Apr-11  USA  55261F104  Annual  28-Feb-11  22,788  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Brent D. Baird    Mgmt    For  For 
1.2  Elect Director Robert J. Bennett    Mgmt    For  For 
1.3  Elect Director C. Angela Bontempo    Mgmt    For  For 
1.4  Elect Director Robert T. Brady    Mgmt    For  Withhold 
1.5  Elect Director Michael D. Buckley    Mgmt    For  For 
1.6  Elect Director T. Jefferson Cunningham, III  Mgmt    For  For 
1.7  Elect Director Mark J. Czarnecki    Mgmt    For  For 
1.8  Elect Director Gary N. Geisel    Mgmt    For  For 
1.9  Elect Director Patrick W.E. Hodgson    Mgmt    For  For 
1.10  Elect Director Richard G. King    Mgmt    For  For 
1.11  Elect Director Jorge G. Pereira    Mgmt    For  For 
1.12  Elect Director Michael P. Pinto    Mgmt    For  For 
1.13  Elect Director Melinda R. Rich    Mgmt    For  For 
1.14  Elect Director Robert E. Sadler, Jr.    Mgmt    For  For 
1.15  Elect Director Herbert L. Washington    Mgmt    For  For 
1.16  Elect Director Robert G. Wilmers    Mgmt    For  For 
2  Advisory Vote on Executive Compensation  Mgmt    For  For 
3  Ratify Auditors      Mgmt    For  For 
 
U.S. Bancorp
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
USB  19-Apr-11  USA  902973304  Annual  22-Feb-11  135,418  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Douglas M. Baker, Jr.    Mgmt    For  For 
2  Elect Director Y. Marc Belton    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
3  Elect Director Victoria Buyniski Gluckman      Mgmt  For  For 
4  Elect Director Arthur D. Collins, Jr.      Mgmt  For  For 
5  Elect Director Richard K. Davis      Mgmt  For  For 
6  Elect Director Joel W. Johnson      Mgmt  For  For 
7  Elect Director Olivia F. Kirtley      Mgmt  For  For 
8  Elect Director Jerry W. Levin      Mgmt  For  For 
9  Elect Director David B. O'Maley      Mgmt  For  For 
10  Elect Director O Dell M. Owens      Mgmt  For  For 
11  Elect Director Richard G. Reiten      Mgmt  For  For 
12  Elect Director Craig D. Schnuck      Mgmt  For  For 
13  Elect Director Patrick T. Stokes      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
17  Advisory Vote to Ratify Directors' Compensation    SH  Against  Against 
 
AGCO Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AGCO  21-Apr-11  USA  001084102  Annual  11-Mar-11  34,229  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Wolfgang Deml      Mgmt  For  For 
1.2  Elect Director Luiz F. Furlan      Mgmt  For  For 
1.3  Elect Director Gerald B. Johanneson      Mgmt  For  For 
1.4  Elect Director Thomas W. LaSorda      Mgmt  For  For 
1.5  Elect Director George E. Minnich      Mgmt  For  For 
1.6  Elect Director Martin H. Richenhagen      Mgmt  For  For 
1.7  Elect Director Daniel C. Ustian      Mgmt  For  For 
2  Amend Omnibus Stock Plan      Mgmt  For  Against 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
5  Ratify Auditors        Mgmt  For  For 
 
Ameren Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AEE  21-Apr-11  USA  023608102  Annual  28-Feb-11  68,756  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Stephen F. Brauer      Mgmt  For  For 
1.2  Elect Director Ellen M. Fitzsimmons      Mgmt  For  For 
1.3  Elect Director Walter J. Galvin      Mgmt  For  For 
1.4  Elect Director Gayle P.W. Jackson      Mgmt  For  For 
1.5  Elect Director James C. Johnson      Mgmt  For  For 
1.6  Elect Director Steven H. Lipstein      Mgmt  For  For 
1.7  Elect Director Patrick T. Stokes      Mgmt  For  For 
1.8  Elect Director Thomas R. Voss      Mgmt  For  For 
1.9  Elect Director Stephen R. Wilson      Mgmt  For  For 
1.10  Elect Director Jack D. Woodard      Mgmt  For  For 
2  Approve Director Liability and Indemnification    Mgmt  For  For 
3  Amend Omnibus Stock Plan      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Ratify Auditors        Mgmt  For  For 
7  Report on Coal Combustion Waste Hazard and Risk Mitigation  SH  Against  For 
  Efforts             
 
Humana Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HUM  21-Apr-11  USA  444859102  Annual  25-Feb-11  37,031  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Frank A. D'Amelio      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
2  Elect Director W. Roy Dunbar      Mgmt  For  For 
3  Elect Director Kurt J. Hilzinger      Mgmt  For  For 
4  Elect Director David A. Jones, Jr.      Mgmt  For  For 
5  Elect Director Michael B. McCallister      Mgmt  For  For 
6  Elect Director William J. McDonald      Mgmt  For  For 
7  Elect Director William E. Mitchell      Mgmt  For  For 
8  Elect Director David B. Nash      Mgmt  For  For 
9  Elect Director James J. O'Brien      Mgmt  For  For 
10  Elect Director Marissa T. Peterson      Mgmt  For  For 
11  Ratify Auditors        Mgmt  For  For 
12  Approve Omnibus Stock Plan      Mgmt  For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
The PNC Financial Services Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PNC  26-Apr-11  USA  693475105  Annual  11-Feb-11  60,061  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard O. Berndt      Mgmt  For  For 
2  Elect Director Charles E. Bunch      Mgmt  For  For 
3  Elect Director Paul W. Chellgren      Mgmt  For  For 
4  Elect Director Kay Coles James      Mgmt  For  For 
5  Elect Director Richard B. Kelson      Mgmt  For  Against 
6  Elect Director Bruce C. Lindsay      Mgmt  For  For 
7  Elect Director Anthony A. Massaro      Mgmt  For  For 
8  Elect Director Jane G. Pepper      Mgmt  For  For 
9  Elect Director James E. Rohr      Mgmt  For  For 
10  Elect Director Donald J. Shepard      Mgmt  For  For 
11  Elect Director Lorene K. Steffes      Mgmt  For  For 
12  Elect Director Dennis F. Strigl      Mgmt  For  For 
13  Elect Director Thomas J. Usher      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
14  Elect Director George H. Walls, Jr.      Mgmt  For  For 
15  Elect Director Helge H. Wehmeier      Mgmt  For  For 
16  Ratify Auditors        Mgmt  For  For 
17  Amend Omnibus Stock Plan      Mgmt  For  For 
18  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
19  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
Ameriprise Financial, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AMP  27-Apr-11  USA  03076C106  Annual  28-Feb-11  80,258  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Siri S. Marshall      Mgmt  For  For 
2  Elect Director W. Walker Lewis      Mgmt  For  For 
3  Elect Director William H. Turner      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Ratify Auditors        Mgmt  For  For 
 
E. I. du Pont de Nemours and Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DD  27-Apr-11  USA  263534109  Annual  02-Mar-11  65,637  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard H. Brown      Mgmt  For  For 
2  Elect Director Robert A. Brown      Mgmt  For  For 
3  Elect Director Bertrand P. Collomb      Mgmt  For  For 
4  Elect Director Curtis J. Crawford      Mgmt  For  For 
5  Elect Director Alexander M. Cutler      Mgmt  For  For 
6  Elect Director Eleuthere I. du Pont      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
 
7  Elect Director Marillyn A. Hewson      Mgmt    For  For 
8  Elect Director Lois D. Juliber      Mgmt    For  For 
9  Elect Director Ellen J. Kullman      Mgmt    For  For 
10  Elect Director William K. Reilly      Mgmt    For  For 
11  Ratify Auditors        Mgmt    For  For 
12  Amend Omnibus Stock Plan      Mgmt    For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
15  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH    Against  For 
16  Report on Genetically Engineered Seed      SH    Against  Against 
17  Report on Pay Disparity      SH    Against  Against 
 
Eaton Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ETN  27-Apr-11  USA  278058102  Annual    28-Feb-11  32,004  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director George S. Barrett      Mgmt    For  For 
2  Elect Director Todd M. Bluedorn      Mgmt    For  For 
3  Elect Director Ned C. Lautenbach      Mgmt    For  For 
4  Elect Director Gregory R. Page      Mgmt    For  For 
5  Declassify the Board of Directors      Mgmt    For  For 
6  Eliminate Cumulative Voting      Mgmt    For  For 
7  Ratify Auditors        Mgmt    For  For 
8  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
9  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
General Electric Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
GE  27-Apr-11  USA  369604103  Annual    28-Feb-11  387,734  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director W. Geoffrey Beattie      Mgmt  For  For 
2  Elect Director James I. Cash, Jr.      Mgmt  For  For 
3  Elect Director Ann M. Fudge      Mgmt  For  For 
4  Elect Director Susan Hockfield      Mgmt  For  For 
5  Elect Director Jeffrey R. Immelt      Mgmt  For  For 
6  Elect Director Andrea Jung      Mgmt  For  For 
7  Elect Director Alan G. Lafley      Mgmt  For  For 
8  Elect Director Robert W. Lane      Mgmt  For  For 
9  Elect Director Ralph S. Larsen      Mgmt  For  For 
10  Elect Director Rochelle B. Lazarus      Mgmt  For  For 
11  Elect Director James J. Mulva      Mgmt  For  For 
12  Elect Director Sam Nunn      Mgmt  For  For 
13  Elect Director Roger S. Penske      Mgmt  For  For 
14  Elect Director Robert J. Swieringa      Mgmt  For  For 
15  Elect Director James S. Tisch      Mgmt  For  For 
16  Elect Director Douglas A. Warner III      Mgmt  For  For 
17  Ratify Auditors        Mgmt  For  For 
18  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
19  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
20  Provide for Cumulative Voting      SH  Against  For 
21  Performance-Based Equity Awards      SH  Against  For 
22  Withdraw Stock Options Granted to Executive Officers    SH  Against  Against 
23  Report on Climate Change Business Risk      SH  Against  Against 
24  Report on Animal Testing and Plans for Reduction    SH  Against  Against 
 
Marathon Oil Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MRO  27-Apr-11  USA  565849106  Annual  28-Feb-11  54,483  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1  Elect Director Gregory H. Boyce      Mgmt  For  Against 
2  Elect Director Pierre Brondeau      Mgmt  For  For 
3  Elect Director Clarence P. Cazalot, Jr.      Mgmt  For  Against 
4  Elect Director David A. Daberko      Mgmt  For  Against 
5  Elect Director William L. Davis      Mgmt  For  Against 
6  Elect Director Shirley Ann Jackson      Mgmt  For  Against 
7  Elect Director Philip Lader      Mgmt  For  Against 
8  Elect Director Charles R. Lee      Mgmt  For  Against 
9  Elect Director Michael E. J. Phelps      Mgmt  For  Against 
10  Elect Director Dennis H. Reilley      Mgmt  For  Against 
11  Elect Director Seth E. Schofield      Mgmt  For  Against 
12  Elect Director John W. Snow      Mgmt  For  Against 
13  Elect Director Thomas J. Usher      Mgmt  For  Against 
14  Ratify Auditors        Mgmt  For  For 
15  Provide Right to Call Special Meeting      Mgmt  For  Against 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
17  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
18  Report on Accident Risk Reduction Efforts    SH  Against  Against 
 
The Coca-Cola Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KO  27-Apr-11  USA  191216100  Annual  28-Feb-11  81,685  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Herbert A. Allen      Mgmt  For  For 
2  Elect Director Ronald W. Allen      Mgmt  For  For 
3  Elect Director Howard G. Buffett      Mgmt  For  For 
4  Elect Director Barry Diller      Mgmt  For  For 
5  Elect Director Evan G. Greenberg      Mgmt  For  For 
6  Elect Director Alexis M. Herman      Mgmt  For  For 
7  Elect Director Muhtar Kent      Mgmt  For  For 
8  Elect Director Donald R. Keough      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
9  Elect Director Maria Elena Lagomasino      Mgmt  For  For 
10  Elect Director Donald F. McHenry      Mgmt  For  For 
11  Elect Director Sam Nunn      Mgmt  For  For 
12  Elect Director James D. Robinson III      Mgmt  For  For 
13  Elect Director Peter V. Ueberroth      Mgmt  For  For 
14  Elect Director Jacob Wallenberg      Mgmt  For  For 
15  Elect Director James B. Williams      Mgmt  For  For 
16  Ratify Auditors        Mgmt  For  For 
17  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
18  Amend Restricted Stock Plan      Mgmt  For  For 
19  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
20  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
21  Publish Report on Chemical Bisphenol-A (BPA)    SH  Against  For 
 
The McGraw-Hill Companies, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MHP  27-Apr-11  USA  580645109  Annual  07-Mar-11  41,254  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Pedro Aspe      Mgmt  For  For 
2  Elect Director Winfried Bischoff      Mgmt  For  For 
3  Elect Director Douglas N. Daft      Mgmt  For  For 
4  Elect Director William D. Green      Mgmt  For  For 
5  Elect Director Linda Koch Lorimer      Mgmt  For  For 
6  Elect Director Harold McGraw III      Mgmt  For  For 
7  Elect Director Robert P. McGraw      Mgmt  For  For 
8  Elect Director Hilda Ochoa-Brillembourg      Mgmt  For  For 
9  Elect Director Michael Rake      Mgmt  For  For 
10  Elect Director Edward B. Rust, Jr.      Mgmt  For  For 
11  Elect Director Kurt L. Schmoke      Mgmt  For  For 
12  Elect Director Sidney Taurel      Mgmt  For  For 
13  Provide Right to Call Special Meeting      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
16  Ratify Auditors        Mgmt    For  For 
17  Provide Right to Act by Written Consent      SH    Against  For 
 
Baker Hughes Incorporated
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BHI  28-Apr-11  USA  057224107  Annual    01-Mar-11  72,627  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Larry D. Brady      Mgmt    For  For 
1.2  Elect Director Clarence P. Cazalot, Jr.      Mgmt    For  For 
1.3  Elect Director Chad C. Deaton      Mgmt    For  For 
1.4  Elect Director Anthony G. Fernandes      Mgmt    For  For 
1.5  Elect Director Claire W. Gargalli      Mgmt    For  For 
1.6  Elect Director Pierre H. Jungels      Mgmt    For  For 
1.7  Elect Director James A. Lash      Mgmt    For  For 
1.8  Elect Director J. Larry Nichols      Mgmt    For  For 
1.9  Elect Director H. John Riley, Jr.      Mgmt    For  For 
1.10  Elect Director J. W. Stewart      Mgmt    For  For 
1.11  Elect Director Charles L. Watson      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Amend Executive Incentive Bonus Plan      Mgmt    For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt    None  One Year 
6  Require a Majority Vote for the Election of Directors    SH    Against  For 
 
Motorola Solutions, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MSI  02-May-11  USA  620076307  Annual    07-Mar-11  74,142  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Gregory Q. Brown      Mgmt  For  For 
2  Elect Director William J. Bratton      Mgmt  For  For 
3  Elect Director David W. Dorman      Mgmt  For  For 
4  Elect Director Michael V. Hayden      Mgmt  For  For 
5  Elect Director Vincent J. Intrieri      Mgmt  For  For 
6  Elect Director Judy C. Lewent      Mgmt  For  For 
7  Elect Director Samuel C. Scott III      Mgmt  For  For 
8  Elect Director John A. White      Mgmt  For  For 
9  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
10  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
11  Amend Omnibus Stock Plan      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 
13  Amend Human Rights Policies      SH  Against  Against 
 
Bristol-Myers Squibb Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BMY  03-May-11  USA  110122108  Annual  10-Mar-11  129,593  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director L. Andreotti      Mgmt  For  For 
2  Elect Director L.B. Campbell      Mgmt  For  For 
3  Elect Director J.M. Cornelius      Mgmt  For  For 
4  Elect Director L.J. Freeh      Mgmt  For  For 
5  Elect Director L.H. Glimcher      Mgmt  For  For 
6  Elect Director M. Grobstein      Mgmt  For  For 
7  Elect Director L. Johansson      Mgmt  For  For 
8  Elect Director A.J. Lacy        Mgmt  For  For 
9  Elect Director V.L. Sato        Mgmt  For  For 
10  Elect Director E. Sigal        Mgmt  For  For 
11  Elect Director T.D. West, Jr.      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
12  Elect Director R.S. Williams      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
16  Increase Disclosure of Executive Compensation    SH  Against  Against 
17  Provide Right to Act by Written Consent      SH  Against  For 
18  Adopt Policy to Restrain Pharmaceutical Price Increases    SH  Against  Against 
 
Gardner Denver, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GDI  03-May-11  USA  365558105  Annual  04-Mar-11  15,601  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Donald G. Barger, Jr.      Mgmt  For  For 
1.2  Elect Director Raymond R. Hipp      Mgmt  For  For 
1.3  Elect Director David D. Petratis      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
 
Great Plains Energy Incorporated
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GXP  03-May-11  USA  391164100  Annual  22-Feb-11  99,773  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director D.L. Bodde      Mgmt  For  For 
1.2  Elect Director M.J. Chesser      Mgmt  For  For 
1.3  Elect Director W.H. Downey      Mgmt  For  For 
1.4  Elect Director R.C. Ferguson, Jr.      Mgmt  For  For 
1.5  Elect Director G.D. Forsee      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1.6  Elect Director J.A. Mitchell      Mgmt  For  For 
1.7  Elect Director W.C. Nelson      Mgmt  For  For 
1.8  Elect Director J.J. Sherman      Mgmt  For  For 
1.9  Elect Director L.H. Talbott      Mgmt  For  For 
1.10  Elect Director R.H. West      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Amend Omnibus Stock Plan      Mgmt  For  For 
5  Ratify Auditors        Mgmt  For  For 
 
Wells Fargo & Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WFC  03-May-11  USA  949746101  Annual  04-Mar-11  72,495  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Election Director John D. Baker II      Mgmt  For  For 
2  Election Director John S. Chen      Mgmt  For  For 
3  Election Director Lloyd H. Dean      Mgmt  For  For 
4  Election Director Susan E. Engel      Mgmt  For  For 
5  Election Director Enrique Hernandez, Jr.      Mgmt  For  For 
6  Election Director Donald M. James      Mgmt  For  For 
7  Election Director Mackey J. McDonald      Mgmt  For  For 
8  Election Director Cynthia H. Milligan      Mgmt  For  For 
9  Elect Director Nicholas G. Moore      Mgmt  For  For 
10  Elect Director Philip J. Quigley      Mgmt  For  Against 
11  Elect Director Judith M. Runstad      Mgmt  For  For 
12  Elect Director Stephen W. Sanger      Mgmt  For  For 
13  Elect Director John G. Stumpf      Mgmt  For  For 
14  Elect Director an G. Swenson      Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
17  Ratify Auditors        Mgmt  For  For 
18  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
19  Provide for Cumulative Voting      SH  Against  For 
20  Require Independent Board Chairman      SH  Against  For 
21  Advisory Vote to Ratify Directors' Compensation    SH  Against  Against 
22  Require Audit Committee Review and Report on Controls Related  SH  Against  For 
  to Loans, Foreclosure and Securitizations           
 
EMC Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EMC  04-May-11  USA  268648102  Annual  07-Mar-11  159,722  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Michael W. Brown      Mgmt  For  For 
2  Elect Director Randolph L. Cowen      Mgmt  For  For 
3  Elect Director Michael J. Cronin      Mgmt  For  For 
4  Elect Director Gail Deegan      Mgmt  For  For 
5  Elect Director James S. DiStasio      Mgmt  For  For 
6  Elect Director John R. Egan      Mgmt  For  For 
7  Elect Director Edmund F. Kelly      Mgmt  For  For 
8  Elect Director Windle B. Priem      Mgmt  For  For 
9  Elect Director Paul Sagan      Mgmt  For  For 
10  Elect Director David N. Strohm      Mgmt  For  For 
11  Elect Director Joseph M. Tucci      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 
13  Amend Omnibus Stock Plan      Mgmt  For  For 
14  Provide Right to Call Special Meeting      Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
Hess Corporation

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HES  04-May-11  USA  42809H107  Annual  14-Mar-11  48,565  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director E.E. Holiday      Mgmt  For  For 
2  Elect Director J.H. Mullin      Mgmt  For  For 
3  Elect Director F.B. Walker      Mgmt  For  For 
4  Elect Director R.N. Wilson      Mgmt  For  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
6  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
7  Ratify Auditors        Mgmt  For  For 
8  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
 
Thomas & Betts Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TNB  04-May-11  USA  884315102  Annual  04-Mar-11  50,896  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Michael L. Ducker      Mgmt  For  For 
1.2  Elect Director Jeananne K. Hauswald      Mgmt  For  For 
1.3  Elect Director Dean Jernigan      Mgmt  For  For 
1.4  Elect Director Ronald B. Kalich, Sr.      Mgmt  For  For 
1.5  Elect Director Kenneth R. Masterson      Mgmt  For  For 
1.6  Elect Director Dominic J. Pileggi      Mgmt  For  For 
1.7  Elect Director Jean-Paul Richard      Mgmt  For  For 
1.8  Elect Director Rufus H. Rivers      Mgmt  For  For 
1.9  Elect Director Kevin L. Roberg      Mgmt  For  For 
1.10  Elect Director David D. Stevens      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
 
Dover Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DOV  05-May-11  USA  260003108  Annual  09-Mar-11  44,093  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director D.H. Benson    Mgmt    For  For 
2  Elect Director R.W. Cremin    Mgmt    For  For 
3  Elect Director J-P.M. Ergas    Mgmt    For  For 
4  Elect Director P.T. Francis    Mgmt    For  For 
5  Elect Director K.C. Graham    Mgmt    For  For 
6  Elect Director R.A. Livingston    Mgmt    For  For 
7  Elect Director R.K. Lochridge    Mgmt    For  For 
8  Elect Director B.G. Rethore    Mgmt    For  For 
9  Elect Director M.B. Stubbs    Mgmt    For  For 
10  Elect Director S.M. Todd    Mgmt    For  For 
11  Elect Director S.K. Wagner    Mgmt    For  For 
12  Elect Director M.A. Winston    Mgmt    For  For 
13  Ratify Auditors      Mgmt    For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
15  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
 
Verizon Communications Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
VZ  05-May-11  USA  92343V104  Annual  07-Mar-11  152,239  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard L. Carrion    Mgmt    For  For 
2  Elect Director M. Frances Keeth    Mgmt    For  For 
3  Elect Director Robert W. Lane    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
4  Elect Director Lowell C. Mcadam      Mgmt  For  For 
5  Elect Director Sandra O. Moose      Mgmt  For  For 
6  Elect Director Joseph Neubauer      Mgmt  For  For 
7  Elect Director Donald T. Nicolaisen      Mgmt  For  For 
8  Elect Director Clarence Otis, Jr.      Mgmt  For  For 
9  Elect Director Hugh B. Price      Mgmt  For  For 
10  Elect Director Ivan G. Seidenberg      Mgmt  For  For 
11  Elect Director Rodney E. Slater      Mgmt  For  For 
12  Elect Director John W. Snow      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
16  Disclose Prior Government Service      SH  Against  Against 
17  Performance-Based Equity Awards      SH  Against  For 
18  Restore or Provide for Cumulative Voting      SH  Against  For 
19  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
 
Occidental Petroleum Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
OXY  06-May-11  USA  674599105  Annual  15-Mar-11  41,995  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Spencer Abraham      Mgmt  For  For 
2  Elect Director Howard I. Atkins      Mgmt  For  For 
3  Elect Director Stephen I. Chazen      Mgmt  For  For 
4  Elect Director Edward P. Djerejian      Mgmt  For  Against 
5  Elect Director John E. Feick      Mgmt  For  For 
6  Elect Director Margaret M. Foran      Mgmt  For  For 
7  Elect Director Carlos M. Gutierrez      Mgmt  For  For 
8  Elect Director Ray R. Irani      Mgmt  For  Against 
9  Elect Director Avedick B. Poladian      Mgmt  For  For 
10  Elect Director Rodolfo Segovia      Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
11  Elect Director Aziz D. Syriani      Mgmt  For  Against 
12  Elect Director Rosemary Tomich      Mgmt  For  Against 
13  Elect Director Walter L. Weisman      Mgmt  For  Against 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  None  One Year 
17  Review Political Expenditures and Processes    SH  Against  For 
18  Request Director Nominee with Environmental Qualifications  SH  Against  Against 
 
Danaher Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DHR  10-May-11  USA  235851102  Annual  11-Mar-11  53,606  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director H. Lawrence Culp, Jr.      Mgmt  For  For 
1.2  Elect Director Mitchell P. Rales      Mgmt  For  For 
1.3  Elect Director Elias A. Zerhouni      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Declassify the Board of Directors      Mgmt  For  For 
4  Provide Right to Call Special Meeting      Mgmt  For  For 
5  Amend Omnibus Stock Plan      Mgmt  For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
7  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
The Timken Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TKR  10-May-11  USA  887389104  Annual  22-Feb-11  43,608  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director John M. Ballbach      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1.2  Elect Director Phillip R. Cox      Mgmt  For  For 
1.3  Elect Director Ward J. Timken, Jr      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Approve Omnibus Stock Plan      Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
 
 
Capital One Financial Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
COF  11-May-11  USA  14040H105  Annual  16-Mar-11  71,929  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Patrick W. Gross      Mgmt  For  For 
2  Elect Director Ann Fritz Hackett      Mgmt  For  For 
3  Elect Director Pierre E. Leroy      Mgmt  For  For 
4  Ratify Auditors        Mgmt  For  For 
5  Declassify the Board of Directors      Mgmt  For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
7  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
CF Industries Holdings, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CF  11-May-11  USA  125269100  Annual  21-Mar-11  6,384  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Stephen R. Wilson      Mgmt  For  For 
1.2  Elect Director Wallace W. Creek      Mgmt  For  For 
1.3  Elect Director William Davisson      Mgmt  For  For 
1.4  Elect Director Robert G. Kuhbach      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
4  Ratify Auditors        Mgmt  For  For 
5  Declassify the Board of Directors      SH  Against  For 
 
Comcast Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CMCSA  11-May-11  USA  20030N101  Annual  08-Mar-11  122,532  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director S. Decker Anstrom      Mgmt  For  For 
1.2  Elect Director Kenneth J. Bacon      Mgmt  For  For 
1.3  Elect Director Sheldon M. Bonovitz      Mgmt  For  For 
1.4  Elect Director Edward D. Breen      Mgmt  For  For 
1.5  Elect Director Joseph J. Collins      Mgmt  For  For 
1.6  Elect Director J. Michael Cook      Mgmt  For  For 
1.7  Elect Director Gerald L. Hassell      Mgmt  For  For 
1.8  Elect Director Jeffrey A. Honickman      Mgmt  For  For 
1.9  Elect Director Eduardo G. Mestre      Mgmt  For  For 
1.10  Elect Director Brian L. Roberts      Mgmt  For  For 
1.11  Elect Director Ralph J. Roberts      Mgmt  For  For 
1.12  Elect Director Judith Rodin      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Approve Nonqualified Employee Stock Purchase Plan    Mgmt  For  For 
4  Amend Restricted Stock Plan      Mgmt  For  For 
5  Amend Stock Option Plan      Mgmt  For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
7  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
8  Provide for Cumulative Voting      SH  Against  For 
9  Require Independent Board Chairman      SH  Against  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
Assurant, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AIZ  12-May-11  USA  04621X108  Annual  17-Mar-11  61,772  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Elaine D. Rosen    Mgmt    For  For 
2  Elect Director Howard L. Carver    Mgmt    For  For 
3  Elect Director Juan N. Cento    Mgmt    For  For 
4  Elect Director Lawrence V. Jackson    Mgmt    For  For 
5  Elect Director David B. Kelso    Mgmt    For  For 
6  Elect Director Charles J. Koch    Mgmt    For  For 
7  Elect Director H. Carroll Mackin    Mgmt    For  For 
8  Elect Director Robert B. Pollock    Mgmt    For  For 
9  Elect Director John A.C. Swainson    Mgmt    For  For 
10  Ratify Auditors      Mgmt    For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
12  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
 
Ford Motor Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
F  12-May-11  USA  345370860  Annual  16-Mar-11  256,913  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Stephen G. Butler    Mgmt    For  For 
2  Elect Director Kimberly A. Casiano    Mgmt    For  For 
3  Elect Director Anthony F. Earley, Jr.    Mgmt    For  For 
4  Elect Director Edsel B. Ford II    Mgmt    For  For 
5  Elect Director William Clay Ford, Jr.    Mgmt    For  For 
6  Elect Director Richard A. Gephardt    Mgmt    For  For 
7  Elect Director James H. Hance, Jr.    Mgmt    For  For 
8  Elect Director Irvine O. Hockaday, Jr.    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
9  Elect Director Richard A. Manoogian      Mgmt  For  For 
10  Elect Director Ellen R. Marram      Mgmt  For  For 
11  Elect Director Alan Mulally      Mgmt  For  For 
12  Elect Director Homer A. Neal      Mgmt  For  For 
13  Elect Director Gerald L. Shaheen      Mgmt  For  For 
14  Elect Director John L. Thornton      Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
18  Publish Political Contributions      SH  Against  Against 
19  Approve Recapitalization Plan for all Stock to have One-vote per  SH  Against  For 
  Share             
20  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
 
Host Hotels & Resorts, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HST  12-May-11  USA  44107P104  Annual  16-Mar-11  171,095  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Robert M. Baylis      Mgmt  For  For 
2  Elect Director Willard W. Brittain      Mgmt  For  For 
3  Elect Director Terence C. Golden      Mgmt  For  For 
4  Elect Director Ann M. Korologos      Mgmt  For  For 
5  Elect Director Richard E. Marriott      Mgmt  For  For 
6  Elect Director John B. Morse, Jr.      Mgmt  For  For 
7  Elect Director Gordon H. Smith      Mgmt  For  For 
8  Elect Director W. Edward Walter      Mgmt  For  For 
9  Ratify Auditors        Mgmt  For  For 
10  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
11  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
Essex Property Trust, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ESS  17-May-11  USA  297178105  Annual  28-Feb-11  28,599  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director David W. Brady    Mgmt    For  For 
1.2  Elect Director Byron A. Scordelis    Mgmt    For  For 
1.3  Elect Director Janice L. Sears    Mgmt    For  For 
1.4  Elect Director Claude J. Zinngrabe, Jr    Mgmt    For  For 
2  Ratify Auditors      Mgmt    For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
4  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
 
JPMorgan Chase & Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
JPM  17-May-11  USA  46625h100  Annual  18-Mar-11  149,280  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Crandall C. Bowles    Mgmt    For  For 
2  Elect Director Stephen B. Burke    Mgmt    For  For 
3  Elect Director David M. Cote    Mgmt    For  For 
4  Elect Director James S. Crown    Mgmt    For  For 
5  Elect Director James Dimon    Mgmt    For  For 
6  Elect Director Ellen V. Futter    Mgmt    For  For 
7  Elect Director William H. Gray, III    Mgmt    For  For 
8  Elect Director Laban P. Jackson, Jr.    Mgmt    For  For 
9  Elect Director David C. Novak    Mgmt    For  For 
10  Elect Director Lee R. Raymond    Mgmt    For  For 
11  Elect Director William C. Weldon    Mgmt    For  For 
12  Ratify Auditors      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
14  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
15  Amend Omnibus Stock Plan      Mgmt  For  Against 
16  Affirm Political Non-Partisanship      SH  Against  Against 
17  Provide Right to Act by Written Consent      SH  Against  For 
18  Report on Loan Modifications      SH  Against  Against 
19  Report on Political Contributions      SH  Against  For 
20  Institute Procedures to Prevent Investments in Companies that  SH  Against  Against 
  Contribute to Genocide or Crimes Against Humanity         
21  Require Independent Board Chairman      SH  Against  Against 
 
ACE Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ACE  18-May-11  Switzerland  H0023R105  Annual  30-Mar-11  51,605  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Evan G. Greenberg as Director      Mgmt  For  For 
1.2  Elect Leo F. Mullin as Director      Mgmt  For  For 
1.3  Elect Olivier Steimer as Director      Mgmt  For  For 
1.4  Elect Michael P. Connors as Director      Mgmt  For  For 
1.5  Elect Eugene B. Shanks, Jr as Director      Mgmt  For  For 
1.6  Elect John A. Krol as Director      Mgmt  For  For 
2.1  Approve Annual Report      Mgmt  For  For 
2.2  Accept Statutory Financial Statements      Mgmt  For  For 
2.3  Accept Consolidated Financial Statements      Mgmt  For  For 
3  Approve Allocation of Income and Dividends    Mgmt  For  For 
4  Approve Discharge of Board and Senior Management    Mgmt  For  For 
5.1  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt  For  For 
5.2  Ratify Ratify PricewaterhouseCoopers LLC as Independent  Mgmt  For  For 
  Registered Public Accounting Firm as Auditors         
5.3  Ratify BDO AG as Special Auditors      Mgmt  For  For 
6  Approve Dividend Distribution from Legal Reserves    Mgmt  For  For 
7  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
8  Advisory Vote on Say on Pay Frequency      Mgmt  None  One Year 
 
Atmel Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ATML  18-May-11  USA  049513104  Annual  28-Mar-11  190,558  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Steven Laub      Mgmt  For  For 
2  Elect Director Tsung-Ching Wu      Mgmt  For  For 
3  Elect Director David Sugishita      Mgmt  For  For 
4  Elect Director Papken Der Torossian      Mgmt  For  For 
5  Elect Director Jack L. Saltich      Mgmt  For  For 
6  Elect Director Charles Carinalli      Mgmt  For  For 
7  Elect Director Edward Ross      Mgmt  For  For 
8  Amend Omnibus Stock Plan      Mgmt  For  For 
9  Ratify Auditors        Mgmt  For  For 
10  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
11  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
 
Corn Products International, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CPO  18-May-11  USA  219023108  Annual  21-Mar-11  50,371  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Richard J. Almeida      Mgmt  For  For 
1.2  Elect Director Gregory B. Kenny      Mgmt  For  For 
1.3  Elect Director James M. Ringler      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
 
Ross Stores, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ROST  18-May-11  USA  778296103  Annual  25-Mar-11  20,668  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director George P. Orban      Mgmt  For  For 
1.2  Elect Director Donald H. Seiler      Mgmt  For  For 
2  Approve Executive Incentive Bonus Plan      Mgmt  For  For 
3  Declassify the Board of Directors      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
6  Ratify Auditors        Mgmt  For  For 
 
Alpha Natural Resources, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ANR  19-May-11  USA  02076X102  Annual  29-Mar-11  20,904  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Michael J. Quillen      Mgmt  For  For 
1.2  Elect Director William J. Crowley, Jr.      Mgmt  For  For 
1.3  Elect Director Kevin S. Crutchfield      Mgmt  For  For 
1.4  Elect Director E. Linn Draper, Jr.      Mgmt  For  For 
1.5  Elect Director Glenn A. Eisenberg      Mgmt  For  For 
1.6  Elect Director P. Michael Giftos      Mgmt  For  For 
1.7  Elect Director Joel Richards, III      Mgmt  For  For 
1.8  Elect Director James F. Roberts      Mgmt  For  For 
1.9  Elect Director Ted G. Wood      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
4  Ratify Auditors      Mgmt    For  For 
5  Report on Efforts to Reduce Pollution From Products and  SH    Against  For 
  Operations             
 
Altria Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MO  19-May-11  USA  02209S103  Annual  28-Mar-11  194,934  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Elizabeth E. Bailey    Mgmt    For  For 
2  Elect Director Gerald L. Baliles    Mgmt    For  For 
3  Elect Director John T. Casteen III    Mgmt    For  For 
4  Elect Director Dinyar S. Devitre    Mgmt    For  For 
5  Elect Director Thomas F. Farrell II    Mgmt    For  For 
6  Elect Director Thomas W. Jones    Mgmt    For  For 
7  Elect Director George Munoz    Mgmt    For  For 
8  Elect Director Nabil Y. Sakkab    Mgmt    For  For 
9  Elect Director Michael E. Szymanczyk    Mgmt    For  For 
10  Ratify Auditors      Mgmt    For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
12  Advisory Vote on Say on Pay Frequency    Mgmt    None  One Year 
13  Cease Production of Flavored Tobacco Products  SH    Against  Against 
 
Coventry Health Care, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CVH  19-May-11  USA  222862104  Annual  21-Mar-11  25,746  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Joel Ackerman    Mgmt    For  For 
2  Elect Director Lawrence N. Kugelman    Mgmt    For  For 
3  Elect Director Michael A. Stocker    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
4  Ratify Auditors        Mgmt  For  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
6  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
7  Report on Political Contributions      SH  Against  For 
 
KeyCorp
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KEY  19-May-11  USA  493267108  Annual  22-Mar-11  210,780  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Edward P. Campbell      Mgmt  For  For 
1.2  Elect Director Joseph A. Carrabba      Mgmt  For  For 
1.3  Elect Director Carol A. Cartwright      Mgmt  For  For 
1.4  Elect Director Alexander M. Cutler      Mgmt  For  For 
1.5  Elect Director H. James Dallas      Mgmt  For  For 
1.6  Elect Director Elizabeth R. Gile      Mgmt  For  For 
1.7  Elect Director Ruth Ann M. Gillis      Mgmt  For  For 
1.8  Elect Director Kristen L. Manos      Mgmt  For  For 
1.9  Elect Director Beth E. Mooney      Mgmt  For  For 
1.10  Elect Director Bill R. Sanford      Mgmt  For  For 
1.11  Elect Director Barbara R. Snyder      Mgmt  For  For 
1.12  Elect Director Edward W. Stack      Mgmt  For  For 
1.13  Elect Director Thomas C. Stevens      Mgmt  For  For 
2  Approve Executive Incentive Bonus Plan      Mgmt  For  For 
3  Amend Code of Regulations Removing All Shareholder Voting  Mgmt  For  For 
  Requirements Greater than the Statutory Norm         
4  Ratify Auditors        Mgmt  For  For 
5  Advisory Vote to Ratify Named Executive Officer's Compensation  Mgmt  For  For 
6  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
National Oilwell Varco, Inc.

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
NOV  19-May-11  USA  637071101  Annual    28-Mar-11  67,376  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Robert E. Beauchamp      Mgmt    For  For 
2  Elect Director Jeffery A. Smisek      Mgmt    For  For 
3  Ratify Auditors        Mgmt    For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
6  Declassify the Board of Directors      Mgmt    For  For 
7  Increase Authorized Common Stock      Mgmt    For  For 
8  Report on Political Contributions      SH    Against  For 
 
OGE Energy Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
OGE  19-May-11  USA  670837103  Annual    21-Mar-11  44,349  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Kirk Humphreys      Mgmt    For  For 
1.2  Elect Director Linda Petree Lambert      Mgmt    For  For 
1.3  Elect Director Leroy C. Richie      Mgmt    For  For 
2  Increase Authorized Common Stock      Mgmt    For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
5  Ratify Auditors        Mgmt    For  For 
 
Aetna Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AET  20-May-11  USA  00817Y108  Annual    18-Mar-11  95,064  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Mark T. Bertolini      Mgmt  For  For 
2  Elect Director Frank M. Clark      Mgmt  For  For 
3  Elect Director Betsy Z. Cohen      Mgmt  For  For 
4  Elect Director Molly J. Coye      Mgmt  For  For 
5  Elect Director Roger N. Farah      Mgmt  For  For 
6  Elect Director Barbara Hackman Franklin      Mgmt  For  For 
7  Elect Director Jeffrey E. Garten      Mgmt  For  For 
8  Elect Director Gerald Greenwald      Mgmt  For  For 
9  Elect Director Ellen M. Hancock      Mgmt  For  For 
10  Elect Director Richard J. Harrington      Mgmt  For  For 
11  Elect Director Edward J. Ludwig      Mgmt  For  For 
12  Elect Director Joseph P. Newhouse      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Amend Omnibus Stock Plan      Mgmt  For  For 
15  Approve Qualified Employee Stock Purchase Plan    Mgmt  For  For 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt  None  One Year 
18  Provide for Cumulative Voting      SH  Against  For 
19  Require Independent Board Chairman      SH  Against  For 
 
Amgen Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AMGN  20-May-11  USA  031162100  Annual  21-Mar-11  51,060  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director David Baltimore      Mgmt  For  For 
2  Elect Director Frank J. Biondi, Jr.      Mgmt  For  For 
3  Elect Director Francois De Carbonnel      Mgmt  For  For 
4  Elect Director Vance D. Coffman      Mgmt  For  For 
5  Elect Director Rebecca M. Henderson      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
6  Elect Director Frank C. Herringer      Mgmt  For  For 
7  Elect Director Gilbert S. Omenn      Mgmt  For  For 
8  Elect Director Judith C. Pelham      Mgmt  For  For 
9  Elect Director J. Paul Reason      Mgmt  For  For 
10  Elect Director Leonard D. Schaeffer      Mgmt  For  For 
11  Elect Director Kevin W. Sharer      Mgmt  For  For 
12  Elect Director Ronald D. Sugar      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
16  Provide Right to Act by Written Consent      SH  Against  For 
 
Macy's, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
M  20-May-11  USA  55616P104  Annual  25-Mar-11  102,179  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Stephen F. Bollenbach      Mgmt  For  For 
1.2  Elect Director Deirdre P. Connelly      Mgmt  For  For 
1.3  Elect Director Meyer Feldberg      Mgmt  For  For 
1.4  Elect Director Sara Levinson      Mgmt  For  For 
1.5  Elect Director Terry J. Lundgren      Mgmt  For  For 
1.6  Elect Director Joseph Neubauer      Mgmt  For  For 
1.7  Elect Director Joseph A. Pichler      Mgmt  For  For 
1.8  Elect Director Joyce M. Roché      Mgmt  For  For 
1.9  Elect Director Craig E. Weatherup      Mgmt  For  For 
1.10  Elect Director Marna C. Whittington      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Adopt Majority Voting for Uncontested Election of Directors  Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
UnitedHealth Group Incorporated
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
UNH  23-May-11  USA  91324P102  Annual  24-Mar-11  148,734  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director William C. Ballard, Jr.    Mgmt    For  For 
2  Elect Director Richard T. Burke    Mgmt    For  For 
3  Elect Director Robert J. Darretta    Mgmt    For  For 
4  Elect Director Stephen J. Hemsley    Mgmt    For  For 
5  Elect Director Michele J. Hooper    Mgmt    For  For 
6  Elect Director Rodger A. Lawson    Mgmt    For  For 
7  Elect Director Douglas W. Leatherdale    Mgmt    For  For 
8  Elect Director Glenn M. Renwick    Mgmt    For  For 
9  Elect Director Kenneth I. Shine    Mgmt    For  For 
10  Elect Director Gail R. Wilensky    Mgmt    For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
12  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
13  Approve Omnibus Stock Plan    Mgmt    For  For 
14  Amend Qualified Employee Stock Purchase Plan  Mgmt    For  For 
15  Ratify Auditors      Mgmt    For  For 
 
BRE Properties, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BRE  24-May-11  USA  05564E106  Annual  24-Mar-11  24,549  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Irving F. Lyons, III    Mgmt    For  For 
1.2  Elect Director Paula F. Downey    Mgmt    For  For 
1.3  Elect Director Christopher J. McGurk    Mgmt    For  For 
1.4  Elect Director Matthew T. Medeiros    Mgmt    For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
 
1.5  Elect Director Constance B. Moore      Mgmt    For  For 
1.6  Elect Director Jeanne R. Myerson      Mgmt    For  For 
1.7  Elect Director Jeffrey T. Pero      Mgmt    For  For 
1.8  Elect Director Thomas E. Robinson      Mgmt    For  For 
1.9  Elect Director Dennis E. Singleton      Mgmt    For  For 
1.10  Elect Director Thomas P. Sullivan      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
Teradyne, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
TER  24-May-11  USA  880770102  Annual    01-Apr-11  66,495  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director James W. Bagley      Mgmt    For  For 
2  Elect Director Michael A. Bradley      Mgmt    For  For 
3  Elect Director Albert Carnesale      Mgmt    For  For 
4  Elect Director Daniel W. Christman      Mgmt    For  For 
5  Elect Director Edwin J. Gillis      Mgmt    For  For 
6  Elect Director Timothy E. Guertin      Mgmt    For  For 
7  Elect Director Paul J. Tufano      Mgmt    For  For 
8  Elect Director Roy A. Vallee      Mgmt    For  For 
9  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
10  Advisory Vote on Say on Pay Frequency      Mgmt    Three Years  One Year 
11  Amend Omnibus Stock Plan      Mgmt    For  For 
12  Ratify Auditors        Mgmt    For  For 
 
Chevron Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CVX  25-May-11  USA  166764100  Annual    01-Apr-11  62,567  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director L.F. Deily      Mgmt  For  For 
2  Elect Director R.E. Denham      Mgmt  For  For 
3  Elect Director R.J. Eaton      Mgmt  For  For 
4  Elect Director C. Hagel        Mgmt  For  For 
5  Elect Director E. Hernandez      Mgmt  For  For 
6  Elect Director G.L. Kirkland      Mgmt  For  For 
7  Elect Director D.B. Rice        Mgmt  For  For 
8  Elect Director K.W. Sharer      Mgmt  For  For 
9  Elect Director C.R. Shoemate      Mgmt  For  For 
10  Elect Director J.G. Stumpf      Mgmt  For  For 
11  Elect Director R.D. Sugar      Mgmt  For  For 
12  Elect Director C. Ware        Mgmt  For  For 
13  Elect Director J.S. Watson      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
17  Request Director Nominee with Environmental Qualifications  SH  Against  For 
18  Amend Bylaws to Establish a Board Committee on Human Rights  SH  Against  Against 
19  Include Sustainability as a Performance Measure for Senior  SH  Against  Against 
  Executive Compensation           
20  Adopt Guidelines for Country Selection      SH  Against  For 
21  Report on Financial Risks of Climate Change    SH  Against  Against 
22  Report on Environmental Impacts of Natural Gas Fracturing  SH  Against  For 
23  Report on Offshore Oil Wells and Spill Mitigation Measures  SH  Against  Against 
 
Exxon Mobil Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
XOM  25-May-11  USA  30231G102  Annual  06-Apr-11  98,136  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
 
1.1  Elect Director M.J. Boskin      Mgmt  For  For 
1.2  Elect Director P. Brabeck-Letmathe      Mgmt  For  For 
1.3  Elect Director L.R. Faulkner      Mgmt  For  For 
1.4  Elect Director J.S. Fishman      Mgmt  For  For 
1.5  Elect Director K.C. Frazier      Mgmt  For  For 
1.6  Elect Director W.W. George      Mgmt  For  For 
1.7  Elect Director M.C. Nelson      Mgmt  For  For 
1.8  Elect Director S.J. Palmisano      Mgmt  For  For 
1.9  Elect Director S.S. Reinemund      Mgmt  For  For 
1.10  Elect Director R.W. Tillerson      Mgmt  For  For 
1.11  Elect Director E.E. Whitacre, Jr.      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
5  Require Independent Board Chairman      SH  Against  For 
6  Report on Political Contributions      SH  Against  For 
7  Amend EEO Policy to Prohibit Discrimination based on Sexual  SH  Against  Against 
  Orientation and Gender Identity           
8  Adopt Policy on Human Right to Water      SH  Against  Against 
9  Report on Environmental Impact of Oil Sands Operations in  SH  Against  For 
  Canada             
10  Report on Environmental Impacts of Natural Gas Fracturing  SH  Against  For 
11  Report on Energy Technologies Development    SH  Against  Against 
12  Adopt Quantitative GHG Goals for Products and Operations  SH  Against  For 
 
ONEOK, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
OKE  25-May-11  USA  682680103  Annual  28-Mar-11  38,652  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director James C. Day      Mgmt  For  For 
2  Elect Director Julie H. Edwards      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): Large Cap Blend I Fund             
 
3  Elect Director William L. Ford      Mgmt    For  For 
4  Elect Director John W. Gibson      Mgmt    For  For 
5  Elect Director Bert H. Mackie      Mgmt    For  For 
6  Elect Director Jim W. Mogg      Mgmt    For  For 
7  Elect Director Pattye L. Moore      Mgmt    For  For 
8  Elect Director Gary D. Parker      Mgmt    For  For 
9  Elect Director Eduardo A. Rodriguez      Mgmt    For  For 
10  Elect Director Gerald B. Smith      Mgmt    For  For 
11  Elect Director David J. Tippeconnic      Mgmt    For  For 
12  Ratify Auditors        Mgmt    For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
Thermo Fisher Scientific Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
TMO  25-May-11  USA  883556102  Annual    28-Mar-11  61,714  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Thomas J. Lynch      Mgmt    For  For 
2  Elect Director William G. Parrett      Mgmt    For  For 
3  Elect Director Michael E. Porter      Mgmt    For  For 
4  Elect Director Scott M. Sperling      Mgmt    For  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
6  Advisory Vote on Say on Pay Frequency      Mgmt    Two Years  One Year 
7  Ratify Auditors        Mgmt    For  For 
8  Declassify the Board of Directors      SH    Against  For 
 
Jones Lang LaSalle Incorporated
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
JLL  26-May-11  USA  48020Q107  Annual    18-Mar-11  21,166  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Hugo Bague      Mgmt  For  For 
2  Elect Director Colin Dyer      Mgmt  For  For 
3  Elect Director Darryl Hartley-Leonard      Mgmt  For  For 
4  Elect Director Deanne Julius      Mgmt  For  For 
5  Elect Director Ming Lu        Mgmt  For  For 
6  Elect Director Lauralee E. Martin      Mgmt  For  For 
7  Elect Director Martin H. Nesbitt      Mgmt  For  For 
8  Elect Director Sheila A. Penrose      Mgmt  For  For 
9  Elect Director David B. Rickard      Mgmt  For  For 
10  Elect Director Roger T. Staubach      Mgmt  For  For 
11  Elect Director Thomas C. Theobald      Mgmt  For  For 
12  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
13  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
14  Provide Right to Call Special Meeting      Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
 
Raytheon Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RTN  26-May-11  USA  755111507  Annual  01-Apr-11  54,613  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Vernon E. Clark      Mgmt  For  For 
2  Elect Director John M. Deutch      Mgmt  For  For 
3  Elect Director Stephen J. Hadley      Mgmt  For  For 
4  Elect Director Frederic M. Poses      Mgmt  For  For 
5  Elect Director Michael C. Ruettgers      Mgmt  For  For 
6  Elect Director Ronald L. Skates      Mgmt  For  For 
7  Elect Director William R. Spivey      Mgmt  For  For 
8  Elect Director Linda G. Stuntz      Mgmt  For  Against 
9  Elect Director William H. Swanson      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
10  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
11  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
12  Ratify Auditors        Mgmt  For  For 
13  Provide Right to Act by Written Consent      SH  Against  For 
14  Stock Retention/Holding Period      SH  Against  For 
15  Report on Lobbying Contributions and Expenses    SH  Against  For 
16  Submit SERP to Shareholder Vote      SH  Against  For 
 
The Interpublic Group of Companies, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IPG  26-May-11  USA  460690100  Annual  04-Apr-11  140,430  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Reginald K. Brack      Mgmt  For  For 
2  Elect Director Jocelyn Carter-Miller      Mgmt  For  For 
3  Elect Director Jill M. Considine      Mgmt  For  For 
4  Elect Director Richard A. Goldstein      Mgmt  For  For 
5  Elect Director H. John Greeniaus      Mgmt  For  For 
6  Elect Director Mary J. Steele      Mgmt  For  For 
7  Elect Director William T. Kerr      Mgmt  For  For 
8  Elect Director Michael I. Roth      Mgmt  For  For 
9  Elect Director David M. Thomas      Mgmt  For  For 
10  Ratify Auditors        Mgmt  For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
12  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
13  Amend Bylaws-- Call Special Meetings      SH  Against  For 
 
Google Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GOOG  02-Jun-11  USA  38259P508  Annual  04-Apr-11  7,600  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Larry Page      Mgmt  For  For 
1.2  Elect Director Sergey Brin      Mgmt  For  For 
1.3  Elect Director Eric E. Schmidt      Mgmt  For  For 
1.4  Elect Director L. John Doerr      Mgmt  For  For 
1.5  Elect Director John L. Hennessy      Mgmt  For  For 
1.6  Elect Director Ann Mather      Mgmt  For  For 
1.7  Elect Director Paul S. Otellini      Mgmt  For  For 
1.8  Elect Director K. Ram Shriram      Mgmt  For  For 
1.9  Elect Director Shirley M. Tilghman      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Amend Omnibus Stock Plan      Mgmt  For  Against 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
6  Amend Bylaws to Establish a Board Committee on Environmental  SH  Against  Against 
  Sustainability             
7  Reduce Supermajority Vote Requirement      SH  Against  Against 
8  Report on Code of Conduct Compliance      SH  Against  Against 
 
priceline.com Incorporated
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PCLN  02-Jun-11  USA  741503403  Annual  14-Apr-11  5,035  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Jeffery H. Boyd      Mgmt  For  For 
1.2  Elect Director Ralph M. Bahna      Mgmt  For  For 
1.3  Elect Director Howard W. Barker, Jr.      Mgmt  For  For 
1.4  Elect Director Jan L. Docter      Mgmt  For  For 
1.5  Elect Director Jeffrey E. Epstein      Mgmt  For  For 
1.6  Elect Director James M. Guyette      Mgmt  For  For 
1.7  Elect Director Nancy B. Peretsman      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1.8  Elect Director Craig W. Rydin      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
5  Provide Right to Act by Written Consent      SH  Against  For 
 
Wal-Mart Stores, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WMT  03-Jun-11  USA  931142103  Annual  06-Apr-11  111,595  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Aida M. Alvarez      Mgmt  For  For 
2  Elect Director James W. Breyer      Mgmt  For  For 
3  Elect Director M. Michele Burns      Mgmt  For  For 
4  Elect Director James I. Cash, Jr.      Mgmt  For  For 
5  Elect Director Roger C. Corbett      Mgmt  For  For 
6  Elect Director Douglas N. Daft      Mgmt  For  For 
7  Elect Director Michael T. Duke      Mgmt  For  For 
8  Elect Director Gregory B. Penner      Mgmt  For  For 
9  Elect Director Steven S Reinemund      Mgmt  For  For 
10  Elect Director H. Lee Scott, Jr.      Mgmt  For  For 
11  Elect Director Arne M. Sorenson      Mgmt  For  For 
12  Elect Director Jim C. Walton      Mgmt  For  For 
13  Elect Director S. Robson Walton      Mgmt  For  For 
14  Elect Director Christopher J. Williams      Mgmt  For  For 
15  Elect Director Linda S. Wolf      Mgmt  For  For 
16  Ratify Auditors        Mgmt  For  For 
17  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
18  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
19  Amend EEO Policy to Prohibit Discrimination based on Gender  SH  Against  For 
  Identity             
20  Report on Political Contributions      SH  Against  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
21  Amend Articles/Bylaws/Charter -- Call Special Meetings  SH    Against  For 
22  Require Suppliers to Produce Sustainability Reports  SH    Against  Against 
23  Report on Climate Change Business Risks    SH    Against  Against 
 
Sandisk Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SNDK  07-Jun-11  USA  80004C101  Annual  11-Apr-11  56,637  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Michael Marks    Mgmt    For  For 
1.2  Elect Director Kevin DeNuccio    Mgmt    For  For 
1.3  Elect Director Irwin Federman    Mgmt    For  For 
1.4  Elect Director Steven J. Gomo    Mgmt    For  For 
1.5  Elect Director Eddy W. Hartenstein    Mgmt    For  For 
1.6  Elect Director Chenming Hu    Mgmt    For  For 
1.7  Elect Director Catherine P. Lego    Mgmt    For  For 
1.8  Elect Director Sanjay Mehrotra    Mgmt    For  For 
2  Ratify Auditors      Mgmt    For  For 
3  Amend Omnibus Stock Plan    Mgmt    For  For 
4  Amend Qualified Employee Stock Purchase Plan  Mgmt    For  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
6  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
 
Caterpillar Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CAT  08-Jun-11  USA  149123101  Annual  11-Apr-11  33,061  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director David L. Calhoun    Mgmt    For  Withhold 
1.2  Elect Director Daniel M. Dickinson    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1.3  Elect Director Eugene V. Fife      Mgmt  For  For 
1.4  Elect Director Juan Gallardo      Mgmt  For  For 
1.5  Elect Director David R. Goode      Mgmt  For  For 
1.6  Elect Director Jesse J. Greene, Jr.      Mgmt  For  For 
1.7  Elect Director Peter A. Magowan      Mgmt  For  For 
1.8  Elect Director Dennis A. Muilenburg      Mgmt  For  For 
1.9  Elect Director Douglas R. Oberhelman      Mgmt  For  For 
1.10  Elect Director William A. Osborn      Mgmt  For  For 
1.11  Elect Director Charles D. Powell      Mgmt  For  For 
1.12  Elect Director Edward B. Rust, Jr.      Mgmt  For  For 
1.13  Elect Director Susan C. Schwab      Mgmt  For  For 
1.14  Elect Director Joshua I. Smith      Mgmt  For  For 
1.15  Elect Director Miles D. White      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Report on Political Contributions      SH  Against  For 
7  Stock Retention/Holding Period      SH  Against  For 
8  Require a Majority Vote for the Election of Directors    SH  Against  For 
9  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
10  Require Independent Board Chairman      SH  Against  Against 
11  Review and Assess Human Rights Policies      SH  Against  For 
12  Adopt a Policy in which the Company will not Make or Promise to  SH  Against  Against 
  Make Any Death Benefit Payments to Senior Executives         
 
 
Freeport-McMoRan Copper & Gold Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FCX  15-Jun-11  USA  35671D857  Annual  19-Apr-11  103,122  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Richard C. Adkerson      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
1.2  Elect Director Robert J. Allison, Jr.      Mgmt  For  For 
1.3  Elect Director Robert A. Day      Mgmt  For  For 
1.4  Elect Director Gerald J. Ford      Mgmt  For  For 
1.5  Elect Director H. Devon Graham, Jr.      Mgmt  For  For 
1.6  Elect Director Charles C. Krulak      Mgmt  For  For 
1.7  Elect Director Bobby Lee Lackey      Mgmt  For  For 
1.8  Elect Director Jon C. Madonna      Mgmt  For  For 
1.9  Elect Director Dustan E. McCoy      Mgmt  For  For 
1.10  Elect Director James R. Moffett      Mgmt  For  For 
1.11  Elect Director B.M. Rankin, Jr.      Mgmt  For  For 
1.12  Elect Director Stephen H. Siegele      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 
5  Request Director Nominee with Environmental Qualifications  SH  Against  For 
 
Signet Jewelers Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SIG  16-Jun-11  Bermuda  G81276100  Annual  14-Apr-11  45,820  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Declassify the Board of Directors      Mgmt  For  For 
2a  Elect Sir Malcolm Williamson as Director      Mgmt  For  For 
2b  Elect Michael W. Barnes as Director      Mgmt  For  For 
2c  Elect Robert Blanchard as Director      Mgmt  For  For 
2d  Elect Dale Hilpert as Director      Mgmt  For  For 
2e  Elect Russell Walls as Director      Mgmt  For  For 
2f  Elect Marianne Parrs as Director      Mgmt  For  For 
2g  Elect Thomas Plaskett as Director      Mgmt  For  For 
3a  Elect Sir Malcolm Williamson as Director      Mgmt  For  For 
3b  Elect Michael W. Barnes as Director      Mgmt  For  For 
3c  Elect Robert Blanchard as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
3d  Elect Dale Hilpert as Director      Mgmt  For  For 
3e  Elect Russell Walls as Director      Mgmt  For  For 
3f  Elect Marianne Parrs as Director      Mgmt  For  For 
3g  Elect Thomas Plaskett as Director      Mgmt  For  For 
4  Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
5  Approve Executive Incentive Bonus Plan      Mgmt  For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
7  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
The Kroger Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KR  23-Jun-11  USA  501044101  Annual  25-Apr-11  174,516  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Reuben V. Anderson      Mgmt  For  For 
2  Elect Director Robert D. Beyer      Mgmt  For  For 
3  Elect Director David B. Dillon      Mgmt  For  For 
4  Elect Director Susan J. Kropf      Mgmt  For  For 
5  Elect Director John T. Lamacchia      Mgmt  For  For 
6  Elect Director David B. Lewis      Mgmt  For  For 
7  Elect Director W. Rodney Mcmullen      Mgmt  For  For 
8  Elect Director Jorge P. Montoya      Mgmt  For  For 
9  Elect Director Clyde R. Moore      Mgmt  For  For 
10  Elect Director Susan M. Phillips      Mgmt  For  For 
11  Elect Director Steven R. Rogel      Mgmt  For  For 
12  Elect Director James A. Runde      Mgmt  For  For 
13  Elect Director Ronald L. Sargent      Mgmt  For  For 
14  Elect Director Bobby S. Shackouls      Mgmt  For  For 
15  Approve Omnibus Stock Plan      Mgmt  For  For 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): Large Cap Blend I Fund           
 
18  Ratify Auditors      Mgmt    For  For 
19  Adopt ILO Based Code of Conduct    SH    Against  Against 
 
Frontier Oil Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FTO  28-Jun-11  USA  35914P105  Special  20-May-11  50,785  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Merger Agreement    Mgmt    For  For 
2  Adjourn Meeting      Mgmt    For  For 

 



FUND:  Principal Funds, Inc. – Diversified International Fund   
ADVISOR: Principal Global Investors         
Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
Tata Consultancy Services Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  02-Jul-10  India  Y85279100  Annual  18-Jun-10  95,245  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Confirm Interim Dividends of INR 6 Per Equity Share and    Mgmt  For  For 
  Approve Final Dividend of INR 4 Per Equity Share and Special       
  Dividend of INR 10 Per Equity Share           
3  Approve Dividend of INR 0.17 Per Redeemable Preference Share  Mgmt  For  For 
4  Reappoint R. Sommer as Director      Mgmt  For  For 
5  Reappoint L.M. Cha as Director      Mgmt  For  Against 
6  Reappoint R.N. Tata as Director      Mgmt  For  For 
7  Appoint Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
8  Appoint S. Ramadorai as Director      Mgmt  For  For 
9  Appoint V. Kelkar as Director      Mgmt  For  For 
10  Appoint I. Hussain as Director      Mgmt  For  For 
11  Approve Appointment and Remuneration of N. Chandrasekaran  Mgmt  For  For 
  as CEO and Managing Director           
12  Amend Articles of Association Re: Number of Directors and  Mgmt  For  For 
  Directors' Qualification Shares           
13  Appoint Branch Auditors and Authorize Board to Fix Their    Mgmt  For  For 
  Remuneration             
 
PT Bank Mandiri (Persero) Tbk
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  05-Jul-10  Indonesia  Y7123S108  Special  18-Jun-10  4,326,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Directors and Commissioners      Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Babcock International Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BAB  08-Jul-10  United Kingdom  G0689Q152  Annual  06-Jul-10  49,264  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Elect Archie Bethel as Director      Mgmt  For  For 
3  Elect Kevin Thomas as Director      Mgmt  For  For 
4  Re-elect Lord Alexander Hesketh as Director    Mgmt  For  For 
5  Approve Remuneration Report      Mgmt  For  For 
6  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
7  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
8  Amend the Approved Employee Share Ownership Plan    Mgmt  For  For 
9  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
11  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
12  Authorise Market Purchase      Mgmt  For  For 
13  Adopt New Articles of Association      Mgmt  For  For 
14  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Orica Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ORI  08-Jul-10  Australia  Q7160T109  Court  06-Jul-10  209,660  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Court Ordered Meeting of Orica Ltd Shareholders    Mgmt     
1  Approve the Scheme of Arrangement between the Company and  Mgmt  For  For 
  Its Shareholders in Relation to the Demerger of DuluxGroup       
  from the Company             
 
Orica Ltd.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ORI  08-Jul-10  Australia  Q7160T109  Special  06-Jul-10  209,660  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Holders of Orica Ordinary Shares Are Entitled to Vote on All  Mgmt     
  Agenda Items; Holders of Orica Step-up Preference Securities       
  May Vote on Item 1 Only           
1  Approve Reduction in Orica's Share Capital on the Demerger  Mgmt  For  For 
  Implementation Date by A$215.9 Million           
2  Approve the Terms of the DuluxGroup Long Term Equity  Mgmt  For  For 
  Incentive Plan Re: Termination Benefit           
 
Electrocomponents plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ECM  15-Jul-10  United Kingdom  G29848101  Annual  13-Jul-10  99,039  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Ian Mason as Director      Mgmt  For  For 
5  Reappoint KPMG Audit plc as Auditors and Authorise Their  Mgmt  For  For 
  Remuneration             
6  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
7  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
8  Authorise Market Purchase      Mgmt  For  For 
9  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
DCC plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  16-Jul-10  Ireland  G2689P101  Annual  14-Jul-10  16,753  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Dividends        Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  For 
4(a)  Reelect Tommy Breen as a Director      Mgmt  For  For 
4(b)  Reelect Roisin Brennan as a Director      Mgmt  For  For 
4(c)  Reelect Michael Buckley as a Director      Mgmt  For  For 
4(d)  Reelect David Byrne as a Director      Mgmt  For  For 
4(e)  Reelect Maurice Keane as a Director      Mgmt  For  For 
4(f)  Reelect Kevin Melia as a Director      Mgmt  For  For 
4(g)  Reelect John Moloney as a Director      Mgmt  For  For 
4(h)  Reelect Donal Murphy as a Director      Mgmt  For  For 
4(i)  Reelect Fergal O'Dwyer as a Director      Mgmt  For  For 
4(j)  Reelect Bernard Somers as a Director      Mgmt  For  For 
5  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
6  Approve Remuneration of Directors      Mgmt  For  For 
7  Authorise Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights             
8  Authorise Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights             
9  Authorise Share Repurchase Program      Mgmt  For  For 
10  Authorise Reissuance of Repurchased Shares    Mgmt  For  For 
11  Approve Convening of an EGM on 14 Days Notice    Mgmt  For  For 
12  Amend Articles Re: Purposes of Identification    Mgmt  For  For 
 
Sesa Goa Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
500295  19-Jul-10  India  Y7673N111  Annual  85,270  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Dividend of INR 3.25 Per Share      Mgmt  For  For 
3  Reappoint G.D. Kamat as Director      Mgmt  For  For 
4  Reappoint K.K. Kaura as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Appoint Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
 
 
Severn Trent plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  20-Jul-10  United Kingdom  G8056D159  Annual  18-Jul-10  156,812  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  For 
4  Elect Andrew Duff as Director      Mgmt  For  For 
5  Re-elect Martin Kane as Director      Mgmt  For  For 
6  Re-elect Martin Lamb as Director      Mgmt  For  For 
7  Re-elect Baroness Sheila Noakes as Director    Mgmt  For  For 
8  Re-elect Andy Smith as Director      Mgmt  For  For 
9  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
12  Ratify Infringements of Duty to Restrict Borrowings    Mgmt  None  For 
13  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
14  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
15  Authorise Market Purchase      Mgmt  For  For 
16  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
17  Adopt New Articles of Association      Mgmt  For  For 
 
BT Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  22-Jul-10  United Kingdom  G16612106  Annual  20-Jul-10  3,316,467  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Sir Michael Rake as Director      Mgmt  For  For 
5  Re-elect Ian Livingston as Director      Mgmt  For  For 
6  Re-elect Carl Symon as Director      Mgmt  For  For 
7  Elect Anthony Ball as Director      Mgmt  For  For 
8  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
9  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
11  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
12  Authorise Market Purchase      Mgmt  For  For 
13  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
14  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
 
Korea Gas Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  22-Jul-10  South Korea  Y48861101  Special  10-Jun-10  19,996  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  ELECT ONE INSIDE DIRECTOR OUT OF TWO NOMINEES    Mgmt     
1.1  Elect Bae Jae-Bong as Inside Director      Mgmt  None  For 
1.2  Elect Seo Byung-Gil as Inside Director      Mgmt  None  Do Not Vote 
  ELECT ONE AUDIT COMMITTEE MEMBER OUT OF TWO INSIDE  Mgmt     
  DIRECTOR NOMINEES           
2.1  Elect Bae Jae-Bong as Member of Audit Committee    Mgmt  None  Against 
2.2  Elect Seo Byung-Gil as Member of Audit Committee    Mgmt  None  Against 
2.3  Elect Successful Nominee under Item 1.1 or Item 1.2 as Member  Mgmt  None  Against 
  of Audit Committee             
 
SABMiller plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SAB  22-Jul-10  United Kingdom  G77395104  Annual  20-Jul-10  214,153  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Elect Mark Armour as Director      Mgmt  For  For 
4  Elect Howard Willard as Director      Mgmt  For  For 
5  Re-elect Meyer Kahn as Director      Mgmt  For  For 
6  Re-elect John Manser as Director      Mgmt  For  For 
7  Re-elect Dinyar Devitre as Director      Mgmt  For  For 
8  Re-elect Miles Morland as Director      Mgmt  For  For 
9  Re-elect Cyril Ramaphosa as Director      Mgmt  For  For 
10  Re-elect Malcolm Wyman as Director      Mgmt  For  For 
11  Approve Final Dividend      Mgmt  For  For 
12  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
13  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
18  Adopt New Articles of Association      Mgmt  For  For 
 
SSL International plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  22-Jul-10  United Kingdom  G8401X108  Annual  20-Jul-10  33,583  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  Against 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Richard Adam as Director      Mgmt  For  For 
5  Re-elect Garry Watts as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Reappoint KPMG Audit plc as Auditors      Mgmt  For  For 
7  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
8  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
9  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
10  Approve Company Share Option Plan 2010    Mgmt  For  For 
11  Approve Share Incentive Plan 2010      Mgmt  For  For 
12  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
13  Authorise Market Purchase      Mgmt  For  For 
14  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
15  Adopt New Articles of Association      Mgmt  For  For 
 
Dr. Reddy's Laboratories
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  23-Jul-10  India  Y21089159  Annual  09-Jul-10  47,203  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Dividend of INR 11.25 Per Share      Mgmt  For  For 
3  Reappoint J.P. Moreau as Director      Mgmt  For  For 
4  Reappoint K. Morparia as Director      Mgmt  For  For 
5  Approve B.S.R. & Co. as Auditors and Authorize Board to Fix  Mgmt  For  For 
  Their Remuneration             
6  Appoint A.S. Ganguly as Director      Mgmt  For  For 
 
Powszechna Kasa Oszczednosci Bank Polski S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  23-Jul-10  Poland  X6919X108  Special  09-Jun-10  91,807  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Approve Allocation of Income      Mgmt  For  For 
1.2  Approve Dividends of PLN 0.80 per Share      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
2  Close Meeting        Mgmt       
 
United Utilities Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  23-Jul-10  United Kingdom  G92755100  Annual  21-Jul-10  575,438  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3  Approve Remuneration Report      Mgmt    For  For 
4  Re-elect Charlie Cornish as Director      Mgmt    For  For 
5  Re-elect Dr Catherine Bell as Director      Mgmt    For  For 
6  Re-elect Nick Salmon as Director      Mgmt    For  For 
7  Reappoint Deloitte LLP as Auditors      Mgmt    For  For 
8  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
9  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
10  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
11  Authorise Market Purchase      Mgmt    For  For 
12  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
13  Adopt New Articles of Association      Mgmt    For  For 
14  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
 
Halfords Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  27-Jul-10  United Kingdom  G4280E105  Annual  25-Jul-10  45,522  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3  Approve Remuneration Report      Mgmt    For  For 
4  Re-elect Dennis Millard as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Re-elect David Wild as Director      Mgmt  For  For 
6  Re-elect Paul McClenaghan as Director      Mgmt  For  For 
7  Re-elect Nick Wharton as Director      Mgmt  For  For 
8  Re-elect Keith Harris as Director      Mgmt  For  For 
9  Re-elect Nigel Wilson as Director      Mgmt  For  For 
10  Re-elect William Ronald as Director      Mgmt  For  For 
11  Reappoint KPMG Audit plc as Auditors      Mgmt  For  For 
12  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
13  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
14  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
15  Authorise Market Purchase      Mgmt  For  For 
16  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
18  Adopt New Articles of Association      Mgmt  For  For 
19  Amend 2005 Performance Share Plan      Mgmt  For  Abstain 
 
Singapore Airlines Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  27-Jul-10  Singapore  Y7992P128  Special  13-Jul-10  412,384  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Authorize Share Repurchase Program      Mgmt  For  For 
2  Approve Mandate for Transactions with Related Parties  Mgmt  For  For 
 
Singapore Airlines Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  27-Jul-10  Singapore  Y7992P128  Annual  13-Jul-10  412,384  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Adopt Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Declare Final Dividend of SGD 0.12 Per Share    Mgmt  For  For 
3a  Reelect David Michael Gonski as Director      Mgmt  For  For 
3b  Reelect James Koh Cher Siang as Director    Mgmt  For  For 
3c  Reelect Christina Ong as Director      Mgmt  For  For 
4a  Reelect Helmut Gunter Wilhelm Panke as Director    Mgmt  For  For 
4b  Reelect William Fung Kwok Lun as Director    Mgmt  For  For 
5  Approve Directors' Fees of Up to SGD 1.6 Million for Year Ending  Mgmt  For  For 
  March 31, 2011 (FY 2009/2010: SGD 1.6 Million)         
6  Reappoint Ernst and Young LLP as Auditors and Authorize Board  Mgmt  For  For 
  to Fix Their Remuneration           
7a  Approve Issuance of Equity or Equity-Linked Securities with or  Mgmt  For  For 
  without Preemptive Rights           
7b  Approve Issuance of Shares Pursuant to the Exercise of Options  Mgmt  For  Against 
  Under the SIA Employee Share Option Plan and/or Grant of       
  Awards Pursuant to SIA Performance Share Plan and/or the SIA       
  Restricted Share Plan           
 
Vodafone Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  27-Jul-10  United Kingdom  G93882135  Annual  23-Jul-10  4,011,078  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Re-elect Sir John Bond as Director      Mgmt  For  For 
3  Re-elect John Buchanan as Director      Mgmt  For  For 
4  Re-elect Vittorio Colao as Director      Mgmt  For  For 
5  Re-elect Michel Combes as Director      Mgmt  For  For 
6  Re-elect Andy Halford as Director      Mgmt  For  For 
7  Re-elect Stephen Pusey as Director      Mgmt  For  For 
8  Re-elect Alan Jebson as Director      Mgmt  For  For 
9  Re-elect Samuel Jonah as Director      Mgmt  For  For 
10  Re-elect Nick Land as Director      Mgmt  For  For 
11  Re-elect Anne Lauvergeon as Director      Mgmt  For  For 
12  Re-elect Luc Vandevelde as Director      Mgmt  For  For 
13  Re-elect Anthony Watson as Director      Mgmt  For  For 
14  Re-elect Philip Yea as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
15  Approve Final Dividend        Mgmt  For  For 
16  Approve Remuneration Report      Mgmt  For  For 
17  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
18  Authorise Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
19  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
20  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
21  Authorise Market Purchase      Mgmt  For  For 
22  Adopt New Articles of Association      Mgmt  For  For 
23  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
24  Approve Share Incentive Plan      Mgmt  For  For 
 
Mahindra & Mahindra Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  28-Jul-10  India  Y54164150  Annual  14-Jul-10  120,081  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Dividend of INR 8.75 Per Share and Special Dividend of  Mgmt  For  For 
  INR 0.75 Per Share             
3  Reappoint K. Mahindra as Director      Mgmt  For  For 
4  Reappoint A. Puri as Director      Mgmt  For  For 
5  Reappoint A.S. Ganguly as Director      Mgmt  For  For 
6  Reappoint R.K. Kulkarni as Director      Mgmt  For  For 
7  Appoint Deloitte Haskins & Sells as Auditors and Authorize Board  Mgmt  For  For 
  to Fix Their Remuneration           
8  Appoint A.K. Nanda as Director      Mgmt  For  For 
9  Approve Commission Remuneration for Non-Executive Directors  Mgmt  For  For 
10  Approve Employees Stock Option Scheme 2010 (ESOS 2010)  Mgmt  For  Against 
11  Approve Stock Option Plan Grants to Employees Including  Mgmt  For  Against 
  Executive Directors of Subsidiary Companies Under ESOS 2010       
 
 
Pennon Group plc

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PNN  29-Jul-10  United Kingdom  G8295T213  Annual    27-Jul-10  55,442  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3  Approve Remuneration Report      Mgmt    For  For 
4  Re-elect Kenneth Harvey as Director      Mgmt    For  For 
5  Re-elect Gerard Connell as Director      Mgmt    For  For 
6  Re-elect Christopher Loughlin as Director      Mgmt    For  For 
7  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For  For 
8  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
9  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
11  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
12  Authorise Market Purchase      Mgmt    For  For 
13  Adopt New Articles of Association      Mgmt    For  For 
14  Approve Increase in Borrowing Powers      Mgmt    For  For 
15  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Lenovo Group Limited (formerly Legend Group Limited)
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  30-Jul-10  Hong Kong  Y5257Y107  Annual    27-Jul-10  832,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3a  Reelect Nicholas C. Allen as Director      Mgmt    For  For 
3b  Reelect Yang Yuanqing as Director      Mgmt    For  For 
3c  Reelect Zhu Linan as Director      Mgmt    For  For 
3d  Reelect James G. Coulter as Director      Mgmt    For  For 
3e  Reelect Ting Lee Sen as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3f  Authorize Board to Fix Remuneration of Directors    Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Vodacom Group Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  30-Jul-10  South Africa  S9453B108  Annual  16-Jul-10  154,102  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 31 March 2010             
2.1  Elect Paolo Bertoluzzo as Director      Mgmt  For  For 
2.2  Elect Phillip Moleketi as Director      Mgmt  For  For 
2.3  Elect Robert Shuter as Director      Mgmt  For  For 
2.4  Re-elect Mohamed Shameel Aziz Joosub as Director    Mgmt  For  For 
2.5  Re-elect Richard Snow as Director      Mgmt  For  Against 
3  Reappoint Deloitte & Touche as Auditors of the Company    Mgmt  For  For 
4  Approve Non-executive Directors Fees      Mgmt  For  For 
5  Approve Remuneration Report      Mgmt  For  Against 
6  Authorise Repurchase of Up to 20 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Banco do Brasil S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BBAS3  05-Aug-10  Brazil  P11427112  Special    143,264  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles to Reflect Changes in Capital    Mgmt  For  For 
2  Amend Article 7        Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
 
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  06-Aug-10  Brazil  P34085103  Special    28-Jul-10  53,518  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director        Mgmt    For  For 
 
Tata Motors Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  06-Aug-10  India  Y85740143  Special    25-Jun-10  95,504  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Postal Ballot        Mgmt       
1  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt    For  Against 
  Preemptive Rights up to an Aggregate Amount of INR 47 Billion         
2  Approve Issuance of up to 50 Million 'A' Ordinary Shares to  Mgmt    For  For 
  Holders of Zero Coupon Convertible Alternative Reference           
  Securities (CARS) on Exercise of Conversion Option           
3  Approve Increase in Borrowing Powers to INR 300 Billion    Mgmt    For  Against 
4  Approve Pledging of Assets for Debt      Mgmt    For  Against 
5  Approve Appointment and Remuneration of R. Kant,    Mgmt    For  For 
  Non-Executive Vice Chairman, as Advisor             
 
Banpu Public Company Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  10-Aug-10  Thailand  Y0697Z103  Special    20-Jul-10  75,700  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Minutes of Previous EGM      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Offer by Banpu Minerals (Singapore) Pte. Ltd. (BMS) to  Mgmt  For  For 
  Purchase the Remaining 80.1 Percent of Shares in Centennial       
  Coal Co. Ltd. (Centennial) and Ratify Acquisition by BMS of 19.9       
  Percent of Shares in Centennial Made in May and June 2010       
 
3  Authorize Issuance of Debentures Not Exceeding THB 20 Billion  Mgmt  For  For 
4  Other Business (Voting)      Mgmt  For  Against 
 
Petroleo Brasileiro
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  12-Aug-10  Brazil  P78331140  Special  04-Aug-10  221,056  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Ratify Engagement of PricewaterhouseCoopers Corporate    Mgmt  For  For 
  Finance and Recovery Ltda to Prepare Valuation Report of Four       
  Federal Treasury Bills to Be Used by Shareholders to Pay for       
  Shares Subscribed in Primary Public Offering         
2  Approve PricewaterhouseCoopers Corporate Finance and    Mgmt  For  For 
  Recovery Ltda's Valuation Report           
3  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
Lee & Man Paper Manufacturing Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  16-Aug-10  Hong Kong  G5427W130  Annual    291,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Reelect Lee Wan Keung, Patrick as Executive Director    Mgmt  For  For 
4  Reelect Kunihiko Kashima as Executive Director    Mgmt  For  For 
5  Reelect Yoshio Haga as Non-Executive Director    Mgmt  For  For 
6  Reelect Wong Kai Tung, Tony as Independent Non-Executive  Mgmt  For  For 
  Director             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
7  Reelect Peter A Davies as Independent Non-Executive Director  Mgmt  For  For 
 
8  Approve Remuneration of Directors      Mgmt  For  For 
9  Authorize Board to Fix the Remuneration of Directors for the  Mgmt  For  For 
  Year Ending March 31, 2011           
10  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
11  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
12  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
13  Reelect Poon Chung Kwong as Director      Mgmt  For  For 
14  Reelect Chau Shing Yim, David as Director    Mgmt  For  For 
15  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
 
Grande Cache Coal Corp.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GCE  17-Aug-10  Canada  38655X105  Annual/Special 30-Jun-10  56,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Fix Number of Directors at Six      Mgmt  For  For 
2  Elect Robert H. Stan, Robert G. Brawn, Barry T. Davies, Donald J  Mgmt  For  For 
  Douglas, Nicholas G. Kirton and John R. Morgan as  Directors       
 
3  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
4  Approve Stock Option Plan      Mgmt  For  Against 
5  Approve All Unallocated Restricted Share Units Under the Share  Mgmt  For  Against 
  Unit Plan             
 
Danisco A/S
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  19-Aug-10  Denmark  K21514128  Annual  03-Aug-10  40,949  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Report of Board      Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
3  Approve Allocation of Income and Ordinary Dividend of DKK 8.50  Mgmt  For  For 
  per Share; Approve Special Dividend of DKK 8.50         
4  Reelect Jorgen Tandrup, Hakan Bjorklund and Kirsten Drejer as  Mgmt  For  For 
  Directors             
5  Ratify Deloitte as Auditor      Mgmt  For  For 
6a  Approve Remuneration of Directors in the amount of DKK  Mgmt  For  For 
  300,000 to Each Director and an Addition of 150 Percent to the       
  Chairman and 50 Percent to the Deputy Chairman         
6b  Approve Remuneration for Audit Committee Work    Mgmt  For  For 
6c  Approve Remuneration for Other Committee Work    Mgmt  For  For 
6d  Authorize Repurchase of up 10 Percent of Issued Share Capital  Mgmt  For  Against 
6e  Approve Stock Option Plan for Executive Board and Senior  Mgmt  For  For 
  Managers             
6f  Amend Articles Re: Abolish Voting Rights Ceiling    Mgmt  For  For 
6g  Amend Articles in Connection with New Danish Companies Act  Mgmt  For  For 
7  Other Business        Mgmt     
 
Stagecoach Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SGC  19-Aug-10  United Kingdom  G8403M209  Annual  17-Aug-10  123,024  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Re-elect Ewan Brown as Director      Mgmt  For  For 
4  Re-elect Ann Gloag as Director      Mgmt  For  For 
5  Elect Helen Mahy as Director      Mgmt  For  For 
6  Re-elect Robert Speirs as Director      Mgmt  For  For 
7  Re-elect Garry Watts as Director      Mgmt  For  For 
8  Elect Phil White as Director      Mgmt  For  For 
9  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Authorise EU Political Donations and Expenditure    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

12  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
13  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
14  Authorise Market Purchase      Mgmt  For  For 
15  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
16  Adopt New Articles of Association      Mgmt  For  For 
 
Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  20-Aug-10  Hong Kong  Y0698A107  Special  20-Jul-10  5,676,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Business        Mgmt     
1a  Approve Type and Nominal Value of the Rights Shares    Mgmt  For  For 
1b  Approve Proportion and Number of the Rights Shares to be  Mgmt  For  For 
  Issued             
1c  Approve Subscription Price for the Rights Shares    Mgmt  For  For 
1d  Approve Target Subscribers for the Rights Issue    Mgmt  For  For 
1e  Approve Use of Proceeds      Mgmt  For  For 
1f  Approve Effective Period of the Resolution    Mgmt  For  For 
1g  Approve Authorization for the Rights Issue    Mgmt  For  For 
  Ordinary Business        Mgmt     
2  Approve Proposal in Relation to Arrangement for Accumulated  Mgmt  For  For 
  Undistributed Profits of the Bank Prior to the Rights Issue       
3  Approve Feasibility Analysis Report on the Use of Proceeds  Mgmt  For  For 
  Raised from the Rights Issue           
4  Approve Report on the Use of Proceeds Raised from the Previous  Mgmt  For  For 
  Issuance of Securities by the Bank           
5a  Reelect Hong Zhihua as Non-Executive Director    Mgmt  For  For 
5b  Reelect Huang Haibo as Non-Executive Director    Mgmt  For  For 
5c  Reelect Cai Haoyi as Non-Executive Director    Mgmt  For  For 
5d  Elect Sun Zhijun as Non-Executive Director    Mgmt  For  For 
5e  Elect Liu Lina as Non-Executive Director      Mgmt  For  For 
5f  Elect Jiang Yansong as Non-Executive Director    Mgmt  For  For 
5g  Elect Chow Man Yiu, Paul as Independent Non-Executive    Mgmt  For  For 
  Director             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Approve Remuneration Plan for the Chairman, Executive    Mgmt  For  For 
  Directors, Chairman of the Board of Supervisors and Supervisors       
  of 2009             
 
Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  20-Aug-10  Hong Kong  Y0698A107  Special  20-Jul-10  5,676,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Class Meeting for H Shareholders      Mgmt     
  Special Business        Mgmt     
1a  Approve Type and Nominal Value of the Rights Shares    Mgmt  For  For 
1b  Approve Proportion and Number of the Rights Shares to be  Mgmt  For  For 
  Issued             
1c  Approve Subscription Price for the Rights Shares    Mgmt  For  For 
1d  Approve Target Subscribers for the Rights Issue    Mgmt  For  For 
1e  Approve Use of Proceeds      Mgmt  For  For 
1f  Approve Effective Period of the Resolution    Mgmt  For  For 
1g  Approve Authorisation for the Rights Issue    Mgmt  For  For 
 
Marine Harvest ASA (Formerly Pan Fish ASA)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  23-Aug-10  Norway  R2326D105  Special  05-Aug-10  6,458,204  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  For 
  Meeting             
2  Approve Notice of Meeting and Agenda    Mgmt  For  For 
3  Approve Dividends of NOK 0.20 Per Share    Mgmt  For  For 
 
Grupo Comercial Chedraui S.A.B. de C.V.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  26-Aug-10  Mexico  P4612W104  Special    341,856  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Cancellation of Company Treasury Shares;    Mgmt  For  For 
  Consequently Reduce Share Capital; Amend Article 6 of         
  Company Bylaws Accordingly           
2  Approve of the Creation of the Reserve Funds for the Acquisition  Mgmt  For  For 
  of the Company's Own Shares           
3  Set Maximum Nominal Amount for Share Repurchase    Mgmt  For  For 
4  Set Company's Responsibility Policy in Relation to Directors and  Mgmt  For  For 
  Officers             
5  Elect New Director of the Board and Secretary    Mgmt  For  For 
6  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
 
Iren SPA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IRE  27-Aug-10  Italy  T5551Y106  Special  25-Aug-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Extraordinary Business        Mgmt     
1  Amend Company Bylaws      Mgmt  For  Do Not Vote 
  Ordinary Business        Mgmt     
  Elect Directors - Select One of the Following Slates    Mgmt     
1.1  Slate 1 - Finanziaria Sviluppo Utilities S.r.l. and Public    Mgmt  None  Do Not Vote 
  Administrations             
1.2  Slate 2 - Fondazione Cassa di Risparmio di Torino    Mgmt  None  Do Not Vote 
1.3  slate 3 - Equiter S.p.A.        Mgmt  None  Do Not Vote 
2  Approve Remuneration of Directors      Mgmt  For  Do Not Vote 
 
Nippon Kayaku Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4272  27-Aug-10  Japan  J54236112  Annual  31-May-10  52,631  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, With a Final Dividend of JPY 10  Mgmt  For  For 
2.1  Elect Director Akira Mandai      Mgmt  For  For 
2.2  Elect Director Kouichi Takase      Mgmt  For  For 
2.3  Elect Director Kunio Wada      Mgmt  For  For 
2.4  Elect Director Nobuyuki Yamanaka      Mgmt  For  For 
2.5  Elect Director Yoshiaki Fukushima      Mgmt  For  For 
2.6  Elect Director Akira Sakai      Mgmt  For  For 
2.7  Elect Director Ryouichi Araki      Mgmt  For  For 
2.8  Elect Director Tatsuya Numa      Mgmt  For  For 
2.9  Elect Director Masanobu Suzuki      Mgmt  For  For 
3.1  Appoint Statutory Auditor Yukihisa Asakawa    Mgmt  For  For 
3.2  Appoint Statutory Auditor Yasuharu Takamatsu    Mgmt  For  Against 
 
Tata Motors Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  01-Sep-10  India  Y85740143  Annual  30-Jul-10  95,504  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Dividend on Ordinary Shares of INR 15.00 Per Share  Mgmt  For  For 
  and on 'A' Ordinary Shares of INR 15.50 Per Share         
3  Reappoint R.N. Tata as Director      Mgmt  For  For 
4  Reappoint R.A. Mashelkar as Director      Mgmt  For  For 
5  Approve Vacancy on the Board of Directors Resulting from  Mgmt  For  For 
  Retirement of R. Gopalakrishnan           
6  Appoint Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
7  Appoint R. Sen as Director      Mgmt  For  For 
8  Appoint C.P. Forster as Director      Mgmt  For  For 
9  Approve Appointment and Remuneration of C.P. Forster as CEO  Mgmt  For  For 
  and Managing Director             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Hindalco Industries Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
500440  03-Sep-10  India  Y3196V185  Annual    470,170  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Dividend of INR 1.35 Per Share      Mgmt  For  For 
3  Reappoint K.M. Birla as Director      Mgmt  For  For 
4  Reappoint E.B. Desai as Director      Mgmt  For  For 
5  Reappoint A.K. Agarwala as Director      Mgmt  For  For 
6  Approve Singhi & Company as Auditors and Authorize Board to  Mgmt  For  For 
  Fix Their Remuneration           
7  Approve Pledging of Assets for Debt      Mgmt  For  For 
 
Ashtead Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  07-Sep-10  United Kingdom  G05320109  Annual  05-Sep-10  157,209  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  Against 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Chris Cole as Director      Mgmt  For  For 
5  Re-elect Sat Dhaiwal as Director      Mgmt  For  For 
6  Re-elect Ian Robson as Director      Mgmt  For  For 
7  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
8  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
9  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
10  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
11  Authorise Market Purchase      Mgmt  For  For 
12  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
13  Adopt New Articles of Association      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

Compagnie Financiere Richemont SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  08-Sep-10  Switzerland  H25662158  Annual  25-Aug-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  Do Not Vote 
2  Approve Allocation of Income and Dividends of EUR 0.35 per A  Mgmt  For  Do Not Vote 
  Bearer Share and EUR 0.04 per B Registered Share         
3  Approve Discharge of Board and Senior Management    Mgmt  For  Do Not Vote 
4.1  Reelect Johann Rupert as Director      Mgmt  For  Do Not Vote 
4.2  Reelect Franco Cologni as Director      Mgmt  For  Do Not Vote 
4.3  Reelect Lord Douro as Director      Mgmt  For  Do Not Vote 
4.4  Reelect Yves-Andre Istel as Director      Mgmt  For  Do Not Vote 
4.5  Reelect Richard Lepeu as Director      Mgmt  For  Do Not Vote 
4.6  Reelect Ruggero Magnoni as Director      Mgmt  For  Do Not Vote 
4.7  Reelect Simon Murray as Director      Mgmt  For  Do Not Vote 
4.8  Reelect Alain Perrin as Director      Mgmt  For  Do Not Vote 
4.9  Reelect Norbert Platt as Director      Mgmt  For  Do Not Vote 
4.10  Reelect Alan Quasha as Director      Mgmt  For  Do Not Vote 
4.11  Reelect Lord Renwick of Clifton as Director    Mgmt  For  Do Not Vote 
4.12  Reelect Jan Rupert as Director      Mgmt  For  Do Not Vote 
4.13  Reelect Juergen Schrempp as Director      Mgmt  For  Do Not Vote 
4.14  Reelect Martha Wikstrom as Director      Mgmt  For  Do Not Vote 
4.15  Elect Joshua Malherbe as Director      Mgmt  For  Do Not Vote 
4.16  Elect Frederick Mostert as Director      Mgmt  For  Do Not Vote 
4.17  Elect Guillaume Pictet as Director      Mgmt  For  Do Not Vote 
4.18  Elect Dominique Rochat as Director      Mgmt  For  Do Not Vote 
4.19  Elect Gary Saage as Director      Mgmt  For  Do Not Vote 
5  Ratify PricewaterhouseCoopers as Auditors    Mgmt  For  Do Not Vote 
6.1  Amend Articles Re: Compliance with New Swiss Federal Act on  Mgmt  For  Do Not Vote 
  Intermediated Securities and Amended Swiss Code of         
  Obligations             
6.2  Amend Articles Re: English Translation      Mgmt  For  Do Not Vote 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
WS Atkins plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  09-Sep-10  United Kingdom  G9809D108  Annual  07-Sep-10  19,903  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Accept Corporate Responsibility Review      Mgmt  For  For 
4  Approve Final Dividend      Mgmt  For  For 
5  Elect Allan Cook as Director      Mgmt  For  For 
6  Re-elect Fiona Clutterbuck as Director      Mgmt  For  For 
7  Re-elect Alun Griffiths as Director      Mgmt  For  For 
8  Re-elect Sir Peter Williams as Director      Mgmt  For  For 
9  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
12  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
13  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
14  Adopt New Articles of Association      Mgmt  For  For 
15  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
 
China Construction Bank Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  15-Sep-10  Hong Kong  Y1397N101  Special  13-Aug-10  6,777,691  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Zhang Furong as Shareholder Representative Supervisor  SH  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
Mechel Steel Group OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MTLR  15-Sep-10  Russia  X8487H101  Special    09-Aug-10  45,860  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt       
1.1  Approve Related-Party Transaction Re: Guarantee Agreement  Mgmt    For  For 
  with BNP Paribas               
1.2  Approve Related-Party Transactions Re: Guarantee Agreements  Mgmt    For  For 
2  Approve New Edition of Charter      Mgmt    For  For 
 
Red Back Mining Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
RBI  15-Sep-10  Canada  756297107  Special    11-Aug-10  15,662  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Acquisition by Kinross Gold Corporation    Mgmt    For  For 
 
Hindustan Petroleum Corporation Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
500104  16-Sep-10  India  Y3224R123  Annual      119,657  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Dividend of INR 12.00 Per Share      Mgmt    For  For 
3  Reappoint P.K. Sinha as Director      Mgmt    For  For 
4  Reappoint L.N. Gupta as Director      Mgmt    For  For 
5  Reappoint B. Mukherjee as Director      Mgmt    For  Against 
6  Appoint G.K. Shah as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Afren plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AFR  21-Sep-10  United Kingdom  G01283103  Special  17-Sep-10  222,492  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Acquisition of Black Marlin Energy Holdings Limited  Mgmt  For  For 
 
Elekta AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EKTA B  21-Sep-10  Sweden  W2479G107  Annual  15-Sep-10  93,745  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Bertil Villard as Chairman of Meeting    Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports    Mgmt     
8  Receive CEO's and Chairman's Reports      Mgmt     
9  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
10  Approve Allocation of Income and Dividends of SEK 3.00 per  Mgmt  For  For 
  Share             
11  Approve Discharge of Board and President    Mgmt  For  For 
12  Receive Report on Nominating Committee's Work    Mgmt     
13  Determine Number of Members (8) and Deputy Members (0) of  Mgmt  For  For 
  Board             
14  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt  For  For 
  SEK 2.89 Million; Approve Remuneration of Auditors         
15  Reelect Akbar Seddigh (Chairman), Hans Barella, Luciano Cattani  Mgmt  For  For 
  Vera Kallmeyer, Tommy Karlsson, Laurent Leksell, and         
  BirgittaGoransson as Directors; Elect Jan Secher as New Director       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

16  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
17a  Authorize Repurchase of Issued Shares      Mgmt  For  For 
17b  Authorize Reissuance of Repurchased Shares    Mgmt  For  For 
17c  Approve Transfer of Shares to Participants in Performance Share  Mgmt  For  For 
  Program 2010             
17d  Approve Transfer of Shares to Cover Certain Expenditures in  Mgmt  For  For 
  Connection with Performance Share Program 2009         
18  Approve Performance Share Plan 2010      Mgmt  For  For 
19  Authorize Chairman of Board and Representatives of Three to  Mgmt  For  Against 
  Five of Company's Largest Shareholders to Serve on Nominating       
  Committee             
20  Close Meeting        Mgmt     
 
 
Industrial and Commercial Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01398  21-Sep-10  Hong Kong  Y3990B112  Special  13-Aug-10  5,002,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1a  Approve Type and Nominal Value of the Rights Shares    Mgmt  For  For 
1b  Approve Proportion and Number of the Rights Shares to be  Mgmt  For  For 
  Issued             
1c  Approve Subscription Price for the Rights Shares    Mgmt  For  For 
1d  Approve Target Subscribers for the Rights Issue    Mgmt  For  For 
1e  Approve Use of Proceeds      Mgmt  For  For 
1f  Approve Effective Period of the Resolution    Mgmt  For  For 
1g  Approve Authorization for the Rights Issue    Mgmt  For  For 
2  Approve Arrangements for the Accumulated Undistributed Profits  Mgmt  For  For 
  Prior to the Completion of the Rights Issue of A Shares and H       
  Shares             
3  Approve Feasibility Analysis Report on Use of Proceeds from the  Mgmt  For  For 
  Rights Issue of A Shares and H Shares           
4  Approve Report on Utilization of Proceeds from Previous    Mgmt  For  For 
  Issuances             
5  Authorize Board to Fix Remuneration of Directors and    Mgmt  For  For 
  Supervisors             
6  Elect Xu Shanda as Independent Non-Executive Director    Mgmt  For  For 
7  Elect Li Xiaopeng as Executive Director      SH  None  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
8  Approve Utilization of Proceeds from the Previous Issuance of A  SH  None  For 
  Share Convertible Bonds           
 
Industrial and Commercial Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01398  21-Sep-10  Hong Kong  Y3990B112  Special  13-Aug-10  5,002,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1a  Approve Types and Nominal Value of Securities to be Issued in  Mgmt  For  For 
  Relation to the Rights Issue of A Shares and H Shares         
1b  Approve Proportion and Number of Shares to be Issued in  Mgmt  For  For 
  Relation to the Rights Issue of A Shares and H Shares         
1c  Approve Subscription Price and Basis for Price Determination in  Mgmt  For  For 
  Relation to the Rights Issue of A Shares and H Shares         
1d  Approve Target Subscribers in Relation to the Rights Issue of A  Mgmt  For  For 
  Shares and H Shares             
1e  Approve Amount and Use of Proceeds in Relation to the Rights  Mgmt  For  For 
  Issue of A Shares and H Shares           
1f  Approve Effective Period of the Resolutions in Relation to the  Mgmt  For  For 
  Rights Issue of A Shares and H Shares         
1g  Approve Authorization for the Rights Issue in Relation to the  Mgmt  For  For 
  Rights Issue of A Shares and H Shares         
 
Gail India Ltd. (frmrly. Gas Authority of India Ltd.)
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
532155  22-Sep-10  India  Y2682X135  Annual    68,741  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend of INR 5.50 Per Share and Confirm  Mgmt  For  For 
  Payment of Interim Dividend of INR 2.00 Per Share         
3  Reappoint R.K. Goel as Director      Mgmt  For  Against 
4  Reappoint U.K. Sen as Director      Mgmt  For  For 
5  Authorize Board to Fix Remuneration of Auditors    Mgmt  For  For 
6  Appoint M. Shah as Director      Mgmt  For  For 
7  Appoint R.M. Sethi as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
8  Appoint V. Gautam as Director      Mgmt  For  For 
9  Appoint S.L. Raina as Director (HR)      Mgmt  For  Against 
10  Appoint P. Singh as Director (Marketing)      Mgmt  For  For 
11  Appoint S. Bhargava as Director      Mgmt  For  For 
12  Approve Payment of Remuneration, Other Than Sitting Fees, to  Mgmt  For  Against 
  an Independent Director up to INR 100,000 Per Annum         
13  Approve Appointment and Remuneration of E. Goel as Deputy  Mgmt  For  For 
  Manager (BIS)             
 
Healthscope Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HSP  22-Sep-10  Australia  Q4557T107  Court  20-Sep-10  54,508  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Court Ordered Meeting of Healthscope Ltd Shareholders    Mgmt     
1  Approve the Scheme of Arrangement between Healthscope Ltd  Mgmt  For  For 
  and Its Shareholders           
 
Micro Focus International plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MCRO  23-Sep-10  United Kingdom  G6117L103  Annual  21-Sep-10  54,504  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  Against 
4  Re-elect David Maloney as Director      Mgmt  For  For 
5  Re-elect Tom Skelton as Director      Mgmt  For  For 
6  Re-elect Paul Pester as Director      Mgmt  For  For 
7  Elect Nigel Clifford as Director      Mgmt  For  For 
8  Elect Karen Slatford as Director      Mgmt  For  For 
9  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
12  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
13  Authorise Market Purchase      Mgmt  For  For 
14  Authorise the Company to Call EGM with Two Weeks Notice  Mgmt  For  For 
15  Adopt New Articles of Association      Mgmt  For  For 
 
Oil & Natural Gas Corporation Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
500312  23-Sep-10  India  Y64606117  Annual    29,698  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Confirm Interim Dividend of INR 18 Per Share and Approve Final  Mgmt  For  For 
  Dividend of INR 15 Per Share           
3  Reappoint A.K. Hazarika as Director      Mgmt  For  For 
4  Reappoint D.K. Pande as Director      Mgmt  For  For 
5  Reappoint D.K. Sarraf as Director      Mgmt  For  For 
6  Authorize Board to Fix Remuneration of Joint Statutory Auditors  Mgmt  For  For 
7  Appoint S. Bhargava as Director      Mgmt  For  For 
 
Don Quijote
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7532  28-Sep-10  Japan  J1235L108  Annual  30-Jun-10  10,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, With a Final Dividend of JPY 15  Mgmt  For  For 
2.1  Elect Director Takao Yasuda      Mgmt  For  For 
2.2  Elect Director Junji Narusawa      Mgmt  For  For 
2.3  Elect Director Mitsuo Takahashi      Mgmt  For  For 
2.4  Elect Director Sumio Inamura      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2.5  Elect Director Kouji Ohhara      Mgmt  For  For 
3  Appoint Statutory Auditor Tomiaki Fukuda    Mgmt  For  Against 
4  Approve Retirement Bonus Payment for Statutory Auditor    Mgmt  For  Against 
 
FirstRand Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FSR  28-Sep-10  South Africa  S5202Z131  Special  991,057  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Distribution of 951,496,294 Metropolitan Ordinary  Mgmt  For  For 
  Shares to Ordinary Shareholders           
2  Authorise Directors to Give Effect to the Unbundling    Mgmt  For  For 
3  Amend the Trust Deed of the FirstRand Black Employee Trust  Mgmt  For  For 
4  Amend the Trust Deed of the FirstRand Ltd Share Trust    Mgmt  For  For 
 
SHO-BOND Holdings Co.,Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1414  28-Sep-10  Japan  J7447D107  Annual  30-Jun-10  14,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, With a Final Dividend of JPY 22.5  Mgmt  For  For 
2  Amend Articles To Change Location of Head Office    Mgmt  For  For 
3  Appoint Alternate Statutory Auditor Kaoru Yamazaki    Mgmt  For  For 
 
Digital China Holdings Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00861  29-Sep-10  Hong Kong  G2759B107  Annual  22-Sep-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
 
2  Approve Final Dividend        Mgmt  For  For 
3a  Reelect Lin Yang as Director      Mgmt  For  For 
3b  Authorize Board to Fix the Remuneration of Directors    Mgmt  For  For 
4  Reappoint Ernst and Young as Auditors and Authorize Board to  Mgmt  For  For 
  Fix Their Remuneration           
5a  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
5b  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
5c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
 
Malayan Banking Bhd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MAYBANK  29-Sep-10  Malaysia  Y54671105  Annual    1,248,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for the  Mgmt  For  For 
  Financial Year Ended June 30, 2010           
2  Approve Final Dividend of MYR 0.44 Per Share for the Financial  Mgmt  For  For 
  Year Ended June 30, 2010           
3  Elect Abdul Wahid Omar as Director      Mgmt  For  For 
4  Elect Hadenan A. Jalil as Director      Mgmt  For  For 
5  Elect Ismail Shahudin as Director      Mgmt  For  For 
6  Elect Zaharuddin Megat Mohd Nor as Director    Mgmt  For  For 
7  Elect Mohd Salleh Hj Harun as Director      Mgmt  For  For 
8a  Approve Remuneration of Directors for the Financial Year Ended  Mgmt  For  For 
  June 30, 2010             
8b  Approve Increase in Directors' Meeting Allowance for Board and  Mgmt  For  For 
  Committee Meetings Effective July 1, 2009         
9  Approve Ernst & Young as Auditors and Authorize Board to Fix  Mgmt  For  For 
  Their Remuneration             
10  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights in Any Amount Up to 10 Percent of Issued       
  Share Capital             
11  Approve Issuance of New Ordinary Shares in Relation to the  Mgmt  For  For 
  Company's Recurrent and Optional Dividend Reinvestment Plan       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Delek Group Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DLEKG  03-Oct-10  Israel  M27635107  Special  26-Sep-10  11,114  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Bonus of Board Chairman    Mgmt    For  For 
 
MEDUSA MINING LTD
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MML  06-Oct-10  Australia  Q59444101  Special  04-Oct-10  78,463  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve the Amendment of the Company's Constiution  Mgmt    For  For 
2  Renew Proportional Takeover Bid Provisions  Mgmt    For  For 
 
IG Group Holdings plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IGG  07-Oct-10  United Kingdom  G4753Q106  Annual  05-Oct-10  55,877  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Elect David Currie as Director    Mgmt    For  For 
3  Re-elect Peter Hetherington as Director    Mgmt    For  For 
4  Re-elect Timothy Howkins as Director    Mgmt    For  For 
5  Re-elect Andrew MacKay as Director    Mgmt    For  For 
6  Approve Final Dividend    Mgmt    For  For 
7  Reappoint Ernst & Young LLP as Auditors of the Company  Mgmt    For  For 
8  Authorise Board to Fix Remuneration of Auditors  Mgmt    For  For 
9  Approve Remuneration Report    Mgmt    For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
11  Approve Value Share Plan      Mgmt    For  For 
12  Authorise Market Purchase      Mgmt    For  For 
13  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
14  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
NV BEKAERT SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BEKB  07-Oct-10  Belgium  B09800135  Special      0  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt       
1  Approve 3:1 Stock Split      Mgmt    For  Do Not Vote 
2  Amend Article 12bis Re: Reissuance of Shares for Share Option  Mgmt    For  Do Not Vote 
  Plans               
 
NV BEKAERT SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BEKB  07-Oct-10  Belgium  B09800135  Special      0  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt       
1  Approve Interim Dividend of EUR 2.00 per Share    Mgmt    For  Do Not Vote 
2  Approve Stock Option Plan 2010-2014      Mgmt    For  Do Not Vote 
 
Dongfeng Motor Group Company Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
00489  11-Oct-10  Hong Kong  Y21042109  Special    10-Sep-10  1,200,698  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1  Amend Share Appreciation Rights Scheme    Mgmt  For  For 
2a1  Elect Xu Ping as Executive Director      Mgmt  For  For 
2a2  Elect Li Shaozhu as Executive Director      Mgmt  For  Against 
2a3  Elect Fan Zhong as Executive Director      Mgmt  For  For 
2a4  Elect Zhou Wenjie as Executive Director      Mgmt  For  For 
2a5  Elect Zhu Fushou as Executive Director      Mgmt  For  For 
2b1  Elect Tong Dongcheng as Non-Executive Director    Mgmt  For  For 
2b2  Elect Ouyang Jie as Non-Executive Director    Mgmt  For  For 
2b3  Elect Liu Weidong as Non-Executive Director    Mgmt  For  For 
2b4  Elect Zhou Qiang as Non-Executive Director    Mgmt  For  Against 
2c1  Elect Sun Shuyi as Independent Non-Executive Director    Mgmt  For  For 
2c2  Elect Ng Lin-fung as Independent Non-Executive Director    Mgmt  For  For 
2c3  Elect Yang Xianzu as Independent Non-Executive Director    Mgmt  For  For 
2d1  Elect Wen Shiyang as Supervisor      Mgmt  For  For 
2d2  Elect Deng Mingran as Supervisor      Mgmt  For  For 
2d3  Elect Ma Liangjie as Supervisor      Mgmt  For  For 
2d4  Elect Ren Yong as Supervisor      Mgmt  For  For 
2d5  Elect Li Chunrong as Supervisor      Mgmt  For  For 
2d6  Elect Chen Binbo as Supervisor      Mgmt  For  For 
2d7  Elect Huang Gang as Supervisor      Mgmt  For  For 
 
JB Hi-Fi Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
JBH  13-Oct-10  Australia  Q5029L101  Annual  11-Oct-10  25,973  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended June 30, 2010           
2  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
3a  Elect James King as a Director      Mgmt  For  For 
3b  Elect Greg Richards as a Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Approve the Grant of 111,528 Options to Terry Smart, Executive  Mgmt  For  For 
  Director, with an Exercise Price of A$19.75 Each Under the JB       
  Executive Option Plan             
 
Zhejiang Expressway Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00576  18-Oct-10  Hong Kong  Y9891F102  Special  17-Sep-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Elect Ding Huikang as Executive Director and Authorize Board to  Mgmt  For  For 
  Fix His Remuneration             
2  Elect Liu Haisheng as a Supervisor      Mgmt  For  For 
3  Approve Interim Dividend of RMB 0.06 Per Share    Mgmt  For  For 
  Special Business        Mgmt     
4  Amend Articles of Association      Mgmt  For  For 
 
Ansell Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ANN  19-Oct-10  Australia  Q04020105  Annual  17-Oct-10  42,612  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended June 30, 2010           
2a  Elect Ronald J S Bell as a Director      Mgmt  For  For 
2b  Elect W Peter Day as a Director      Mgmt  For  For 
3  Approve the Grant of Up to 129,730 Performance Rights to  Mgmt  For  For 
  Magnus Nicolin, Managing Director and Chief Executive Officer,       
  Under the Chief Executive Officer Performance Rights Plan       
4  Amend the Company's Constitution Re: Inclusion of    Mgmt  For  For 
  Superannuation Contributions within the Maximum Aggregate       
  Amount Payable to Non-Executive Directors per Year         
5  Approve the Increase in Non-Executive Directors' Maximum  Mgmt  None  For 
  Aggregate Remuneration to A$1.25 Million Per Annum         

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

6  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
7  Renew Partial Takeover Provision      Mgmt  For  For 
 
Impala Platinum Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IMP  19-Oct-10  South Africa  S37840113  Annual    37,924  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 30 June 2010             
2  Appoint PricewaterhouseCoopers Inc as Auditors of the Company  Mgmt  For  For 
  and Jean-Pierre van Staden as the Designated Partner         
3.1  Re-elect Michael McMahon as Director      Mgmt  For  For 
3.2  Elect Paul Dunne as Director      Mgmt  For  For 
3.3  Elect Terence Goodlace as Director      Mgmt  For  For 
3.4  Elect Mpueleng Pooe as Director      Mgmt  For  For 
4  Approve Remuneration of Directors      Mgmt  For  For 
5  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
6  Authorise Repurchase of Up to Ten Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Bradken Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BKN  20-Oct-10  Australia  Q17369101  Annual  18-Oct-10  48,025  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Financial Year Ended June 30, 2010           
2  Approve the Remuneration Report for the Financial Year Ended  Mgmt  For  For 
  June 30, 2010             
3  Elect Philip J Arnall as a Director      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
4  Approve the Grant of Up to 79,890 Resticted Share Rights to  Mgmt    For  For 
  Brian Hodges, Managing Director, Under the Bradken Employee         
  Share Ownership Plan               
5  Ratify the Past Issuance of 7.09 Million Shares at A$7.05 Each to  Mgmt    For  For 
  Sophisticated and Professional Investors Made on or about May         
  19, 2010               
 
MMC Norilsk Nickel
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
GMKN  21-Oct-10  Russia  X40407102  Proxy Contest  10-Sep-10  31,811  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt       
  Management Proxy (White Card)      Mgmt       
  Shareholder Proposals        Mgmt       
1  Shareholder Proposal: Approve Early Termination of Powers of  SH    Against  For 
  Board of Directors               
2.1  Shareholder Proposal: Elect Boris Bakal as Director    SH    For  Against 
2.2  Shareholder Proposal: Elect Lucian Bebchuk as Director    SH    Against  Against 
2.3  Shareholder Proposal: Elect Andrey Bugrov as Director    SH    For  Against 
2.4  Shareholder Proposal: Elect Terence Wilkinson as Director    SH    Against  For 
2.5  Shareholder Proposal: Elect Aleksandr Voloshin as Director  SH    Against  Against 
2.6  Shareholder Proposal: Elect Maksim Goldman as Director    SH    Against  Against 
2.7  Shareholder Proposal: Elect Oleg Deripaska as Director    SH    For  Against 
2.8  Shareholder Proposal: Elect Marianna Zakharova as Director  SH    For  Against 
2.9  Shareholder Proposal: Elect Vladimir Kantorovich as Director  SH    Against  Against 
2.10  Shareholder Proposal: Elect Andrey Klishas as Director    SH    For  Against 
2.11  Shareholder Proposal: Elect Dmitry Kostoev as Director    SH    For  Against 
2.12  Shareholder Proposal: Elect Valery Matvienko as Director    SH    Against  Against 
2.13  Shareholder Proposal: Elect Bradford Alan Mills as Director  SH    For  Against 
2.14  Shareholder Proposal: Elect Oleg Pivovarchuk as Director    SH    For  Against 
2.15  Shareholder Proposal: Elect Dmitry Razumov as Director    SH    Against  Against 
2.16  Shareholder Proposal: Elect Nathaniel Rothschild as Director  SH    Against  Against 
2.17  Shareholder Proposal: Elect Maksim Sokov as Director    SH    For  Against 
2.18  Shareholder Proposal: Elect Vladislav Soloviev as Director    SH    For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.19  Shareholder Proposal: Elect Vladimir Strzhalkovsky as Director  SH  For  Against 
2.20  Shareholder Proposal: Elect Vasily Titov as Director    SH  For  Against 
2.21  Shareholder Proposal: Elect Gerard Holden as Director    SH  For  For 
  Dissident Proxy (Green Card)      Mgmt     
  Shareholder Proposals        Mgmt     
1  Shareholder Proposal: Approve Early Termination of Powers of  SH  For  Do Not Vote 
  Board of Directors             
2.1  Elect Director Lucian Bebchuk      SH  For  Do Not Vote 
2.2  Elect Director Terence Wilkinson      SH  For  Do Not Vote 
2.3  Elect Director John Gerard Holden      SH  For  Do Not Vote 
 
UGL Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
UGL  21-Oct-10  Australia  Q927AA102  Annual  19-Oct-10  21,084  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Financial Year Ended June 30, 2010           
2  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
3  Elect Richard Humphry as a Director      Mgmt  For  For 
4  Elect Kate Spargo as a Director      Mgmt  For  For 
5  Approve the Grant of 493,788 Options to the Company's    Mgmt  For  For 
  Executives and Senior Management with an Exercise Price of       
  A$13.85 Each Under the Employee Share Option Plan         
 
RusHydro JSC
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HYDR  22-Oct-10  Russia  X74363106  Special  14-Sep-10  138,955  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1.1  Approve Related-Party Transaction Re: Pledge Agreement with  Mgmt  For  For 
  Vneshekonombank             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1.2  Approve Related-Party Transaction Re: Guarantee Agreement  Mgmt    For  For 
  with Vneshekonombank             
2  Increase Share Capital via Issuance of 1.9 Billion Shares    Mgmt    For  For 
 
Turkiye Vakiflar Bankasi TAO
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
VAKBN  22-Oct-10  Turkey  M9037B109  Special      0  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting Agenda      Mgmt       
1  Open Meeting and Elect Presiding Council      Mgmt    For  Do Not Vote 
2  Authorize Presiding Council to Sign Minutes of Meeting    Mgmt    For  Do Not Vote 
3  Authorize Debt Issuance      Mgmt    For  Do Not Vote 
4  a. Approve Decision on the Amendment of Item 70 of Staff  Mgmt    For  Do Not Vote 
  Regulationb. Approve Decision on Premium Payment to           
  Presidency and Audit Boards             
5  Approve Decsision on Incentive Premium Payments of Previous  Mgmt    For  Do Not Vote 
  Years               
6  Wishes        Mgmt       
7  Close Meeting        Mgmt       
 
China Telecom Corporation Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
00728  25-Oct-10  Hong Kong  Y1505D102  Special    24-Sep-10  3,262,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Connected Transaction with a Related Party and    Mgmt    For  For 
  Proposed Annual Caps               
 
Riversdale Mining Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
RIV  27-Oct-10  Australia  Q8202C104  Annual    25-Oct-10  34,187  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Tony Redman as a Director      Mgmt  For  For 
2  Elect Narendra Kumar Misra as a Director      Mgmt  For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  Against 
  June 30, 2010             
4  Ratify the Past Issue of 10.88 Million Shares to Professional and  Mgmt  For  For 
  Sophisticated Investors at A$9.40 Each on July 30, 2010         
 
Air China Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00753  28-Oct-10  Hong Kong  Y002A6104  Special  27-Sep-10  1,776,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Framework Agreement with Cathay Pacific Airways and  Mgmt  For  For 
  Related Annual Caps             
2a  Elect Kong Dong as Non-Executive Director    Mgmt  For  For 
2b  Elect Wang YinXiang as Non-Executive Director    Mgmt  For  For 
2c  Elect Cao Jianxiong as Non-Executive Director    Mgmt  For  For 
2d  Elect Sun Yude as Non-Executive Director      Mgmt  For  For 
2e  Elect Christopher Dale Pratt as Non-Executive Director    Mgmt  For  For 
2f  Elect Ian Sai Cheung Shiu as Non-Executive Director    Mgmt  For  For 
2g  Elect Cai Jianjiang as Executive Director      Mgmt  For  For 
2h  Elect Fan Cheng as Executive Director      Mgmt  For  For 
2i  Elect Jia Kang as Independent Non-Executive Director    Mgmt  For  For 
2j  Elect Fu Yang as Independent Non-Executive Director    Mgmt  For  For 
2k  Elect Han Fangming as Independent Non-Executive Director  Mgmt  For  For 
2l  Elect Li Shuang as Independent Non-Executive Director    Mgmt  For  For 
2m  Approve Remuneration of Directors      Mgmt  For  For 
3a  Elect Li Qingling as Supervisor      Mgmt  For  For 
3b  Elect Zhang Xueren as Supervisor      Mgmt  For  For 
3c  Elect He Chaofan as Supervisor      Mgmt  For  For 
3d  Approve Remuneration of Supervisors      Mgmt  For  For 
4  Approve Acquisition Agreements      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
Danieli & Co. Officine Meccaniche SPA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DANR  28-Oct-10  Italy  T73148107  Annual  26-Oct-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt  For  Do Not Vote 
  of Income             
2  Approve Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  Do Not Vote 
3  Authorize Share Repurchase Program and Reissuance of    Mgmt  For  Do Not Vote 
  Repurchased Shares             
 
Cia. Hering
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HGTX3  29-Oct-10  Brazil  P50753105  Special    18,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2:1 Stock Split      Mgmt  For  For 
2  Amend Article 5 of Company Bylaws to Reflect Stock Split    Mgmt  For  For 
3  Designate Newspapers to Publish Company Announcements  Mgmt  For  For 
 
Mahindra & Mahindra Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
500520  29-Oct-10  India  Y54164150  Court    160,286  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Court-Ordered Meeting for Shareholders      Mgmt     
1  Approve Scheme of Arrangement Between Mahindra Shubhlabh  Mgmt  For  For 
  Services Ltd. and Mahindra and Mahindra Ltd.         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
SUL AMERICA SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SULA11  29-Oct-10  Brazil  P87993120  Special    2,755  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director        Mgmt  For  For 
 
Umicore
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  29-Oct-10  Belgium  B95505168  Special  22-Oct-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt     
1  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  Do Not Vote 
  Capital             
2  Discuss Merger Proposal Re: Item 4      Mgmt     
3  Approve Terms and Conditions Re: Item 4    Mgmt  For  Do Not Vote 
4  Approve Merger by Absorption of Umicore Oxyde Belgium NV/SA  Mgmt  For  Do Not Vote 
 
 
Whitehaven Coal Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WHC  29-Oct-10  Australia  Q97664108  Annual  27-Oct-10  74,161  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
2  Elect Alex Krueger as a Director      Mgmt  For  For 
3  Elect Neil Chatfield as a Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Ping An Insurance (Group) Co. of China, Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02318  01-Nov-10  Hong Kong  Y69790106  Special  29-Sep-10  403,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Adjustment of Remuneration Domestic Persons of the  Mgmt  For  For 
  Company Acting as Independent Non-Executive Directors       
  Special Business        Mgmt     
2a  Approve Means of Major Asset Restructuring, Object of the  Mgmt  For  For 
  Transaction, and Parties to the Transaction         
2b  Approve Transaction Price and Basis of Pricing Involved in the  Mgmt  For  For 
  Major Asset Restructuring           
2c  Approve Vesting of Profit or Loss from the Relevant Assets from  Mgmt  For  For 
  the Base Date of Asset Pricing to the Completion Date         
2d  Approve Contract Obligations and Default Liabilities under the  Mgmt  For  For 
  Transfer of Ownership of Relevant Assets           
2e  Approve Validity Period of the Resolution of the Major Asset  Mgmt  For  For 
  Restructuring             
3  Approve Supplemental Agreement to the Share Subscription  Mgmt  For  For 
  Agreement between the Company and SDB         
4  Approve Profits Forecast Compensation Agreement between the  Mgmt  For  For 
  Company and SDB             
5  Authorize Board to Process Matter Relating to the Major Asset  Mgmt  For  For 
  Restructuring of the Company           
 
Imperial Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IPL  03-Nov-10  South Africa  S38127122  Annual    181,353  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 30 June 2010             
2  Approve the Group's Remuneration Policy      Mgmt  For  For 
3  Approve Remuneration of Directors      Mgmt  For  For 
4  Reappoint Deloitte & Touche as Auditors of the Company and M  Mgmt  For  For 
  Comber as Designated Partner           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5.1  Elect Thembisa Dingaan as Director      Mgmt  For  For 
5.2  Elect Marius Swanepoel as Director      Mgmt  For  For 
6.1  Re-elect Michael Leeming as Director      Mgmt  For  For 
6.2  Re-elect Valli Moosa as Director      Mgmt  For  For 
6.3  Re-elect Roderick Sparks as Director      Mgmt  For  For 
6.4  Re-elect Younaid Waja as Director      Mgmt  For  For 
7  Approve the Annual Fees Payable to Non-executive Directors  Mgmt  For  For 
  for Board and Committee Membership           
8  Authorise Repurchase of Up to 20 Percent of Issued Share  Mgmt  For  For 
  Capital             
9  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
10  Place Authorised But Unissued Non-Redeemable Cumulative,  Mgmt  For  For 
  Non-Participating Preference Shares under Control of Directors       
 
 
Bank Leumi le-Israel B.M.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LUMI  04-Nov-10  Israel  M16043107  Special  04-Oct-10  1,065,932  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Interim Dividend      Mgmt  For  For 
2  Amend Compensation of Board Chairman      Mgmt  For  For 
3  Approve Director/Officer Liability and Indemnification Insurance  Mgmt  For  For 
 
 
Acergy SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  09-Nov-10  Luxembourg  L00306107  Special  21-Sep-10  317,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt     
1  Approve Acquisition of Subsea 7 Inc., Increase in Authorized  Mgmt  For  For 
  Share Capital, and Article Amendments Including Change of       
  Company Name to Subsea 7 S.A.           

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2  Elect Board of Combined Entity (Bundled)      Mgmt    For  For 
 
 
Eutelsat Communications
 
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ETL  09-Nov-10  France  F3692M128  Annual/Special  04-Nov-10  118,078  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
 
3  Approve Allocation of Income and Dividends of EUR 0.76 per  Mgmt    For  For 
  Share               
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  Against 
 
5  Approve Board's Special Report on Restricted Stock Plans Grants  Mgmt    For  For 
 
6  Elect Carole Piwnica as Director      Mgmt    For  Against 
7  Ratify Appointment of Francisco Reynes as Director    Mgmt    For  Against 
8  Ratify Appointment of Olivier Rozenfeld as Director    Mgmt    For  For 
9  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt    For  For 
  EUR 855,000               
10  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  Against 
  Capital               
  Extraordinary Business        Mgmt       
11  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt    For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 44         
  Million               
12  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt    For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 44         
  Million               
13  Approve Issuance of Shares up to 20 Percent of Issued Capital  Mgmt    For  For 
  Per Year for a Private Placement, up to EUR 44 Million         
14  Authorize Board to Set Issue Price for 10 Percent Per Year of  Mgmt    For  Against 
  Issued Capital Pursuant to Issue Authority without Preemptive         
  Rights               
15  Authorize Board to Increase Capital in the Event of Additional  Mgmt    For  For 
  Demand Related to Delegation Submitted to Shareholder Vote         
  Under Items 11 to 14               
16  Authorize Capitalization of Reserves of Up to EUR 44 Million for  Mgmt    For  For 
  Bonus Issue or Increase in Par Value             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

17  Authorize Board to Issue Free Warrants with Preemptive Rights  Mgmt  For  Against 
  During a Public Tender Offer or Share Exchange         
18  Authorize Capital Increase of Up to EUR 44 Million for Future  Mgmt  For  For 
  Exchange Offers             
19  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions           
20  Authorize Issuance of Equity upon Conversion of a Subsidiary's  Mgmt  For  For 
  Equity-Linked Securities for Up to EUR 44 Million         
21  Approve Issuance of Securities Convertible into Debt up to an  Mgmt  For  For 
  Aggregate Amount of EUR 1.5 Billion           
22  Approve Employee Stock Purchase Plan      Mgmt  For  For 
23  Authorize up to 0.5 Percent of Issued Capital for Use in    Mgmt  For  Against 
  Restricted Stock Plan           
24  Authorize up to 0.5 Percent of Issued Capital for Use in Stock  Mgmt  For  Against 
  Option Plan             
25  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
26  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
Subsea 7 Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SUB  09-Nov-10  Cayman Islands  G8549P108  Court    21,164  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Scheme of Arrangement with Acergy SA    Mgmt  For  For 
 
 
Subsea 7 Inc.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SUB  09-Nov-10  Cayman Islands  G8549P108  Special  21,164  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Combination Agreement      Mgmt  For  For 
2  Authorize Share Repurchase Program and Cancellation of    Mgmt  For  For 
  Repurchased Shares             
3  Amend Articles of Association Re: Adoption and Inclusion of a  Mgmt  For  For 
  New Article 9A             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Adjourn Meeting        Mgmt  For  For 
 
 
BHP Billiton Limited (Formerly BHP Ltd.)
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BHP  16-Nov-10  Australia  Q1498M100  Annual  14-Nov-10  402,145  0 
 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
 
1  Approve the Financial Statements and Statutory Reports for the  Mgmt  For  For 
  Financial Year Ended June 30, 2010           
2  Elect John Buchanan as a Director of BHP Billiton Ltd and BHP  Mgmt  For  For 
  Billiton Plc             
3  Elect David Crawford as a Director of BHP Billiton Ltd and BHP  Mgmt  For  For 
  Billiton Plc             
4  Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP  Mgmt  For  For 
  Billiton Plc             
5  Elect John Schubert as a Director of BHP Billiton Ltd and BHP  Mgmt  For  For 
  Billiton Plc             
6  Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP  Mgmt  For  For 
  Billiton Plc             
7  Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and  Mgmt  For  For 
  BHP Billiton Plc             
8  Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP  Mgmt  For  For 
  Billiton Plc             
9  Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc    Mgmt  For  For 
10  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights Up to an Amount of $277.98 Million         
11  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights Up to an Aggregate Nominal Amount of       
  $55.78 Million             
12  Approve the Repurchase of Up to 223.11 Million Shares in BHP  Mgmt  For  For 
  Billiton Plc             
13  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
14  Approve the Amendments to the BHP Billiton Ltd Long Term  Mgmt  For  For 
  Incentive Plan and to the BHP Billiton Plc Long Term Incentive       
  Plan             
15  Approve the Grant of Deferred Shares and Options Under the  Mgmt  For  For 
  BHP Billiton Ltd Group Incentive Scheme and Performance       
  Shares Under the BHP Billiton Ltd Long Term Incentive Plan to       
  Marius Kloppers, Executive Director           
16  Approve the Amendments to Constitution of BHP Billiton Ltd  Mgmt  For  For 
17  Approve the Amendments to the Articles of Association of BHP  Mgmt  For  For 
  Billiton Plc             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
MRV ENGENHARIA PARTICIPACOES SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MRVE3  16-Nov-10  Brazil  P6986W107  Special    128,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Authorize Issuance of Non-Convertible Debentures    Mgmt  For  For 
2  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
 
Ramsay Health Care Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RHC  16-Nov-10  Australia  Q7982Y104  Annual  14-Nov-10  36,857  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended June 30, 2010           
2  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
3.1  Elect Peter John Evans as a Director      Mgmt  For  For 
3.2  Elect Anthony James Clark as a Director      Mgmt  For  For 
3.3  Elect Bruce Roger Soden as a Director      Mgmt  For  For 
4.1  Approve the Grant of Up to 150,000 Performance Rights to  Mgmt  For  For 
  Christopher Paul Rex, Managing Director, Under the Ramsay       
  Executive Performance Rights Plan           
4.2  Approve the Grant of Up to 75,000 Performance Rights to Bruce  Mgmt  For  For 
  Roger Soden,Group Finance Director, Under the Ramsay         
  Executive Performance Rights Plan           
5  Approve to Freeze the Non-Executive Directors' Retirement  Mgmt  For  For 
  Benefit Plan             
6  Approve the Increase in the Non-Executive Directors'    Mgmt  For  For 
  Remuneration to A$2 Million Per Annum           
7  Approve the Amendments to the Company's Constitution    Mgmt  For  For 
  Regarding the Payment of Dividends           
 
Medusa Mining Ltd.

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MML  17-Nov-10  Australia  Q59444101  Annual  15-Nov-10  78,463  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Andrew Teo as a Director      Mgmt    For  For 
2  Elect Peter Jones as a Director      Mgmt    For  For 
3  Elect Robert Weinberg as a Director      Mgmt    For  For 
4  Approve the Grant of 150,000 Options Exercisable at A$4.40  Mgmt    For  For 
  Each to Nicholas Sayce as Part of His Consideration as Investor       
  Relations Consultant and Canadian Contact of the Company         
5  Approve the Disapplication of Pre-Emptive Rights on the    Mgmt    For  For 
  Previous Issue of 1.19 Million Options; the 150,000 Options to       
  be Issued to Nicholas Sayce; and the Issue of Up to 9.38 Million       
  Shares               
6  Approve the Adoption of the Remuneration Report for the    Mgmt    For  For 
  Financial Year Ended June 30, 2010             
 
Mount Gibson Iron Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MGX  17-Nov-10  Australia  Q64224100  Annual  15-Nov-10  269,665  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Neil Hamilton as a Director      Mgmt    For  For 
2  Elect Peter Knowles as a Director      Mgmt    For  For 
3  Elect Lee Seng Hui as a Director      Mgmt    For  Against 
4  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt    For  For 
  June 30, 2010               
 
Challenger Financial Services Group Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CGF  18-Nov-10  Australia  Q22685103  Annual  16-Nov-10  105,497  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended June 30, 2010           
2  Elect Graham Cubbin as a Director      Mgmt  For  For 
3  Elect Russell Hooper as a Director      Mgmt  For  For 
4  Elect Jonathan Grunzweig as a Director      Mgmt  For  For 
5  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  Against 
  June 30, 2010             
6  Approve the Change of Company Name to Challenger Limited  Mgmt  For  For 
7  Approve the On-Market Buy-Back of Up to 50.27 Million Ordinary  Mgmt  For  For 
  Shares             
8  Approve the Challenger Performance Plan    Mgmt  For  Against 
 
Close Brothers Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CBG  18-Nov-10  United Kingdom  G22120102  Annual  16-Nov-10  28,823  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Strone Macpherson as Director      Mgmt  For  For 
5  Re-elect Preben Prebensen as Director      Mgmt  For  For 
6  Re-elect Stephen Hodges as Director      Mgmt  For  For 
7  Re-elect Jonathan Howell as Director      Mgmt  For  For 
8  Re-elect Bruce Carnegie-Brown as Director    Mgmt  For  For 
9  Re-elect Jamie Cayzer-Colvin as Director      Mgmt  For  For 
10  Re-elect Ray Greenshields as Director      Mgmt  For  For 
11  Re-elect Douglas Paterson as Director      Mgmt  For  For 
12  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
13  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks Notice  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
Kingsgate Consolidated Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KCN  18-Nov-10  Australia  Q5318K103  Annual  16-Nov-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Craig Carracher as a Director      Mgmt  For  For 
2  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
3  Approve the Amendments to the Company's Constitution  Mgmt  For  For 
 
 
Woolworths Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WHL  18-Nov-10  South Africa  S98758121  Annual    692,065  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolutions        Mgmt     
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 27 June 2010             
2  Reappoint Ernst & Young Inc and SAB&T Inc as Joint Auditors of  Mgmt  For  For 
  the Company             
3  Approve Non-executive Director Fees for the Year Commencing  Mgmt  For  For 
  1 July 2010             
4  Re-elect Chris Nissen as Director      Mgmt  For  For 
5  Re-elect Sindi Zilwa as Director      Mgmt  For  For 
6  Re-elect Norman Thomson as Director      Mgmt  For  For 
7  Elect Ian Moir as Director      Mgmt  For  For 
8  Elect Tom Boardman as Director      Mgmt  For  For 
9  Approve Cash Distribution to Shareholders by Way of Reduction  Mgmt  For  For 
  of Share Capital or Share Premium Account         
  Special Resolution        Mgmt     
1  Authorise Repurchase of Up to 20 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Continuation of Ordinary Resolutions      Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
10  Approve Amendments to the Woolworths Holdings Share Trust  Mgmt  For  For 
  Deed             
11  Place Authorised but Unissued Ordinary Shares under Control of  Mgmt  For  Against 
  Directors for the Purposes of the Incentive Schemes         
12  Authorise Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
 
Woolworths Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WOW  18-Nov-10  Australia  Q98418108  Annual  16-Nov-10  347,188  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended June 27, 2010           
2  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 27, 2010             
3(a)  Elect Jayne Hrdlicka as a Director      Mgmt  For  For 
3(b)  Elect Stephen Mayne as a Director      SH  Against  Against 
3(c)  Elect Ian John Macfarlane      Mgmt  For  For 
4  Approve the Woolworths Long Term Incentive Plan    Mgmt  For  For 
5  Approve the Amendments to the Company's Constitution    Mgmt  For  For 
  Regarding the Apportionment of Dividends and Superannuation       
  Contributions             
6  Approve the Increase in the Remuneration of Non-Executive  Mgmt  For  For 
  Directors to A$4 Million Per Annum           
 
Cez A.S.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BAACEZ  22-Nov-10  Czech Republic  X2337V121  Special  15-Nov-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Meeting Chairman and Other Meeting Officials    Mgmt  For  For 
  Shareholder Proposals      Mgmt     
2  Shareholder Proposal: Recall, Approve Cooptation and Election  SH  None  For 
  of Supervisory Board Members           
3  Shareholder Proposal: Recall, Approve Cooptation and Election  SH  None  For 
  of Audit Committee Members           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Shareholder Proposal: Approve Performance Contracts with  SH  None  For 
  Supervisory Board Members and Audit Committee Members       
  Management Proposals      Mgmt     
5  Close Meeting        Mgmt     
 
 
Aurora Oil and Gas Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AUT  23-Nov-10  Australia  Q0698D100  Annual  19-Nov-10  233,522  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
2  Elect Jonathan Stewart as a Director      Mgmt  For  For 
3  Elect Graham Dowland as a Director      Mgmt  For  For 
4  Elect Fiona Harris as a Director      Mgmt  For  For 
5  Approve the Increase in the Remuneration of Non-Executive  Mgmt  For  For 
  Directors to A$600,000 Per Annum           
6  Ratify the Past Issue of 40 Million Tranche 1 Shares to    Mgmt  For  For 
  Professional and Sophisticated Investor Clients of Euroz         
  Securities Ltd at A$1.25 Each on Oct. 27, 2010         
7  Approve the Issuance of Up to 16 Million Tranche 2 Shares at  Mgmt  For  For 
  A$1.25 Each to Professional and Sophisticated Investor Clients of       
  Euroz Securities Ltd and Gren Schoch, Director of the Company       
 
8  Approve the Issuance of Up to 200,000 Tranche 2 Shares at  Mgmt  For  For 
  A$1.25 Each to Gren Schoch, Director of the Company, as Part       
  of the Placement Being Approved by the Company         
 
CNOOC Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00883  24-Nov-10  Hong Kong  Y1662W117  Special  19-Nov-10  2,631,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Non-Exempt Continuing Connected Transactions    Mgmt  For  For 
2  Approve Proposed Caps for Each Category of Non-Exempt    Mgmt  For  For 
  Continuing Connected Transactions           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
WPP plc
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WPP  24-Nov-10  United Kingdom  G9787K108  Special  22-Nov-10  558,539  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Further Deferral of Awards due to Sir Martin Sorrell  Mgmt  For  For 
  under the WPP Group plc 2004 Leadership Equity Acquisition       
  Plan (2004 LEAP) Being the Award Granted in 2004 and the UK       
  Part of the Award Granted in 2005           
2  Approve the Deferral at the Election of Sir Martin Sorrell, Subject  Mgmt  For  For 
  to Certain Conditions, of the US Part of the Award Due to Him       
  under the 2004 LEAP Granted in 2005           
3  Approve the Deferral of the UK Part of the Award due to Sir  Mgmt  For  For 
  Martin Sorrell under the 2004 LEAP Granted in 2006         
4  Approve the Deferral at the Joint Election of WPP plc and Sir  Mgmt  For  For 
  Martin Sorrell of the Awards due to Him under the 2004 LEAP       
  Granted in 2007 and 2008           
5  Approve the Deferral at the Joint Election of WPP plc and Sir  Mgmt  For  For 
  Martin Sorrell of the Awards due to Him under the WPP plc       
  Leadership Equity Acquisition Plan III Granted in 2009         
6  Approve the Further Deferral of the Awards due to Sir Martin  Mgmt  For  For 
  Sorrell under the Deferred Stock Units Awards Agreements       
 
 
Gazit Globe Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GLOB  25-Nov-10  Israel  M4792X107  Special  26-Oct-10  28,833  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Yair Orgler as External Director      Mgmt  For  For 
1a  Indicate If You Are a Controlling Shareholder    Mgmt  None  Against 
2  Approve Director/Officer Liability and Indemnification Insurance  Mgmt  For  For 
 
 
Avoca Resources Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AVO  26-Nov-10  Australia  Q1226Z118  Annual  24-Nov-10  89,233  0 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
 
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
 
1  Approve Financial Statements and Statutory Reports for the  Mgmt       
  Fiscal Year Ended June 30, 2010             
2  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt    For  For 
  June 30, 2010               
3  Elect Jan Castro as a Director      Mgmt    For  For 
4  Elect David Quinlivan as a Director      Mgmt    For  For 
 
 
DUET Group
 
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DUE  26-Nov-10  Australia  Q32878102  Annual/Special  24-Nov-10  0  0 
 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
 
  Resolution for the Unitholders of Divesified Utility and Energy  Mgmt       
  Trust No. 1 (DUET1)               
1  Approve the Issuance of DUET1 Units to Associates of AMPCI  Mgmt    For  For 
  Macquarie Infrastructure Management No. 1 Ltd as Responsible         
  Entity of DUET1 in Connection with Performance Fees Payable         
  by DUET               
  Resolution for the Unitholders of Divesified Utility and Energy  Mgmt       
  Trust No. 2 (DUET2)               
1  Approve the Issuance of DUET2 Units to Associates of AMPCI  Mgmt    For  For 
  Macquarie Infrastructure Management No. 2 Ltd as Responsible         
  Entity of DUET2 in Connection with Performance Fees Payable         
  by DUET               
  Resolution for the Unitholders of Divesified Utility and Energy  Mgmt       
  Trust No. 3 (DUET3)               
1  Approve the Issuance of DUET3 Units to Associates of AMPCI  Mgmt    For  For 
  Macquarie Infrastructure Management No. 2 Ltd as Responsible         
  Entity of DUET3 in Connection with Performance Fees Payable         
  by DUET               
  Resolutions for the Shareholders of DUET Investment Holdings  Mgmt       
  Ltd (DIHL)               
1  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt    For  For 
  June 30, 2010               
2  Approve the Amendments to the Company's Constitution    Mgmt    For  For 
3  Approve the Issuance of DUET Shares to Associates of AMPCI  Mgmt    For  For 
  Macquarie Infrastructure Management No. 1 Ltd as Advisor to         
  the Company Under the Management Services Agreement in         
  Connection with Performance Fees Payable by DUET           

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
 
FKP Property Group(frmly FKP Limited)
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FKP  26-Nov-10  Australia  Q3911L123  Annual/Special  24-Nov-10  428,593  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Philip Parker as a Director      Mgmt    For  For 
2  Elect Jim Frayne as a Director      Mgmt    For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt    For  Against 
  June 30, 2010               
4  Appoint Ernst & Young as Auditor of the Company    Mgmt    For  For 
5  Approve the FKP Property Group Employee Security Plan    Mgmt    For  For 
6  Approve the FKP Property Group Employee Option Plan    Mgmt    For  Against 
 
British Airways plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  29-Nov-10  United Kingdom    Court  25-Nov-10  614,246  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Court Meeting        Mgmt       
1  Approve Scheme of Arrangement      Mgmt    For  For 
 
British Airways plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BAY  29-Nov-10  United Kingdom  G14980109  Special  25-Nov-10  614,246  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting of the Holders of Ordinary Shares    Mgmt       
1  Approve Conversion and Redesignation of Iberia Shares    Mgmt    For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
International Consolidated Airlines Group SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IAGl  29-Nov-10  Spain  E67674106  Special  25-Nov-10  614,246  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Establish BA Holdco SA as the Holding Company of British    Mgmt    For  For 
  Airways; Approve Merger Between British Airways and Iberia         
 
Coloplast A/S
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
COLO B  01-Dec-10  Denmark  K16018184  Annual    42,959  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Report of Board      Mgmt       
2  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
3  Approve Allocation of Income      Mgmt    For  For 
4a1  Amend Articles of Association - Article 1      Mgmt    For  For 
4a2  Amend Articles of Association - Article 3(3), (4), and (5)    Mgmt    For  For 
4a3  Amend Articles of Association - Article 3(7)    Mgmt    For  For 
4a4  Amend Articles of Association - Article 4(3)    Mgmt    For  For 
4a5  Amend Articles of Association - Article 4(4) and (5)    Mgmt    For  For 
4a6  Amend Articles of Association - Renewal of Authorization to  Mgmt    For  For 
  Issue Shares without Pre-Emptive Rights             
4a7  Amend Articles of Association - Article 5(5)    Mgmt    For  For 
4a8  Amend Articles of Association - Article 6      Mgmt    For  For 
4a9  Amend Articles of Association - Article 7      Mgmt    For  For 
4a10  Amend Articles of Association - Article 9      Mgmt    For  For 
4a11  Amend Articles of Association - Article 11      Mgmt    For  For 
4a12  Amend Articles of Association - Article 12      Mgmt    For  For 
4a13  Amend Articles of Association - Article 14      Mgmt    For  For 
4a14  Amend Articles of Association - Article 15      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4a15  Amend Articles of Association - Article 17      Mgmt  For  For 
4a16  Amend Articles of Association - Article 20      Mgmt  For  For 
4b  Approve Guidelines for Incentive-Based Compensation for    Mgmt  For  For 
  Executive Management and Board           
4c  Authorize Share Repurchase Program      Mgmt  For  Against 
5a  Reelect Michael Rasmussen as Director and Chairman    Mgmt  For  For 
5b  Reelect Niels Louis-Hansen as Director and Deputy Chairman  Mgmt  For  For 
5c  Reelect Sven Bjorklund as Director      Mgmt  For  For 
5d  Reelect Per Magid as Director      Mgmt  For  For 
5e  Reelect Jorgen Tang-Jensen as Director      Mgmt  For  For 
5f  Elect Brian Petersen as New Director      Mgmt  For  For 
6  Ratify PricewaterhouseCoopers as Auditors    Mgmt  For  For 
7  Other Business        Mgmt     
 
ARYZTA AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
YZA  02-Dec-10  Switzerland  H0336B110  Annual  18-Nov-10  7,735  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income and Dividends of CHF 0.48 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Board and Senior Management    Mgmt  For  For 
4  Reelect Owen Killian as Director      Mgmt  For  For 
5  Elect Charles Adair as Director      Mgmt  For  For 
6  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt  For  For 
 
FirstRand Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FSR  02-Dec-10  South Africa  S5202Z131  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 30 June 2010             
2.1  Re-elect Leon Crouse as Director      Mgmt  For  For 
2.2  Re-elect Patrick Goss as Director      Mgmt  For  For 
2.3  Re-elect Nolulamo Gwagwa as Director      Mgmt  For  For 
2.4  Re-elect Paul Harris as Director      Mgmt  For  For 
2.5  Re-elect Paul Nkuna as Director      Mgmt  For  For 
3.1  Elect Jurie Bester as Director      Mgmt  For  For 
3.2  Elect Roger Jardine as Director      Mgmt  For  For 
3.3  Elect Ethel Matenge-Sebesho as Director      Mgmt  For  For 
4  Approve Non-executive Director Fees for the Year Ending 30  Mgmt  For  For 
  June 2011             
5  Reappoint PricewaterhouseCoopers Inc and Appoint Deloitte &  Mgmt  For  For 
  Touche as Joint Auditors of the Company and Appoint Tom       
  Winterboer and Kevin Black as the Individual Registered Auditors       
6  Authorise Board to Fix Remuneration of the Auditors    Mgmt  For  For 
7  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
8  Authorise Board to Issue Shares for Cash up to a Maximum of  Mgmt  For  For 
  Five Percent of Issued Share Capital           
9  Authorise Repurchase of Up to Ten Percent of Issued Share  Mgmt  For  For 
  Capital             
 
RMB Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RMH  03-Dec-10  South Africa  S6992P127  Annual    128,355  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolutions        Mgmt     
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 30 June 2010             
2.1  Re-elect Patrick Goss as Director      Mgmt  For  For 
2.2  Re-elect Sonja Sebotsa as Director      Mgmt  For  For 
2.3  Re-elect Khehla Shubane as Director      Mgmt  For  For 
3  Elect Jan Durand as Director      Mgmt  For  Against 
4  Approve Directors' Remuneration for the Year to 30 June 2010  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Approve Directors' Fees for the Year to 30 June 2011    Mgmt  For  For 
6  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
7  Authorise Board to Issue Shares for Cash up to a Maximum of  Mgmt  For  For 
  Ten Percent of Issued Share Capital           
8  Reappoint PricewaterhouseCoopers Inc as Auditors of the    Mgmt  For  For 
  Company and Tom Winterboer as the Individual Registered       
  Auditor             
  Special Resolution        Mgmt     
1  Authorise Repurchase of Up to Ten Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Imperial Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IPL  06-Dec-10  South Africa  S38127122  Special    191,949  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Specific Repurchase of Treasury Shares    Mgmt  For  For 
 
Marine Harvest ASA (Formerly Pan Fish ASA)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MHG  07-Dec-10  Norway  R2326D105  Special    6,537,180  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  For 
  Meeting             
2  Approve Notice of Meeting and Agenda    Mgmt  For  For 
3  Approve Dividends of NOK 0.05 Per Share    Mgmt  For  For 
 
Petroleo Brasileiro
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PETR4  07-Dec-10  Brazil  P78331140  Special  19-Nov-10  331,431  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Agreement to Absorb Marlim Participacoes S.A.    Mgmt  For  For 
2  Approve Agreement to Absorb Nova Marlim Participacoes S.A.  Mgmt  For  For 
3  Appoint KPMG Auditores Independentes to Appraise Proposed  Mgmt  For  For 
  Merger             
4  Approve Appraisal of Proposed Merger      Mgmt  For  For 
5  Approve Absorption of Marlim Participacoes S.A. and Nova  Mgmt  For  For 
  Marlim Participacoes S.A.           
 
Keppel Land Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
K17  08-Dec-10  Singapore  V87778102  Special    1,350,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Divestment by Bayfront Development Pte. Ltd. of  Mgmt  For  For 
  One-Third Interest in Marina Bay Financial Centre Towers 1 & 2       
  and Marina Bay Link Mall           
2  Approve Acquisition of Keppel Towers and GE Tower by    Mgmt  For  For 
  Mansfield Developments Pte. Ltd.           
 
Bank of Queensland Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BOQ  09-Dec-10  Australia  Q12764116  Annual  07-Dec-10  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended Aug. 31, 2010           
2a  Elect William Kelty as a Director      Mgmt  For  For 
2b  Elect Steve Crane as a Director      Mgmt  For  For 
2c  Elect David Willis as a Director      Mgmt  For  For 
3  Ratify the Past Issue of A$150 Million Worth of Lower Tier 2  Mgmt  For  For 
  Convertible Notes to Deutsche Bank on June 30, 2010         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Approve the Increase in the Remuneration of Non-Executive  Mgmt  For  For 
  Directors to A$2.2 Million Per Annum           
5  Approve the Remuneration Report for the Fiscal Year Ended Aug.  Mgmt  For  For 
  31, 2010             
 
Baytex Energy Trust (Baytex Energy Ltd.)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BTE.U  09-Dec-10  Canada  073176109  Special  20-Oct-10  23,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Conversion from Income Trust to Corporation    Mgmt  For  For 
2  If Item #1 is approved, Approve Share Award Icentive Plan  Mgmt  For  Against 
 
Associated British Foods plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ABF  10-Dec-10  United Kingdom  G05600138  Annual  08-Dec-10  271,262  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Galen Weston as Director      Mgmt  For  Against 
5  Re-elect Peter Smith as Director      Mgmt  For  For 
6  Re-elect George Weston as Director      Mgmt  For  For 
7  Reappoint KPMG Audit plc as Auditors and Authorise the Board  Mgmt  For  For 
  to Determine Their Remuneration           
8  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
9  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
10  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
11  Amend Executive Share Incentive Plan 2003    Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
AMPLIFON
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AMP  13-Dec-10  Italy  T0388E118  Special  02-Dec-10  83,756  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business      Mgmt       
1  Approve Stock Option Plan    Mgmt    For  For 
2  Approve Restricted Stock Plan    Mgmt    For  Against 
 
Jeronimo Martins SGPS S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
JMT  15-Dec-10  Portugal  X40338109  Special  08-Dec-10  361,568  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Interim Balance Sheet    Mgmt    For  For 
2  Approve Dividends from Reserves    Mgmt    For  For 
 
International Power plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IPR  16-Dec-10  United Kingdom  G4890M109  Special  14-Dec-10  864,827  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve the Combination of the Company and GDF SUEZ Energy Mgmt    For  For 
  International; Authorise Board to Allot New Ordinary Shares to       
  be Issued Pursuant to the Combination           
2  Approve Waiver on Tender-Bid Requirement  Mgmt    For  For 
 
Orica Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ORI  16-Dec-10  Australia  Q7160T109  Annual  14-Dec-10  209,660  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended Sept. 30, 2010           
2.1  Elect Peter Duncan as a Director      Mgmt  For  For 
2.2  Elect Garry Hounsell as a Director      Mgmt  For  For 
2.3  Elect Russell Caplan as a Director      Mgmt  For  For 
2.4  Elect Lim Chee Onn as a Director      Mgmt  For  For 
2.5  Elect Ian Cockerill as a Director      Mgmt  For  For 
3  Approve the Amendments to the Company's Constitution    Mgmt  For  Against 
4  Approve the Increase in the Remuneration of Non-Executive  Mgmt  For  For 
  Directors to A$2.5 Million Per Annum           
5  Renew Proportional Takeover Provisions      Mgmt  For  For 
6  Approve the Remuneration Report for the Fiscal Year Ended Sept  Mgmt  For  For 
  30, 2010             
 
Australia and New Zealand Banking Group Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ANZ  17-Dec-10  Australia  Q09504137  Annual  15-Dec-10  549,474  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals        Mgmt     
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended Sept. 30, 2010           
2  Approve the Amendments to the Company's Constitution    Mgmt  For  For 
  Regarding Profits Test for Dividend Distribution         
3  Approve the Remuneration Report for the Fiscal Year Ended Sept  Mgmt  For  For 
  30, 2010             
4  Approve the Grant of Performance Rights Worth Up to A$3  Mgmt  For  For 
  Million to Michael Smith, Chief Executive Officer, Under the ANZ       
  Share Option Plan             
5(a)  Elect G. J. Clark as a Director      Mgmt  For  For 
5(b)  Elect D. E. Meiklejohn as a Director      Mgmt  For  For 
  Shareholder Proposal        Mgmt     
5(c)  Elect R. J. Reeves as a Director      SH  Against  Against 
  Management Proposal        Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
5(d)  Elect I. J. Macfarlane as a Director    Mgmt    For  For 
 
PETROMINERALES LTD
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PMG  17-Dec-10  Bahamas  P7914K108  Special  09-Nov-10  16,815  0 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Reorganization    Mgmt    For  For 
 
PETROMINERALES LTD
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PMG  17-Dec-10  Bahamas  P7914K108  Special  09-Nov-10  16,815  0 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Shareholder Rights Plan (Poison Pill)  Mgmt    For  Against 
 
Acergy SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  20-Dec-10  Luxembourg  L00306107  Special  23-Nov-10  0  0 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Special Meeting      Mgmt       
  Ordinary Business      Mgmt       
1  Elect Bob Long as New Director of Subsea 7 S.A.  Mgmt    For  Do Not Vote 
 
D'Ieteren
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DIE  20-Dec-10  Belgium  B49343138  Special    0  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
                Vote 
            Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1.1  Approve 10:1 Stock Split      Mgmt  For  Do Not Vote 
1.2  Amend Articles to Reflect Changes in Capital    Mgmt  For  Do Not Vote 
1.3  Amend Articles Re: Dematerialization of Bearer Shares    Mgmt  For  Do Not Vote 
2  Authorize Filing of Required Documents/Other Formalities  Mgmt  For  Do Not Vote 
3  Apprive Coordination of Articles      Mgmt  For  Do Not Vote 
 
Nutreco NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NUO  21-Dec-10    Netherlands  N6509P102  Special  23-Nov-10  72,067  0 
 
                Vote 
            Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt     
1  Open Meeting          Mgmt     
2.1  Authorize Repurchase  of All Outstanding Cumulative Preference  Mgmt  For  For 
  A Shares               
2.2  Authorize Cancellation of All Outstanding Cumulative Preference  Mgmt  For  For 
  A Shares               
3  Amend Articles Re: Acquisition of Own Shares    Mgmt  For  For 
4  Close Meeting          Mgmt     
 
Lancashire Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LRE  22-Dec-10  United Kingdom  G5361W104  Special  20-Dec-10  46,154  0 
 
                Vote 
            Proponent  Mgmt Rec  Instruction 
 
1i  Amend Bye-laws 3 and 4      Mgmt  For  For 
1ii  Amend Bye-laws 8, 56(e) and 74      Mgmt  For  For 
1iii  Amend Bye-law 10.2        Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1iv  Amend Bye-laws 22, 23, 30, 58, 59 and 69    Mgmt  For  For 
1v  Amend Bye-laws 26, 28, 32, 65 and 66      Mgmt  For  For 
1vi  Amend Bye-law 45        Mgmt  For  For 
1vii  Amend Bye-law 63.6        Mgmt  For  For 
1viii  Amend Bye-law 67        Mgmt  For  For 
2  Amend Restricted Share Scheme      Mgmt  For  For 
 
Mobile Telesystems OJSC
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MTSI  23-Dec-10  Russia  X5430T109  Special  03-Dec-10  120,299  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Meeting Procedures      Mgmt  For  For 
2  Approve Reorganization via Acquisition of Comstar United    Mgmt  For  For 
  TeleSystems, ZAO United TeleSystems, ZAO Kapital, ZAO         
  Operator Svyazi, ZAO MTS, ZAO Comstar-Direct; Approve Merger       
  Agreement             
3  Approve Reorganization via Acquisition of ZAO Dagtelekom;  Mgmt  For  For 
  Approve Merger Agreement           
4  Approve Reorganization via Acquisition of OAO Evrotel; Approve  Mgmt  For  For 
  Merger Agreement             
5  Approve Increase in Share Capital via Issuance of Shares    Mgmt  For  For 
6  Amend Charter        Mgmt  For  For 
 
Bank Leumi le-Israel B.M.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LUMI  28-Dec-10  Israel  M16043107  Special  28-Nov-10  1,065,932  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Related Party Transaction      Mgmt  For  For 
1a  Indicate Personal Interest in Proposed Agenda Item    Mgmt  None  Against 
  Candidate for external director proposed by Bank's Shares  Mgmt     
  Committee             

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
2.1  Elect Gabriela Shalev as External Director      SH    None  For 
2.1a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
  Bank Shareholder Candidates who nominate themselves for  Mgmt       
  External Director               
2.2  Elect Michel Ohayon as External Director      SH    None  For 
2.2a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2.3  Elect Eliezer Carmel as External Director      SH    None  For 
2.3a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2.4  Elect Zeev Levenberg as External Director    SH    None  For 
2.4a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2.5  Elect Dov Naveh as External Director      SH    None  For 
2.5a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2.6  Elect Robert Zentler as External Director      SH    None  For 
2.6a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2.7  Elect Yaron Kimhi as External Director      SH    None  For 
2.7a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2.8  Elect Maor Sheratzki as External Director      SH    None  For 
2.8a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
 
Bank Leumi le-Israel B.M.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
LUMI  28-Dec-10  Israel  M16043107  Special  09-Dec-10  1,065,932  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Dividend        Mgmt    For  For 
 
China National Building Material Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
03323  30-Dec-10  Hong Kong  Y15045100  Special  29-Nov-10  549,076  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Appoint Baker Tilly Hong Kong Limited as Auditors and Authorize Mgmt    For  For 
  Board to Fix Their Remuneration           
2  Amend Articles of Association Re: Business Scope of the  Mgmt    For  For 
  Company             
 
Delek Group Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DLEKG  10-Jan-11  Israel  M27635107  Special  06-Dec-10  11,114  0 
Email sent TO [Meye.Lori@principal.com] and CC [nathan.worthington@riskmetrics.com, ryan.ivy@issgovernance.com]   
Hello -               
For this upcoming meeting in Israel there is a voting proposal to indicate if you are have a personal interest in the related party transaction. Please let me 
know how you would like to vote this item, or vote directly on PX before the 12/29/10 @ 10am CST cutoff.   
I have attached the ISS research and the meeting/ballot details.         
Thanks,               
Nathan Worthington             
ISS - Account Management             
Attachment(s): [Printer Friendly Report, ISS]           
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve Related Party Transaction    Mgmt    For  For 
1a  Indicate Personal Interest in Proposed Agenda Item  Mgmt    None  Against 
 
PICC Property and Casualty Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
02328  17-Jan-11  Hong Kong  Y6975Z103  Special  17-Dec-10  748,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Reelect Wu Yan as Executive Director    Mgmt    For  For 
2  Reelect Wang Yincheng as Executive Director  Mgmt    For  For 
3  Elect Guo Shengchen as Executive Director  Mgmt    For  For 
4  Elect Wang He as Executive Director    Mgmt    For  For 
5  Reelect Zhou Shurui as Non-Executive Director  Mgmt    For  For 
6  Elect Yu Xiaoping as Non-Executive Director  Mgmt    For  For 
7  Reelect Li Tao as Non-Executive Director    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
8  Reelect Tse Sze-Wing, Edmund as Non-Executive Director    Mgmt  For  For 
9  Elect Ip Shu Kwan, Stephen as Independent Non-Executive  Mgmt  For  For 
  Director             
10  Elect Liao Li as Independent Non-Executive Director    Mgmt  For  For 
11  Elect Zhou Liqun as Supervisor      Mgmt  For  For 
12  Reelect Sheng Hetai as Supervisor      Mgmt  For  For 
13  Elect Lu Zhengfei Independent Supervisor    Mgmt  For  For 
 
Busan Bank
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  18-Jan-11  South Korea    Special  23-Dec-10  97,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Formation of Holding Company      Mgmt  For  For 
2  Amend Stock Option Plan      Mgmt  For  For 
 
KENEDIX REALTY INVESTMENT CORP.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8972  20-Jan-11  Japan  J32922106  Special  31-Oct-10  148  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles To Reflect Changes in Law - Amend Permitted  Mgmt  For  For 
  Investment Types             
2  Amend Articles To Reflect Expected Changes in Law    Mgmt  For  For 
3  Elect Executive Director Taisuke Miyajima      Mgmt  For  For 
4  Elect Alternate Executive Director Yoshihiro Sogou    Mgmt  For  For 
5.1  Elect Supervisory Director Kimio Kodama      Mgmt  For  For 
5.2  Elect Supervisory Director Shirou Toba      Mgmt  For  For 
 
Oil & Natural Gas Corporation Ltd.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
500312  24-Jan-11  India  Y64606117  Special  10-Dec-10  31,433  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Postal Ballot        Mgmt     
1  Approve Two-for-One Stock Split      Mgmt  For  For 
2  Amend Clause V of the Memorandum of Association to Reflect  Mgmt  For  For 
  Changes in Authorized Share Capital           
3  Amend Article 5 of the Articles of Association to Reflect Changes  Mgmt  For  For 
  in Authorized Share Capital           
4  Authorize Capitalization of up to INR 21.4 Billion from the    Mgmt  For  For 
  Company's Reserves for Bonus Issue of up to 4.28 Billion Equity       
  Shares of INR 5.00 Each in the Proportion of One New Equity       
  Share for Every One Equity Share Held           
 
Siemens AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SIE  25-Jan-11  Germany  D69671218  Annual    183,507  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals        Mgmt     
1  Receive Supervisory Board Report, Corporate Governance Report  Mgmt     
  Remuneration Report, and Compliance Report for Fiscal         
  2009/2010 (Non-Voting)           
2  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2009/2010 (Non-Voting)           
3  Approve Allocation of Income and Dividends of EUR 2.70 per  Mgmt  For  For 
  Share             
4  Approve Discharge of Management Board for Fiscal 2009/2010  Mgmt  For  For 
 
5  Approve Discharge of Supervisory Board for Fiscal 2009/2010  Mgmt  For  For 
6  Approve Remuneration System for Management Board Members  Mgmt  For  For 
 
7  Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and  Mgmt  For  For 
  for the Inspection of the Abbreviated Financial Statements for       
  the First Half of Fiscal 2010/2011           
8  Authorize Share Repurchase Program and Reissuance or    Mgmt  For  For 
  Cancellation of Repurchased Shares           
9  Authorize Use of Financial Derivatives when Repurchasing    Mgmt  For  For 
  Shares             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
10  Approve Creation of EUR 90 Million Pool of Capital to Guarantee  Mgmt  For  For 
  Conversion Rights for Issuance of Shares to Employees         
11  Approve Remuneration of Supervisory Board    Mgmt  For  For 
12  Approve Affiliation Agreements with Siemens Finance GmbH  Mgmt  For  For 
13  Approve Issuance of Warrants/Bonds with Warrants    Mgmt  For  For 
  Attached/Convertible Bonds without Preemptive Rights up to       
  Aggregate Nominal Amount of EUR 15 Billion; Approve Creation       
  of EUR 270 Million Pool of Capital to Guarantee Conversion       
  Rights             
  Shareholder Proposal Submitted by Verein von    Mgmt     
  Belegschaftsaktionaeren in der Siemens AG e.V.         
14  Amend Corporate Purpose      SH  Against  Against 
 
CGI Group Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GIB.A  26-Jan-11  Canada  39945C109  Annual  13-Dec-10  210,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for Class A Subordinate Voting and Class B Shareholders  Mgmt     
1.1  Elect Director Claude Boivin      Mgmt  For  For 
1.2  Elect Director Bernard Bourigeaud      Mgmt  For  For 
1.3  Elect Director Jean Brassard      Mgmt  For  For 
1.4  Elect Director Robert Chevrier      Mgmt  For  For 
1.5  Elect Director Dominic D'Alessandro      Mgmt  For  For 
1.6  Elect Director Thomas P. d'Aquino      Mgmt  For  For 
1.7  Elect Director Paule Dore      Mgmt  For  For 
1.8  Elect Director Richard B. Evans      Mgmt  For  For 
1.9  Elect Director Serge Godin      Mgmt  For  For 
1.10  Elect Director Andre Imbeau      Mgmt  For  For 
1.11  Elect Director Gilles Labbe      Mgmt  For  For 
1.12  Elect Director Eileen A. Mercier      Mgmt  For  For 
1.13  Elect Director Michael E. Roach      Mgmt  For  For 
2  Approve Ernst & Young LLP as Auditors and Authorize Board to  Mgmt  For  For 
  Fix Their Remuneration           

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
WH Smith plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SMWH  26-Jan-11  United Kingdom  G8927V149  Annual    24-Jan-11  67,359  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  Abstain 
3  Approve Final Dividend      Mgmt    For  For 
4  Re-elect John Barton as Director      Mgmt    For  For 
5  Elect Walker Boyd as Director      Mgmt    For  For 
6  Re-elect Mike Ellis as Director      Mgmt    For  For 
7  Re-elect Drummond Hall as Director      Mgmt    For  For 
8  Re-elect Robert Moorhead as Director      Mgmt    For  For 
9  Elect Henry Staunton as Director      Mgmt    For  For 
10  Re-elect Kate Swann as Director      Mgmt    For  For 
11  Reappoint Deloitte LLP Auditors of the Company    Mgmt    For  For 
12  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
13  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
16  Authorise Market Purchase      Mgmt    For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Britvic plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BVIC  27-Jan-11  United Kingdom  G17387104  Annual    25-Jan-11  0  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3  Re-elect Joanne Averiss as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Re-elect Gerald Corbett as Director      Mgmt  For  For 
5  Re-elect John Gibney as Director      Mgmt  For  For 
6  Re-elect Ben Gordon as Director      Mgmt  For  For 
7  Re-elect Bob Ivell as Director      Mgmt  For  For 
8  Re-elect Paul Moody as Director      Mgmt  For  For 
9  Re-elect Michael Shallow as Director      Mgmt  For  For 
10  Reappoint Ernst & Young LLP as Auditors of the Company    Mgmt  For  For 
11  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
12  Approve Remuneration Report      Mgmt  For  For 
13  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
China Railway Group Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
601390  27-Jan-11  Hong Kong  Y1509D108  Special  06-Jan-11  1,581,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Business        Mgmt     
1  Approve Change on the Use of Part of the Proceeds from the H  Mgmt  For  For 
  Share Offering of the Company           
2  Amend Articles of Association of the Company    SH  None  For 
  Ordinary Business        Mgmt     
3a  Elect Li Changjin as Executive Director      SH  None  For 
3b  Elect Bai Zhongren as Executive Director      SH  None  For 
3c  Elect Yao Guiqing as Executive Director      SH  None  For 
3d  Elect Han Xiuguo as Non-Executive Director    SH  None  For 
3e  Elect He Gong as Independent Non-Executive Director    SH  None  For 
3f  Elect Gong Huazhang as Independent Non-Executive Director  SH  None  For 
3g  Elect Wang Taiwen as Independent Non-Executive Director  SH  None  For 
3h  Elect Sun Patrick as Independent Non-Executive Director    SH  None  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3i  Elect Wang Qiuming as Shareholder Representative Supervisor  SH  None  For 
3j  Elect Chen Wenxin as Shareholder Representative Supervisor  SH  None  For 
  Special Business        Mgmt     
4  Approve Issuance of Short Term Bonds in the Principal Amount  SH  None  For 
  not Exceeding RMB 19 Billion in Single or Multiple Tranches       
 
 
Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
03988  28-Jan-11  Hong Kong  Y0698A107  Special  28-Dec-10  9,164,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Jackson Tai as Independent Non-Executive Director  Mgmt  For  For 
2  Authorize Issuance of Renminbi Denominated Bonds for an  Mgmt  For  For 
  Amount Not Exceeding RMB 20 Billion           
 
PT Bank Mandiri (Persero) Tbk
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BMRI  28-Jan-11  Indonesia  Y7123S108  Special  12-Jan-11  2,713,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Increase in Issued and Paid-Up Capital Through a  Mgmt  For  For 
  Rights Issue             
 
Delek Group Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DLEKG  31-Jan-11  Israel  M27635107  Special  16-Jan-11  11,114  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Increase Authorized Common Stock from 15 Million to 20 Million  Mgmt  For  For 
  Shares             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Adopt New By-Laws        Mgmt  For  For 
 
Petroleo Brasileiro SA-Petrobras
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PETR4  31-Jan-11  Brazil  P78331140  Special  03-Jan-11  290,136  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Agreement to Absorb Comperj Petroquimicos Basicos  Mgmt  For  For 
  SA             
2  Approve Agreement to Absorb Comperj PET SA    Mgmt  For  For 
3  Appoint Independent Firm to Appraise Proposed Mergers    Mgmt  For  For 
4  Approve Independent Firm's Appraisal      Mgmt  For  For 
5  Approve Absorption of Comperj Petroquimicos Basicos SA and  Mgmt  For  For 
  Comperj PET SA             
6  Amend Articles to Reflect Changes in Capital    Mgmt  For  For 
7  Amend Article 4 to Eliminate Authorized Capital Limit    Mgmt  For  For 
8  Amend Article 4 to Specify that Share Issuances Will be    Mgmt  For  For 
  Submitted to Shareholder Meetings           
9  Renumber Articles        Mgmt  For  For 
10  Renumber Articles        Mgmt  For  For 
11  Amend Articles        Mgmt  For  For 
12  Amend Articles        Mgmt  For  For 
13  Amend Articles        Mgmt  For  For 
 
Avoca Resources Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AVO  01-Feb-11  Australia  Q1226Z118  Court  30-Jan-11  151,967  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  COURT-ORDERED MEETING FOR SHAREHOLDERS    Mgmt     

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
1  Approve the Scheme of Arrangement between Avoca Resources  Mgmt    For  For 
  Ltd and Its Shareholders to Implement the Proposed Merger of         
  the Company with Anatolia Minerals Development Ltd           
 
 
Compass Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CPG  03-Feb-11  United Kingdom  G23296182  Annual  01-Feb-11  645,177  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  For 
3  Approve Final Dividend      Mgmt    For  For 
4  Re-elect Sir Roy Gardner as Director      Mgmt    For  For 
5  Re-elect Richard Cousins as Director      Mgmt    For  For 
6  Re-elect Gary Green as Director      Mgmt    For  For 
7  Re-elect Andrew Martin as Director      Mgmt    For  For 
8  Re-elect Sir James Crosby as Director      Mgmt    For  For 
9  Re-elect Steve Lucas as Director      Mgmt    For  For 
10  Re-elect Susan Murray as Director      Mgmt    For  For 
11  Re-elect Don Robert as Director      Mgmt    For  For 
12  Re-elect Sir Ian Robinson as Director      Mgmt    For  For 
13  Reappoint Deloitte LLP as Auditors of the Company    Mgmt    For  For 
14  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
15  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
16  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
17  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
18  Authorise Market Purchase      Mgmt    For  For 
19  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Derichebourg
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DBG  10-Feb-11  France  F7194B100  Annual/Special  07-Feb-11  73,639  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements and Discharge Directors and  Mgmt  For  For 
  Auditors             
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
 
3  Approve Allocation of Income and Absence of Dividends    Mgmt  For  For 
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt  For  Against 
 
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  Against 
  Capital             
  Extraordinary Business      Mgmt     
6  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  Against 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 50       
  Million             
7  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 50       
  Million             
8  Authorize Capitalization of Reserves of Up to EUR 50 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
9  Approve Employee Stock Purchase Plan      Mgmt  For  For 
10  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
RMB Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RMH  18-Feb-11  South Africa  S6992P127  Special    128,355  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the RMI Holdings Unbundling      Mgmt  For  For 
2  Approve First, Second and Third FSL Sales    Mgmt  For  For 
3  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
  for FirstRand Acquisitions           
 
Novartis AG

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NOVN  22-Feb-11  Switzerland  H5820Q150  Annual  17-Feb-11  351,081  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Discharge of Board and Senior Management    Mgmt  For  For 
3  Approve Allocation of Income and Dividends of CHF 2.20 per  Mgmt  For  For 
  Share             
4  Approve Remuneration System      Mgmt  For  Against 
5a  Reelect Ann Fudge as Director      Mgmt  For  For 
5b  Reelect Pierre Landolt as Director      Mgmt  For  For 
5c  Reelect Ulrich Lehner as Director      Mgmt  For  For 
5d  Elect Enrico Vanni as Director      Mgmt  For  For 
6  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt  For  For 
 
POSCO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  25-Feb-11  South Korea  Y70750115  Annual  30-Dec-10  38,739  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Appropriation of Income and Annual Dividend of KRW  Mgmt  For  For 
  10,000 per Share             
2  Amend Articles of Incorporation      Mgmt  For  For 
  Elect Outside Directors      Mgmt     
3.1.1  Elect Nam Yong as Outside Director      Mgmt  For  For 
3.1.2  Elect Byun Dae-Gyu as Outside Director      Mgmt  For  For 
3.1.3  Elect Park Sang-Kil as Outside Director      Mgmt  For  For 
  Elect Audit Committee Members      Mgmt     
3.2.1  Elect Kim Byung-Ki as Member of Audit Committee    Mgmt  For  For 
3.2.2  Elect Park Sang-Kil as Member of Audit Committee    Mgmt  For  For 
  Elect Inside Director        Mgmt     
3.3.1  Reelect Choi Jong-Tae as Inside Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Kone Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KNEBV  28-Feb-11  Finland  X4551T105  Annual  16-Feb-11  155,807  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports, the Board's  Mgmt     
  Report, and the Auditor's Report; Receive Review by the CEO       
 
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 0.895 per  Mgmt  For  For 
  Class A Share and EUR 0.90 per Class B Share         
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Remuneration of Directors in the Amount of EUR 54,000  Mgmt  For  For 
  for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for       
  Other Directors, and EUR 16,500 for Deputy Members; Approve       
  Attendance Fees for Board and Committee Work         
 
11  Fix Number of Directors at Eight; Fix Number of Deputy    Mgmt  For  For 
  Members at One             
12  Reelect Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti  Mgmt  For  Against 
  Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi       
  Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin       
  as Deputy Member             
13  Approve Remuneration of Auditors      Mgmt  For  For 
14  Fix Number of Auditors at Two      Mgmt  For  For 
15  Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors  Mgmt  For  For 
 
16  Authorize Repurchase of up to 3.8 Million Class A Shares and  Mgmt  For  For 
  21.8 Million Class B Shares           
17  Close Meeting        Mgmt     

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
Shangri-la Asia Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
00069  28-Feb-11  Hong Kong  G8063F106  Special      1,464,666  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Reelect Gregory Allan Dogan as Director      Mgmt    For  For 
2  Approve Shenyang SPA, Shenyang JV Agreement and Related  Mgmt    For  For 
  Transactions               
 
Canadian Western Bank
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CWB  03-Mar-11  Canada  13677F101  Annual/Special  14-Jan-11  25,200  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Ratify KPMG LLP as Auditors      Mgmt    For  For 
2.1  Elect Director Albrecht W.A. Bellstedt      Mgmt    For  For 
2.2  Elect Director Allan W. Jackson      Mgmt    For  For 
2.3  Elect Director Wendy A. Leaney      Mgmt    For  For 
2.4  Elect Director Robert A. Manning      Mgmt    For  For 
2.5  Elect Director Gerald A.B. McGavin      Mgmt    For  For 
2.6  Elect Director Howard E. Pechet      Mgmt    For  For 
2.7  Elect Director Robert L. Phillips      Mgmt    For  For 
2.8  Elect Director Laurence (Larry) M. Pollock      Mgmt    For  For 
2.9  Elect Director Raymond J. Protti      Mgmt    For  For 
2.10  Elect Director Ian M. Reid      Mgmt    For  For 
2.11  Elect Director H. Sanford Riley      Mgmt    For  For 
2.12  Elect Director Alan M. Rowe      Mgmt    For  For 
2.13  Elect Director Arnold J. Shell      Mgmt    For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt    For  For 
4  Allow Board to Appoint Additional Directors Between Annual  Mgmt    For  For 
  Meetings               

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Wartsila Oyj
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WRT1V  03-Mar-11  Finland  X98155116  Annual  21-Feb-11  71,903  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports, and the  Mgmt     
  Auditor's Report; Receive Review by the CEO         
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 1.75 Per  Mgmt  For  For 
  Share; Authorize Board to Distribute Special Dividend of EUR       
  1.00 Per Share             
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Annual Remuneration of Directors in the Amount of EUR  Mgmt  For  For 
  120,000 for Chairman, EUR 90,000 for Deputy Chairman, and       
  EUR 60,000 for Other Directors; Approve Attendence Fee         
 
11  Fix Number of Directors at Nine      Mgmt  For  For 
12  Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Alexander    Mgmt  For  For 
  Ehrnrooth, Paul Ehrnrooth, Bertel Langenskiold, Mikael Lilius       
  (Chair), and Matti Vuoria (Vice-Chair) as Directors; Elect Lars       
  Josefsson and Markus Rauramo as New Directors         
13  Approve Remuneration of Auditors      Mgmt  For  For 
14  Reelect KPMG as Auditor      Mgmt  For  For 
15  Approve 1:2 Stock Split      Mgmt  For  For 
16  Close Meeting        Mgmt     
 
Busan Bank
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  04-Mar-11  South Korea    Annual  31-Dec-10  97,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1  Approve Appropriation of Income and Dividend of KRW 250 per  Mgmt  For  For 
  Share             
2  Elect One Inside Director and Three Outside Directors (Bundled)  Mgmt  For  For 
 
3  Elect Park Hae-Sik as Member of Audit Committee    Mgmt  For  For 
 
 
Cargotec Oyj
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CGCBV  08-Mar-11  Finland  X10788101  Annual  24-Feb-11  11,255  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Board's and Auditor's Report; Receive CEO's Presentation         
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 0.60 Per  Mgmt  For  For 
  Class A Share and EUR 0.61 Per Class B Share         
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Remuneration of Directors in the Amount of EUR 80,000  Mgmt  For  For 
  for Chairman, EUR 55,000 for Vice Chairman, and EUR 40,000       
  for Other Directors; Approve Remuneration for Committee Work       
 
11  Fix Number of Directors at Seven      Mgmt  For  For 
12  Reelect Tapio Hakakari, Ilkka Herlin, Peter Immonen, Karri  Mgmt  For  For 
  Kaitue, Antti Lagerroos, Anja Silvennoinen, and Teuvo Salminen       
  as Director             
13  Approve Remuneration of Auditors      Mgmt  For  For 
14  Fix Number of Auditors at Two      Mgmt  For  For 
15  Ratify Johan Kronberg and PricewaterhouseCoopers Ltd as  Mgmt  For  For 
  Auditors             
16  Authorize Repurchase of up to 952,000 Class A Shares and 5.4  Mgmt  For  For 
  Million Class B Shares             
17  Authorize Reissuance of up to 952,000 Repurchased Class A  Mgmt  For  For 
  Shares and 5.4 Million Repurchased Class B Shares         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
18  Amend Articles Regarding Publication of Meeting Notice    Mgmt  For  For 
19  Close Meeting        Mgmt     
 
Banco Bradesco S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BBDC4  10-Mar-11  Brazil  P1808G117  Annual    128,824  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Preferred Shareholders Have Voting Rights on Item 3 Only  Mgmt     
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Elect Directors and Fiscal Council Members    Mgmt  For  For 
4  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
 
Hyundai Heavy Industries Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
009540  11-Mar-11  South Korea  Y3838M106  Annual  31-Dec-10  5,046  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividend of KRW 7,000  Mgmt  For  For 
  per Share             
2  Amend Articles of Incorporation      Mgmt  For  For 
3  Elect Two Inside Directors and Two Outside Directors (Bundled)  Mgmt  For  For 
4  Elect Pyun Ho-Beom as Member of Audit Committee    Mgmt  For  For 
5  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Hyundai Motor Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
005380  11-Mar-11  South Korea  Y38472109  Annual  31-Dec-10  26,974  0 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividend of KRW 1,500  Mgmt    For  For 
  per Common Share               
2  Elect Two Inside Directors and Two Outside Directors (Bundled)  Mgmt    For  Against 
3  Elect Oh Se-Bin as Member of Audit Committee    Mgmt    For  For 
4  Amend Articles of Incorporation      Mgmt    For  For 
5  Approve Total Remuneration of Inside Directors and Outside  Mgmt    For  For 
  Directors               
 
MMC Norilsk Nickel
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
GMKN  11-Mar-11  Russia  X40407102  Proxy Contest  04-Feb-11  106,216  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt       
  Management Proxy (White Card)      Mgmt       
  Shareholder Proposals        Mgmt       
1  Shareholder Proposal: Approve Early Termination of Powers of  SH    For  For 
  Board of Directors               
2.1  Shareholder Proposal: Elect Boris Bakal as Director    SH    Against  Against 
2.2  Shareholder Proposal: Elect Enos Ned Benda as Director    SH    For  Against 
2.3  Shareholder Proposal: Elect Sergey Barbashev as Director    SH    Against  Against 
2.4  Shareholder Proposal: Elect Aleksey Bashkirov as Director    SH    Against  Against 
2.5  Shareholder Proposal: Elect Lucian Bebchuk as Director    SH    For  For 
2.6  Shareholder Proposal: Elect Andrey Bugrov as Director    SH    Against  Against 
2.7  Shareholder Proposal: Elect Terence Antony Wilkinson as    SH    For  Against 
  Director               
2.8  Shareholder Proposal: Elect Aleksandr Voloshin as Director  SH    For  Against 
2.9  Shareholder Proposal: Elect Artem Volynets as Director    SH    Against  Against 
2.10  Shareholder Proposal: Elect Oleg Deripaska as Director    SH    Against  Against 
2.11  Shareholder Proposal: Elect Claude Dauphin as Director    SH    For  Against 
2.12  Shareholder Proposal: Elect Marianna Zakharova as Director  SH    Against  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.13  Shareholder Proposal: Elect Larisa Zelkova as Director    SH  Against  Against 
2.14  Shareholder Proposal: Elect Olga Zinovyeva as Director    SH  Against  Against 
2.15  Shareholder Proposal: Elect Vladimir Kantorovich as Director  SH  Against  Against 
2.16  Shareholder Proposal: Elect Andrey Klishas as Director    SH  Against  Against 
2.17  Shareholder Proposal: Elect Simon Matthew Collins as Director  SH  For  Against 
2.18  Shareholder Proposal: Elect John Theodore Lindquist as Director  SH  For  Against 
2.19  Shareholder Proposal: Elect Bradford Alan Mills as Director  SH  For  Against 
2.20  Shareholder Proposal: Elect Ardavan Moshiri as Director    SH  For  Against 
2.21  Shareholder Proposal: Elect Oscar Ratsin as Director    SH  For  Against 
2.22  Shareholder Proposal: Elect Nathaniel Rothschild as Director  SH  Against  Against 
2.23  Shareholder Proposal: Elect Maksim Sokov as Director    SH  Against  Against 
2.24  Shareholder Proposal: Elect Vladimir Strzhalkovsky as Director  SH  Against  Against 
2.25  Shareholder Proposal: Elect Vasily Titov as Director    SH  For  Against 
2.26  Shareholder Proposal: Elect John Claude Fast as Director    SH  For  Against 
2.27  Shareholder Proposal: Elect John Gerard Holden as Director  SH  For  For 
  Dissident Proxy (Green Card)      Mgmt     
1  Approve Early Termination of Powers of Board of Directors  SH  For  Do Not Vote 
2.1  Elect Director Lucian Bebchuk      SH  For  Do Not Vote 
2.2  Elect Director John Gerard Holden      SH  For  Do Not Vote 
 
Ferrexpo plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FXPO  15-Mar-11  United Kingdom  G3435Y107  Special  11-Mar-11  85,510  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Acquisition of Up to 1,000 Newly Built Open Rail Car  Mgmt  For  For 
  Wagons from the Open Joint Stock Company Stakhanov Wagon       
  Works             
 
Laurentian Bank Of Canada

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
LB  15-Mar-11  Canada  51925D106  Annual    18-Jan-11  9,600  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Shareholders have the option to vote for directors as a single  Mgmt       
  slate or individually               
1  Elect Directors (Bundled)      Mgmt    For  For 
  Elect 13 Directors by Cumulative Voting      Mgmt       
1.1  Elect Director Pierre Anctil      Mgmt    For  For 
1.2  Elect Director Lise Bastarache      Mgmt    For  For 
1.3  Elect Director Jean Bazin      Mgmt    For  For 
1.4  Elect Director Richard Belanger      Mgmt    For  For 
1.5  Elect Director Eve-Lyne Biron      Mgmt    For  For 
1.6  Elect Director Isabelle Courville      Mgmt    For  For 
1.7  Elect Director L. Denis Desautels      Mgmt    For  For 
1.8  Elect Director Pierre Genest      Mgmt    For  For 
1.9  Elect Director Michel Labonte      Mgmt    For  For 
1.10  Elect Director Jacqueline C. Orange      Mgmt    For  For 
1.11  Elect Director Marie-france Poulin      Mgmt    For  For 
1.12  Elect Director Rejean Robitaille      Mgmt    For  For 
1.13  Elect Director Jonathan I. Wener      Mgmt    For  For 
2  Ratify Ernst & Young LLP as Auditors      Mgmt    For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt    For  For 
4  Adopt a Policy of Achieving Parity in No More than Ten Years  SH    Against  Against 
5  Adopt a Policy Stipulating Internal Equity Ratio    SH    Against  Against 
6  Provide Additional Information on the Comparison of    SH    Against  Against 
  Compensation with Peers             
7  Metrics Used for Executive Compensation Including    SH    Against  Against 
  Non-Financial Indicators             
 
Daelim Industrial Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
000210  18-Mar-11  South Korea  Y1860N109  Annual    31-Dec-10  28,059  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividends of KRW100 per  Mgmt  For  For 
  Common Share and 150 per Preferred Share         
2  Amend Articles of Incorporation      Mgmt  For  For 
  Election of Directors        Mgmt     
3.1  Reelect Park Jong-Gook as Inside Director    Mgmt  For  For 
3.2  Elect Lee Hae-Wook as Inside Director      Mgmt  For  For 
3.3  Reelect Oh Soo-Geun as Outside Director      Mgmt  For  For 
3.4  Reelect Shin Jung-Sik as Outside Director      Mgmt  For  For 
3.5  Reelect Cho Jin-Hyeong as Outside Director    Mgmt  For  For 
3.6  Reelect Shin Young-Joon as Outside Director    Mgmt  For  For 
3.7  Reelect Yoon Byung-Gak as Outside Director    Mgmt  For  For 
3.8  Reelect Jung Dong-Woo as Outside Director    Mgmt  For  For 
  Election of Audit Committee Members      Mgmt     
4.1  Reelect Oh Soo-Geun as Member of Audit Committee    Mgmt  For  For 
4.2  Reelect Shin Jung-Sik as Member of Audit Committee    Mgmt  For  For 
4.3  Reelect Cho Jin-Hyeong as Member of Audit Committee    Mgmt  For  For 
5  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Hyundai Steel Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
004020  18-Mar-11  South Korea  Y38383108  Annual  31-Dec-10  14,858  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividend of KRW 500 per  Mgmt  For  Against 
  Share             
2  Amend Articles of Incorporation      Mgmt  For  For 
3  Reelect Chung Mong-Koo as Inside Director    Mgmt  For  Against 
4  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Kia Motors
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
000270  18-Mar-11  South Korea  Y47601102  Annual  31-Dec-10  63,580  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividend of KRW 500 per  Mgmt  For  For 
  Share             
2  Elect Two Inside Directors and Three Outside Directors    Mgmt  For  For 
  (Bundled)             
3  Reelect Two Outside Directors as Members of Audit Committee  Mgmt  For  For 
  (Bundled)             
4  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
LG Chem Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
051910  18-Mar-11  South Korea  Y52758102  Annual  31-Dec-10  11,830  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividends of KRW 4,000  Mgmt  For  For 
  per Common Share and KRW 4,050 per Preferred Share         
2  Eelect One Inside Director and One Outside Director (Bundled)  Mgmt  For  For 
 
3  Elect Kim Se-Jin as Member of Audit Committee    Mgmt  For  For 
4  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Samsung Electronics Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
005930  18-Mar-11  South Korea  Y74718100  Annual  31-Dec-10  13,647  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividends of KRW 5,000  Mgmt  For  For 
  per Common Share and KRW 5,050 per Preferred Share         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Souza Cruz S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CRUZ3  18-Mar-11  Brazil  P26663107  Annual    36,075  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Elect Director        Mgmt  For  For 
4  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
5  Install Fiscal Council        Mgmt  For  For 
6  Elect Fiscal Council Members and Approve their Remuneration  Mgmt  For  For 
 
Souza Cruz S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CRUZ3  18-Mar-11  Brazil  P26663107  Special    36,075  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 5:1 Stock Split      Mgmt  For  For 
2  Approve Agreement to Absorb Souza Cruz Trading SA    Mgmt  For  For 
3  Appoint Independent Firm to Appraise Proposed Absorption  Mgmt  For  For 
4  Approve Independent Firm's Approval      Mgmt  For  For 
5  Approve Absorption of Souza Cruz Trading SA    Mgmt  For  For 
 
Bank Of Montreal
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BMO  22-Mar-11  Canada  063671101  Annual  01-Feb-11  135,000  0 

 



Vote Summary Report         
Report was run from: 7/1/10 to 6/30/11         
Location(s): Principal Global Investors         
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
            Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Robert M. Astley    Mgmt  For  For 
1.2  Elect Director David R. Beatty    Mgmt  For  For 
1.3  Elect Director Sophie Brochu    Mgmt  For  For 
1.4  Elect Director Robert Chevrier    Mgmt  For  For 
1.5  Elect Director George A. Cope    Mgmt  For  For 
1.6  Elect Director William A. Downe    Mgmt  For  For 
1.7  Elect Director Christine A. Edwards    Mgmt  For  For 
1.8  Elect Director Ronald H. Farmer    Mgmt  For  For 
1.9  Elect Director David A. Galloway    Mgmt  For  For 
1.10  Elect Director Harold N. Kvisle    Mgmt  For  For 
1.11  Elect Director Bruce H. Mitchell    Mgmt  For  For 
1.12  Elect Director Philip S. Orsino    Mgmt  For  For 
1.13  Elect Director Martha C. Piper    Mgmt  For  For 
1.14  Elect Director J. Robert S. Prichard    Mgmt  For  For 
1.15  Elect Director Guylaine Saucier    Mgmt  For  For 
1.16  Elect Director Don M. Wilson III    Mgmt  For  For 
2  Ratify KPMG LLP as Auditors    Mgmt  For  For 
3  Amend Bank's By-Laws      Mgmt  For  For 
4  Advisory Vote on Executive Compensation Approach  Mgmt  For  For 
5  Critical Mass of Qualified Women on the Board  SH  Against  Against 
6  Adopt a Policy Stipulating an Internal Pay Ratio  SH  Against  Against 
7  Abolition of Subsidiaries and Branches in Tax Havens  SH  Against  Against 
8  Additional Information Regarding Peer Comparisons of  SH  Against  Against 
  Compensation           
 
Arcelik A.S.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ARCLK  23-Mar-11  Turkey  M1490L104  Annual  0  0 
 
            Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting Agenda    Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Open Meeting and Elect Chairman of Meeting    Mgmt  For  Do Not Vote 
2  Accept Financial Statements and Receive Statutory Reports  Mgmt  For  Do Not Vote 
3  Approve Discharge of Board and Auditors      Mgmt  For  Do Not Vote 
4  Approve Allocation of Income      Mgmt  For  Do Not Vote 
5  Receive Information on Profit Distribution Policy    Mgmt     
6  Receive Information on Company Disclosure Policy    Mgmt     
7  Amend Article 3 - Re: Corporate Purpose and Subject    Mgmt  For  Do Not Vote 
8  Elect Directors        Mgmt  For  Do Not Vote 
9  Appoint Internal Statutory Auditors      Mgmt  For  Do Not Vote 
10  Approve Remuneration of Directors and Internal Auditors    Mgmt  For  Do Not Vote 
11  Receive Information on Charitable Donations    Mgmt     
12  Receive Information on Related Party Transactions    Mgmt     
13  Ratify External Auditors      Mgmt  For  Do Not Vote 
14  Grant Permission for Board Members to Engage in Commercial  Mgmt  For  Do Not Vote 
  Transactions with Company and Be Involved with Companies       
  with Similar Corporate Purpose           
15  Authorize Presiding Council to Sign Minutes of Meeting    Mgmt  For  Do Not Vote 
16  Wishes        Mgmt     
 
Georg Fischer AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FI-N  23-Mar-11  Switzerland  H26091142  Annual  14-Mar-11  1,118  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals      Mgmt     
1  Designation of Minutes Keeper and Election of Vote Counter  Mgmt  For  For 
2  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
3.1  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 
3.2  Approve CHF 41.0 Million Reduction in Share Capital and    Mgmt  For  For 
  Repayment of CHF 10 per Share           
4  Approve Discharge of Board and Senior Management    Mgmt  For  For 
5.1.1  Reelect Gerold Buehrer as Director      Mgmt  For  For 
5.1.2  Reelect Kurt Stirnemann as Director      Mgmt  For  For 
5.2  Elect Jasmin Staiblin as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Ratify KPMG AG as Auditors      Mgmt  For  For 
7  Amend Articles Re: Compliance with Swiss Federal Act on    Mgmt  For  For 
  Intermediated Securities           
  Shareholder Proposals Submitted by Gruppe Behr    Mgmt     
8.1  Raise Voting Rights Cap from 5 Percent of Share Capital to 10  SH  Against  For 
  Percent, and Eliminate Allowance for the Board to Make         
  Discretionary Exceptions           
8.2  Reduce Board Terms to One Year      SH  Against  For 
8.3  Establish Term Limit of 12 Years for Membership on the Board of  SH  Against  Against 
  Directors             
 
Novo Nordisk A/S
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  23-Mar-11  Denmark  K7314N152  Annual  16-Mar-11  140,961  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Report of Board      Mgmt     
2  Receive and Approve Financial Statements and Statutory Reports  Mgmt  For  For 
3.1  Approve Remuneration of Directors for 2010    Mgmt  For  For 
3.2  Approve Remuneration of Directors for 2011    Mgmt  For  For 
4  Approve Allocation of Income and Dividends of DKK 10 for Each  Mgmt  For  For 
  Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A       
  Share of DKK 1             
5.1a  Reelect Sten Scheibye as Director      Mgmt  For  For 
5.1b  Reelect Goran Ando as Director      Mgmt  For  For 
5.1c  Elect Bruno Angelici as New Director      Mgmt  For  For 
5.1d  Reelect Henrik Gurtler as Director      Mgmt  For  For 
5.1e  Elect Thomas Koestler as New Director      Mgmt  For  For 
5.1f  Reelect Kurt Nielsen as Director      Mgmt  For  For 
5.1g  Reelect Hannu Ryopponen as Director      Mgmt  For  For 
5.1h  Reelect Jorgen Wedel as Director      Mgmt  For  For 
5.2  Elect Sten Scheibye as Chairman of the Board    Mgmt  For  For 
5.3  Elect Goran Ando as Vice Chairman of the Board    Mgmt  For  For 
6  Ratify PricewaterhouseCoopers as Auditor    Mgmt  For  For 
7.1  Approve DKK 20.0 Million Reduction in Class B Share Capital via  Mgmt  For  For 
  Share Cancellation             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
7.2  Authorize Repurchase up to 10 Percent of Share Capital    Mgmt  For  Against 
7.3a  Delete Article 2 Specifying Location of Registered Office    Mgmt  For  For 
7.3b  Amend Articles Re: Removal of the Requirement to Advertise the  Mgmt  For  For 
  Notice in Two Daily Newspapers           
7.3c  Amend Articles Re: Introduce Age Limit of 70 Years for Board  Mgmt  For  Against 
  Members             
7.4  Amend Guidelines for Incentive-Based Compensation for    Mgmt  For  For 
  Executive Management and Board           
8  Other Business        Mgmt     
 
 
Svenska Handelsbanken
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SHBA  23-Mar-11  Sweden  W90937181  Annual  17-Mar-11  163,537  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Chairman of Meeting      Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report; Receive Board and Committee Reports;         
  Receive President's Report; Allow Questions         
8  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
9  Approve Allocation of Income and Dividends of SEK 9 per Share  Mgmt  For  For 
 
10  Approve Discharge of Board and President    Mgmt  For  For 
11  Authorize Repurchase of Up to 40.0 Million Class A and/or Class  Mgmt  For  For 
  B Shares and Reissuance of Repurchased Shares         
12  Authorize Repurchase of Up to 2 Percent of Issued Share Capital  Mgmt  For  For 
  for the Bank's Trading Book           
13  Approve Issuance of Convertibles to Employees    Mgmt  For  For 
14  Determine Number of Members (12) and Deputy Members (0) of  Mgmt  For  For 
  Board             
15  Approve Remuneration of Directors in the Amount of SEK 3  Mgmt  For  Against 
  Million for Chairman, SEK 800,000 for Each Vice Chairman, and       
  SEK 550,000 for Other Directors; Approve Remuneration for       
  Committee Work; Approve Remuneration of Auditors         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
16  Reelect Hans Larsson (Chairman), Jon Baksaas, Ulrika Boethius,  Mgmt  For  Against 
  Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder,       
  Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders       
  Nyren, and Bente Rathe as Directors           
17  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
18  Ratify Auditors        Mgmt  For  For 
19  Amend Articles Regarding Convocation of Annual General    Mgmt  For  For 
  Meeting             
  Shareholder Proposals        Mgmt     
20  Initiate Special Investigation of Circumstances Relating to    SH  None  Against 
  Swedish Financial Supervisory Authority Imposing Penalty on the       
  Bank             
21  Require Board to Evaluate and Report the Banks Work    SH  None  Against 
  Concerning Gender Equality and Ethnicity on an Annual Basis       
22  Close Meeting        Mgmt     
 
 
Carlsberg
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  24-Mar-11  Denmark  K36628137  Annual  17-Mar-11  95,896  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Report of Board      Mgmt     
2  Approve Financial Statements and Statutory Report; Approve  Mgmt  For  For 
  Discharge of Supervisory Board and Executive Board         
3  Approve Allocation of Income and Dividends of DKK 5.00 per  Mgmt  For  For 
  Share             
4a  Approve Remuneration of Directors in the amount of DKK    Mgmt  For  For 
  400,000 to Each Director (Base Fee), the Chairman Shall Receive       
  Double Base Fee and the Deputy Chairman Shall Receive One       
  and a Half Base Fee; Approve Remuneration for Committee       
  Work             
4b  Approve Guidelines for Incentive-Based Compensation for    Mgmt  For  For 
  Executive Management and Board           
4c  Amend Articles Re: Change of the Supervisory Board Members'  Mgmt  For  For 
  Term of Office from Two to One Year           
5a  Reelect Povl Krogsgaard-Larsen as Director    Mgmt  For  Abstain 
5b  Reelect Cornelis Job van der Graaf as Director    Mgmt  For  For 
5c  Reelect Richard Burrows as Director      Mgmt  For  For 
5d  Reelect Niels Kaergard as Director      Mgmt  For  Abstain 
6  Ratify KPMG as Auditor        Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

Nordea Bank AB (formerly Nordea AB)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NDA  24-Mar-11  Sweden  W57996105  Annual  18-Mar-11  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Claes Beyer as Chairman of Meeting      Mgmt  For  For 
2  Prepare and Approve List of Shareholders      Mgmt  For  For 
3  Approve Agenda of Meeting      Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
5  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report; Receive Chairman's Review and CEO's Speech       
 
7  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 0.29 per  Mgmt  For  For 
  Share             
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Amend Articles Re: Term of Auditor, Convocation of Meeting,  Mgmt  For  For 
  Other Amendments             
11  Determine Number of Members (9) and Deputy Members (0) of  Mgmt  For  For 
  Board             
12  Fix Number of Auditors at One      Mgmt  For  For 
13  Approve Remuneration of Directors in the Amount of EUR    Mgmt  For  For 
  252,000 for Chairman, EUR 97,650 for Deputy Chairman, and       
  EUR 75,600 for Other Directors; Approve Meeting Fees; Approve       
  Remuneration of Auditors           
14  Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling,  Mgmt  For  For 
  Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell,       
  Bjorn Saven, and Kari Stadigh as Directors         
15  Ratify KPMG as Auditor        Mgmt  For  For 
16  Authorize Chairman of Board and Representatives of Four of  Mgmt  For  For 
  Company's Largest Shareholders to Serve on Nominating         
  Committee             
17a  Authorize Share Repurchase Program      Mgmt  For  For 
17b  Authorize Reissuance of Repurchased Shares    Mgmt  For  For 
18  Authorize Repurchase of Issued Shares According to Chapter 7  Mgmt  For  For 
  Section 6 of the Swedish Securities Market Act         
19  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
20a  Approve 2011 Share Matching Plan      Mgmt  For  For 
20b  Approve Issuance of up to 4.7 Million Class C-Shares, Approve  Mgmt  For  For 
  Repurchase of up to 4.7 Million Class C-Shares, and Approve       
  Conveyance of up to 4.2 Million Class C-Shares         
 
Compania De Minas Buenaventura S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BUENAVC1  25-Mar-11  Peru  P66805147  Annual  07-Mar-11  64,309  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Elect or Remove Directors      Mgmt  For  Against 
2  Approve Financial Statements Annual Reports; Discharge    Mgmt  For  For 
  Directors             
3  Approve Allocation of Income      Mgmt  For  For 
4  Elect External Auditors for 2011 Fiscal Year    Mgmt  For  For 
 
Daewoo Shipbuilding & Marine Engineering Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
042660  25-Mar-11  South Korea  Y1916Y117  Annual  31-Dec-10  38,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividend of KRW 500 per  Mgmt  For  For 
  Share             
2  Elect Four Outside Directors (Bundled)    Mgmt  For  For 
3  Elect Four Members of Audit Committee (Bundled)    Mgmt  For  For 
4  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Fomento Economico Mexicano S.A.B. de C.V. (FEMSA)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FEMSAUBD  25-Mar-11  Mexico  P4182H115  Annual  09-Mar-11  56,727  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Accept Report of Board of Directors on Financial Statements and  Mgmt  For  For 
  Statutory Reports for Fiscal Year 2010, Receive CEO's Report       
  and Audit and Corporate Practices Committees Chairmen Report       
 
2  Approve Tax Report on Fiscal Obligations      Mgmt  For  For 
3  Approve Allocation of Income and Distribution of Dividends of  Mgmt  For  For 
  MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares;       
  Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37       
  per BD Unit             
4  Set Aggregate Nominal Share Repurchase Reserve to a    Mgmt  For  For 
  Maximum Amount of up to MXN 3 Billion           
5  Elect Directors and Secretaries, Verify Independence of Directors  Mgmt  For  Against 
  and Approve their Remuneration           
6  Elect Members and Chairmen of Finance and Planning    Mgmt  For  Against 
  Committee, Audit Committee and Corporate Practices         
  Committee; Approve Their Remuneration           
7  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
8  Approve Minutes of Meeting      Mgmt  For  For 
 
 
GS Holdings Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
078930  25-Mar-11  South Korea  Y2901P103  Annual  31-Dec-10  35,132  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividends of KRW 1,250  Mgmt  For  For 
  per Commmon Share and KRW 1,300 per Preferred Share         
 
2  Amend Articles of Incorporation      Mgmt  For  For 
3  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Hana Financial Group Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
086790  25-Mar-11  South Korea  Y29975102  Annual  31-Dec-10  75,070  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Financial Statements      Mgmt  For  For 
2  Approve Appropriation of Income and Dividend of KRW 400 per  Mgmt  For  For 
  Share             
3  Amend Articles of Incorporation      Mgmt  For  For 
4.1  Elect Five Inside Directors and Six Outside Directors (Bundled)  Mgmt  For  For 
4.2  Elect Four Members of Audit Committee (Bundled)    Mgmt  For  For 
5  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Industrial Bank of Korea
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
024110  25-Mar-11  South Korea  Y3994L108  Annual  31-Dec-10  119,050  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividends of KRW 410 per  Mgmt  For  For 
  Common Share and KRW 410 per Preferred Share         
2  Amend Articles of Incorporation      Mgmt  For  For 
3  Amend Terms of Severance Payments to Executives    Mgmt  For  For 
4  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
5  Authorize Board to Fix Remuneration of Internal Auditor    Mgmt  For  For 
 
LG Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
003550  25-Mar-11  South Korea  Y52755108  Annual  31-Dec-10  32,947  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Appropriation of Income and Dividends of KRW 1,000  Mgmt  For  For 
  per Common Share and KRW 1,050 per Preferred Share         
2  Reelect Cho Joon-Ho as Inside Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Turkiye Vakiflar Bankasi TAO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VAKBN  25-Mar-11  Turkey  M9037B109  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting Agenda      Mgmt     
1  Open Meeting and Elect Presiding Council of Meeting    Mgmt     
2  Authorize Presiding Council to Sign Minutes of Meeting    Mgmt  For  Do Not Vote 
3  Receive Financial Statements and Statutory Reports    Mgmt     
4  Accept Financial Statements Audited by External Audits    Mgmt  For  Do Not Vote 
5  Approve Discharge of Board      Mgmt  For  Do Not Vote 
6  Approve Discharge of Auditors      Mgmt  For  Do Not Vote 
7  Amend Company Articles of Association      Mgmt  For  Do Not Vote 
8  Approve Allocation of Income      Mgmt  For  Do Not Vote 
9  Ratify Director Appointments Made During the Year    Mgmt  For  Do Not Vote 
10  Approve Remuneration of Directors and Internal Auditors    Mgmt  For  Do Not Vote 
11  Grant Permission for Board Members to Engage in Commercial  Mgmt  For  Do Not Vote 
  Transactions with Company and Be Involved with Companies       
  with Similar Corporate Purpose           
12  Ratify External Auditors      Mgmt  For  Do Not Vote 
13  Receive Information on Charitable Donations    Mgmt     
14  Wishes        Mgmt     
15  Close Meeting        Mgmt     
 
Woori Finance Holdings Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
053000  25-Mar-11  South Korea  Y9695X119  Annual  31-Dec-10  111,550  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Approve Appropriation of Income and Dividend of KRW 250 per  Mgmt  For  For 
  Share             
  Election of Inside Director      Mgmt     
2  Reelect Lee Pal-Sung as Inside Director      Mgmt  For  For 
  Election of Outside Directors      Mgmt     
3.1  Reelect Bang Min-Joon as Outside Director    Mgmt  For  For 
3.2  Reelect Shin Hee-Taek as Outside Director    Mgmt  For  For 
3.3  Reelect Lee Doo-Hee as Outside Director      Mgmt  For  For 
3.4  Reelect Lee Heon as Outside Director      Mgmt  For  For 
3.5  Elect Lee Yong-Man as Outside Director      Mgmt  For  For 
3.6  Elect Kim Gwang-Eui as Outside Director      Mgmt  For  For 
3.7  Elect Park Ji-Hwan as Outside Director      Mgmt  For  For 
4  Reappoint Lee Pal-Sung as CEO      Mgmt  For  For 
  Election of Audit Committee Members      Mgmt     
5.1  Reelect Shin Hee-Taek as Member of Audit Committee    Mgmt  For  For 
5.2  Reelect Lee Doo-Hee as Member of Audit Committee    Mgmt  For  For 
5.3  Elect Lee Heon as Member of Audit Committee    Mgmt  For  For 
5.4  Elect Lee Yong-Man Member of Audit Committee    Mgmt  For  For 
5.5  Elect Kim Gwang-Eui as Member of Audit Committee    Mgmt  For  For 
6  Approve Total Remuneration of Inside Directors and Outside  Mgmt  For  For 
  Directors             
 
Nutreco NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NUO  28-Mar-11  Netherlands  N6509P102  Annual  28-Feb-11  73,181  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Open Meeting        Mgmt     
2  Receive Report of  Supervisory Board (Non-Voting)    Mgmt     
3  Receive Report of Management Board (Non-Voting)    Mgmt     
4.1  Approve Financial Statements      Mgmt  For  For 
4.2  Approve Dividends of 1.50 EUR Per Share    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5.1  Approve Discharge of Management Board    Mgmt  For  For 
5.2  Approve Discharge of Supervisory Board      Mgmt  For  For 
6  Ratify KPMG Accountants as Auditors      Mgmt  For  For 
7.1  Grant Board Authority to Issue Shares Up To 10 Percent of  Mgmt  For  For 
  Issued Capital Plus Additional 10 Percent in Case of         
  Takeover/Merger             
7.2  Authorize Board to Exclude Preemptive Rights from Issuance  Mgmt  For  For 
  under Item 7.1             
8  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
9.1  Reelect J.M. de Jong to Supervisory Board    Mgmt  For  For 
9.2  Accept Resignation of R. Zwartendijk as a Supervisory Board  Mgmt     
  Member             
10  Elect G. Boon to Executive Board      Mgmt  For  For 
11  Other Business (Non-Voting)      Mgmt     
12  Close Meeting        Mgmt     
 
African Bank Investments Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ABL  30-Mar-11  South Africa  S01035112  Special    224,005  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolution        Mgmt     
1  Authorise Issue of up to 15,000,000 Preference shares for Cash  Mgmt  For  For 
  to Selected Investors By Way of Private Placements         
  Special Resolutions        Mgmt     
1  Authorise Issue of up to 15,000,000 Preference shares for Cash  Mgmt  For  For 
  to Selected Investors By Way of Private Placements in         
  Anticipation of the New Companies Act           
2  Amend Articles of Association Re: Preference Shares    Mgmt  For  For 
  Ordinary Resolution        Mgmt     
2  Authorise Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
Canon Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7751  30-Mar-11  Japan  J05124144  Annual  31-Dec-10  231,000  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 65  Mgmt  For  For 
2.1  Elect Director Mitarai, Fujio      Mgmt  For  For 
2.2  Elect Director Uchida, Tsuneji      Mgmt  For  For 
2.3  Elect Director Tanaka, Toshizo      Mgmt  For  For 
2.4  Elect Director Ikoma, Toshiaki      Mgmt  For  For 
2.5  Elect Director Watanabe, Kunio      Mgmt  For  For 
2.6  Elect Director Adachi, Yoroku      Mgmt  For  For 
2.7  Elect Director Mitsuhashi, Yasuo      Mgmt  For  For 
2.8  Elect Director Iwashita, Tomonori      Mgmt  For  For 
2.9  Elect Director Osawa, Masahiro      Mgmt  For  For 
2.10  Elect Director Matsumoto, Shigeyuki      Mgmt  For  For 
2.11  Elect Director Shimizu, Katsuichi      Mgmt  For  For 
2.12  Elect Director Banba, Ryoichi      Mgmt  For  For 
2.13  Elect Director Honma, Toshio      Mgmt  For  For 
2.14  Elect Director Nakaoka, Masaki      Mgmt  For  For 
2.15  Elect Director Honda, Haruhisa      Mgmt  For  For 
2.16  Elect Director Ozawa, Hideki      Mgmt  For  For 
2.17  Elect Director Maeda, Masaya      Mgmt  For  For 
2.18  Elect Director Tani, Yasuhiro      Mgmt  For  For 
2.19  Elect Director Araki, Makoto      Mgmt  For  For 
3  Appoint Statutory Auditor Oe, Tadashi      Mgmt  For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
5  Approve Stock Option Plan      Mgmt  For  For 
 
Grupo Financiero Banorte S.A.B. de C.V.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GFNORTEO  30-Mar-11  Mexico  P49501201  Special  16-Mar-11  327,218  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Approve Acquisition of IXE Grupo Financiero S.A.B. de C.V by  Mgmt  For  For 
  Grupo Financiero Banorte S.A.B. de C.V.; Approve Financial       
  Statements             
2  Amend Company Bylaws      Mgmt  For  For 
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Approve Minutes of Meeting      Mgmt  For  For 
 
Jeronimo Martins SGPS S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
JMT  30-Mar-11  Portugal  X40338109  Annual  23-Mar-11  361,568  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Individual Financial Statements and Statutory Reports for  Mgmt  For  For 
  Fiscal 2010             
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
  for Fiscal 2010             
4  Approve Discharge of Management and Supervisory Board  Mgmt  For  For 
5  Approve Remuneration Policy      Mgmt  For  For 
6  Approve Decrease in Size of Board      Mgmt  For  For 
7  Elect Audit Committee Member      Mgmt  For  For 
8  Amend Articles 23 and 25      Mgmt  For  For 
9  Amend Pension Plan        Mgmt  For  For 
10  Shareholder Proposal: Approve Remuneration of Remuneration  SH    For 
  Committee Members             
 
Metso Corporation (Valmet-Rauma Corp.)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MEO1V  30-Mar-11  Finland  X53579102  Annual  18-Mar-11  121,241  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report, Receive CEO's Review           
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 1.55 Per  Mgmt  For  For 
  Share             
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Remuneration of Directors in the Amount of EUR 92,000  Mgmt  For  For 
  for Chairman, EUR 56,000 for Deputy Chairman, and EUR 45,000       
  for Other Directors; Approve Meeting Fees         
11  Fix Number of Directors at 8      Mgmt  For  For 
12  Reelect Mikael von Frenckell, Maija-Liisa Friman, Christer Gardell,  Mgmt  For  For 
  Yrjo Neuvo, Erkki Pehu-Lehtonen, Pia Rudengren, andJukka       
  Viinanen as Directors; Elect Ozey Horton as a New Director       
13  Approve Remuneration of Auditors      Mgmt  For  Against 
14  Ratify PricewaterhouseCoopers Oy as Auditors    Mgmt  For  For 
15  Authorize Repurchase of 10 Million Issued Shares    Mgmt  For  For 
16  Approve Issuance of 15 Million New Shares and Conveyance of  Mgmt  For  For 
  10 Million Shares without Preemptive Rights         
  Shareholder Proposal from Solidium Oy      Mgmt     
17  Establish Nominating Committee      SH  None  For 
18  Close Meeting        Mgmt     
 
National Bank Of Canada
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NA  30-Mar-11  Canada  633067103  Annual  11-Feb-11  106,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Lawrence S. Bloomberg      Mgmt  For  For 
1.2  Elect Director Andre Caille      Mgmt  For  For 
1.3  Elect Director Gerard Coulombe      Mgmt  For  For 
1.4  Elect Director Bernard Cyr      Mgmt  For  For 
1.5  Elect Director Gillian H. Denham      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.6  Elect Director Nicole Diamond-Gelinas      Mgmt  For  For 
1.7  Elect Director Jean Douville      Mgmt  For  For 
1.8  Elect Director Jean Gaulin      Mgmt  For  For 
1.9  Elect Director Paul Gobeil      Mgmt  For  For 
1.10  Elect Director Jean Houde      Mgmt  For  For 
1.11  Elect Director Louise Laflamme      Mgmt  For  For 
1.12  Elect Director Roseann Runte      Mgmt  For  For 
1.13  Elect Director Marc P. Tellier      Mgmt  For  For 
1.14  Elect Director Pierre Thabet      Mgmt  For  For 
1.15  Elect Director Louis Vachon      Mgmt  For  For 
2  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
3  Ratify Samson Belair/Deloitte and Touche as Auditors    Mgmt  For  For 
4  Adopt a Policy Stipulating an Internal Pay Ratio    SH  Against  Against 
5  Abolition of Subsidiaries and Branches in Tax Havens    SH  Against  Against 
6  Additional Information Regarding Peer Comparisons of    SH  Against  Against 
  Compensation             
 
Noritz Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
5943  30-Mar-11  Japan  J59138115  Annual  31-Dec-10  33,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 14  Mgmt  For  For 
2  Amend Articles to Clarify Terms of Alternate Statutory Auditors  Mgmt  For  For 
3.1  Elect Director Kokui, Soichiro      Mgmt  For  For 
3.2  Elect Director Nishibata, Yuuji      Mgmt  For  For 
3.3  Elect Director Otaki, Toshiyuki      Mgmt  For  For 
3.4  Elect Director Kinda, Tomosaburo      Mgmt  For  For 
3.5  Elect Director Ueda, Hideo      Mgmt  For  For 
3.6  Elect Director Sasaki, Sadao      Mgmt  For  For 
3.7  Elect Director Nakamura, Takafumi      Mgmt  For  For 
4.1  Appoint Statutory Auditor Sawada, Toshiyuki    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4.2  Appoint Statutory Auditor Ogawa, Yasuhiko    Mgmt  For  For 
5  Appoint Alternate Statutory Auditor Otsuka, Akira    Mgmt  For  For 
 
Tokyo Tatemono Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8804  30-Mar-11  Japan  J88333117  Annual  31-Dec-10  696,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 4  Mgmt  For  For 
2  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
3.1  Elect Director Minami, Keisuke      Mgmt  For  For 
3.2  Elect Director Hatanaka, Makoto      Mgmt  For  For 
3.3  Elect Director Sakuma, Hajime      Mgmt  For  For 
3.4  Elect Director Saruta, Akisato      Mgmt  For  For 
3.5  Elect Director Kato, Kazumasa      Mgmt  For  For 
3.6  Elect Director Shibayama, Hisao      Mgmt  For  For 
3.7  Elect Director Usui, Tatsuo      Mgmt  For  For 
3.8  Elect Director Hata, Toshiyuki      Mgmt  For  For 
3.9  Elect Director Okubo, Akira      Mgmt  For  For 
3.10  Elect Director Inui, Takeo      Mgmt  For  For 
3.11  Elect Director Yoshida, Shinji      Mgmt  For  For 
3.12  Elect Director Koshimizu, Shuichiro      Mgmt  For  For 
3.13  Elect Director Nomura, Hitoshi      Mgmt  For  For 
3.14  Elect Director Yanai, Yoshiki      Mgmt  For  For 
3.15  Elect Director Kono, Ichiro      Mgmt  For  For 
3.16  Elect Director Hanada, Tsutomu      Mgmt  For  For 
3.17  Elect Director Fukui, Kengo      Mgmt  For  For 
4.1  Appoint Statutory Auditor Kubota, Masami    Mgmt  For  Against 
4.2  Appoint Statutory Auditor Kawagishi, Tetsuya    Mgmt  For  Against 
5  Approve Retirement Bonus Payment for Directors    Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Advanced Info Service PCL
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ADVANC  31-Mar-11  Thailand  Y0014U191  Annual  25-Feb-11  300,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Matters to be Informed        Mgmt     
2  Approve Minutes of Previous AGM      Mgmt  For  For 
3  Acknowledge 2010 Operating Results      Mgmt     
4  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
5  Approve Dividend of THB 12.92 Per Share    Mgmt  For  For 
6  Authorize Issuance of Debentures Not Exceeding THB 20 Billion  Mgmt  For  For 
7.1  Elect Paiboon Limpaphayom as Director      Mgmt  For  For 
7.2  Elect Vikrom Sriprataks as Director      Mgmt  For  For 
7.3  Elect Ng Ching-Wah as Director      Mgmt  For  For 
8  Approve Remuneration of Directors      Mgmt  For  For 
9  Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
10  Acknowledge Report on the Dispute with Respect to the  Mgmt  For  For 
  Amendments to the Contract Permitting Mobile Phone Services       
  Between the Company and TOT PCL           
11  Other Business        Mgmt  For  Against 
 
Christian Dior
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CDI  31-Mar-11  France  F26334106  Annual/Special 28-Mar-11  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
3  Approve Auditors' Special Report on Related-Party Transactions  Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Approve Allocation of Income and Dividends of EUR 2.11 per  Mgmt  For  For 
  Share             
5  Elect Bernard Arnault as Director      Mgmt  For  Against 
6  Elect Sidney Toledano as Director      Mgmt  For  For 
7  Elect Pierre Gode as Director      Mgmt  For  Against 
8  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
9  Authorize Capitalization of Reserves of Up to EUR 80 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
  Extraordinary Business        Mgmt     
10  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
11  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 80       
  Million             
12  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 80       
  Million             
13  Approve Issuance of Shares up to 20 Percent of Issued Capital  Mgmt  For  Against 
  Per Year, up to EUR 80 Million Reserved for Qualified Investors       
  or Restricted Number of Investors           
14  Authorize Board to Set Issue Price for 10 Percent Per Year of  Mgmt  For  Against 
  Issued Capital Pursuant to Issue Authority without Preemptive       
  Rights under Items 12 and 13           
15  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  Against 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above under Items 11, 12 and 13           
16  Authorize Capital Increase of Up to EUR 80 Million for Future  Mgmt  For  Against 
  Exchange Offers             
17  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  Against 
  for Future Acquisitions             
18  Approve Employee Stock Purchase Plan      Mgmt  For  For 
19  Set Total Limit for Capital Increase to Result from All Issuance  Mgmt  For  For 
  Requests Above at EUR 80 Million           
20  Authorize up to 1 Percent of Issued Capital for Use in Restricted  Mgmt  For  Against 
  Stock Plan             
 
 
Credicorp Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  31-Mar-11  Bermuda  G2519Y108  Annual  14-Feb-11  16,043  0 
 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Present Annual Report of the Company for the Fiscal Year Ended  Mgmt     
  December 31, 2010             
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
  for the Fiscal Year Ended December 31, 2010         
3  Elect Directors for a Three-Year Period (Bundled)    Mgmt  For  For 
4  Appoint External Auditors for Fiscal Year 2011    Mgmt  For  For 
 
Vivo Participacoes SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VIVO4  31-Mar-11  Brazil  P9810G116  Annual    45,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Preferred Shareholders Have Voting Rights on Item 4    Mgmt     
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Capital Budget for Upcoming Fiscal Year    Mgmt  For  For 
3  Approve Allocation of Income and Dividends    Mgmt  For  For 
4  Elect Fiscal Council        Mgmt  For  For 
 
Zurich Financial Services AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ZURN  31-Mar-11  Switzerland  H9870Y105  Annual  24-Mar-11  47,941  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
1.2  Approve Remuneration Report      Mgmt  For  For 
2.1  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 
2.2  Approve Transfer of CHF 2.49 Billion from Capital Reserves to  Mgmt  For  For 
  Free Reserves and Dividend of CHF 17.00 per Share         
3  Approve Discharge of Board and Senior Management    Mgmt  For  For 
4.1  Amend Articles Re: Election of Special Auditor for Capital    Mgmt  For  For 
  Increases             
4.2  Amend Articles Re: Contributions in Kind      Mgmt  For  For 
5.1.1  Reelect Manfred Gentz as Director      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

5.1.2  Reelect Fred Kindle as Director      Mgmt  For  For 
5.1.3  Reelect Tom de Swaan as Director      Mgmt  For  For 
5.2  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt  For  For 
 
THAI OIL PUBLIC CO LTD
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TOP  01-Apr-11  Thailand  Y8620B101  Annual  07-Mar-11  693,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Minutes of Previous AGM      Mgmt  For  For 
2  Acknowledge 2010 Operating Results and Approve Financial  Mgmt  For  For 
  Statements             
3  Approve Dividend of THB 2.00 Per Share      Mgmt  For  For 
4  Approve Remuneration of Directors and Board Committee  Mgmt  For  For 
  Members for the Year 2011           
5  Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
6.1  Elect Chaikasem Nitisiri as Director      Mgmt  For  For 
6.2  Elect Surong Bulakul as Director      Mgmt  For  For 
6.3  Elect Wittaya Suriyawong as Director      Mgmt  For  For 
6.4  Elect Chainoi Puankosoom as Director      Mgmt  For  For 
6.5  Elect Udom Wongviwatchai as Director      Mgmt  For  For 
7  Other Business        Mgmt  For  Against 
 
Kesko Oyj
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KESBV  04-Apr-11  Finland  X44874109  Annual  23-Mar-11  78,381  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive CEO's Review        Mgmt     
7  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report             
8  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
9  Approve Allocation of Income and Dividends of EUR 1.30 Per  Mgmt  For  For 
  Share             
10  Approve Discharge of Board and President    Mgmt  For  For 
11  Approve Remuneration of Directors in the Amount of EUR 80,000  Mgmt  For  For 
  for Chairman; EUR 50,000 for Deputy Chairman, and EUR         
  37,000 for Other Directors; Approve Meeting Fees         
12  Fix Number of Directors at Seven      Mgmt  For  For 
13  Elect Directors (No Election to Take Place)    Mgmt     
14  Approve Remuneration of Auditors      Mgmt  For  For 
15  Ratify PricewaterhouseCoopers as Auditors    Mgmt  For  For 
16  Authorize Repurchase of up to One Million Issued Class B Shares  Mgmt  For  For 
17  Approve Conveyance of up to One Million Class B Shares    Mgmt  For  For 
  without Preemptive Rights           
18  Approve Charitable Donations of up to EUR 300,000    Mgmt  For  For 
19  Close Meeting        Mgmt     
 
Petroleo Brasileiro SA-Petrobras
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PETR4  04-Apr-11  Brazil  P78331140  Special  23-Mar-11  329,056  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Amend Article 20        Mgmt  For  For 
2.1  Approve Agreement to Absorb Companhia Mexilhao do Brasil  Mgmt  For  For 
2.2  Appoint KPMG to Appraise Proposed Absorption    Mgmt  For  For 
2.3  Approve KPMG's Appraisal      Mgmt  For  For 
2.4  Approve Absorption of Companhia Mexilhao do Brasil    Mgmt  For  For 
2.5  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Banpu PCL
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BANPU  05-Apr-11  Thailand  Y0697Z103  Annual  10-Mar-11  42,850  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Minutes of Previous EGM      Mgmt  For  For 
2  Acknowledge 2010 Operating Results and Accept 2010 Directors'  Mgmt  For  For 
  Report             
3  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
4  Approve Allocation of Income and Payment of Dividend of THB  Mgmt  For  For 
  21 Per Share             
5.1a  Elect Krirk-Krai Jirapaet as Director      Mgmt  For  For 
5.1b  Elect Montri Mongkolswat as Director      Mgmt  For  For 
5.1c  Elect Rutt Phanijphand as Director      Mgmt  For  For 
5.1d  Elect Chanin Vongkusolkit as Director      Mgmt  For  For 
5.1e  Elect Metee Auapinyakul as Director      Mgmt  For  For 
5.2  Approve Remuneration of Directors      Mgmt  For  For 
6  Appoint Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
 
 
Koninklijke KPN NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  06-Apr-11  Netherlands  N4297B146  Annual  09-Mar-11  629,610  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Open Meeting        Mgmt     
2  Receive Report of Management Board      Mgmt     
3  Approve Financial Statements      Mgmt  For  For 
4  Receive Explanation on Company's Reserves and Dividend Policy  Mgmt     
5  Approve Dividends of EUR 0.80 Per Share    Mgmt  For  For 
6  Approve Discharge of Management Board    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
7  Approve Discharge of Supervisory Board      Mgmt  For  For 
8  Ratify PricewaterhouseCoopers Accountants N.V. as Auditors  Mgmt  For  For 
9  Approve Amendments to Remuneration Policy for Management  Mgmt  For  For 
  Board Members             
10  Proposal to Amend the Remuneration of the Supervisory Board  Mgmt  For  For 
11  Opportunity to Make Recommendations      Mgmt     
12  Elect J.B.M. Streppel to Supervisory Board    Mgmt  For  For 
13  Elect M.Bischoff to Supervisory Board      Mgmt  For  For 
14  Elect C.M. Hooymans to Supervisory Board    Mgmt  For  For 
15  Composition of Supervisory Board      Mgmt     
16  Authorize Repurchase of Shares      Mgmt  For  For 
17  Approve Reduction in Share Capital by Cancellation of Shares  Mgmt  For  For 
18  Other Business and Close Meeting      Mgmt     
 
Volvo AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VOLVB  06-Apr-11  Sweden  928856301  Annual  31-Mar-11  554,960  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Sven Unger as Chairman of Meeting      Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive Board and Committee Reports      Mgmt     
8  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report; Receive CEO's Review           
9  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
10  Approve Allocation of Income and Dividends of SEK 2.50 per  Mgmt  For  For 
  Share             
11  Approve Discharge of Board and President    Mgmt  For  For 
12  Determine Number of Members (9) and Deputy Members (0) of  Mgmt  For  For 
  Board             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

13  Approve Remuneration of Directors in the Amount of SEK 1.8  Mgmt    For  For 
  Million for the Chairman and SEK 600,000 for Other Members;         
  Approve Remuneration for Committee Work           
14  Reelect Peter Bijur, Jean-Baptiste Duzan, Leif Johansson, Hanne  Mgmt    For  For 
  de Mora, Anders Nyren, Louis Schweitzer (Chair), Ravi           
  Venkatesan, Lars Westerberg, and Ying Yeh as Directors           
15  Elect Louis Schweitzer, Jean-Baptiste Duzan, Carl-Olof By, Lars  Mgmt    For  For 
  Forberg, and Hakan Sandberg as Members of Nominating           
  Committee; Approve Omission of Remuneration of Nominating         
  Committee               
16  Approve Remuneration Policy And Other Terms of Employment  Mgmt    For  For 
  For Executive Management             
  Shareholder Proposals        Mgmt       
17  Amend Articles Re: Share Classes and Share Limits; Allow    SH    None  For 
  Voluntary Conversion of Class-A Shares into Class-B Shares         
  Management Proposals        Mgmt       
18a  Approve 2011-2013 Share Matching Plan      Mgmt    For  For 
18b  Approve Transfer of Shares to Participants of the 2011-2013  Mgmt    For  For 
  Share Matching Plan               
 
Icade
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ICAD  07-Apr-11  France  F4931M119  Annual/Special  04-Apr-11  29,501  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
 
3  Approve Discharge of Directors and Chairman/CEO    Mgmt    For  For 
4  Approve Allocation of Income and Dividends of EUR 3.30 per  Mgmt    For  For 
  Share               
5  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
 
6  Reelect Caisse des Depots as Director      Mgmt    For  Against 
7  Reelect Philippe Braidy as Director      Mgmt    For  Against 
8  Reelect Benoit Faure-Jarrosson as Director    Mgmt    For  For 
9  Reelect Serge Grzybowski as Director      Mgmt    For  Against 
10  Elect Nathalie Gilly as Director      Mgmt    For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

11  Elect Celine Scemama as Director      Mgmt  For  Against 
12  Elect Edward Arkwright as Director      Mgmt  For  Against 
13  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt  For  For 
  EUR 250,000             
14  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Extraordinary Business        Mgmt     
15  Authorize Capitalization of Reserves of Up to EUR 15 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
16  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 15       
  Million             
17  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions             
18  Approve Employee Stock Purchase Plan      Mgmt  For  For 
19  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
20  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
Koc Holding AS
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KCHOL  07-Apr-11  Turkey  M63751107  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting Agenda      Mgmt     
1  Open Meeting and Elect Presiding Council of Meeting    Mgmt  For  Do Not Vote 
2  Accept Financial Statements and Receive Statutory Reports  Mgmt  For  Do Not Vote 
3  Approve Discharge of Board and Auditors      Mgmt  For  Do Not Vote 
4  Receive Information on Profit Distribution Policy    Mgmt     
5  Approve Allocation of Income      Mgmt  For  Do Not Vote 
6  Elect Directors        Mgmt  For  Do Not Vote 
7  Appoint Internal Statutory Auditors      Mgmt  For  Do Not Vote 
8  Approve Remuneration of Directors and Internal Auditors    Mgmt  For  Do Not Vote 
9  Receive Information on the Guarantees, Pledges, and Mortgages  Mgmt     
  Provided by the Company to Third Parties         
10  Receive Information on Charitable Donations    Mgmt     
11  Receive Information on Related Party Transactions    Mgmt     

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

12  Ratify External Auditors      Mgmt  For  Do Not Vote 
13  Grant Permission for Board Members to Engage in Commercial  Mgmt  For  Do Not Vote 
  Transactions with Company and Be Involved with Companies       
  with Similar Corporate Purpose           
14  Authorize Presiding Council to Sign Minutes of Meeting    Mgmt  For  Do Not Vote 
15  Wishes        Mgmt     
 
NV BEKAERT SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BEKB  07-Apr-11  Belgium  B6346B111  Special    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt     
1  Approve Change-of-Control Clause Re : Securities Note of Dec. 2  Mgmt  For  Do Not Vote 
  2010             
 
Svenska Cellulosa Ab (Sca)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SCAB  07-Apr-11  Sweden  W90152120  Annual  01-Apr-11  355,910  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting; Elect Sven Unger as Chairman of Meeting    Mgmt  For  For 
2  Prepare and Approve List of Shareholders      Mgmt  For  For 
3  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Approve Agenda of Meeting      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report             
7  Receive President's Report and CEO's Review    Mgmt     
8a  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
8b  Approve Allocation of Income and Dividends of SEK 4 per Share  Mgmt  For  For 
8c  Approve Discharge of Board and President    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
9  Determine Number of Members (8) and Deputy Members (0) of  Mgmt  For  For 
  Board             
10  Approve Remuneration of Directors in the Amount of SEK 1.5  Mgmt  For  For 
  Million for Chairman, and SEK 500,000 for Non-Executive         
  Directors; Approve Remuneration of Auditors         
11  Reelect Par Boman, Rolf Borjesson, Soren Gyll, Jan Johansson,  Mgmt  For  Against 
  Leif Johansson, Sverker Martin-Lof (Chairman), Anders Nyren,       
  and Barbara Thoralfsson as Directors           
12  Authorize Chairman of Board and Representatives Between Four  Mgmt  For  For 
  and Six of Company's Largest Shareholders to Serve on         
  Nominating Committee           
13  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
14  Amend Articles Re: Convocation of Meeting    Mgmt  For  For 
15  Close Meeting        Mgmt     
 
 
Novartis AG
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NOVN  08-Apr-11  Switzerland  H5820Q150  Special  05-Apr-11  338,860  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Approve Merger Agreement with Alcon Inc.    Mgmt  For  For 
1.2  Approve Creation of CHF 54 Million Pool of Authorized Capital in  Mgmt  For  For 
  Connection with Merger Agreement with Alcon Inc.         
 
Lojas Renner
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LREN3  11-Apr-11  Brazil  P6332C102  Annual    72,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Elect Directors and Approve Their Remuneration    Mgmt  For  For 
4  Elect Fiscal Council Members and Approve their Remuneration  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Bangkok Bank Public Co. Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BBL  12-Apr-11  Thailand  Y0606R101  Annual  11-Mar-11  921,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Minutes of Previous AGM      Mgmt  For  For 
2  Acknowledge 2010 Operating Results      Mgmt     
3  Acknowledge 2010 Audit Committee's Report    Mgmt     
4  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
5  Approve Allocation of Income and Payment of Dividend of THB  Mgmt  For  For 
  5.00 Per Share             
6.1  Elect Prachet Siridej as Director      Mgmt  For  For 
6.2  Elect Kovit Poshyananda as Director      Mgmt  For  For 
6.3  Elect Singh Tangtatswas as Director      Mgmt  For  For 
6.4  Elect Charn Sophonpanich as Director      Mgmt  For  For 
6.5  Elect Kanung Luchai as Director      Mgmt  For  For 
6.6  Elect Thaweelap Rittapirom as Director      Mgmt  For  For 
7  Acknowledge Remuneration of Directors      Mgmt     
8  Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as  Mgmt  For  For 
  Auditors and Authorize Board to Fix Their Remuneration         
9  Other Business        Mgmt  For  Against 
 
Investor AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
INVEB  12-Apr-11  Sweden  W48102128  Annual  06-Apr-11  313,881  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting      Mgmt  For  For 
2  Prepare and Approve List of Shareholders      Mgmt  For  For 
3  Approve Agenda of Meeting      Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
5  Acknowledge Proper Convening of Meeting    Mgmt  For  For 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report       
7  Receive President's Report; Receive Presentation by Molnlycke  Mgmt     
  Health Care AB       
8  Receive Report on the Work of the Board and its Committees  Mgmt     
9  Approve Financial Statements and Statutory Reports  Mgmt  For  For 
10  Approve Discharge of Board and President  Mgmt  For  For 
11  Approve Allocation of Income and Dividends of SEK 5.00 per  Mgmt  For  For 
  Share; Approve April 15, 2011, as Record Date for Dividend       
  Payment       
12a  Determine Number of Members (11) and Deputy Members (0) of  Mgmt  For  For 
  Board       
12b  Fix Number of Auditors at One  Mgmt  For  For 
13a  Approve Remuneration of Directors in the Amount of SEK 1.9  Mgmt  For  For 
  Million for Chairman and SEK 500,000 for Other Directors       
  (Including Synthetic Shares); Approve Remuneration for       
  Committee Work       
13b  Approve Remuneration of Auditors  Mgmt  For  For 
14  Reelect Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom  Mgmt  For  For 
  Johnstone, Carola Lemne, Grace Skaugen, O. Griffith Sexton,       
  Lena Treschow Torell, Jacob Wallenberg (Chairman), and Peter       
  Wallenberg Jr. as Directors; Elect Hans Straberg as New Director       
 
15  Ratify KPMG as Auditors  Mgmt  For  For 
16a  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management       
16b  Approve 2011 Long-Term Incentive Programs  Mgmt  For  For 
17a  Authorize Repurchase of Issued Share Capital and Reissuance of  Mgmt  For  For 
  Repurchased Shares for General Purposes and in Support of       
  Long-Term Incentive Program and Synthetic Share Program for       
  Board of Directors       
17b  Authorize Reissuance of up to 2.2 Million Repurchased Shares in  Mgmt  For  For 
  Support of 2011 Long-Term Incentive Programs       
18  Authorize Chairman of Board and Representatives of Four of  Mgmt  For  For 
  Company's Largest Shareholders to Serve on Nominating       
  Committee       
  Shareholder Proposal from HBK Master Fund L.P.  Mgmt     
19  Amend Articles Re: Conversion of Class-A Shares into Class-B  SH  None  For 
  Shares       
  Shareholder Proposal from Daniel Sward  Mgmt     
20.1  Evaluate the Possibility to Convert Class-A Shares into Class-B  SH  None  For 
  Shares       
20.2  Evaluate the Possibility to De-merge Investor into Two  SH  None  Against 
  Companies, "Listed" and "Unlisted"       
20.3  Evaluate the Possibility to Refine Investor into Two Companies,  SH  None  Against 
  "Investor Healthcare" and "Investor Industry"       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

20.4  Evaluate the Possibility to Distribute Unlisted Assets    SH  None  Against 
20.5  Evaluate the Possibility to Make an Extraordinary Dividend of  SH  None  Against 
  SEK 10             
20.6  Evaluate the Possibility to Make a More Long-Term and More  SH  None  Against 
  Aggressive Forecast for the Dividend           
20.7  Evaluate the Possibility to Repurchase Shares Without    SH  None  Against 
  Liquidating the Company           
20.8  Evaluate the Possibility to Contact Other Investment Companies  SH  None  Against 
  With the Purpose of Establishing a Team Which Shall Work for       
  Reducing the Investment Company Discounts in Investment       
  Companies             
20.9  Contact Warren Buffet for His Advice and Views on How Investor  SH  None  Against 
  Can be Developed and How Its Investment Company Discount       
  Can Be Reduced             
20.10  Evaluate the Possibility to Make the General Meeting to an Event  SH  None  Against 
  and a Festival That No-one Would Like To Miss         
20.11  Evaluate Which Shareholder Perquisites That Can Be Conferred  SH  None  Against 
  in the Future             
20.12  Evaluate the Possibility to Prepare and Make Public a Five Item  SH  None  Against 
  Agenda with Concrete Measures to Eliminate the Investment       
  Company Discount             
20.13  Evaluate the Possibility to Establish a Concrete Target for Which  SH  None  Against 
  Level to be Reached Regarding Reduction of the Investment       
  Company Discount in the Future           
21  Close Meeting        Mgmt     
 
 
Cape plc
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CIU  13-Apr-11  United Kingdom  G18396104  Special  11-Apr-11  58,612  0 
 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
 
1  Authorise Off-Market Purchase      Mgmt  For  For 
 
 
Capitamall Trust Ltd
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  13-Apr-11  Singapore  Y1100L160  Annual    2,357,000  0 
 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Adopt Financial Statements, Report of Trustee, Statement of  Mgmt  For  For 
  Manager and Auditors' Report           
2  Reappoint KPMG LLP as Auditors and Authorize Manager to Fix  Mgmt  For  For 
  Their Remuneration             
3  Approve Issuance of Equity or Equity-Linked Securities with or  Mgmt  For  For 
  without Preemptive Rights           
4  Other Business (Voting)      Mgmt  For  Against 
 
 
Capitamall Trust Ltd
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  13-Apr-11  Singapore  Y1100L160  Special    2,357,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Master Property Management Agreement 2011    Mgmt  For  For 
 
 
Daimler AG
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DAI  13-Apr-11  Germany  D1668R123  Annual    236,168  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 1.85 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Approve Remuneration System for Management Board Members  Mgmt  For  For 
 
6  Ratify KPMG as Auditors for Fiscal 2011      Mgmt  For  For 
7  Approve Creation of New Additive Remuneration Scheme for  Mgmt  For  For 
  Supervisory Board Members           
8.1  Elect Manfred Bischoff to the Supervisory Board    Mgmt  For  For 
8.2  Elect Lynton Wilson to the Supervisory Board    Mgmt  For  For 
8.3  Elect Petraea Heynike to the Supervisory Board    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
NCC AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NCC B  13-Apr-11  Sweden  W5691F104  Annual  07-Apr-11  31,248  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Tomas Billing as Chairman of Meeting    Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports    Mgmt     
  (Non-Voting)             
8  Receive President's Report; Allow Questions    Mgmt     
9  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
10  Approve Allocation of Income and Dividends of SEK 10 per Share  Mgmt  For  For 
 
11  Approve Discharge of Board and President    Mgmt  For  For 
12  Determine Number of Members (6) and Deputy Members (0) of  Mgmt  For  For 
  Board             
13  Approve Remuneration of Directors in the Amount of SEK    Mgmt  For  For 
  650,000 for Chairman, and SEK 425,000 for Other Directors;       
  Approve Remuneration of Auditors           
14  Reelect Antonia Ax:son Johnson, Tomas Billing (Chairman), Ulf  Mgmt  For  For 
  Holmlund, Ulla Litzen, Marcus Storch, and Christoph Vitzthum as       
  Directors             
15  Reelect Viveca Ax:son Johnson (Chairman) as Members of  Mgmt  For  For 
  Nominating Committee; Elect Thomas Ehlin and Thomas         
  Eriksson as New Members           
16  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
17  Authorize Reissuance of Repurchased Shares    Mgmt  For  For 
18  Other Business        Mgmt     
 
VISCOFAN S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VIS  13-Apr-11  Spain  E97579192  Annual/Special 06-Apr-11  16,796  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Reading of Meeting Announcement      Mgmt     
2  Approve Individual and Consolidated Financial Statements and  Mgmt  For  For 
  Statutory Reports for Fiscal Year Ended Dec. 31, 2010; Approve       
  Allocation of Income and Distribution of Complementary         
  Dividend of EUR 0.20 per Share           
3.1  Receive Explanatory Report in Accordance With Article 116 of  Mgmt     
  Stock Market Law             
3.2  Receive Amendments on Board of Directors' Regulations    Mgmt     
3.3  Receive Annual Corporate Governance Report    Mgmt     
4  Elect Ernst & Young SL as Auditors      Mgmt  For  For 
5  Amend Articles 3, 15, 18, and 22 of Bylaws Re: Change Location  Mgmt  For  For 
  of Registered Office, Venue of General Shareholders' Meeting,       
  Publication of Meeting Notice, and Attendance Rights         
 
6  Amend Articles 9, 14, and 19 of General Meeting Regulations Re:  Mgmt  For  For 
  Formal Requirements of Convening a Meeting, Attendance       
  Rights, and Venue of General Shareholders' Meeting         
 
7  Approve Reduction in Capital by EUR 13.52 Million via Reduction  Mgmt  For  For 
  of Nominal Value by EUR 0.29 Per Share with Refund to         
  Shareholders; Amend Article 5 of Bylaws Accordingly         
 
8  Authorize Increase in Capital by EUR 32.16 Million Charged to  Mgmt  For  For 
  Reserves via Increase in Nominal Value to EUR 0.70 Per Share       
 
9  Authorize Share Repurchase; Void Authorization Granted at the  Mgmt  For  For 
  AGM Held on June 1, 2010           
10  Advisory Vote on Company's Remuneration Report    Mgmt  For  Against 
11  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
 
BP plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BP.  14-Apr-11  United Kingdom  G12793108  Annual  12-Apr-11  599,421  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  Abstain 
3  Re-elect Paul Anderson as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Re-elect Antony Burgmans as Director      Mgmt  For  For 
5  Re-elect Cynthia Carroll as Director      Mgmt  For  For 
6  Re-elect Sir William Castell as Director      Mgmt  For  Abstain 
7  Re-elect Iain Conn as Director      Mgmt  For  For 
8  Re-elect George David as Director      Mgmt  For  For 
9  Re-elect Ian Davis as Director      Mgmt  For  For 
10  Re-elect Robert Dudley as Director      Mgmt  For  For 
11  Re-elect Dr Byron Grote as Director      Mgmt  For  For 
12  Elect Frank Bowman as Director      Mgmt  For  For 
13  Elect Brendan Nelson as Director      Mgmt  For  For 
14  Elect Phuthuma Nhleko as Director      Mgmt  For  For 
15  Re-elect Carl-Henric Svanberg as Director      Mgmt  For  For 
16  Reappoint Ernst & Young LLP as Auditors and Authorise Their  Mgmt  For  For 
  Remuneration             
17  Authorise Market Purchase      Mgmt  For  For 
18  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
20  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
21  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
22  Amend ShareMatch Plan      Mgmt  For  For 
23  Amend Sharesave UK Plan 2001      Mgmt  For  For 
 
DYDO DRINCO INC
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2590  14-Apr-11  Japan  J1250F101  Annual  20-Jan-11  16,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 30  Mgmt  For  For 
2  Amend Articles to Clarify Terms of Alternate Statutory Auditors  Mgmt  For  For 
3.1  Appoint Statutory Auditor Nakamura, Shinobu    Mgmt  For  For 
3.2  Appoint Statutory Auditor Yoshida, Taizo      Mgmt  For  For 
3.3  Appoint Statutory Auditor Matsumoto, Hiroshi    Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Appoint Alternate Statutory Auditor Kato, Sachie    Mgmt  For  For 
5  Approve Takeover Defense Plan (Poison Pill)    Mgmt  For  Against 
6  Approve Retirement Bonus Payment for Statutory Auditors  Mgmt  For  Against 
 
Nestle SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NESN  14-Apr-11  Switzerland  H57312649  Annual  07-Apr-11  469,595  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
1.2  Approve Remuneration Report      Mgmt  For  For 
2  Approve Discharge of Board and Senior Management    Mgmt  For  For 
3  Approve Allocation of Income and Dividends of CHF 1.85 per  Mgmt  For  For 
  Share             
4.1.1  Reelect Paul Bulcke as Director      Mgmt  For  For 
4.1.2  Reelect Andreas Koopmann as Director      Mgmt  For  For 
4.1.3  Reelect Rolf Haenggi as Director      Mgmt  For  For 
4.1.4  Reelect Jean-Pierre Meyers as Director      Mgmt  For  For 
4.1.5  Reelect Naina Lal Kidwai as Director      Mgmt  For  For 
4.1.6  Reelect Beat Hess as Director      Mgmt  For  For 
4.2  Elect Ann Veneman as Director      Mgmt  For  For 
4.3  Ratify KPMG AG as Auditors      Mgmt  For  For 
5  Approve CHF 16.5 Million Reduction in Share Capital via    Mgmt  For  For 
  Cancellation of 165 Million Shares           
 
Repsol YPF S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
REP  14-Apr-11  Spain  E8471S130  Annual  07-Apr-11  381,209  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Individual and Consolidated Financial Statements and  Mgmt  For  For 
  Statutory Reports, and Allocation of Income for Fiscal Year       
  Ended Dec. 31, 2010             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Discharge of Directors for Fiscal Year 2010    Mgmt  For  For 
3  Reelect Deloitte SL as Auditor      Mgmt  For  For 
4  Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of  Mgmt  For  For 
  Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of       
  General Meeting Regulations           
5  Amend Article 52 of Company Bylaws Re: Allocation of Income  Mgmt  For  For 
6  Amend Articles 40 and 35 of Company Bylaws Re: Chairman and  Mgmt  For  For 
  Vice-Chairman, and Board of Directors' Meeting         
7  Reelect Antonio Brufau Niubo as Director      Mgmt  For  Against 
8  Reelect Luis Fernando del Rivero Asensio as Director    Mgmt  For  For 
9  Reelect Juan Abello Gallo as Director      Mgmt  For  For 
10  Reelect Luis Carlos Croissier Batista as Director    Mgmt  For  For 
11  Reelect Angel Durandez Adeva as Director    Mgmt  For  For 
12  Reelect Jose Manuel Loureda Mantinan as Director    Mgmt  For  For 
13  Elect Mario Fernandez Pelaz as Director      Mgmt  For  For 
14  Approve Share Matching Plan      Mgmt  For  For 
15  Approve Payment to Executives and Other Employees of the  Mgmt  For  For 
  Group of Compensation Owed to Them in the Form of Stock in       
  Lieu of Cash             
16  Authorize EUR 3 Billion Issuance of Convertibles including  Mgmt  For  For 
  Warrants without Preemptive Rights and EUR 4 Billion Issuance       
  of Convertibles including Warrants with Preemptive Rights; Void       
  Unused Part of Authorization Granted at the AGM Held on June       
  16, 2006             
17  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
    Sampo Oyj  (Formerly Sampo-Leonia Insurance Co.   
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SAMAS  14-Apr-11  Finland  X75653109  Annual  04-Apr-11  365,320  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Board's and Auditor's Report; Receive CEO's Review         
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 1.15 Per  Mgmt  For  For 
  Share             
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Remuneration of Directors in the Amount of EUR    Mgmt  For  For 
  160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR       
  80,000 for Other Directors           
11  Fix Number of Directors at Eight      Mgmt  For  For 
12  Reelect Anne Brunila, Eira Palin-Lehtinen, Jukka Pekkarinen,  Mgmt  For  For 
  Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn       
  Wahlroos (Chairman) as Directors; Elect Adine Axen as New       
  Director             
13  Approve Remuneration of Auditors      Mgmt  For  For 
14  Ratify Ernst & Young Oy as Auditors      Mgmt  For  For 
15  Authorize Repurchase of up to 50 Million Issued Class A Shares  Mgmt  For  For 
16  Close Meeting        Mgmt     
 
PICC Property and Casualty Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02328  15-Apr-11  Hong Kong  Y6975Z103  Special  15-Mar-11  748,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Business        Mgmt     
1  Approve Issuance of 10-Year Subordinated Term Debts with an  Mgmt  For  For 
  Aggregate Principal Amount of Not Exceeding RMB 5 Billion       
 
 
Gam Holding Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GAM  19-Apr-11  Switzerland  H2878E106  Annual    322,081  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Share Re-registration Consent      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
Gam Holding Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GAM  19-Apr-11  Switzerland  H2878E106  Annual  08-Apr-11  322,081  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income and Dividends of CHF 0.50 per  Mgmt  For  For 
  Share from Share Premium Reserve           
3  Approve Discharge of Board and Senior Management    Mgmt  For  For 
4.1  Approve CHF 516,538 Reduction in Share Capital via Cancellation  Mgmt  For  For 
  of Repurchased Shares           
4.2  Authorize Share Repurchase Program for Purpose of Share  Mgmt  For  Against 
  Cancellation             
5.1  Reelect Johannes de Gier as Director      Mgmt  For  For 
5.2  Reelect Dieter Enkelmann as Director      Mgmt  For  For 
5.3  Reelect Hugh Scott-Barrett as Director      Mgmt  For  For 
6  Ratify KPMG AG as Auditors      Mgmt  For  For 
 
 
Vale S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VALE5  19-Apr-11  Brazil  P9661Q148  Annual    419,629  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Preferred Shareholders Have Voting Rights on All Items Except 3  Mgmt     
  and 4; Preferred Shareholders Representing at Least 10 Percent       
  of the Company's Shares Will Elect One Director and One Fiscal       
  Council Member in a Separate Vote           
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends and the Capital  Mgmt  For  For 
  Budget for Fiscal 2011           
3  Elect Directors        Mgmt  For  For 
4  Elect Fiscal Council Members      Mgmt  For  For 
5  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  Against 
  Directors, and Fiscal Council Members           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
AMPLIFON S.p.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AMP  20-Apr-11  Italy  T0388E118  Annual  11-Apr-11  102,624  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt  For  For 
  of Income             
2  Elect Director        Mgmt  For  For 
3  Approve Remuneration of Directors      Mgmt  For  For 
 
Atlas Copco AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ATCOA  20-Apr-11  Sweden  W10020118  Annual  14-Apr-11  316,610  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting and Elect Chairman of Meeting    Mgmt  For  For 
2  Prepare and Approve List of Shareholders      Mgmt  For  For 
3  Approve Agenda of Meeting      Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
5  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports    Mgmt     
7  Receive President's Report      Mgmt     
8  Receive Reports from Board and Committees    Mgmt     
9a  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
9b  Approve Discharge of Board and President    Mgmt  For  For 
9c  Approve Allocation of Income and Dividends of SEK 4 per Share  Mgmt  For  For 
9d  Approve April 27, 2011 as Record Date for Dividend    Mgmt  For  For 
10  Receive Report from Nominating Committee; Determine Number  Mgmt  For  For 
  of Members (9) and Deputy Members of Board         

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

11  Reelect Sune Carlsson (Chair), Jacob Wallenberg (Vice Chair),  Mgmt  For  Against 
  Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzén,       
  Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as       
  Directors             
12  Approve Remuneration of Directors in the Amounts of SEK 1.75  Mgmt  For  For 
  Million for Chairman, SEK 645,000 for Vice Chairman, and SEK       
  525,000 for Other Directors; Approve Remuneration for         
  Committee Work; Approve Synthetic Shares as Part of         
  Remuneration             
13a  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
13b  Approve Stock Option Plan 2011 for Key Employees    Mgmt  For  For 
14a  Authorize Repurchase of Up to 4.3 Million Class A Shares in  Mgmt  For  For 
  Connection with Stock Option Plan 2011           
14b  Authorize Repurchase of Up to 70,000 Million Class A Shares in  Mgmt  For  For 
  Connection with Synthetic Share Plan           
14c  Approve Transfer of Shares in Connection with 2011 Stock  Mgmt  For  For 
  Option Plan             
14d  Approve Transfer of Shares in Connection with Synthetic Share  Mgmt  For  For 
  Plan             
14e  Approve Transfer of Shares in Connection with 2006, 2007, 2008  Mgmt  For  For 
  and 2009 Stock Option Plans           
15  Approve Redemption Program: Approve SEK 393 Million    Mgmt  For  For 
  Reduction In Share Capital; Approve 2:1 Stock Split; Approve       
  Capitalization of Reserves for a Bonus Issue; Amend Articles       
  Accordingly             
16  Authorize Chairman of Board and Representatives of Four of  Mgmt  For  For 
  Company's Largest Shareholders to Serve on Nominating         
  Committee             
17  Close Meeting        Mgmt     
 
 
Meggitt plc
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MGGT  20-Apr-11  United Kingdom  G59640105  Annual  18-Apr-11  107,743  0 
 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Stephen Young as Director      Mgmt  For  For 
5  Re-elect Philip Green as Director      Mgmt  For  For 
6  Re-elect David Robins as Director      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
7  Elect Paul Heiden as Director      Mgmt    For  For 
8  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For  For 
9  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
11  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
12  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
13  Approve Increase in Directors' Fees      Mgmt    For  For 
14  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
15  Amend Equity Participation Plan 2005      Mgmt    For  For 
 
Pirelli & C. S.p.A
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PC  20-Apr-11  Italy  T76434199  Annual/Special  11-Apr-11  519,953  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt    For  For 
  of Income               
  Fix Number of Directors, Elect Directors, and Approve Their  Mgmt       
  Remuneration               
2.1  Fix Number of Directors      Mgmt    For  For 
2.2  Fix Directors' Term        Mgmt    For  For 
  Fix Number of Directors - Vote Only for One of the Following  Mgmt       
  Slates               
2.3.1  Slate Submitted by Shareholders' Pact      Mgmt    None  Do Not Vote 
2.3.2  Slate Submitted by Institutional Investors (Assogestioni)  Mgmt    None  For 
2.4  Approve Remuneration of Directors      Mgmt    For  For 
3  Advisory Vote on Remuneration Policy      Mgmt    For  Against 
  Extraordinary Business        Mgmt       
1  Amend Articles 5, 7, 8, 10, 11, and 16 of the Company Bylaws  Mgmt    For  For 
2  Approve Reduction in Share Capital      Mgmt    For  For 
 
Teck Resources Limited

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TCK.B  20-Apr-11  Canada  878742204  Annual  01-Mar-11  172,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for Class A Common Shares and Class B Subordinate  Mgmt     
  Voting Shareholders             
1.1  Elect I. Abe as Director      Mgmt  For  For 
1.2  Elect M.M. Ashar as Director      Mgmt  For  For 
1.3  Elect J. B. Aune as Director      Mgmt  For  For 
1.4  Elect J. H. Bennett as Director      Mgmt  For  For 
1.5  Elect H. J. Bolton as Director      Mgmt  For  For 
1.6  Elect F. P. Chee as Director      Mgmt  For  For 
1.7  Elect J. L. Cockwell as Director      Mgmt  For  For 
1.8  Elect N. B. Keevil as Director      Mgmt  For  For 
1.9  Elect N. B. Keevil III as Director      Mgmt  For  For 
1.10  Elect T. Kuriyama as Director      Mgmt  For  For 
1.11  Elect D. R. Lindsay as Director      Mgmt  For  For 
1.12  Elect J. G. Rennie as Director      Mgmt  For  For 
1.13  Elect W.S.R. Seyffert as Director      Mgmt  For  For 
1.14  Elect C. M. Thompson as Director      Mgmt  For  For 
2  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
 
Aalberts Industries
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  21-Apr-11  Netherlands  N00089271  Annual  24-Mar-11  29,112  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Open Meeting        Mgmt     
2  Receive Report of Management Board      Mgmt     
3  Accept Consolidated Financial Statements      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Receive Explanation on Company's Reserves and Dividend Policy  Mgmt     
5  Approve Dividends of EUR 0.28 Per Share    Mgmt  For  For 
6  Approve Discharge of Management Board    Mgmt  For  For 
7  Approve Discharge of Supervisory Board      Mgmt  For  For 
8a  Reelect H. Scheffers to Supervisory Board    Mgmt  For  For 
8b  Reelect W. van de Vijver to Supervisory Board    Mgmt  For  For 
8c  Elect R.J.A van der Bruggen to Supervisory Board    Mgmt  For  For 
9  Approve Remuneration of Supervisory Board    Mgmt  For  For 
10a  Authorize Board to Issue Shares in Connection with Stock    Mgmt  For  For 
  Dividend             
10b  Grant Board Authority to Issue Shares Up To 10 Percent of  Mgmt  For  For 
  Issued Capital             
11  Authorize Board to Exclude Preemptive Rights from Issuances  Mgmt  For  For 
  under Item 10a and 10b           
12  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
13  Ratify PricewaterhouseCoopers Accountants N.V. as Auditor  Mgmt  For  For 
14  Announcements and Allow Questions      Mgmt     
15  Close Meeting        Mgmt     
 
Anglo American plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AAL  21-Apr-11  United Kingdom  G03764134  Annual  19-Apr-11  327,610  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Elect Phuthuma Nhleko as Director      Mgmt  For  For 
4  Re-elect Cynthia Carroll as Director      Mgmt  For  For 
5  Re-elect David Challen as Director      Mgmt  For  For 
6  Re-elect Sir CK Chow as Director      Mgmt  For  For 
7  Re-elect Sir Philip Hampton as Director      Mgmt  For  For 
8  Re-elect Rene Medori as Director      Mgmt  For  For 
9  Re-elect Ray O'Rourke as Director      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
10  Re-elect Sir John Parker as Director      Mgmt    For  For 
11  Re-elect Mamphela Ramphele as Director      Mgmt    For  For 
12  Re-elect Jack Thompson as Director      Mgmt    For  For 
13  Re-elect Peter Woicke as Director      Mgmt    For  For 
14  Reappoint Deloitte LLP as Auditors      Mgmt    For  For 
15  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
16  Approve Remuneration Report      Mgmt    For  For 
17  Approve Long-Term Incentive Plan      Mgmt    For  For 
18  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
20  Authorise Market Purchase      Mgmt    For  For 
21  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Caltex Australia Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CTX  21-Apr-11  Australia  Q19884107  Annual  19-Apr-11  217,597  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
5  Approve the Remuneration Report      Mgmt    For  For 
6(a)  Elect Greig Gailey as a Director      Mgmt    For  For 
6(b)  Elect Walter Szopiak as a Director      Mgmt    For  For 
6(c)  Elect Timothy Leveille as a Director      Mgmt    For  For 
 
Persimmon plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PSN  21-Apr-11  United Kingdom  G70202109  Annual  19-Apr-11  53,862  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3  Approve Remuneration Report      Mgmt    For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
4  Re-elect Mike Farley as Director      Mgmt    For  For 
5  Re-elect Mike Killoran as Director      Mgmt    For  For 
6  Re-elect Jeff Fairburn as Director      Mgmt    For  For 
7  Re-elect Nicholas Wrigley as Director      Mgmt    For  For 
8  Re-elect David Thompson as Director      Mgmt    For  For 
9  Re-elect Neil Davidson as Director      Mgmt    For  For 
10  Re-elect Richard Pennycook as Director      Mgmt    For  For 
11  Re-elect Jonathan Davie as Director      Mgmt    For  For 
12  Reappoint KPMG Audit plc as Auditors and Authorise Their  Mgmt    For  For 
  Remuneration               
13  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
14  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
15  Authorise Market Purchase      Mgmt    For  For 
16  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Safran
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SAF  21-Apr-11  France  F4035A557  Annual/Special  18-Apr-11  228,691  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Discharge Supervisory and  Mgmt    For  For 
  Management Board Members             
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 0.50 per  Mgmt    For  For 
  Share               
4  Receive Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
  and Approve New Transactions             
  Extraordinary Business        Mgmt       
5  Adopt One-Tiered Board Structure      Mgmt    For  Against 
6  Pursuant to Adoption of One-Tiered Board Structure, Adopt New  Mgmt    For  Against 
  Articles of Association               
7  Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of  Mgmt    For  Against 
  Bylaws Re: Cap on Voting Rights             
  Ordinary Business        Mgmt       

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
8  Elect Jean Paul Herteman as Director  Mgmt  For  Against 
9  Elect Francis Mer as Director  Mgmt  For  Against 
10  Elect Giovanni Bisignani as Director  Mgmt  For  Against 
11  Elect Jean Lou Chameau as Director  Mgmt  For  Against 
12  Elect Odile Desforges as Director  Mgmt  For  Against 
13  Elect Jean Marc Forneri as Director  Mgmt  For  For 
14  Elect Xavier Lagarde as Director  Mgmt  For  Against 
15  Elect Michel Lucas as Director  Mgmt  For  Against 
16  Elect Elisabeth Lulin as Director  Mgmt  For  Against 
17  Acknowledge Appointment of Four Government Representatives  Mgmt  For  Against 
  at the Board       
18  Elect Christian Halary as Director  Mgmt  For  Against 
19  Elect Marc Aubry as Director  Mgmt  For  Against 
20  Appoint Caroline Gregoire Sainte Marie as Censor  Mgmt  For  For 
21  Approve Remuneration of Supervisory Board Members of EUR  Mgmt  For  For 
  203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and       
  Remuneration of Directors of EUR 466,300 for the Period from       
  April 22, 2011 till Dec. 31, 2011       
22  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  Against 
  Capital       
  Extraordinary Business  Mgmt     
23  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 25       
  Million       
24  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 15       
  Million       
25  Authorize Capital Increase of Up to EUR 15 Million for Future  Mgmt  For  For 
  Exchange Offers       
26  Approve Issuance of Shares up to 20 Percent of Issued Capital  Mgmt  For  For 
  Per Year for a Private Placement, up to Aggregate Nominal       
  Amount of EUR 10 Million       
27  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Under Items 23, 24 and 26       
28  Authorize Board to Set Issue Price for 10 Percent Per Year of  Mgmt  For  Against 
  Issued Capital Pursuant to Issue Authority without Preemptive       
  Rights under Items 24, 26 and 27       
29  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  Against 
  for Future Acquisitions       
30  Authorize Capitalization of Reserves of Up to EUR 15 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value       
31  Approve Employee Stock Purchase Plan  Mgmt  For  Against 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
32  Authorize up to 1.5 Percent of Issued Capital for Use in Stock  Mgmt    For  For 
  Option Plan               
33  Set Total Limit for Capital Increase to Result from Issuance  Mgmt    For  Against 
  Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60         
  Million               
34  Authorize up to 1.5 Percent of Issued Capital for Use in    Mgmt    For  Against 
  Restricted Stock Plan               
35  Approve Reduction in Share Capital via Cancellation of    Mgmt    For  For 
  Repurchased Shares               
36  Authorize Board to Issue Free Warrants with Preemptive Rights  Mgmt    For  Against 
  During a Public Tender Offer or Share Exchange Offer           
  Shareholder Proposals        Mgmt       
37  Amend Article 14.8 of Bylaws Re: Nomination of Employee  SH    For  For 
  Shareholders Representatives to the Board of Directors           
38  Elect One or Several Representatives of Employee Shareholders  SH    Against  Against 
  to the Board               
  Extraordinary Business        Mgmt       
39  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
 
 
Schneider Electric SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SU  21-Apr-11  France  F86921107  Annual/Special  18-Apr-11  57,582  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
 
3  Approve Allocation of Income and Dividends of EUR 3.20 per  Mgmt    For  For 
  Share               
4  Acknowledge Auditors' Special Report on Related-Party    Mgmt    For  For 
  Transactions               
5  Ratify Appointment of Anand Mahindra as Supervisory Board  Mgmt    For  Against 
  Member               
6  Elect Betsy Atkins as Supervisory Board Member    Mgmt    For  For 
7  Elect Jeong H. Kim as Supervisory Board Member    Mgmt    For  For 
8  Elect Dominique Senequier as Supervisory Board Member    Mgmt    For  For 
9  Approve Remuneration of Supervisory Board Members in the  Mgmt    For  For 
  Aggregate Amount of EUR 1 Million             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
10  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Extraordinary Business        Mgmt     
11  Amend Article 11 Re: Age Limit for Supervisory Board Members  Mgmt  For  For 
 
12  Amend Article 16 of Bylaws Re: Censors      Mgmt  For  For 
13  Approve Reduction in Par Value from EUR 8 to EUR 4 and    Mgmt  For  For 
  Amend Bylaws Accordingly           
14  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 800       
  Million             
15  Authorize Capitalization of Reserves for Bonus Issue or Increase  Mgmt  For  For 
  in Par Value             
16  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 217       
  Million             
17  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above             
18  Authorize Capital Increase for Future Exchange Offers    Mgmt  For  For 
19  Approve Issuance of Shares Up to EUR 108 Million for a Private  Mgmt  For  For 
  Placement             
20  Authorize up to 1 Percent of Issued Capital for Use in Stock  Mgmt  For  For 
  Option Plan             
21  Authorize up to 0.03 Percent of Issued Capital for Use in    Mgmt  For  For 
  Restricted Stock Plan             
22  Approve Employee Stock Purchase Plan      Mgmt  For  For 
23  Approve Employee Stock Purchase Plan Reserved for    Mgmt  For  For 
  International Employees           
24  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
25  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
Sembcorp Industries Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
U96  21-Apr-11  Singapore  Y79711159  Annual    1,056,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Adopt Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
 
2  Declare Final Dividend of SGD 0.17 per Ordinary Share    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Reelect Tang Kin Fei as Director      Mgmt  For  For 
4  Reelect Margaret Lui as Director      Mgmt  For  For 
5  Reelect Mohd Hassan Marican as Director      Mgmt  For  For 
6  Approve Directors' Fees SGD 937,626 for the Year Ended Dec.  Mgmt  For  For 
  31, 2010 (2009: SGD 802,000)           
7  Reappoint KPMG LLP as Auditors and Authorize Board to Fix  Mgmt  For  For 
  Their Remuneration             
8  Approve Issuance of Equity or Equity-Linked Securities with or  Mgmt  For  For 
  without Preemptive Rights           
9  Approve Issuance of Shares and Grant of Awards Pursuant to  Mgmt  For  For 
  the Sembcorp Industries Performance Share Plan 2010 and the       
  Sembcorp Industries Restricted Share Plan 2010         
 
Sembcorp Industries Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
U96  21-Apr-11  Singapore  Y79711159  Special    1,056,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Renewal of Mandate for Transactions with Related  Mgmt  For  For 
  Parties             
2  Approve Renewal of Share Purchase Mandate    Mgmt  For  For 
 
 
Krung Thai Bank PCL
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KTB  22-Apr-11  Thailand  Y49885190  Annual  31-Mar-11  3,678,291  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Minutes of Previous AGM      Mgmt  For  For 
2  Acknowledge 2010 Directors' Report      Mgmt     
3  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
4  Approve Allocation of Income and Payment of Dividend on  Mgmt  For  For 
  Preferred Shares of THB 0.6645 Per Share and Dividend on       
  Ordinary Share of THB 0.51 Per Share           
5  Approve Remuneration of Directors      Mgmt  For  For 
6.1  Elect Benja Louichareon as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6.2  Elect Apisak Tantivorawong as Director      Mgmt  For  For 
6.3  Elect Pongtep Polanun as Director      Mgmt  For  For 
6.4  Elect Yarnsak Manomaiphiboon as Director    Mgmt  For  For 
7  Approve Office of the Auditor General of Thailand as Auditors  Mgmt  For  For 
  and Authorize Board to Fix Their Remuneration         
8  Amend Articles of Association Re: Directors with Authorized  Mgmt  For  For 
  Signatories and Position Title in Thai Language         
9  Other Business        Mgmt  For  Against 
 
Itau Unibanco Holding SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ITUB4  25-Apr-11  Brazil  P5968U113  Annual    148,966  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Preferred Shareholders Have Voting Rights on Item 3    Mgmt     
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Elect Directors and Fiscal Council Members    Mgmt  For  For 
4  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  Against 
  Directors, and Fiscal Council Members           
 
Souza Cruz S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CRUZ3  25-Apr-11  Brazil  P26663107  Special    180,375  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director        Mgmt  For  For 
2  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
3  Install Fiscal Council        Mgmt  For  For 
4  Elect Fiscal Council Members and Determine their Remuneration  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Anheuser-Busch InBev SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  26-Apr-11  Belgium  B6399C107  Annual/Special  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual and Special Meeting      Mgmt     
  Special Meeting        Mgmt     
A1  Change Date of Annual Meeting      Mgmt  For  Do Not Vote 
A2  Amend Articles Re: Variable Remuneration    Mgmt  For  Do Not Vote 
A3a  Approve Condition Precedent      Mgmt  For  Do Not Vote 
A3b  Amend Article 24 Re: Shareholder Rights Act    Mgmt  For  Do Not Vote 
A3c  Amend Article 25 Re: Shareholder Rights Act    Mgmt  For  Do Not Vote 
A3d  Amend Article 26bis Re: Shareholder Rights Act    Mgmt  For  Do Not Vote 
A3e  Amend Article 28 Re: Shareholder Rights Act    Mgmt  For  Do Not Vote 
A3f  Amend Article 30 Re: Shareholder Rights Act    Mgmt  For  Do Not Vote 
A3g  Delete Article36bis        Mgmt  For  Do Not Vote 
A4a  Receive Special Board Report      Mgmt     
A4b  Receive Special Auditor Report      Mgmt     
A4c  Eliminate Preemptive Rights Re: Item A4d    Mgmt  For  Do Not Vote 
A4d  Approve Issuance of Stock Options for Board Members    Mgmt  For  Do Not Vote 
A4e  Amend Articles to Reflect Changes in Capital    Mgmt  For  Do Not Vote 
A4f  Approve Deviation from Belgian Company Law Provision Re:  Mgmt  For  Do Not Vote 
  Stock Options to Independent Directors           
A4g  Authorize Implementation of Approved Resolutions and Filing of  Mgmt  For  Do Not Vote 
  Required Documents/Formalities at Trade Registry         
  Annual Meeting        Mgmt     
B1  Receive Directors' Report (Non-Voting)      Mgmt     
B2  Receive Auditors' Report (Non-Voting)      Mgmt     
B3  Receive Consolidated Financial Statements and Statutory Reports  Mgmt     
  (Non-Voting)             
B4  Approve Financial Statements, Allocation of Income, and    Mgmt  For  Do Not Vote 
  Dividends of EUR 0.80 per Share           
B5  Approve Discharge of Directors      Mgmt  For  Do Not Vote 
B6  Approve Discharge of Auditors      Mgmt  For  Do Not Vote 
B7  Receive Information on Resignation of Arnoud de Pret, Jean-Luc  Mgmt     
  Dehaene, and August Busch IV as Director         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
B8a  Elect Stéfan Descheemaecker as Director      Mgmt  For  Do Not Vote 
B8b  Elect Paul Cornet de Ways Ruartas Director    Mgmt  For  Do Not Vote 
B8c  Reelect Kees Storm as Independent Director    Mgmt  For  Do Not Vote 
B8d  Reelect Peter Harf as Independent Director    Mgmt  For  Do Not Vote 
B8e  Elect Olivier Goudet as Independent Director    Mgmt  For  Do Not Vote 
B9a  Approve Remuneration Report      Mgmt  For  Do Not Vote 
B9b  Approve Omnibus Stock Plan      Mgmt  For  Do Not Vote 
B10a  Approve Change-of-Control Clause Re : Updated EMTN Program  Mgmt  For  Do Not Vote 
B10b  Approve Change-of-Control Clause Re : US Dollar Notes    Mgmt  For  Do Not Vote 
B10c  Approve Change-of-Control Clause Re : Notes Issued under  Mgmt  For  Do Not Vote 
  Anheuser-Busch InBev's Shelf Registration Statement         
B10d  Approve Change-of-Control Clause Re : CAD Dollar Notes  Mgmt  For  Do Not Vote 
C1  Authorize Implementation of Approved Resolutions and Filing of  Mgmt  For  Do Not Vote 
  Required Documents/Formalities at Trade Registry         
 
AZIMUT HOLDING SPA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AZM  26-Apr-11  Italy  T0783G106  Annual/Special 13-Apr-11  51,775  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt  For  For 
  of Income             
2  Approve Restricted Stock Purchase Plan Reserved for the Group's  Mgmt  For  Against 
  Financial Advisors             
3  Authorize Share Repurchase Program and Reissuance of    Mgmt  For  Against 
  Repurchased Shares             
  Extraordinary Business        Mgmt     
1  Amend Company Bylaws      Mgmt  For  Against 
 
Cia. Hering
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HGTX3  26-Apr-11  Brazil  P50753105  Annual    65,800  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Capital Budget for Upcoming Fiscal Year    Mgmt  For  For 
3  Approve Allocation of Income and Dividends    Mgmt  For  For 
4  Elect Directors        Mgmt  For  For 
5  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
 
Cia. Hering
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HGTX3  26-Apr-11  Brazil  P50753105  Special    65,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Standard Accounting Transfer      Mgmt  For  For 
 
Enersis S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ENERSIS  26-Apr-11  Chile  P37186106  Annual  18-Mar-11  55,222  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Accept Financial Statements, Statutory and Reports of External  Mgmt  For  For 
  Auditors and Supervisory Board Members for Fiscal Year Ended       
  Dec. 31, 2010             
2  Approve Allocation of Income and Distribution of Dividends  Mgmt  For  For 
3  Approve Remuneration of Directors      Mgmt  For  For 
4  Approve Remuneration and Budget of Directors' Committee for  Mgmt  For  For 
  Fiscal Year 2011             
5  Present Information on Board Reports on Board Expenses,  Mgmt     
  Annual Management, Expenditures and Activities of the         
  Directors' Committee             
6  Elect External Auditors        Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

7  Elect Two Internal Statutory Auditors and their Respective  Mgmt  For  For 
  Alternates; Approve their Remunerations           
8  Designate Risk Assessment Companies      Mgmt  For  For 
9  Approve Investment and Financing Policy      Mgmt  For  For 
10  Present Information on Dividend Policy and Procedures for  Mgmt     
  Dividend Distribution             
11  Receive Special Auditors' Report Regarding Related-Party    Mgmt     
  Transactions             
12  Present Report Re: Processing, Printing, and Mailing Information  Mgmt     
  Required by Chilean Law           
13  Other Business        Mgmt  For  Against 
14  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
Shire plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SHP  26-Apr-11  Jersey  G8124V108  Annual  24-Apr-11  425,653  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Re-elect Matthew Emmens as Director      Mgmt  For  For 
4  Re-elect Angus Russell as Director      Mgmt  For  For 
5  Re-elect Graham Hetherington as Director    Mgmt  For  For 
6  Re-elect David Kappler as Director      Mgmt  For  For 
7  Re-elect Patrick Langlois as Director      Mgmt  For  For 
8  Re-elect Dr Jeffrey Leiden as Director      Mgmt  For  For 
9  Elect Dr David Ginsburg as Director      Mgmt  For  For 
10  Elect Anne Minto as Director      Mgmt  For  For 
11  Reappoint Deloitte LLP as Auditors of the Company    Mgmt  For  For 
12  Authorise the Audit, Compliance & Risk Committee to Fix    Mgmt  For  For 
  Remuneration of Auditors           
13  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
14  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
15  Authorise Market Purchase      Mgmt  For  For 
16  Adopt New Articles of Association      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Umicore
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  26-Apr-11  Belgium  B95505168  Annual/Special  18-Apr-11  112,360  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual and Special Meeting      Mgmt       
  Annual Meeting        Mgmt       
1  Receive Directors' and Auditors' Reports      Mgmt       
2  Approve Financial Statements, Allocation of Income, and    Mgmt    For  For 
  Dividends of EUR 0.80 per Share             
3  Receive Consolidated Financial Statements and Statutory Reports  Mgmt       
4  Approve Discharge of Directors      Mgmt    For  For 
5  Approve Discharge of Auditors      Mgmt    For  For 
6.1  Reelect G. Pacquot as Director      Mgmt    For  For 
6.2  Reelect U-E. Bufe as Director      Mgmt    For  For 
6.3  Reelect A. de Pret as Director      Mgmt    For  For 
6.4  Reelect J. Oppenheimer as Director      Mgmt    For  For 
6.5  Elect I. Kolmsee as Independent Director      Mgmt    For  For 
6.6  Approve Remuneration of Directors      Mgmt    For  For 
7.1  Ratify PricewaterhauseCoopers as Auditors    Mgmt    For  For 
7.2  Approve Auditors' Remuneration      Mgmt    For  For 
  Special Meeting        Mgmt       
1  Renew Authorization to Increase Share Capital within the    Mgmt    For  For 
  Framework of Authorized Capital             
2.1  Amend Article 16 Re: Convening of Shareholders' Meetings  Mgmt    For  For 
2.2  Amend Article 17 Re: Admission of Shareholders' Meetings  Mgmt    For  For 
2.3  Amend Article 18 Re: Conduct of Shareholders' meeting    Mgmt    For  For 
2.4  Amend Article 19 Re: Votes at Shareholder Meeting    Mgmt    For  For 
3  Approve Precedent Condition for Items 2.1-2.4    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

Aggreko plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AGK  27-Apr-11  United Kingdom  G0116S102  Annual  25-Apr-11  146,350  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Philip Rogerson as Director      Mgmt  For  For 
5  Re-elect Rupert Soames as Director      Mgmt  For  For 
6  Re-elect Angus Cockburn as Director      Mgmt  For  For 
7  Re-elect George Walker as Director      Mgmt  For  For 
8  Re-elect Bill Caplan as Director      Mgmt  For  For 
9  Re-elect Kash Pandya as Director      Mgmt  For  For 
10  Re-elect David Hamill as Director      Mgmt  For  For 
11  Re-elect Robert MacLeod as Director      Mgmt  For  For 
12  Re-elect Russell King as Director      Mgmt  For  For 
13  Elect Ken Hanna as Director      Mgmt  For  For 
14  Reappoint PricewaterhouseCoopers as Auditors    Mgmt  For  For 
15  Authorise Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
16  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
17  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
18  Authorise Market Purchase      Mgmt  For  For 
19  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
America Movil S.A.B. de C.V.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AMXL  27-Apr-11  Mexico  P0280A101  Special  15-Apr-11  109,071  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Meeting for Holders of L Shares Only      Mgmt     
1  Elect Directors for Class L Shares      Mgmt  For  Against 
2  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
 
Banco do Brasil S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BBAS3  27-Apr-11  Brazil  P11427112  Annual    245,264  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Elect Fiscal Council        Mgmt  For  For 
4  Approve Remuneration for Fiscal Council      Mgmt  For  For 
5  Elect Directors        Mgmt  For  For 
6  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
 
Barclays plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BARC  27-Apr-11  United Kingdom  G08036124  Annual  25-Apr-11  1,351,243  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Elect Alison Carnwath as Director      Mgmt  For  For 
4  Elect Dambisa Moyo as Director      Mgmt  For  For 
5  Re-elect Marcus Agius as Director      Mgmt  For  For 
6  Re-elect David Booth as Director      Mgmt  For  For 
7  Re-elect Sir Richard Broadbent as Director    Mgmt  For  For 
8  Re-elect Fulvio Conti as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
9  Re-elect Robert Diamond Jr as Director      Mgmt  For  For 
10  Re-elect Simon Fraser as Director      Mgmt  For  For 
11  Re-elect Reuben Jeffery III as Director      Mgmt  For  For 
12  Re-elect Sir Andrew Likierman as Director      Mgmt  For  For 
13  Re-elect Chris Lucas as Director      Mgmt  For  For 
14  Re-elect Sir Michael Rake as Director      Mgmt  For  For 
15  Re-elect Sir John Sunderland as Director      Mgmt  For  For 
16  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
17  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
18  Approve EU Political Donations and Expenditure    Mgmt  For  For 
19  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
20  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
21  Authorise Market Purchase      Mgmt  For  For 
22  Authorise the Company to Call EGM with Two Weeks Notice  Mgmt  For  For 
23  Approve Long-Term Incentive Plan      Mgmt  For  For 
24  Amend Group Share Value Plan      Mgmt  For  For 
 
Canadian National Railway Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CNR  27-Apr-11  Canada  136375102  Annual  09-Mar-11  162,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Michael R. Armellino as Director      Mgmt  For  For 
2  Elect A. Charles Baillie as Director      Mgmt  For  For 
3  Elect Hugh J. Bolton as Director      Mgmt  For  For 
4  Elect Donald J. Carty as Director      Mgmt  For  For 
5  Elect Gordon D. Giffin as Director      Mgmt  For  For 
6  Elect Edith E. Holiday as Director      Mgmt  For  For 
7  Elect V. Maureen Kempston Darkes as Director    Mgmt  For  For 
8  Elect Denis Losier as Director      Mgmt  For  For 
9  Elect Edward C. Lumley as Director      Mgmt  For  For 
10  Elect David G.A. McLean as Director      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

11  Elect Claude Mongeau as Director      Mgmt  For  For 
12  Elect James E. O'Connor as Director      Mgmt  For  For 
13  Elect Robert Pace as Director      Mgmt  For  For 
2  Ratify KPMG LLP as Auditors      Mgmt  For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
 
Grupo Financiero Galicia S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GGAL  27-Apr-11  Argentina  P49525101  Annual  30-Mar-11  113,278  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Designate Two Shareholders to Sign Minutes of Meeting    Mgmt  For  For 
2  Present Financial Statements and Statutory Reports of Banco de  Mgmt  For  For 
  Galicia y Buenos Aires S.A.; Determine Grupo Financiero Galicia's       
  Position Regarding Banco Galicia's Next AGM         
3  Accept Financial Statements and Statutory Reports for Year  Mgmt  For  For 
  Ended Dec. 31, 2010             
4  Approve Allocation of Income and Dividends    Mgmt  For  For 
5  Approve Discharge of Directors and Internal Statutory Auditors  Mgmt  For  For 
  Committee             
6  Approve Remuneration of Internal Statutory Auditors Committee  Mgmt  For  For 
7  Approve Remuneration of Directors      Mgmt  For  For 
8  Approve Advance Remuneration of Independent Directors for the  Mgmt  For  For 
  Year 2011             
9  Fix Number of and Elect Directors and Their Alternates    Mgmt  For  Against 
10  Elect Three Internal Statutory Auditors and Their Respective  Mgmt  For  For 
  Alternates for a One-Year Term           
11  Approve Remuneration of Auditors for Fiscal Year 2010    Mgmt  For  For 
12  Elect Principal and Alternate Auditors for the Year 2011    Mgmt  For  For 
 
Singapore Land Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
S30  27-Apr-11  Singapore  V80978113  Annual    74,000  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Adopt Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
2  Declare First and Final Dividend of SGD 0.20 Per Share    Mgmt  For  For 
3  Approve Directors' Fees of SGD 307,438 for the Year Ended Dec.  Mgmt  For  For 
  31, 2010 (2009: SGD 336,500)           
4  Reelect Alvin Yeo Khirn Hai as Director      Mgmt  For  For 
5a  Reelect Wee Cho Yaw as Director      Mgmt  For  For 
5b  Reelect John Gokongwei, Jr. as Director      Mgmt  For  For 
5c  Reelect Tan Boon Teik as Director      Mgmt  For  For 
5d  Reelect Hwang Soo Jin as Director      Mgmt  For  For 
5e  Reelect Roberto R. Romulo as Director      Mgmt  For  For 
5f  Reelect James L. Go as Director      Mgmt  For  For 
5g  Reelect Gwee Lian Kheng as Director      Mgmt  For  For 
6  Reappoint PricewaterhouseCoopers LLP as Auditors and    Mgmt  For  For 
  Authorize Board to Fix Their Remuneration         
7  Approve Issuance of Equity or Equity-Linked Securities with or  Mgmt  For  For 
  without Preemptive Rights           
8  Other Business (Voting)      Mgmt  For  Against 
 
Telenet Group Holding NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  27-Apr-11  Belgium  B89957110  Annual/Special  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Receive Directors' and Auditors' Reports      Mgmt     
2  Accept Financial Statements      Mgmt  For  Do Not Vote 
3  Receive Financial Statement Consolidated Financial Statements  Mgmt     
  and Statutory Reports             
4  Approve Remuneration Report      Mgmt  For  Do Not Vote 
5  Announcements and Discuss Consolidated Financial Statements  Mgmt     
  and Statutory Reports             
6a  Approve Discharge of Director F. Donck      Mgmt  For  Do Not Vote 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
6b  Approve Discharge of Director D. Sickinghe  Mgmt  For  Do Not Vote 
6c  Approve Discharge of Director A. Brabers  Mgmt  For  Do Not Vote 
6d  Approve Discharge of Director A. Sarens  Mgmt  For  Do Not Vote 
6e  Approve Discharge of Director J. De Wilde  Mgmt  For  Do Not Vote 
6f  Approve Discharge of Director F. van Oranje - Nassau  Mgmt  For  Do Not Vote 
6g  Approve Discharge of Director M. Delloye  Mgmt  For  Do Not Vote 
6h  Approve Discharge of Director C. Bracken  Mgmt  For  Do Not Vote 
6i  Approve Discharge of Director S. O'Neil  Mgmt  For  Do Not Vote 
6j  Approve Discharge of Director J. Ryan  Mgmt  For  Do Not Vote 
6k  Approve Discharge of Director G. Musselman  Mgmt  For  Do Not Vote 
6l  Approve Discharge of Director B. Dvorak  Mgmt  For  Do Not Vote 
6m  Approve Discharge of Director R. Pirie  Mgmt  For  Do Not Vote 
6n  Approve Discharge of Director N. Curran  Mgmt  For  Do Not Vote 
6o  Approve Discharge of Director D. Karsten  Mgmt  For  Do Not Vote 
6p  Approve Discharge of Director M. Kohnstamm  Mgmt  For  Do Not Vote 
7  Approve Discharge of Auditors  Mgmt  For  Do Not Vote 
8a  Elect Balan Nair as Director  Mgmt  For  Do Not Vote 
8b  Reelect Jim Ryan as Director  Mgmt  For  Do Not Vote 
8c  Reelect Manuel Kohnstamm as Director  Mgmt  For  Do Not Vote 
8d  Reelect Diederik Karsten as Director  Mgmt  For  Do Not Vote 
8e  Reelect Ruth Pirie as Director  Mgmt  For  Do Not Vote 
8f  Reelect Niall Curran as Director  Mgmt  For  Do Not Vote 
8g  Reelect De Wilde J. Management BVBA, Represented by Julien  Mgmt  For  Do Not Vote 
  De Wilde, as Independent Director       
8h  Reelect Alex Brabers as Independent Director  Mgmt  For  Do Not Vote 
8i  Reelect Frank Donck as Independent Director  Mgmt  For  Do Not Vote 
9  Ratify KPMG as Auditors and Approve Auditors' Remuneration  Mgmt  For  Do Not Vote 
10  Approve Deviation from Belgian Requirements on Variable Pay  Mgmt  For  Do Not Vote 
  Special Meeting  Mgmt     
1  Receive Special Board and Auditor Reports  Mgmt     
2  Approve Reduction in Share Capital and Amend Article 6  Mgmt  For  Do Not Vote 
  Accordingly       
3  Amend Number and Exercise Price of Options, Profit Shares, and  Mgmt  For  Do Not Vote 
  Warrants in Line with Capital Reduction under Item 3       
4  Amend Article 25 Re: Committees and Delegations  Mgmt  For  Do Not Vote 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Amend Articles Re: Shareholders Right Act    Mgmt  For  Do Not Vote 
 
UniCredit SpA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
UCG  27-Apr-11  Italy  T95132105  Annual/Special 14-Apr-11  3,418,702  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income      Mgmt  For  For 
3  Elect Director        Mgmt  For  Against 
4  Approve Remuneration of Board Committee Members    Mgmt  For  For 
5  Approve Remuneration of Auditors      Mgmt  For  For 
6  Approve Remuneration for the Representative of Holders of  Mgmt  For  For 
  Saving Shares             
7  Amend Regulations on General Meetings      Mgmt  For  For 
8  Approve Remuneration Report      Mgmt  For  For 
9  Approve Equity Compensation Plans      Mgmt  For  Against 
10  Approve Group Employees Share Ownership Plan 2011    Mgmt  For  For 
  Extraordinary Business        Mgmt     
1  Amend Company Bylaws      Mgmt  For  For 
2  Approve Issuance of 206 Million Shares Reserved for Stock Grant  Mgmt  For  Against 
  Plans             
3  Approve Issuance of 68 Million Shares Reserved for Stock Grant  Mgmt  For  Against 
  Plans             
 
ABG Sundal Collier Holding ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ASC  28-Apr-11  Norway  R00006107  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting and Registration of Attending Shareholders and  Mgmt     
  Proxies             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  Do Not Vote 
  Meeting             
3  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
4  Approve Financial Statements and Statutory Reports    Mgmt  For  Do Not Vote 
5  Approve Allocation of Income and Dividends of NOK 0.85 per  Mgmt  For  Do Not Vote 
  Share             
6  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
7  Approve Remuneration of Directors in the Amount of NOK    Mgmt  For  Do Not Vote 
  350,000 for Chairman and NOK 175,000 for Other Directors;       
  Approve Remuneration for Committee Work         
8  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
9  Reelect Stein Aukner, Steinar Nordengen, and Anders Gruden as  Mgmt  For  Do Not Vote 
  Members of Nominating Committee           
10  Reelect Anders Gruden and Tone Bjornov as Directors    Mgmt  For  Do Not Vote 
11  Approve NOK 80 Million Transfer from Share Premium Account  Mgmt  For  Do Not Vote 
  to Unrestricted Shareholders' Equity           
12  Authorize Share Repurchase Program and Reissuance of    Mgmt  For  Do Not Vote 
  Repurchased Shares           
13  Approve Creation of NOK 18.1 Million Pool of Capital without  Mgmt  For  Do Not Vote 
  Preemptive Rights             
 
AstraZeneca plc
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AZNl  28-Apr-11  United Kingdom  G0593M107  Annual  26-Apr-11  232,636  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Confirm First Interim Dividend; Confirm as Final Dividend the  Mgmt  For  For 
  Second Interim Dividend           
3  Reappoint KPMG Audit plc as Auditors      Mgmt  For  For 
4  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
5(a)  Re-elect Louis Schweitzer as Director      Mgmt  For  For 
5(b)  Re-elect David Brennan as Director      Mgmt  For  For 
5(c)  Re-elect Simon Lowth as Director      Mgmt  For  For 
5(d)  Elect Bruce Burlington as Director      Mgmt  For  For 
5(e)  Re-elect Jean-Philippe Courtois as Director    Mgmt  For  For 
5(f)  Re-elect Michele Hooper as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5(g)  Re-elect Rudy Markham as Director      Mgmt  For  For 
5(h)  Re-elect Nancy Rothwell as Director      Mgmt  For  For 
5(i)  Elect Shriti Vadera as Director      Mgmt  For  For 
5(j)  Re-elect John Varley as Director      Mgmt  For  For 
5(k)  Re-elect Marcus Wallenberg as Director      Mgmt  For  For 
6  Approve Remuneration Report      Mgmt  For  For 
7  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
8  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
9  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
10  Authorise Market Purchase      Mgmt  For  For 
11  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Atea ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ATEA  28-Apr-11  Norway  R0728G106  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting      Mgmt  For  Do Not Vote 
2  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  Do Not Vote 
3  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
4  Receive President's Report      Mgmt     
5  Approve Financial Statements and Statutory Reports    Mgmt  For  Do Not Vote 
6  Approve Allocation of Income and Dividends of NOK 2.00 per  Mgmt  For  Do Not Vote 
  Share             
7  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
8  Approve Remuneration of Directors in the Amount of NOK    Mgmt  For  Do Not Vote 
  300,000 to Chair, NOK 150,000 to Other Shareholder-Elected       
  Directors, and NOK 100,000 to Employee Representatives         
9  Reelect Current Nominating Commitee; Approve Remuneration  Mgmt  For  Do Not Vote 
  and Guidelines for Nominating Committee         
10.1  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
10.2  Approve Guidelines for Share-based Incentive Plans for    Mgmt  For  Do Not Vote 
  Executives             
11  Approve Corporate Governance Statement    Mgmt  For  Do Not Vote 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

12.1  Approve Issue of 2.2 Million Shares to Umoe AS in Connection  Mgmt  For  Do Not Vote 
  with Acquisition of Umoe IKT AS           
12.2  Amend Articles Re: Share Capital; Editorial Changes    Mgmt  For  Do Not Vote 
13  Approve Issuance of 3 Million Shares in Connection with    Mgmt  For  Do Not Vote 
  Employee Share-based Incentive Plan           
14  Authorize Repurchase of up to 7 Million Issued Shares    Mgmt  For  Do Not Vote 
 
British American Tobacco plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BATS  28-Apr-11  United Kingdom  G1510J102  Annual  26-Apr-11  442,345  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
5  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
6  Re-elect Richard Burrows as Director      Mgmt  For  For 
7  Re-elect Karen de Segundo as Director      Mgmt  For  For 
8  Re-elect Nicandro Durante as Director      Mgmt  For  For 
9  Re-elect Robert Lerwill as Director      Mgmt  For  For 
10  Re-elect Christine Morin-Postel as Director    Mgmt  For  For 
11  Re-elect Gerry Murphy as Director      Mgmt  For  For 
12  Re-elect Anthony Ruys as Director      Mgmt  For  For 
13  Re-elect Sir Nicholas Scheele as Director      Mgmt  For  For 
14  Re-elect Ben Stevens as Director      Mgmt  For  For 
15  Elect John Daly as Director      Mgmt  For  For 
16  Elect Kieran Poynter as Director      Mgmt  For  For 
17  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
18  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
19  Authorise Market Purchase      Mgmt  For  For 
20  Amend Long Term Incentive Plan      Mgmt  For  Against 
21  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Canadian Imperial Bank Of Commerce
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CM  28-Apr-11  Canada  136069101  Annual  28-Feb-11  136,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Ratify Ernst & Young LLP as Auditors      Mgmt  For  For 
  You may vote for the nominees for Directors as slate:    Mgmt     
2  Elect B.S. Belzberg, G.F. Colter, D. D'Alessandro, P.D. Daniel, L.  Mgmt  For  For 
  Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley       
  G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B       
  Stevenson, and R.W. Tysoe as Directors           
  OR you may vote for the nominees for Directors individually:  Mgmt     
2.1  Elect Director B.S. Belzberg      Mgmt  For  For 
2.2  Elect Director G.F. Colter      Mgmt  For  For 
2.3  Elect Director D. D'Alessandro      Mgmt  For  For 
2.4  Elect Director P.D. Daniel      Mgmt  For  For 
2.5  Elect Director L. Desjardins      Mgmt  For  For 
2.6  Elect Director G.D. Giffin      Mgmt  For  For 
2.7  Elect Director L.S. Hasenfratz      Mgmt  For  For 
2.8  Elect Director N.D. Le Pan      Mgmt  For  For 
2.9  Elect Director J.P. Manley      Mgmt  For  For 
2.10  Elect Director G.T. McCaughey      Mgmt  For  For 
2.11  Elect Director J.L. Peverett      Mgmt  For  For 
2.12  Elect Director L. Rahl        Mgmt  For  For 
2.13  Elect Director C. Sirois        Mgmt  For  For 
2.14  Elect Director R.J. Steacy      Mgmt  For  For 
2.15  Elect Director K.B. Stevenson      Mgmt  For  For 
2.16  Elect Director R.W. Tysoe      Mgmt  For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
4.1  Provide Shareholders with a Clear Option for Abstention on  SH  Against  For 
  Proposals             
4.2  Critical Mass of Qualified Women on the Board    SH  Against  Against 
4.3  Adopt a Policy Stipulating an Internal Pay Ratio    SH  Against  Against 
4.4  Abolition of Subsidiaries and Branches in Tax Havens    SH  Against  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4.5  Additional Information Regarding Peer Comparisons of    SH    Against  Against 
  Compensation               
 
Compagnie Plastic Omnium
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
POM  28-Apr-11  France  F73325106  Annual/Special  21-Apr-11  4,867  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Allocation of Income and Dividends of EUR 1.40 per  Mgmt    For  For 
  Share               
3  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  Against 
 
4  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
 
5  Approve Discharge of Directors      Mgmt    For  For 
6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
7  Reelect Vincent Labruyere as Director      Mgmt    For  For 
8  Ratify Appointment of Anne-Marie Couderc as Director    Mgmt    For  For 
9  Elect Anne Asensio as Director      Mgmt    For  Against 
10  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt    For  Against 
  EUR 260,000               
  Extraordinary Business        Mgmt       
11  Approve 1 for 3 Stock Split and Amend Articles 6 and 11 of  Mgmt    For  For 
  Bylaws Accordingly               
12  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt    For  Against 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 300         
  Million               
13  Authorize Board to Increase Capital in the Event of Additional  Mgmt    For  Against 
  Demand Related to Delegation Submitted to Shareholder Vote         
  under Item 12 Above               
14  Approve Employee Stock Purchase Plan      Mgmt    Against  For 
15  Authorize up to 2.5 Percent of Issued Capital for Use in Stock  Mgmt    For  Against 
  Option Plan               
16  Authorize up to 2.5 Percent of Issued Capital for Use in    Mgmt    For  Against 
  Restricted Stock Plan               
17  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Croda International plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CRDA  28-Apr-11  United Kingdom  G25536106  Annual  26-Apr-11  25,642  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Elect Steve Williams as Director      Mgmt  For  For 
5  Elect Steve Foots as Director      Mgmt  For  For 
6  Re-elect Martin Flower as Director      Mgmt  For  For 
7  Re-elect Mike Humphrey as Director      Mgmt  For  For 
8  Re-elect Sean Christie as Director      Mgmt  For  For 
9  Re-elect Michael Buzzacott as Director      Mgmt  For  For 
10  Re-elect Stanley Musesengwa as Director      Mgmt  For  For 
11  Re-elect Nigel Turner as Director      Mgmt  For  For 
12  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
13  Authorise the Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
18  Amend Long-Term Incentive Plan      Mgmt  For  For 
 
DBS Group Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
D05  28-Apr-11  Singapore  Y20246107  Annual    611,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Adopt Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
 
2a  Declare Final Dividend of SGD 0.28 Per Ordinary Share    Mgmt  For  For 
2b  Declare Final Dividend of SGD 0.02 Per Non-Voting Convertible  Mgmt  For  For 
  Preference Share             
2c  Declare Final Dividend of SGD 0.02 Per Non-Voting Redeemable  Mgmt  For  For 
  Convertible Preference Share           
3  Approve Directors' Fees of SGD 2.8 Million for 2010 (2009: SGD  Mgmt  For  For 
  1.6 Million)             
4  Reappoint PricewaterhouseCoopers LLP as Auditors and    Mgmt  For  For 
  Authorize Board to Fix Their Remuneration         
5a  Reelect Bart Joseph Broadman as Director    Mgmt  For  For 
5b  Reelect Euleen Goh Yiu Kiang as Director      Mgmt  For  For 
5c  Reelect Christopher Cheng Wai Chee as Director    Mgmt  For  For 
6  Reelect Danny Teoh Leong Kay as Director    Mgmt  For  For 
7a  Approve Issuance of Shares and Grant Awards Pursuant to the  Mgmt  For  For 
  DBSH Share Option Plan and the DBSH Share Plan         
7b  Approve Issuance of Equity or Equity-Linked Securities with or  Mgmt  For  For 
  without Preemptive Rights           
7c  Approve Issuance of Shares Pursuant to the DBSH Scrip    Mgmt  For  For 
  Dividend Scheme             
 
DBS Group Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
D05  28-Apr-11  Singapore  Y20246107  Special    611,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Authorize Share Repurchase Program      Mgmt  For  For 
 
 
Diasorin S.p.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DIA  28-Apr-11  Italy  T3475Y104  Annual  15-Apr-11  13,460  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt  For  For 
  of Income             
 
DnB NOR ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  28-Apr-11  Norway  R1812S105  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
3  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  Do Not Vote 
4  Approve Remuneration of Committee of Representatives, Control  Mgmt  For  Do Not Vote 
  Committee, and Nominating Committee           
5  Approve Remuneration of Auditor      Mgmt  For  Do Not Vote 
6  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 4 per Share         
 
7  Elect Andersen, Hoegh, Koc, Leire, Skarholt, Smith, Solberg,  Mgmt  For  Do Not Vote 
  Svenning, Sorensen, and Wang as Members of Committee of       
  Representatives; Elect Deputy Members           
8  Reelect Hassel (Chair), Overland (Vice Chair), Eriksen, and  Mgmt  For  Do Not Vote 
  Hovden as Members of Control Committee; Reelect Brustad and       
  Smith as Deputy Members           
9  Authorize Repurchase of Issued Shares with an Aggregate  Mgmt  For  Do Not Vote 
  Nominal Value of up to NOK 733 Million           
10a  Approve Advisory Part of Remuneration Policy And Other Terms  Mgmt  For  Do Not Vote 
  of Employment For Executive Management         
10b  Approve Binding Part of Remuneration Policy And Other Terms  Mgmt  For  Do Not Vote 
  of Employment For Executive Management         
11  Amend Articles Re: Change Company Name to DNB ASA; Voting  Mgmt  For  Do Not Vote 
  in Advance of the Meeting; Adopt Record Date; Employee         
  Representatives             
12  Approve Instructions to the Nominating Committee    Mgmt  For  Do Not Vote 
  Shareholder Proposals by Sverre Evensen      Mgmt     
13  Financial Stability - Role Distribution and Impartiality; A Financial  SH  None  Do Not Vote 
  Structure for a New Real Economy; Financial Services Innovation       
  in the Best Interests of the Atomic Customer; Shared Economic       
  Responsibility and Common Interests           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Mol Hungarian Oil and Gas Plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  28-Apr-11  Hungary  X5462R112  Annual  13-Apr-11  14,554  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
0.1  Approve Use of Electronic Vote Collection Method    Mgmt  For  For 
0.2  Elect Keeper of Minutes, Shareholders to Authenticate Minutes,  Mgmt  For  For 
  and Counter of Votes             
1.1  Receive Board of Directors Report on Company's 2010 Business  Mgmt     
  Operations; Receive Financial Statements and Consolidated       
  Financial Statements; Receive Proposal on Allocation of 2010       
  Income             
1.2  Receive Auditor's Report on 2010 Financial Statements    Mgmt     
1.3  Receive Supervisory Board Report on 2010 Financial Statements  Mgmt     
  and on Allocation of Income Proposal           
1.4a  Approve Financial Statements and Consolidated Financial    Mgmt  For  For 
  Statements             
1.4b  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 
1.5  Approve Corporate Governance Statement    Mgmt  For  For 
2  Approve Discharge of Members of Board of Directors    Mgmt  For  For 
3  Ratify Ernst & Young Konyvvizsgalo Kft. as Auditor and Approve  Mgmt  For  For 
  Auditor's Remuneration           
4  Authorize Share Repurchase Program      Mgmt  For  Against 
5  Amend Profit Sharing Plan of Members of Board of Directors  Mgmt  For  For 
6  Elect Oszkar Vilagi as Member of Board of Directors    Mgmt  For  For 
7.1  Elect Gyorgy Mosonyi as Supervisory Board Member    Mgmt  For  Against 
7.2  Elect Istvan Törocskei as Member of Audit Committee    Mgmt  For  For 
8  Elect Sandor Puskas as Employee Representative to Supervisory  Mgmt  For  For 
  Board             
9  Amend Articles of Association Re: Record Date, Shareholder  Mgmt  For  For 
  Register, Shareholder Identification           
 
New World Resources NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
A37  28-Apr-11  Netherlands  N6341Z102  Annual  31-Mar-11  54,620  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
 
  Annual Meeting Agenda      Mgmt       
1  Open Meeting        Mgmt       
2a  Receive Report of Management Board Including Corporate  Mgmt       
  Governance               
2b  Adopt Financial Statements      Mgmt    For  For 
2c  Receive Explanation on Company's Reserves and Dividend Policy  Mgmt       
3  Approve Discharge of Board of Directors    Mgmt    For  For 
4a  Reelect Klaus-Dieter Beck as Director      Mgmt    For  For 
4b  Reelect Pavel Telicka as Director      Mgmt    For  For 
4c  Reelect Hans-Jorg Rudloff as Director      Mgmt    For  For 
4d  Reelect Bessel Kok as Director      Mgmt    For  For 
5  Amend Articles Re: Legislative Changes      Mgmt    For  For 
6  Authorize Repurchase of Up to 5 Percent of Issued Share Capital  Mgmt    For  For 
7  Grant Board Authority to Issue Shares Up To 5 Percent of Issued  Mgmt    For  For 
  Capital               
8  Authorize Board to Exclude Preemptive Rights from Issuance  Mgmt    For  For 
  under Item 7               
9  Ratify KPMG Accountants NV as Auditors      Mgmt    For  For 
10  Discuss Offer for All Issued A Shares in Connection with    Mgmt       
  Intention to Redomicile in United Kingdom           
11  Close Meeting        Mgmt       
 
Petroleo Brasileiro SA-Petrobras
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PETR4  28-Apr-11  Brazil  P78331140  Annual/Special  01-Apr-11  329,056  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt       
  Annual Meeting Agenda      Mgmt       
  Preferred Shareholders Have Voting Rights on Items 4 and 6  Mgmt       
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt    For  For 
  Year Ended Dec. 31, 2010             
2  Approve Capital Budget for Upcoming Fiscal Year    Mgmt    For  For 
3  Approve Allocation of Income and Dividends    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Elect Directors        Mgmt  For  Against 
5  Elect Board Chairman      Mgmt  For  For 
6  Elect Fiscal Council Members      Mgmt  For  For 
7  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
  Special Meeting Agenda      Mgmt     
1  Authorize Capitalization of Reserves without Issuance of New  Mgmt  For  For 
  Shares             
 
Senior plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SNR  28-Apr-11  United Kingdom  G8031U102  Annual  26-Apr-11  160,226  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect David Best as Director      Mgmt  For  For 
5  Re-elect Martin Clark as Director      Mgmt  For  For 
6  Re-elect Ian Much as Director      Mgmt  For  For 
7  Re-elect Simon Nicholls as Director      Mgmt  For  For 
8  Re-elect Mark Rollins as Director      Mgmt  For  For 
9  Reappoint Deloitte LLP as Auditors and Authorise Their    Mgmt  For  For 
  Remuneration             
10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
11  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
12  Authorise Market Purchase      Mgmt  For  For 
13  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Southern Copper Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SCCO  28-Apr-11  USA  84265V105  Annual  04-Mar-11  23,319  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director German Larrea Mota-Velasco    Mgmt    For  Withhold 
1.2  Elect Director Oscar Gonzalez Rocha      Mgmt    For  Withhold 
1.3  Elect Director Emilio Carrillo Gamboa      Mgmt    For  For 
1.4  Elect Director Alfredo Casar Perez      Mgmt    For  Withhold 
1.5  Elect Director Luis Castelazo Morales      Mgmt    For  Withhold 
1.6  Elect Director Enrique Castillo Sanchez Mejorada    Mgmt    For  Withhold 
1.7  Elect Director Alberto de la Parra Zavala      Mgmt    For  Withhold 
1.8  Elect Director Xavier Garcia de Quevedo Topete    Mgmt    For  Withhold 
1.9  Elect Director Genaro Larrea Mota-Velasco    Mgmt    For  Withhold 
1.10  Elect Director Daniel Muñiz Quintanilla      Mgmt    For  Withhold 
1.11  Elect Director Luis Miguel Palomino Bonilla    Mgmt    For  For 
1.12  Elect Director Gilberto Perezalonso Cifuentes    Mgmt    For  Withhold 
1.13  Elect Director Juan Rebolledo Gout      Mgmt    For  Withhold 
1.14  Elect Director Carlos Ruiz Sacristan      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
Technip
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
TEC  28-Apr-11  France  F90676101  Annual/Special  21-Apr-11  42,834  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Allocation of Income and Dividends of EUR 1.45 per  Mgmt    For  For 
  Share               
3  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
4  Acknowledge Auditors' Special Report Regarding Related-Party  Mgmt    For  For 
  Transactions and Absence of New Related-Party Transaction         

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

5  Ratify Appointment of Marie-Ange Debon as Director    Mgmt  For  For 
6  Reelect Thierry Pilenko as Director      Mgmt  For  Against 
7  Reelect Olivier Appert as Director      Mgmt  For  For 
8  Reelect Pascal Colombani as Director      Mgmt  For  Against 
9  Reelect John O'Leary as Director      Mgmt  For  For 
10  Elect Maury Devine as Director      Mgmt  For  For 
11  Elect Leticia Costa as Director      Mgmt  For  For 
12  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Extraordinary Business      Mgmt     
13  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 40       
  Million             
14  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 8       
  Million             
15  Approve Issuance of Shares for a Private Placement, up to EUR 8  Mgmt  For  For 
  Million             
16  Authorize up to 0.4 Percent of Issued Capital for Use in    Mgmt  For  For 
  Restricted Stock Plan             
17  Authorize Restricted Stock Plan Reserved for Chairman and/or  Mgmt  For  For 
  CEO, Subject to Approval of Item 16           
18  Authorize up to 0.4 Percent of Issued Capital for Use in Stock  Mgmt  For  For 
  Option Plan             
19  Authorize Stock Option Plan Reserved for Chairman and/or CEO,  Mgmt  For  For 
  Subject to Approval of Item 18           
20  Approve Employee Stock Purchase Plan      Mgmt  For  For 
21  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
UBS AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
UBSN  28-Apr-11  Switzerland  H89231338  Annual  21-Apr-11  837,277  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
1.2  Approve Remuneration Report      Mgmt  For  Against 
2  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 
3  Approve Discharge of Board and Senior Management    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4.1a  Reelect Kaspar Villiger as Director      Mgmt  For  For 
4.1b  Reelect Michel Demare as Director      Mgmt  For  For 
4.1c  Reelect David Sidwell as Director      Mgmt  For  For 
4.1d  Reelect Rainer-Marc Frey as Director      Mgmt  For  For 
4.1e  Reelect Bruno Gehrig as Director      Mgmt  For  For 
4.1f  Reelect Ann Godbehere as Director      Mgmt  For  For 
4.1g  Reelect Axel Lehmann as Director      Mgmt  For  For 
4.1h  Reelect Wolfgang Mayrhuber as Director      Mgmt  For  For 
4.1i  Reelect Helmut Panke as Director      Mgmt  For  For 
4.1j  Reelect William Parrett as Director      Mgmt  For  For 
4.2  Elect Joseph Yam as Director      Mgmt  For  For 
4.3  Ratify Ernst & Young AG as Auditors      Mgmt  For  For 
 
Wihlborgs Fastigheter AB (formerly WIHLBORGS SYD AB)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WIHL  28-Apr-11  Sweden  W9899S108  Annual  20-Apr-11  16,773  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Chairman of Meeting      Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
5  Approve Agenda of Meeting      Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive President's Report      Mgmt     
8  Receive Financial Statements and Statutory Reports    Mgmt     
  (Non-Voting)             
9a  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
9b  Approve Allocation of Income and Dividends of SEK 7 per Share  Mgmt  For  For 
9c  Approve Discharge of Board and President    Mgmt  For  For 
9d  Determine May 3, 2011, as Record Date for Dividends    Mgmt  For  For 
10  Determine Number of Members (8) and Deputy Members (0) of  Mgmt  For  For 
  Board             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
11  Approve Remuneration of Directors in the Amount of SEK    Mgmt  For  For 
  220,000 for Chairman, and SEK 120,000 for Other Directors;       
  Approve Remuneration of Auditors           
12  Reelect Kerstin Fredriksson, Anders Jarl, Sara Karlsson, Helen  Mgmt  For  For 
  Olausson, Per-Ingemar Persson, Erik Paulsson, Tommy Qvarfort,       
  and Johan Qviberg             
13  Ratify Deloitte as Auditors      Mgmt  For  For 
14  Elect Members of Nominating Committee      Mgmt  For  For 
15  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
16  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital and Reissuance of Repurchased Shares         
17  Approve Issuance of up to 10 Percent of Share Capital without  Mgmt  For  For 
  Preemptive Rights             
18  Amend Articles Re: Set Minimum (21.5 Million) and Maximum  Mgmt  For  For 
  (86 Million) Number of Shares; Convocation of General Meeting;       
  Registration             
19  Approve 2: 1 Stock Split      Mgmt  For  For 
20  Other Business        Mgmt     
21  Close Meeting        Mgmt     
 
 
BRF - Brasil Foods SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BRFS3  29-Apr-11  Brazil  P1905C100  Annual/Special  38,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Dividends        Mgmt  For  For 
3  Elect Directors        Mgmt  For  For 
4  Elect Fiscal Council Members and Audit Committee    Mgmt  For  For 
5  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  For 
  Directors, and Fiscal Council Members           
 
Companhia de Bebidas Das Americas - AMBEV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AMBV4  29-Apr-11  Brazil  P0273S127  Annual  11-Apr-11  211,308  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for Preferred ADR Holders      Mgmt     
3.1  Elect Mario Fernando Engelke as Fiscal Council Member    Mgmt  For  For 
3.2  Elect Euripedes de Freitas as Alternate Fiscal Council Member  Mgmt  For  For 
 
ENEL SpA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ENEL  29-Apr-11  Italy  T3679P115  Annual/Special 18-Apr-11  1,589,277  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income      Mgmt  For  For 
3  Fix Number of Directors      Mgmt  For  For 
4  Fix Directors' Term        Mgmt  For  For 
  Elect Directors (Bundled) - Choose One of the Following Slates  Mgmt     
5.1  Slate Submitted by the Italian Ministry of Economy and Finance  Mgmt  None  Do Not Vote 
5.2  Slate Submitted by Institutional Investors (Assogestioni)    Mgmt  None  For 
6  Elect Chairman of the Board of Directors      Mgmt  For  For 
7  Approve Remuneration of Directors      Mgmt  For  Against 
8  Approve Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
  Extraordinary Business      Mgmt     
1  Amend Company Bylaws      Mgmt  For  For 
 
Forbo Holding AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FORN  29-Apr-11  Switzerland  H26865214  Annual  25-Apr-11  977  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1.1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
1.2  Approve Remuneration Report      Mgmt  For  For 
2  Approve Discharge of Board and Senior Management    Mgmt  For  For 
3  Approve Allocation of Income and Dividends of CHF 12 per Share  Mgmt  For  For 
 
4  Approve CHF 21,315.20 Reduction in Share Capital via    Mgmt  For  For 
  Cancellation of Repurchased Shares           
5  Authorize Repurchase of up to Ten Percent of Issued Share  Mgmt  For  For 
  Capital             
6.1  Reelect This Schneider as Director      Mgmt  For  For 
6.2  Reelect Peter Altorfer as Director      Mgmt  For  For 
6.3  Elect Reto Mueller as Director      Mgmt  For  For 
7  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt  For  For 
 
 
Great Wall Motor Co., Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02333  29-Apr-11  Hong Kong  Y2882P106  Annual  29-Mar-11  723,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend of RMB 0.2 Per Share    Mgmt  For  For 
3  Accept Report of the Board of Directors      Mgmt  For  For 
4  Accept Report of the Supervisory Committee    Mgmt  For  For 
5  Reappoint Deloitte Touche Tohmatsu Certified Public    Mgmt  For  For 
  Accountants Ltd. as Company's PRC Auditors and Deloitte         
  Touche Tohmatsu as Company's International Auditors and       
  Authorize Board to Fix Their Remuneration         
6  Elect Wei Jian Jun as Executive Director and Authorize the Board  Mgmt  For  For 
  to Fix His Remuneration           
7  Elect Liu Ping Fu as Executive Director and Authorize the Board  Mgmt  For  For 
  to Fix His Remuneration           
8  Elect Wang Feng Ying as Executive Director and Authorize the  Mgmt  For  For 
  Board to Fix Her Remuneration           
9  Elect Hu Ke Gang as Executive Director and Authorize the Board  Mgmt  For  For 
  to Fix His Remuneration           
10  Elect Yang Zhi Juan as Executive Director and Authorize the  Mgmt  For  For 
  Board to Fix Her Remuneration           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
11  Elect He Ping as Non-Executive Director and Authorize the Board  Mgmt  For  For 
  to Fix His Remuneration           
12  Elect Niu Jun as Non-Executive Director and Authorize the Board  Mgmt  For  For 
  to Fix His Remuneration           
13  Elect Wei Lin as Independent Non-Executive Director and    Mgmt  For  For 
  Authorize the Board to Fix His Remuneration         
14  Elect He Bao Yin as Independent Non-Executive Director and  Mgmt  For  For 
  Authorize the Board to Fix His Remuneration         
15  Elect Li Ke Qiang as Independent Non-Executive Director and  Mgmt  For  For 
  Authorize the Board to Fix His Remuneration         
16  Elect Wong Chi Hung, Stanley as Independent Non-Executive  Mgmt  For  For 
  Director and Authorize the Board to Fix His Remuneration         
17  Elect Yuan Hong Li as Independent Supervisor and Authorize the  Mgmt  For  For 
  Board to Fix Her Remuneration           
18  Elect Luo Jin Li as Independent Supervisor and Authorize the  Mgmt  For  For 
  Board to Fix Her Remuneration           
19  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
 
Grupo Financiero Banorte S.A.B. de C.V.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GFNORTEO  29-Apr-11  Mexico  P49501201  Annual    327,218  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income      Mgmt  For  For 
3  Approve Cash Dividends of MXN 0.18 Per Share    Mgmt  For  For 
4  Elect Directors; Verify Independence of Board Members    Mgmt  For  For 
5  Approve Remuneration of Directors      Mgmt  For  For 
6  Elect Members of Audit and Corporate Practices Committee  Mgmt  For  For 
7  Present Report on Company's 2010 Share Repurchase Program;  Mgmt  For  For 
  Set Maximum Nominal Amount of Share Repurchase Program for       
  2011             
8  Authorize Board to Obtain Certification of the Company Bylaws  Mgmt  For  For 
 
9  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
10  Approve Minutes of Meeting      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Grupo Mexico S.A.B. de C.V.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GMEXICOB  29-Apr-11  Mexico  P49538112  Annual  19-Apr-11  1,030,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports; Accept CEO,  Mgmt  For  For 
  Board and Board Committee Reports for Fiscal Year Ended Dec.       
  31, 2010             
2  Approve Report on Tax Obligations in Accordance with Article 86  Mgmt  For  For 
  of Tax Law             
3  Approve Allocation of Income for Fiscal Year 2010    Mgmt  For  For 
4  Approve Policy Related to Acquisition of Own Shares; Set    Mgmt  For  For 
  Aggregate Nominal Amount of Share Repurchase Reserve for       
  2011             
5  Elect or Ratify Directors; Verify Independence of Board    Mgmt  For  Against 
  Members; Elect or Ratify Chairmen and Members of the Board       
  Committees             
6  Approve Remuneration of Directors and Members of Board  Mgmt  For  For 
  Committees             
7  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
 
Grupo Televisa S.A.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TLEVISACPO 29-Apr-11  Mexico  P4987V137  Annual/Special 15-Apr-11  153,138  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
  Only "L" Shares Have Voting Rights at this Special Meeting  Mgmt     
1  Elect or Ratify Directors Representing Series L Shareholders  Mgmt  For  Against 
2  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
  Annual Meeting for Series A and B, and Must be Mexican    Mgmt     
  National             
1  Approve Financial Statements and Statutory Reports as Required  Mgmt  For  For 
  by Article 28 of Mexican Securities Law, Approve Financial         
  Statements for Fiscal Year Ended Dec. 31, 2010; Approve         
  Discharge of Directors, CEO and Board Committees         
2  Present Report on Compliance with Fiscal Obligations    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Approve Allocation of Income for Fiscal Year 2010    Mgmt  For  For 
4  Aggregate Nominal Amount for Share Repurchase and Receive  Mgmt  For  For 
  Report on Board's Decision on Share Repurchase and Sale of       
  Treasury Shares             
5  Elect or Ratify Members of the Board, Secretary and Other  Mgmt  For  Against 
  Officers             
6  Elect or Ratify Members of the Executive Committee    Mgmt  For  Against 
7  Elect or Ratify Chairman of Audit Committee and Corporate  Mgmt  For  Against 
  Practices Committee             
8  Approve Remuneration of Board Members, Executive, Audit and  Mgmt  For  For 
  Corporate Practices Committees, and Secretary         
9  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
  Only "D" Shares Have Voting Rights at this Special Meeting  Mgmt     
1  Elect or Ratify Directors Representing Series D Shareholders  Mgmt  For  Against 
2  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
  Special Meeting for Series A, B and D, and Must be Mexican  Mgmt     
  National             
1  Approve Merger Balance Sheet and Financial Statements as of  Mgmt  For  For 
  March 31, 2011             
2  Approve Merger of Grupo Televisa SAB de CV and Cablemas SA  Mgmt  For  For 
  de CV; Approve Terms and Conditions of Merger         
3  Approve Increase in Share Capital; Issuance of Class A, B, D and  Mgmt  For  For 
  L Shares in Connection with Merger in Item 2         
4  Amend Company Bylaws to Reflect Resolutions in Previous Items  Mgmt  For  For 
 
5  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
 
SJM Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00880  29-Apr-11  Hong Kong  Y8076V106  Annual  26-Apr-11  2,168,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend of HK$0.3 Per Share    Mgmt  For  For 
3a  Reelect So Shu Fai as Executive Director      Mgmt  For  For 
3b  Reelect Rui Jose da Cunha as Executive Director    Mgmt  For  For 
3c  Reelect Leong On Kei, Angela as Executive Director    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3d  Reelect Cheng Yu Tung as Non-Executive Director    Mgmt  For  Against 
3e  Reelect Fok Tsun Ting, Timothy as Executive Director    Mgmt  For  For 
4  Authorize Board to Fix the Remuneration of Directors    Mgmt  For  For 
5  Reappoint Deloitte Touche Tohmatsu, Certified Public    Mgmt  For  For 
  Accountants and H.C. Watt & Company Limited as Joint Auditors       
  and Authorize Board to Fix Their Remuneration         
6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Suzano Papel e Celulose S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SUZB5  29-Apr-11  Brazil  P06768165  Annual    137,375  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Holders of Preferred Shares Have Voting Rights on Item 3    Mgmt     
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Allocation of Income and Dividends    Mgmt  For  For 
3  Elect Fiscal Council Members and Approve their Remuneration  Mgmt  For  For 
4  Approve Remuneration of Executive Officers, Non-Executive  Mgmt  For  Against 
  Directors             
 
Saipem
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SPM  30-Apr-11  Italy  T82000117  Annual/Special 19-Apr-11  127,154  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income      Mgmt  For  For 
  Elect Directors (Bundled) and Approve Their    Mgmt     
  Remuneration - Vote For One of the Following Slate         
3.1  Slate Submitted by ENI        Mgmt  None  Do Not Vote 
3.2  Slate Submitted by Institutional Investors (Assogestioni)    Mgmt  None  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Appoint Internal Statutory Auditors and Approve Auditors'    Mgmt     
  Remuneration - Vote For One of the Following Slate         
4.1  Slate Submitted by ENI        Mgmt  None  Against 
4.2  Slate Submitted by Institutional Investors (Assogestioni)    Mgmt  None  For 
  Extraordinary Business        Mgmt     
1  Amend Company Bylaws      Mgmt  For  For 
 
Hoganas AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HOGA B  02-May-11  Sweden  W4175J146  Annual  26-Apr-11  13,804  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting; Elect Chairman of Meeting    Mgmt  For  For 
2  Prepare and Approve List of Shareholders      Mgmt  For  For 
3  Approve Agenda of Meeting      Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
5  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report; Receive CEO's Review; Receive Board and       
  Committee Reports             
7a  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
7b  Approve Allocation of Income and Dividends of SEK 10 per  Mgmt  For  For 
  Share; Approve May 6, 2011, as Record Date for Dividend       
  Payment             
7c  Approve Discharge of Board and President    Mgmt  For  For 
8  Determine Number of Members (8) and Deputy Members (0) of  Mgmt  For  For 
  Board             
9  Approve Remuneration of Directors in the Amount of SEK    Mgmt  For  For 
  500,000 for Chairman and SEK 250,000 for Other Directors;       
  Approve Remuneration for Committee Work         
10  Reelect Anders Carlberg (Chairman), Alrik Danielson, Peter  Mgmt  For  For 
  Gossas, Urban Jansson, Bengt Kjell, Jenny Urnes, and Erik Urnes       
  as Directors; Elect Bjorn Rosengren as a New Director         
11  Determine Number of Auditors      Mgmt  For  For 
12  Approve Remuneration of Auditors      Mgmt  For  For 
13  Ratify KPMG as Auditors      Mgmt  For  For 
14  Authorize Chairman of Board and Representatives of Four of  Mgmt  For  For 
  Company's Largest Shareholders to Serve on Nominating         
  Committee             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

15  Approve Remuneration Policy And Other Terms of Employment  Mgmt    For  For 
  For Executive Management             
16  Authorize Reissuance of up to 120,000 Class B Shares to    Mgmt    For  For 
  Participants in 2007 and 2009 Stock Option Plans           
17  Close Meeting        Mgmt       
 
Indesit Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IND  02-May-11  Italy  T52684106  Annual/Special  19-Apr-11  42,314  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Extraordinary Business      Mgmt       
1  Amend Company Bylaws      Mgmt    For  For 
  Ordinary Business        Mgmt       
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt    For  For 
  of Income               
  Appoint Internal Statutory Auditors - Vote Only for One of the  Mgmt       
  Following Slates               
2.1.a  Slate 1 - Submitted by Fines SpA      Mgmt    None  For 
2.1.b  Slate 2 - Submitted by Fineldo SpA      Mgmt    None  Do Not Vote 
2.2  Appoint Internal Statutory Auditors' Chairman    Mgmt    For  For 
2.3  Approve Internal Auditors' Remuneration      Mgmt    For  For 
3  Authorize Share Repurchase Program and Reissuance of    Mgmt    For  Against 
  Repurchased Shares               
4  Amend Regulations on General Meetings      Mgmt    For  For 
 
STMicroelectronics NV
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
STM  03-May-11  Netherlands  N83574108  Annual    05-Apr-11  509,996  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt       
1  Open Meeting        Mgmt       
2  Receive Report of Management Board (Non-Voting)    Mgmt       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Receive Report of Supervisory Board (Non-Voting)    Mgmt     
4a  Approve Financial Statements      Mgmt  For  For 
4b  Approve Dividends of USD 0.40 Per Share    Mgmt  For  For 
4c  Approve Discharge of Management Board      Mgmt  For  For 
4d  Approve Discharge of Supervisory Board      Mgmt  For  For 
5  Reelect Carlo Bozotto to Executive Board      Mgmt  For  For 
6  Approve Stock Award to CEO      Mgmt  For  Against 
7a  Reelect Didier Lombard to Supervisory Board    Mgmt  For  Against 
7b  Reelect Tom de Waard to Supervisory Board    Mgmt  For  Against 
7c  Reelect Bruno Steve to Supervisory Board    Mgmt  For  Against 
7d  Elect Jean d'Arthuys to Supervisory Board    Mgmt  For  Against 
7e  Elect Jean-Georges Malcor to Supervisory Board    Mgmt  For  For 
7f  Eelect Alessandro Rivera to Supervisory Board    Mgmt  For  Against 
8  Ratify PwC as Auditors        Mgmt  For  For 
9  Approve Three-Year Stock-Based Compensation Plan for    Mgmt  For  Against 
  Members of Supervisory Board           
10  Grant Supervisory Board Authority to Issue Shares Up To 10  Mgmt  For  Against 
  Percent of Issued Capital Plus Additional 15 Percent in Case of       
  Takeover/Merger and Restricting/Excluding Preemptive Rights       
11  Authorize Repurchase of Shares      Mgmt  For  For 
12  Allow Questions        Mgmt     
13  Close Meeting        Mgmt     
 
Allianz SE
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ALV  04-May-11  Germany  D03080112  Annual    92,065  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 4.50 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Elect Franz Heiss as Employee Representative to the Supervisory  Mgmt  For  For 
  Board             
6  Amend Articles Re: Remuneration of Supervisory Board    Mgmt  For  For 
7  Approve Affiliation Agreements with Allianz Global Investors AG  Mgmt  For  For 
8  Approve Spin-Off and Takeover Agreement with Allianz    Mgmt  For  For 
  Deutschland AG             
 
Billerud
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BILL  04-May-11  Sweden  W16021102  Annual  28-Apr-11  47,426  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Chairman of Meeting      Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
5  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
6  Approve Agenda of Meeting      Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report             
8  Receive Report on Work of Board and its Committees    Mgmt     
9  Receive President's Report      Mgmt     
10a  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
10b  Approve Allocation of Income and Dividends of SEK 3.50 per  Mgmt  For  For 
  Share; Approve May 9, 2011, as Record Date for Dividend         
10c  Approve Discharge of Board and President    Mgmt  For  For 
11  Receive Report from Nomination Committee    Mgmt     
12  Determine Number of Members (7) and Deputy Members (0) of  Mgmt  For  For 
  Board             
13  Approve Remuneration of Directors in the Amount of SEK    Mgmt  For  For 
  525,000 for Chairman, SEK 400,000 for Vice-Chairman, and SEK       
  250,000 for Other Directors; Approve Remuneration for         
  Committee Work; Approve Remuneration of Auditors         
14  Reelect Ingvar Petersson (Chairman), Gunilla Jonson, Michael  Mgmt  For  For 
  Kaufmann (Vice-Chairman), Ewald Nageler, and Yngve Stade as       
  Directors; Elect Helena Andreas and Mikael Hellberg as New       
  Directors             
15  Elect Members of Nominating Committee      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
16  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
17a  Approve Share Matching and Performance Share Plan for Key  Mgmt  For  For 
  Employees             
17b  Approve Transfer of 265,600 Shares in Connection with    Mgmt  For  For 
  Long-Term Incentive Plan Proposed Under Item 17a         
18  Authorize Reissuance of Repurchased Shares    Mgmt  For  For 
19  Approve Offer to Shareholders Holding Fewer than 200 Shares to  Mgmt  For  For 
  Sell Shares without Charge           
20  Close Meeting        Mgmt     
 
Lojas Renner
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LREN3  04-May-11  Brazil  P6332C102  Special    61,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Appoint Independent Firm KPMG Corporate Finance Ltda to  Mgmt  For  For 
  Appraise the Acquisition of Maxmix Comercial Ltda         
2  Approve Independent Firm's Apraisal      Mgmt  For  For 
3  Approve Acquisition All Maxmix Shares      Mgmt  For  For 
4  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
Manitoba Telecom Services Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MBT  04-May-11  Canada  563486109  Annual  15-Mar-11  128,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Pierre J. Blouin      Mgmt  For  For 
1.2  Elect Director Jocelyne M. Cote-O'Hara      Mgmt  For  For 
1.3  Elect Director N. Ashleigh Everett      Mgmt  For  For 
1.4  Elect Director Gary A. Filmon      Mgmt  For  For 
1.5  Elect Director Gregory J. Hanson      Mgmt  For  For 
1.6  Elect Director Kishore Kapoor      Mgmt  For  For 
1.7  Elect Director David G. Leith      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1.8  Elect Director Donald H. Penny      Mgmt    For  For 
1.9  Elect Director H. Sanford Riley      Mgmt    For  For 
1.10  Elect Director D. Samuel Schellenberg      Mgmt    For  For 
1.11  Elect Director Carol M. Stephenson      Mgmt    For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board  Mgmt    For  For 
  to Fix Their Remuneration             
 
Metropole Television M6
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MMT  04-May-11  France  F62379114  Annual/Special  29-Apr-11  18,627  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
 
3  Approve Allocation of Income and Dividends of EUR 1 per Share  Mgmt    For  For 
 
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
  Regarding New Transactions             
5  Reelect Gilles Samyn as Supervisory Board Member    Mgmt    For  Against 
6  Reelect Societe Immobiliere Bayard d Antin as Supervisory Board  Mgmt    For  Against 
  Member               
7  Authorize Repurchase of Up to 5 Percent of Issued Share Capital  Mgmt    For  Against 
 
  Extraordinary Business        Mgmt       
8  Approve Reduction in Share Capital via Cancellation of    Mgmt    For  For 
  Repurchased Shares               
9  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt    For  For 
  for Future Acquisitions               
10  Approve Employee Stock Purchase Plan      Mgmt    For  For 
11  Authorize up to 1.5 Percent of Issued Capital for Use in  Mgmt    For  Against 
  Restricted Stock Plan               
12  Amend Article 16 of Bylaws Re: Age Limit for Management Board  Mgmt    For  For 
  Members               
13  Amend Article 20 of Bylaws Re: Spread-up Reelections    Mgmt    For  For 
14  Amend Article 13 of Bylaws Re: Shareholding Requirements for  Mgmt    For  For 
  Supervisroy Board Members and Powers of Management Board         
  Related to Bonds Issuance; General Meetings Convening and         
  Attendance               

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
15  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
 
Provident Financial plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PFG  04-May-11  United Kingdom  G72783171  Annual  02-May-11  49,190  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  For 
3  Approve Final Dividend      Mgmt    For  For 
4  Re-elect John van Kuffeler as Director      Mgmt    For  For 
5  Re-elect Robert Anderson as Director      Mgmt    For  For 
6  Re-elect Peter Crook as Director      Mgmt    For  For 
7  Re-elect Andrew Fisher as Director      Mgmt    For  For 
8  Re-elect Christopher Gillespie as Director      Mgmt    For  For 
9  Re-elect Robert Hough as Director      Mgmt    For  For 
10  Re-elect Manjit Wolstenholme as Director      Mgmt    For  For 
11  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For  For 
12  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
13  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
15  Authorise Market Purchase      Mgmt    For  For 
16  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
The Weir Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
WEIR  04-May-11  United Kingdom  G95248137  Annual  02-May-11  196,655  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Final Dividend        Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  For 
4  Re-elect Lord Smith of Kelvin as Director      Mgmt  For  For 
5  Re-elect Keith Cochrane as Director      Mgmt  For  For 
6  Re-elect Michael Dearden as Director      Mgmt  For  For 
7  Re-elect Stephen King as Director      Mgmt  For  For 
8  Re-elect Richard Menell as Director      Mgmt  For  For 
9  Re-elect Alan Mitchelson as Director      Mgmt  For  For 
10  Re-elect John Mogford as Director      Mgmt  For  For 
11  Re-elect Lord Robertson of Port Ellen as Director    Mgmt  For  For 
12  Re-elect Jon Stanton as Director      Mgmt  For  For 
13  Reappoint Ernst & Young LLP as Auditors      Mgmt  For  For 
14  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
15  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
16  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
17  Authorise Market Purchase      Mgmt  For  For 
18  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Canadian Natural Resources Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CNQ  05-May-11  Canada  136385101  Annual  16-Mar-11  242,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  You may vote for the nominees for Directors as slate:    Mgmt     
1  Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail,  Mgmt  For  For 
  T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong       
  J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer       
  as Directors             
  OR you may vote for the nominees for Directors individually:  Mgmt     
1.1  Elect Director Catherine M. Best      Mgmt  For  For 
1.2  Elect Director N. Murray Edwards      Mgmt  For  For 
1.3  Elect Director Timothy W. Faithfull      Mgmt  For  For 
1.4  Elect Director Gary A. Filmon      Mgmt  For  For 
1.5  Elect Director Christopher L. Fong      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.6  Elect Director Gordon D. Giffin      Mgmt  For  For 
1.7  Elect Director Wilfred A. Gobert      Mgmt  For  For 
1.8  Elect Director Steve W. Laut      Mgmt  For  For 
1.9  Elect Director Keith A.J. MacPhail      Mgmt  For  For 
1.10  Elect Director Allan P. Markin      Mgmt  For  For 
1.11  Elect Director Frank J. McKenna      Mgmt  For  For 
1.12  Elect Director James S. Palmer      Mgmt  For  For 
1.13  Elect Director Eldon R. Smith      Mgmt  For  For 
1.14  Elect Director David A. Tuer      Mgmt  For  For 
2  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
 
GlaxoSmithKline plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GSK  05-May-11  United Kingdom  G3910J112  Annual  03-May-11  164,833  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Elect Simon Dingemans as Director      Mgmt  For  For 
4  Elect Stacey Cartwright as Director      Mgmt  For  For 
5  Elect Judy Lewent as Director      Mgmt  For  For 
6  Re-elect Sir Christopher Gent as Director      Mgmt  For  For 
7  Re-elect Andrew Witty as Director      Mgmt  For  For 
8  Re-elect Sir Roy Anderson as Director      Mgmt  For  For 
9  Re-elect Dr Stephanie Burns as Director      Mgmt  For  For 
10  Re-elect Larry Culp as Director      Mgmt  For  For 
11  Re-elect Sir Crispin Davis as Director      Mgmt  For  For 
12  Re-elect Sir Deryck Maughan as Director      Mgmt  For  For 
13  Re-elect James Murdoch as Director      Mgmt  For  For 
14  Re-elect Dr Daniel Podolsky as Director      Mgmt  For  For 
15  Re-elect Dr Moncef Slaoui as Director      Mgmt  For  For 
16  Re-elect Tom de Swaan as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
17  Re-elect Sir Robert Wilson as Director      Mgmt  For  For 
18  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
19  Authorise Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
20  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
21  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
22  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
23  Authorise Market Purchase      Mgmt  For  For 
24  Approve the Exemption from Statement of the Name of the  Mgmt  For  For 
  Senior Statutory Auditor in Published Copies of the Auditors'       
  Reports             
25  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Lancashire Holdings Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LRE  05-May-11  Bermuda  G5361W104  Annual  18-Mar-11  65,237  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Reappoint Ernst & Young LLP as Auditors      Mgmt  For  For 
4  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
5  Elect Emma Duncan as Director      Mgmt  For  For 
6  Elect Alex Maloney as Director      Mgmt  For  For 
7  Re-elect Richard Brindle as Director      Mgmt  For  For 
8  Re-elect Robert Spass as Director      Mgmt  For  For 
9  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
10  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
11  Authorise Market Purchase      Mgmt  For  For 
 
Lundin Petroleum AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LUPE  05-May-11  Sweden  W64566107  Annual  29-Apr-11  52,104  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting  Mgmt     
2  Elect Chairman of Meeting  Mgmt  For  For 
3  Prepare and Approve List of Shareholders  Mgmt  For  For 
4  Approve Agenda of Meeting  Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting  Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting  Mgmt  For  For 
7  Receive President's Report  Mgmt     
8  Receive Financial Statements and Statutory Reports  Mgmt     
9  Approve Financial Statements and Statutory Reports  Mgmt  For  For 
10  Approve Allocation of Income and Omission of Dividend  Mgmt  For  For 
11  Approve Discharge of Board and President  Mgmt  For  For 
12  Receive Nominating Committee's Presentation  Mgmt     
13  Determine Number of Members (8) and Deputy Members (0) of  Mgmt  For  For 
  Board       
14  Approve Remuneration of Directors in the Amount of SEK  Mgmt  For  For 
  800,000 for Chairman and SEK 400,000 for Other Directors;       
  Approve Remuneration for Committee Work       
15  Reelect Ian Lundin, Magnus Unger, William Rand, Lukas Lundin,  Mgmt  For  Against 
  Ashley Heppenstall, Dambisa Moyo, and Asbjoern Larsen as       
  Directors; Elect Kristin Faeroevik as a New Director       
16  Approve Remuneration of Auditors  Mgmt  For  For 
17  Receive Presentation Regarding Items 18-21  Mgmt     
18  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management       
  Shareholder Proposals  Mgmt     
19  Reserve SEK 2.5 Million for Remuneration of Board Members for  SH  None  Against 
  Special Assignments       
  Management Proposals  Mgmt     
20  Approve Issuance of up to 35 Million Shares without Preemptive  Mgmt  For  For 
  Rights       
21  Authorize Share Repurchase Program and Reissuance of  Mgmt  For  For 
  Repurchased Shares       
22  Authorize Representatives of Three to Four of Company's  Mgmt  For  Against 
  Largest Shareholders to Serve on Nominating Committee       
23  Other Business  Mgmt     
24  Close Meeting  Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
MTU Aero Engines Holding AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MTX  05-May-11  Germany  D5565H104  Annual    77,682  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 1.10 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify Deloitte & Touche as Auditors for Fiscal 2011    Mgmt  For  For 
6  Approve Creation of EUR 15.6 Million Pool of Capital with    Mgmt  For  For 
  Preemptive Rights             
7  Approve Creation of EUR 5.2 Million Pool of Capital without  Mgmt  For  For 
  Preemptive Rights             
 
Rio Tinto Ltd. (Formerly Cra Ltd.)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RIO  05-May-11  Australia  Q81437107  Annual  03-May-11  298,169  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals        Mgmt     
1  Accept the Financial Statements and Statutory Reports for the  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve the Remuneration Report for the Year Ended Dec. 31,  Mgmt  For  Against 
  2010             
3  Elect Tom Albanese as a Director      Mgmt  For  For 
4  Elect Robert Brown as a Director      Mgmt  For  For 
5  Elect Vivienne Cox as a Director      Mgmt  For  For 
6  Elect Jan du Plessis as a Director      Mgmt  For  For 
7  Elect Guy Elliott as a Director      Mgmt  For  For 
8  Elect Michael Fitzpatrick as a Director      Mgmt  For  For 
9  Elect Ann Godbehere as a Director      Mgmt  For  For 
10  Elect Richard Goodmanson as a Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
11  Elect Andrew Gould as a Director      Mgmt  For  For 
12  Elect Lord Kerr as a Director      Mgmt  For  For 
13  Elect Paul Tellier as a Director      Mgmt  For  For 
14  Elect Sam Walsh as a Director      Mgmt  For  For 
  Shareholder Proposal      Mgmt     
15  Elect Stephen Mayne as a Director      SH  Against  Against 
  Management Proposals      Mgmt     
16  Approve the Reappointment of PricewaterhouseCoopers LLP as  Mgmt  For  For 
  Auditors of Rio Tinto plc and Authorize the Audit Committee to       
  Fix the Auditors' Remuneration           
17  Approve the Amendments to Each of the Rio Tinto Ltd and Rio  Mgmt  For  For 
  Tinto plc Performance Share Plan 2004           
18  Approve the Renewal of the Off-Market and On-Market Share  Mgmt  For  For 
  Buyback Authorities             
 
Standard Chartered plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
STAN  05-May-11  United Kingdom  G84228157  Annual  03-May-11  557,196  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  Abstain 
4  Re-elect Steve Bertamini as Director      Mgmt  For  For 
5  Re-elect Jaspal Bindra as Director      Mgmt  For  For 
6  Re-elect Richard Delbridge as Director      Mgmt  For  For 
7  Re-elect Jamie Dundas as Director      Mgmt  For  For 
8  Re-elect Val Gooding as Director      Mgmt  For  For 
9  Re-elect Dr Han Seung-soo as Director      Mgmt  For  For 
10  Re-elect Simon Lowth as Director      Mgmt  For  For 
11  Re-elect Rudy Markham as Director      Mgmt  For  For 
12  Re-elect Ruth Markland as Director      Mgmt  For  For 
13  Re-elect Richard Meddings as Director      Mgmt  For  For 
14  Re-elect John Paynter as Director      Mgmt  For  For 
15  Re-elect John Peace as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
16  Re-elect Mike Rees as Director      Mgmt  For  For 
17  Re-elect Peter Sands as Director      Mgmt  For  For 
18  Re-elect Paul Skinner as Director      Mgmt  For  For 
19  Re-elect Oliver Stocken as Director      Mgmt  For  For 
20  Reappoint KPMG Audit plc as Auditors      Mgmt  For  For 
21  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
22  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
23  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
24  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
25  Approve 2011 Share Plan      Mgmt  For  For 
26  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
27  Authorise Market Purchase      Mgmt  For  For 
28  Authorise Market Purchase      Mgmt  For  For 
29  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
BASF SE
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BAS  06-May-11  Germany  D06216317  Annual    257,424  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 2.20 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
5  Ratify KPMG AG as Auditors for Fiscal 2011    Mgmt  For  For 
6  Elect Anke Schaeferkordt to the Supervisory Board    Mgmt  For  For 
7  Approve Remuneration of Audit Committee of the Supervisory  Mgmt  For  For 
  Board             
8  Approve Affiliation Agreement with Subsidiary Styrolution GmbH  Mgmt  For  For 
9  Approve Affiliation Agreement with Subsidiary BASF US    Mgmt  For  For 
  Verwaltung GmbH             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Draegerwerk AG & Co. KGaA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DRW3  06-May-11  Germany  D22938118  Special  15-Apr-11  6,195  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Meeting for Preferred Shareholders    Mgmt       
1  Approve Creation of EUR 21.1 Million Pool of Capital with Partial Mgmt    For  For 
  Exclusion of Preemptive Rights           
2  Authorize Issuance of Investment Certificates  Mgmt    For  For 
 
Helvetia Holding AG
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
HELN  06-May-11  Switzerland  H35927120  Annual  26-Apr-11  1,611  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Discharge of Board and Senior Management  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of CHF 16 per Share Mgmt    For  For 
4.1  Reelect Paola Ghillani as Director    Mgmt    For  For 
4.2  Reelect Doris Russi as Director    Mgmt    For  Against 
4.3  Elect Jean-Rene Fournier as Director    Mgmt    For  Against 
4.4  Elect Herbert Scheidt as Director    Mgmt    For  Against 
5  Ratify KPMG AG as Auditors    Mgmt    For  For 
 
IGM Financial Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IGM  06-May-11  Canada  449586106  Annual  16-Mar-11  81,586  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.1  Elect Marc A. Bibeau as Director    Mgmt    For  For 
1.2  Elect Heather E. Conway as Director    Mgmt    For  For 
1.3  Elect Andre Desmarais as Director    Mgmt    For  Withhold 
1.4  Elect Paul Desmarais, Jr. as Director    Mgmt    For  Withhold 
1.5  Elect V. Peter Harder as Director    Mgmt    For  For 
1.6  Elect Daniel Johnson as Director    Mgmt    For  Withhold 
1.7  Elect John McCallum as Director    Mgmt    For  For 
1.8  Elect Raymond L. McFeetors as Director    Mgmt    For  Withhold 
1.9  Elect R. Jeffrey Orr as Director    Mgmt    For  Withhold 
1.10  Elect Roy W. Piper as Director    Mgmt    For  For 
1.11  Elect Michel Plessis-Belair as Director    Mgmt    For  Withhold 
1.12  Elect Henri-Paul Rousseau as Director    Mgmt    For  Withhold 
1.13  Elect Philip K. Ryan as Director    Mgmt    For  Withhold 
1.14  Elect Susan Sherk as Director    Mgmt    For  For 
1.15  Elect Charles R. Sims as Director    Mgmt    For  Withhold 
1.16  Elect Murray J. Taylor as Director    Mgmt    For  Withhold 
1.17  Elect Gerard Veilleux as Director    Mgmt    For  Withhold 
2  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For  For 
3  Repeal and Replace By-Law No. 1    Mgmt    For  For 
 
IMI plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IMI  06-May-11  United Kingdom  G47152106  Annual  04-May-11  378,237  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Remuneration Report    Mgmt    For  For 
3  Approve Final Dividend    Mgmt    For  For 
4  Re-elect Martin Lamb as Director    Mgmt    For  For 
5  Re-elect Douglas Hurt as Director    Mgmt    For  For 
6  Re-elect Roy Twite as Director    Mgmt    For  For 
7  Re-elect Norman Askew as Director    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
8  Re-elect Terry Gateley as Director      Mgmt  For  For 
9  Re-elect Kevin Beeston as Director      Mgmt  For  For 
10  Re-elect Anita Frew as Director      Mgmt  For  For 
11  Re-elect Bob Stack as Director      Mgmt  For  For 
12  Elect Ian Whiting as Director      Mgmt  For  For 
13  Reappoint Ernst & Young LLP as Auditors      Mgmt  For  For 
14  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
15  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
16  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
17  Amend Share Option Plan      Mgmt  For  For 
18  Approve Global Employee Share Purchase Plan 2011    Mgmt  For  For 
19  Approve US Stock Purchase Plan 2011      Mgmt  For  For 
A  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
B  Authorise Market Purchase      Mgmt  For  For 
C  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Metro AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MEO  06-May-11  Germany  D53968125  Annual  15-Apr-11  134,630  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt  For  For 
  2010; Approve Allocation of Income and Dividends of EUR 1.35       
  per Ordinary Share and EUR 1.485 per Preference Share         
2  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
4  Approve Remuneration System for Management Board Members  Mgmt  For  For 
5  Ratify KPMG AG as Auditors for Fiscal 2011    Mgmt  For  For 
6a  Reelect Peter Kuepfer to the Supervisory Board    Mgmt  For  Against 
6b  Elect Ann-Kristin Achleitner to the Supervisory Board    Mgmt  For  For 
 
Songa Offshore SE

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SONG  06-May-11  Cyprus  M8548M109  Annual    0  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting Agenda    Mgmt       
1  Elect Presiding Council of Meeting    Mgmt    For  Do Not Vote 
2  Accept Financial Statements    Mgmt    For  Do Not Vote 
3  Appoint External Auditors    Mgmt    For  Do Not Vote 
4  Approve Remuneration of External Auditors  Mgmt    For  Do Not Vote 
5  Elect Jens Wilhemsen as Director    Mgmt    For  Do Not Vote 
6  Appoint Jens Wilhemsen as Board Chairman  Mgmt    For  Do Not Vote 
7  Approve Director Remuneration    Mgmt    For  Do Not Vote 
8  Amend Company Bylaws    Mgmt    For  Do Not Vote 
 
Centrica plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CNA  09-May-11  United Kingdom  G2018Z143  Annual  05-May-11  1,780,586  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Remuneration Report    Mgmt    For  For 
3  Approve Final Dividend    Mgmt    For  For 
4  Re-elect Sir Roger Carr as Director    Mgmt    For  For 
5  Re-elect Sam Laidlaw as Director    Mgmt    For  For 
6  Re-elect Helen Alexander as Director    Mgmt    For  For 
7  Re-elect Phil Bentley as Director    Mgmt    For  For 
8  Elect Margherita Della Valle as Director    Mgmt    For  For 
9  Re-elect Mary Francis as Director    Mgmt    For  For 
10  Re-elect Mark Hanafin as Director    Mgmt    For  For 
11  Re-elect Nick Luff as Director    Mgmt    For  For 
12  Re-elect Andrew Mackenzie as Director    Mgmt    For  For 
13  Elect Ian Meakins as Director    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
14  Re-elect Paul Rayner as Director      Mgmt  For  For 
15  Re-elect Chris Weston as Director      Mgmt  For  For 
16  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
17  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
18  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
19  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
20  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
21  Authorise Market Purchase      Mgmt  For  For 
22  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Marine Harvest ASA (Formerly Pan Fish ASA)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  09-May-11  Norway  R2326D105  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  Do Not Vote 
  Meeting             
2  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
3  Receive President's Report      Mgmt     
4  Approve Financial Statements and Statutory Reports    Mgmt  For  Do Not Vote 
5  Approve Allocation of Income and Dividends of NOK 0.80 per  Mgmt  For  Do Not Vote 
  Share             
6  Authorize Repurchase of up to 10 percent of Share Capital  Mgmt  For  Do Not Vote 
7  Approve Issuance of up to 358 Million Shares without    Mgmt  For  Do Not Vote 
  Preemptive Rights             
8  Approve Issuance of Authorize Issuance of Convertible Bonds  Mgmt  For  Do Not Vote 
  without Preemptive Rights; Approve Creation of NOK 525 Million       
  Pool of Capital to Guarantee Conversion Rights         
9  Amend Articles Re: Registered Office      Mgmt  For  Do Not Vote 
10  Approve Remuneration of Directors in the Amount of NOK    Mgmt  For  Do Not Vote 
  750,000 for Chairman, NOK 350,000 for Deputy Chairman, and       
  NOK 275,000 for Other Directors; Approve Remuneration of       
  Auditors             
11  Reelect Ole Leroey and Leif Onarheim as Directors; Elect Mike  Mgmt  For  Do Not Vote 
  Parker as a New Director           
12  Elect Members of Nominating Committee; Approve    Mgmt  For  Do Not Vote 
  Remuneration of Nominating Committee           
13  Elect Auditors        Mgmt  For  Do Not Vote 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

14  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
 
Agrium Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AGU  10-May-11  Canada  008916108  Annual  22-Mar-11  51,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  You may vote for the nominees for Directors as slate:    Mgmt     
1  Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry,  Mgmt  For  For 
  Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne       
  McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson,       
  and Victor J. Zaleschuk as Directors           
  OR you may vote for the nominees for Directors individually:  Mgmt     
1.1  Elect Director Ralph S. Cunningham      Mgmt  For  For 
1.2  Elect Director Russell K. Girling      Mgmt  For  For 
1.3  Elect Director Susan A. Henry      Mgmt  For  For 
1.4  Elect Director Russell J. Horner      Mgmt  For  For 
1.5  Elect Director David J. Lesar      Mgmt  For  For 
1.6  Elect Director John E. Lowe      Mgmt  For  For 
1.7  Elect Director A. Anne McLellan      Mgmt  For  For 
1.8  Elect Director Derek G. Pannell      Mgmt  For  For 
1.9  Elect Director Frank W. Proto      Mgmt  For  For 
1.10  Elect Director Michael M. Wilson      Mgmt  For  For 
1.11  Elect Director Victor J. Zaleschuk      Mgmt  For  For 
2  Ratify KPMG LLP as Auditors      Mgmt  For  For 
 
Calfrac Well Services Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CFW  10-May-11  Canada  129584108  Annual  30-Mar-11  16,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Kevin R. Baker      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.2  Elect Director James S. Blair    Mgmt    For  For 
1.3  Elect Director Gregory S. Fletcher    Mgmt    For  For 
1.4  Elect Director Lorne A. Gartner    Mgmt    For  For 
1.5  Elect Director Ronald P. Mathison    Mgmt    For  For 
1.6  Elect Director Douglas R. Ramsay    Mgmt    For  For 
1.7  Elect Director R.T. (Tim) Swinton    Mgmt    For  For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Mgmt    For  For 
3  Re-approve Stock Option Plan    Mgmt    For  For 
 
Keyera Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
KEY  10-May-11  Canada  493271100  Annual  31-Mar-11  17,600  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director James V. Bertram    Mgmt    For  For 
1.2  Elect Director Robert B. Catell    Mgmt    For  For 
1.3  Elect Director Michael B.C. Davies    Mgmt    For  For 
1.4  Elect Director Nancy M. Laird    Mgmt    For  For 
1.5  Elect Director E. Peter Lougheed    Mgmt    For  For 
1.6  Elect Director Donald J. Nelson    Mgmt    For  For 
1.7  Elect Director H. Neil Nichols    Mgmt    For  For 
1.8  Elect Director William R. Stedman    Mgmt    For  For 
2  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For  For 
 
Semafo Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SMF  10-May-11  Canada  816922108  Annual/Special  29-Mar-11  59,900  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Terence F. Bowles    Mgmt    For  For 
1.2  Elect Director Pierre Claver Damiba    Mgmt    For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
1.3  Elect Director Benoit La Salle      Mgmt    For  For 
1.4  Elect Director Jean Lamarre      Mgmt    For  For 
1.5  Elect Director John LeBoutillier      Mgmt    For  For 
1.6  Elect Director Gilles Masson      Mgmt    For  For 
1.7  Elect Director Lawrence McBrearty      Mgmt    For  For 
2  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt    For  For 
  Board to Fix Their Remuneration             
3  Approve Shareholder Rights Plan      Mgmt    For  For 
 
Shoppers Drug Mart Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SC  10-May-11  Canada  82509W103  Annual/Special  14-Mar-11  179,900  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director M. Shan Atkins      Mgmt    For  For 
1.2  Elect Director James F. Hankinson      Mgmt    For  For 
1.3  Elect Director Krystyna Hoeg      Mgmt    For  For 
1.4  Elect Director Holger Kluge      Mgmt    For  For 
1.5  Elect Director Gaetan Lussier      Mgmt    For  For 
1.6  Elect Director David Peterson      Mgmt    For  For 
1.7  Elect Director Martha Piper      Mgmt    For  For 
1.8  Elect Director Sarah Raiss      Mgmt    For  For 
1.9  Elect Director Derek Ridout      Mgmt    For  For 
1.10  Elect Director David M. Williams      Mgmt    For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board  Mgmt    For  Withhold 
  to Fix Their Remuneration             
3  Approve Shareholder Rights Plan      Mgmt    For  For 
 
Wajax Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
WJX  10-May-11  Canada  930783105  Annual    21-Mar-11  13,900  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1.1  Elect Director Edward M. Barrett      Mgmt  For  For 
1.2  Elect Director Ian A. Bourne      Mgmt  For  For 
1.3  Elect Director Douglas A. Carty      Mgmt  For  For 
1.4  Elect Director Robert P. Dexter      Mgmt  For  For 
1.5  Elect Director Ivan E. H. Duvar      Mgmt  For  For 
1.6  Elect Director John C. Eby      Mgmt  For  For 
1.7  Elect Director Paul E. Gagne      Mgmt  For  For 
1.8  Elect Director James D. Hole      Mgmt  For  For 
1.9  Elect Director Neil D. Manning      Mgmt  For  For 
1.10  Elect Director Valerie A. A. Nielsen      Mgmt  For  For 
1.11  Elect Director Alexander S. Taylor      Mgmt  For  For 
2  Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
3  Approve Shareholder Rights Plan      Mgmt  For  For 
 
Yara International ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  10-May-11  Norway  R9900C106  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  Do Not Vote 
  Meeting             
2  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 5.50 per Share       
3  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
4  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
5  Approve Remuneration of Directors in the Amount of NOK  Mgmt  For  Do Not Vote 
  445,000 for Chairman, and NOK 256,000 for Other Directors;       
  Approve Remuneration for Committee Work         
6  Approve Remuneration of Nominating Committee    Mgmt  For  Do Not Vote 
7  Approve Guidelines for Nominating Committee; Amend Articles  Mgmt  For  Do Not Vote 
  Accordingly             
8  Amend Articles Re: Electronic Communication    Mgmt  For  Do Not Vote 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9  Approve NOK 2 Million Reduction in Share Capital via Share  Mgmt  For  Do Not Vote 
  Cancellation             
10  Authorize Repurchase of up to Five Percent of Issued Shares  Mgmt  For  Do Not Vote 
 
 
AngloGold Ashanti Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ANG  11-May-11  South Africa  S04255196  Annual    52,725  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 31 December 2010           
2  Reappoint Ernst & Young Inc as Auditors of the Company  Mgmt  For  For 
3  Elect Tito Mboweni as Director and Chairman    Mgmt  For  For 
4  Elect Ferdinand Ohene-Kena as Director      Mgmt  For  For 
5  Elect Rhidwaan Gasant as Director      Mgmt  For  For 
6  Re-elect Bill Nairn as Director      Mgmt  For  For 
7  Re-elect Sipho Pityana as Director      Mgmt  For  For 
8  Reappoint Wiseman Nkuhlu as Member of the Audit and    Mgmt  For  For 
  Corporate Governance Committee           
9  Reappoint Frank Arisman as Member of the Audit and Corporate  Mgmt  For  For 
  Governance Committee           
10  Appoint Rhidwaan Gasant as Member of the Audit and Corporate  Mgmt  For  For 
  Governance Committee           
11  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
 
12  Authorise Board to Issue Shares for Cash up to a Maximum of 5  Mgmt  For  For 
  Percent of Issued Share Capital           
13  Amend Long Term Incentive Plan 2005      Mgmt  For  For 
14  Approve Remuneration Policy      Mgmt  For  For 
15  Approve Increase in Non-executive Directors Fees    Mgmt  For  For 
16  Approve Increase in Non-executive Directors Fees for Board  Mgmt  For  For 
  Committee Meetings             
17  Authorise Repurchase of Up to 5 Percent of Issued Share Capital  Mgmt  For  For 
 
 
AngloGold Ashanti Ltd

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ANG  11-May-11  South Africa  S04255196  Special      52,725  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolution        Mgmt       
1  Approve the Proposed Amendments to the BEE Transaction  Mgmt    For  For 
  Special Resolution        Mgmt       
1  Amend Articles of Association      Mgmt    For  For 
  Continuation of Ordinary Resolutions      Mgmt       
2  Place Authorised but Unissued Shares under Control of Directors  Mgmt    For  For 
3  Authorise the Company Secretary or Director to Do All Such  Mgmt    For  For 
  Things Necessary to Effect the Implementation of the Proposed         
  Amendments               
 
BNP Paribas SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BNP  11-May-11  France  F1058Q238  Annual/Special  06-May-11  200,337  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 2.10 per  Mgmt    For  For 
  Share               
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
6  Reelect Jean Francois Lepetit as Director      Mgmt    For  For 
7  Reelect Helene Ploix as Director      Mgmt    For  For 
8  Reelect Baudouin Prot as Director      Mgmt    For  For 
9  Reelect Daniela Weber Rey as Director      Mgmt    For  For 
10  Elect Fields Wicker Miurin as Director      Mgmt    For  For 
  Extraordinary Business      Mgmt       

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
11  Approve Merger by Absorption of Banque de Bretagne    Mgmt    For  For 
12  Approve Merger by Absorption of BNP Paribas International BV  Mgmt    For  For 
13  Approve Merger by Absorption of Cerenicim    Mgmt    For  For 
14  Approve Merger by Absorption of SAS Noria    Mgmt    For  For 
15  Authorize up to 1.5 Percent of Issued Capital for Use in    Mgmt    For  For 
  Restricted Stock Plan               
16  Authorize up to 3 Percent of Issued Capital for Use in Stock  Mgmt    For  For 
  Option Plan               
17  Approve Reduction in Share Capital via Cancellation of    Mgmt    For  For 
  Repurchased Shares               
18  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
 
Brookfield Asset Management Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BAM.A  11-May-11  Canada  112585104  Annual/Special  15-Mar-11  402,838  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for Class A Limited Voting Shareholders / Elect Eight  Mgmt       
  Directors by Cumulative Voting             
1.1  Elect Director Marcel R. Coutu      Mgmt    For  For 
1.2  Elect Director Maureen Kempston Darkes      Mgmt    For  For 
1.3  Elect Director Lance Liebman      Mgmt    For  For 
1.4  Elect Director G. Wallace F. McCain      Mgmt    For  For 
1.5  Elect Director Frank J. McKenna      Mgmt    For  For 
1.6  Elect Director Jack M. Mintz      Mgmt    For  For 
1.7  Elect Director Youssef A. Nasr      Mgmt    For  For 
1.8  Elect Director James A. Pattison      Mgmt    For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board  Mgmt    For  For 
  to Fix Their Remuneration             
3  Amend Escrow Stock Plan      Mgmt    For  For 
 
Cermaq ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CEQ  11-May-11  Norway  R1536Z104  Annual      0  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting and Registration of Attending Shareholders and  Mgmt     
  Proxies             
2  Elect Chairman of Meeting      Mgmt  For  Do Not Vote 
3  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  Do Not Vote 
4  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
5  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 5.40 per Share       
6  Approve Corporate Governance Report      Mgmt  For  Do Not Vote 
7  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
8  Authorize Repurchase of up to 5 Percent of Share Capital    Mgmt  For  Do Not Vote 
9  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
10.1  Approve Remuneration of Directors in the Amount of NOK    Mgmt  For  Do Not Vote 
  368,200 for Chairman, NOK 213,200 for Deputy Chairman, and       
  NOK 187,200 for Other Directors; Approve Remuneration for       
  Committee Work             
10.2  Approve Remuneration of Nominating Committee Members  Mgmt  For  Do Not Vote 
11.1  Reelect Rebekka Herlofsen as a Director      Mgmt  For  Do Not Vote 
11.2  Reelect Jan Korssjoen as a Director      Mgmt  For  Do Not Vote 
11.3  Reelect Helge Midttun as a Director      Mgmt  For  Do Not Vote 
11.4  Elect Ase Michelet as a New Director      Mgmt  For  Do Not Vote 
  Shareholder Proposals        Mgmt     
12  Include Succession Planning Policy in Company Coporate    SH  Against  Do Not Vote 
  Guidelines             
 
Dufry AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DUFN  11-May-11  Switzerland  H2082J107  Annual  26-Apr-11  4,310  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 
3  Approve Discharge of Board and Senior Management    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4a  Reelect Juan Carretero as Director    Mgmt    For  Against 
4b  Reelect Ernest Bachrach as Director    Mgmt    For  Against 
5  Ratify Ernst & Young Ltd. as Auditors    Mgmt    For  For 
 
Finning International Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FTT  11-May-11  Canada  318071404  Annual  17-Mar-11  166,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Ricardo Bacarreza as Director    Mgmt    For  For 
1.2  Elect James E.C. Carter as Director    Mgmt    For  For 
1.3  Elect David L. Emerson as Director    Mgmt    For  For 
1.4  Elect Kathleen M. O'Neill as Director    Mgmt    For  For 
1.5  Elect Christopher W. Patterson as Director  Mgmt    For  For 
1.6  Elect John M. Reid as Director    Mgmt    For  For 
1.7  Elect Andrew H. Simon as Director    Mgmt    For  For 
1.8  Elect Bruce L. Turner as Director    Mgmt    For  For 
1.9  Elect Michael T. Waites as Director    Mgmt    For  For 
1.10  Elect Douglas W.G. Whitehead as Director  Mgmt    For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board Mgmt    For  For 
  to Fix Their Remuneration           
3  Approve Shareholder Rights Plan    Mgmt    For  For 
4  Advisory Vote on Executive Compensation Approach  Mgmt    For  For 
 
International Personal Finance plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IPF  11-May-11  United Kingdom  G4906Q102  Annual  09-May-11  71,391  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Remuneration Report    Mgmt    For  Abstain 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Christopher Rodrigues as Director    Mgmt  For  For 
5  Re-elect David Broadbent as Director      Mgmt  For  For 
6  Re-elect Charles Gregson as Director      Mgmt  For  For 
7  Re-elect Tony Hales as Director      Mgmt  For  For 
8  Re-elect John Harnett as Director      Mgmt  For  For 
9  Re-elect Edyta Kurek as Director      Mgmt  For  For 
10  Re-elect John Lorimer as Director      Mgmt  For  For 
11  Re-elect Nicholas Page as Director      Mgmt  For  For 
12  Appoint Deloitte LLP as Auditors      Mgmt  For  For 
13  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Amend Deferred Share Plan      Mgmt  For  For 
18  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
ITV plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ITV  11-May-11  United Kingdom  G4984A110  Annual  09-May-11  5,197,668  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Elect Lucy Neville-Rolfe as Director      Mgmt  For  For 
4  Re-elect John Ormerod as Director      Mgmt  For  For 
5  Reappoint KPMG Audit plc as Auditors      Mgmt  For  For 
6  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
7  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
8  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
9  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
10  Authorise Market Purchase      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
11  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
NV BEKAERT SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BEKB  11-May-11  Belgium  B6346B111  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Receive Directors' Reports (Non-Voting)      Mgmt     
2  Receive Auditors' Reports (Non-Voting)      Mgmt     
3  Approve Financial Statements, Allocation of Income, and    Mgmt  For  Do Not Vote 
  Dividends of EUR 1.667 per Share           
4.1  Approve Discharge of Directors      Mgmt  For  Do Not Vote 
4.2  Approve Discharge of Auditors      Mgmt  For  Do Not Vote 
5  Elect Alan Begg as Independent Director      Mgmt  For  Do Not Vote 
6  Approve Remuneration of Directors      Mgmt  For  Do Not Vote 
7  Approve Auditors' Remuneration      Mgmt  For  Do Not Vote 
8  Receive Announcements on Consolidated Financial Statements  Mgmt     
  and Statutory Reports (Non-Voting)           
 
NV BEKAERT SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BEKB  11-May-11  Belgium  B6346B111  Special    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt     
1  Amend Articles Re: Transposition of EU Shareholder Right    Mgmt  For  Do Not Vote 
  Directive             
2  Amend Article 20 Re: Board Committees      Mgmt  For  Do Not Vote 
3  Amend Articles Re: Precedent Condition for Item 1    Mgmt  For  Do Not Vote 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Societe Bic
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BB  11-May-11  France  F10080103  Annual/Special 06-May-11  7,792  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
3  Approve Allocation of Income and Dividends of EUR 1.90 per  Mgmt  For  For 
  Share             
4  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt  For  For 
  EUR 297,000             
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6  Reelect Francois Bich as Director      Mgmt  For  For 
7  Reelect Marie-Pauline Chandon-Moet as Director    Mgmt  For  For 
8  Reelect Frederic Rostand as Director      Mgmt  For  For 
9  Renew Appointment of Deloitte and Associes as Auditor    Mgmt  For  For 
10  Renew Appointment of BEAS as Alternate Auditor    Mgmt  For  For 
11  Renew Appointment of Grant Thornton as Auditor    Mgmt  For  For 
12  Renew Appointment of IGEC as Alternate Auditor    Mgmt  For  For 
  Extraordinary Business      Mgmt     
13  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
14  Amend Article 14 of Bylaws Re: Age Limit for Chairman, CEO and  Mgmt  For  Against 
  Vice CEO             
15  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
Aegon NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  12-May-11  Netherlands  N00927298  Annual  14-Apr-11  722,771  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Open Meeting        Mgmt     
2  Presentation on the Course of Business and Significant Events in  Mgmt     
  2010             
3.1  Receive Report of Management Board (Non-Voting)    Mgmt     
3.2  Adopt Financial Statements      Mgmt  For  For 
4  Omission of Dividends on Fiscal Year 2010    Mgmt     
5  Approve Discharge of Management Board    Mgmt  For  For 
6  Approve Discharge of Supervisory Board      Mgmt  For  For 
7  Ratify Ernst and Young as Auditors      Mgmt  For  For 
8  Adopt Remuneration Policy for Management Board Members  Mgmt  For  Against 
9  Reelect A.R. Wynaendts to Management Board    Mgmt  For  For 
10  Reelect A. Burgmans to Supervisory Board    Mgmt  For  For 
11  Reelect K.M.H. Peijs to Supervisory Board      Mgmt  For  For 
12  Reelect L.M. van Wijk to Supervisory Board    Mgmt  For  For 
13  Grant Board Authority to Issue Shares Up To Ten Percent of  Mgmt  For  For 
  Issued Capital Plus Additional Ten Percent in Case of         
  Takeover/Merger             
14  Authorize Board to Exclude Preemptive Rights from Issuance  Mgmt  For  For 
  under Item 13             
15  Authorize Board to Issue Shares Up To One Percent of Issued  Mgmt  For  For 
  Capital Under Incentive Plans           
16  Authorize Repurchase of Up to Ten Percent of Issued Share  Mgmt  For  For 
  Capital             
17  Other Business (Non-Voting)      Mgmt     
18  Close Meeting        Mgmt     
 
Amlin plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AML  12-May-11  United Kingdom  G0334Q177  Annual  10-May-11  95,982  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Elect Simon Beale as Director      Mgmt  For  For 
5  Re-elect Roger Taylor as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Re-elect Christine Bosse as Director      Mgmt  For  For 
7  Re-elect Nigel Buchanan as Director      Mgmt  For  For 
8  Re-elect Brian Carpenter as Director      Mgmt  For  For 
9  Re-elect Richard Davey as Director      Mgmt  For  For 
10  Re-elect Marty Feinstein as Director      Mgmt  For  For 
11  Re-elect Richard Hextall as Director      Mgmt  For  For 
12  Re-elect Charles Philipps as Director      Mgmt  For  For 
13  Re-elect Sir Mark Wrightson as Director      Mgmt  For  For 
14  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
15  Authorise the Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
16  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
17  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
18  Authorise Market Purchase      Mgmt  For  For 
19  Authorise the Company to Call EGM with Two Weeks Notice  Mgmt  For  For 
 
ARM Holdings plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ARM  12-May-11  United Kingdom  G0483X122  Annual  10-May-11  778,725  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  For 
4  Elect Larry Hirst as Director      Mgmt  For  For 
5  Elect Janice Roberts as Director      Mgmt  For  For 
6  Elect Andy Green as Director      Mgmt  For  For 
7  Re-elect Doug Dunn as Director      Mgmt  For  For 
8  Re-elect Warren East as Director      Mgmt  For  For 
9  Re-elect Tudor Brown as Director      Mgmt  For  For 
10  Re-elect Mike Inglis as Director      Mgmt  For  For 
11  Re-elect Mike Muller as Director      Mgmt  For  For 
12  Re-elect Kathleen O'Donovan as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
13  Re-elect Philip Rowley as Director      Mgmt  For  For 
14  Re-elect Tim Score as Director      Mgmt  For  For 
15  Re-elect Simon Segars as Director      Mgmt  For  For 
16  Re-elect Young Sohn as Director      Mgmt  For  For 
17  Reappoint PricewaterhouseCoopers LLP as Auditors of the    Mgmt  For  For 
  Company             
18  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
19  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
20  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
21  Authorise Market Purchase      Mgmt  For  For 
22  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
BG Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BG.  12-May-11  United Kingdom  G1245Z108  Annual  10-May-11  902,335  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Elect Fabio Barbosa as Director      Mgmt  For  For 
5  Elect Caio Koch-Weser as Director      Mgmt  For  For 
6  Elect Patrick Thomas as Director      Mgmt  For  For 
7  Re-elect Peter Backhouse as Director      Mgmt  For  For 
8  Re-elect Frank Chapman as Director      Mgmt  For  For 
9  Re-elect Baroness Hogg as Director      Mgmt  For  For 
10  Re-elect Dr John Hood as Director      Mgmt  For  For 
11  Re-elect Martin Houston as Director      Mgmt  For  For 
12  Re-elect Sir David Manning as Director      Mgmt  For  For 
13  Re-elect Mark Seligman as Director      Mgmt  For  For 
14  Re-elect Philippe Varin as Director      Mgmt  For  For 
15  Re-elect Sir Robert Wilson as Director      Mgmt  For  For 
16  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

17  Authorise the Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
18  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
19  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
20  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
21  Authorise Market Purchase      Mgmt  For  For 
22  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
BMW Group Bayerische Motoren Werke AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BMW  12-May-11  Germany  D12096109  Annual  21-Apr-11  114,635  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 1.30 per  Mgmt  For  For 
  Common Share and EUR 1.32 per Preference Share         
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify KPMG AG as Auditors for Fiscal 2011    Mgmt  For  For 
6  Approve Remuneration System for Management Board Members  Mgmt  For  For 
 
 
CLP Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00002  12-May-11  Hong Kong  Y1660Q104  Annual  09-May-11  804,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Endorse Dividend Distribution Plan      Mgmt  For  For 
3a  Reelect John Andrew Harry Leigh as Director    Mgmt  For  For 
3b  Reelect Tsui Lam Sin Lai Judy as Director    Mgmt  For  For 
3c  Reelect Roderick Ian Eddington as Director    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3d  Reelect Ronald James McAulay as Director    Mgmt  For  For 
3e  Reelect Ian Duncan Boyce as Director      Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Dundee Real Estate Investment Trust
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
D.U  12-May-11  Canada  265270207  Annual  07-Apr-11  17,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for A, B, and Special Voting Unitholders    Mgmt     
1  Elect Detlef Bierbaum, Donald K. Charter, Michael J. Cooper,  Mgmt  For  Withhold 
  Peter A. Crossgrove, Robert G. Goodall, Duncan Jackman, K.       
  Kellie Leitch, and Robert Tweedy as Trustees         
2  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt  For  Withhold 
  Trustees to Fix Their Remuneration           
 
Great Eagle Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00041  12-May-11  Hong Kong  G4069C148  Annual  05-May-11  218,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
 
2  Declare Final Dividend of HK$0.38 Per Share with Option for  Mgmt  For  For 
  Scrip Dividend             
3a  Reelect Cheng Hoi Chuen, Vincent as Director    Mgmt  For  Against 
3b  Reelect Lo Hong Sui, Vincent as Director      Mgmt  For  For 
3c  Reelect Lo Ying Sui, Archie as Director      Mgmt  For  For 
3d  Reelect Kan Tak Kwong as Director      Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
4  Fix Maximum Number of Directors at 15 and Authorize Board to  Mgmt  For  Against 
  Appoint Additional Directors Up to Such Maximum Number       
5  Approve Annual Directors' Fees of HK$130,000 for Each Director  Mgmt  For  For 
6  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
7  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
8  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
9  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
10  Amend Bylaws of the Company      Mgmt  For  For 
 
Inchcape plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
INCH  12-May-11  United Kingdom  G47320208  Annual  10-May-11  83,436  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  Abstain 
3  Approve Final Dividend      Mgmt  For  For 
4  Elect Simon Borrows as Director      Mgmt  For  For 
5  Re-elect Andre Lacroix as Director      Mgmt  For  For 
6  Re-elect Will Samuel as Director      Mgmt  For  For 
7  Reappoint PricewaterhouseCoopers LLP as Auditors of the    Mgmt  For  For 
  Company             
8  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
9  Approve Performance Share Plan      Mgmt  For  For 
10  Approve Co-investment Plan      Mgmt  For  For 
11  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
12  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
13  Authorise Market Purchase      Mgmt  For  For 
14  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Linde AG

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LIN  12-May-11  Germany  D50348107  Annual  21-Apr-11  41,699  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 2.20 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify KPMG AG as Auditors for Fiscal 2011    Mgmt  For  For 
6.1  Elect Ann-Kristin Achleitner to the Supervisory Board    Mgmt  For  For 
6.2  Elect Arne Wittig as Alternate Supervisory Board Member    Mgmt  For  For 
6.3  Elect Guenter Hugger as Alternate Supervisory Board Member  Mgmt  For  For 
 
Melrose plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MRO  12-May-11  United Kingdom  G5973B126  Annual  10-May-11  123,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Simon Peckham as Director      Mgmt  For  For 
5  Re-elect Perry Crosthwaite as Director      Mgmt  For  For 
6  Re-elect Geoffrey Martin as Director      Mgmt  For  For 
7  Reappoint Deloitte LLP as Auditors and Authorise the Board to  Mgmt  For  For 
  Determine Their Remuneration           
8  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
9  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
10  Authorise Market Purchase      Mgmt  For  For 
11  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Petrominerales Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PMG  12-May-11  Bahamas  71673R107  Annual  07-Apr-11  17,115  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Alastair Macdonald as Director    Mgmt    For  For 
1.2  Elect Kenneth R. McKinnon as Director    Mgmt    For  For 
1.3  Elect Jerald L. Oaks as Director    Mgmt    For  For 
1.4  Elect Ernesto Sarpi as Director    Mgmt    For  For 
1.5  Elect Enrique Umaña-Valenzuela as Director  Mgmt    For  For 
1.6  Elect John D. Wright as Director    Mgmt    For  For 
1.7  Elect Geir Ytreland as Director    Mgmt    For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board Mgmt    For  For 
  to Fix Their Remuneration           
 
Potash Corporation of Saskatchewan Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
POT  12-May-11  Canada  73755L107  Annual/Special  16-Mar-11  228,900  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director C. M. Burley    Mgmt    For  For 
1.2  Elect Director W. J. Doyle    Mgmt    For  For 
1.3  Elect Director J. W. Estey    Mgmt    For  For 
1.4  Elect Director C. S. Hoffman    Mgmt    For  For 
1.5  Elect Director D. J. Howe    Mgmt    For  For 
1.6  Elect Director A. D. Laberge    Mgmt    For  For 
1.7  Elect Director K. G. Martell    Mgmt    For  For 
1.8  Elect Director J. J. McCaig    Mgmt    For  For 
1.9  Elect Director M. Mogford    Mgmt    For  For 
1.10  Elect Director P. J. Schoenhals    Mgmt    For  For 
1.11  Elect Director E. R. Stromberg    Mgmt    For  For 
1.12  Elect Director E. Viyella de Paliza    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2  Ratify Deloitte & Touche LLP as Auditors      Mgmt  For  For 
3  Approve 2011 Performance Option Plan      Mgmt  For  For 
4  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
 
Shimao Property Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00813  12-May-11  Hong Kong  G81043104  Annual  09-May-11  901,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Declare Final Dividend      Mgmt  For  For 
3a  Reelect Xu Younong as Evecutive Director    Mgmt  For  For 
3b  Reelect Yao Li as Executive Director      Mgmt  For  For 
3c  Reelect Tung Chi Shing as Executive Director    Mgmt  For  For 
3d  Authorize Board to Fix Remuneration of Directors    Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Tullett Prebon plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TLPR  12-May-11  United Kingdom  G9130W106  Annual  10-May-11  72,241  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Re-elect Michael Fallon as Director      Mgmt  For  For 
4  Re-elect David Clark as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Re-elect Richard Kilsby as Director      Mgmt  For  For 
6  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
7  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
8  Approve Final Dividend      Mgmt  For  For 
9  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
10  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
11  Authorise Market Purchase      Mgmt  For  For 
12  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
China Petroleum & Chemical Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00386  13-May-11  Hong Kong  Y15010104  Annual  13-Apr-11  3,110,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Report of the Board of Directors      Mgmt  For  For 
2  Accept Report of the Supervisory Committee    Mgmt  For  For 
3  Accept Consolidated Financial Statements      Mgmt  For  For 
4  Approve Plan for Allocating Surplus Common Reserve Funds of  Mgmt  For  For 
  RMB 20 Billion From the After-Tax Profits           
5  Approve the Profit Distribution Plan for the Year Ended Dec. 31,  Mgmt  For  For 
  2010             
6  Authorize the Board to Determine the Interim Profit Distribution  Mgmt  For  For 
  Plan for 2011             
7  Reappoint KPMG Huazhen and KPMG as Domestic and Overseas  Mgmt  For  For 
  Auditors, Respectively, and Authorize Board to Fix Their         
  Remuneration             
8  Authorize Board to Determine the Proposed Plan for Issuance of  Mgmt  For  Against 
  Debt Financing Instruments           
9  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
10  Elect Fu Chengyu as Non-Executive Director    SH  For  For 
 
Total SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FP  13-May-11  France  F92124100  Annual/Special 10-May-11  419,700  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
3  Approve Allocation of Income and Dividends of EUR 2.28 per  Mgmt  For  For 
  Share             
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt  For  For 
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6  Reelect Patricia Barbizet as Director      Mgmt  For  Against 
7  Reelect Paul Desmarais Jr. as Director      Mgmt  For  Against 
8  Reelect Claude Mandil as Director      Mgmt  For  For 
9  Elect Marie-Christine Coisne as Director      Mgmt  For  For 
10  Elect Barbara Kux as Director      Mgmt  For  For 
  Extraordinary Business        Mgmt     
11  Authorize up to 0.8 Percent of Issued Capital for Use in    Mgmt  For  For 
  Restricted Stock Plan             
  Proposal Made by UES Amont Total Workers' Counsel    Mgmt     
A  Amend Article 9 of Bylaws Re: Share Ownership Disclosure  SH  Against  Against 
  Threshold Publication             
 
Adva AG Optical Networking
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ADV  16-May-11  Germany  D0190E105  Annual  25-Apr-11  62,007  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
4  Ratify Pricewaterhouse Coopers as Auditors for Fiscal 2011  Mgmt  For  For 
5.1  Elect Anthony Maher to the Supervisory Board    Mgmt  For  For 
5.2  Elect Krish Prabhu to the Supervisory Board    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5.3  Elect Thomas Smach to the Supervisory Board    Mgmt  For  For 
5.4  Elect Eric Protiva to the Supervisory Board    Mgmt  For  For 
5.5  Elect Albert Raedler to the Supervisory Board    Mgmt  For  For 
5.6  Elect Johanna Hey to the Supervisory Board    Mgmt  For  For 
6  Approve Variable Remuneration for Supervisory Board Members  Mgmt  For  For 
7  Approve Creation of EUR 22.1 Million Pool of Capital without  Mgmt  For  Against 
  Preemptive Rights             
8  Approve Stock Option Plan for Key Employees; Approve Creation  Mgmt  For  Against 
  of EUR 920,000 Pool of Conditional Capital to Guarantee         
  Conversion Rights             
 
GCL-Poly Energy Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
03800  16-May-11  Hong Kong  G3774X108  Annual  11-May-11  2,221,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Declare Final Dividend        Mgmt  For  For 
3a  Reelect Zhu Gong Shan as Executive Director    Mgmt  For  For 
3b  Reelect Sha Hong Qiu as Executive Director    Mgmt  For  For 
3c  Reelect Ji Jun as Executive Director      Mgmt  For  Against 
3d  Reelect Yu Bao Dong as Executive Director    Mgmt  For  For 
3e  Reelect Tong Yee Ming as Executive Director    Mgmt  For  For 
3f  Authorize Board to Fix Remuneration of Directors    Mgmt  For  For 
4  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5a  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
5b  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
5c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Tele2 AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TEL2B  16-May-11  Sweden  W95878117  Annual  10-May-11  312,060  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting  Mgmt     
2  Elect Wilhelm Luning as Chairman of Meeting  Mgmt  For  For 
3  Prepare and Approve List of Shareholders  Mgmt  For  For 
4  Approve Agenda of Meeting  Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting  Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting  Mgmt  For  For 
7  Receive Report of Work of Board  Mgmt     
8  Receive President's Report  Mgmt     
9  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report       
10  Approve Financial Statements and Statutory Reports  Mgmt  For  For 
11  Approve Allocation of Income and Dividends of SEK 27.00 per  Mgmt  For  For 
  Share       
12  Approve Discharge of Board and President  Mgmt  For  For 
13  Determine Number of Members (8) and Deputy Members (0) of  Mgmt  For  For 
  Board       
14  Approve Remuneration of Directors in the Amount of SEK 1.3  Mgmt  For  For 
  Million for Chairman and SEK 500,000 for Other Directors;       
  Approve Remuneration for Committee Work; Approve       
  Remuneration of Auditors       
15  Reelect Mia Livfors, John Hepburn, Mike Parton (Chair), John  Mgmt  For  For 
  Shakeshaft, Cristina Stenbeck, Lars Berg, Erik Mitteregger, and       
  Jere Calmes as Directors       
16  Authorize Cristina Stenbeck and Representatives and at least  Mgmt  For  For 
  Two of Company's Largest Shareholders to Serve on Nominating       
  Committee       
17  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management       
18  Approve Performance Share Plan for Key Employees; Approve  Mgmt  For  For 
  Associated Funding       
19  Authorize Repurchase of up to 10 Percent of Issued Class A and  Mgmt  For  For 
  Class B Shares       
20  Amend Articles Re: Auditor Term; Editorial Changes  Mgmt  For  For 
  Shareholder Proposals by Thorwald Arvidsson  Mgmt     
21  Approve Shareholder Proposal to Investigate the Company's  SH  None  Against 
  Customer Relations Policy       
22  Approve Shareholder Proposal to Investigate the Company's  SH  None  Against 
  Investor Relations Policy       
23  Approve Shareholder Proposal to Establish a Customer  SH  None  Against 
  Ombudsman Function       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

24  Approve Shareholder Proposal to Adopt an Annual Evaluation of  SH  None  Against 
  "Work with Gender Equality and Ethnicity"         
25  Approve Shareholder Proposal to Hold "Separate Shareholder  SH  None  Against 
  Meetings"             
26  Close Meeting        Mgmt     
 
Baytex Energy Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BTE  17-May-11  Canada  07317Q105  Annual  28-Mar-11  16,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Fix Number of Directors at Eight      Mgmt  For  For 
2.1  Elect Director John A. Brussa      Mgmt  For  For 
2.2  Elect Director Raymond T. Chan      Mgmt  For  For 
2.3  Elect Director Edward Chwyl      Mgmt  For  For 
2.4  Elect Director Naveen Dargan      Mgmt  For  For 
2.5  Elect Director R.E.T. (Rusty) Goepel      Mgmt  For  For 
2.6  Elect Director Anthony W. Marino      Mgmt  For  For 
2.7  Elect Director Gregory K. Melchin      Mgmt  For  For 
2.8  Elect Director Dale O. Shwed      Mgmt  For  For 
3  Approve Deloitte & Touche LLP as Auditors and Authorize Board  Mgmt  For  For 
  to Fix Their Remuneration           
 
International Power plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IPR  17-May-11  United Kingdom  G4890M109  Annual  13-May-11  864,827  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Elect Dirk Beeuwsaert as Director      Mgmt  For  Abstain 
3  Re-elect Sir Neville Simms as Director      Mgmt  For  For 
4  Elect Bernard Attali as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Re-elect Tony Isaac as Director      Mgmt  For  For 
6  Re-elect David Weston as Director      Mgmt  For  For 
7  Elect Sir Rob Young as Director      Mgmt  For  For 
8  Elect Michael Zaoui as Director      Mgmt  For  For 
9  Elect Gerard Mestrallet as Director      Mgmt  For  For 
10  Elect Jean-Francois Cirelli as Director      Mgmt  For  For 
11  Elect Gerard Lamarche as Director      Mgmt  For  For 
12  Re-elect Philip Cox as Director      Mgmt  For  For 
13  Re-elect Mark Williamson as Director      Mgmt  For  For 
14  Elect Guy Richelle as Director      Mgmt  For  For 
15  Approve Final Dividend      Mgmt  For  For 
16  Reappoint KPMG Audit plc as Auditors and Authorise Their  Mgmt  For  For 
  Remuneration             
17  Approve Remuneration Report      Mgmt  For  For 
18  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
20  Authorise Market Purchase      Mgmt  For  For 
21  Approve Increase in Directors' Fees      Mgmt  For  For 
22  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Royal Dutch Shell plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RDSB  17-May-11  United Kingdom  G7690A118  Annual  13-May-11  938,815  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Elect Linda Stuntz as Director      Mgmt  For  For 
4  Re-elect Josef Ackermann as Director      Mgmt  For  For 
5  Re-elect Malcolm Brinded as Director      Mgmt  For  For 
6  Elect Guy Elliott as Director      Mgmt  For  For 
7  Re-elect Simon Henry as Director      Mgmt  For  For 
8  Re-elect Charles Holliday as Director      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
9  Re-elect Lord Kerr of Kinlochard as Director    Mgmt    For  For 
10  Elect Gerard Kleisterlee as Director      Mgmt    For  For 
11  Re-elect Christine Morin-Postel as Director    Mgmt    For  For 
12  Re-elect Jorma Ollila as Director      Mgmt    For  For 
13  Re-elect Jeroen van der Veer as Director      Mgmt    For  For 
14  Re-elect Peter Voser as Director      Mgmt    For  For 
15  Re-elect Hans Wijers as Director      Mgmt    For  For 
16  Reappoint PricewaterhouseCoopers LLP as Auditors of the    Mgmt    For  For 
  Company               
17  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
18  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
20  Authorise Market Purchase      Mgmt    For  For 
21  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
 
Seb SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SK  17-May-11  France  F82059100  Annual/Special  12-May-11  6,720  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Allocation of Income and Dividends of EUR 1.17 per  Mgmt    For  For 
  Share               
3  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
4  Acknowledge Auditors' Special Report Regarding Related-Party  Mgmt    For  For 
  Transactions Mentioning the Absence of New Transactions         
5  Reelect Hubert Fevre as Director      Mgmt    For  Against 
6  Reelect Jacques Gairard as Director      Mgmt    For  Against 
7  Reelect Cedric Lescure as Director      Mgmt    For  Against 
8  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt    For  For 
  EUR 450,000               
9  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  Against 
  Capital               

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Extraordinary Business        Mgmt     
10  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
11  Authorize up to 1.3 Percent of Issued Capital for Use in Stock  Mgmt  For  Against 
  Option Plan             
12  Authorize up to 0.325 Percent of Issued Capital for Use in    Mgmt  For  Against 
  Restricted Stock Plan             
13  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 5       
  Million             
14  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 5       
  Million             
15  Authorize Capitalization of Reserves of Up to EUR 10 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
16  Set Total Limit for Capital Increase to Result from Issuance  Mgmt  For  For 
  Requests under Items 13 and 14 at EUR 10 Million         
17  Approve Employee Stock Purchase Plan      Mgmt  For  For 
18  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
Telefonica S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TEF  17-May-11  Spain  879382109  Annual  10-May-11  744,517  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Individual and Consolidated Financial Statements,  Mgmt  For  For 
  Statutory Reports, Allocation of Income, and Discharge Directors       
  for FY 2010             
2  Approve Dividend Distribution of EUR 0.77 Per Share Charged to  Mgmt  For  For 
  Unrestricted Reserves             
3.1  Amend Several Articles of Bylaws to Adapt to Revised    Mgmt  For  For 
  Legislations             
3.2  Add New Paragraph 5 to Article 16 of Bylaws Re: General    Mgmt  For  For 
  Meeting             
3.3  Add New Article 26 bis to Bylaws Re: Board-Related    Mgmt  For  For 
4.1  Amend Several Articles of General Meeting Regulations to Adapt  Mgmt  For  For 
  to Revised Legislations             
4.2  Amend Article 14.1 of General Meeting Regulations    Mgmt  For  For 
5.1  Re-elect Isidro Faine Casas as Director      Mgmt  For  Against 
5.2  Re-elect Vitalino Manuel Nafria Aznar as Director    Mgmt  For  Against 
5.3  Re-elect Julio Linares Lopez as Director      Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5.4  Re-elect David Arculus as Director      Mgmt  For  For 
5.5  Re-elect Carlos Colomer Casellas as Director    Mgmt  For  For 
5.6  Re-elect Peter Erskine as Director      Mgmt  For  Against 
5.7  Re-elect Alfonso Ferrari Herrero as Director    Mgmt  For  For 
5.8  Re-elect Antonio Massanell Lavilla as Director    Mgmt  For  Against 
5.9  Elect Chang Xiaobing as Director      Mgmt  For  Against 
6  Authorize Increase in Capital up to 50 Percent via Issuance of  Mgmt  For  For 
  New Shares with Possibility of Total or Partial Exclusion of         
  Preemptive Rights             
7  Re-elect Ernst & Young SL as Auditors of Individual and    Mgmt  For  For 
  Consolidated Accounts             
8  Approve Long-Term Incentive Plan Consisting of Delivery of  Mgmt  For  For 
  Company Shares to Executive Team Members of Telefonica       
  Group             
9  Approve Long-Term Incentive Restricted Plan Consisting of  Mgmt  For  For 
  Delivery of Shares to Employees and Executive Personnel of       
  Telefonica Group             
10  Approve Share Matching Plan      Mgmt  For  For 
11  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
Aareal Bank AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ARL  18-May-11  Germany  D00379111  Annual  27-Apr-11  15,647  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011  Mgmt  For  For 
6  Amend Corporate Purpose      Mgmt  For  For 
7  Amend Articles Re: Remuneration of Supervisory Board    Mgmt  For  For 
 
Home Capital Group Inc

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HCG  18-May-11  Canada  436913107  Annual  18-Mar-11  11,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William G. Davis      Mgmt  For  For 
1.2  Elect Director John M. Marsh      Mgmt  For  For 
1.3  Elect Director William F. Falk      Mgmt  For  For 
1.4  Elect Director F. Leslie Thompson      Mgmt  For  For 
1.5  Elect Director Bonita J. Then      Mgmt  For  For 
1.6  Elect Director Robert A. Mitchell      Mgmt  For  For 
1.7  Elect Director Gerald M. Soloway      Mgmt  For  For 
1.8  Elect Director Kevin P.D. Smith      Mgmt  For  For 
2  Approve Ernst & Young LLP as Auditors and Authorize Board to  Mgmt  For  For 
  Fix Their Remuneration           
 
IAMGOLD Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IMG  18-May-11  Canada  450913108  Annual  12-Apr-11  323,897  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Derek Bullock      Mgmt  For  For 
1.2  Elect Director John E. Caldwell      Mgmt  For  For 
1.3  Elect Director Donald K. Charter      Mgmt  For  For 
1.4  Elect Director W. Robert Dengler      Mgmt  For  For 
1.5  Elect Director Guy G. Dufresne      Mgmt  For  For 
1.6  Elect Director Stephen J. J. Letwin      Mgmt  For  For 
1.7  Elect Director Mahendra Naik      Mgmt  For  For 
1.8  Elect Director William D. Pugliese      Mgmt  For  For 
1.9  Elect Director John T. Shaw      Mgmt  For  For 
2  Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
Lanxess AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LXS  18-May-11  Germany  D5032B102  Annual  27-Apr-11  82,255  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 0.70 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011  Mgmt  For  For 
6  Authorize Share Repurchase Program and Reissuance or    Mgmt  For  For 
  Cancellation of Repurchased Shares           
7  Approve Issuance of Warrants/Bonds with Warrants    Mgmt  For  For 
  Attached/Convertible Bonds with Partial Exclusion of Preemptive       
  Rights up to Aggregate Nominal Amount of EUR 2 Billion;         
  Approve Creation of EUR 16.6 Million Pool of Capital to         
  Guarantee Conversion Rights           
8  Amend Articles Re: Remuneration of Supervisory Board    Mgmt  For  For 
 
 
Petrochina Company Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
601857  18-May-11  Hong Kong  Y6883Q138  Annual  09-May-11  4,265,494  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Report of the Board of Directors      Mgmt  For  For 
2  Accept Report of the Supervisory Committee    Mgmt  For  For 
3  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
4  Approve Final Dividends      Mgmt  For  For 
5  Authorize Board to Determine the Distribution of Interim    Mgmt  For  For 
  Dividends for the Year 2011           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Reappoint PricewaterhouseCoopers, Certified Public Accountants  Mgmt  For  For 
  and PricewaterhouseCoopers Zhong Tian CPAs Company Limited       
  Certified Public Accountants as International and Domestic       
  Auditors, Respectively, and Authorize Board to Fix Their         
  Remuneration             
7a  Elect Jiang Jiemin as Director      Mgmt  For  For 
7b  Elect Zhou Jiping as Director      Mgmt  For  For 
7c  Elect Wang Yilin as Director      Mgmt     
7d  Elect Li Xinhua as Director      Mgmt  For  For 
7e  Elect Liao Yongyuan as Director      Mgmt  For  For 
7f  Elect Wang Guoliang as Director      Mgmt  For  For 
7g  Elect Wang Dongjin as Director      Mgmt  For  For 
7h  Elect Yu Baocai as Director      Mgmt  For  For 
7i  Elect Ran Xinquan as Director      Mgmt  For  For 
7j  Elect Liu Hongru as Independent Director      Mgmt  For  For 
7k  Elect Franco Bernabè as Independent Director    Mgmt  For  For 
7l  Elect Li Yongwu as Independent Director      Mgmt  For  For 
7m  Elect Cui Junhui as Independent Director      Mgmt  For  For 
7n  Elect Chen Zhiwu as Independent Director    Mgmt  For  For 
8a  Elect Chen Ming as Supervisor      Mgmt  For  For 
8b  Elect Guo Jinping as Supervisor      Mgmt  For  For 
8c  Elect Wen Qingshan as Supervisor      Mgmt  For  For 
8d  Elect Sun Xianfeng as Supervisor      Mgmt  For  For 
8e  Elect Li Yuan as Independent Supervisor      Mgmt  For  For 
8f  Elect Wang Daocheng as Independent Supervisor    Mgmt  For  For 
9  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
10  Approve Issuance of Debt Financing Instruments in the    Mgmt  For  For 
  Aggregate Principal Amount of up to RMB 100 Billion         
 
Resolution Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RSL  18-May-11  United Kingdom  G7521S122  Annual  16-May-11  813,159  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Accept Financial Statements and Statutory Reports  Mgmt  For  For 
2  Approve Remuneration Report  Mgmt  For  For 
3  Reappoint Ernst & Young LLP as Auditors  Mgmt  For  For 
4  Authorise Board to Fix Remuneration of Auditors  Mgmt  For  For 
5  Elect Tim Wade as Director  Mgmt  For  For 
6  Re-elect Jacques Aigrain as Director  Mgmt  For  For 
7  Re-elect Gerardo Arostegui as Director  Mgmt  For  For 
8  Re-elect Michael Biggs as Director  Mgmt  For  For 
9  Re-elect Mel Carvill as Director  Mgmt  For  For 
10  Re-elect Fergus Dunlop as Director  Mgmt  For  For 
11  Re-elect Phil Hodkinson as Director  Mgmt  For  For 
12  Re-elect Denise Mileham as Director  Mgmt  For  For 
13  Re-elect Peter Niven as Director  Mgmt  For  For 
14  Re-elect Gerhard Roggemann as Director  Mgmt  For  For 
15  Re-elect David Allvey as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
16  Re-elect Evelyn Bourke as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
17  Re-elect Clive Cowdery as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
18  Elect David Hynam as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
19  Re-elect Trevor Matthews as Director of Friends Provident  Mgmt  For  For 
  Holdings (UK) plc       
20  Elect Andrew Parsons as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
21  Elect Belinda Richards as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
22  Elect Karl Sternberg as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
23  Re-elect John Tiner as Director of Friends Provident Holdings  Mgmt  For  For 
  (UK) plc       
24  Approve Final Dividend  Mgmt  For  For 
25  Authorise Issue of Equity with Pre-emptive Rights  Mgmt  For  For 
26  Authorise Issue of Equity without Pre-emptive Rights  Mgmt  For  For 
27  Authorise Market Purchase  Mgmt  For  For 
 
 
    Rhodia     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RHA  18-May-11  France  F7813K523  Annual/Special 13-May-11  134,832  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
 
3  Approve Allocation of Income and Dividends of EUR 0.50 per  Mgmt  For  For 
  Share             
4  Approve Stock Dividend Program (Shares)    Mgmt  For  For 
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Extraordinary Business        Mgmt     
6  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
7  Approve Employee Stock Purchase Plan      Mgmt  For  For 
8  Approve Stock Purchase Plan Reserved for International    Mgmt  For  For 
  Employees             
9  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
Vale S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VALE5  18-May-11  Brazil  P9661Q148  Special    419,629  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Authorize Capitalization of Reserves Without Share Issuance and  Mgmt  For  For 
  Amend Article 5             
 
Aeon Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8267  19-May-11  Japan  J00288100  Annual  28-Feb-11  842,370  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1.1  Elect Director Hayashi, Naoki      Mgmt  For  For 
1.2  Elect Director Okada, Motoya      Mgmt  For  For 
1.3  Elect Director Mori, Yoshiki      Mgmt  For  For 
1.4  Elect Director Toyoshima, Masaaki      Mgmt  For  For 
1.5  Elect Director Kurashige, Hideki      Mgmt  For  For 
1.6  Elect Director Ikuta, Masaharu      Mgmt  For  For 
1.7  Elect Director Sueyoshi, Takejiro      Mgmt  For  Against 
1.8  Elect Director Tadaki, Keiichi      Mgmt  For  For 
1.9  Elect Director Sato, Ken      Mgmt  For  For 
 
Aixtron SE
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AIXA  19-May-11  Germany  D0198L143  Annual    13,818  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 0.60 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5.1  Elect Wolfgang Blaettchen to the Supervisory Board    Mgmt  For  For 
5.2  Elect Petra Denk to the Supervisory Board    Mgmt  For  For 
5.3  Elect Holger Juergensen to the Supervisory Board    Mgmt  For  For 
5.4  Elect Karl-Hermann Kuklies to the Supervisory Board    Mgmt  For  For 
5.5  Elect Ruediger von Rosen to the Supervisory Board    Mgmt  For  For 
5.6  Elect Kim Schindelhauer to the Supervisory Board    Mgmt  For  For 
6  Approve Remuneration of First Supervisory Board of Aixtron SE  Mgmt  For  For 
7  Amend Articles Re: Remuneration of Supervisory Board    Mgmt  For  For 
8  Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011  Mgmt  For  For 
9  Approve Creation of EUR 40.5 Million Pool of Capital with Partial  Mgmt  For  For 
  Exclusion of Preemptive Rights           
10a  Amend Articles Re: Supervisory Board Terms    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
10b  Amend Articles Re: Deletion of Obsolete Passages    Mgmt  For  For 
 
China Mobile Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00941  19-May-11  Hong Kong  Y14965100  Annual  16-May-11  701,639  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3a  Reelect Xue Taohai as Director      Mgmt  For  For 
3b  Reelect Huang Wenlin as Director      Mgmt  For  For 
3c  Reelect Xu Long as Director      Mgmt  For  Against 
3d  Reelect Lo Ka Shui as Director      Mgmt  For  For 
4  Reappoint KPMG as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Exxaro Resources Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EXX  19-May-11  South Africa  S26949107  Annual    119,931  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolutions        Mgmt     
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 31 December 2010           
2  Re-elect Zwelibanzi Mntambo as Director      Mgmt  For  For 
3  Re-elect Nkunku Sowazi as Director      Mgmt  For  Against 
4  Re-elect Jeff van Rooyen as Director      Mgmt  For  For 
5  Re-elect Rain Zihlangu as Director      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

6.1  Approve Non-executive Director Fees for the Year Ended 31  Mgmt  For  For 
  December 2010             
6.2  Approve Non-executive Director Fees for the Year Ending 31  Mgmt  For  For 
  December 2011             
7  Appoint Jeff van Rooyen, Rick Mohring and Nkunku Sowazi as  Mgmt  For  Against 
  Audit, Risk and Compliance Committee Members         
8  Approve Remuneration Report      Mgmt  For  For 
9  Appoint PricewaterhouseCoopers as Auditors of the Company  Mgmt  For  For 
  and D Shango as the Designated Audit Partner         
10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  Against 
 
12  Authorise Board to Issue Shares for Cash up to a Maximum of 10  Mgmt  For  For 
  Percent of Issued Share Capital           
13  Authorise Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
  Special Resolution        Mgmt     
1  Authorise Repurchase of Up to 20 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Hutchison Telecommunications Hong Kong Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00215  19-May-11  Hong Kong  G4672G106  Annual  12-May-11  1,696,666  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
 
2  Declare Final Dividend        Mgmt  For  For 
3a  Reelect Fok Kin-ning, Canning as Director      Mgmt  For  For 
3b  Reelect Lai Kai Ming, Dominic as Director      Mgmt  For  For 
3c  Reelect Cheong Ying Chew, Henry as Director    Mgmt  For  For 
3d  Authorize Board to Fix the Remuneration of Directors    Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as Auditor and Authorize  Mgmt  For  For 
  Board to Fix Auditor's Remuneration           
5a  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
5b  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
5c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Morphosys AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MOR  19-May-11  Germany  D55040105  Annual  28-Apr-11  17,640  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
4  Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011  Mgmt  For  For 
5a  Reelect Juergen Drews to the Supervisory Board    Mgmt  For  For 
5b  Reelect Walter Blaettler to the Supervisory Board    Mgmt  For  For 
6  Approve Remuneration System for Management Board Members  Mgmt  For  For 
7  Authorize Share Repurchase Program and Reissuance or    Mgmt  For  For 
  Cancellation of Repurchased Shares           
8  Approve Issuance of Warrants/Bonds with Warrants    Mgmt  For  For 
  Attached/Convertible Bonds with Partial Exclusion of Preemptive       
  Rights up to Aggregate Nominal Amount of EUR 400 Million;       
  Approve Creation of EUR 6.6 Million Pool of Capital to Guarantee       
  Conversion Rights             
9  Amend Articles Re: D&O Insurance and Training for Supervisory  Mgmt  For  For 
  Board Members             
 
Prudential plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PRU  19-May-11  United Kingdom  G72899100  Annual  17-May-11  1,072,533  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend      Mgmt  For  For 
4  Elect Sir Howard Davies as Director      Mgmt  For  For 
5  Elect John Foley as Director      Mgmt  For  For 
6  Elect Paul Manduca as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
7  Elect Michael Wells as Director      Mgmt  For  For 
8  Re-elect Keki Dadiseth as Director      Mgmt  For  For 
9  Re-elect Robert Devey as Director      Mgmt  For  For 
10  Re-elect Michael Garrett as Director      Mgmt  For  For 
11  Re-elect Ann Godbehere as Director      Mgmt  For  For 
12  Re-elect Bridget Macaskill as Director      Mgmt  For  For 
13  Re-elect Harvey McGrath as Director      Mgmt  For  For 
14  Re-elect Michael McLintock as Director      Mgmt  For  For 
15  Re-elect Nicolaos Nicandrou as Director      Mgmt  For  For 
16  Re-elect Kathleen O'Donovan as Director      Mgmt  For  For 
17  Re-elect Barry Stowe as Director      Mgmt  For  For 
18  Re-elect Tidjane Thiam as Director      Mgmt  For  For 
19  Re-elect Lord Turnbull as Director      Mgmt  For  For 
20  Reappoint KPMG Audit plc as Auditors of the Company    Mgmt  For  For 
21  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
22  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
23  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
24  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
25  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
26  Authorise Market Purchase      Mgmt  For  For 
27  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
28  Amend International Savings Related Share Option Scheme  Mgmt  For  For 
29  Amend International Assurance Sharesave Plan    Mgmt  For  For 
 
QSC AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
QSC  19-May-11  Germany  D59710109  Annual    81,292  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Ratify KPMG as Auditors for Fiscal 2011      Mgmt    For  For 
5  Amend Corporate Purpose      Mgmt    For  For 
6.1  Approve Affiliation Agreement with Subsidiary Ventelo GmbH  Mgmt    For  For 
6.2  Approve Affiliation Agreement with Subsidiary tengo 01052  Mgmt    For  For 
  GmbH               
7  Authorize Management Board Not to Disclose Individualized  Mgmt    For  Against 
  Remuneration of its Members             
 
Rexel
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
RXL  19-May-11  France  F7782J366  Annual/Special  16-May-11  20,001  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 0.40 per  Mgmt    For  For 
  Share               
4  Approve Stock Dividend Program (New Shares)    Mgmt    For  For 
5  Approve Absence of Non-Tax Deductible Expenses    Mgmt    For  For 
6  Approve Transaction Re: Purchase Agreement, Concluded on Jan  Mgmt    For  For 
  8, 2010               
7  Approve Transaction Re: Amended and Restated Agency    Mgmt    For  For 
  Agreement, Concluded on Jan. 20, 2010             
8  Approve Transaction Re: First Supplemental Trust Deed,    Mgmt    For  For 
  Concluded on Jan. 20, 2010             
9  Approve Amendment to Additional Pension Scheme Agreement  Mgmt    For  For 
10  Approve Transaction Re: Loan Agreement    Mgmt    For  For 
11  Approve Transaction Re: Remuneration Agreement    Mgmt    For  For 
12  Reelect David Novak as Supervisory Board Member    Mgmt    For  Against 
13  Reelect Luis Marini-Portugal as Supervisory Board Member  Mgmt    For  Against 
14  Reelect Matthew Turner as Supervisory Board Member    Mgmt    For  Against 
15  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  Against 
  Capital               
16  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
  Extraordinary Business        Mgmt       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
17  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
18  Authorize up to 2.5 Percent of Issued Capital for Use in    Mgmt  For  Against 
  Restricted Stock Plan             
19  Authorize up to 2.5 Percent of Issued Capital for Use in Stock  Mgmt  For  Against 
  Option Plan             
20  Approve Employee Stock Purchase Plan      Mgmt  For  For 
21  Amend Article 14 of Bylaws Re: Management Board    Mgmt  For  For 
22  Amend Article 30 of Bylaws Re: Attendance to General Meetings  Mgmt  For  For 
 
23  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
Statoil ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  19-May-11  Norway  R8413J103  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Olaug Svarva as Chairman of Meeting    Mgmt  For  Do Not Vote 
3  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
4  Registration of Attending Shareholders and Proxies    Mgmt     
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  Do Not Vote 
6  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 6.25 per Share       
 
7  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
8  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
9  Approve Remuneration of Corporate Assembly in the Amount of  Mgmt  For  Do Not Vote 
  NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250       
  for Other Members, and NOK 5,500 Per Meeting for Deputy       
  Members             
10  Elect Ingrid Rasmussen as Member of Nominating Committee  Mgmt  For  Do Not Vote 
11  Approve Remuneration of Nominating Committee in the Amount  Mgmt  For  Do Not Vote 
  of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting       
  for Other Members             
12  Authorize Repurchase and Reissuance of Shares up to a Nominal  Mgmt  For  Do Not Vote 
  Value of NOK 20 Million in Connection with Share Saving Scheme       
  for Employees             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

13  Authorize Repurchase of Shares up to a Nominal Value of NOK  Mgmt  For  Do Not Vote 
  187.5 Million and Cancellation of Repurchased Shares         
14  Adjustments in the Marketing Instructions for Statoil ASA    Mgmt  For  Do Not Vote 
15  Amend Articles Re: Number of Board Members and Board Term;  Mgmt  For  Do Not Vote 
  Proxy Voting; Guidelines for Nominating Committee         
16  Approve Guidelines for Nominating Committee    Mgmt  For  Do Not Vote 
  Shareholder Proposal        Mgmt     
17  Withdraw Company From Tar Sands Activities in Canada    SH  Against  Do Not Vote 
 
Swire Pacific Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00019  19-May-11  Hong Kong  Y83310105  Annual  13-May-11  645,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Final Dividend      Mgmt  For  For 
2a  Reelect M Cubbon as Director      Mgmt  For  For 
2b  Reelect Baroness Dunn as Director      Mgmt  For  For 
2c  Reelect T G Freshwater as Director      Mgmt  For  For 
2d  Reelect C Lee as sDirector      Mgmt  For  For 
2e  Reelect M Leung as Director      Mgmt  For  For 
2f  Reelect M C C Sze as Director      Mgmt  For  For 
2g  Elect I S C Shiu as Director      Mgmt  For  For 
3  Reappoint PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
4  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
6  Approve Remuneration of Directors      Mgmt  For  For 
 
Telenor ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  19-May-11  Norway  R21882106  Annual    0  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
2  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  Do Not Vote 
  Meeting             
3  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 3.80 per Share       
 
4  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
5  Receive and Approve Remuneration Policy And Other Terms of  Mgmt  For  Do Not Vote 
  Employment For Executive Management           
6  Approve NOK 298.17 Million Reduction in Share Capital via  Mgmt  For  Do Not Vote 
  Cancellation of 22.88 Million Shares and Redemption of 26.82       
  Million Shares Owned by the Kingdom of Norway         
7.1  Authorize Repurchase of up to 83 Million Shares and Cancellation  Mgmt  For  Do Not Vote 
  of Repurchased Shares           
7.2  Authorize Repurchase of up to 1 Million Shares and Reissuance  Mgmt  For  Do Not Vote 
  of Repurchased Shares in Connection with Incentive Programs       
 
8  Elect Korssjoen, Devold, Lium, Myrmel-Johansen, Ritterberg,  Mgmt  For  Do Not Vote 
  Skjaevestad, Strandenes, Svarva, Sandvik, and Seres as         
  Members of Corporate Assembly; Elect Olsen, Holth, and         
  Molleskog as Deputy Members           
9  Elect Mette Wikborg and Rune Selmar as Members of    Mgmt  For  Do Not Vote 
  Nominating Committee           
10  Approve Remuneration of Members of Corporate Assembly  Mgmt  For  Do Not Vote 
 
 
China Telecom Corporation Ltd
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00728  20-May-11  Hong Kong  Y1505D102  Annual  19-Apr-11  3,914,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Profit Distribution Proposal and Payment of Final    Mgmt  For  For 
  Dividend for the Year Ended Dec. 31, 2010         
3  Reappoint KPMG and KPMG Huazhen as International and    Mgmt  For  For 
  Domestic Auditors, Respectively, and Authorize Board to Fix       
  Their Remuneration             
4a  Reelect Wang Xiaochu as Director and Authorize the Board to Fix  Mgmt  For  For 
  His Remuneration             
4b  Reelect Shang Bing as Director and Authorize the Board to Fix  Mgmt  For  For 
  His Remuneration             

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
4c  Reelect Wu Andi as Director and Authorize the Board to Fix Her  Mgmt  For  For 
  Remuneration       
4d  Reelect Zhang Jiping as Director and Authorize the Board to Fix  Mgmt  For  For 
  His Remuneration       
4e  Reelect Zhang Chenshuang as Director and Authorize the Board  Mgmt  For  For 
  to Fix His Remuneration       
4f  Reelect Yang Xiaowei as Director and Authorize the Board to Fix  Mgmt  For  For 
  His Remuneration       
4g  Reelect Yang Jie as Director and Authorize the Board to Fix His  Mgmt  For  For 
  Remuneration       
4h  Reelect Sun Kangmin as Director and Authorize the Board to Fix  Mgmt  For  For 
  His Remuneration       
4i  Reelect Li Jinming as Director and Authorize the Board to Fix His  Mgmt  For  For 
  Remuneration       
4j  Reelect Wu Jichuan as Independent Director and Authorize the  Mgmt  For  For 
  Board to Fix His Remuneration       
4k  Reelect Qin Xiao as Independent Director and Authorize the  Mgmt  For  For 
  Board to Fix His Remuneration       
4l  Reelect Tse Hau Yin, Aloysius as Independent Director and  Mgmt  For  For 
  Authorize the Board to Fix His Remuneration       
4m  Reelect Cha May Lung, Laura as Independent Director and  Mgmt  For  For 
  Authorize the Board to Fix Her Remuneration       
4n  Reelect Xu Erming as Independent Director and Authorize the  Mgmt  For  For 
  Board to Fix His Remuneration       
5a  Reelect Miao Jianhua as Supervisor and Authorize the Board to  Mgmt  For  For 
  Fix His Remuneration       
5b  Reelect Zhu Lihao as Independent Supervisor and Authorize the  Mgmt  For  For 
  Board to Fix Her Remuneration       
5c  Reelect Xu Cailiao as Supervisor and Authorize the Board to Fix  Mgmt  For  For 
  His Remuneration       
5d  Reelect Han Fang as Supervisor and Authorize the Board to Fix  Mgmt  For  For 
  Her Remuneration       
5e  Elect Du Zuguo as Supervisor and Authorize the Board to Fix His  Mgmt  For  For 
  Remuneration       
6  Amend Articles Re: Composition of the Supervisory Committee  Mgmt  For  For 
 
7a  Approve Issuance Debentures with a Maximum Outstanding  Mgmt  For  Against 
  Repayment Amount of up to RMB 90 Billion       
7b  Authorize Board to Determine Specific Terms, Conditions and  Mgmt  For  Against 
  Other Matters of the Debentures       
8a  Approve Issuance of Company Bonds Not Exceeding RMB 30  Mgmt  For  Against 
  Billion       
8b  Authorize Board to Determine Specific Terms, Conditions and  Mgmt  For  Against 
  Other Matters of the Company Bonds       
9  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights       
10  Authorize Board to Increase the Registered Capital of the  Mgmt  For  Against 
  Company and Amend the Articles of Association to Reflect Such       
  Increase       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
PanAust Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PNA  20-May-11  Australia  Q7283A110  Annual  18-May-11  701,282  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Adoption of Remuneration Report for the Year  Mgmt  For  For 
  Ended Dec. 31, 2010             
2  Elect John Crofts as a Director      Mgmt  For  For 
3  Elect Garry Hounsell as a Director      Mgmt  For  For 
4  Elect Geoffrey Billard as a Director      Mgmt  For  For 
5  Approve the Issue of 2.5 Million Shares and the Advance of the  Mgmt  For  For 
  Loan in the Amount Equal to the Market Price of the Said Shares       
  Under the Executive Long Term Share Plan         
6  Approve the Consolidation of the Capital of the Company on the  Mgmt  For  For 
  Basis that Every Five Shares in the Capital of the Company be       
  Consilidated into One Share with Fractional Entitlements         
  Rounded Up to the Nearest Whole Share           
 
AAC Acoustic Technologies Holdings Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02018  21-May-11  Hong Kong  G2953L109  Annual  16-May-11  154,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Declare Final Dividend of HK$0.237 Per Share    Mgmt  For  For 
3a  Reelect Mok Joe Kuen Richard as Director    Mgmt  For  For 
3b  Reelect Ingrid Chunyuan Wu as Director      Mgmt  For  For 
3c  Reelect Koh Boon Hwee as Director      Mgmt  For  For 
3d  Authorize Board to Fix the Remuneration of Directors    Mgmt  For  For 
4  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
8  Change Company Name to AAC Technologies Holdings Inc. and  Mgmt  For  For 
  Adopt New Chinese Name           
 
ASM International NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ASM  23-May-11  Netherlands  N07045201  Annual  25-Apr-11  118,395  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Open Meeting        Mgmt     
2  Receive Annual Report 2010      Mgmt     
3  Adopt Financial Statements      Mgmt  For  For 
4  Approve Discharge of Management Board    Mgmt  For  For 
5  Approve Discharge of Supervisory Board      Mgmt  For  For 
6  Ratify Deloitte Accountants as Auditors      Mgmt  For  For 
7  Receive Explanation on Company's Reserves and Dividend Policy  Mgmt     
8  Approve Dividends of EUR 0.40 Per Share    Mgmt  For  For 
9  Approve Remuneration of Supervisory Board    Mgmt  For  For 
10a  Grant Board Authority to Issue Shares Up To 10 Percent of  Mgmt  For  For 
  Issued Capital Plus Additional 10 Percent in Case of         
  Takeover/Merger             
10b  Grant Board Authority to Issue Shares in Connection with  Mgmt  For  Against 
  Remuneration Policy             
10c  Authorize Board to Exclude Preemptive Rights from Issuance  Mgmt  For  For 
  under Item 7a and Item 7b           
11  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
12  Allow Questions        Mgmt     
13  Close Meeting        Mgmt     
 
PT Bank Mandiri (Persero) Tbk

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BMRI  23-May-11  Indonesia  Y7123S108  Annual    05-May-11  2,227,595  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Annual Report and Consolidated Financial Statements of  Mgmt    For  For 
  the Company, Commissioners' Report, and Annual Report on the         
  Partnership and Community Development Program (PCDP)         
2  Approve Allocation of Income      Mgmt    For  For 
3  Appoint Auditors of the Company and Its PCDP    Mgmt    For  For 
4  Approve Remuneration of Directors and Commissioners    Mgmt    For  For 
5  Approve Acquisition of New Shares in PT Asuransi Dharma  Mgmt    For  For 
  Bangsa               
6  Approve Increase in Retirement Benefits for the Participants of  Mgmt    For  Against 
  the Bank Mandiri Pension Funds I-IV             
7  Elect Directors and Commissioners      Mgmt    For  Against 
8  Accept Report on the Utilization of Proceeds from the Rights  Mgmt    For  Against 
  Issue               
 
Arkema
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AKE  24-May-11  France  F0392W125  Annual/Special  19-May-11  9,878  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 1 per Share  Mgmt    For  For 
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
5  Reelect Isabelle Kocher as Director      Mgmt    For  For 
6  Reelect Francois Enaud as Director      Mgmt    For  For 
7  Reelect Laurent Mignon as Director      Mgmt    For  Against 
8  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Extraordinary Business      Mgmt     
9  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares           
10  Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors  Mgmt  For  For 
11  Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure  Mgmt  For  For 
  Thresholds             
12  Amend Article 16.5 of Bylaws Re: Attendance to General    Mgmt  For  For 
  Meetings             
13  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
Cape plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CIU  25-May-11  United Kingdom  G18396104  Special  23-May-11  47,673  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Establish a New Jersey-Incorporated Holding Company of the  Mgmt  For  For 
  Cape Group             
2  Approve Reduction from Share Premium Account    Mgmt  For  For 
3  Approve 2011 Performance Share Plan      Mgmt  For  For 
4  Approve Final Dividend      Mgmt  For  For 
 
Cape plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CIU  25-May-11  United Kingdom  G18396104  Court  23-May-11  47,673  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Court Meeting        Mgmt     
1  Approve Scheme of Arrangement      Mgmt  For  For 
 
Iluka Resources Ltd. (formerly Westralian Sands)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ILU  25-May-11  Australia  Q4875J104  Annual  23-May-11  85,923  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Jennifer Anne Seabrook as a Director    Mgmt  For  For 
2  Approve the Adoption of Remuneration Report for the Year  Mgmt  For  For 
  Ended Dec. 31, 2010           
3  Approve the Remuneration of Non-Executive Directors in the  Mgmt  For  For 
  Amount of A$1.5 Million Per Annum           
4  Approve the Grant of 750,000 LTID Share Rights in Three  Mgmt  For  For 
  Tranches under the Company's Share Acquisition Plan to David       
  Robb, Managing Director of the Company           
5  Approve the Termination Benefits under the Revised Executive  Mgmt  For  Against 
  Employment Agreement of David Robb, Managing Director of the       
  Company             
 
Legal & General Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LGEN  25-May-11  United Kingdom  G54404127  Annual  23-May-11  3,172,898  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Elect Mike Fairey as Director      Mgmt  For  For 
4  Elect Nick Prettejohn as Director      Mgmt  For  For 
5  Re-elect Tim Breedon as Director      Mgmt  For  For 
6  Re-elect Clara Furse as Director      Mgmt  For  For 
7  Re-elect Mark Gregory as Director      Mgmt  For  For 
8  Re-elect Rudy Markham as Director      Mgmt  For  For 
9  Re-elect John Pollock as Director      Mgmt  For  For 
10  Re-elect Henry Staunton as Director      Mgmt  For  For 
11  Re-elect John Stewart as Director      Mgmt  For  For 
12  Re-elect Nigel Wilson as Director      Mgmt  For  For 
13  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
14  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
15  Approve Remuneration Report      Mgmt  For  For 
16  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

17  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
18  Approve Scrip Dividend Program      Mgmt  For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
20  Authorise Market Purchase      Mgmt  For  For 
21  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
SAP AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SAP  25-May-11  Germany  D66992104  Annual  03-May-11  158,387  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 0.60 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify KPMG AG as Auditors for Fiscal 2011    Mgmt  For  For 
6  Approve Cancellation of Pool of Conditional Capital and Amend  Mgmt  For  For 
  Articles to Reflect Changes in Capital           
7  Approve Issuance of Warrants/Bonds with Warrants    Mgmt  For  For 
  Attached/Convertible Bonds with Partial Exclusion of Preemptive       
  Rights up to Aggregate Nominal Amount of EUR 7.5 Billion;       
  Approve Creation of EUR 100 Million Pool of Capital to Guarantee     
  Conversion Rights             
8  Approve Affiliation Agreement with SAP Sechste    Mgmt  For  For 
  Beteiligungs- und Vermoegensverwaltungs GmbH         
 
Air China Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00753  26-May-11  Hong Kong  Y002A6104  Annual  21-Apr-11  1,514,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Report of Board of Directors      Mgmt  For  For 
2  Accept Report of Supervisory Committee      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Accept Financial Statements      Mgmt  For  For 
4  Approve Profit Distribution Plan and Dividend Distribution for the  Mgmt  For  For 
  Year 2010             
5  Elect Yang Yuzhong as Independent Non-Executive Director  Mgmt  For  For 
6  Approve Remuneration of Independent Non-Executive Directors  Mgmt  For  For 
7  Reappoint Ernst & Young and Ernst & Young Hua Ming CPAs  Mgmt  For  For 
  Limited Company as International Auditors and Domestic         
  Auditors, Respectively, and Authorize Board to Fix Their         
  Remuneration             
8  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
9  Increase Registered Capital and Amend Articles of Association  Mgmt  For  Against 
10  Approve Resumption of the First Issue of the Stock Appreciation  Mgmt  For  For 
  Rights Programme             
 
Canyon Services Group Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FRC  26-May-11  Canada  138873104  Annual  21-Apr-11  51,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Bradley P.D. Fedora      Mgmt  For  For 
1.2  Elect Director Stan G.P. Grad      Mgmt  For  For 
1.3  Elect Director Raymond P. Antony      Mgmt  For  For 
1.4  Elect Director Neil M. MacKenzie      Mgmt  For  For 
1.5  Elect Director Douglas Freel      Mgmt  For  For 
1.6  Elect Director Richard E. Peterson      Mgmt  For  For 
1.7  Elect Director Michael Scott Ratushny      Mgmt  For  For 
2  Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
3  Re-approve Stock Option Plan      Mgmt  For  Against 
4  Approve Bonus Plan        Mgmt  For  Against 
 
D'Ieteren
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DIE  26-May-11  Belgium  B49343187  Annual/Special  0  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
  Annual and Special Meeting  Mgmt     
  Annual Meeting Agenda  Mgmt     
1  Receive Directors' and Auditors' Reports (Non-Voting)  Mgmt     
2  Accept Financial Statements  Mgmt  For  Do Not Vote 
3.1  Approve Discharge of Directors  Mgmt  For  Do Not Vote 
3.2  Approve Discharge of Auditors  Mgmt  For  Do Not Vote 
4.1  Reelect Jean-Pierre Bizet as Director  Mgmt  For  Do Not Vote 
4.2  Reelect Nicolas D'Ieteren as Director  Mgmt  For  Do Not Vote 
4.3  Reelect Maurice Perier as Director  Mgmt  For  Do Not Vote 
4.4  Reelect Olivier Perier as Director  Mgmt  For  Do Not Vote 
4.5  Reelect Nayarit Participations, Represented by Gilbert van  Mgmt  For  Do Not Vote 
  Marcke de Lummen as Director       
4.6  Elect Michèle Sioen as Independent Director  Mgmt  For  Do Not Vote 
5  Ratify BDO CVBA as Auditor  Mgmt  For  Do Not Vote 
  Special Meeting  Mgmt     
1.1  Renew Authorization Board to Issue Shares in the Event of a  Mgmt  For  Do Not Vote 
  Public Tender Offer or Share Exchange Offer       
1.2  Authorize Board to Repurchase Shares in the Event of a Serious  Mgmt  For  Do Not Vote 
  and Imminent Harm       
2.1  Discuss Merger Proposal Re: Immonin  Mgmt     
2.2  Approve Merger Proposal  Mgmt  For  Do Not Vote 
2.3  Approve Merger by Absorption Re: Immonin  Mgmt  For  Do Not Vote 
2.4  Authorize Implementation of Approved Resolutions and Filing of  Mgmt  For  Do Not Vote 
  Required Documents/Formalities at Trade Registry       
3.1  Receive Information on Effectiveness of Shareholder Rights Act  Mgmt  For  Do Not Vote 
3.2  Amend Article 22 Re: General Meeting  Mgmt  For  Do Not Vote 
3.3  Amend Article 25 Re: Shareholder Right to Submit Agenda Items  Mgmt  For  Do Not Vote 
3.4  Amend Article 26 Re: Registration Requirements  Mgmt  For  Do Not Vote 
3.5  Amend Article 27 Re: Proxy Holder  Mgmt  For  Do Not Vote 
3.6  Amend Article 28 Re: Delete Second Paragraph  Mgmt  For  Do Not Vote 
3.7  Amend Article 33bis Re: Proxy Voting  Mgmt  For  Do Not Vote 
3.8  Amend Article 34 Re: Postponing Meeting  Mgmt  For  Do Not Vote 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

3.9  Amend Article 35 Re: Publication of Minutes    Mgmt    For  Do Not Vote 
4  Amend Article 17.3 Re: Board Committees    Mgmt    For  Do Not Vote 
5  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  Do Not Vote 
6  Authorize Implementation of Approved Resolutions and Filing of  Mgmt    For  Do Not Vote 
  Required Documents/Formalities at Trade Registry           
 
Faurecia
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
EO  26-May-11  France  F3445A108  Annual/Special  23-May-11  102,496  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Extraordinary Business      Mgmt       
1  Amend Article 11 of Bylaws Re: Directors Lenght of Term    Mgmt    For  For 
2  Authorize up to 2 Million Shares for Use in Restricted Stock Plan  Mgmt    For  Against 
3  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
  Ordinary Business        Mgmt       
4  Approve Financial Statements and Consolidated Financial    Mgmt    For  For 
  Statements and Statutory Reports             
5  Approve Allocation of Income and Dividends of EUR 0.25 per  Mgmt    For  For 
  Share               
6  Approve Dividends of EUR 0.25 per Share    Mgmt    For  For 
7  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
8  Elect Linda Newton as Director      Mgmt    For  Against 
9  Reelect Jean-Claude Hanus as Director      Mgmt    For  Against 
10  Reelect Thierry Peugeot as Director      Mgmt    For  Against 
11  Reelect Philippe Varin as Director      Mgmt    For  Against 
12  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  Against 
  Capital               
13  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
 
Ferrexpo plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FXPO  26-May-11  United Kingdom  G3435Y107  Annual    24-May-11  55,712  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Approve Final Dividend        Mgmt  For  For 
4  Reappoint Ernst & Young LLP as Auditors      Mgmt  For  For 
5  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
6  Re-elect Michael Abrahams as Director      Mgmt  For  For 
7  Re-elect Oliver Baring as Director      Mgmt  For  For 
8  Re-elect Raffaele Genovese as Director      Mgmt  For  For 
9  Re-elect Wolfram Kuoni as Director      Mgmt  For  For 
10  Re-elect Christopher Mawe as Director      Mgmt  For  For 
11  Re-elect Ihor Mitiukov as Director      Mgmt  For  For 
12  Re-elect Miklos Salamon as Director      Mgmt  For  For 
13  Re-elect Kostyantin Zhevago as Director      Mgmt  For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Pal Co. Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2726  26-May-11  Japan  J63535108  Annual  28-Feb-11  13,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 45  Mgmt  For  For 
2  Amend Articles To Increase Maximum Board Size    Mgmt  For  For 
3.1  Elect Director Inoue, Hidetaka      Mgmt  For  For 
3.2  Elect Director Inoue, Ryuta      Mgmt  For  For 
3.3  Elect Director Matsuo, Isamu      Mgmt  For  For 
3.4  Elect Director Shoji, Junichi      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3.5  Elect Director Otani, Kazumasa      Mgmt  For  For 
3.6  Elect Director Arimitsu, Yasuji      Mgmt  For  For 
3.7  Elect Director Kojima, Hirofumi      Mgmt  For  For 
3.8  Elect Director Tabuchi, Takahiko      Mgmt  For  For 
3.9  Elect Director Kikuchi, Hiromi      Mgmt  For  For 
3.10  Elect Director Utsunomiya, Yukio      Mgmt  For  For 
3.11  Elect Director Kida, Kazuhiko      Mgmt  For  For 
3.12  Elect Director Higuchi, Hisayuki      Mgmt  For  For 
3.13  Elect Director Yamasaki, Osamu      Mgmt  For  For 
3.14  Elect Director Sugimoto, Tetsuo      Mgmt  For  For 
4.1  Appoint Statutory Auditor Morimoto, Noriaki    Mgmt  For  For 
4.2  Appoint Statutory Auditor Tameda, Akiyuki    Mgmt  For  For 
5  Appoint Alternate Statutory Auditor Okamoto, Yoshimasa    Mgmt  For  For 
6  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
7  Approve Retirement Bonus Payment for Statutory Auditor    Mgmt  For  Against 
8  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Directors             
 
Pfeiffer Vacuum Technology AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PFV  26-May-11  Germany  D6058X101  Annual  04-May-11  3,428  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 2.90 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Ratify Ernst & Young as Auditors for Fiscal 2011    Mgmt  For  For 
6  Approve Remuneration System for Management Board Members  Mgmt  For  Against 
7  Amend Articles Re: Remuneration of Supervisory Board    Mgmt  For  For 
8  Approve Creation of EUR 12.6 Million Pool of Capital with Partial  Mgmt  For  For 
  Exclusion of Preemptive Rights           

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.1  Reelect Michael Oltmanns to the Supervisory Board    Mgmt  For  For 
9.2  Reelect Goetz Timmerbeil to the Supervisory Board    Mgmt  For  For 
9.3  Reelect Wilfried Glaum to the Supervisory Board    Mgmt  For  For 
9.4  Reelect Wolfgang Lust to the Supervisory Board    Mgmt  For  For 
 
Alcatel Lucent
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ALU  27-May-11  France  F0191J101  Annual/Special 24-May-11  1,408,885  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
3  Approve Allocation of Income and Absence of Dividends    Mgmt  For  For 
4  Reelect Daniel Bernard as Director      Mgmt  For  For 
5  Reelect W. Frank Blount as Director      Mgmt  For  For 
6  Acknowledge Auditors' Special Report Regarding Related-Party  Mgmt  For  For 
  Transactions and Absence of New Related-Party Transaction       
7  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Extraordinary Business      Mgmt     
8  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
9  Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and  Mgmt  For  For 
  Shareholders Identification           
10  Authorize Filing of Required Documents/Other Formalities  Mgmt  For  For 
 
Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
03988  27-May-11  Hong Kong  Y0698A107  Annual  26-Apr-11  10,393,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Approve Report of Board of Directors      Mgmt  For  For 
2  Approve Report of Board of Supervisors      Mgmt  For  For 
3  Approve the Annual Financial Statements      Mgmt  For  For 
4  Approve Profit Distribution Plan      Mgmt  For  For 
5  Approve the Annual Budget Report      Mgmt  For  For 
6  Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited  Mgmt  For  For 
  Company and PricewaterhouseCoopers Hong Kong as Auditors       
  and Authorize Board to Fix Their Remuneration         
7a  Elect Zhang Xiangdong as Non-Executive Director    Mgmt  For  For 
7b  Elect Zhang Qi as Non-Executive Director      Mgmt  For  For 
8a  Elect Mei Xingbao as External Supervisor      Mgmt  For  For 
8b  Elect Bao Guoming as External Supervisor    Mgmt  For  For 
9  Approve Issuance of Ordinary Financial Bonds    Mgmt  For  For 
 
Bunge Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BG  27-May-11  Bermuda  G16962105  Annual  31-Mar-11  39,064  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Ernest G. Bachrach      Mgmt  For  For 
1.2  Elect Director Enrique H. Boilini      Mgmt  For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board  Mgmt  For  For 
  to Fix Their Remuneration           
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
China Shenhua Energy Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01088  27-May-11  Hong Kong  Y1504C113  Annual  26-Apr-11  457,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Report of Board of Directors      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Report of Supervisors      Mgmt  For  For 
3  Approve the Audited Financial Statements    Mgmt  For  For 
4  Approve Profit Distribution Plan and Final Dividend of RMB 0.75  Mgmt  For  For 
  Per Share for the Year Ended Dec. 31, 2010         
5  Approve Remuneration of Directors and Supervisors    Mgmt  For  For 
6  Reappoint KPMG Huazhen and KPMG as PRC and International  Mgmt  For  For 
  Auditors, Respectively, as Auditors and Authorize Board to Fix       
  Their Remuneration             
7  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
8  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
China Shenhua Energy Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01088  27-May-11  Hong Kong  Y1504C113  Special  26-Apr-11  457,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Class Meeting for H Shareholders      Mgmt     
  Special Business        Mgmt     
1  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
CNOOC Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00883  27-May-11  Hong Kong  Y1662W117  Annual  19-May-11  1,380,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1a  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
1b  Declare Final Dividend        Mgmt  For  For 
1c1  Reelect Wang Yilin as Non-Executive Director    Mgmt  For  For 
1c2  Reelect Li Fanrong as Executive Director      Mgmt  For  For 
1c3  Reelect Lawrence J. Lau as Independent Non-Executive Director  Mgmt  For  For 
1c4  Reelect Wang Tao as Independent Non-Executive Director  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1c5  Authorize Board to Fix Remuneration of Directors    Mgmt  For  For 
1d  Reappoint Auditors and Authorize Board to Fix Their    Mgmt  For  For 
  Remuneration             
2a  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
2b  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
2c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
HSBC Holdings plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HSBA  27-May-11  United Kingdom  G4634U169  Annual  26-May-11  2,192,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3a  Re-elect Safra Catz as Director      Mgmt  For  For 
3b  Elect Laura Cha as Director      Mgmt  For  For 
3c  Re-elect Marvin Cheung as Director      Mgmt  For  For 
3d  Re-elect John Coombe as Director      Mgmt  For  For 
3e  Re-elect Rona Fairhead as Director      Mgmt  For  For 
3f  Re-elect Douglas Flint as Director      Mgmt  For  For 
3g  Re-elect Alexander Flockhart as Director      Mgmt  For  For 
3h  Re-elect Stuart Gulliver as Director      Mgmt  For  For 
3i  Re-elect James Hughes-Hallett as Director    Mgmt  For  For 
3j  Re-elect William Laidlaw as Director      Mgmt  For  For 
3k  Re-elect Janis Lomax as Director      Mgmt  For  For 
3l  Elect Iain Mackay as Director      Mgmt  For  For 
3m  Re-elect Gwyn Morgan as Director      Mgmt  For  For 
3n  Re-elect Nagavara Murthy as Director      Mgmt  For  For 
3o  Re-elect Sir Simon Robertson as Director      Mgmt  For  For 
3p  Re-elect John Thornton as Director      Mgmt  For  For 
3q  Re-elect Sir Brian Williamson as Director      Mgmt  For  For 
4  Reappoint KPMG Audit plc as Auditors and Authorise Their  Mgmt  For  For 
  Remuneration             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
6  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
7  Approve Share Plan 2011      Mgmt  For  For 
8  Approve Fees Payable to Non-Executive Directors    Mgmt  For  For 
9  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Lenovo Group Limited (formerly Legend Group Limited)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00992  27-May-11  Hong Kong  Y5257Y107  Special    4,898,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Connected Transaction with a Related Party    Mgmt  For  For 
 
Subsea 7 S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  27-May-11  Luxembourg  L8882U106  Annual  14-Apr-11  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Receive and Approve Board's and Auditor's Reports for FY Ended  Mgmt  For  Do Not Vote 
  Nov. 30, 2010             
2  Accept Financial Statements for FY Ended Nov. 30, 2010    Mgmt  For  Do Not Vote 
3  Accept Consolidated Financial Statements for FY Ended Nov. 30,  Mgmt  For  Do Not Vote 
  2010             
4  Approve Allocation of Income      Mgmt  For  Do Not Vote 
5  Approve Discharge of Directors for FY Ended Nov. 30, 2010  Mgmt  For  Do Not Vote 
6  Approve Share Repurchase Program      Mgmt  For  Do Not Vote 
7  Ratify Deloitte as Auditors      Mgmt  For  Do Not Vote 
 
Xingda International Holdings Ltd

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01899  27-May-11  Hong Kong  G9827V106  Annual  23-May-11  425,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Declare Final Dividend of HK$0.15 Per Share    Mgmt  For  For 
3a1  Reelect Liu Xiang as Director      Mgmt  For  For 
3a2  Reelect Koo Fook Sun, Louis as Director    Mgmt  For  For 
3b  Authorize Board to Fix Remuneration of Directors    Mgmt  For  For 
4  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5a  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
5b  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
5c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
 
Aurora Oil and Gas Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AUT  30-May-11  Australia  Q0698D100  Annual  28-May-11  189,775  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Adoption of Remuneration Report For the Year  Mgmt  For  For 
  Ended Dec. 31, 2010             
2  Elect Ian Lusted as a Director      Mgmt  For  For 
3  Elect Gren Schoch as a Director      Mgmt  For  For 
4  Elect Alan Watson as a Director      Mgmt  For  For 
5  Elect William Molson as a Director    Mgmt  For  For 
6  Approve the Grant of 250,000 Series One Options and 250,000  Mgmt  For  Against 
  Series Two Options at Exercise Prices Equal to the Five-Day       
  VWAP of the Company's Shares  Prior to Issue Date Plus 10       
  percent and 20 percent, Respectively to Fiona Harris         
7  Approve the Grant of 250,000 Series One Options and 250,000  Mgmt  For  Against 
  Series Two Options at Exercise Prices Equal to the Five-Day       
  VWAP of the Company's Shares Prior to Issue Date  Plus 10       
  Percent and 20 Percent, Respectively to Alan Watson         

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
8  Approve the Grant of 250,000 Series Three Options and 250,000  Mgmt    For  Against 
  Series Four Options at Exercise Prices Equal to the Five-Day         
  VWAP of the Company's Shares Prior to Issue Date  Plus 10         
  Percent and 20 Percent, Respectively to William Molson         
 
 
Labrador Iron Ore Royalty Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
LIF.U  30-May-11  Canada  505440115  Annual/Special  04-Apr-11  6,700  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Agenda for Common Shareholders      Mgmt       
  You may vote for the nominees for Directors as slate:  Mgmt       
1  Elect Bruce C. Bone, Duncan N.R. Jackman, Paul H. Palmer,  Mgmt    For  For 
  Donald J. Worth, William J. Corcoran, James C. McCartney and         
  Alan R. Thomas as Directors             
  OR you may vote for the nominees for Directors individually:  Mgmt       
1.1  Elect Director Bruce C. Bone      Mgmt    For  For 
1.2  Elect Director Duncan N.R. Jackman      Mgmt    For  For 
1.3  Elect Director Paul H. Palmer      Mgmt    For  For 
1.4  Elect Director Donald J. Worth      Mgmt    For  For 
1.5  Elect Director William J. Corcoran      Mgmt    For  For 
1.6  Elect Director James C. McCartney      Mgmt    For  For 
1.7  Elect Director Alan R. Thomas      Mgmt    For  For 
2  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For  For 
3  Approve Stock Split        Mgmt    For  For 
  Agenda for Subordinated Note Receipts Holder    Mgmt       
4  Approve Subordinated Note Receipts Split    Mgmt    For  For 
  Agenda for Common Shareholders      Mgmt       
5  Amend Articles Re: Business Restrictions      Mgmt    For  Against 
 
Banco do Brasil S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BBAS3  31-May-11  Brazil  P11427112  Special      245,264  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Acquisition of EuroBank      Mgmt  For  For 
2  Ratify Contract to Acquire 100 Percent of Shares of EuroBank  Mgmt  For  For 
  and Appoint Independent Firm to Appraise Proposed Acquisition       
 
 
Bilfinger Berger SE
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GBF  31-May-11  Germany  D11648108  Annual  09-May-11  38,842  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 2.50 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Approve Remuneration System for Management Board Members  Mgmt  For  For 
6  Approve Remuneration of Supervisory Board    Mgmt  For  For 
7  Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 and for  Mgmt  For  For 
  the Inspection of the Interim Reports for 2011         
8a  Elect John Feldmann to the Supervisory Board    Mgmt  For  For 
8b  Elect Lone Schroder to the Supervisory Board    Mgmt  For  For 
8c  Elect Thomas Pleines to the Supervisory Board    Mgmt  For  For 
8d  Elect Udo Stark to the Supervisory Board    Mgmt  For  For 
8e  Elect Klaus Truetzschler to the Supervisory Board    Mgmt  For  For 
8f  Elect Bernhard Walter to the Supervisory Board    Mgmt  For  For 
8g  Elect Peter Thomsen as Alternate Supervisory Board Member  Mgmt  For  For 
9  Amend Articles Re: First Supervisory Board of Bilfinger Berger SE  Mgmt  For  For 
 
 
Industrial and Commercial Bank of China Limited

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
01398  31-May-11  Hong Kong  Y3990B112  Annual  29-Apr-11  8,615,375  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Work Report of Board of Directors  Mgmt    For  For 
2  Approve 2010 Work Report of Board of Supervisors  Mgmt    For  For 
3  Approve 2010 Audited Accounts    Mgmt    For  For 
4  Approve 2010 Profit Distribution Plan    Mgmt    For  For 
5  Approve Purchase of Office Premises by Shanghai Branch  Mgmt    For  For 
6  Approve 2011 Fixed Assets Investment Budget  Mgmt    For  For 
7  Reappoint Ernst & Young and Ernst & Young Hua Ming as  Mgmt    For  For 
  External Auditors and Fix Aggregate Audit Fees for 2011 at RMB       
  159.6 Million             
8  Elect Zhao Lin as Shareholder Supervisor    SH    None  For 
9  Approve Payment of Remuneration to Directors and Supervisors SH    None  For 
 
 
Pacific Rubiales Energy Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PRE  31-May-11  Canada  69480U206  Annual/Special  18-Apr-11  167,200  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Fix Number of Directors at Twelve    Mgmt    For  For 
2.1  Elect Director Serafino Iacono    Mgmt    For  For 
2.2  Elect Director Miguel de la Campa    Mgmt    For  Withhold 
2.3  Elect Director Ronald Pantin    Mgmt    For  For 
2.4  Elect Director Jose Francisco Arata    Mgmt    For  For 
2.5  Elect Director German Efromovich    Mgmt    For  For 
2.6  Elect Director Neil Woodyer    Mgmt    For  For 
2.7  Elect Director Augusto Lopez    Mgmt    For  For 
2.8  Elect Director Miguel Rodriguez    Mgmt    For  For 
2.9  Elect Director Donald Ford    Mgmt    For  For 
2.10  Elect Director John Zaozirny    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2.11  Elect Director Victor Rivera      Mgmt  For  For 
2.12  Elect Director Hernan Martinez      Mgmt  For  For 
3  Approve Ernst and Young LLP as Auditors and Authorize Board  Mgmt  For  For 
  to Fix Their Remuneration           
4  Re-approve Stock Option Plan      Mgmt  For  For 
 
Shangri-la Asia Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00069  31-May-11  Hong Kong  G8063F106  Annual  26-May-11  1,464,666  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Declare Final Dividend        Mgmt  For  For 
3a  Reelect Madhu Rama Chandra Rao as Director    Mgmt  For  For 
3b  Reelect Kuok Khoon Loong Edward as Director    Mgmt  For  For 
3c  Reelect Alexander Reid Hamilton as Director    Mgmt  For  For 
3d  Reelect Michael Wing-Nin Chiu as Director    Mgmt  For  For 
3e  Reelect Li Kwok Cheung, Arthur as Director    Mgmt  For  For 
4  Approve Remuneration of Directors (Including Fees Payable to  Mgmt  For  For 
  Members of the Audit Committee and Remuneration Committee)       
5  Reappoint PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
6a  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
6b  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Swatch Group AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
UHR  31-May-11  Switzerland  H83949141  Annual  10-May-11  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Accept Financial Statements and Statutory Reports    Mgmt  For  Do Not Vote 
2  Approve Discharge of Board and Senior Management    Mgmt  For  Do Not Vote 
3  Approve Allocation of Income and Dividends of CHF 1.00 per  Mgmt  For  Do Not Vote 
  Registered Share and CHF 5.00 per Bearer Share         
4  Ratify PricewaterhouseCoopers as Auditors    Mgmt  For  Do Not Vote 
 
 
Axiata Group Bhd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AXIATA  01-Jun-11  Malaysia  Y0488A101  Annual  23-May-11  1,984,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports for the  Mgmt  For  For 
  Financial Year Ended Dec. 31, 2010           
2  Approve Final Tax Exempt Dividend of MYR 0.10 Per Share for  Mgmt  For  For 
  the Financial Year Ended Dec. 31, 2010           
3  Elect Azzat Kamaludin as Director      Mgmt  For  For 
4  Elect Juan Villalonga Navarro as Director      Mgmt  For  Against 
5  Elect Muhamad Chatib Basri as Director      Mgmt  For  For 
6  Approve Remuneration of Directors in the Amount of MYR 1.58  Mgmt  For  For 
  Million for the Financial Year Ended Dec. 31, 2010         
7  Approve PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
8  Approve Implementation of Shareholders' Mandate for Recurrent  Mgmt  For  For 
  Related Party Transactions           
9  Amend Employee Share Option Scheme to Include Restricted  Mgmt  For  Against 
  Share Plan             
10  Approve Grant of up to 1.2 Million New Ordinary Shares to  Mgmt  For  Against 
  Jamaludin Ibrahim, Managing Director/President & Group CEO of       
  the Company, Under the Share Scheme           
11  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital (Proposed Share Buy-Back)           
12  Approve Exemption for Khazanah Nasional Bhd. from the    Mgmt  For  For 
  Obligation to Undertake a Mandatory Take-Over Offer on the       
  Remaining Voting Shares in the Company Not Already Owned by       
  it After the Proposed Share Buy-Back           
 
Chorus Aviation Inc
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CHR.B  01-Jun-11  Canada  17040T201  Annual  08-Apr-11  91,800  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting For Class A Variable Voting and Class B Voting    Mgmt     
  Shareholders             
1.1  Elect Director Karen Cramm      Mgmt  For  For 
1.2  Elect Director Gary M. Collins      Mgmt  For  For 
1.3  Elect Director Benjamin C. Duster IV      Mgmt  For  For 
1.4  Elect Director David L. Emerson      Mgmt  For  For 
1.5  Elect Director Sydney John Isaacs      Mgmt  For  For 
1.6  Elect Director G. Ross MacCormack      Mgmt  For  For 
1.7  Elect Director Richard H. McCoy      Mgmt  For  For 
1.8  Elect Director John T. McLennan      Mgmt  For  For 
1.9  Elect Director Joseph D. Randell      Mgmt  For  For 
2  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
3  The Undersigned Hereby Certifies that the Shares Represented  Mgmt  For  Against 
  by this Proxy are Owned and Controlled by a Canadian         
 
 
Powszechny Zaklad Ubezpieczen SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  01-Jun-11  Poland  X6919T107  Special  16-May-11  6,745  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Meeting Chairman      Mgmt  For  For 
3  Acknowledge Proper Convening of Meeting    Mgmt     
4  Approve Agenda of Meeting      Mgmt  For  For 
  Shareholder Proposals        Mgmt     
5  Shareholder Proposal: Amend Statute      SH  None  Against 
  Management Proposals        Mgmt     
6  Close Meeting        Mgmt     

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
Alacer Gold Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AQG  02-Jun-11  Canada  010679108  Annual/Special  28-Apr-11  74,272  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Robert G. Reynolds      Mgmt    For  For 
1.2  Elect Director Timothy J. Haddon      Mgmt    For  For 
1.3  Elect Director Richard Graff      Mgmt    For  For 
1.4  Elect Director Edward C. Dowling Jr.      Mgmt    For  For 
1.5  Elect Director Jay C. Kellerman      Mgmt    For  For 
1.6  Elect Director Rohan I. Williams      Mgmt    For  For 
1.7  Elect Director Stephanie J. Unwin      Mgmt    For  For 
1.8  Elect Director David F. Quinlivan      Mgmt    For  For 
1.9  Elect Director Jan Castro      Mgmt    For  For 
2  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt    For  For 
  Board to Fix Their Remuneration             
3  Approve Restricted Stock Unit Plan      Mgmt    For  For 
 
WPP plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
WPP  02-Jun-11  United Kingdom  G9787K108  Annual    31-May-11  451,746  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  Against 
3  Approve the Corporate Responsibility Report    Mgmt    For  For 
4  Amend Articles of Association Re: Annual Re-election of Directors  Mgmt    For  For 
5  Elect Ruigang Li as Director      Mgmt    For  For 
6  Elect Solomon Trujillo as Director      Mgmt    For  For 
7  Re-elect Colin Day as Director      Mgmt    For  For 
8  Re-elect Esther Dyson as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
9  Re-elect Orit Gadiesh as Director      Mgmt  For  For 
10  Re-elect Philip Lader as Director      Mgmt  For  For 
11  Re-elect Stanley Morten as Director      Mgmt  For  For 
12  Re-elect Koichiro Naganuma as Director      Mgmt  For  For 
13  Re-elect Lubna Olayan as Director      Mgmt  For  For 
14  Re-elect John Quelch as Director      Mgmt  For  For 
15  Re-elect Mark Read as Director      Mgmt  For  For 
16  Re-elect Paul Richardson as Director      Mgmt  For  For 
17  Re-elect Jeffrey Rosen as Director      Mgmt  For  For 
18  Re-elect Timothy Shriver as Director      Mgmt  For  For 
19  Re-elect Sir Martin Sorrell as Director      Mgmt  For  For 
20  Re-elect Paul Spencer as Director      Mgmt  For  For 
21  Reappoint Deloitte LLP as Auditors and Authorise the Board to  Mgmt  For  For 
  Determine Their Remuneration           
22  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
23  Approve Increase in Maximum Annual Aggregate Fees of the  Mgmt  For  For 
  Directors             
24  Approve Scrip Dividend      Mgmt  For  For 
25  Authorise Market Purchase      Mgmt  For  For 
26  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
 
China Life Insurance Co. Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02628  03-Jun-11  Hong Kong  Y1477R204  Annual  29-Apr-11  248,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Approve Report of the Board of Directors      Mgmt  For  For 
2  Approve Report of Supervisory Committee    Mgmt  For  For 
3  Accept Financial Statements and Auditors' Report    Mgmt  For  For 
4  Approve Profit Distribution and Cash Dividend Distribution Plan  Mgmt  For  For 
5  Approve Remuneration of Directors and Supervisors    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
6  Approve PricewaterhouseCoopers Zhong Tian Certified Public  Mgmt  For  For 
  Accountants Ltd. Co. as PRC Auditors and         
  PricewaterhouseCoopers as International Auditors and Authorize       
  Board to Fix Their Remuneration           
7  Approve Continued Donations to the China Life Charity Fund  Mgmt  For  For 
  Special Business        Mgmt     
8  Amend Articles of Association      Mgmt  For  Against 
  Ordinary Business        Mgmt     
9  Elect Yuan Li as Executive Director      SH  For  For 
 
 
China National Building Material Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
03323  03-Jun-11  Hong Kong  Y15045100  Annual  03-May-11  1,159,076  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Report of Board of Directors      Mgmt  For  For 
2  Approve Report of Supervisory Committee    Mgmt  For  For 
3  Approve Report of Auditors and Audited Financial Statements  Mgmt  For  For 
4  Approve Profit Distribution Plan and Distribution of Final    Mgmt  For  For 
  Dividend             
5  Authorize Board to Deal with Matters in Relation to the    Mgmt  For  For 
  Distribution of Interim Dividend for the Year 2011         
6  Reappoint Vocation International Certified Public Accountants  Mgmt  For  For 
  Co., Ltd. as PRC Auditors and Baker Tilly Hong Kong Limited as       
  International Auditors and Authorize Board to Fix Their         
  Remuneration             
7  Approve Bonus Issue on the Basis of Ten Bonus Shares for Every  Mgmt  For  For 
  Ten Existing Shares Held           
8  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
9  Approve Issuance of Debt Financing Instruments in Aggregate  Mgmt  For  Against 
  Amount Not Exceeding 40 Percent of Total Audited Net Assets       
 
 
China National Building Material Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
03323  03-Jun-11  Hong Kong  Y15045100  Special  03-May-11  1,159,076  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Class Meeting for H Shareholders      Mgmt     
  Special Business        Mgmt     
1  Approve Bonus Issue on the Basis of Ten Bonus Shares for Every  Mgmt  For  For 
  Ten Shares Held             
 
Construcciones y Auxiliar de Ferrocarriles, S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CAF  04-Jun-11  Spain  E31774115  Annual  30-May-11  945  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Individual and Consolidated Financial Statements and  Mgmt  For  For 
  Discharge Directors for FY 2010           
2  Approve Allocation of Income and Dividends of EUR 10.5 Per  Mgmt  For  For 
  Share             
3  Amend Several Articles of Bylaws to Adapt to Revised    Mgmt  For  For 
  Legislations             
4  Amend Several Articles of General Meeting Regulations to Adapt  Mgmt  For  For 
  to Revised Legislations           
5.1  Re-elect Jose Miguel de la Rica Basagoiti as Director    Mgmt  For  Against 
5.2  Re-elect Fermin Arrese Arratibel as Director    Mgmt  For  Against 
6  Re-elect Deloitte SL as Auditors of Individual and Consolidated  Mgmt  For  For 
  Accounts             
7  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
8  Approve Minutes of Meeting      Mgmt  For  For 
 
 
Lamprell plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LAM  07-Jun-11  United Kingdom  G5363H105  Annual  05-Jun-11  62,567  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3  Approve Final Dividend      Mgmt  For  For 
4  Elect Christopher Hand as Director      Mgmt  For  For 
5  Re-elect Nigel McCue as Director      Mgmt  For  For 
6  Re-elect Colin Goodall as Director      Mgmt  For  For 
7  Reappoint PricewaterhouseCoopers LLC as Auditors    Mgmt  For  For 
8  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
9  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
10  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
11  Authorise Market Purchase      Mgmt  For  For 
12  Adopt New Articles of Association      Mgmt  For  For 
 
Agricultural Bank of China
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
601288  08-Jun-11  Hong Kong  Y00289101  Annual  06-May-11  6,388,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Work Report of Board of Directors    Mgmt  For  For 
2  Approve 2010 Work Report of Board of Supervisors    Mgmt  For  For 
3  Approve Financial Accounts for the Year 2010    Mgmt  For  For 
4  Approve Profit Distribution Plan for the Second Half of 2010  Mgmt  For  For 
5  Approve Fixed Assets Investment Budget for the Year 2011  Mgmt  For  For 
6  Appoint Deloitte Touche Tohmatsu CPA Ltd. and Deloitte Touche  Mgmt  For  For 
  Tohmatsu as External Auditors and Authorize Board to Fix Their       
  Remuneration             
7  Appoint Li Yelin as Non-Executive Director    Mgmt  For  Against 
8  Approve 2010 Final Emoluments Plan for Directors and  SH  None  For 
  Supervisors             
 
Antofagasta plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ANTO  08-Jun-11  United Kingdom  G0398N128  Annual  06-Jun-11  51,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  Against 
3  Approve Final Dividend      Mgmt  For  For 
4  Re-elect Jean-Paul Luksic as Director      Mgmt  For  Against 
5  Re-elect Charles Bailey as Director      Mgmt  For  Abstain 
6  Re-elect Gonzalo Menendez as Director      Mgmt  For  Against 
7  Re-elect Ramon Jara as Director      Mgmt  For  Against 
8  Re-elect Guillermo Luksic as Director      Mgmt  For  Against 
9  Re-elect Juan Claro as Director      Mgmt  For  For 
10  Re-elect William Hayes as Director      Mgmt  For  For 
11  Elect Hugo Dryland as Director      Mgmt  For  Against 
12  Elect Tim Baker as Director      Mgmt  For  For 
13  Reappoint Deloitte LLP as Auditors and Authorise Their    Mgmt  For  For 
  Remuneration             
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
16  Authorise Market Purchase      Mgmt  For  For 
17  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
China Resources Power Holdings Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00836  08-Jun-11  Hong Kong  Y1503A100  Annual  01-Jun-11  1,022,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Declare Final Dividend of HK$0.27 Per Share    Mgmt  For  For 
3a  Reelect Song Lin as Director      Mgmt  For  For 
3b  Reelect Wang Yu Jun as Director      Mgmt  For  For 
3c  Reelect Wang Xiao Bin as Director      Mgmt  For  For 
3d  Reelect Zhang Shen Wen as Director      Mgmt  For  For 
3e  Reelect Li She Tang as Director      Mgmt  For  For 
3f  Reelect Du Wenmin as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3g  Reelect Shi Shanbo as Director      Mgmt  For  For 
3h  Reelect Wei Bin as Director      Mgmt  For  For 
3i  Reelect Zhang Haipeng as Director      Mgmt  For  For 
3j  Reelect Chen Ji Min as Director      Mgmt  For  For 
3k  Reelect Ma Chiu-Cheung, Andrew as Director    Mgmt  For  For 
3l  Authorize Board to Fix Remuneration of Directors    Mgmt  For  For 
4  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Foxconn Technology Co. Ltd (Frmly Q-RUN TECHNOLOGY CO LTD)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2354  08-Jun-11  Taiwan  Y3002R105  Annual  08-Apr-11  242,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of Income and Dividends and Issuance of  Mgmt  For  For 
  New Shares             
4  Amend Articles of Association      Mgmt  For  For 
5  Transact Other Business      Mgmt     
 
Hon Hai Precision Industry Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2317  08-Jun-11  Taiwan  Y36861105  Annual  08-Apr-11  874,674  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of Income and Dividends and Issuance of  Mgmt  For  For 
  New Shares             
4  Approve Increase of Cash Capital and Issuance of Ordinary  Mgmt  For  For 
  Shares to Participate in the Issuance of Global Depository         
  Receipt             
5  Amend Articles of Association      Mgmt  For  For 
6  Transact Other Business      Mgmt     
 
RioCan Real Estate Investment Trust
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
REI.UN  08-Jun-11  Canada  766910103  Annual/Special 11-Apr-11  198,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Clare R. Copeland as Director      Mgmt  For  For 
1.2  Elect Raymond M. Gelgoot as Director      Mgmt  For  For 
1.3  Elect Paul Godfrey as Director      Mgmt  For  For 
1.4  Elect Frank W. King as Director      Mgmt  For  For 
1.5  Elect Dale H. Lastman as Director      Mgmt  For  For 
1.6  Elect Ronald W. Osborne as Director      Mgmt  For  For 
1.7  Elect Sharon Sallows as Director      Mgmt  For  For 
1.8  Elect Edward Sonshine as Director      Mgmt  For  For 
1.9  Elect Charles Winograd as Director      Mgmt  For  For 
2  Approve Ernst & Young, LLP as Auditors and Authorize Board to  Mgmt  For  For 
  Fix Their Remuneration           
3  Re-approve Stock Option Plan      Mgmt  For  For 
 
Sanlam Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SLM  08-Jun-11  South Africa  S7302C137  Annual    813,645  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolutions        Mgmt     

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Accept Financial Statements and Statutory Reports for Year  Mgmt    For  For 
  Ended 31 December 2010             
2  Reapoint Ernst & Young Inc as Auditors of the Company and MP  Mgmt    For  For 
  Rapson as the Individual Designated Auditor           
3.1  Elect Philisiwe Buthelezi as Director      Mgmt    For  For 
3.2  Elect Flip Rademeyer as Director      Mgmt    For  For 
3.3  Elect Chris Swanepoel as Director      Mgmt    For  For 
4.1  Re-elect Valli Moosa as Director      Mgmt    For  For 
4.2  Re-elect Ian Plenderleith as Director      Mgmt    For  For 
5.1  Re-elect Fran du Plessis as Member of the Audit, Actuarial and  Mgmt    For  For 
  Finance Committee               
5.2  Re-elect Ian Plenderleith as Member of the Audit, Actuarial and  Mgmt    For  For 
  Finance Committee               
5.3  Elect Flip Rademeyer as Member of the Audit, Actuarial and  Mgmt    For  Against 
  Finance Committee               
5.4  Elect Chris Swanepoel as Member of the Audit, Actuarial and  Mgmt    For  For 
  Finance Committee               
6  Approve Remuneration Policy      Mgmt    For  For 
7  Approve Remuneration of Directors for the Year Ended 31    Mgmt    For  For 
  December 2010               
8  Approve Increase in all Board and Committee Fees Including the  Mgmt    For  For 
  Chairman's Remuneration             
  Special Resolution        Mgmt       
1  Authorise Repurchase of Up to 20 Percent of Issued Share  Mgmt    For  For 
  Capital               
  Continuation of Ordinary Resolutions      Mgmt       
9  Authorise Board to Ratify and Execute Approved Resolutions  Mgmt    For  For 
 
 
Valeo
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FR  08-Jun-11  France  F96221126  Annual/Special  03-Jun-11  175,446  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
 
3  Ratify Appointment of Ulrike Steinhorst as Director    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Reelect Jacques Aschenbroich as Director  Mgmt  For  For 
5  Reelect Gerard Blanc as Director  Mgmt  For  For 
6  Reelect Pascal Colombani as Director  Mgmt  For  For 
7  Reelect Michel de Fabiani as Director  Mgmt  For  For 
8  Reelect Michael Jay as Director  Mgmt  For  For 
9  Reelect Helle Kristoffersen as Director  Mgmt  For  For 
10  Reelect Georges Pauget as Director  Mgmt  For  For 
11  Elect Thierry Moulonguet as Director  Mgmt  For  For 
12  Approve Severance Payment Agreement with Jacques  Mgmt  For  Against 
  Aschenbroich       
13  Acknowledge Auditors' Special Report on Related-Party  Mgmt  For  For 
  Transactions Mentioning the Absence of New Transactions       
14  Approve Allocation of Income and Dividends of EUR 1.20 per  Mgmt  For  For 
  Share       
15  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital       
  Extraordinary Business  Mgmt     
16  Amend Article 14.1 of Bylaws Re: Length of Terms for Directors  Mgmt  For  For 
 
17  Amend Article 14.4 of Bylaws Re: Shareholding Requirements for  Mgmt  For  For 
  Directors       
18  Amend Article 23.3 of Bylaws Re: Attendance to General  Mgmt  For  For 
  Meetings       
19  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 40       
  Million       
20  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 46       
  Million       
21  Authorize Capitalization of Reserves of Up to EUR 40 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value       
22  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above       
23  Approve Reduction in Share Capital via Cancellation of  Mgmt  For  For 
  Repurchased Shares       
24  Approve Employee Stock Purchase Plan  Mgmt  For  For 
25  Authorize up to 660,000 Shares for Use in Stock Option Plan  Mgmt  For  For 
26  Authorize up to 540,000 Shares for Use in Restricted Stock Plan  Mgmt  For  Against 
 
27  Authorize Filing of Required Documents/Other Formalities  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
ASUSTeK Computer Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2357  09-Jun-11  Taiwan  Y04327105  Annual  08-Apr-11  221,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Financial Statements      Mgmt  For  For 
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of 2010 Income and Dividends and    Mgmt  For  For 
  Issuance of New Shares           
4  Approve to Amend Procedures Governing the Acquisition or  Mgmt  For  For 
  Disposal of Assets             
5  Approve Amendments on the Procedures for Lending Funds to  Mgmt  For  For 
  Other Parties and Procedures for Endorsement and Guarantees       
 
  ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE    Mgmt     
  VOTING             
6.1  Elect Shih, Tsung-Tang with ID Number N100872786 as Director  Mgmt  For  For 
 
6.2  Elect Tseng, Chiang-Sheng with ID Number N100115455 as  Mgmt  For  For 
  Director             
6.3  Elect Shen, Cheng-Lai with ID Number R120635522 as Director  Mgmt  For  For 
 
6.4  Elect Hung, Hung-Chang with ID Number M120497902 as    Mgmt  For  For 
  Director             
6.5  Elect Chen,Yen-Cheng with ID Number F121355097 as Director  Mgmt  For  For 
 
6.6  Elect Hsu, Hsien-Yuen with ID Number A120399965 as Director  Mgmt  For  For 
 
6.7  Elect Hsieh, Min-Chieh with ID Number A123222201 as Director  Mgmt  For  For 
 
6.8  Elect Yang, Tze-Kaing with ID Number A102241840 as    Mgmt  For  For 
  Supervisor             
6.9  Elect Cheng, Chung-Jen with ID Number J100515149 as    Mgmt  For  For 
  Supervisor             
6.10  Elect Yang,Long-Hui with ID Number N103321517 as Supervisor  Mgmt  For  For 
 
7  Approve Release of Restrictions of Competitive Activities of New  Mgmt  For  For 
  Directors             
 
China Construction Bank Corporation

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00939  09-Jun-11  Hong Kong  Y1397N101  Annual  09-May-11  7,984,129  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Report of Board of Directors      Mgmt  For  For 
2  Approve Report of Board of Supervisors      Mgmt  For  For 
3  Approve Final Financial Accounts      Mgmt  For  For 
4  Approve Fixed Assets Investment Budget for the Year 2011  Mgmt  For  For 
5  Approve Profit Distribution Plan for 2010      Mgmt  For  For 
6  Appoint Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
7  Elect Dong Shi as Non-Executive Director      Mgmt  For  For 
8  Approve Purchase of Head Office Business Processing Centre  Mgmt  For  For 
9  Approve 2010 Final Emolument Distribution Plan for Directors  SH  None  For 
  and Supervisors             
 
Genting Bhd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GENTING  09-Jun-11  Malaysia  Y26926116  Annual    359,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Final Dividend of MYR 0.045 Per Share for the Financial  Mgmt  For  For 
  Year Ended Dec. 31, 2010           
2  Approve Remuneration of Directors in the Amount of MYR    Mgmt  For  For 
  932,556 for the Financial Year Ended Dec. 31, 2010         
3  Elect Chin Kwai Yoong as Director      Mgmt  For  For 
4  Elect Mohd Amin bin Osman as Director      Mgmt  For  For 
5  Elect Hashim bin Nik Yusoff as Director      Mgmt  For  For 
6  Elect Mohammed Hanif bin Omar as Director    Mgmt  For  For 
7  Elect Lin See Yan as Director      Mgmt  For  For 
8  Approve PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
9  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital (Proposed Share Buy-Back)           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
10  Approve Exemption for Kien Huat Realty Sdn. Bhd. from the  Mgmt  For  For 
  Obligation to Undertake a Mandatory Take-Over Offer on the       
  Remaining Voting Shares in the Company Not Already Owned by       
  it After the Proposed Share Buy-Back         
11  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights in Any Amount Up to 10 Percent of Issued       
  Share Capital             
12  Approve Implementation of Shareholders' Mandate for Recurrent  Mgmt  For  For 
  Related Party Transactions           
 
 
Largan Precision Co., Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3008  09-Jun-11  Taiwan  Y52144105  Annual  08-Apr-11  55,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Amend Articles of Association      Mgmt  For  For 
4  Approve Amendments on the Procedures for Lending Funds to  Mgmt  For  For 
  Other Parties and Procedures for Endorsement and Guarantees       
 
 
Taiwan Semiconductor Manufacturing Co., Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2330  09-Jun-11  Taiwan  Y84629107  Annual  11-Apr-11  2,705,605  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Amendments on the Procedures for Lending Funds to  Mgmt  For  For 
  Other Parties and Procedures for Endorsement and Guarantees       
 
4  Approve Transfer of TSMC's Solar Business and Solid State  Mgmt  For  For 
  Lighting Business into Two New TSMC Wholly Owned Companies       
  Respectively, and to Further Approve the "Solar Business         
  Transfer Plan" and "Solid State Lighting Business Transfer Plan"       

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
  ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING  Mgmt       
5.1  Approve By-Election of Gregory C. Chow as Independent    Mgmt    For  For 
  Director               
5.2  Approve By-Election of Kok-Choo Chen as Independent Director  Mgmt    For  For 
6  Transact Other Business      Mgmt       
 
Wm Morrison Supermarkets plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MRW  09-Jun-11  United Kingdom  G62748119  Annual    07-Jun-11  1,332,593  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  For 
3  Approve Final Dividend      Mgmt    For  For 
4  Re-elect Sir Ian Gibson as Director      Mgmt    For  For 
5  Re-elect Dalton Philips as Director      Mgmt    For  For 
6  Re-elect Richard Pennycook as Director      Mgmt    For  For 
7  Re-elect Philip Cox as Director      Mgmt    For  For 
8  Re-elect Penny Hughes as Director      Mgmt    For  For 
9  Re-elect Nigel Robertson as Director      Mgmt    For  For 
10  Re-elect Johanna Waterous as Director      Mgmt    For  For 
11  Reappoint KPMG Audit plc as Auditors      Mgmt    For  For 
12  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
13  Authorise Market Purchase      Mgmt    For  For 
14  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
15  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
16  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
Altran Technologies
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ALT  10-Jun-11  France  F02646101  Annual/Special  07-Jun-11  70,475  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business  Mgmt     
1  Approve Financial Statements and Discharge Directors and  Mgmt  For  For 
  Auditors       
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
 
3  Approve Treatment of Losses  Mgmt  For  For 
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt  For  For 
 
5  Authorize Repurchase of Up to 2.5 Percent of Issued Share  Mgmt  For  Against 
  Capital       
  Extraordinary Business  Mgmt     
6  Authorize Capitalization of Reserves of Up to EUR 10 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value       
7  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 15       
  Million       
8  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 10       
  Million       
9  Authorize Board to Set Issue Price for 10 Percent Per Year of  Mgmt  For  Against 
  Issued Capital Pursuant to Issue Authority without Preemptive       
  Rights       
10  Approve Issuance of up to 10 Percent of Issued Capital Per Year  Mgmt  For  For 
  for a Private Placement       
11  Authorize Board to Set Issue Price for 10 Percent Per Year of  Mgmt  For  Against 
  Issued Capital Pursuant to Issue Authority without Preemptive       
  Rights under Item 10       
12  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  under Items 7 to 10       
13  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions       
14  Authorize Capital Increase of Up to EUR 10 Million for Future  Mgmt  For  For 
  Exchange Offers       
15  Approve Issuance of Securities Convertible into Debt up to an  Mgmt  For  For 
  Aggregate Nominal Amount of EUR 250 Million       
16  Approve Reduction in Share Capital via Cancellation of  Mgmt  For  For 
  Repurchased Shares       
17  Approve Employee Stock Purchase Plan  Mgmt  For  For 
18  Authorize up to 6 Percent of Issued Capital for Use in Stock  Mgmt  For  Against 
  Option Plan       
19  Authorize up to 6 Percent of Issued Capital for Use in Restricted  Mgmt  For  Against 
  Stock Plan       
20  Authorize Filing of Required Documents/Other Formalities  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Ordinary Business        Mgmt     
21  Elect Monique Cohen as Director      Mgmt  For  Against 
22  Elect Bertrand Duval as Director      Mgmt  For  For 
23  Elect Stephanie Paix as Director      Mgmt  For  For 
24  Elect Philippe Salle as Director      Mgmt  For  For 
25  Elect Brigitte Taittinger as Director      Mgmt  For  For 
 
China Communications Construction Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01800  10-Jun-11  Hong Kong  Y14369105  Annual  09-May-11  1,267,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Report of Directors      Mgmt  For  For 
2  Accept Report of Supervisory Committee    Mgmt  For  For 
3  Accept Financial Statements      Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as International Auditors and  Mgmt  For  For 
  PricewaterhouseCoopers Zhong Tian CPAs Limited as Domestic       
  Auditors and Authorize Board to Fix Their Remuneration         
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
 
Chinatrust Financial Holding Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2891  10-Jun-11  Taiwan  Y15093100  Annual  11-Apr-11  1,377,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Amend Articles of Association      Mgmt  For  For 
4  Approve Capital Increase and Issuance of New Shares    Mgmt  For  For 
  ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA    Mgmt     
  CUMULATIVE VOTING             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

5.1  Elect Jeffrey L. S. Koo from Yi Kao Investment Co., Ltd. with ID  Mgmt  For  For 
  Number 630032 as Director           
5.2  Elect Wen-Long Yen with ID Number 686 as Director    Mgmt  For  For 
5.3  Elect H. Steve Hsieh from Yi Kao Investment Co., Ltd with ID  Mgmt  For  For 
  Number 630032 as Director           
5.4  Elect Song-Chi Chien from Yi Kao Investment Co., Ltd. with ID  Mgmt  For  For 
  Number 630032 as Director           
5.5  Elect Yann-Ching Tsai from Chung Cheng Investment Co., Ltd.  Mgmt  For  For 
  with ID Number 355101 as Director           
5.6  Elect Paul T. C. Liang from Chang Chi Investment Ltd. with ID  Mgmt  For  For 
  Number 800826 as Director           
5.7  Elect Chung-Yu Wang with ID Number A101021362 as    Mgmt  For  For 
  Independent Director             
5.8  Elect Wen-Chih Lee with ID Number E121520459 as    Mgmt  For  For 
  Independent Director             
5.9  Elect Jie-Haun Lee with ID Number G120002463 as Independent  Mgmt  For  For 
  Director             
6  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Directors             
7  Transact Other Business (Non-Voting)      Mgmt     
 
 
Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00493  10-Jun-11  Hong Kong  G3978C124  Annual  03-Jun-11  6,214,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend of HK$0.041 Per Share    Mgmt  For  For 
3a  Reelect Zou Xiao Chun as an Executive Director    Mgmt  For  For 
3b  Reelect Zhang Da Zhong as a Non-Executive Director    Mgmt  For  For 
3c  Reelect Thomas Joseph Manning as an Independent    Mgmt  For  For 
  Non-Executive Director           
3d  Reelect Lee Kong Wai, Conway as an Independent    Mgmt  For  For 
  Non-Executive Director           
3e  Elect Ng Wai Hung as an Independent Non-Executive Director  Mgmt  For  For 
4  Reappoint Ernst & Young as Auditors and Authorize Board to Fix  Mgmt  For  For 
  Their Remuneration             
5  Approve Annual Remuneration of HK$600,000 for Non-Executive  Mgmt  For  For 
  Directors             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

6  Approve Annual Remuneration of HK$600,000 for Independent  Mgmt  For  For 
  Non-Executive Directors           
7  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
8  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Infosys Technologies Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
500209  11-Jun-11  India  Y4082C133  Annual  02-May-11  40,592  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend of INR 20 Per Share    Mgmt  For  For 
3  Reappoint S. Batni as Director      Mgmt  For  For 
4  Reappoint S.A. Iyengar as Director      Mgmt  For  For 
5  Reappoint D.M. Satwalekar as Director      Mgmt  For  For 
6  Reappoint O. Goswami as Director      Mgmt  For  For 
7  Approve Vacancy on the Board of Directors Resulting from  Mgmt  For  For 
  Retirement of K. Dinesh           
8  Approve B.S.R. & Co. as Auditors and Authorize Board to Fix  Mgmt  For  For 
  Their Remuneration             
9  Appoint R. Seshasayee as Director      Mgmt  For  For 
10  Appoint R. Venkatesan as Director      Mgmt  For  For 
11  Approve Appointment and Remuneration of S. Gopalakrishnan as  Mgmt  For  For 
  Executive Director             
12  Approve Appointment and Remuneration of S.D. Shibulal as CEO  Mgmt  For  For 
  and Managing Director           
13  Change Company Name to Infosys Ltd.      Mgmt  For  For 
 
 
Lamprell plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LAM  13-Jun-11  United Kingdom  G5363H105  Special  09-Jun-11  62,567  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Approve Capital Raising      Mgmt  For  For 
2  Approve Capital Raising      Mgmt  For  For 
3  Approve Acquisition of Maritime Industrial Services Co Ltd Inc  Mgmt  For  For 
 
Malayan Banking Bhd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MAYBANK  13-Jun-11  Malaysia  Y54671105  Special    1,627,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Employees' Share Scheme (ESS)      Mgmt  For  Against 
2  Approve Allocation of Options and/or Grant of Shares of up to 5  Mgmt  For  Against 
  Million Shares to Abdul Wahid Omar, President and CEO and       
  Executive Director, Under the Proposed ESS         
 
Neo Material Technologies Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NEM  13-Jun-11  Canada  64045Y108  Annual  09-May-11  82,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Gary E. German      Mgmt  For  For 
1.2  Elect Director Ho Soo Ching      Mgmt  For  For 
1.3  Elect Director James J. Jackson      Mgmt  For  For 
1.4  Elect Director Constantine E. Karayannopoulos    Mgmt  For  For 
1.5  Elect Director Claire M.C. Kennedy      Mgmt  For  For 
1.6  Elect Director William E. Macfarlane      Mgmt  For  For 
1.7  Elect Director Peter E. O'Connor      Mgmt  For  For 
1.8  Elect Director John E. Pearson      Mgmt  For  For 
2  Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
HTC Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2498  15-Jun-11  Taiwan  Y3732M103  Annual  15-Apr-11  9,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of 2010 Dividends and Employee Profit  Mgmt  For  For 
  Sharing             
4  Amend Articles of Association      Mgmt  For  For 
5  Approve to Amend Procedures Governing the Acquisition or  Mgmt  For  For 
  Disposal of Assets             
  ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE    Mgmt     
  VOTING             
6.1  Elect David Bruce Yoffie with Shareholder Number 19540707DA  Mgmt  For  For 
  as Director             
6.2  Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor  Mgmt  For  For 
 
7  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Directors             
8  Transact Other Business (Non-Voting)      Mgmt     
 
 
KGHM Polska Miedz S.A.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  15-Jun-11  Poland  X45213109  Annual  30-May-11  79,166  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Meeting Chairman      Mgmt  For  For 
3  Acknowledge Proper Convening of Meeting    Mgmt     
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Receive Management Board Report on Company's Operations in  Mgmt     
  Fiscal 2010 and Financial Statements           
6  Receive Management Board Proposal on Allocation of Income  Mgmt     

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
7  Receive Supervisory Board Report on Board's Review of  Mgmt     
  Management Board Report on Company's Operations in Fiscal       
  2010 and Financial Statements       
8.1  Receive Supervisory Board Report on Company Standing in  Mgmt     
  Fiscal 2010       
8.2  Receive Supervisory Board Report on Board's Work in Fiscal  Mgmt     
  2010       
9.1  Approve Management Board Report on Company's Operations in  Mgmt  For  For 
  Fiscal 2010       
9.2  Approve Financial Statements  Mgmt  For  For 
9.3  Approve Allocation of Income and Dividends of PLN 8 per Share  Mgmt  For  For 
 
10.1a  Approve Discharge of Ryszard Janeczek (Management Board  Mgmt  For  For 
  Member)       
10.1b  Approve Discharge of Wojciech Kedzia (Management Board  Mgmt  For  For 
  Member)       
10.1c  Approve Discharge of Maciej Tybura (Management Board  Mgmt  For  For 
  Member)       
10.1d  Approve Discharge of Herbert Wirth (Management Board  Mgmt  For  For 
  Member)       
10.2a  Approve Discharge of Jozef Czyczerski (Supervisory Board  Mgmt  For  For 
  Member)       
10.2b  Approve Discharge of Marcin Dyl (Supervisory Board Member)  Mgmt  For  For 
10.2c  Approve Discharge of Leszek Hajdacki (Supervisory Board  Mgmt  For  For 
  Member)       
10.2d  Approve Discharge of Arkadiusz Kawecki (Supervisory Board  Mgmt  For  For 
  Member)       
10.2e  Approve Discharge of Jacek Kucinski (Supervisory Board  Mgmt  For  For 
  Member)       
10.2f  Approve Discharge of Ryszard Kurek (Supervisory Board  Mgmt  For  For 
  Member)       
10.2g  Approve Discharge of Marek Panfil (Supervisory Board Member)  Mgmt  For  For 
 
10.2h  Approve Discharge of Jan Rymarczyk (Supervisory Board  Mgmt  For  For 
  Member)       
10.2i  Approve Discharge of Marek Trawinski (Supervisory Board  Mgmt  For  For 
  Member)       
10.2j  Approve Discharge of Marzenna Weresa (Supervisory Board  Mgmt  For  For 
  Member)       
11  Receive Management Board Report on Group's Operations in  Mgmt     
  Fiscal 2010 and Consolidated Financial Statements       
12  Receive Supervisory Board Report Management Board Report on  Mgmt     
  Group's Operations in Fiscal 2010 and Consolidated Financial       
  Statements       
13.1  Approve Management Board Report on Group's Operations in  Mgmt  For  For 
  Fiscal 2010       
13.2  Approve Consolidated Financial Statements  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Shareholder Proposals        Mgmt     
14  Shareholder Proposal: Recall Supervisory Board Member(s)  SH  None  Against 
  Management Proposals        Mgmt     
15.1  Acknowledge Validity of Election of Three Employee    Mgmt  For  For 
  Representatives to Supervisory Board           
  Shareholder Proposals        Mgmt     
15.2  Shareholder Proposal: Fix Number of Supervisory Board    SH  None  For 
  Members at 10             
  Management Proposals        Mgmt     
15.3a  Approve Election of Three Employee Representatives to    Mgmt  For  For 
  Supervisory Board             
15.3b  Elect Supervisory Board Members      Mgmt  For  For 
  Shareholder Proposals        Mgmt     
16  Amend Rules of Remuneration of Supervisory Board Members  SH  None  For 
  Management Proposals        Mgmt     
17  Close Meeting        Mgmt     
 
 
Taiwan Mobile Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3045  15-Jun-11  Taiwan  Y84153215  Annual  15-Apr-11  705,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve the Capital Reduction      Mgmt  For  For 
4  Amend Articles of Association      Mgmt  For  For 
  ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA    Mgmt     
  CUMULATIVE VOTING             
5.1  Elect Richard Tsai, a Representative of Fu-Chi Venture Corp. with  Mgmt  For  For 
  Shareholder Number 86927654 as Director         
5.2  Elect Daniel Tsai, a Representative of Fu-Chi Venture Corp. with  Mgmt  For  For 
  Shareholder Number 86927654 as Director         
5.3  Elect Victor Kung, a Representative of Fu-Chi Venture Corp. with  Mgmt  For  For 
  Shareholder Number 86927654 as Director         
5.4  Elect Cliff Lai, a Representative of TCC Investment Co., Ltd. with  Mgmt  For  For 
  Shareholder Number 24454017 as Director         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
5.5  Elect Vivien Hsu, a Representative of TCC Investment Co., Ltd.  Mgmt  For  For 
  with Shareholder Number 24454017 as Director         
5.6  Elect Jack J.T. Huang with ID Number A100320106 as    Mgmt  For  For 
  Independent Director             
5.7  Elect Tsung-Ming Chung with ID Number J102535596 as    Mgmt  For  For 
  Independent Director             
5.8  Elect Wen-Li Yeh with ID Number A103942588 as Independent  Mgmt  For  For 
  Director             
5.9  Elect J. Carl Hsu with ID Number A130599888 as Independent  Mgmt  For  For 
  Director             
6  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Newly Elected Directors           
 
Ping An Insurance (Group) Co. of China, Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02318  16-Jun-11  Hong Kong  Y69790106  Annual  16-May-11  492,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Report of the Board of Directors    Mgmt  For  For 
2  Accept Report of Supervisory Committee    Mgmt  For  For 
3  Approve Annual Report and its Summary for the Year Ended Dec  Mgmt  For  For 
  31, 2010             
4  Accept Financial Statements and Auditors' Report    Mgmt  For  For 
5  Approve Profit Distribution Plan and  Final Dividend    Mgmt  For  For 
6  Reappoint Ernst & Young Hua Ming as PRC Auditors and Ernst &  Mgmt  For  For 
  Young as International Auditors and Authorize Board to Fix Their       
  Remuneration             
7  Approve Redesignation of Cheung Chi Yan, Louis as    Mgmt  For  For 
  Non-Executive Director           
8  Elect Woo Ka Biu, Jackson as Independent Non-Executive    Mgmt  For  For 
  Director             
9  Amend Articles of Association      Mgmt  For  For 
 
 
Formosa Chemical and Fibre Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1326  17-Jun-11  Taiwan  Y25946107  Annual  18-Apr-11  1,441,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Approve 2010 Business Operations Report and Financial    Mgmt    For  For 
  Statements               
2  Approve 2010 Allocation of Income and Dividends    Mgmt    For  For 
3  Approve to Amend Rules and Procedures Regarding    Mgmt    For  For 
  Shareholder's General Meeting             
4  Transact Other Business (Non-Voting)      Mgmt       
 
Keyence Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6861  17-Jun-11  Japan  J32491102  Annual    20-Mar-11  22,800  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 30  Mgmt    For  Against 
2.1  Elect Director Takizaki, Takemitsu      Mgmt    For  Against 
2.2  Elect Director Yamamoto, Akinori      Mgmt    For  For 
2.3  Elect Director Kanzawa, Akira      Mgmt    For  For 
2.4  Elect Director Kimura, Tsuyoshi      Mgmt    For  For 
2.5  Elect Director Ueda, Yoshihiro      Mgmt    For  For 
2.6  Elect Director Ogishi, Yuuji      Mgmt    For  For 
2.7  Elect Director Sasaki, Michio      Mgmt    For  For 
3  Appoint Statutory Auditor Kinomoto, Yoshiro    Mgmt    For  Against 
4  Appoint Alternate Statutory Auditor Hashimoto, Kensho    Mgmt    For  For 
 
Nissin Kogyo
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
7230  17-Jun-11  Japan  J58074105  Annual    31-Mar-11  25,100  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Ueda, Katsutoshi      Mgmt    For  For 
1.2  Elect Director Suganuma, Hiroyuki      Mgmt    For  For 
1.3  Elect Director Yanagisawa, Hideaki      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.4  Elect Director Himori, Keiji      Mgmt  For  For 
1.5  Elect Director Beppu, Junichi      Mgmt  For  For 
1.6  Elect Director Kishimoto, Akihiko      Mgmt  For  For 
1.7  Elect Director Tamai, Naotoshi      Mgmt  For  For 
1.8  Elect Director Okawara, Eiji      Mgmt  For  For 
1.9  Elect Director Tezuka, Kazuo      Mgmt  For  For 
1.10  Elect Director Terada, Kenji      Mgmt  For  For 
2.1  Appoint Statutory Auditor Misaizu, Hidenori    Mgmt  For  For 
2.2  Appoint Statutory Auditor Sakashita, Kiyoshi    Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
 
NTT DoCoMo Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
9437  17-Jun-11  Japan  J59399105  Annual  31-Mar-11  8,219  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 2600  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  For 
3.1  Elect Director Shindo, Tsutomu      Mgmt  For  For 
3.2  Elect Director Kagawa, Wataru      Mgmt  For  For 
3.3  Elect Director Yoshizawa, Kazuhiro      Mgmt  For  For 
4.1  Appoint Statutory Auditor Hoshizawa, Shuro    Mgmt  For  For 
4.2  Appoint Statutory Auditor Yoshizawa, Kyoichi    Mgmt  For  Against 
4.3  Appoint Statutory Auditor Morosawa, Haruo    Mgmt  For  For 
4.4  Appoint Statutory Auditor Tsujiyama, Eiko    Mgmt  For  For 
 
Tripod Technology Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3044  17-Jun-11  Taiwan  Y8974X105  Annual  18-Apr-11  204,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of Profits and Capital Reserve and  Mgmt  For  For 
  Issuance of New Shares           
4  Amend Articles of Association      Mgmt  For  For 
 
 
Formosa Plastics Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1301  20-Jun-11  Taiwan  Y26095102  Annual  21-Apr-11  508,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Amend Articles of Association      Mgmt  For  For 
4  Approve Amendments on the Procedures for Lending Funds to  Mgmt  For  For 
  Other Parties             
5  Approve Amendments on the Procedures for Endorsement and  Mgmt  For  For 
  Guarantees             
6  Approve to Amend Rules and Procedures Regarding    Mgmt  For  For 
  Shareholder's General Meeting           
7  Transact Other Business (Non-Voting)      Mgmt     
 
 
Namco Bandai Holdings Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7832  20-Jun-11  Japan  J48454102  Annual  31-Mar-11  217,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 12  Mgmt  For  For 
2.1  Elect Director Ishikawa, Shukuo      Mgmt  For  For 
2.2  Elect Director Takasu, Takeo      Mgmt  For  For 
2.3  Elect Director Otsu, Shuuji      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2.4  Elect Director Asako, Yuuji      Mgmt  For  For 
2.5  Elect Director Ueno, Kazunori      Mgmt  For  For 
2.6  Elect Director Tachibana, Masahiro      Mgmt  For  For 
2.7  Elect Director Tazaki, Manabu      Mgmt  For  For 
2.8  Elect Director Sayama, Nobuo      Mgmt  For  For 
2.9  Elect Director Tabuchi, Tomohisa      Mgmt  For  For 
 
Aisin Seiki Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7259  21-Jun-11  Japan  J00714105  Annual  31-Mar-11  153,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 25  Mgmt  For  For 
2.1  Elect Director Toyoda, Kanshiro      Mgmt  For  For 
2.2  Elect Director Fujimori, Fumio      Mgmt  For  For 
2.3  Elect Director Nakamura, Shunichi      Mgmt  For  For 
2.4  Elect Director Arai, Masuji      Mgmt  For  For 
2.5  Elect Director Nagura, Toshikazu      Mgmt  For  For 
2.6  Elect Director Fujie, Naofumi      Mgmt  For  For 
2.7  Elect Director Morita, Takashi      Mgmt  For  For 
2.8  Elect Director Shimanuki, Shizuo      Mgmt  For  For 
2.9  Elect Director Mitsuya, Makoto      Mgmt  For  For 
2.10  Elect Director Mizushima, Toshiyuki      Mgmt  For  For 
2.11  Elect Director Enomoto, Takashi      Mgmt  For  For 
2.12  Elect Director Usami, Kazumi      Mgmt  For  For 
2.13  Elect Director Miyamoto, Yutaka      Mgmt  For  For 
2.14  Elect Director Ishikawa, Toshiyuki      Mgmt  For  For 
2.15  Elect Director Kawata, Takeshi      Mgmt  For  For 
2.16  Elect Director Ishikawa, Tsutomu      Mgmt  For  For 
2.17  Elect Director Kobuki, Shinzo      Mgmt  For  For 
2.18  Elect Director Yagi, Shinsuke      Mgmt  For  For 
3  Appoint Statutory Auditor Gonda, Toshihiro    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

4  Approve Annual Bonus Payment to Directors    Mgmt    For  For 
5  Approve Stock Option Plan      Mgmt    For  For 
 
Bank Of Yokohama Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8332  21-Jun-11  Japan  J04242103  Annual    31-Mar-11  1,026,509  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Ogawa, Tadashi      Mgmt    For  For 
1.2  Elect Director Terazawa, Tatsumaro      Mgmt    For  For 
1.3  Elect Director Okubo, Chiyuki      Mgmt    For  For 
1.4  Elect Director Ito, Masaki      Mgmt    For  For 
1.5  Elect Director Yoneda, Seiichi      Mgmt    For  For 
1.6  Elect Director Noguchi, Takashi      Mgmt    For  For 
1.7  Elect Director Mochizuki, Atsushi      Mgmt    For  For 
1.8  Elect Director Takano, Kengo      Mgmt    For  For 
1.9  Elect Director Hanawa, Shoji      Mgmt    For  For 
1.10  Elect Director Sakamoto, Harumi      Mgmt    For  For 
2  Appoint Statutory Auditor Amano, Katsunori    Mgmt    For  For 
 
Komori Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6349  21-Jun-11  Japan  J35931112  Annual    31-Mar-11  48,228  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 10  Mgmt    For  For 
2  Amend Articles To Indemnify Directors      Mgmt    For  For 
3.1  Elect Director Komori, Yoshiharu      Mgmt    For  For 
3.2  Elect Director Mochida, Satoshi      Mgmt    For  For 
3.3  Elect Director Saito, Kazunori      Mgmt    For  For 
3.4  Elect Director Tsukamoto, Masaru      Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

3.5  Elect Director Kondo, Makoto      Mgmt    For  For 
3.6  Elect Director Yoshikawa, Masamitsu      Mgmt    For  For 
4.1  Appoint Statutory Auditor Sato, Yasumichi    Mgmt    For  For 
4.2  Appoint Statutory Auditor Hamada, Eiro      Mgmt    For  For 
 
MMC Norilsk Nickel
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
GMKN  21-Jun-11  Russia  X40407102  Proxy Contest  16-May-11  55,179  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt       
  Management Proxy (White Card)      Mgmt       
1  Approve Annual Report        Mgmt    For  For 
2  Approve Financial Statements      Mgmt    For  For 
3  Approve Allocation of Income and Dividends of RUB 180 per  Mgmt    For  For 
  Share               
  Elect 13 Directors via Cumulative Voting      Mgmt       
4.1  Elect Philip Aiken as Director      Mgmt    None  Against 
4.2  Elect Enos Ned Banda as Director      Mgmt    None  For 
4.3  Elect Sergey Barbashev as Director      Mgmt    None  Against 
4.4  Elect Aleksey Bashkirov as Director      Mgmt    None  Against 
4.5  Elect Lucian Bebchuk as Director      Mgmt    None  Against 
4.6  Elect Andrey Bugrov as Director      Mgmt    None  Against 
4.7  Elect Terrence Wilkinson as Director      Mgmt    None  Against 
4.8  Elect Olga Voytovich as Director      Mgmt    None  Against 
4.9  Elect Aleksandr Voloshin as Director      Mgmt    None  Against 
4.10  Elect Artem Volynets as Director      Mgmt    None  Against 
4.11  Elect Robert Godsell as Director      Mgmt    None  Against 
4.12  Elect Oleg Deripaska as Director      Mgmt    None  Against 
4.13  Elect Claude Dauphin as Director      Mgmt    None  Against 
4.14  Elect Marianna Zakharova as Director      Mgmt    None  Against 
4.15  Elect Larisa Zelkova as Director      Mgmt    None  Against 
4.16  Elect Vladimir Kantorovich as Director      Mgmt    None  Against 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
4.17  Elect Ruslan Karmanny as Director  Mgmt  None  Against 
4.18  Elect Andrey Klishas as Director  Mgmt  None  Against 
4.19  Elect Simon Collins as Director  Mgmt  None  Against 
4.20  Elect Bradford Mills as Director  Mgmt  None  For 
4.21  Elect Stalbek Mishakov as Director  Mgmt  None  Against 
4.22  Elect Ardavan Moshiri as Director  Mgmt  None  Against 
4.23  Elect Oleg Pivovarchuk as Director  Mgmt  None  Against 
4.24  Elect Maksim Sokov as Director  Mgmt  None  Against 
4.25  Elect Vladimir Strzhalkovsky as Director  Mgmt  None  Against 
  Elect Five Members of Audit Commission  Mgmt     
5.1  Elect Petr Voznenko as Member of Audit Commission  Mgmt  For  For 
5.2  Elect Natalya Gololobova as Member of Audit Commission  Mgmt  For  For 
5.3  Elect Aleksey Kargachev as Member of Audit Commission  Mgmt  For  For 
5.4  Elect Dmitry Pershinkov as Member of Audit Commission  Mgmt  For  Against 
5.5  Elect Tatyana Potarina as Member of Audit Commission  Mgmt  For  Against 
5.6  Elect Tamara Sirotkina as Member of Audit Commission  Mgmt  For  Against 
5.7  Elect Sergey Khodasevich as Member of Audit Commission  Mgmt  For  For 
6  Ratify OOO Rosexpertiza as RAS Auditor  Mgmt  For  For 
7.1  Approve Remuneration of Directors  Mgmt  For  Against 
7.2  Approve Option Plan for Independent Directors  Mgmt  For  Against 
8  Approve Value of Assets Subject to Indemnification Agreements  Mgmt  For  For 
  with Directors and Executives       
9  Approve Related-Party Transaction Re: Indemnification  Mgmt  For  For 
  Agreements with Directors and Executives       
10  Approve Price of Liability Insurance for Directors and Executives  Mgmt  For  For 
11  Approve Related-Party Transaction Re: Liability Insurance for  Mgmt  For  For 
  Directors and Executives       
  Dissident Proxy (Green Card)  Mgmt     
1  Approve Annual Report  Mgmt  For  Do Not Vote 
2  Approve Financial Statements  Mgmt  For  Do Not Vote 
3  Approve Allocation of Income and Dividends of RUB 180 per  Mgmt  For  Do Not Vote 
  Share       
  Elect 13 Directors via Cumulative Voting  Mgmt     
4.1  Elect Philip Aiken as Director  Mgmt  None  Do Not Vote 
4.2  Elect Enos Ned Banda as Director  Mgmt  None  Do Not Vote 
4.3  Elect Sergey Barbashev as Director  Mgmt  None  Do Not Vote 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
4.4  Elect Aleksey Bashkirov as Director  Mgmt  None  Do Not Vote 
4.5  Elect Lucian Bebchuk as Director  Mgmt  None  Do Not Vote 
4.6  Elect Andrey Bugrov as Director  Mgmt  None  Do Not Vote 
4.7  Elect Terrence Wilkinson as Director  Mgmt  None  Do Not Vote 
4.8  Elect Olga Voytovich as Director  Mgmt  None  Do Not Vote 
4.9  Elect Aleksandr Voloshin as Director  Mgmt  None  Do Not Vote 
4.10  Elect Artem Volynets as Director  Mgmt  None  Do Not Vote 
4.11  Elect Robert Godsell as Director  Mgmt  None  Do Not Vote 
4.12  Elect Oleg Deripaska as Director  Mgmt  None  Do Not Vote 
4.13  Elect Claude Dauphin as Director  Mgmt  None  Do Not Vote 
4.14  Elect Marianna Zakharova as Director  Mgmt  None  Do Not Vote 
4.15  Elect Larisa Zelkova as Director  Mgmt  None  Do Not Vote 
4.16  Elect Vladimir Kantorovich as Director  Mgmt  None  Do Not Vote 
4.17  Elect Ruslan Karmanny as Director  Mgmt  None  Do Not Vote 
4.18  Elect Andrey Klishas as Director  Mgmt  None  Do Not Vote 
4.19  Elect Simon Collins as Director  Mgmt  None  Do Not Vote 
4.20  Elect Bradford Mills as Director  Mgmt  None  Do Not Vote 
4.21  Elect Stalbek Mishakov as Director  Mgmt  None  Do Not Vote 
4.22  Elect Ardavan Moshiri as Director  Mgmt  None  Do Not Vote 
4.23  Elect Oleg Pivovarchuk as Director  Mgmt  None  Do Not Vote 
4.24  Elect Maksim Sokov as Director  Mgmt  None  Do Not Vote 
4.25  Elect Vladimir Strzhalkovsky as Director  Mgmt  None  Do Not Vote 
  Elect Five Members of Audit Commission  Mgmt     
5.1  Elect Petr Voznenko as Member of Audit Commission  Mgmt  For  Do Not Vote 
5.2  Elect Natalya Gololobova as Member of Audit Commission  Mgmt  For  Do Not Vote 
5.3  Elect Aleksey Kargachev as Member of Audit Commission  Mgmt  For  Do Not Vote 
5.4  Elect Dmitry Pershinkov as Member of Audit Commission  Mgmt  For  Do Not Vote 
5.5  Elect Tatyana Potarina as Member of Audit Commission  Mgmt  For  Do Not Vote 
5.6  Elect Tamara Sirotkina as Member of Audit Commission  Mgmt  For  Do Not Vote 
5.7  Elect Sergey Khodasevich as Member of Audit Commission  Mgmt  For  Do Not Vote 
6  Ratify OOO Rosexpertiza as RAS Auditor  Mgmt  For  Do Not Vote 
7.1  Approve Remuneration of Directors  Mgmt  For  Do Not Vote 
7.2  Approve Option Plan for Independent Directors  Mgmt  For  Do Not Vote 
8  Approve Value of Assets Subject to Indemnification Agreements  Mgmt  For  Do Not Vote 
  with Directors and Executives       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9  Approve Related-Party Transaction Re: Indemnification  Mgmt  For  Do Not Vote 
  Agreements with Directors and Executives         
10  Approve Price of Liability Insurance for Directors and Executives  Mgmt  For  Do Not Vote 
11  Approve Related-Party Transaction Re: Liability Insurance for  Mgmt  For  Do Not Vote 
  Directors and Executives           
 
Nippon Shokubai Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4114  21-Jun-11  Japan  J55806103  Annual  31-Mar-11  56,620  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 12  Mgmt  For  For 
2  Amend Articles To Increase Authorized Capital    Mgmt  For  For 
3.1  Elect Director Kondo, Tadao      Mgmt  For  For 
3.2  Elect Director Ikeda, Masanori      Mgmt  For  For 
3.3  Elect Director Kita, Yuuichi      Mgmt  For  For 
3.4  Elect Director Nishii, Yasuhito      Mgmt  For  For 
3.5  Elect Director Ogata, Yosuke      Mgmt  For  For 
3.6  Elect Director Ozeki, Kenji      Mgmt  For  For 
3.7  Elect Director Yamamoto, Haruhisa      Mgmt  For  For 
3.8  Elect Director Yamamoto, Masao      Mgmt  For  For 
3.9  Elect Director Nakatani, Hidetoshi      Mgmt  For  For 
4.1  Appoint Statutory Auditor Onishi, Masakazu    Mgmt  For  For 
4.2  Appoint Statutory Auditor Yamagata, Yukio    Mgmt  For  Against 
4.3  Appoint Statutory Auditor Arao, Kozo      Mgmt  For  For 
5  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Omron Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6645  21-Jun-11  Japan  J61374120  Annual  31-Mar-11  260,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 16  Mgmt  For  For 
2.1  Elect Director Sakuta, Hisao      Mgmt  For  For 
2.2  Elect Director Tateishi, Fumio      Mgmt  For  For 
2.3  Elect Director Yamada, Yoshihito      Mgmt  For  For 
2.4  Elect Director Morishita, Yoshinobu      Mgmt  For  For 
2.5  Elect Director Sakumiya, Akio      Mgmt  For  For 
2.6  Elect Director Toyama, Kazuhiko      Mgmt  For  For 
2.7  Elect Director Sakurai, Masamitsu      Mgmt  For  For 
3  Appoint Statutory Auditor Kawashima, Tokio    Mgmt  For  For 
4  Appoint Alternate Statutory Auditor Watanabe, Toru    Mgmt  For  For 
5  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
MTN Group Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MTN  22-Jun-11  South Africa  S8039R108  Annual    91,959  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Re-elect Azmi Mikati as Director      Mgmt  For  For 
2  Re-elect Jeff van Rooyen as Director      Mgmt  For  For 
3  Re-elect Jan Strydom as Director      Mgmt  For  For 
4  Re-elect Johnson Njeke as Director      Mgmt  For  For 
5  Re-elect Koosum Kalyan as Director      Mgmt  For  For 
6  Re-elect Alan van Biljon as Chairman of the Audit Committee  Mgmt  For  For 
7  Re-elect Jeff van Rooyen as Member of the Audit Committee  Mgmt  For  For 
8  Re-elect Jan Strydom as Member of the Audit Committee    Mgmt  For  Against 
9  Re-elect Peter Mageza as Member of the Audit Committee    Mgmt  For  For 
10  Re-elect Johnson Njeke as Member of the Audit Committee  Mgmt  For  For 
11  Reappoint PricewaterhouseCoopers Inc and SizweNtsaluba VSP  Mgmt  For  For 
  as Joint Auditors             
12  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  For 
13  Approve Remuneration Philosophy      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
14  Approve Increase in Non-executive Directors' Remuneration with  Mgmt  For  For 
  effect from 1 July 2011             
15  Authorise Repurchase of Up to Ten Percent of Issued Share  Mgmt  For  For 
  Capital             
16  Approve Financial Assistance to Related or Inter-related    Mgmt  For  For 
  Companies             
 
Orix Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8591  22-Jun-11  Japan  J61933123  Annual  31-Mar-11  114,120  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles To Authorize Public Announcements in Electronic  Mgmt  For  For 
  Format             
2.1  Elect Director Miyauchi, Yoshihiko      Mgmt  For  For 
2.2  Elect Director Inoue, Makoto      Mgmt  For  For 
2.3  Elect Director Urata, Haruyuki      Mgmt  For  For 
2.4  Elect Director Nishina, Hiroaki      Mgmt  For  For 
2.5  Elect Director Kojima, Kazuo      Mgmt  For  For 
2.6  Elect Director Yamaya, Yoshiyuki      Mgmt  For  For 
2.7  Elect Director Umaki, Tamio      Mgmt  For  For 
2.8  Elect Director Yokoyama, Yoshinori      Mgmt  For  For 
2.9  Elect Director Takeuchi, Hirotaka      Mgmt  For  For 
2.10  Elect Director Sasaki, Takeshi      Mgmt  For  For 
2.11  Elect Director Tsujiyama, Eiko      Mgmt  For  For 
2.12  Elect Director Robert Feldman      Mgmt  For  For 
2.13  Elect Director Niinami, Takeshi      Mgmt  For  For 
 
Tim Participacoes S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TCSL4  22-Jun-11  Brazil  P91536204  Special  03-Jun-11  46,360  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
  Meeting for Preferred ADR Holders      Mgmt     
1  Convert Preferred Shares into Common Shares    Mgmt  For  For 
 
Toshiba Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6502  22-Jun-11  Japan  J89752117  Annual  31-Mar-11  1,119,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Nishida, Atsutoshi      Mgmt  For  For 
1.2  Elect Director Sasaki, Norio      Mgmt  For  For 
1.3  Elect Director Muromachi, Masashi      Mgmt  For  For 
1.4  Elect Director Muraoka, Fumio      Mgmt  For  For 
1.5  Elect Director Horioka, Hiroshi      Mgmt  For  For 
1.6  Elect Director Hirabayashi, Hiroshi      Mgmt  For  For 
1.7  Elect Director Sasaki, Takeshi      Mgmt  For  For 
1.8  Elect Director Kosugi, Takeo      Mgmt  For  For 
1.9  Elect Director Shimomitsu, Hidejiro      Mgmt  For  For 
1.10  Elect Director Tanaka, Hisao      Mgmt  For  For 
1.11  Elect Director Kitamura, Hideo      Mgmt  For  For 
1.12  Elect Director Watanabe, Toshiharu      Mgmt  For  For 
1.13  Elect Director Kubo, Makoto      Mgmt  For  For 
2  Amend Articles to Require Investigation, Disclosure to Mainichi  SH  Against  Against 
  Shimbun of Work Logs Used in Fraudulent Billing of NEDO       
3  Amend Articles to Require Investigation, Disclosure to Yomiuri  SH  Against  Against 
  Shimbun of Employee's Refusal Document to Fabricate Work       
  Logs Used in Behind Fraudulent Billing of NEDO         
4  Amend Articles to Require Investigation, Disclosure to Asahi  SH  Against  Against 
  Shimbun of Keihin Office Head Warned About Fraudulent Billing       
  of NEDO             
5  Amend Articles to Require Investigation, Disclosure to Sankei  SH  Against  Against 
  Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin       
  Office             
6  Amend Articles to Require Investigation, Disclosure to Nihon  SH  Against  Against 
  Keizai Shimbun of Document Notifying Then-President Sato of       
  Fraudulent Billing of NEDO           

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
7  Amend Articles to Require Investigation, Disclosure to Mainichi  SH  Against  Against 
  Shimbun of M.O. and Employee Criminal Awareness in       
  Fraudulent Billing of NEDO       
8  Amend Articles to Require Investigation, Disclosure to Yomiuri  SH  Against  Against 
  Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup       
  2 (Headquarters), Coverup 3 (Unexplained Punishments)       
 
9  Amend Articles to Require Investigation, Disclosure to Asahi  SH  Against  Against 
  Shimbun of Seven Measures Taken by Headquarters in NEDO       
  Affair       
10  Amend Articles to Require Investigation, Disclosure to Sankei  SH  Against  Against 
  Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in       
  NEDO Affair       
11  Amend Articles to Require Investigation, Disclosure to Nihon  SH  Against  Against 
  Keizai Shimbun of Who Was Responsible for the NEDO Affair and       
  Coverup       
12  Amend Articles to Require Detailed Answers to All Questions at  SH  Against  Against 
  Shareholder Meetings       
13  Amend Articles to Prohibit Deeming Non-Votes as Votes FOR  SH  Against  For 
  Management Proposals, AGAINST Shareholder Proposals       
14  Amend Articles to Systematize and Disclose Punitive Action  SH  Against  Against 
  Against Directors       
15  Amend Articles to Require Detailed Historical Disclosure of  SH  Against  Against 
  Director and Officer Punitive Action       
16  Amend Articles to Require Disclosure to Mainichi Shimbun of  SH  Against  Against 
  Specific Accomplishments and Compensation of Each Officer,       
  and Costs Incurred in their Hiring       
17  Amend Articles to Require Disclosure to Yomiuri Shimbun of  SH  Against  Against 
  Reasons for Retaining, Specific Tasks/Accomplishments,       
  Compensation and Cost Incurred to Recruit Consultants and       
  Friends of the Firm       
18  Amend Articles to Require Disclosure to Asahi Shimbun of  SH  Against  Against 
  Number, Positions Held, Origin Agencies of All Hires of Civil       
  Servants, with Annual Breakdown of Revenue from Each Agency       
 
19  Amend Articles to Mandate JPY 2200 an Hour Minimum Wage to  SH  Against  Against 
  Temporary Workers       
20  Amend Articles to Mandate JPY 5 per Share Minimum Dividend  SH  Against  Against 
  per Year for Five Years       
21.1  Appoint Shareholder Nominee Watanabe, Seigo to the Board  SH  Against  Against 
21.2  Appoint Shareholder Nominee Koyama, Yoshio to the Board  SH  Against  Against 
21.3  Appoint Shareholder Nominee Ozono, Jiro to the Board  SH  Against  Against 
21.4  Appoint Shareholder Nominee Shintani, Masataka to the Board  SH  Against  Against 
 
21.5  Appoint Shareholder Nominee Isu, Yuichiro to the Board  SH  Against  Against 
21.6  Appoint Shareholder Nominee Tanigawa, Kazuo to the Board  SH  Against  Against 
21.7  Appoint Shareholder Nominee Hatano, Koichi to the Board  SH  Against  Against 
21.8  Appoint Shareholder Nominee Miki, Yoshiaki to the Board  SH  Against  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
21.9  Appoint Shareholder Nominee Sasaki, Tomohiko to the Board  SH  Against  Against 
21.10  Appoint Shareholder Nominee Miyamoto, Toshiki to the Board  SH  Against  Against 
21.11  Appoint Shareholder Nominee Oshima, Toshiyuki to the Board  SH  Against  Against 
21.12  Appoint Shareholder Nominee Sato, Fumio to the Board    SH  Against  Against 
21.13  Appoint Shareholder Nominee Nishimuro, Taizo to the Board  SH  Against  Against 
21.14  Appoint Shareholder Nominee Okamura, Tadashi to the Board  SH  Against  Against 
21.15  Appoint Shareholder Nominee Shimagami, Kiyoaki to the Board  SH  Against  Against 
 
 
Unimicron Technology Corp. (EX WORLD WISER ELECTRONICS INC)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3037  22-Jun-11  Taiwan  Y90668107  Annual  22-Apr-11  97,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Amendments on the Procedures for Lending Funds to  Mgmt  For  For 
  Other Parties             
4  Approve Amendments on the Procedures for Endorsement and  Mgmt  For  For 
  Guarantees             
  ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE  Mgmt     
  VOTING             
5  Elect Directors and Supervisors (Bundled)      Mgmt  For  For 
6  Approve Proposal to Release the Prohibition on Directors from  Mgmt  For  For 
  Participation in Competitive Business           
 
Alpine Electronics Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6816  23-Jun-11  Japan  J01134105  Annual  31-Mar-11  27,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 10  Mgmt  For  For 
2.1  Elect Director Ishiguro, Seizo      Mgmt  For  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.2  Elect Director Morioka, Hirofumi    Mgmt    For  For 
2.3  Elect Director Hori, Shigekazu    Mgmt    For  For 
2.4  Elect Director Kai, Seishi    Mgmt    For  For 
2.5  Elect Director Mizuno, Naoki    Mgmt    For  For 
3  Appoint Statutory Auditor Kojima, Hideo    Mgmt    For  Against 
4  Appoint Alternate Statutory Auditor Tokiwa, Hikokichi  Mgmt    For  For 
5  Appoint External Audit Firm    Mgmt    For  For 
6  Approve Retirement Bonus Payment for Director  Mgmt    For  Against 
 
Centerra Gold Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CG  23-Jun-11  Canada  152006102  Annual/Special  24-May-11  257,100  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Niyazbek B. Aldashev    Mgmt    For  For 
1.2  Elect Director Ian G. Austin    Mgmt    For  For 
1.3  Elect Director Raphael Girard    Mgmt    For  For 
1.4  Elect Director Karybek Ibraev    Mgmt    For  For 
1.5  Elect Director Patrick M. James    Mgmt    For  For 
1.6  Elect Director Stephen A. Lang    Mgmt    For  For 
1.7  Elect Director John W. Lill    Mgmt    For  For 
1.8  Elect Director Amangeldy Muraliev    Mgmt    For  For 
1.9  Elect Director Sheryl K. Pressler    Mgmt    For  For 
1.10  Elect Director Terry V. Rogers    Mgmt    For  For 
1.11  Elect Director Bruce V. Walter    Mgmt    For  For 
1.12  Elect Director Anthony J. Webb    Mgmt    For  For 
2  Approve KPMG LLP as Auditors and Authorize Board to Fix Their Mgmt    For  For 
  Remuneration             
3  Approve Restricted Share Unit Plan    Mgmt    For  For 
 
Honda Motor Co. Ltd.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7267  23-Jun-11  Japan  J22302111  Annual  31-Mar-11  294,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 15  Mgmt  For  For 
2  Amend Articles To Authorize Public Announcements in Electronic  Mgmt  For  For 
  Format - Authorize Internet Disclosure of Shareholder Meeting       
  Materials - Decrease Maximum Board Size - Abolish Annual       
  Bonus Payment for Statutory Auditors           
3.1  Elect Director Kondo, Koichi      Mgmt  For  For 
3.2  Elect Director Ito, Takanobu      Mgmt  For  For 
3.3  Elect Director Hamada, Akio      Mgmt  For  For 
3.4  Elect Director Oyama, Tatsuhiro      Mgmt  For  For 
3.5  Elect Director Ike, Fumihiko      Mgmt  For  For 
3.6  Elect Director Kawanabe, Tomohiko      Mgmt  For  For 
3.7  Elect Director Hogen, Kensaku      Mgmt  For  For 
3.8  Elect Director Kuroyanagi, Nobuo      Mgmt  For  For 
3.9  Elect Director Fukui, Takeo      Mgmt  For  For 
3.10  Elect Director Yamada, Takuji      Mgmt  For  For 
3.11  Elect Director Yoshida, Masahiro      Mgmt  For  For 
3.12  Elect Director Yamamoto, Yoshiharu      Mgmt  For  For 
4.1  Appoint Statutory Auditor Abe, Hirotake      Mgmt  For  For 
4.2  Appoint Statutory Auditor Iwashita, Tomochika    Mgmt  For  Against 
5  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
6  Approve Adjustment to Aggregate Compensation Ceilings for  Mgmt  For  For 
  Directors and Statutory Auditors           
 
Lukoil OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  23-Jun-11  Russia  X5060T106  Annual  06-May-11  106,111  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Approve Annual Report, Financial Statements, and Allocation of  Mgmt  For  For 
  Income, Including Dividends of RUB 59 per Share         
  Elect 11 Directors by Cumulative Voting      Mgmt     
2.1  Elect Vagit Alekperov as Director      Mgmt  None  Against 
2.2  Elect Igor Belikov as Director      Mgmt  None  For 
2.3  Elect Viktor Blazheyev as Director      Mgmt  None  For 
2.4  Elect Valery Grayfer as Director      Mgmt  None  Against 
2.5  Elect German Gref as Director      Mgmt  None  For 
2.6  Elect Igor Ivanov as Director      Mgmt  None  For 
2.7  Elect Ravil Maganov as Director      Mgmt  None  Against 
2.8  Elect Richard Matzke as Director      Mgmt  None  For 
2.9  Elect Sergey Mikhaylov as Director      Mgmt  None  Against 
2.10  Elect Mark Mobius as Director      Mgmt  None  For 
2.11  Elect Guglielmo Antonio Claudio Moscato as Director    Mgmt  None  For 
2.12  Elect Aleksandr Shokhin as Director      Mgmt  None  For 
3  Elect Vagit Alekperov as President      Mgmt  For  For 
  Elect Three Members of Audit Commission    Mgmt     
4.1  Elect Pavel Kondratyev as Member of Audit Commission    Mgmt  For  For 
4.2  Elect Vladimir Nikitenko as Member of Audit Commission    Mgmt  For  For 
4.3  Elect Mikhail Shendrik as Member of Audit Commission    Mgmt  For  For 
5.1  Approve Remuneration of Directors      Mgmt  For  For 
5.2  Approve Remuneration of Newly Elected Directors    Mgmt  For  For 
6.1  Approve Remuneration of Members of Audit Commission    Mgmt  For  For 
6.2  Approve Remuneration of Newly Elected Members of Audit  Mgmt  For  For 
  Commission             
7  Ratify ZAO KPMG as Auditor      Mgmt  For  For 
8  Approve New Edition of Charter      Mgmt  For  For 
9  Amend Regulations on General Meetings      Mgmt  For  For 
10  Approve Related-Party Transaction with OAO Kapital    Mgmt  For  For 
  Strakhovanie Re: Liability Insurance for Directors, Officers, and       
  Corporations             
 
SEGA SAMMY HOLDINGS INC.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6460  23-Jun-11  Japan  J7028D104  Annual  31-Mar-11  285,800  0 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles To Amend Business Lines      Mgmt    For  For 
2.1  Elect Director Satomi, Hajime      Mgmt    For  For 
2.2  Elect Director Nakayama, Keishi      Mgmt    For  For 
2.3  Elect Director Usui, Okitane      Mgmt    For  For 
2.4  Elect Director Oguchi, Hisao      Mgmt    For  For 
2.5  Elect Director Iwanaga, Yuuji      Mgmt    For  For 
2.6  Elect Director Natsuno, Takeshi      Mgmt    For  For 
 
Alps Electric Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6770  24-Jun-11  Japan  J01176114  Annual  31-Mar-11  655,800  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 10  Mgmt    For  For 
2.1  Elect Director Yasuoka, Yozo      Mgmt    For  For 
2.2  Elect Director Fujii, Yasuhiro      Mgmt    For  For 
2.3  Elect Director Shimaoka, Motohiro      Mgmt    For  For 
2.4  Elect Director Ozawa, Kazuhito      Mgmt    For  For 
2.5  Elect Director Edagawa, Hitoshi      Mgmt    For  For 
3  Appoint Statutory Auditor Kogashira, Hideharu    Mgmt    For  For 
4  Appoint Alternate Statutory Auditor Tokiwa, Hikokichi    Mgmt    For  For 
5  Approve Retirement Bonus Payment for Director    Mgmt    For  Against 
 
ARNEST ONE CORP.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8895  24-Jun-11  Japan  J0197M104  Annual  31-Mar-11  30,970  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.1  Elect Director Nishikawa, Yoichi      Mgmt  For  For 
1.2  Elect Director Sato, Kazuhiro      Mgmt  For  For 
1.3  Elect Director Matsubayashi, Shigeyuki      Mgmt  For  For 
1.4  Elect Director Ogawa, Tadayasu      Mgmt  For  For 
2.1  Appoint Statutory Auditor Arai, Isamu      Mgmt  For  For 
2.2  Appoint Statutory Auditor Mizunaga, Seiji      Mgmt  For  For 
2.3  Appoint Statutory Auditor Tanaka, Chikara    Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
 
Catcher Technology Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2474  24-Jun-11  Taiwan  Y1148A101  Annual  25-Apr-11  204,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capital Increase and Issuance of New Shares or    Mgmt  For  For 
  Domestic and Foreign Convertible Corporate Bonds to Raise       
  Working Capital             
  ELECT 2 OUT OF 2 NOMINEES AS SUPERVISORS VIA    Mgmt     
  CUMULATIVE VOTING             
4.1  Elect Lin, Chen-Mei with ID Number E220069904 as Supervisor  Mgmt  For  For 
4.2  Elect Chen, Jiunn-Rong with ID Number D120885450 as    Mgmt  For  For 
  Supervisor             
 
China Petrochemical Development Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1314  24-Jun-11  Taiwan  Y1500N105  Annual  25-Apr-11  869,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2  Approve 2010 Allocation of Income and Dividends  Mgmt    For  For 
3  Approve to Amend Rules and Procedures Regarding  Mgmt    For  For 
  Shareholder's General Meeting           
4  Approve Capitalization of 2010 Income and Dividends and  Mgmt    For  For 
  Issuance of New Shares           
5  Amend Articles of Association    Mgmt    For  For 
6  Approve Amendment to Rules of Procedure for Election of  Mgmt    For  For 
  Directors and Supervisors           
 
Chunghwa Telecom Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
2412  24-Jun-11  Taiwan  Y1613J108  Annual  25-Apr-11  1,016,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial  Mgmt    For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends  Mgmt    For  For 
 
Daifuku Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6383  24-Jun-11  Japan  J08988107  Annual  31-Mar-11  75,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Takeuchi, Katsumi    Mgmt    For  For 
1.2  Elect Director Hojo, Masaki    Mgmt    For  For 
1.3  Elect Director Hirai, Yutaka    Mgmt    For  For 
1.4  Elect Director Kobayashi, Fumio    Mgmt    For  For 
1.5  Elect Director Kakinuma, Seiki    Mgmt    For  For 
1.6  Elect Director Taniguchi, Takahiro    Mgmt    For  For 
1.7  Elect Director Inoue, Masayoshi    Mgmt    For  For 
1.8  Elect Director Inohara, Mikio    Mgmt    For  For 
1.9  Elect Director Tanaka, Akio    Mgmt    For  For 
1.10  Elect Director Hiramoto, Takashi    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

1.11  Elect Director Moriya, Susumu      Mgmt  For  For 
1.12  Elect Director Takeda, Hiroyoshi      Mgmt  For  For 
1.13  Elect Director Fujiki, Katsutoshi      Mgmt  For  For 
2  Appoint Statutory Auditor Kitamoto, Isao      Mgmt  For  For 
 
Far Eastern New Century Corp
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1402  24-Jun-11  Taiwan  Y24374103  Annual  25-Apr-11  1,557,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Amend Articles of Association      Mgmt  For  For 
4  Approve Capitalization of Income and Dividends and Issuance of  Mgmt  For  For 
  New Shares             
5  Approve Amendment to Rules of Procedure for Election of    Mgmt  For  For 
  Directors and Supervisors           
6  Transact Other Business (Non-Voting)      Mgmt     
 
Gunma Bank Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8334  24-Jun-11  Japan  J17766106  Annual  31-Mar-11  99,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 5.5  Mgmt  For  For 
2.1  Elect Director Yomo, Hiroshi      Mgmt  For  For 
2.2  Elect Director Saito, Kazuo      Mgmt  For  For 
2.3  Elect Director Kibe, Kazuo      Mgmt  For  For 
2.4  Elect Director Igarashi, Tomisaburo      Mgmt  For  For 
2.5  Elect Director Takai, Kenichi      Mgmt  For  For 
2.6  Elect Director Murota, Masayuki      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.7  Elect Director Tsunoda, Hisao      Mgmt  For  For 
2.8  Elect Director Kimura, Takaya      Mgmt  For  For 
2.9  Elect Director Ninomiya, Shigeaki      Mgmt  For  For 
2.10  Elect Director Hoshino, Kazufumi      Mgmt  For  For 
2.11  Elect Director Tsukui, Isamu      Mgmt  For  For 
2.12  Elect Director Kurihara, Hiroshi      Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
4  Approve Retirement Bonus Payment for Directors    Mgmt  For  Against 
 
Hitachi Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6501  24-Jun-11  Japan  J20454112  Annual  31-Mar-11  2,824,739  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals        Mgmt     
1.1  Elect Director Kawamura, Takashi      Mgmt  For  For 
1.2  Elect Director Ota, Yoshie      Mgmt  For  For 
1.3  Elect Director Ohashi, Mitsuo      Mgmt  For  For 
1.4  Elect Director Katsumata, Nobuo      Mgmt  For  For 
1.5  Elect Director Motobayashi, Toru      Mgmt  For  Against 
1.6  Elect Director Ono, Isao      Mgmt  For  For 
1.7  Elect Director Stephen Gomersall      Mgmt  For  For 
1.8  Elect Director Sakiyama, Tadamichi      Mgmt  For  For 
1.9  Elect Director Sumikawa, Masaharu      Mgmt  For  For 
1.10  Elect Director Nakanishi, Hiroaki      Mgmt  For  For 
1.11  Elect Director Nakamura, Michiharu      Mgmt  For  For 
1.12  Elect Director Hacchoji, Takashi      Mgmt  For  For 
1.13  Elect Director Miyoshi, Takashi      Mgmt  For  For 
  Shareholder Proposal        Mgmt     
2  Remove Director Miyoshi, Takashi from Office    SH  Against  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Hokuetsu Kishu Paper Co Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3865  24-Jun-11  Japan  J21882105  Annual  31-Mar-11  71,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 6  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  For 
3.1  Elect Director Kishimoto, Sekio      Mgmt  For  For 
3.2  Elect Director Tamura, Kiyoshi      Mgmt  For  For 
3.3  Elect Director Shimokoshi, Norihiko      Mgmt  For  For 
3.4  Elect Director Akagawa, Koichi      Mgmt  For  For 
3.5  Elect Director Sasaki, Takayuki      Mgmt  For  For 
3.6  Elect Director Tsuchida, Michio      Mgmt  For  For 
3.7  Elect Director Matsuki, Kazumichi      Mgmt  For  For 
3.8  Elect Director Onoda, Sohei      Mgmt  For  For 
3.9  Elect Director Abe, Fumio      Mgmt  For  For 
3.10  Elect Director Aoki, Akihiro      Mgmt  For  For 
3.11  Elect Director Iesato, Yoshihisa      Mgmt  For  For 
3.12  Elect Director Murakoshi, Akira      Mgmt  For  For 
4  Appoint Statutory Auditor Hosoi, Kazunori    Mgmt  For  For 
5  Appoint Alternate Statutory Auditor Sato, Hisashi    Mgmt  For  For 
6  Approve Deep Discount Stock Option Plan    Mgmt  For  Against 
7  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Keihin Corp. (7251)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7251  24-Jun-11  Japan  J32083107  Annual  31-Mar-11  22,769  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 13  Mgmt  For  For 
2.1  Elect Director Ukiana, Kazuoki      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.2  Elect Director Watanabe, Masami      Mgmt  For  For 
2.3  Elect Director Irino, Hiroshi      Mgmt  For  For 
2.4  Elect Director Hashiyama, Kazuhiro      Mgmt  For  For 
2.5  Elect Director Koike, Masaaki      Mgmt  For  For 
2.6  Elect Director Sato, Chugo      Mgmt  For  For 
2.7  Elect Director Yoshizawa, Hiroshi      Mgmt  For  For 
2.8  Elect Director Onuma, Koki      Mgmt  For  For 
2.9  Elect Director Iwata, Takeshi      Mgmt  For  For 
2.10  Elect Director Namari, Takashi      Mgmt  For  For 
2.11  Elect Director Seikai, Hiroshi      Mgmt  For  For 
2.12  Elect Director Suzuki, Nobuaki      Mgmt  For  For 
2.13  Elect Director Mitsubori, Toru      Mgmt  For  For 
2.14  Elect Director Kuroki, Toshihiro      Mgmt  For  For 
2.15  Elect Director Tanai, Tsuneo      Mgmt  For  For 
2.16  Elect Director Konno, Genichiro      Mgmt  For  For 
2.17  Elect Director Amano, Hirohisa      Mgmt  For  For 
3  Appoint Statutory Auditor Tsukahara, Masato    Mgmt  For  Against 
4  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
5  Approve Retirement Bonus Payment for Directors and Statutory  Mgmt  For  Against 
  Auditor             
 
KYORIN Holdings Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4569  24-Jun-11  Japan  J37996113  Annual  31-Mar-11  33,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Reduction in Capital Reserves      Mgmt  For  Against 
2.1  Elect Director Yamashita, Masahiro      Mgmt  For  For 
2.2  Elect Director Hirai, Keiji      Mgmt  For  For 
2.3  Elect Director Hogawa, Minoru      Mgmt  For  For 
2.4  Elect Director Matsumoto, Tomiharu      Mgmt  For  For 
2.5  Elect Director Miyashita, Mitsutomo      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

2.6  Elect Director Ogihara, Yutaka      Mgmt    For  For 
3  Appoint Statutory Auditor Hirota, Yasuyuki    Mgmt    For  Against 
 
Lintec Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
7966  24-Jun-11  Japan  J13776109  Annual    31-Mar-11  17,714  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles To Decrease Maximum Board Size    Mgmt    For  For 
2.1  Elect Director Ouchi, Akihiko      Mgmt    For  For 
2.2  Elect Director Asai, Hitoshi      Mgmt    For  For 
2.3  Elect Director Kawasaki, Shigeru      Mgmt    For  For 
2.4  Elect Director Ichihashi, Koji      Mgmt    For  For 
2.5  Elect Director Kobayashi, Kenji      Mgmt    For  For 
2.6  Elect Director Iiumi, Makoto      Mgmt    For  For 
2.7  Elect Director Koyama, Koji      Mgmt    For  For 
2.8  Elect Director Nishio, Hiroyuki      Mgmt    For  For 
2.9  Elect Director Sato, Shinichi      Mgmt    For  For 
2.10  Elect Director Abe, Michio      Mgmt    For  For 
3.1  Appoint Statutory Auditor Yoshikawa, Keita    Mgmt    For  For 
3.2  Appoint Statutory Auditor Motomura, Masaru    Mgmt    For  Against 
3.3  Appoint Statutory Auditor Idogawa, Kazumi    Mgmt    For  Against 
4  Appoint Alternate Statutory Auditor Nagasawa, Toru    Mgmt    For  Against 
5  Approve Takeover Defense Plan (Poison Pill)    Mgmt    For  Against 
 
Mitsubishi Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8058  24-Jun-11  Japan  J43830116  Annual    31-Mar-11  449,589  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 39  Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.1  Elect Director Kojima, Yorihiko      Mgmt  For  For 
2.2  Elect Director Kobayashi, Ken      Mgmt  For  For 
2.3  Elect Director Ueda, Ryoichi      Mgmt  For  For 
2.4  Elect Director Yano, Masahide      Mgmt  For  For 
2.5  Elect Director Nabeshima, Hideyuki      Mgmt  For  For 
2.6  Elect Director Nakahara, Hideto      Mgmt  For  For 
2.7  Elect Director Fujimura, Kiyoshi      Mgmt  For  For 
2.8  Elect Director Nagai, Yasuo      Mgmt  For  For 
2.9  Elect Director Nomakuchi, Tamotsu      Mgmt  For  For 
2.10  Elect Director Ito, Kunio      Mgmt  For  For 
2.11  Elect Director Tsukuda, Kazuo      Mgmt  For  Against 
2.12  Elect Director Kato, Ryozo      Mgmt  For  For 
2.13  Elect Director Konno, Hidehiro      Mgmt  For  For 
3  Appoint Statutory Auditor Noma, Osamu      Mgmt  For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Powertech Technology Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6239  24-Jun-11  Taiwan  Y7083Y103  Annual  25-Apr-11  614,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of 2010 Income and Dividends    Mgmt  For  For 
4  Amend Articles of Association      Mgmt  For  For 
5  Amend Operating Procedures for Loan of Funds to Other Parties,  Mgmt  For  For 
  and Endorsement and Guarantee           
6  Approve to Amend Procedures Governing the Acquisition or  Mgmt  For  For 
  Disposal of Assets             
7  Approve Increase of Cash Capital and Issuance of Ordinary  Mgmt  For  For 
  Shares to Participate in the Issuance of Global Depository         
  Receipt or Domestic Increase of Cash Capital         
  ELECT 6 OUT OF 6 NOMINEES AS DIRECTORS, 3 OUT OF 3  Mgmt     
  NOMINEES AS INDEPENDENT DIRECTORS AND 3 OUT OF 3       
  NOMINEES AS SUPERVISORS VIA CUMULATIVE VOTING         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
8.1  Elect Mr. D.k. Tsai with Shareholder Number 641 as Director  Mgmt  For  For 
8.2  Elect Mr. David Sun, a Representative of Ktc-tu Corporation with  Mgmt  For  For 
  Shareholder Number 33709 as Director           
8.3  Elect Mr. C.c. Liao, a Representative of Ktc-tu Corporation with  Mgmt  For  For 
  Shareholder Number 33709 as Director           
8.4  Elect Mr. Akira Tsujimoto, a Representative of Ktc-tu Corporation  Mgmt  For  For 
  with Shareholder Number 33709 as Director         
8.5  Elect Mr. Brian Shieh, a Representative of Shi Ren Investment  Mgmt  For  For 
  Stock Ltd. with Shareholder Number 2329 as Director         
 
8.6  Elect Mr. Yoshida Tohru, a Representative of Toshiba Memory  Mgmt  For  For 
  Semiconductor Taiwan Corp. with Shareholder Number 2509 as       
  Director             
8.7  Elect Mr. Shigeo Koguchi with ID Number Ms 2987174 as    Mgmt  For  For 
  Independent Director             
8.8  Elect Mr. Quincy Lin with ID Number D100511842 as    Mgmt  For  For 
  Independent Director             
8.9  Elect Mr. Wan-lai Cheng with Shareholder Number 195 as    Mgmt  For  For 
  Independent Director             
8.10  Elect Mr. Mikechen, a Representative of Ktc-sun Corporation with  Mgmt  For  For 
  Shareholder Number 33710 as Supervisor         
8.11  Elect Mr. Tim Yeh, a Representative of Ktc-sun Corporation with  Mgmt  For  For 
  Shareholder Number 33710 as Supervisor         
8.12  Elect Mr. Jasonliang, a Representative of Ktc-sun Corporation  Mgmt  For  For 
  with Shareholder Number 33710 as Supervisor         
9  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Directors             
 
Sanken Electric Co. Ltd.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6707  24-Jun-11  Japan  J67392134  Annual  31-Mar-11  60,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 3  Mgmt  For  For 
2.1  Elect Director Iijima, Sadatoshi      Mgmt  For  For 
2.2  Elect Director Wada, Takashi      Mgmt  For  For 
2.3  Elect Director Kato, Nobuhiro      Mgmt  For  For 
2.4  Elect Director Hoshino, Masao      Mgmt  For  For 
2.5  Elect Director Ota, Akira      Mgmt  For  For 
2.6  Elect Director Dennis H.Fitzgerald      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

3.1  Appoint Statutory Auditor Sugiyama, Mitsumasa    Mgmt  For  For 
3.2  Appoint Statutory Auditor Kagaya, Hideki      Mgmt  For  For 
3.3  Appoint Statutory Auditor Wada, Mikihiko      Mgmt  For  Against 
4  Approve Takeover Defense Plan (Poison Pill)    Mgmt  For  Against 
 
SoftBank Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
9984  24-Jun-11  Japan  J75963108  Annual  31-Mar-11  243,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 5  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  Against 
3.1  Elect Director Son, Masayoshi      Mgmt  For  For 
3.2  Elect Director Miyauchi, Ken      Mgmt  For  For 
3.3  Elect Director Kasai, Kazuhiko      Mgmt  For  For 
3.4  Elect Director Inoue, Masahiro      Mgmt  For  For 
3.5  Elect Director Ronald Fisher      Mgmt  For  For 
3.6  Elect Director Yun Ma        Mgmt  For  For 
3.7  Elect Director Yanai, Tadashi      Mgmt  For  For 
3.8  Elect Director Mark Schwartz      Mgmt  For  For 
3.9  Elect Director Sunil Bharti Mittal      Mgmt  For  For 
 
Sumitomo Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8053  24-Jun-11  Japan  J77282119  Annual  31-Mar-11  790,831  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 20  Mgmt  For  For 
2.1  Elect Director Oka, Motoyuki      Mgmt  For  For 
2.2  Elect Director Kato, Susumu      Mgmt  For  For 
2.3  Elect Director Omori, Kazuo      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.4  Elect Director Arai, Shunichi      Mgmt  For  For 
2.5  Elect Director Moriyama, Takahiro      Mgmt  For  For 
2.6  Elect Director Hamada, Toyosaku      Mgmt  For  For 
2.7  Elect Director Nakamura, Kuniharu      Mgmt  For  For 
2.8  Elect Director Kawahara, Takuro      Mgmt  For  For 
2.9  Elect Director Osawa, Yoshio      Mgmt  For  For 
2.10  Elect Director Abe, Yasuyuki      Mgmt  For  For 
2.11  Elect Director Sasaki, Shinichi      Mgmt  For  For 
2.12  Elect Director Doi, Masayuki      Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
4  Approve Stock Option Plan      Mgmt  For  For 
5  Approve Deep Discount Stock Option Plan    Mgmt  For  For 
 
Takeda Pharmaceutical Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4502  24-Jun-11  Japan  J8129E108  Annual  31-Mar-11  143,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 90  Mgmt  For  For 
2.1  Elect Director Hasegawa, Yasuchika      Mgmt  For  For 
2.2  Elect Director Yoshida, Toyoji      Mgmt  For  For 
2.3  Elect Director Yamanaka, Yasuhiko      Mgmt  For  For 
2.4  Elect Director Okawa, Shigenori      Mgmt  For  For 
2.5  Elect Director Frank Morich      Mgmt  For  For 
2.6  Elect Director Yamada, Tadataka      Mgmt  For  For 
2.7  Elect Director Sudo, Fumio      Mgmt  For  For 
2.8  Elect Director Kojima, Yorihiko      Mgmt  For  For 
3  Appoint Statutory Auditor Sakurada, Teruo    Mgmt  For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Sistema JSFC

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AFKC  25-Jun-11  Russia  X0020N117  Annual  18-May-11  106,736  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for GDR Holders      Mgmt     
1  Approve Meeting Procedures      Mgmt  For  For 
2  Approve Annual Report and Financial Statements    Mgmt  For  For 
3  Approve Allocation of Income and Dividends of RUB 0.26 per  Mgmt  For  For 
  Ordinary Share             
4  Fix 12 Number of Directors      Mgmt  For  For 
  Elect Three Members of Audit Commission    Mgmt     
5.1  Elect Natalia Demeshkina as Member of Audit Commission  Mgmt  For  For 
5.2  Elect Aleksey Krupkin as Member of Audit Commission    Mgmt  For  For 
5.3  Elect Yekaterina Kuznetsova as Member of Audit Commission  Mgmt  For  For 
  Elect 11 Directors by Cumulative Voting      Mgmt     
6.1  Elect Aleksandr Goncharuk as Director      Mgmt  None  Against 
6.2  Elect Vladimir Yevtushenkov as Director      Mgmt  None  Against 
6.3  Elect Ron Sommer as Director      Mgmt  None  Against 
6.4  Elect Dmitry Zubov as Director      Mgmt  None  Against 
6.5  Elect Vyacheslav Kopiev as Director      Mgmt  None  Against 
6.6  Elect Robert Kocharyan as Director      Mgmt  None  For 
6.7  Elect Roger Munnings as Director      Mgmt  None  For 
6.8  Elect Leonid Melamed as Director      Mgmt  None  Against 
6.9  Elect Yevgeny Novitsky as Director      Mgmt  None  Against 
6.10  Elect Serge Tschuruk as Director      Mgmt  None  For 
6.11  Elect Mikhail Shamolin as Director      Mgmt  None  Against 
6.12  Elect David Yakobashvili as Director      Mgmt  None  Against 
7.1  Ratify ZAO BDO as Auditor for Russian Accounting Standards  Mgmt  For  For 
  Compliance             
7.2  Ratify ZAO Deloitte and Touche CIS as Auditor for US GAAP  Mgmt  For  For 
  Compliance             
 
MAN SE

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MAN  27-Jun-11  Germany  D51716104  Annual  03-Jun-11  73,801  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 2.00 per  Mgmt  For  For 
  Ordinary or Preference Share           
3  Approve Discharge of Management Board with the Exception of  Mgmt  For  For 
  Klaus Stahlmann for Fiscal 2010           
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Approve Remuneration System for Management Board Members  Mgmt  For  For 
6.1  Elect Michael Behrendt to the Supervisory Board    Mgmt  For  For 
6.2  Elect Jochem Heizmann to the Supervisory Board    Mgmt  For  Against 
6.3  Elect Ferdinand Piech to the Supervisory Board    Mgmt  For  Against 
6.4  Elect Hans Dieter Poetsch to the Supervisory Board    Mgmt  For  Against 
6.5  Elect Angelika Pohlenz to the Supervisory Board    Mgmt  For  For 
6.6  Elect Ekkehard Schulz to the Supervisory Board    Mgmt  For  For 
6.7  Elect Rupert Stadler to the Supervisory Board    Mgmt  For  Against 
6.8  Elect Martin Winterkorn to the Supervisory Board    Mgmt  For  Against 
6.9  Elect Thomas Kremer as Alternate Supervisory Board Member  Mgmt  For  For 
7  Approve Remuneration of Supervisory Board    Mgmt  For  For 
8  Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011  Mgmt  For  For 
 
Nippo Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1881  27-Jun-11  Japan  J53935102  Annual  31-Mar-11  69,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 12  Mgmt  For  For 
2.1  Elect Director Hayashida, Kikuo      Mgmt  For  For 
2.2  Elect Director Mizushima, Kazunori      Mgmt  For  Against 
2.3  Elect Director Aoki, Atsumi      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.4  Elect Director Sato, Hiroki      Mgmt  For  For 
2.5  Elect Director Sasaki, Satoshi      Mgmt  For  For 
2.6  Elect Director Matsubara, Yuuichi      Mgmt  For  For 
2.7  Elect Director Ishikawa, Koichi      Mgmt  For  For 
2.8  Elect Director Yokoyama, Shigeru      Mgmt  For  For 
2.9  Elect Director Watari, Fumiaki      Mgmt  For  Against 
3.1  Appoint Statutory Auditor Sato, Yoshiharu    Mgmt  For  Against 
3.2  Appoint Statutory Auditor Kiwata, Yoji      Mgmt  For  For 
 
Severstal OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CHMF  27-Jun-11  Russia  X7803S106  Annual  20-May-11  66,904  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for GDR Holders      Mgmt     
  Elect 10 Directors by Cumulative Voting      Mgmt     
1.1  Elect Aleksey Mordashov as Director      Mgmt  None  Against 
1.2  Elect Mikhail Noskov as Director      Mgmt  None  Against 
1.3  Elect Sergey Kuznetsov as Director      Mgmt  None  Against 
1.4  Elect Aleksey Kulichenko as Director      Mgmt  None  Against 
1.5  Elect Aleksandr Grubman as Director      Mgmt  None  Against 
1.6  Elect Christopher Clark as Director      Mgmt  None  For 
1.7  Elect Ronald Freeman as Director      Mgmt  None  For 
1.8  Elect Peter Kraljic as Director      Mgmt  None  For 
1.9  Elect Martin Angle as Director      Mgmt  None  For 
1.10  Elect Rolf Stomberg as Director      Mgmt  None  For 
2  Approve Annual Report and Financial Statements    Mgmt  For  For 
3  Approve Allocation of Income and Dividends of RUB 2.42 per  Mgmt  For  For 
  Share for Fiscal 2010             
4  Approve Dividends of RUB 3.90 per Share for First Quarter of  Mgmt  For  For 
  Fiscal 2011             
  Elect Three Members of Audit Commission    Mgmt     
5.1  Elect Artem Voronchikhin as Member of Audit Commission  Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

5.2  Elect Roman Antonov as Member of Audit Commission    Mgmt  For  For 
5.3  Elect Svetlana Guseva as Member of Audit Commission    Mgmt  For  For 
6  Ratify ZAO KPMG as Auditor      Mgmt  For  For 
7  Amend June 11, 2010, AGM, Resolution Re: Remuneration of  Mgmt  For  Against 
  Directors             
 
Tokio Marine Holdings, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8766  27-Jun-11  Japan  J86298106  Annual  31-Mar-11  307,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 25  Mgmt  For  For 
2.1  Elect Director Ishihara, Kunio      Mgmt  For  For 
2.2  Elect Director Sumi, Shuuzo      Mgmt  For  For 
2.3  Elect Director Amemiya, Hiroshi      Mgmt  For  For 
2.4  Elect Director Oba, Masashi      Mgmt  For  For 
2.5  Elect Director Miyajima, Hiroshi      Mgmt  For  For 
2.6  Elect Director Ito, Kunio      Mgmt  For  For 
2.7  Elect Director Mimura, Akio      Mgmt  For  For 
2.8  Elect Director Kitazawa, Toshifumi      Mgmt  For  For 
2.9  Elect Director Sasaki, Mikio      Mgmt  For  For 
2.10  Elect Director Tamai, Takaaki      Mgmt  For  For 
2.11  Elect Director Nagano, Tsuyoshi      Mgmt  For  For 
3.1  Appoint Statutory Auditor Horii, Akinari      Mgmt  For  For 
3.2  Appoint Statutory Auditor Ohashi, Toshiki      Mgmt  For  For 
4  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Statutory Auditors             
 
Anritsu Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6754  28-Jun-11  Japan  J01554104  Annual  31-Mar-11  371,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 5  Mgmt  For  For 
2.1  Elect Director Tanaka, Kenji      Mgmt  For  For 
2.2  Elect Director Shirono, Junkichi      Mgmt  For  For 
2.3  Elect Director Taniai, Toshisumi      Mgmt  For  For 
2.4  Elect Director Aoi, Michikazu      Mgmt  For  For 
2.5  Elect Director Seki, Takaya      Mgmt  For  For 
3.1  Appoint Statutory Auditor Yamaguchi, Shigehisa    Mgmt  For  For 
3.2  Appoint Statutory Auditor Tanaka, Nobuyoshi    Mgmt  For  For 
3.3  Appoint Statutory Auditor Kamiya, Kunihiro    Mgmt  For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
5  Approve Stock Option Plan for Directors      Mgmt  For  For 
6  Approve Stock Option Plan for Employees      Mgmt  For  For 
 
Daito Trust Construction Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1878  28-Jun-11  Japan  J11151107  Annual  31-Mar-11  105,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 131  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  For 
3.1  Elect Director Minabe, Isao      Mgmt  For  For 
3.2  Elect Director Kumakiri, Naomi      Mgmt  For  For 
3.3  Elect Director Inada, Akio      Mgmt  For  For 
3.4  Elect Director Asano, Hideki      Mgmt  For  For 
3.5  Elect Director Igawa, Takashi      Mgmt  For  For 
3.6  Elect Director Nakaita, Hideyuki      Mgmt  For  For 
3.7  Elect Director Kadouchi, Hitoshi      Mgmt  For  For 
3.8  Elect Director Nakada, Shuuji      Mgmt  For  For 
3.9  Elect Director Kawaguchi, Hiroshi      Mgmt  For  For 
3.10  Elect Director Nishimura, Tomoyuki      Mgmt  For  For 
3.11  Elect Director Sasamoto, Yuujiro      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

3.12  Elect Director Marcus Merner      Mgmt  For  For 
4  Approve Retirement Bonuses and Special Payments in    Mgmt  For  For 
  Connection with Abolition of Retirement Bonus System         
5  Approve Deep Discount Stock Option Plan    Mgmt  For  For 
 
ELPIDA MEMORY INC
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6665  28-Jun-11  Japan  J1354L103  Annual  31-Mar-11  285,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Kinoshita, Yoshitaka      Mgmt  For  For 
1.2  Elect Director Takahashi, Yasushi      Mgmt  For  For 
2.1  Appoint Statutory Auditor Mashiko, Takayuki    Mgmt  For  For 
2.2  Appoint Statutory Auditor Sakurai, Katsumi    Mgmt  For  Against 
2.3  Appoint Statutory Auditor Kanamura, Masahiko    Mgmt  For  For 
3  Appoint Alternate Statutory Auditor Noma, Yoriko    Mgmt  For  For 
4  Approve Reduction in Capital Reserves      Mgmt  For  For 
5  Approve Retirement Bonus Payment for Director and Statutory  Mgmt  For  For 
  Auditor             
 
Fujitsu General Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6755  28-Jun-11  Japan  J15624109  Annual  31-Mar-11  84,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 6  Mgmt  For  For 
2.1  Elect Director Oishi, Mitsuhiro      Mgmt  For  For 
2.2  Elect Director Murashima, Junichi      Mgmt  For  For 
2.3  Elect Director Shimojima, Bunmei      Mgmt  For  For 
2.4  Elect Director Nakamura, Munehiro      Mgmt  For  For 
2.5  Elect Director Sato, Yukio      Mgmt  For  For 
2.6  Elect Director Hirosaki, Hisaki      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.7  Elect Director Niwayama, Hiroshi      Mgmt  For  For 
2.8  Elect Director Kawashima, Hideji      Mgmt  For  For 
2.9  Elect Director Kosuda, Tsunenao      Mgmt  For  For 
2.10  Elect Director Tanaka, Masahito      Mgmt  For  For 
3  Appoint Statutory Auditor Inoue, Akira      Mgmt  For  Against 
4  Appoint Alternate Statutory Auditor Murashima, Toshihiro    Mgmt  For  Against 
5  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
 
JTEKT Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6473  28-Jun-11  Japan  J2946V104  Annual  31-Mar-11  269,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 9  Mgmt  For  For 
2.1  Elect Director Yokoyama, Motohiko      Mgmt  For  For 
2.2  Elect Director Ikawa, Shoji      Mgmt  For  For 
2.3  Elect Director Suzuki, Takaaki      Mgmt  For  For 
2.4  Elect Director Kawakami, Seiho      Mgmt  For  For 
2.5  Elect Director Shimatani, Hitoshi      Mgmt  For  For 
2.6  Elect Director Isaka, Masakazu      Mgmt  For  For 
2.7  Elect Director Uchiyamada, Takeshi      Mgmt  For  Against 
2.8  Elect Director Kakui, Ryuuichi      Mgmt  For  For 
2.9  Elect Director Matsumoto, Hisashi      Mgmt  For  For 
2.10  Elect Director Kitamura, Masayuki      Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
4  Approve Retirement Bonus Payment for Directors    Mgmt  For  Against 
 
Maruha Nichiro Holdings, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1334  28-Jun-11  Japan  J4001N100  Annual  31-Mar-11  239,000  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 3 for  Mgmt  For  For 
  Ordinary Shares             
2  Amend Articles To Remove Provisions on Class 2 Preferred  Mgmt  For  For 
  Shares to Reflect Cancellation           
3.1  Elect Director Igarashi, Yuuji      Mgmt  For  For 
3.2  Elect Director Kushiro, Toshio      Mgmt  For  For 
3.3  Elect Director Ito, Shigeru      Mgmt  For  For 
3.4  Elect Director Sakai, Michiro      Mgmt  For  For 
3.5  Elect Director Aoki, Nobuyuki      Mgmt  For  For 
3.6  Elect Director Imamura, Hiroshi      Mgmt  For  For 
3.7  Elect Director Murata, Akinori      Mgmt  For  For 
3.8  Elect Director Watanabe, Jun      Mgmt  For  For 
3.9  Elect Director Nemoto, Wataru      Mgmt  For  For 
3.10  Elect Director Nagano, Atsushi      Mgmt  For  For 
3.11  Elect Director Nakabe, Yoshiro      Mgmt  For  For 
3.12  Elect Director Mitamura, Chihiro      Mgmt  For  For 
4  Appoint Statutory Auditor Sakaki, Mitsuo      Mgmt  For  For 
 
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2886  28-Jun-11  Taiwan  Y59456106  Annual  29-Apr-11  5,632,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of Income and Dividends and Issuance of  Mgmt  For  For 
  New Shares             
4  Amend Articles of Association      Mgmt  For  For 
5  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Directors             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
MELCO HOLDINGS INC.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6676  28-Jun-11  Japan  J4225X108  Annual  31-Mar-11  14,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 40  Mgmt  For  For 
2.1  Elect Director Maki, Makoto      Mgmt  For  For 
2.2  Elect Director Saiki, Kuniaki      Mgmt  For  For 
2.3  Elect Director Yamaguchi, Hidetoshi      Mgmt  For  For 
2.4  Elect Director Matsuo, Tamio      Mgmt  For  For 
2.5  Elect Director I, Yanhon      Mgmt  For  For 
2.6  Elect Director Tsusaka, Iwao      Mgmt  For  For 
2.7  Elect Director Maki, Hiroyuki      Mgmt  For  For 
3  Approve Retirement Bonus Payment for Director    Mgmt  For  Against 
4  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Ship Healthcare Holdings Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3360  28-Jun-11  Japan  J18817106  Annual  31-Mar-11  43,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 29  Mgmt  For  For 
2  Amend Articles To Limit Rights of Odd-Lot Holders - Amend  Mgmt  For  For 
  Business Lines             
3.1  Elect Director Furukawa, Kunihisa      Mgmt  For  For 
3.2  Elect Director Bando, Takeru      Mgmt  For  For 
3.3  Elect Director Masuda, Jun      Mgmt  For  For 
3.4  Elect Director Ogawa, Hirotaka      Mgmt  For  For 
3.5  Elect Director Ohashi, Futoshi      Mgmt  For  For 
3.6  Elect Director Okimoto, Koichi      Mgmt  For  For 
3.7  Elect Director Kobayashi, Hiroyuki      Mgmt  For  For 
3.8  Elect Director Yokoyama, Hiroshi      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

3.9  Elect Director Hosokawa, Kenji      Mgmt  For  For 
3.10  Elect Director Wada, Yoshiaki      Mgmt  For  For 
4.1  Appoint Statutory Auditor Maeda, Ryo      Mgmt  For  For 
4.2  Appoint Statutory Auditor Takehara, Yasumasa    Mgmt  For  For 
5  Appoint Alternate Statutory Auditor Hayashi, Hiroshi    Mgmt  For  For 
 
Unipres Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
5949  28-Jun-11  Japan  J9425W107  Annual  31-Mar-11  19,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 10  Mgmt  For  For 
2.1  Elect Director Yoshizawa, Masanobu      Mgmt  For  For 
2.2  Elect Director Nito, Satoru      Mgmt  For  For 
2.3  Elect Director Takano, Masamitsu      Mgmt  For  For 
2.4  Elect Director Asahi, Shigeru      Mgmt  For  For 
2.5  Elect Director Shiomi, Soichiro      Mgmt  For  For 
2.6  Elect Director Uotsu, Tetsuo      Mgmt  For  For 
2.7  Elect Director Masuda, Masahide      Mgmt  For  For 
2.8  Elect Director Inutake, Tatsutoshi      Mgmt  For  For 
3  Approve Retirement Bonus Payment for Directors    Mgmt  For  Against 
4  Approve Special Payments in Connection with Abolition of    Mgmt  For  Against 
  Retirement Bonus System           
5  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Directors             
 
YES BANK Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
532648  28-Jun-11  India  Y97636107  Annual    58,217  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2  Approve Dividends of INR 2.50 Per Share    Mgmt  For  For 
3  Reappoint W. Kolff as Director      Mgmt  For  For 
4  Reappoint B. Patel as Director      Mgmt  For  For 
5  Approve B S R & Co. as Auditors and Authorize Board to Fix  Mgmt  For  For 
  Their Remuneration             
6  Approve Revision in Remuneration of  R. Kapoor, Managing  Mgmt  For  For 
  Director & CEO             
7  Approve Employee Stock Option Scheme    Mgmt  For  Against 
8  Approve Stock Option Plan Grants to Employees of Subsidiary  Mgmt  For  Against 
  Companies Under the Employee Stock Option Scheme         
 
9  Approve Increase in Authorized Share Capital from INR 4 Billion  Mgmt  For  For 
  to INR 6 Billion by the Creation of 200 Million Equity Shares of       
  INR 10 Each             
10  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights up to an Aggregate Amount of $500 Million       
 
 
Yuanta Financial Holding Co Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2885  28-Jun-11  Taiwan  Y2169H108  Annual  29-Apr-11  1,687,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of Income and Dividends and Issuance of  Mgmt  For  For 
  New Shares             
4  Approve the One Hundred Percent Conversion of Shares with a  Mgmt  For  For 
  Company, Capital Increase and Issuance of New Shares and       
  Other Related Matters             
5  Amend Articles of Association      Mgmt  For  For 
6  Approve to Amend Rules and Procedures Regarding    Mgmt  For  For 
  Shareholder's General Meeting           
7  Approve Amendment to Rules of Procedure for Election of    Mgmt  For  For 
  Directors and Change of Name           
 
Amano Corp.

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6436  29-Jun-11  Japan  J01302108  Annual    31-Mar-11  42,300  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 13  Mgmt    For  For 
2.1  Elect Director Haruta, Kaoru      Mgmt    For  For 
2.2  Elect Director Nakajima, Izumi      Mgmt    For  For 
2.3  Elect Director Yamaguchi, Haruhiko      Mgmt    For  For 
2.4  Elect Director Koyama, Minoru      Mgmt    For  For 
2.5  Elect Director Tabata, Nobuyuki      Mgmt    For  For 
2.6  Elect Director Shiraishi, Hiroshi      Mgmt    For  For 
2.7  Elect Director Nakada, Naoki      Mgmt    For  For 
2.8  Elect Director Kohori, Kenji      Mgmt    For  For 
2.9  Elect Director Ueno, Toru      Mgmt    For  For 
3.1  Appoint Statutory Auditor Kusanagi, Toshio    Mgmt    For  For 
3.2  Appoint Statutory Auditor Ueno, Satoru      Mgmt    For  Against 
3.3  Appoint Statutory Auditor Sato, Yoshiyuki      Mgmt    For  Against 
4  Appoint Alternate Statutory Auditor Takara, Akira    Mgmt    For  For 
5  Approve Takeover Defense Plan (Poison Pill)    Mgmt    For  Against 
 
Asahi Kasei Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
3407  29-Jun-11  Japan  J0242P110  Annual    31-Mar-11  828,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Ito, Ichiro      Mgmt    For  For 
1.2  Elect Director Fujiwara, Taketsugu      Mgmt    For  For 
1.3  Elect Director Fujiwara, Koji      Mgmt    For  For 
1.4  Elect Director Yoshida, Yasuyuki      Mgmt    For  For 
1.5  Elect Director Inada, Tsutomu      Mgmt    For  For 
1.6  Elect Director Mizuno, Yuuji      Mgmt    For  For 
1.7  Elect Director Mizunaga, Masanori      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.8  Elect Director Kodama, Yukiharu    Mgmt    For  For 
1.9  Elect Director Ikeda, Morio    Mgmt    For  For 
1.10  Elect Director Ichino, Norio    Mgmt    For  For 
2.1  Appoint Statutory Auditor Kawasaki, Toshiyuki  Mgmt    For  For 
2.2  Appoint Statutory Auditor Tezuka, Kazuo    Mgmt    For  Against 
3  Appoint Alternate Statutory Auditor Kobayashi, Koji  Mgmt    For  Against 
4  Approve Takeover Defense Plan (Poison Pill)  Mgmt    For  For 
5  Approve Retirement Bonus Payment for Director and Statutory Mgmt    For  For 
  Auditor             
 
Central Glass Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
4044  29-Jun-11  Japan  J05502109  Annual  31-Mar-11  74,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Sarasawa, Shuuichi    Mgmt    For  For 
1.2  Elect Director Kaneko, Keiji    Mgmt    For  For 
1.3  Elect Director Mori, Tatsuya    Mgmt    For  For 
1.4  Elect Director Nakai, Hajime    Mgmt    For  For 
1.5  Elect Director Takahara, Yoshiyuki    Mgmt    For  For 
1.6  Elect Director Kato, Isamu    Mgmt    For  For 
1.7  Elect Director Ayama, Takao    Mgmt    For  For 
1.8  Elect Director Yamamoto, Teiichi    Mgmt    For  For 
2  Appoint Statutory Auditor Ide, Yoshio    Mgmt    For  For 
3  Appoint Alternate Statutory Auditor Kamasawa, Masaru  Mgmt    For  For 
 
Chiba Bank Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8331  29-Jun-11  Japan  J05670104  Annual  31-Mar-11  624,937  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1  Approve Allocation of Income, with a Final Dividend of JPY 5.5  Mgmt  For  For 
2.1  Elect Director Sakuma, Hidetoshi      Mgmt  For  For 
2.2  Elect Director Watanabe, Katsuhiko      Mgmt  For  For 
2.3  Elect Director Ichihara, Katsumi      Mgmt  For  For 
2.4  Elect Director Okubo, Toshikazu      Mgmt  For  For 
3  Appoint Statutory Auditor Shirato, Akio      Mgmt  For  For 
 
Daihatsu Motor Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7262  29-Jun-11  Japan  J09072117  Annual  31-Mar-11  263,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 20  Mgmt  For  For 
2.1  Elect Director Okumura, Katsuhiko      Mgmt  For  For 
2.2  Elect Director Ina, Koichi      Mgmt  For  Against 
2.3  Elect Director Mitsui, Masanori      Mgmt  For  For 
2.4  Elect Director Takahashi, Masahiro      Mgmt  For  For 
2.5  Elect Director Nomoto, Takashi      Mgmt  For  For 
2.6  Elect Director Baba, Kenji      Mgmt  For  For 
2.7  Elect Director Kaneko,Tatsuya      Mgmt  For  For 
2.8  Elect Director Kitagawa, Naoto      Mgmt  For  For 
2.9  Elect Director Sudirman Maman Rusdi      Mgmt  For  For 
3.1  Appoint Statutory Auditor Morita, Kunihiko    Mgmt  For  For 
3.2  Appoint Statutory Auditor Ikebuchi, Kosuke    Mgmt  For  Against 
3.3  Appoint Statutory Auditor Matsuura, Takashi    Mgmt  For  Against 
3.4  Appoint Statutory Auditor Yamamoto, Kenji    Mgmt  For  For 
4  Appoint Alternate Statutory Auditor Irie, Makoto    Mgmt  For  For 
5  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
 
Daiwa House Industry Co. Ltd.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1925  29-Jun-11  Japan  J11508124  Annual  31-Mar-11  491,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 20  Mgmt  For  For 
2.1  Elect Director Higuchi, Takeo      Mgmt  For  For 
2.2  Elect Director Murakami, Kenji      Mgmt  For  For 
2.3  Elect Director Ono, Naotake      Mgmt  For  For 
2.4  Elect Director Ogawa, Tetsuji      Mgmt  For  For 
2.5  Elect Director Ishibashi, Tamio      Mgmt  For  For 
2.6  Elect Director Nishimura, Tatsushi      Mgmt  For  For 
2.7  Elect Director Uzui, Takashi      Mgmt  For  For 
2.8  Elect Director Ishibashi, Takuya      Mgmt  For  For 
2.9  Elect Director Kawai, Katsutomo      Mgmt  For  For 
2.10  Elect Director Hama, Takashi      Mgmt  For  For 
2.11  Elect Director Numata, Shigeru      Mgmt  For  For 
2.12  Elect Director Tsuchida, Kazuto      Mgmt  For  For 
2.13  Elect Director Yamamoto, Makoto      Mgmt  For  For 
2.14  Elect Director Noto, Yoshiharu      Mgmt  For  For 
2.15  Elect Director Ogata, Isamu      Mgmt  For  For 
2.16  Elect Director Hori, Fukujiro      Mgmt  For  For 
2.17  Elect Director Kosokabe, Takeshi      Mgmt  For  For 
2.18  Elect Director Yoshii, Keiichi      Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  Against 
  Auditors             
 
Idemitsu Kosan Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
5019  29-Jun-11  Japan  J2388K103  Annual  31-Mar-11  35,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Tenbo, Akihiko      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.2  Elect Director Nakano, Kazuhisa      Mgmt  For  For 
1.3  Elect Director Matsui, Kenichi      Mgmt  For  For 
1.4  Elect Director Nishiyori, Akiro      Mgmt  For  For 
1.5  Elect Director Fukunaga, Seiji      Mgmt  For  For 
1.6  Elect Director Tsukioka, Takashi      Mgmt  For  For 
1.7  Elect Director Matsumoto, Yoshihisa      Mgmt  For  For 
1.8  Elect Director Maeda, Yasunori      Mgmt  For  For 
1.9  Elect Director Kamimae, Osamu      Mgmt  For  For 
1.10  Elect Director Kuramochi, Junjiro      Mgmt  For  For 
1.11  Elect Director Yamada, Takeshi      Mgmt  For  For 
2  Appoint Statutory Auditor Sato, Katsuo      Mgmt  For  For 
 
JFE SHOJI HOLDINGS INC
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
3332  29-Jun-11  Japan  J2870F109  Annual  31-Mar-11  68,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 10  Mgmt  For  For 
2  Approve Merger by Absorption      Mgmt  For  For 
3.1  Elect Director Fukushima, Mikio      Mgmt  For  For 
3.2  Elect Director Imataka, Yuuji      Mgmt  For  For 
3.3  Elect Director Yoshioka, Kohei      Mgmt  For  For 
3.4  Elect Director Kabasawa, Toshihiro      Mgmt  For  For 
4  Approve Retirement Bonus Payment for Director    Mgmt  For  Against 
 
K's Holdings Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8282  29-Jun-11  Japan  J36615102  Annual  31-Mar-11  17,880  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 45  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.1  Elect Director Kato, Shuuichi    Mgmt    For  For 
2.2  Elect Director Inoue, Motonobu    Mgmt    For  For 
2.3  Elect Director Sato, Kenji    Mgmt    For  For 
2.4  Elect Director Hoteida, Susumu    Mgmt    For  For 
2.5  Elect Director Endo, Hiroyuki    Mgmt    For  For 
2.6  Elect Director Hiramoto, Tadashi    Mgmt    For  For 
2.7  Elect Director Yamada, Yasushi    Mgmt    For  For 
2.8  Elect Director Okano, Yuuji    Mgmt    For  For 
2.9  Elect Director Hayashi, Masahiro    Mgmt    For  For 
2.10  Elect Director Sakashita, Yoichi    Mgmt    For  For 
2.11  Elect Director Osaka, Naoto    Mgmt    For  For 
2.12  Elect Director Kawasumi, Shinichi    Mgmt    For  For 
2.13  Elect Director Inoue, Keisuke    Mgmt    For  For 
2.14  Elect Director Kusaka, koichiro    Mgmt    For  For 
2.15  Elect Director Nagao, Norihiro    Mgmt    For  For 
2.16  Elect Director Endo, Yoshiyuki    Mgmt    For  For 
2.17  Elect Director Suzuki, Kazuyoshi    Mgmt    For  For 
2.18  Elect Director Nomura, Hiromu    Mgmt    For  For 
3.1  Appoint Statutory Auditor Hashimoto, Junshiro  Mgmt    For  For 
3.2  Appoint Statutory Auditor Ishikawa, Niro    Mgmt    For  Against 
3.3  Appoint Statutory Auditor Tayama, Yoshiaki  Mgmt    For  For 
4  Approve Retirement Bonus Payment for Directors  Mgmt    For  Against 
5  Approve Stock Option Plan for Directors    Mgmt    For  For 
6  Approve Stock Option Plan    Mgmt    For  For 
 
Mitsubishi Electric Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6503  29-Jun-11  Japan  J43873116  Annual  31-Mar-11  1,191,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Shimomura, Setsuhiro    Mgmt    For  For 
1.2  Elect Director Yamanishi, Kenichiro    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
1.3  Elect Director Saito, Masanori      Mgmt  For  For 
1.4  Elect Director Yoshimatsu, Hiroki      Mgmt  For  For 
1.5  Elect Director Hashimoto, Noritomo      Mgmt  For  For 
1.6  Elect Director Fujimoto, Ryosuke      Mgmt  For  For 
1.7  Elect Director Sakuyama, Masaki      Mgmt  For  For 
1.8  Elect Director Murayama, Hiroyoshi      Mgmt  For  For 
1.9  Elect Director Yanai, Shunji      Mgmt  For  For 
1.10  Elect Director Sasaki, Mikio      Mgmt  For  Against 
1.11  Elect Director Miki, Shigemitsu      Mgmt  For  Against 
1.12  Elect Director Makino, Fujiatsu      Mgmt  For  For 
 
Mitsubishi UFJ Financial Group
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8306  29-Jun-11  Japan  J44497105  Annual  31-Mar-11  1,323,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 6  Mgmt  For  For 
2.1  Elect Director Okihara, Takamune      Mgmt  For  For 
2.2  Elect Director Okauchi, Kinya      Mgmt  For  For 
2.3  Elect Director Nagayasu, Katsunori      Mgmt  For  For 
2.4  Elect Director Tanaka, Tatsuo      Mgmt  For  For 
2.5  Elect Director Hirano, Nobuyuki      Mgmt  For  For 
2.6  Elect Director Yuuki, Taihei      Mgmt  For  For 
2.7  Elect Director Hamakawa, Ichiro      Mgmt  For  For 
2.8  Elect Director Hasegawa, Masao      Mgmt  For  For 
2.9  Elect Director Toyoizumi, Toshiro      Mgmt  For  For 
2.10  Elect Director Teraoka, Shunsuke      Mgmt  For  For 
2.11  Elect Director Wakabayashi, Tatsuo      Mgmt  For  For 
2.12  Elect Director Oyamada, Takashi      Mgmt  For  For 
2.13  Elect Director Noguchi, Hiroyuki      Mgmt  For  For 
2.14  Elect Director Araki, Ryuuji      Mgmt  For  For 
2.15  Elect Director Watanabe, Kazuhiro      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
 
2.16  Elect Director Otoshi, Takuma      Mgmt    For  For 
3  Appoint Statutory Auditor Nemoto, Takehiko    Mgmt    For  For 
 
Mitsui Fudosan Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8801  29-Jun-11  Japan  J4509L101  Annual    31-Mar-11  276,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 11  Mgmt    For  For 
2.1  Elect Director Iwasa, Hiromichi      Mgmt    For  For 
2.2  Elect Director Matsumoto, Mitsuhiro      Mgmt    For  For 
2.3  Elect Director Komoda, Masanobu      Mgmt    For  For 
2.4  Elect Director Iinuma, Yoshiaki      Mgmt    For  For 
2.5  Elect Director Saito, Hitoshi      Mgmt    For  For 
2.6  Elect Director Ichikawa, Toshihide      Mgmt    For  For 
2.7  Elect Director Kitahara, Yoshikazu      Mgmt    For  For 
2.8  Elect Director Asai, Hiroshi      Mgmt    For  For 
2.9  Elect Director Iino, kenji      Mgmt    For  For 
2.10  Elect Director Hayakawa, Yoshiharu      Mgmt    For  For 
2.11  Elect Director Urano, Mitsudo      Mgmt    For  For 
2.12  Elect Director Hosoya, Eiji      Mgmt    For  For 
2.13  Elect Director Matsushima, Masayuki      Mgmt    For  For 
3.1  Appoint Statutory Auditor Kuramoto, Seizo    Mgmt    For  For 
3.2  Appoint Statutory Auditor Okada, Akishige    Mgmt    For  Against 
3.3  Appoint Statutory Auditor Nishida, Keiu      Mgmt    For  Against 
4  Approve Annual Bonus Payment to Directors and Statutory  Mgmt    For  For 
  Auditors               
 
Mitsui-Soko Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
9302  29-Jun-11  Japan  J45314101  Annual    31-Mar-11  118,000  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles To Amend Business Lines      Mgmt  For  For 
2.1  Elect Director Tamura, Kazuo      Mgmt  For  For 
2.2  Elect Director Kaeriyama, Jiro      Mgmt  For  For 
2.3  Elect Director Takekuma, Soji      Mgmt  For  For 
2.4  Elect Director Ikari, Makoto      Mgmt  For  For 
2.5  Elect Director Fujioka, Kei      Mgmt  For  For 
2.6  Elect Director Tawaraguchi, Makoto      Mgmt  For  For 
2.7  Elect Director Nakaya Yukihiro      Mgmt  For  For 
2.8  Elect Director Michise, Eiji      Mgmt  For  For 
2.9  Elect Director Ikeda, motome      Mgmt  For  For 
2.10  Elect Director Yagawa, Koji      Mgmt  For  For 
2.11  Elect Director Fujita, Seiichi      Mgmt  For  For 
2.12  Elect Director Fukatsu, Yasuhiko      Mgmt  For  For 
3.1  Appoint Statutory Auditor Sasao, Shinichiro    Mgmt  For  For 
3.2  Appoint Statutory Auditor Sudo, Osamu      Mgmt  For  For 
 
Murata Manufacturing Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6981  29-Jun-11  Japan  J46840104  Annual  31-Mar-11  100,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 50  Mgmt  For  For 
2.1  Elect Director Murata, Tsuneo      Mgmt  For  For 
2.2  Elect Director Ieki, Hideharu      Mgmt  For  For 
2.3  Elect Director Makino, Koji      Mgmt  For  For 
2.4  Elect Director Tanahashi, Yasuro      Mgmt  For  For 
3  Appoint Statutory Auditor Yoshino, Yukio      Mgmt  For  For 
 
New World Development Co. Ltd.

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PIF INTERNATIONAL FUND I EMMK           
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
00017  29-Jun-11  Hong Kong  Y63084126  Special      900,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Master Services Agreement      Mgmt    For  For 
 
Nissan Motor Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
7201  29-Jun-11  Japan  J57160129  Annual    31-Mar-11  972,600  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 5  Mgmt    For  For 
2  Approve Stock Option Plan      Mgmt    For  Against 
3.1  Elect Director Carlos Ghosn      Mgmt    For  For 
3.2  Elect Director Shiga, Toshiyuki      Mgmt    For  For 
3.3  Elect Director Saikawa, Hiroto      Mgmt    For  For 
3.4  Elect Director Colin Dodge      Mgmt    For  For 
3.5  Elect Director Yamashita, Mitsuhiko      Mgmt    For  For 
3.6  Elect Director Carlos Tavares      Mgmt    For  For 
3.7  Elect Director Imazu, Hidetoshi      Mgmt    For  For 
3.8  Elect Director Jean Baptiste Duzan      Mgmt    For  For 
3.9  Elect Director Nakamura, Katsumi      Mgmt    For  For 
 
Obic Co Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
4684  29-Jun-11  Japan  J5946V107  Annual    31-Mar-11  2,510  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Financial Statements      Mgmt    For  Against 
2  Approve Allocation of Income, With a Final Dividend of JPY 175  Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
3.1  Elect Director Noda, Masahiro      Mgmt  For  For 
3.2  Elect Director Tachibana, Shoichi      Mgmt  For  For 
3.3  Elect Director Kano, Hiroshi      Mgmt  For  For 
3.4  Elect Director Serizawa, Kuniaki      Mgmt  For  For 
3.5  Elect Director Kawanishi, Atsushi      Mgmt  For  For 
3.6  Elect Director Hashimoto, Fumio      Mgmt  For  For 
3.7  Elect Director Takeuchi, Masayuki      Mgmt  For  For 
3.8  Elect Director Mori, Takahiro      Mgmt  For  For 
3.9  Elect Director Sato, Noboru      Mgmt  For  For 
3.10  Elect Director Noda, Mizuki      Mgmt  For  For 
4  Approve Annual Bonus Payment to Directors and Statutory  Mgmt  For  For 
  Auditors             
 
Osaka Gas Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
9532  29-Jun-11  Japan  J62320114  Annual  31-Mar-11  1,189,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 4  Mgmt  For  For 
2.1  Elect Director Ozaki, Hiroshi      Mgmt  For  For 
2.2  Elect Director Kuroda, Masashi      Mgmt  For  For 
2.3  Elect Director Sakai, Takashi      Mgmt  For  For 
2.4  Elect Director Kitamae, Masato      Mgmt  For  For 
2.5  Elect Director Hirano, Shigeki      Mgmt  For  For 
2.6  Elect Director Nakajima, Noriyuki      Mgmt  For  For 
2.7  Elect Director Honjo, Takehiro      Mgmt  For  For 
2.8  Elect Director Kono, Koji      Mgmt  For  For 
2.9  Elect Director Kyuutoku, Hirofumi      Mgmt  For  For 
2.10  Elect Director Kawagishi, Takahiko      Mgmt  For  For 
2.11  Elect Director Matsuzaka, Hidetaka      Mgmt  For  For 
2.12  Elect Director Kishimoto, Tadamitsu      Mgmt  For  For 
2.13  Elect Director Morishita, Shunzo      Mgmt  For  For 
3  Appoint Statutory Auditor Kamei, Shingo      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
 
Paramount Bed
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7960  29-Jun-11  Japan  J63557128  Annual  31-Mar-11  17,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 20  Mgmt  For  For 
2  Approve Share Exchange Agreement with Paramount Bed    Mgmt  For  Against 
  Holdings             
3.1  Elect Director Kimura, Kenji      Mgmt  For  Against 
3.2  Elect Director Kimura, Kyosuke      Mgmt  For  Against 
3.3  Elect Director Kimura, Michihide      Mgmt  For  For 
3.4  Elect Director Horiuchi, Toshio      Mgmt  For  For 
3.5  Elect Director Kato, Tadaharu      Mgmt  For  For 
3.6  Elect Director Sakamoto, Ikuo      Mgmt  For  For 
3.7  Elect Director Sato, Izumi      Mgmt  For  For 
3.8  Elect Director Koshida, Hiroshi      Mgmt  For  For 
4.1  Appoint Statutory Auditor Ikegami, Etsuji      Mgmt  For  For 
4.2  Appoint Statutory Auditor Oka, Yukari      Mgmt  For  For 
 
PGE Polska Grupa Energetyczna SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PGE  29-Jun-11  Poland  X6447Z104  Annual  13-Jun-11  137,821  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Meeting Chairman      Mgmt  For  For 
3  Acknowledge Proper Convening of Meeting    Mgmt     
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Resolve Not to Elect Members of Vote Counting Commission  Mgmt  For  For 
6  Receive Report on Results of Recruitment for Positions of    Mgmt     
  Management Board Members           

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
7  Approve Financial Statements  Mgmt  For  For 
8  Approve Management Board Report on Company's Operations in  Mgmt  For  For 
  Fiscal 2010       
9  Approve Consolidated Financial Statements  Mgmt  For  For 
10  Approve Management Board Report on Group's Operations in  Mgmt  For  For 
  Fiscal 2010       
11  Approve Allocation of Income and Dividends of PLN 0.65 per  Mgmt  For  For 
  Share       
12.1  Approve Discharge of Marcin Zielinski (Supervisory Board  Mgmt  For  For 
  Chairman)       
12.2  Approve Discharge of Maciej Baltowski (Deputy Chairman of  Mgmt  For  For 
  Supervisory Board)       
12.3  Approve Discharge of Jacek Barylski (Supervisory Board  Mgmt  For  For 
  Member)       
12.4  Approve Discharge of Wojciech Cichonski (Supervisory Board  Mgmt  For  For 
  Member)       
12.5  Approve Discharge of Malgorzata Dec (Supervisory Board  Mgmt  For  For 
  Member)       
12.6  Approve Discharge of Czeslaw Grzesiak (Supervisory Board  Mgmt  For  For 
  Member)       
12.7  Approve Discharge of Grzegorz Krystek (Supervisory Board  Mgmt  For  For 
  Member)       
12.8  Approve Discharge of Ryszard Malarski (Supervisory Board  Mgmt  For  For 
  Member)       
12.9  Approve Discharge of Katarzyna Prus (Supervisory Board  Mgmt  For  For 
  Member)       
12.10  Approve Discharge of Zbigniew Szmuniewski (Supervisory Board  Mgmt  For  For 
  Member)       
12.11  Approve Discharge of Krzysztof Zuk (Supervisory Board Member)  Mgmt  For  For 
 
12.12  Approve Discharge of Tomasz Zadroga (CEO)  Mgmt  For  For 
12.13  Approve Discharge of Marek Szostek (Deputy CEO)  Mgmt  For  For 
12.14  Approve Discharge of Piotr Szymanek (Deputy CEO)  Mgmt  For  For 
12.15  Approve Discharge of Wojciech Topolnicki (Deputy CEO)  Mgmt  For  For 
12.16  Approve Discharge of Marek Trawinski (Deputy CEO)  Mgmt  For  For 
13.1  Amend Statute Re: Corporate Purpose  Mgmt  For  For 
  Shareholder Proposals  Mgmt     
13.2  Shareholder Proposal: Amend Statute Re: Introduction of  SH  None  Against 
  10-Percent Voting Rights Cap; Election and Dismissal of       
  Supervisory Board Members       
  Management Proposals  Mgmt     
14  Close Meeting  Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
Pioneer Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6773  29-Jun-11  Japan  J63825145  Annual  31-Mar-11  121,600  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Kotani, Susumu    Mgmt    For  For 
1.2  Elect Director Okayasu, Hideki    Mgmt    For  For 
1.3  Elect Director Ono, Mikio    Mgmt    For  For 
1.4  Elect Director Matsumoto, Satoshi    Mgmt    For  For 
1.5  Elect Director Koshobu, Masanori    Mgmt    For  For 
1.6  Elect Director Takeuchi, Tatsuo    Mgmt    For  For 
1.7  Elect Director Kawashiri, Kunio    Mgmt    For  For 
1.8  Elect Director Kurosaki, Masanori    Mgmt    For  For 
1.9  Elect Director Oizumi, Takashi    Mgmt    For  For 
1.10  Elect Director Tanizeki, Masahiro    Mgmt    For  For 
2.1  Appoint Statutory Auditor Nishikido, Keiichi  Mgmt    For  For 
2.2  Appoint Statutory Auditor Inoue, Toraki    Mgmt    For  For 
3.1  Appoint Alternate Statutory Auditor Tsuji, Shinichi  Mgmt    For  For 
3.2  Appoint Alternate Statutory Auditor Shiga, Kozue  Mgmt    For  For 
 
Polski Koncern Naftowy Orlen SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  29-Jun-11  Poland  X6922W204  Annual  13-Jun-11  149,972  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting      Mgmt       
2  Elect Meeting Chairman    Mgmt    For  For 
3  Acknowledge Proper Convening of Meeting  Mgmt       
4  Approve Agenda of Meeting    Mgmt    For  For 
5  Elect Members of Vote Counting Commission  Mgmt    For  For 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
6  Receive Management Board Report on Company's Operations in  Mgmt     
  Fiscal 2010, Financial Statements, Income Allocation Proposal,       
  and Supervisory Board Report on Its Review of Management       
  Board Report, Financial Statements, and Income Allocation       
  Proposal       
7  Receive Management Board Report on Group's Operations in  Mgmt     
  Fiscal 2010, Consolidated Financial Statements, and Supervisory       
  Board Report on Its Review of Management Board REport and       
  Consolidated Financial Statements       
8  Receive Supervisory Board Report  Mgmt     
9  Approve Management Board Report on Company's Operations in  Mgmt  For  For 
  Fiscal 2010 and Financial Statements       
10  Approve Management Board Report on Group's Operations in  Mgmt  For  For 
  Fiscal 2010 and Consolidated Financial Statements       
11  Approve Allocation of Income and Omission of Dividends  Mgmt  For  For 
12.1  Approve Discharge of Dariusz Jacek Krawiec (CEO)  Mgmt  For  For 
12.2  Approve Discharge of Slawomir Robert Jedrzejczyk (Deputy CEO)  Mgmt  For  For 
 
12.3  Approve Discharge of Wojciech Robert Kotlarek (Management  Mgmt  For  For 
  Board Member)       
12.4  Approve Discharge of Krystian Pater (Management Board  Mgmt  For  For 
  Member)       
12.5  Approve Discharge of Marek Serafin (Management Board  Mgmt  For  For 
  Member)       
13.1  Approve Discharge of Maciej Damian Mataczynski (Supervisory  Mgmt  For  For 
  Board Chairman)       
13.2  Approve Discharge of Marek Karabula (Deputy Chairman of  Mgmt  For  For 
  Supervisory Board)       
13.3  Approve Discharge of Grzegorz Borowiec (Supervisory Board  Mgmt  For  For 
  Member)       
13.4  Approve Discharge of Krzysztof Kolach (Supervisory Board  Mgmt  For  For 
  Member)       
13.5  Approve Discharge of Piotr Jan Wielowieyski (Supervisory Board  Mgmt  For  For 
  Member)       
13.6  Approve Discharge of Angelina Anna Sarota (Supervisory Board  Mgmt  For  For 
  Member)       
13.7  Approve Discharge of Jaroslaw Stanislaw Roclawski (Supervisory  Mgmt  For  For 
  Board Member)       
13.8  Approve Discharge of Janusz Zielinski (Supervisory Board  Mgmt  For  For 
  Member)       
13.9  Approve Discharge of Artur Gabor (Supervisory Board Member)  Mgmt  For  For 
 
13.10  Approve Discharge of Leszek Jerzy Pawlowicz (Supervisory Board  Mgmt  For  For 
  Member)       
14.1  Amend Statute Re: Participation in General Meetings via  Mgmt  For  For 
  Electronic Means of Communication       
14.2  Amend Statute Re: Voting Rights Cap  Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

14.3  Approve Consolidated Text of Statute      Mgmt  For  For 
15  Amend Regulations on General Meetings and Approve Their  Mgmt  For  For 
  Consolidated Text             
16  Close Meeting        Mgmt     
 
Sumitomo Mitsui Financial Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8316  29-Jun-11  Japan  J7771X109  Annual  31-Mar-11  301,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 50 for  Mgmt  For  For 
  Ordinary Shares             
2.1  Elect Director Oku, Masayuki      Mgmt  For  For 
2.2  Elect Director Kunibe, Takeshi      Mgmt  For  For 
2.3  Elect Director Kubo, Tetsuya      Mgmt  For  For 
2.4  Elect Director Nakanishi, Satoru      Mgmt  For  For 
2.5  Elect Director Jyono, Kazuya      Mgmt  For  For 
2.6  Elect Director Danno, Koichi      Mgmt  For  For 
2.7  Elect Director Ito, Yujiro      Mgmt  For  For 
2.8  Elect Director Fuchizaki, Masahiro      Mgmt  For  For 
2.9  Elect Director Iwamoto, Shigeru      Mgmt  For  For 
2.10  Elect Director Nomura, Kuniaki      Mgmt  For  For 
3.1  Appoint Statutory Auditor Mizoguchi, Jun      Mgmt  For  For 
3.2  Appoint Statutory Auditor Kawaguchi, Shin    Mgmt  For  For 
 
Sumitomo Osaka Cement Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
5232  29-Jun-11  Japan  J77734101  Annual  31-Mar-11  172,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 4  Mgmt  For  For 
2.1  Elect Director Sekine, Fukuichi      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
2.2  Elect Director Katsura, Tomoyuki    Mgmt    For  For 
2.3  Elect Director Nakao, Masafumi    Mgmt    For  For 
2.4  Elect Director Fujisue, Akira    Mgmt    For  For 
2.5  Elect Director Tsukamoto, Kazuhisa    Mgmt    For  For 
2.6  Elect Director Muramatsu, Ryuuji    Mgmt    For  For 
2.7  Elect Director Inokawa, Hisashi    Mgmt    For  For 
2.8  Elect Director Saida, Kunitaro    Mgmt    For  For 
3.1  Appoint Statutory Auditor Aoi, Katsuhisa    Mgmt    For  For 
3.2  Appoint Statutory Auditor Tomosawa, Fuminori  Mgmt    For  For 
4  Approve Takeover Defense Plan (Poison Pill)  Mgmt    For  Against 
 
Toto Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
5332  29-Jun-11  Japan  J90268103  Annual  31-Mar-11  441,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Amend Articles To Clarify Terms of Alternate Statutory  Mgmt    For  Against 
  Auditors - Decrease Maximum Board Size           
2.1  Elect Director Kise, Teruo    Mgmt    For  For 
2.2  Elect Director Harimoto, Kunio    Mgmt    For  For 
2.3  Elect Director Ito, Kenji      Mgmt    For  For 
2.4  Elect Director Hasunuma, Akio    Mgmt    For  For 
2.5  Elect Director Saruwatari, Tatsuhiko    Mgmt    For  For 
2.6  Elect Director Tabata, Hiromichi    Mgmt    For  For 
2.7  Elect Director Shigematsu, Toshifumi    Mgmt    For  For 
2.8  Elect Director Nakazato, Shinichiro    Mgmt    For  For 
2.9  Elect Director Kariu, Nobuyasu    Mgmt    For  For 
2.10  Elect Director Furube, Kiyoshi    Mgmt    For  For 
2.11  Elect Director Yamada, Shunji    Mgmt    For  For 
2.12  Elect Director Kitamura, Madoka    Mgmt    For  For 
2.13  Elect Director Yamamoto, Kazumoto    Mgmt    For  For 
2.14  Elect Director Otoshi, Takuma    Mgmt    For  For 
3.1  Appoint Statutory Auditor Hirota, Yozo    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

3.2  Appoint Statutory Auditor Takemoto, Masamichi    Mgmt  For  For 
4  Appoint Alternate Statutory Auditor Miyano, Tsutomu    Mgmt  For  For 
5  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Directors             
6  Amend Stock Option Plan Approved at 2007 AGM    Mgmt  For  For 
7  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Statutory Auditors             
 
Zeon Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4205  29-Jun-11  Japan  J56644123  Annual  31-Mar-11  387,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 6  Mgmt  For  For 
2  Amend Articles To Indemnify Directors      Mgmt  For  For 
3.1  Elect Director Furukawa, Naozumi      Mgmt  For  For 
3.2  Elect Director Minami, Tadayuki      Mgmt  For  For 
3.3  Elect Director Arakawa, Kohei      Mgmt  For  For 
3.4  Elect Director Fushimi, Yoshimasa      Mgmt  For  For 
3.5  Elect Director Tanaka, Kimiaki      Mgmt  For  For 
3.6  Elect Director Oshima, Masayoshi      Mgmt  For  For 
3.7  Elect Director Takegami, Hiroshi      Mgmt  For  For 
3.8  Elect Director Hasegawa, Jun      Mgmt  For  For 
3.9  Elect Director Hirakawa, Hiroyuki      Mgmt  For  For 
3.10  Elect Director Ito, Kei        Mgmt  For  For 
3.11  Elect Director Ito, Haruo      Mgmt  For  For 
4.1  Appoint Statutory Auditor Okada, Seiichi      Mgmt  For  For 
4.2  Appoint Statutory Auditor Nagumo, Tadanobu    Mgmt  For  Against 
4.3  Appoint Statutory Auditor Mori, Nobuhiro      Mgmt  For  Against 
5  Approve Takeover Defense Plan (Poison Pill)    Mgmt  For  Against 
 
Gazprom OAO

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  30-Jun-11  Russia  X7204C106  Annual  12-May-11  1,487,888  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Annual Report        Mgmt  For  For 
2  Approve Financial Statements      Mgmt  For  For 
3  Approve Allocation of Income      Mgmt  For  For 
4  Approve Dividends of RUB 3.85 per Share    Mgmt  For  For 
5  Ratify ZAO PricewaterhouseCoopers as Auditor    Mgmt  For  For 
6  Amend Charter        Mgmt  For  For 
7  Approve Remuneration of Directors      Mgmt  For  Against 
8  Approve Remuneration of Members of Audit Commission    Mgmt  For  For 
  Approve 123 Related-Party Transactions      Mgmt     
9.1  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Agreements             
9.2  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Agreements             
9.3  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Agreements             
9.4  Approve Related-Party Transaction with State Corporation 'Bank  Mgmt  For  For 
  for Development and Foreign Economic Affairs         
  (Vnesheconombank)' Re: Loan Agreements         
9.5  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Facility Agreement           
9.6  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Facility Agreement           
9.7  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Facility Agreement             
9.8  Approve Related-Party Transaction with OAO Bank Rossiya Re:  Mgmt  For  For 
  Loan Facility Agreement           
9.9  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Transfer of Funds           
9.10  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on       
  Transfer of Funds             
9.11  Approve Related-Party Transaction with OAO Gazprombank,  Mgmt  For  For 
  OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya       
  Re: Agreements on Using Electronic Payments System         
 
9.12  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Foreign Currency Purchase/Sale         

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.13  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.14  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Agreement on Guarantees to Tax Authorities       
 
9.15  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.16  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Surgutsky Condensate Stabilization Plant       
 
9.17  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Temporary Possession and Use of       
  Wells and Equipment within Eastern Segment of Orenburgskoye       
  Oil and Gas-condensate Field       
 
9.18  Approve Related-Party Transaction with DOAO Tsentrenergogaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of Building       
  and Equipment       
 
9.19  Approve Related-Party Transaction with OAO Tsentrgaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Preventative       
  Clinic Facilities       
 
9.20  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Experimental Prototypes of Gas-using Equipment Located in       
  Rostov and Kemerovo Regions       
 
9.21  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Non-residential       
  Premises       
 
9.22  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Neftekhim Salavat Re: Agreement on Temporary Possession and       
  Use of Gas Condensate Pipeline       
 
9.23  Approve Related-Party Transaction with OAO Vostokgazprom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.24  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Special-Purpose Communications Installation       
 
9.25  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.26  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Temporary Possession and Use of       
  Software and Hardware Solutions       
 
9.27  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       
 
9.28  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Temporary Possession and Use of ERP       
  Software and Equipment Complex       
 
9.29  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.30  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsiya Re: Agreement on Temporary Possession and       
  Use of Software and Hardware Solutions       
 
9.31  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Temporary Possession and Use       
  of ERP Software and Equipment Complex       
 
9.32  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of       
  Communications Facilities       
 
9.33  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Temporary Possession       
  and Use of Property Complex of Gas Distribution System       
 
9.34  Approve Related-Party Transaction with OAO Druzhba Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Druzhba Vacation Center       
 
9.35  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Guarantee Agreements to Customs Authorities       
 
9.36  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.37  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.38  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.39  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.40  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.41  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Sale of Commercial Products Owned by       
  Gazprom       
 
9.42  Approve Related-Party Transaction with ZAO Northgas Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.43  Approve Related-Party Transaction with OAO Severneftegazprom  Mgmt  For  For 
  Re: Agreement on Delivery of Gas       
 
9.44  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Delivery of Crude Oil       
 
9.45  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.46  Approve Related-Party Transaction with OAO Tomskgazprom Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.47  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.48  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.49  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.50  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Arranging of Injection and Storage of Gas       
 
9.51  Approve Related-Party Transaction with a/s Latvijas Gaze Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.52  Approve Related-Party Transaction with AB Lietuvos Dujos Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.53  Approve Related-Party Transaction with UAB Kauno  Mgmt  For  For 
  Termofikacijos Elektrine Re: Agreement on Purchase of Gas       
 
9.54  Approve Related-Party Transaction with MoldovaGaz SA Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.55  Approve Related-Party Transaction with KazRosGaz LLP Re:  Mgmt  For  For 
  Agreement on Sale of Gas       
 
9.56  Approve Related-Party Transaction with GAZPROM Germania  Mgmt  For  For 
  GmbH Re: Agreement on Transportation of Gas       
 
9.57  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.58  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Start-Up and Commissioning Work       
 
9.59  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Start-Up and Commissioning       
  Work       
 
9.60  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.61  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsia Re: Agreement on Provision of Services Related to       
  Supplies of Well Repair Equipment for Gazprom's Specialized       
  Subsidiaries       
 
9.62  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Investment Projects       
 
9.63  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.64  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Investment Projects       
 
9.65  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Investment Projects       
 
9.66  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.67  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Investment Projects       
 
9.68  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.69  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Property Insurance       
 
9.70  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Life, Health, and Individual Property Insurance       
 
9.71  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.72  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.73  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Liability Insurance to Members of Board of       
  Directors and Management Board       

 



Vote Summary Report       
 
Report was run from: 7/1/10 to 6/30/11       
 
Location(s): Principal Global Investors       
 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
 
9.74  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance in Connection with Customs Operations       
 
 
9.75  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Transporation Vehicle Owned by       
  OAO Gazprom       
 
9.76  Approve Related-Party Transaction with Multiple Parties Re:  Mgmt  For  For 
  Agreeements on Arranging Stocktaking of Property       
 
9.77  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.78  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Cost Analysis of Design and Surveying Works       
  for OAO Gazprom       
 
9.79  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreements on Implementation of Programs for Scientific       
  and Technical Cooperation       
 
9.80  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.81  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.82  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.83  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.84  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.85  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.86  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Maintaining Information Portal for Office for       
  Conversion to Gas Services and Gas Uses       
 
9.87  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.88  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Preparation of Proposals to Enlist Partner       
  Companies in Development of Hydrocarbon Fields       
 
 
9.89  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.90  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Services Regarding Conduct of Analysis and       
  Preparation of Proposals       
 
9.91  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.92  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.93  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.94  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.95  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.96  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.97  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.98  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.99  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.100  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.101  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.102  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.103  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.104  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.105  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.106  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.107  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.108  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.109  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Transfer of Inclusive Invention Rights       
 
9.110  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services Regarding Conversion of       
  Russian Federation's Regions to Use of Gas       
 
9.111  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Updating Information       
 
 
9.112  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Production of       
  Reference Book in Legislative and Other Legal Regulation of Gas       
  Distribution Operations       
 
9.113  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Consulting Services       
 
9.114  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Provision of Services       
  Regarding Production of Report on Rehabilitation of Facilities       
  Constituting Part of Moscow Gas Pipeline Ring       
 
9.115  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Organization and Conduct       
  of Conference on Distribution and Consumption of Gas       

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
9.116  Approve Related-Party Transaction with ZAO Yamalgazinvest,  Mgmt  For  For 
  ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and       
  Gazpromipoteka Foundation Re: License to Use OAO Gazprom's       
  Trademarks       
9.117  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  License to Use OAO Gazprom's Trademarks       
9.118  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re:       
  License to Use OAO Gazprom's Trademarks       
9.119  Approve Related-Party Transaction with Gazprom EP  Mgmt  For  For 
  International B.V. Re: License to Use OAO Gazprom's       
  Trademarks       
9.120  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreements on Delivery of Gas       
9.121  Approve Related-Party Transaction with OOO Beltransgaz Re:  Mgmt  For  For 
  Agreements on Sale/Purchase of Gas       
9.122  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreements on Temporary Possession and Use of Railway Line       
9.123  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Guarantees to Customs Authorities       
  Elect 11 Directors by Cumulative Voting  Mgmt     
10.1  Elect Andrey Akimov as Director  Mgmt  None  Against 
10.2  Elect Alexandr Ananenkov as Director  Mgmt  For  Against 
10.3  Elect Farit Gazizullin as Director  Mgmt  None  Against 
10.4  Elect Viktor Zubkov as Director  Mgmt  None  Against 
10.5  Elect Elena Karpel as Director  Mgmt  For  Against 
10.6  Elect Aleksey Miller as Director  Mgmt  For  Against 
10.7  Elect Valery Musin as Director  Mgmt  None  For 
10.8  Elect Elvira Nabiullina as Director  Mgmt  None  Against 
10.9  Elect Mikhail Sereda as Director  Mgmt  For  Against 
10.10  Elect Sergey Shmatko as Director  Mgmt  None  Against 
10.11  Elect Igor Yusufov as Director  Mgmt  None  Against 
  Elect Nine Members of Audit Commission  Mgmt     
11.1  Elect Dmitry Arkhipov as Member of Audit Commission  Mgmt  None  For 
11.2  Elect Andrey Belobrov as Member of Audit Commission  Mgmt  None  Against 
11.3  Elect Vadim Bikulov as Member of Audit Commission  Mgmt  None  For 
11.4  Elect Aleksey Mironov as Member of Audit Commission  Mgmt  None  Against 
11.5  Elect Lidiya Morozova as Member of Audit Commission  Mgmt  None  Against 
11.6  Elect Anna Nesterova as Member of Audit Commission  Mgmt  None  Against 
11.7  Elect Yury Nosov as Member of Audit Commission  Mgmt  None  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

11.8  Elect Karen Oganyan as Member of Audit Commission  Mgmt  None  Against 
11.9  Elect Konstantin Pesotsky as Member of Audit Commission  Mgmt  None  For 
11.10  Elect Maria Tikhonova as Member of Audit Commission  Mgmt  None  For 
11.11  Elect Aleksandr Yugov as Member of Audit Commission  Mgmt  None  For 
        Vote 
    Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders  Mgmt     
1  Approve Annual Report  Mgmt  For  For 
2  Approve Financial Statements  Mgmt  For  For 
3  Approve Allocation of Income  Mgmt  For  For 
4  Approve Dividends of RUB 3.85 per Share  Mgmt  For  For 
5  Ratify ZAO PricewaterhouseCoopers as Auditor  Mgmt  For  For 
6  Amend Charter  Mgmt  For  For 
7  Approve Remuneration of Directors  Mgmt  For  Against 
8  Approve Remuneration of Members of Audit Commission  Mgmt  For  For 
  Approve 123 Related-Party Transactions  Mgmt     
9.1  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Agreements       
9.2  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Agreements       
9.3  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Agreements       
9.4  Approve Related-Party Transaction with State Corporation 'Bank  Mgmt  For  For 
  for Development and Foreign Economic Affairs       
  (Vnesheconombank)' Re: Loan Agreements       
9.5  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Facility Agreement       
9.6  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Facility Agreement       
9.7  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Facility Agreement       
9.8  Approve Related-Party Transaction with OAO Bank Rossiya Re:  Mgmt  For  For 
  Loan Facility Agreement       
9.9  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Transfer of Funds       
9.10  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on       
  Transfer of Funds       
9.11  Approve Related-Party Transaction with OAO Gazprombank,  Mgmt  For  For 
  OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya       
  Re: Agreements on Using Electronic Payments System       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.12  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Foreign Currency Purchase/Sale       
 
9.13  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.14  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Agreement on Guarantees to Tax Authorities       
 
9.15  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.16  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Surgutsky Condensate Stabilization Plant       
 
9.17  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Temporary Possession and Use of       
  Wells and Equipment within Eastern Segment of Orenburgskoye       
  Oil and Gas-condensate Field       
 
9.18  Approve Related-Party Transaction with DOAO Tsentrenergogaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of Building       
  and Equipment       
 
9.19  Approve Related-Party Transaction with OAO Tsentrgaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Preventative       
  Clinic Facilities       
 
9.20  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Experimental Prototypes of Gas-using Equipment Located in       
  Rostov and Kemerovo Regions       
 
9.21  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Non-residential       
  Premises       
 
9.22  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Neftekhim Salavat Re: Agreement on Temporary Possession and       
  Use of Gas Condensate Pipeline       
 
9.23  Approve Related-Party Transaction with OAO Vostokgazprom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.24  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Special-Purpose Communications Installation       
 
9.25  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.26  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Temporary Possession and Use of       
  Software and Hardware Solutions       
 
9.27  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       
 
9.28  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Temporary Possession and Use of ERP       
  Software and Equipment Complex       
 
9.29  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.30  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsiya Re: Agreement on Temporary Possession and       
  Use of Software and Hardware Solutions       
 
9.31  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Temporary Possession and Use       
  of ERP Software and Equipment Complex       
 
9.32  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of       
  Communications Facilities       
 
9.33  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Temporary Possession       
  and Use of Property Complex of Gas Distribution System       
 
9.34  Approve Related-Party Transaction with OAO Druzhba Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Druzhba Vacation Center       
 
9.35  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Guarantee Agreements to Customs Authorities       
 
9.36  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.37  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.38  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.39  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.40  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.41  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Sale of Commercial Products Owned by       
  Gazprom       
 
9.42  Approve Related-Party Transaction with ZAO Northgas Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.43  Approve Related-Party Transaction with OAO Severneftegazprom  Mgmt  For  For 
  Re: Agreement on Delivery of Gas       
 
9.44  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Delivery of Crude Oil       
 
9.45  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.46  Approve Related-Party Transaction with OAO Tomskgazprom Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.47  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.48  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.49  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.50  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Arranging of Injection and Storage of Gas       
 
9.51  Approve Related-Party Transaction with a/s Latvijas Gaze Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.52  Approve Related-Party Transaction with AB Lietuvos Dujos Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.53  Approve Related-Party Transaction with UAB Kauno  Mgmt  For  For 
  Termofikacijos Elektrine Re: Agreement on Purchase of Gas       
 
9.54  Approve Related-Party Transaction with MoldovaGaz SA Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.55  Approve Related-Party Transaction with KazRosGaz LLP Re:  Mgmt  For  For 
  Agreement on Sale of Gas       
 
9.56  Approve Related-Party Transaction with GAZPROM Germania  Mgmt  For  For 
  GmbH Re: Agreement on Transportation of Gas       
 
9.57  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.58  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Start-Up and Commissioning Work       
 
9.59  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Start-Up and Commissioning       
  Work       
 
9.60  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.61  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsia Re: Agreement on Provision of Services Related to       
  Supplies of Well Repair Equipment for Gazprom's Specialized       
  Subsidiaries       
 
9.62  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Investment Projects       
 
9.63  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.64  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Investment Projects       
 
9.65  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Investment Projects       
 
9.66  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.67  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Investment Projects       
 
9.68  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.69  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Property Insurance       
 
9.70  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Life, Health, and Individual Property Insurance       
 
9.71  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.72  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.73  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Liability Insurance to Members of Board of       
  Directors and Management Board       

 



Vote Summary Report       
 
Report was run from: 7/1/10 to 6/30/11       
 
Location(s): Principal Global Investors       
 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
 
9.74  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance in Connection with Customs Operations       
 
 
9.75  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Transporation Vehicle Owned by       
  OAO Gazprom       
 
9.76  Approve Related-Party Transaction with Multiple Parties Re:  Mgmt  For  For 
  Agreeements on Arranging Stocktaking of Property       
 
9.77  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.78  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Cost Analysis of Design and Surveying Works       
  for OAO Gazprom       
 
9.79  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreements on Implementation of Programs for Scientific       
  and Technical Cooperation       
 
9.80  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.81  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.82  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.83  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.84  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.85  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.86  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Maintaining Information Portal for Office for       
  Conversion to Gas Services and Gas Uses       
 
9.87  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.88  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Preparation of Proposals to Enlist Partner       
  Companies in Development of Hydrocarbon Fields       
 
 
9.89  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.90  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Services Regarding Conduct of Analysis and       
  Preparation of Proposals       
 
9.91  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.92  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.93  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.94  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

9.95  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.96  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.97  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.98  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.99  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.100  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.101  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.102  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.103  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.104  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.105  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.106  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.107  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.108  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.109  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Transfer of Inclusive Invention Rights       
 
9.110  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services Regarding Conversion of       
  Russian Federation's Regions to Use of Gas       
 
9.111  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Updating Information       
 
 
9.112  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Production of       
  Reference Book in Legislative and Other Legal Regulation of Gas       
  Distribution Operations       
 
9.113  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Consulting Services       
 
9.114  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Provision of Services       
  Regarding Production of Report on Rehabilitation of Facilities       
  Constituting Part of Moscow Gas Pipeline Ring       
 
9.115  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Organization and Conduct       
  of Conference on Distribution and Consumption of Gas       

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
9.116  Approve Related-Party Transaction with ZAO Yamalgazinvest,  Mgmt  For  For 
  ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and       
  Gazpromipoteka Foundation Re: License to Use OAO Gazprom's       
  Trademarks       
9.117  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  License to Use OAO Gazprom's Trademarks       
9.118  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re:       
  License to Use OAO Gazprom's Trademarks       
9.119  Approve Related-Party Transaction with Gazprom EP  Mgmt  For  For 
  International B.V. Re: License to Use OAO Gazprom's       
  Trademarks       
9.120  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreements on Delivery of Gas       
9.121  Approve Related-Party Transaction with OOO Beltransgaz Re:  Mgmt  For  For 
  Agreements on Sale/Purchase of Gas       
9.122  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreements on Temporary Possession and Use of Railway Line       
9.123  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Guarantees to Customs Authorities       
  Elect 11 Directors by Cumulative Voting  Mgmt     
10.1  Elect Andrey Akimov as Director  Mgmt  None  Against 
10.2  Elect Alexandr Ananenkov as Director  Mgmt  For  Against 
10.3  Elect Farit Gazizullin as Director  Mgmt  None  Against 
10.4  Elect Viktor Zubkov as Director  Mgmt  None  Against 
10.5  Elect Elena Karpel as Director  Mgmt  For  Against 
10.6  Elect Aleksey Miller as Director  Mgmt  For  Against 
10.7  Elect Valery Musin as Director  Mgmt  None  For 
10.8  Elect Elvira Nabiullina as Director  Mgmt  None  Against 
10.9  Elect Mikhail Sereda as Director  Mgmt  For  Against 
10.10  Elect Sergey Shmatko as Director  Mgmt  None  Against 
10.11  Elect Igor Yusufov as Director  Mgmt  None  Against 
  Elect Nine Members of Audit Commission  Mgmt     
11.1  Elect Dmitry Arkhipov as Member of Audit Commission  Mgmt  None  For 
11.2  Elect Andrey Belobrov as Member of Audit Commission  Mgmt  None  Do Not Vote 
11.3  Elect Vadim Bikulov as Member of Audit Commission  Mgmt  None  For 
11.4  Elect Aleksey Mironov as Member of Audit Commission  Mgmt  None  Do Not Vote 
11.5  Elect Lidiya Morozova as Member of Audit Commission  Mgmt  None  Do Not Vote 
11.6  Elect Anna Nesterova as Member of Audit Commission  Mgmt  None  Do Not Vote 
11.7  Elect Yury Nosov as Member of Audit Commission  Mgmt  None  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

11.8  Elect Karen Oganyan as Member of Audit Commission    Mgmt  None  Do Not Vote 
11.9  Elect Konstantin Pesotsky as Member of Audit Commission  Mgmt  None  For 
11.10  Elect Maria Tikhonova as Member of Audit Commission    Mgmt  None  For 
11.11  Elect Aleksandr Yugov as Member of Audit Commission    Mgmt  None  For 
 
Gazprom OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  30-Jun-11  Russia  X7204C106  Special  12-May-11  743,944  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Early Termination of Powers of Board of Directors  Mgmt  For  For 
  Elect 11 Directors by Cumulative Voting      Mgmt     
2.1  Elect Andrey Akimov as Director      Mgmt  None  Against 
2.2  Elect Aleksandr Ananenkov as Director      Mgmt  For  Against 
2.3  Elect Farit Gazizullin as Director      Mgmt  None  Against 
2.4  Elect Elena Karpel as Director      Mgmt  For  Against 
2.5  Elect Timur Kulibayev as Director      Mgmt  None  Against 
2.6  Elect Viktor Martynov as Director      Mgmt  None  Against 
2.7  Elect Vladimir Mau as Director      Mgmt  None  Against 
2.8  Elect Aleksey Miller as Director      Mgmt  For  Against 
2.9  Elect Valery Musin as Director      Mgmt  None  For 
2.10  Elect Mikhail Sereda as Director      Mgmt  For  Against 
2.11  Elect Igor Yusufov as Director      Mgmt  None  Against 
2.12  Elect Viktor Zubkov as Director      Mgmt  None  Against 
 
Powszechny Zaklad Ubezpieczen SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  30-Jun-11  Poland  X6919T107  Annual  14-Jun-11  6,745  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
1  Open Meeting  Mgmt     
2  Elect Meeting Chairman  Mgmt  For  For 
3  Acknowledge Proper Convening of Meeting  Mgmt     
4  Approve Agenda of Meeting  Mgmt  For  For 
5  Receive Financial Statements  Mgmt     
6  Receive Management Board Report on Company's Operations in  Mgmt     
  Fiscal 2010       
7  Receive Consolidated Financial Statements  Mgmt     
8  Receive Management Board Report on Group's Operations in  Mgmt     
  Fiscal 2010       
9  Receive Supervisory Board Report on Board's Review of Financial  Mgmt     
  Statements, Management Board Report on Company's       
  Operations in Fiscal 2010, and Management Board Proposal on       
  Allocation of Income       
10  Receive Supervisory Board Report on Board's Work in Fiscal  Mgmt     
  2010       
11  Approve Financial Statements  Mgmt  For  For 
12  Approve Management Board Report on Company's Operations in  Mgmt  For  For 
  Fiscal 2010       
13  Approve Consolidated Financial Statements  Mgmt  For  For 
14  Approve Management Board Report on Group's Operations in  Mgmt  For  For 
  Fiscal 2010       
15  Receive Management Board Report on Company's Dividend  Mgmt     
  Policy       
16  Approve Allocation of Income and Dividends of PLN 26 per Share  Mgmt  For  For 
 
17.1  Approve Discharge of Przemyslaw Dabrowski (Management  Mgmt  For  For 
  Board Member)       
17.2  Approve Discharge of Dariusz Filar (Management Board Member)  Mgmt  For  For 
 
17.3  Approve Discharge of Witold Jaworski (Management Board  Mgmt  For  For 
  Member)       
17.4  Approve Discharge of Andrzej Klesyk (Management Board  Mgmt  For  For 
  Member)       
17.5  Approve Discharge of Rafal Stankiewicz (Management Board  Mgmt  For  For 
  Member)       
18.1  Approve Discharge of Alfred Biec (Supervisory Board Member)  Mgmt  For  For 
18.2  Approve Discharge of Zbigniew Cwiakalski (Supervisory Board  Mgmt  For  For 
  Member)       
18.3  Approve Discharge of Krzysztof Dresler (Supervisory Board  Mgmt  For  For 
  Member)       
18.4  Approve Discharge of Dariusz Filar (Supervisory Board Member)  Mgmt  For  For 
 
18.5  Approve Discharge of Tomasz Gruszecki (Supervisory Board  Mgmt  For  For 
  Member)       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PIF INTERNATIONAL FUND I EMMK         
 
18.6  Approve Discharge of Piotr Maciej Kaminski (Supervisory Board  Mgmt  For  For 
  Member)             
18.7  Approve Discharge of Waldemar Maj (Supervisory Board    Mgmt  For  For 
  Member)             
18.8  Approve Discharge of Marcin Majeranowski (Supervisory Board  Mgmt  For  For 
  Member)             
18.9  Approve Discharge of Grazyna Piotrowska-Oliwa (Supervisory  Mgmt  For  For 
  Board Member)             
18.10  Approve Discharge of Marzena Piszczek (Supervisory Board  Mgmt  For  For 
  Member)             
18.11  Approve Discharge of Tomasz Przeslawski (Supervisory Board  Mgmt  For  For 
  Member)             
18.12  Approve Discharge of Jurgen B. J. Stegmann (Supervisory Board  Mgmt  For  For 
  Member)             
18.13  Approve Discharge of Marco Vet (Supervisory Board Member)  Mgmt  For  For 
19  Fix Number of Supervisory Board Members    Mgmt  For  For 
20  Elect Supervisory Board Member(s)      Mgmt  For  For 
21  Appoint General Meeting's Proxy to Fulfill Informational    Mgmt  For  For 
  Requirement Resulting from Law on Insurance Activity         
22  Close Meeting        Mgmt     
 
 
RusHydro JSC
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HYDR  30-Jun-11  Russia  X2393H107  Annual  23-May-11  1  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for GDR Holders      Mgmt     
1  Approve Annual Report and Financial Statements    Mgmt  For  For 
2  Approve Allocation of Income and Dividends of RUB 0.00860091  Mgmt  For  For 
  per Share             
  Elect 13 Directors by Cumulative Voting      Mgmt     
3.1  Elect Anatoly Ballo as Director      Mgmt  None  Against 
3.2  Elect Sergey Beloborodov as Director      Mgmt  None  Against 
3.3  Elect Viktor Danilov-Danilyan as Director      Mgmt  None  Against 
3.4  Elect Yevgeny Dod as Director      Mgmt  None  Against 
3.5  Elect Viktor Zimin as Director      Mgmt  None  Against 
3.6  Elect Boris Kovalchuk as Director      Mgmt  None  Against 
3.7  Elect Viktor Kudryavy as Director      Mgmt  None  For 

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PIF INTERNATIONAL FUND I EMMK       
 
3.8  Elect Grigory Kurtsev as Director  Mgmt  None  Against 
3.9  Elect Viktor Lebedev as Director  Mgmt  None  Against 
3.10  Elect Andrey Malyshev as Director  Mgmt  None  Against 
3.11  Elect Mikhail Poluboyarinov as Director  Mgmt  None  Against 
3.12  Elect Marina Seliverstova as Director  Mgmt  None  Against 
3.13  Elect Vladimir Tatsy as Director  Mgmt  None  Against 
3.14  Elect Rashid Sharipov as Director  Mgmt  None  Against 
3.15  Elect Sergey Shmatko as Director  Mgmt  None  Against 
3.16  Elect Sergey Shishin as Director  Mgmt  None  Against 
  Elect Five Members of Audit Commission  Mgmt     
4.1  Elect Oleg Azhimov as Member of Audit Commission  Mgmt  For  Against 
4.2  Elect Dmitry Gerevoy as Member of Audit Commission  Mgmt  For  Against 
4.3  Elect Andrey Kolyada as Member of Audit Commission  Mgmt  For  For 
4.4  Elect Andrey Kochanov as Member of Audit Commission  Mgmt  For  Against 
4.5  Elect Valentin Kudryashov as Member of Audit Commission  Mgmt  For  Against 
4.6  Elect Yelena Litvina as Member of Audit Commission  Mgmt  For  Against 
4.7  Elect Maria Tikhonova as Member of Audit Commission  Mgmt  For  For 
4.8  Elect Aleksandr Yugov as Member of Audit Commission  Mgmt  For  For 
5  Ratify ZAO HLB Vneshaudit as Auditor  Mgmt  For  For 
6  Approve Remuneration of Directors  Mgmt  For  For 
7  Determine Quantity, Nominal Value, Type, and Rights of  Mgmt  For  For 
  Company's Outstanding Shares in Connection with Increase in       
  Authorized Capital       
8  Approve New Edition of Charter  Mgmt  For  For 
9  Approve Increase in Share Capital via Issuance of 89 Billion  Mgmt  For  For 
  Shares with Preemptive Rights       
10  Amend Regulations on Board of Directors  Mgmt  For  For 
  Approve Related-Party Transactions  Mgmt     
11.1  Approve Related-Party Transactions Re: Acquisition of Common  Mgmt  For  For 
  Shares in OAO Inter RAO UES via Closed Subscription       
11.2  Approve Related-Party Transaction Re: Acquisition of 40-Percent  Mgmt  For  For 
  Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO       
  UES       
11.3  Approve Related-Party Transactions with OAO VTB Bank Re:  Mgmt  For  For 
  Deposit Agreements       
11.4  Approve Related-Party Transactions with OAO VTB Bank Re:  Mgmt  For  For 
  Establishment of Fixed Balance Accounts       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PIF INTERNATIONAL FUND I EMMK 

 

11.5  Approve Related-Party Transactions with OAO VTB Bank Re:  Mgmt  For  For 
  Overdraft Credit Accounts       
 
11.6  Approve Related-Party Transactions with OAA VTB Bank Re:  Mgmt  For  For 
  Credit Line Agreements       
 
11.7  Approve Related-Party Transaction with OAO VTB Bank Re: Loan  Mgmt  For  For 
  Agreements       
 
11.8  Approve Related-Party Transactions with OAO VTB Bank Re:  Mgmt  For  For 
  Loan Guarantee Agreements       
 
11.9  Approve Related-Party Transactions with OAO VTB Bank Re:  Mgmt  For  For 
  Opening of Credit Guarantee Facility       
 
11.10  Approve Related-Party Transactions with OAO VTB Bank Re:  Mgmt  For  For 
  Remote Banking Services       

 



FUND: Principal Funds, Inc. – Diversified Real Asset Fund       
SUB-ADVISOR: BlackRock Financial Management, Inc.       
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND: Principal Funds, Inc. – Diversified Real Asset Fund       
SUB-ADVISOR: Credit Suisse Asset Management, LLC       
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



           
FUND: Principal Funds Inc - Diversified Real Asset Fund         
SUB-ADVISOR:  Jennison Associates LLC
Date of fiscal year end: 06/30/2011           
In all markets, for all statuses, for           
Key-           
 
Adecoagro S.A.           
Ticker  Security ID:  Meeting Date  Meeting Status 
AGRO  CUSIP9 L00849106  04/20/2011    Voted   
Meeting Type  Country of Trade         
Annual  United States         
Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
          Mgmt 
1  Consolidated Accounts and  Mgmt  For  For  For 
  Reports         
2  Accounts and Reports  Mgmt  For  For  For 
3  Allocation of Profits/Dividends  Mgmt  For  For  For 
4  Ratification of Board Acts  Mgmt  For  For  For 
5  Director's Fees  Mgmt  For  For  For 
6  Appointment of Auditor  Mgmt  For  For  For 
 
 
Advantage Oil & Gas Ltd.           
Ticker  Security ID:  Meeting Date  Meeting Status 
AAV  CINS 00765F101  05/25/2011    Voted   
Meeting Type  Country of Trade         
Annual  Canada         
Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
          Mgmt 
1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
2  Board Size  Mgmt  For  For  For 
3  Elect Stephen Balog  Mgmt  For  For  For 
4  Elect Kelly Drader  Mgmt  For  For  For 
5  Elect Paul Haggis  Mgmt  For  For  For 
6  Elect John Howard  Mgmt  For  For  For 
7  Elect Andy Mah  Mgmt  For  For  For 
8  Elect Ronald McIntosh  Mgmt  For  For  For 
9  Elect Sheila O'Brien  Mgmt  For  For  For 
10  Elect Carol Pennycook  Mgmt  For  For  For 
11  Elect Steven Sharpe  Mgmt  For  For  For 
12  Appointment of Auditor and  Mgmt  For  For  For 
  Authority to Set Fees         

 



AFRICAN RAINBOW             
MINERALS LTD             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ARI-ZA  CUSIP S01680107  12/03/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  South Africa         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Financial  Mgmt  For  For  For 
    Statements/Reports         
  2  Elect/Appoint Director  Mgmt  For  For  For 
  3  Elect/Appoint Director  Mgmt  For  Abstain  Against 
  4  Elect/Appoint Director  Mgmt  For  For  For 
  5  Elect/Appoint Director  Mgmt  For  For  For 
  6  Elect/Appoint Director  Mgmt  For  Abstain  Against 
  7  Elect/Appoint Director  Mgmt  For  Abstain  Against 
  8  Approve  Mgmt  For  For  For 
    Appointment/Remuneration of         
    Auditors         
  9  Increase Directors'  Mgmt  For  Abstain  Against 
    Remuneration         
  10  Increase Directors'  Mgmt  For  Abstain  Against 
    Remuneration         
  11  Increase Directors'  Mgmt  For  Abstain  Against 
    Remuneration         
  12  Approve Directors'  Mgmt  For  Abstain  Against 
    Remuneration         
  13  Amend Stock Plan  Mgmt  For  Abstain  Against 
  14  Amend Stock Plan  Mgmt  For  Abstain  Against 
  15  Authorize Board to Act on  Mgmt  For  For  For 
    Matters Adopted by         
    Shareholders         
 
 
Agnico-Eagle Mines Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  AEM  CUSIP9 008474108  04/29/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Leanne Baker  Mgmt  For  For  For 
  1.2  Elect Douglas Beaumont  Mgmt  For  For  For 
  1.3  Elect Sean Boyd  Mgmt  For  For  For 
  1.4  Elect Martine Celej  Mgmt  For  For  For 
  1.5  Elect Clifford Davis  Mgmt  For  For  For 

 



  1.6  Elect Robert Gemmell  Mgmt  For  For  For 
  1.7  Elect Bernard Kraft  Mgmt  For  For  For 
  1.8  Elect Mel Leiderman  Mgmt  For  For  For 
  1.9  Elect James Nasso  Mgmt  For  For  For 
  1.10  Elect Sean Riley  Mgmt  For  For  For 
  1.11  Elect J. Merfyn Roberts  Mgmt  For  For  For 
  1.12  Elect Eberhard Scherkus  Mgmt  For  For  For 
  1.13  Elect Howard Stockford  Mgmt  For  For  For 
  1.14  Elect Pertti Voutilainen  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  3  Amendment to the Stock  Mgmt  For  For  For 
    Option Plan         
  4  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
 
 
Alacer Gold Limited (fka             
Anatolia Minerals             
Development Limited)             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ASR  CINS 010679108  06/02/2011    Voted   
  Meeting Type  Country of Trade         
  Mix  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Robert Reynolds  Mgmt  For  For  For 
  3  Elect Timothy Haddon  Mgmt  For  For  For 
  4  Elect Richard Graff  Mgmt  For  For  For 
  5  Elect Edward Dowling, Jr.  Mgmt  For  For  For 
  6  Elect Jay Kellerman  Mgmt  For  For  For 
  7  Elect Rohan Williams  Mgmt  For  For  For 
  8  Elect Stephanie Unwin  Mgmt  For  For  For 
  9  Elect David Quinlivan  Mgmt  For  For  For 
  10  Elect Jan Castro  Mgmt  For  For  For 
  11  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Auditor's Fees         
  12  RSU Plans  Mgmt  For  For  For 
  13  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  14  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 

 



Alcoa Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  AA  CUSIP9 013817101  05/06/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Klaus Kleinfeld  Mgmt  For  For  For 
  2  Elect James Owens  Mgmt  For  For  For 
  3  Elect Ratan Tata  Mgmt  For  For  For 
  4  Ratification of Auditor  Mgmt  For  For  For 
  5  ADVISORY VOTE ON  Mgmt  For  Against  Against 
    EXECUTIVE         
    COMPENSATION         
  6  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  7  Annual Cash Incentive Plan  Mgmt  For  For  For 
  8  Elimination of Supermajority  Mgmt  For  For  For 
Requirement Relating to Fair
    Price Protection         
  9  Elimination of Supermajority  Mgmt  For  For  For 
Requirement Relating to the
    Board of Directors         
  10  Elimination of Supermajority  Mgmt  For  For  For 
Requirement Relating to the
    Removal of Directors         
  11  Shareholder Proposal  ShrHoldr  Against  For  Against 
Regarding Right to Act by
    Written Consent         
  12  Shareholder Proposal  ShrHoldr  Against  For  Against 
    Regarding Declassification of         
    the Board         
 
 
Alpha Natural Resources, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ANR  CUSIP9 02076X102  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Michael Quillen  Mgmt  For  For  For 
  1.2  Elect William Crowley, Jr.  Mgmt  For  For  For 
  1.3  Elect Kevin Crutchfield  Mgmt  For  For  For 
  1.4  Elect E. Linn Draper, Jr.  Mgmt  For  For  For 
  1.5  Elect Glenn Eisenberg  Mgmt  For  For  For 
  1.6  Elect P. Michael Giftos  Mgmt  For  For  For 

 



  1.7  Elect Joel Richards, III  Mgmt  For  For  For 
  1.8  Elect James Roberts  Mgmt  For  For  For 
  1.9  Elect Ted Wood  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  4  Ratification of Auditor  Mgmt  For  For  For 
  5  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Pollution Report
 
 
Alpha Natural Resources, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ANR  CUSIP9 02076X102  06/01/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  2  Acquisition  Mgmt  For  For  For 
  3  Right to Adjourn Meeting  Mgmt  For  For  For 
 
 
Anadarko Petroleum             
Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  APC  CUSIP9 032511107  05/17/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect John Butler, Jr.  Mgmt  For  For  For 
  2  Elect Kevin Chilton  Mgmt  For  For  For 
  3  Elect Luke Corbett  Mgmt  For  For  For 
  4  Elect H. Paulett Eberhart  Mgmt  For  For  For 
  5  Elect Preston Geren, III  Mgmt  For  For  For 
  6  Elect John Gordon  Mgmt  For  For  For 
  7  Elect James Hackett  Mgmt  For  For  For 
  8  Ratification of Auditor  Mgmt  For  For  For 
  9  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
  10  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation

 



  11  Shareholder Proposal  ShrHoldr  Against  For  Against 
Regarding Adopting Gender
Identity and Expression Anti-
    Bias Policy         
  12  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Independent Board         
    Chairman         
  13  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Compensation in
the Event of a Change of
    Control         
  14  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Political         
    Contributions and Expenditure         
    Report         
 
 
Anatolia Minerals             
Development Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ANO  CINS 032900102  01/31/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Merger  Mgmt  For  For  For 
  3  Amendment to Share Option  Mgmt  For  For  For 
    Plan         
  4  Waiver of Shareholder Rights'  Mgmt  For  For  For 
    Plan         
  5  Change of Company Name  Mgmt  For  For  For 
 
 
Apache Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  APA  CUSIP9 037411105  05/05/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect G. Steven Farris  Mgmt  For  For  For 
  2  Elect Randolph Ferlic  Mgmt  For  For  For 
  3  Elect A. D. Frazier, Jr.  Mgmt  For  For  For 
  4  Elect John Kocur  Mgmt  For  For  For 
  5  Ratification of Auditor  Mgmt  For  For  For 
  6  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         

 



  7  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  8  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  9  Increase of Preferred Stock  Mgmt  For  Against  Against 
  10  2011 Omnibus Equity  Mgmt  For  For  For 
    Compensation Plan         
 
 
Baker Hughes Incorporated             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  BHI  CUSIP9 057224107  04/28/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Larry Brady  Mgmt  For  For  For 
  1.2  Elect Clarence Cazalot, Jr.  Mgmt  For  For  For 
  1.3  Elect Chad Deaton  Mgmt  For  For  For 
  1.4  Elect Anthony Fernandes  Mgmt  For  For  For 
  1.5  Elect Claire Gargalli  Mgmt  For  For  For 
  1.6  Elect Pierre Jungels  Mgmt  For  For  For 
  1.7  Elect James Lash  Mgmt  For  For  For 
  1.8  Elect J. Larry Nichols  Mgmt  For  For  For 
  1.9  Elect H. John Riley, Jr.  Mgmt  For  For  For 
  1.10  Elect J.W. Stewart  Mgmt  For  For  For 
  1.11  Elect Charles Watson  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Reapproval of Performance  Mgmt  For  For  For 
    Goals under the Annual         
    Incentive Compensation Plan         
  4  Advisory Vote on Executive  Mgmt  For  Abstain  Against 
    Compensation         
  5  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  6  Shareholder Proposal  ShrHoldr  Against  Abstain  N/A 
Regarding Majority Vote for
    Election of Directors         

 



Bankers Petroleum Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  BNK  CINS 066286303  05/24/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Board Size  Mgmt  For  For  For 
  2  Elect Abdel Badwi  Mgmt  For  For  For 
  3  Elect Eric Brown  Mgmt  For  For  For 
  4  Elect Wesley Clark  Mgmt  For  For  For 
  5  Elect Robert Cross  Mgmt  For  For  For 
  6  Elect Jonathan Harris  Mgmt  For  For  For 
  7  Elect Phillip Knoll  Mgmt  For  For  For 
  8  Elect Ian McMurtie  Mgmt  For  For  For 
  9  Elect John Zaozirny  Mgmt  For  For  For 
  10  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  11  Stock Option Plan Renewal  Mgmt  For  For  For 
 
 
BG Group plc             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  BG  CINS G1245Z108  05/12/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United Kingdom         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  For  For  For 
  2  Directors' Remuneration  Mgmt  For  For  For 
    Report         
  3  Allocation of Profits/Dividends  Mgmt  For  For  For 
  4  Elect Fabio de Oliveira  Mgmt  For  For  For 
    Barbosa         
  5  Elect Caio Kock-Weser  Mgmt  For  For  For 
  6  Elect Patrick Thomas  Mgmt  For  For  For 
  7  Elect Peter Backhouse  Mgmt  For  For  For 
  8  Elect Frank Chapman  Mgmt  For  For  For 
  9  Elect Baroness Hogg  Mgmt  For  For  For 
  10  Elect John Hood  Mgmt  For  For  For 
  11  Elect Martin Houston  Mgmt  For  For  For 
  12  Elect Sir David Manning  Mgmt  For  For  For 
  13  Elect Mark Seligman  Mgmt  For  For  For 

 



  14  Elect Philippe Varin  Mgmt  For  For  For 
  15  Elect Sir Robert Wilson  Mgmt  For  For  For 
  16  Appointment of Auditor  Mgmt  For  For  For 
  17  Authority to Set Auditor's Fees  Mgmt  For  For  For 
  18  Authorisation of Political  Mgmt  For  For  For 
    Donations         
  19  Authority to Issue Shares w/  Mgmt  For  For  For 
    Preemptive Rights         
  20  Authority to Issue Shares w/o  Mgmt  For  For  For 
    Preemptive Rights         
  21  Authority to Repurchase  Mgmt  For  For  For 
    Shares         
  22  Authority to Set General  Mgmt  For  Against  Against 
Meeting Notice Period at 14
    Days         
  23  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
 
 
BHP BILLITON GROUP (AUS)-             
ADR             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  BHP  CUSIP 088606108  11/16/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  Australia         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Financial  Mgmt  For  For  For 
    Statements/Reports         
  2  Elect/Appoint Director  Mgmt  For  For  For 
  3  Elect/Appoint Director  Mgmt  For  For  For 
  4  Elect/Appoint Director  Mgmt  For  For  For 
  5  Elect/Appoint Director  Mgmt  For  For  For 
  6  Elect/Appoint Director  Mgmt  For  For  For 
  7  Elect/Appoint Director  Mgmt  For  For  For 
  8  Elect/Appoint Director  Mgmt  For  For  For 
  9  Approve Appointment of  Mgmt  For  For  For 
    Auditors         
  10  Approve Share Issue  Mgmt  For  For  For 
  11  Approve Share Issue -  Mgmt  For  For  For 
Disapplication of Preemptive
    Rights         
  12  Approve Share Buyback  Mgmt  For  For  For 
  13  Approve Remuneration Report  Mgmt  For  For  For 
  14  Amend Stock Plan  Mgmt  For  For  For 
  15  Approve Director Participation  Mgmt  For  For  For 
    in Stock Plan         
  16  Amend Articles  Mgmt  For  For  For 

 



  17  Amend Articles  Mgmt  For  For  For 
 
 
Brigham Exploration             
Company             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  BEXP  CUSIP9 109178103  06/21/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Ben Brigham  Mgmt  For  For  For 
  1.2  Elect David Brigham  Mgmt  For  For  For 
  1.3  Elect Harold Carter  Mgmt  For  For  For 
  1.4  Elect Stephen Hurley  Mgmt  For  For  For 
  1.5  Elect Stephen Reynolds  Mgmt  For  For  For 
  1.6  Elect Hobart Smith  Mgmt  For  For  For 
  1.7  Elect Scott Tinker  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  5  Amendment to the 1997  Mgmt  For  For  For 
Director Stock Option Plan
  6  Approval of Equity Grants to  Mgmt  For  For  For 
Non-Employee Directors
 
 
Cabot Oil & Gas Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  COG  CUSIP9 127097103  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Dan Dinges  Mgmt  For  For  For 
  2  Elect James Gibbs  Mgmt  For  For  For 
  3  Elect William Vititoe  Mgmt  For  For  For 
  4  Ratification of Auditor  Mgmt  For  For  For 
  5  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  6  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation

 



Cairn Energy plc             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CNE  CINS G17528251  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United Kingdom         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  For  For  For 
  2  Director's Remuneration  Mgmt  For  For  For 
    Report         
  3  Appointment of Auditor  Mgmt  For  For  For 
  4  Authority to Set Auditor's Fees  Mgmt  For  For  For 
  5  Elect Alexander Berger  Mgmt  For  For  For 
  6  Elect M. Jacqueline Sheppard  Mgmt  For  For  For 
  7  Elect William Gammell  Mgmt  For  For  For 
  8  Authority to Issue Shares w/  Mgmt  For  Abstain  Against 
    Preemptive Rights         
  9  Authority to Issue Shares w/o  Mgmt  For  For  For 
    Preemptive Rights         
  10  Authority to Repurchase  Mgmt  For  For  For 
    Shares         
  11  Authority to Set General  Mgmt  For  Abstain  Against 
Meeting Notice Period at 14
    Days         
  12  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
 
 
CAIRN ENERGY PLC,             
EDINBURGH             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CRNCF  CUSIP G17528251  10/07/2010    Voted   
  Meeting Type  Country of Trade         
  Special  United Kingdom         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Asset Sale  Mgmt  For  For  For 

 



Cameco Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CCO  CINS 13321L108  05/17/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Declaration of Residence -  Mgmt  For  For  For 
    Canada         
  4  Elect Daniel Camus  Mgmt  For  For  For 
  5  Elect John Clappison  Mgmt  For  For  For 
  6  Elect Joe Colvin  Mgmt  For  For  For 
  7  Elect James Curtiss  Mgmt  For  For  For 
  8  Elect Donald Deranger  Mgmt  For  For  For 
  9  Elect James Gowans  Mgmt  For  For  For 
  10  Elect Timothy Gitzel  Mgmt  For  For  For 
  11  Elect Gerald Grandey  Mgmt  For  For  For 
  12  Elect Nancy Hopkins  Mgmt  For  For  For 
  13  Elect Oyvind Hushovd  Mgmt  For  For  For 
  14  Elect A. Anne McLellan  Mgmt  For  For  For 
  15  Elect A. Neil McMillan  Mgmt  For  Against  Against 
  16  Elect Victor Zaleschuk  Mgmt  For  For  For 
  17  Appointment of Auditor  Mgmt  For  For  For 
  18  Amendments to Bylaws  Mgmt  For  For  For 
  19  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
 
 
Cameron International             
Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CAM  CUSIP9 13342B105  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Peter Fluor  Mgmt  For  For  For 
  2  Elect Jack Moore  Mgmt  For  For  For 
  3  Elect David Ross III  Mgmt  For  For  For 
  4  Ratification of Auditor  Mgmt  For  For  For 

 



  5  2011 Management Incentive  Mgmt  For  For  For 
    Compensation Plan         
  6  Amendment to the 2005 Equity  Mgmt  For  For  For 
    Incentive Plan         
  7  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  8  Frequency of Advisory Vote on  Mgmt  1 Year  1 Year  For 
Executive Compensation
 
 
Canadian Natural Resources             
Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CNQ  CUSIP9 136385101  05/05/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Catherine Best  Mgmt  For  For  For 
  1.2  Elect N. Murray Edwards  Mgmt  For  For  For 
  1.3  Elect Timothy Faithfull  Mgmt  For  For  For 
  1.4  Elect Gary Filmon  Mgmt  For  For  For 
  1.5  Elect Christopher Fong  Mgmt  For  For  For 
  1.6  Elect Gordon Giffin  Mgmt  For  For  For 
  1.7  Elect Wilfred Gobert  Mgmt  For  For  For 
  1.8  Elect Steve Laut  Mgmt  For  For  For 
  1.9  Elect Keith MacPhail  Mgmt  For  For  For 
  1.10  Elect Allan Markin  Mgmt  For  For  For 
  1.11  Elect Frank McKenna  Mgmt  For  For  For 
  1.12  Elect James Palmer  Mgmt  For  For  For 
  1.13  Elect Eldon Smith  Mgmt  For  For  For 
  1.14  Elect David Tuer  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
 
 
Carrizo Oil & Gas, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CRZO  CUSIP9 144577103  06/02/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Sylvester Johnson IV  Mgmt  For  For  For 
  1.2  Elect Steven Webster  Mgmt  For  For  For 

 



  1.3  Elect Thomas Carter, Jr.  Mgmt  For  For  For 
  1.4  Elect F. Gardner Parker  Mgmt  For  For  For 
  1.5  Elect Roger Ramsey  Mgmt  For  For  For 
  1.6  Elect Frank Wojtek  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  4  Ratification of Auditor  Mgmt  For  For  For 
  5  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Report on Hydraulic         
    Fracturing         
 
 
Cimarex Energy Co.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  XEC  CUSIP9 171798101  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect David Hentschel  Mgmt  For  For  For 
  2  Elect F. H. Merelli  Mgmt  For  For  For 
  3  Elect L. Paul Teague  Mgmt  For  For  For 
  4  Advisory Vote on Executive  Mgmt  For  Abstain  Against 
    Compensation         
  5  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  6  2011 Equity Incentive Plan  Mgmt  For  For  For 
  7  Ratification of Auditor  Mgmt  For  For  For 
 
 
Cliffs Natural Resources Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CLF  CUSIP9 18683K101  05/17/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Joseph Carrabba  Mgmt  For  For  For 
  2  Elect Susan Cunningham  Mgmt  For  For  For 
  3  Elect Barry Eldridge  Mgmt  For  For  For 
  4  Elect Andres Ricardo Gluski  Mgmt  For  For  For 
    Weilert         
  5  Elect Susan Green  Mgmt  For  For  For 
  6  Elect Janice Henry  Mgmt  For  For  For 

 



  7  Elect James Kirsch  Mgmt  For  For  For 
  8  Elect Francis McAllister  Mgmt  For  For  For 
  9  Elect Roger Phillips  Mgmt  For  For  For 
  10  Elect Richard Riederer  Mgmt  For  For  For 
  11  Elect Richard Ross  Mgmt  For  For  For 
  12  Elect Alan Schwartz  Mgmt  For  For  For 
  13  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  14  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  15  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  16  Shareholder Proposal  ShrHoldr  Against  For  Against 
Regarding Majority Vote for
    Election of Directors         
  17  Ratification of Auditor  Mgmt  For  For  For 
 
 
Cobalt International Energy,             
Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CIE  CUSIP9 19075F106  04/28/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Joseph Bryant  Mgmt  For  For  For 
  1.2  Elect Peter Coneway  Mgmt  For  For  For 
  1.3  Elect Michael France  Mgmt  For  For  For 
  1.4  Elect Jack Golden  Mgmt  For  For  For 
  1.5  Elect N. John Lancaster, Jr.  Mgmt  For  For  For 
  1.6  Elect Scott Lebovitz  Mgmt  For  For  For 
  1.7  Elect Jon Marshall  Mgmt  For  For  For 
  1.8  Elect Kenneth Moore  Mgmt  For  For  For 
  1.9  Elect Kenneth Pontarelli  Mgmt  For  For  For 
  1.10  Elect Myles Scoggins  Mgmt  For  For  For 
  1.11  Elect D. Jeff van Steenbergen  Mgmt  For  For  For 
  1.12  Elect Martin Young, Jr.  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation

 



Compania de Minas             
Buenaventura S.A.A.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  BUENAVC1  CUSIP9 204448104  03/25/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  For  For  For 
  2  Accounts and Reports  Mgmt  For  For  For 
  3  Appointment of Auditor  Mgmt  For  For  For 
  4  Allocation of Dividends  Mgmt  For  For  For 
  5  Election of Directors  Mgmt  For  For  For 
 
 
Concho Resources Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CXO  CUSIP9 20605P101  06/02/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Timothy Leach  Mgmt  For  For  For 
  1.2  Elect William Easter III  Mgmt  For  For  For 
  1.3  Elect W. Howard Keenan, Jr.  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
 
 
CONSOL Energy Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  CNX  CUSIP9 20854P109  05/04/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect J. Brett Harvey  Mgmt  For  For  For 
  1.2  Elect John Whitmire  Mgmt  For  For  For 
  1.3  Elect Philip Baxter  Mgmt  For  For  For 
  1.4  Elect James Altmeyer, Sr.  Mgmt  For  For  For 

 



  1.5  Elect William Davis  Mgmt  For  For  For 
  1.6  Elect Raj Gupta  Mgmt  For  For  For 
  1.7  Elect Patricia Hammick  Mgmt  For  For  For 
  1.8  Elect David Hardesty, Jr.  Mgmt  For  For  For 
  1.9  Elect John Mills  Mgmt  For  For  For 
  1.10  Elect William Powell  Mgmt  For  For  For 
  1.11  Elect Joseph Williams  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  2 Years  1 Year  Against 
Executive Compensation
 
 
Daylight Energy Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  DAY  CINS 239590201  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Board Size  Mgmt  For  For  For 
  3  Election of Directors (Slate)  Mgmt  For  Abstain  Against 
  4  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  5  Transaction of Other Business  Mgmt  For  Against  Against 
 
 
Denbury Resources Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  DNR  CUSIP9 247916208  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Wieland Wettstein  Mgmt  For  For  For 
  1.2  Elect Michael Beatty  Mgmt  For  For  For 
  1.3  Elect Michael Decker  Mgmt  For  For  For 
  1.4  Elect Ronald Greene  Mgmt  For  For  For 
  1.5  Elect David Heather  Mgmt  For  For  For 
  1.6  Elect Gregory McMichael  Mgmt  For  For  For 
  1.7  Elect Gareth Roberts  Mgmt  For  For  For 
  1.8  Elect Phil Rykhoek  Mgmt  For  For  For 

 



  1.9  Elect Randy Stein  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  4  Amendment to the Employee  Mgmt  For  For  For 
    Stock Purchase Plan         
  5  Ratification of Auditor  Mgmt  For  For  For 
 
 
Detour Gold Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  DGC  CINS 250669108  05/26/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Peter Crossgrove  Mgmt  For  For  For 
  3  Elect Louis Dionne  Mgmt  For  For  For 
  4  Elect Robert Doyle  Mgmt  For  For  For 
  5  Elect Ingrid Hibbard  Mgmt  For  For  For 
  6  Elect J. Michael Kenyon  Mgmt  For  For  For 
  7  Elect Alex Morrison  Mgmt  For  For  For 
  8  Elect Gerald Panneton  Mgmt  For  For  For 
  9  Elect Jonathan Rubenstein  Mgmt  For  For  For 
  10  Elect Ronald Thiessen  Mgmt  For  For  For 
  11  Elect Graham Wozniak  Mgmt  For  For  For 
  12  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
 
 
Dresser-Rand Group Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  DRC  CUSIP9 261608103  05/10/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect William Macaulay  Mgmt  For  For  For 
  1.2  Elect Vincent Volpe Jr.  Mgmt  For  For  For 
  1.3  Elect Rita Foley  Mgmt  For  For  For 
  1.4  Elect Louis Raspino  Mgmt  For  For  For 
  1.5  Elect Philip Roth  Mgmt  For  For  For 

 



  1.6  Elect Stephen Snider  Mgmt  For  For  For 
  1.7  Elect Michael Underwood  Mgmt  For  For  For 
  1.8  Elect Joseph Winkler III  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
 
 
Dril-Quip, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  DRQ  CUSIP9 262037104  05/11/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect J. Walker  Mgmt  For  For  For 
  1.2  Elect John Lovoi  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
 
 
Eldorado Gold Corp.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ELD  CINS 284902103  05/05/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Ross Cory  Mgmt  For  For  For 
  3  Elect Robert Gilmore  Mgmt  For  For  For 
  4  Elect Geoffrey Handley  Mgmt  For  For  For 
  5  Elect Wayne Lenton  Mgmt  For  For  For 
  6  Elect Michael Price  Mgmt  For  For  For 
  7  Elect Jonathan Rubenstein  Mgmt  For  For  For 
  8  Elect Donald Shumka  Mgmt  For  For  For 
  9  Elect Paul Wright  Mgmt  For  For  For 
  10  Appointment of Auditor  Mgmt  For  For  For 
  11  Authority to Set Auditor's Fees  Mgmt  For  For  For 

 



  12  Amendment to the Incentive  Mgmt  For  For  For 
    Stock Option Plan         
 
 
EOG Resources, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  EOG  CUSIP9 26875P101  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect George Alcorn  Mgmt  For  For  For 
  2  Elect Charles Crisp  Mgmt  For  For  For 
  3  Elect James Day  Mgmt  For  For  For 
  4  Elect Mark Papa  Mgmt  For  For  For 
  5  Elect H. Leighton Steward  Mgmt  For  For  For 
  6  Elect Donald Textor  Mgmt  For  For  For 
  7  Elect Frank Wisner  Mgmt  For  For  For 
  8  Ratification of Auditor  Mgmt  For  For  For 
  9  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
  10  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  11  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Compensation in
the Event of a Change in
    Control         
  12  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Political         
    Contributions and Expenditure         
    Report         
 
 
European Goldfields Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  EGU  CINS 298774100  05/13/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Election of Directors (slate)  Mgmt  For  Abstain  Against 
  3  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  4  Shareholder Proposal  ShrHoldr  N/A  For  N/A 
    Regarding Election of Directors         

 



Far East Energy Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FEEC  CUSIP 307325100  01/12/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Donald Juckett  Mgmt  For  For  For 
  1.2  Elect Michael McElwrath  Mgmt  For  For  For 
  1.3  Elect William Anderson  Mgmt  For  For  For 
  1.4  Elect C.P. Chiang  Mgmt  For  For  For 
  1.5  Elect John Mihm  Mgmt  For  For  For 
  1.6  Elect Lucian Morrison  Mgmt  For  For  For 
  1.7  Elect Thomas Williams  Mgmt  For  For  For 
  2  Amendment to the 2005 Stock  Mgmt  For  For  For 
    Incentive Plan         
  3  Ratification of Auditor  Mgmt  For  For  For 
 
 
First Quantum Minerals Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FM  CINS 335934105  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Philip Pascall  Mgmt  For  For  For 
  3  Elect G. Clive Newall  Mgmt  For  For  For 
  4  Elect Martin Rowley  Mgmt  For  For  For 
  5  Elect Peter St. George  Mgmt  For  For  For 
  6  Elect Andrew Adams  Mgmt  For  For  For 
  7  Elect Michael Martineau  Mgmt  For  For  For 
  8  Elect Paul Brunner  Mgmt  For  For  For 
  9  Elect Steven McTiernan  Mgmt  For  For  For 
  10  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  11  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         

 



FIRST URANIUM CORP             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FIU  CUSIP 33744R102  09/08/2010    Voted   
  Meeting Type  Country of Trade         
  Annual/Specia  Canada         
  l           
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Nominee - Peter M.  Mgmt  For  For  For 
    Surgey         
  1.2  Elect Nominee - David Cohen  Mgmt  For  For  For 
  1.3  Elect Nominee - Patrick C.  Mgmt  For  For  For 
    Evans         
  1.4  Elect Nominee - Clinton S.  Mgmt  For  For  For 
    Halsey         
  1.5  Elect Nominee - John W.W.  Mgmt  For  For  For 
    Hick         
  1.6  Elect Nominee - Deon T. van  Mgmt  For  For  For 
    der Mescht         
  1.7  Elect Nominee - Kevin P.E.  Mgmt  For  For  For 
    Wakeford         
  1.8  Elect Nominee - Graham P.  Mgmt  For  For  For 
    Wanblad         
  2  Approve  Mgmt  For  For  For 
    Appointment/Remuneration of         
    Auditors         
  3  Extend Term of 2006 Incentive  Mgmt  For  For  For 
    Stock Option Plan         
  4  Add Shares to Restricted Stock  Mgmt  For  For  For 
    Unit Plan         
 
 
FMC Technologies, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FTI  CUSIP9 30249U101  05/06/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect C. Maury Devine  Mgmt  For  For  For 
  2  Elect John Gremp  Mgmt  For  For  For 
  3  Elect Thomas Hamilton  Mgmt  For  For  For 
  4  Elect Richard Pattarozzi  Mgmt  For  For  For 
  5  Ratification of Auditor  Mgmt  For  For  For 
  6  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  7  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation

 



  8  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
 
 
Forest Oil Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FST  CUSIP9 346091705  05/11/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect H. Craig Clark  Mgmt  For  For  For 
  1.2  Elect James Lee  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  Abstain  Against 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  4  Ratification of Auditor  Mgmt  For  For  For 
 
 
Freeport-McMoRan Copper &             
Gold, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FCX  CUSIP9 35671D857  06/15/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Richard Adkerson  Mgmt  For  For  For 
  1.2  Elect Robert Allison, Jr.  Mgmt  For  For  For 
  1.3  Elect Robert Day  Mgmt  For  For  For 
  1.4  Elect Gerald Ford  Mgmt  For  For  For 
  1.5  Elect H. Devon Graham, Jr.  Mgmt  For  For  For 
  1.6  Elect Charles Krulak  Mgmt  For  For  For 
  1.7  Elect Bobby Lackey  Mgmt  For  For  For 
  1.8  Elect Jon Madonna  Mgmt  For  For  For 
  1.9  Elect Dustan McCoy  Mgmt  For  For  For 
  1.10  Elect James Moffett  Mgmt  For  For  For 
  1.11  Elect B. M. Rankin, Jr.  Mgmt  For  For  For 
  1.12  Elect Stephen Siegele  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  4  Ratification of Auditor  Mgmt  For  For  For 

 



  5  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Environmental
    Expertise on Board         
 
 
Fronteer Gold Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FRG  CUSIP9 359032109  03/30/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approval of Acquisition  Mgmt  For  For  For 
  2  Approval of Pilot Gold Option  Mgmt  For  For  For 
    Plan         
 
 
Frontier Oil Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FTO  CUSIP9 35914P105  04/27/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Douglas Bech  Mgmt  For  For  For 
  1.2  Elect Michael Jennings  Mgmt  For  For  For 
  1.3  Elect Robert Kostelnik  Mgmt  For  For  For 
  1.4  Elect James Lee  Mgmt  For  For  For 
  1.5  Elect Paul Loyd, Jr.  Mgmt  For  For  For 
  1.6  Elect Franklin Myers  Mgmt  For  For  For 
  1.7  Elect Michael Rose  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  Abstain  Against 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation

 



Frontier Oil Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FTO  CUSIP9 35914P105  06/28/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Merger  Mgmt  For  For  For 
  2  Right to Adjourn Meeting  Mgmt  For  For  For 
 
 
FX Energy, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  FXEN  CUSIP9 302695101  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect David N. Pierce  Mgmt  For  For  For 
  1.2  Elect Dennis B. Goldstein  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  4  Ratification of Auditor  Mgmt  For  For  For 
  5  Transaction of Other Business  Mgmt  For  Against  Against 
 
 
Gabriel Resources Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  GBU  cins 361970106  06/16/2011    Voted   
  Meeting Type  Country of Trade         
  Mix  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Raymond Flood  Mgmt  For  For  For 
  3  Elect Alfred Gusenbauer  Mgmt  For  For  For 
  4  Elect Jonathan Henry  Mgmt  For  For  For 
  5  Elect Keith Hulley  Mgmt  For  For  For 
  6  Elect Wayne Kirk  Mgmt  For  For  For 
  7  Elect Igor Levental  Mgmt  For  For  For 
  8  Elect David Peat  Mgmt  For  For  For 

 



  9  Elect Simon Prior-Palmer  Mgmt  For  For  For 
  10  Elect Walter Segsworth  Mgmt  For  For  For 
  11  Elect A. Murray Sinclair  Mgmt  For  For  For 
  12  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  13  Restricted Share Unit Plan  Mgmt  For  For  For 
 
 
Goldcorp Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  G  CUSIP9 380956409  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Ian Telfer  Mgmt  For  For  For 
  1.2  Elect Douglas Holtby  Mgmt  For  For  For 
  1.3  Elect Charles Jeannes  Mgmt  For  For  For 
  1.4  Elect John Bell  Mgmt  For  For  For 
  1.5  Elect Lawrence Bell  Mgmt  For  For  For 
  1.6  Elect Beverley Briscoe  Mgmt  For  For  For 
  1.7  Elect Peter Dey  Mgmt  For  For  For 
  1.8  Elect P. Randy Reifel  Mgmt  For  For  For 
  1.9  Elect A. Dan Rovig  Mgmt  For  For  For 
  1.10  Elect Kenneth Williamson  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  3  Amendment to the Stock  Mgmt  For  For  For 
    Option Plan         
  4  Board Size  Mgmt  For  For  For 
  5  Shareholder Proposal  Mgmt  Against  Against  For 
Regarding Human Rights
 
 
Halliburton Company             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HAL  CUSIP9 406216101  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Alan Bennett  Mgmt  For  For  For 
  2  Elect James Boyd  Mgmt  For  For  For 
  3  Elect Milton Carroll  Mgmt  For  For  For 

 



  4  Elect Nance Dicciani  Mgmt  For  For  For 
  5  Elect S. Malcolm Gillis  Mgmt  For  For  For 
  6  Elect Abdallah Jum'ah  Mgmt  For  For  For 
  7  Elect David Lesar  Mgmt  For  For  For 
  8  Elect Robert Malone  Mgmt  For  For  For 
  9  Elect J. Landis Martin  Mgmt  For  For  For 
  10  Elect Debra Reed  Mgmt  For  For  For 
  11  Ratification of Auditor  Mgmt  For  For  For 
  12  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
  13  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  14  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Review of Human
    Rights Policies         
  15  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Political         
    Contributions and Expenditure         
    Report         
 
 
Hecla Mining Company             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HL  CUSIP9 422704106  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Phillips Baker, Jr.  Mgmt  For  For  For 
  2  Elect Anthony Taylor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  2 Years  2 Years  For 
Executive Compensation
  5  Ratification of Auditor  Mgmt  For  For  For 
  6  Transaction of Other Business  Mgmt  For  Against  Against 
 
 
Helmerich & Payne, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HP  CUSIP9 423452101  03/02/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect John Zeglis  Mgmt  For  For  For 

 



  1.2  Elect William Armstrong  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  2010 Long-Term Incentive Plan  Mgmt  For  For  For 
  4  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  5  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  6  Shareholder Proposal  ShrHoldr  Against  For  Against 
    Regarding Declassification of         
    the Board         
 
 
Hess Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HES  CUSIP9 42809H107  05/04/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Edith Holiday  Mgmt  For  For  For 
  2  Elect John Mullin, III  Mgmt  For  For  For 
  3  Elect F. Borden Walker  Mgmt  For  For  For 
  4  Elect Robert Wilson  Mgmt  For  For  For 
  5  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
  6  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  7  Ratification of Auditor  Mgmt  For  For  For 
  8  Amendment to the  Mgmt  For  For  For 
    Performance Incentive Plan for         
    Senior Officers         
 
 
Highland Gold Mining Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HGM  CINS G4472X101  06/16/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Jersey         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Accounts and Reports  Mgmt  For  For  For 
  3  Elect James Mavor  Mgmt  For  For  For 
  4  Elect Eugene Shvidler  Mgmt  For  For  For 
  5  Elect Eugene Tenenbaum  Mgmt  For  For  For 
  6  Elect Terry Robinson  Mgmt  For  For  For 

 



  7  Appointment of Auditor  Mgmt  For  For  For 
  8  Authority to Set Auditor's Fees  Mgmt  For  For  For 
  9  Authority to Issue Shares w/o  Mgmt  For  Against  Against 
    Preemptive Rights         
 
 
Holly Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HOC  CUSIP9 435758305  05/12/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Buford Berry  Mgmt  For  For  For 
  1.2  Elect Matthew Clifton  Mgmt  For  For  For 
  1.3  Elect Leldon Echols  Mgmt  For  For  For 
  1.4  Elect R. Kevin Hardage  Mgmt  For  For  For 
  1.5  Elect Robert McKenzie  Mgmt  For  For  For 
  1.6  Elect Jack Reid  Mgmt  For  For  For 
  1.7  Elect Tommy Valenta  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  5  Amendment to the Long-Term  Mgmt  For  For  For 
    Incentive Compensation Plan         
 
 
Holly Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HOC  CUSIP9 435758305  06/28/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Merger  Mgmt  For  For  For 
  2  Increase of Authorized  Mgmt  For  For  For 
    Common Stock and Company         
    Name Change         
  3  Right to Adjourn Meeting  Mgmt  For  For  For 

 



HRT Participa•oes Petroleo             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HRTP3  CINS P5280D104  04/19/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Acquisition of UNX Energy  Mgmt  For  For  For 
  3  Increase in Capital  Mgmt  For  For  For 
  4  Approve Appraisal  Mgmt  For  For  For 
  5  Ratify Appraiser  Mgmt  For  For  For 
  6  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  7  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
 
 
HRT Participac•oes Petroleo             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HRTP3  CINS P5280D104  04/27/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  4  Accounts and Reports  Mgmt  For  For  For 
  5  Allocation of Profits/Dividends  Mgmt  For  For  For 
  6  Election of Directors  Mgmt  For  For  For 
 
 
HRT Participac•oes Petroleo             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
    CINS P5280D104  05/09/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 

 



  3  Remuneration Policy  Mgmt  For  For  For 
  4  Equity Incentive Plans  Mgmt  For  For  For 
  5  Amendments to Articles  Mgmt  For  For  For 
  6  Management Authority  Mgmt  For  For  For 
    Thresholds         
  7  Publication of Company  Mgmt  For  For  For 
    Notices         
  8  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
 
 
HRT PARTICIPACOES EM             
PETROLEO SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HRTP3-BR  CUSIP P5280D104  12/10/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Approve Stock Split  Mgmt  For  For  For 
  1.2  Increase Share Capital  Mgmt  For  Abstain  Against 
  2  Amend Governing Documents  Mgmt  For  Abstain  Against 
    - Modernize/Clarify         
 
 
IMPALA PLATINUM             
HOLDINGS LTD             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  IMPUY  CUSIP 452553308  10/19/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  South Africa         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Financial  Mgmt  TNA  For  N/A 
    Statements/Reports         
  2  Approve Appointment of  Mgmt  TNA  For  N/A 
    Auditors         
  3  Elect/Appoint Director  Mgmt  TNA  For  N/A 
  3.1  Elect/Appoint Director  Mgmt  TNA  For  N/A 
  3.2  Elect/Appoint Director  Mgmt  TNA  For  N/A 
  3.3  Elect/Appoint Director  Mgmt  TNA  For  N/A 
  3.4  Elect/Appoint Director  Mgmt  TNA  For  N/A 
  4  Approve Directors'  Mgmt  TNA  For  N/A 
    Remuneration         
  5  Approve Share Issue -  Mgmt  TNA  For  N/A 
Disapplication of Preemptive
    Rights         
  6  Approve Share Buyback  Mgmt  TNA  For  N/A 

 



Integra Group             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  INTE  CINS 45822B205  03/25/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Cayman Islands         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect John Kennedy  Mgmt  For  For  For 
  2  Elect Neil Gaskell  Mgmt  For  For  For 
 
 
INTEGRA GROUP             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  INTE-GB  CUSIP 45822B205  12/10/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Cayman Islands         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect/Appoint Director - Yuri  Mgmt  For  For  For 
    Baidoukov         
  1.2  Elect/Appoint Director - John  Mgmt  For  For  For 
    Fitzgibbons         
  1.3  Elect/Appoint Director - J.  Mgmt  For  For  For 
    Robert Maguire         
 
 
Key Energy Services, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  KEG  CUSIP9 492914106  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect William Fertig  Mgmt  For  For  For 
  1.2  Elect Robert Reeves  Mgmt  For  For  For 
  1.3  Elect J. Robinson West  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation

 



KINROSS GOLD CORP             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  KGC  CUSIP 496902404  09/15/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Stock Issuance to  Mgmt  For  For  For 
    Complete Merger         
 
 
Kinross Gold Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  K  CUSIP9 496902404  05/04/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect John Brough  Mgmt  For  For  For 
  1.2  Elect Tye Burt  Mgmt  For  For  For 
  1.3  Elect John Carrington  Mgmt  For  For  For 
  1.4  Elect Richard Clark  Mgmt  For  For  For 
  1.5  Elect John Huxley  Mgmt  For  For  For 
  1.6  Elect John Keyes  Mgmt  For  For  For 
  1.7  Elect Catherine McLeod-  Mgmt  For  For  For 
    Seltzer         
  1.8  Elect George Michals  Mgmt  For  For  For 
  1.9  Elect John Oliver  Mgmt  For  For  For 
  1.10  Elect Terence Reid  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  3  Amendment to Share Incentive  Mgmt  For  For  For 
    Plan         
  4  Amendment to Restricted  Mgmt  For  For  For 
    Share Plan         
  5  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         

 



LIHIR GOLD LTD -ADR             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LIHY10  CUSIP 532349107  08/23/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Papua New Guinea         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Merger/Acquisition  Mgmt  For  For  For 
 
 
LINC ENERGY LTD             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LNCYF  CUSIP Q5562Z103  11/25/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  Australia         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  2  Elect/Appoint Director  Mgmt  For  For  For 
  3  Elect/Appoint Director  Mgmt  For  For  For 
  4  Elect/Appoint Director  Mgmt  For  For  For 
  5  Elect/Appoint Director  Mgmt  For  For  For 
  6.1  Ratify Prior Share Issue  Mgmt  For  For  For 
  6.2  Ratify Prior Share Issue  Mgmt  For  For  For 
  7  Approve Director Participation  Mgmt  For  For  For 
    in Stock Plan         
  8  Approve Director Participation  Mgmt  For  For  For 
    in Stock Plan         
  9  Adopt Indemnification  Mgmt  For  For  For 
    Provision         
  10  Increase Directors'  Mgmt  For  For  For 
    Remuneration         
  11  Approve Remuneration Report  Mgmt  For  Abstain  Against 
 
 
LLX Log’stica SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LLXL3  CINS P6398Y105  04/29/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 

 



  4  Accounts and Reports  Mgmt  For  For  For 
  5  Allocation of Profits/Dividends  Mgmt  For  For  For 
  6  Election of Directors  Mgmt  For  For  For 
  7  Remuneration Policy  Mgmt  For  Against  Against 
 
 
LLX Log’stica SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LLXL3  CINS P6398Y105  04/29/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Reconciliation of Share Capital  Mgmt  For  For  For 
  4  Amendments to Articles  Mgmt  For  For  For 
 
 
LLX LOGISTICA SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LLXLF  CUSIP P6398Y105  10/28/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Divestiture/Spinoff  Mgmt  For  For  For 
  2  Approve Auditor for Merger  Mgmt  For  Abstain  Against 
    Valuation         
  3  Approve Valuation Reports  Mgmt  For  Abstain  Against 
  4  Approve Divestiture/Spinoff  Mgmt  For  For  For 
  5  Amend Articles to Reflect  Mgmt  For  Abstain  Against 
    Changes in Capital         
  6  Authorize Board to Act on  Mgmt  For  For  For 
    Matters Adopted by         
    Shareholders         
  7  Elect/Appoint Director  Mgmt  For  Abstain  Against 
  8  Amend Governing Documents  Mgmt  For  For  For 
    - Modernize/Clarify         

 



LLX LOGISTICA SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LLXLF  CUSIP P6398Y105  12/28/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Add Shares to Stock Plan  Mgmt  For  Against  Against 
 
 
Lufkin Industries, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  LUFK  CUSIP9 549764108  05/04/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect H. J. Trout, Jr.  Mgmt  For  For  For 
  1.2  Elect J. Jongebloed  Mgmt  For  For  For 
  1.3  Elect Suzanne Baer  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  4  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  5  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
 
 
Meg Energy Corp.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MEG  CINS 552704108  05/05/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Election of Directors (Slate)  Mgmt  For  Abstain  Against 
  3  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  4  Transaction of Other Business  Mgmt  For  Against  Against 

 



Meg Energy Corp.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MEG  CINS 552704207  05/05/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Election of Directors (Slate)  Mgmt  For  Abstain  Against 
  3  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  4  Transaction of Other Business  Mgmt  For  Against  Against 
 
 
MMX Mineracao e Metalicos             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MMXM3  CINS P6829U102  01/21/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Issuance of Variable Income  Mgmt  For  For  For 
    Securities         
  3  Authorize Directors to Increase  Mgmt  For  For  For 
the Capital of the Company
  4  Authorize the Board to  Mgmt  For  For  For 
    Determine the Issue of         
Securities and or Royalty
    Securities         
  5  Authorize Valuation Report  Mgmt  For  For  For 
  6  Approval Acquisition of Control  Mgmt  For  For  For 
    of Portx         
  7  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  8  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 

 



MMX Mineracao e Metalicos             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MMXM3  CINS P6829U102  04/28/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  4  Accounts and Reports  Mgmt  For  For  For 
  5  Allocation of Profits/Dividends  Mgmt  For  For  For 
  6  Election of Directors  Mgmt  For  For  For 
  7  Remuneration Policy  Mgmt  For  Against  Against 
  8  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
 
 
MMX Mineracao e Metalicos             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MMXM3  CINS P6829U102  04/28/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Reconciliation of Share Capital  Mgmt  For  For  For 
  4  Amendment to Corporate  Mgmt  For  For  For 
    Purpose         
 
 
MMX MINERACAO E             
METALICOS SA, BRASIL             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MMXM3-BR  CUSIP P6829U102  11/29/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect/Appoint Director  Mgmt  For  For  For 

 



MMX MINERACAO E             
METALICOS SA, BRASIL             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MMXM3-BR  CUSIP P6829U102  12/28/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Add Shares to Stock Plan  Mgmt  For  Against  Against 
 
 
Murphy Oil Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  MUR  CUSIP9 626717102  05/11/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Frank Blue  Mgmt  For  For  For 
  2  Elect Claiborne Deming  Mgmt  For  For  For 
  3  Elect Robert Hermes  Mgmt  For  For  For 
  4  Elect James Kelley  Mgmt  For  For  For 
  5  Elect R. Madison Murphy  Mgmt  For  For  For 
  6  Elect William Nolan, Jr.  Mgmt  For  For  For 
  7  Elect Neal Schmale  Mgmt  For  For  For 
  8  Elect David Smith  Mgmt  For  For  For 
  9  Elect Caroline Theus  Mgmt  For  For  For 
  10  Elect David Wood  Mgmt  For  For  For 
  11  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  12  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  13  Ratification of Auditor  Mgmt  For  For  For 
 
 
National Oilwell Varco, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NOV  CUSIP9 637071101  05/19/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Robert Beauchamp  Mgmt  For  For  For 

 



  2  Elect Jefferey Smisek  Mgmt  For  For  For 
  3  Ratification of Auditor  Mgmt  For  For  For 
  4  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  5  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  6  Repeal of Classified Board  Mgmt  For  For  For 
  7  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  8  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Political         
    Contributions and Expenditure         
    Report         
 
 
Neo Material Technologies             
Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NEM  CINS 64045Y108  06/13/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Gary German  Mgmt  For  For  For 
  3  Elect Ho Soo Ching  Mgmt  For  For  For 
  4  Elect James Jackson  Mgmt  For  For  For 
  5  Elect Constantine  Mgmt  For  For  For 
    Karayannopolous         
  6  Elect Claire Kennedy  Mgmt  For  For  For 
  7  Elect William Macfarlane  Mgmt  For  For  For 
  8  Elect Peter O'Connor  Mgmt  For  For  For 
  9  Elect John Pearson  Mgmt  For  For  For 
  10  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
 
 
Nevsun Resources Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NSU  CINS 64156L101  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect R. Stuart Angus  Mgmt  For  For  For 

 



  3  Elect Clifford Davis  Mgmt  For  For  For 
  4  Elect Robert Gayton  Mgmt  For  For  For 
  5  Elect Gary German  Mgmt  For  For  For 
  6  Elect Gerard Munera  Mgmt  For  For  For 
  7  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
 
 
NEWCREST MINING LTD,             
MELBOURNE VIC             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NCMGF  CUSIP Q6651B114  10/28/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  Australia         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Financial  Mgmt  For  For  For 
    Statements/Reports         
  2.1  Elect/Appoint Director  Mgmt  For  Abstain  Against 
  2.2  Elect/Appoint Director  Mgmt  For  For  For 
  2.3  Elect/Appoint Director  Mgmt  For  For  For 
  2.4  Elect/Appoint Director  Mgmt  For  For  For 
  3  Approve Remuneration Report  Mgmt  For  For  For 
  4  Increase Directors'  Mgmt  For  Against  Against 
    Remuneration         
  5  Other Business  Mgmt  N/A  N/A  N/A 
 
 
Newfield Exploration             
Company             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NFX  CUSIP9 651290108  05/05/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Lee Boothby  Mgmt  For  For  For 
  2  Elect Philip Burguieres  Mgmt  For  For  For 
  3  Elect Pamela Gardner  Mgmt  For  For  For 
  4  Elect John Kemp III  Mgmt  For  For  For 
  5  Elect J. Michael Lacey  Mgmt  For  For  For 
  6  Elect Joseph Netherland  Mgmt  For  For  For 
  7  Elect Howard Newman  Mgmt  For  For  For 
  8  Elect Thomas Ricks  Mgmt  For  For  For 
  9  Elect Juanita Romans  Mgmt  For  For  For 

 



  10  Elect Charles Shultz  Mgmt  For  For  For 
  11  Elect J. Terry Strange  Mgmt  For  For  For 
  12  2011 Omnibus Stock Plan  Mgmt  For  For  For 
  13  Performance Goals for  Mgmt  For  For  For 
Performance Awards Under
    the 2011 Omnibus Stock Plan         
  14  Ratification of Auditor  Mgmt  For  For  For 
  15  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  16  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
 
 
NIKO RESOURCES             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NKRSF  CUSIP 653905109  09/09/2010    Voted   
  Meeting Type  Country of Trade         
  Annual/Specia  Canada         
  l           
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Board Size  Mgmt  For  For  For 
  2  Elect Board Slate  Mgmt  For  For  For 
  3  Approve  Mgmt  For  For  For 
    Appointment/Remuneration of         
    Auditors         
  4  Extend Term of Stock Option  Mgmt  For  For  For 
    Plan         
  5  Approve Stock Grants  Mgmt  For  For  For 
 
 
Noble Energy, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NBL  CUSIP9 655044105  04/26/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Jeffrey Berenson  Mgmt  For  For  For 
  2  Elect Michael Cawley  Mgmt  For  For  For 
  3  Elect Edward Cox  Mgmt  For  For  For 
  4  Elect Charles Davidson  Mgmt  For  For  For 
  5  Elect Thomas Edelman  Mgmt  For  For  For 
  6  Elect Eric Grubman  Mgmt  For  For  For 
  7  Elect Kirby Hedrick  Mgmt  For  For  For 
  8  Elect Scott Urban  Mgmt  For  For  For 

 



  9  Elect William Van Kleef  Mgmt  For  For  For 
  10  Ratification of Auditor  Mgmt  For  For  For 
  11  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  12  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  13  Amendment to the 1992 Stock  Mgmt  For  For  For 
Option and Restricted Stock
    Plan         
 
 
Northern Dynasty Minerals             
Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NDM  CUSIP9 66510M204  06/21/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Scott Cousens  Mgmt  For  For  For 
  1.2  Elect Robert Dickinson  Mgmt  For  For  For 
  1.3  Elect Gordon Fretwell  Mgmt  For  For  For 
  1.4  Elect Russell Hallbauer  Mgmt  For  For  For 
  1.5  Elect Wayne Kirk  Mgmt  For  For  For 
  1.6  Elect Peter Mitchell  Mgmt  For  For  For 
  1.7  Elect Stephen Scott  Mgmt  For  For  For 
  1.8  Elect Marchand Snyman  Mgmt  For  For  For 
  1.9  Elect Ronald Thiessen  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  3  Stock Option Plan Renewal  Mgmt  For  For  For 
 
 
NRG ENERGY INC             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  NRG  CUSIP 629377508  07/28/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Nominee - KIRBYJON H.  Mgmt  N/A  For  N/A 
    CALDWELL         
  1.2  Elect Nominee - DAVID  Mgmt  N/A  For  N/A 
    CRANE         
  1.3  Elect Nominee - STEPHEN L.  Mgmt  N/A  For  N/A 
    CROPPER         

 



  1.4  Elect Nominee - KATHLEEN A.  Mgmt  N/A  For  N/A 
    MCGINTY         
  1.5  Elect Nominee - THOMAS H.  Mgmt  N/A  For  N/A 
    WEIDEMEYER         
  2  Add Shares/Amend Long-Term  Mgmt  For  For  For 
    Incentive Plan         
  3  Ratify Appointment of Auditors  Mgmt  For  For  For 
 
 
Occidental Petroleum             
Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OXY  CUSIP9 674599105  05/06/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Spencer Abraham  Mgmt  For  For  For 
  2  Elect Howard Atkins  Mgmt  For  For  For 
  3  Elect Stephen Chazen  Mgmt  For  For  For 
  4  Elect Edward Djerejian  Mgmt  For  For  For 
  5  Elect John Feick  Mgmt  For  For  For 
  6  Elect Margaret Foran  Mgmt  For  For  For 
  7  Elect Carlos Gutierrez  Mgmt  For  For  For 
  8  Elect Ray Irani  Mgmt  For  For  For 
  9  Elect Avedick Poladian  Mgmt  For  For  For 
  10  Elect Rodolfo Segovia  Mgmt  For  For  For 
  11  Elect Aziz Syriani  Mgmt  For  For  For 
  12  Elect Rosemary Tomich  Mgmt  For  For  For 
  13  Elect Walter Weisman  Mgmt  For  For  For 
  14  Ratification of Auditor  Mgmt  For  For  For 
  15  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  16  Frequency of Advisory Vote on  Mgmt  For  2 Years  N/A 
Executive Compensation
  17  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Political         
    Contributions and Expenditure         
    Report         
  18  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Environmental
    Expertise on Board         

 



OGX Petroleo e Gas             
Participa•oes S.A.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OGXP3  CINS P7356Y103  04/27/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  4  Accounts and Reports  Mgmt  For  For  For 
  5  Allocation of Profits/Dividends  Mgmt  For  For  For 
  6  Election of Directors  Mgmt  For  For  For 
  7  Remuneration Policy  Mgmt  For  Against  Against 
 
 
OGX Petroleo e Gas             
Participa•oes S.A.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OGXP3  CINS P7356Y103  04/27/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Reconciliation of Share Capital  Mgmt  For  For  For 
 
 
OGX PETROLEO E GAS             
PARTICIPACOES SA, BRAZIL             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OGXPF  CUSIP P7356Y103  09/28/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Spinoff (Subsidiary)  Mgmt  For  For  For 
  2  Elect/Appoint Director  Mgmt  For  For  For 
  3  Amend Articles to Reflect  Mgmt  For  For  For 
    Changes in Capital         
  4  Amend Governing Documents  Mgmt  For  For  For 
    - Modernize/Clarify         

 



  5  Amend Stock Plan  Mgmt  For  For  For 
 
 
Oil Search Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OSH  CINS Y64695110  05/11/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Papua New Guinea         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Re-elect Brian Horwood  Mgmt  For  For  For 
  3  Re-elect Kostas Constantinou  Mgmt  For  For  For 
  4  Re-elect Robert Igara  Mgmt  For  For  For 
  5  Elect Agu Kantsler  Mgmt  For  For  For 
  6  Elect Zygmunt Switkowski  Mgmt  For  For  For 
  7  Appoint Auditor and Authorise  Mgmt  For  For  For 
    Board to Set Fees         
  8  Equity Grant (Performance  Mgmt  For  For  For 
Rights to MD Peter Botten)
  9  Equity Grant (Performance  Mgmt  For  For  For 
Rights to Executive Director
    Gerea Aopi)         
  10  Equity Grant (Restricted  Mgmt  For  For  For 
Shares to MD Peter Botten)
  11  Equity Grant (Restricted  Mgmt  For  For  For 
Shares to Executive Director
    Gerea Aopi)         
 
 
OSX Brasil SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OSXB3  CINS P7383A102  04/25/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  4  Accounts and Reports  Mgmt  For  For  For 
  5  Allocation of Profits/Dividends  Mgmt  For  For  For 
  6  Election of Directors  Mgmt  For  For  For 
  7  Remuneration Policy  Mgmt  For  Against  Against 

 



OSX Brasil SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OSXB3  CINS P7383A102  04/25/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Reconciliation of Share Capital  Mgmt  For  For  For 
  4  Change of Company's  Mgmt  For  For  For 
    Registered Office         
  5  Amend Article 14  Mgmt  For  For  For 
 
 
OSX Brasil SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  OSXB3  CINS P7383A102  06/27/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Elect Rodolpho Tourinho Neto  Mgmt  For  For  For 
 
 
Pacific Rubiales Energy Corp.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PRE  CINS 69480U206  05/31/2011    Voted   
  Meeting Type  Country of Trade         
  Mix  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Board Size  Mgmt  For  For  For 
  3  Elect Serafino Iacono  Mgmt  For  For  For 
  4  Elect Miguel de la Campa  Mgmt  For  For  For 
  5  Elect Ronald Pantin  Mgmt  For  For  For 
  6  Elect Jose Francisco Arata  Mgmt  For  For  For 
  7  Elect German Efromovich  Mgmt  For  For  For 
  8  Elect Neil Woodyer  Mgmt  For  For  For 
  9  Elect Augusto Lopez  Mgmt  For  For  For 

 



  10  Elect Miguel Rodriguez  Mgmt  For  For  For 
  11  Elect Donald Ford  Mgmt  For  For  For 
  12  Elect John Zaozirny  Mgmt  For  For  For 
  13  Elect Victor Rivera  Mgmt  For  For  For 
  14  Elect Hernan Martinez  Mgmt  For  For  For 
  15  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  16  Stock Option Plan Renewal  Mgmt  For  For  For 
 
 
Pan American Silver Corp.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PAA  CUSIP9 697900108  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Ross Beaty  Mgmt  For  For  For 
  1.2  Elect Geoffrey Burns  Mgmt  For  For  For 
  1.3  Elect Robert Pirooz  Mgmt  For  For  For 
  1.4  Elect William Fleckenstein  Mgmt  For  For  For 
  1.5  Elect Michael Maloney  Mgmt  For  For  For 
  1.6  Elect David Press  Mgmt  For  For  For 
  1.7  Elect Walter Segsworth  Mgmt  For  For  For 
  1.8  Elect Michael Carroll  Mgmt  For  For  For 
  2  Appointment of Auditor  Mgmt  For  For  For 
  3  Authority to Set Auditor's Fees  Mgmt  For  For  For 
  4  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
 
 
Patterson-UTI Energy, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PTEN  CUSIP9 703481101  06/08/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Mark Siegel  Mgmt  For  For  For 
  1.2  Elect Kenneth Berns  Mgmt  For  For  For 
  1.3  Elect Charles Buckner  Mgmt  For  For  For 
  1.4  Elect Curtis Huff  Mgmt  For  For  For 
  1.5  Elect Terry Hunt  Mgmt  For  For  For 
  1.6  Elect Kenneth Peak  Mgmt  For  For  For 

 



  1.7  Elect Cloyce Talbott  Mgmt  For  For  For 
  2  Amendment to the 2005  Mgmt  For  For  For 
Long-Term Incentive Plan
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  5  Ratification of Auditor  Mgmt  For  For  For 
 
 
Petrohawk Energy             
Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  HK  CUSIP9 716495106  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Floyd Wilson  Mgmt  For  For  For 
  1.2  Elect Gary Merriman  Mgmt  For  For  For 
  1.3  Elect Robert Stone, Jr.  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  4  Amendment to the 2004  Mgmt  For  For  For 
Employee Incentive Plan
  5  Ratification of Auditor  Mgmt  For  For  For 
 
 
Petroleo Brasileiro S.A. -             
Petrobras             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PETR3  CUSIP9 71654V408  01/31/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Merger by Absorption  Mgmt  For  For  For 
  2  Amendments to Articles  Mgmt  For  For  For 

 



PETROLEO BRASILEIRO SA             
PETRO             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PBR  CUSIP 71654V408  08/12/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Auditor for Merger  Mgmt  For  For  For 
    Valuation         
  2  Approve Valuation Reports  Mgmt  For  Abstain  Against 
  3  Authorize Board to Act on  Mgmt  For  Abstain  Against 
    Matters Adopted by         
    Shareholders         
 
 
PETROLEO BRASILEIRO SA             
PETRO             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PBR  CUSIP 71654V408  12/07/2010    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Restructuring  Mgmt  For  Abstain  Against 
  2  Approve Restructuring  Mgmt  For  Abstain  Against 
  3  Approve Auditor for Merger  Mgmt  For  Abstain  Against 
    Valuation         
  4  Approve Valuation Reports  Mgmt  For  Abstain  Against 
  5  Approve Restructuring  Mgmt  For  Abstain  Against 
 
 
PortX Operacoes Portuarias             
SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  PRTX3  CINS P7910V108  04/29/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  4  Accounts and Reports  Mgmt  For  For  For 
  5  Allocation of Profits/Dividends  Mgmt  For  For  For 

 



  6  Election of Directors  Mgmt  For  For  For 
  7  Remuneration Policy  Mgmt  For  For  For 
 
 
Potash Corporation of             
Saskatchewan Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  POT  CUSIP9 73755L107  05/12/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Christopher Burley  Mgmt  For  For  For 
  1.2  Elect William Doyle  Mgmt  For  For  For 
  1.3  Elect John Estey  Mgmt  For  For  For 
  1.4  Elect Charles Hoffman  Mgmt  For  For  For 
  1.5  Elect Dallas Howe  Mgmt  For  For  For 
  1.6  Elect Alice Laberge  Mgmt  For  For  For 
  1.7  Elect Keith Martell  Mgmt  For  For  For 
  1.8  Elect Jeffrey McCaig  Mgmt  For  For  For 
  1.9  Elect Mary Mogford  Mgmt  For  For  For 
  1.10  Elect Paul Schoenhals  Mgmt  For  For  For 
  1.11  Elect E. Robert Stromberg  Mgmt  For  For  For 
  1.12  Elect Elena Viyella de Paliza  Mgmt  For  For  For 
  2  Appointment of Auditor  Mgmt  For  For  For 
  3  2011 Performance Option Plan  Mgmt  For  For  For 
  4  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
 
 
QGEP Participacoes SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  QGEP3  CINS P7920K100  04/29/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Accounts and Reports  Mgmt  For  Abstain  Against 
  3  Allocation of Profits/Dividends  Mgmt  For  Abstain  Against 

 



QGEP Participacoes SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  QGEP3  CINS P7920K100  04/29/2011    Voted   
  Meeting Type  Country of Trade         
  Special  Brazil         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  3  Stock Option Plan  Mgmt  For  Abstain  Against 
  4  Relocation of Company  Mgmt  For  Abstain  Against 
    Headquarters         
  5  Remuneration Policy  Mgmt  For  Abstain  Against 
 
 
Quadra FNX Mining Ltd.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  QUX  CINS 74733X106  05/06/2011    Voted   
  Meeting Type  Country of Trade         
  Mix  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect A. Terrance MacGibbon  Mgmt  For  For  For 
  3  Elect Paul Blythe  Mgmt  For  For  For 
  4  Elect Geoffrey Belsher  Mgmt  For  For  For 
  5  Elect Franklin Davis  Mgmt  For  For  For 
  6  Elect J. Duncan Gibson  Mgmt  For  For  For 
  7  Elect John Lydall  Mgmt  For  For  For 
  8  Elect William Myckatyn  Mgmt  For  For  For 
  9  Elect Gregory Van Staveren  Mgmt  For  For  For 
  10  Elect James Wallace  Mgmt  For  For  For 
  11  Elect Kenneth Williamson  Mgmt  For  For  For 
  12  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  13  Stock Option Plan  Mgmt  For  For  For 

 



Randgold Resources Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  RRS  CUSIP9 752344309  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  N/A  For  N/A 
  2  Allocation of Profits/Dividends  Mgmt  N/A  For  N/A 
  3  Directors' Remuneration  Mgmt  N/A  Abstain  N/A 
    Report         
  4  Elect Philippe Lietard  Mgmt  N/A  For  N/A 
  5  Elect D. Mark Bristow  Mgmt  N/A  For  N/A 
  6  Elect Graham Shuttleworth  Mgmt  N/A  For  N/A 
  7  Elect Norborne Cole, Jr.  Mgmt  N/A  For  N/A 
  8  Elect Christopher Coleman  Mgmt  N/A  For  N/A 
  9  Elect Kadri Dagdelen  Mgmt  N/A  For  N/A 
  10  Elect Robert Israel  Mgmt  N/A  For  N/A 
  11  Elect Karl Voltaire  Mgmt  N/A  For  N/A 
  12  Appointment of Auditor  Mgmt  N/A  For  N/A 
  13  Authority to Set Auditor's Fees  Mgmt  N/A  For  N/A 
  14  Directors' Fees  Mgmt  N/A  Abstain  N/A 
  15  Co-Investment Plan  Mgmt  N/A  For  N/A 
  16  Authority to Issue Shares w/  Mgmt  N/A  For  N/A 
    Preemptive Rights         
  17  Authority to Issue Shares w/o  Mgmt  N/A  For  N/A 
    Preemptive Rights         
  18  Authority to Repurchase  Mgmt  N/A  For  N/A 
    Shares         
  19  Adoption of New Articles  Mgmt  N/A  Abstain  N/A 
 
 
Range Resources Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  RRC  CUSIP9 75281A109  05/18/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Charles Blackburn  Mgmt  For  For  For 
  2  Elect Anthony Dub  Mgmt  For  For  For 
  3  Elect V. Richard Eales  Mgmt  For  For  For 
  4  Elect Allen Finkelson  Mgmt  For  For  For 

 



  5  Elect James Funk  Mgmt  For  For  For 
  6  Elect Jonathan Linker  Mgmt  For  For  For 
  7  Elect Kevin McCarthy  Mgmt  For  For  For 
  8  Elect John Pinkerton  Mgmt  For  For  For 
  9  Elect Jeffrey Ventura  Mgmt  For  For  For 
  10  Advisory Vote on Executive  Mgmt  For  Against  Against 
    Compensation         
  11  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  12  Amendment to the 2005 Equity  Mgmt  For  For  For 
-Based Compensation Plan
  13  Ratification of Auditor  Mgmt  For  For  For 
 
 
Rio Tinto plc             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  RIO  CUSIP9 767204100  04/14/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  For  For  For 
  2  Directors' Remuneration  Mgmt  For  For  For 
    Report         
  3  Elect Tom Albanese  Mgmt  For  For  For 
  4  Elect Robert Brown  Mgmt  For  For  For 
  5  Elect Vivienne Cox  Mgmt  For  For  For 
  6  Elect Jan du Plessis  Mgmt  For  For  For 
  7  Elect Guy Elliott  Mgmt  For  For  For 
  8  Elect Michael Fitzpatrick  Mgmt  For  For  For 
  9  Elect Ann Godbehere  Mgmt  For  For  For 
  10  Elect Richard Goodmanson  Mgmt  For  For  For 
  11  Elect Andrew Gould  Mgmt  For  For  For 
  12  Elect Lord John Kerr of  Mgmt  For  For  For 
    Kinlochard         
  13  Elect Paul Tellier  Mgmt  For  For  For 
  14  Elect Samuel Walsh  Mgmt  For  For  For 
  15  Elect Stephen Mayne  Mgmt  Against  Against  For 
  16  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  17  Amendment to the  Mgmt  For  For  For 
Performance Share Plan
  18  Amendment to and Renewal of  Mgmt  For  For  For 
    Share Ownership Plan         
  19  Authority to Issue Shares w/  Mgmt  For  For  For 
    Preemptive Rights         

 



  20  Authority to Issue Shares w/o  Mgmt  For  For  For 
    Preemptive Rights         
  21  Authority to Repurchase Rio  Mgmt  For  For  For 
    Tinto plc Shares         
  22  Authority to Set General  Mgmt  For  For  For 
Meeting Notice Period at 14
    Days         
 
 
Rosetta Resources, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  ROSE  CUSIP9 777779307  05/06/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Richard Beckler  Mgmt  For  For  For 
  1.2  Elect Matthew Fitzgerald  Mgmt  For  For  For 
  1.3  Elect Philip Frederickson  Mgmt  For  For  For 
  1.4  Elect D. Henry Houston  Mgmt  For  For  For 
  1.5  Elect Randy Limbacher  Mgmt  For  For  For 
  1.6  Elect Josiah Low III  Mgmt  For  For  For 
  1.7  Elect Donald Patteson, Jr.  Mgmt  For  For  For 
  2  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  3  Frequency of Advisory Vote on  Mgmt  3 Years  2 Years  Against 
Executive Compensation
  4  Ratification of Auditor  Mgmt  For  For  For 
 
 
Rowan Companies, Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  RDC  CUSIP9 779382100  04/28/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Robert Croyle  Mgmt  For  For  For 
  2  Elect Lord Moynihan  Mgmt  For  For  For 
  3  Elect W. Matt Ralls  Mgmt  For  For  For 
  4  Elect John Quicke  Mgmt  For  For  For 
  5  Ratification of Auditor  Mgmt  For  For  For 
  6  Advisory Vote on Executive  Mgmt  For  Abstain  Against 
    Compensation         
  7  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation

 



SANDRIDGE ENERGY INC             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SD  CUSIP 80007P307  07/16/2010    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Merger with Arena  Mgmt  For  For  For 
    Resources         
  2  Increase Common Stock  Mgmt  For  For  For 
 
 
Schlumberger Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SLB  CUSIP9 806857108  04/06/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Philippe Camus  Mgmt  For  For  For 
  2  Elect Peter Currie  Mgmt  For  For  For 
  3  Elect Andrew Gould  Mgmt  For  For  For 
  4  Elect Tony Isaac  Mgmt  For  For  For 
  5  Elect K.V. Kamath  Mgmt  For  For  For 
  6  Elect Nikolay Kudryavtsev  Mgmt  For  For  For 
  7  Elect Adrian Lajous  Mgmt  For  For  For 
  8  Elect Michael Marks  Mgmt  For  For  For 
  9  Elect Elizabeth Moler  Mgmt  For  For  For 
  10  Elect Leo Reif  Mgmt  For  For  For 
  11  Elect Tore Sandvold  Mgmt  For  For  For 
  12  Elect Henri Seydoux  Mgmt  For  For  For 
  13  Elect Paal Kibsgaard  Mgmt  For  For  For 
  14  Elect Lubna Olayan  Mgmt  For  For  For 
  15  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  16  Frequency of Advisory Vote on  Mgmt  2 Years  2 Years  For 
Executive Compensation
  17  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  18  Amendements to Articles  Mgmt  For  For  For 
  19  Approval of Financial  Mgmt  For  For  For 
Statements and Dividends
  20  Ratification of Auditor  Mgmt  For  For  For 

 



Seabridge Gold Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SEA  CUSIP9 811916105  06/29/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect James Anthony  Mgmt  For  For  For 
  1.2  Elect Douglas Barr  Mgmt  For  For  For 
  1.3  Elect A. Frederick Banfield  Mgmt  For  For  For 
  1.4  Elect Thomas Dawson  Mgmt  For  For  For 
  1.5  Elect Louis Fox  Mgmt  For  For  For 
  1.6  Elect Rudi Fronk  Mgmt  For  For  For 
  1.7  Elect Eliseo Gonzalez-Urien  Mgmt  For  For  For 
  2  Appointment of Auditor  Mgmt  For  For  For 
  3  Authority to Set Auditor's Fees  Mgmt  For  For  For 
  4  Amendment to Stock Option  Mgmt  For  For  For 
    Plan         
  5  Stock Option Grant to Directors  Mgmt  For  For  For 
  6  Stock Option Grant to CFO  Mgmt  For  For  For 
  7  Stock Option Grant to Douglas  Mgmt  For  For  For 
    Barr         
  8  Transaction of Other Business  Mgmt  For  Against  Against 
 
 
SEMAFO Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SMF  CINS 816922108  05/10/2011    Voted   
  Meeting Type  Country of Trade         
  Mix  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect Terence Bowles  Mgmt  For  For  For 
  3  Elect Pierre Claver Damiba  Mgmt  For  For  For 
  4  Elect Benoit La Salle  Mgmt  For  For  For 
  5  Elect Jean Lamarre  Mgmt  For  For  For 
  6  Elect John LeBoutillier  Mgmt  For  For  For 
  7  Elect Gilles Masson  Mgmt  For  For  For 
  8  Elect Lawrence McBrearty  Mgmt  For  For  For 
  9  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  10  Shareholder Rights Plan  Mgmt  For  For  For 

 



Silver Wheaton Corp.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SLW  CUSIP9 828336107  05/20/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Peter Barnes  Mgmt  For  For  For 
  1.2  Elect Lawrence Bell  Mgmt  For  For  For 
  1.3  Elect George Brack  Mgmt  For  For  For 
  1.4  Elect John Brough  Mgmt  For  For  For 
  1.5  Elect R. Peter Gillin  Mgmt  For  For  For 
  1.6  Elect Douglas Holtby  Mgmt  For  For  For 
  1.7  Elect Eduardo Luna  Mgmt  For  For  For 
  1.8  Elect Wade Nesmith  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
 
 
Southern Copper Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SCCO  CUSIP9 84265V105  04/28/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect German Larrea Mota  Mgmt  For  For  For 
    Velasco         
  1.2  Elect Oscar Gonzalez Rocha  Mgmt  For  For  For 
  1.3  Elect Emilio Carrillo Gamboa  Mgmt  For  For  For 
  1.4  Elect Alfredo Casar Perez  Mgmt  For  For  For 
  1.5  Elect Luis Castelazo Morales  Mgmt  For  For  For 
  1.6  Elect Enrique Castillo Sanchez  Mgmt  For  For  For 
    Mejorada         
  1.7  Elect Alberto de la Parra  Mgmt  For  For  For 
    Zavala         
  1.8  Elect Xavier Garcia de  Mgmt  For  For  For 
    Quevedo Topete         
  1.9  Elect Genaro Larrea Mota  Mgmt  For  For  For 
    Velasco         
  1.10  Elect Daniel Quintanilla  Mgmt  For  For  For 
  1.11  Elect Luis Miguel Palomino  Mgmt  For  For  For 
    Bonilla         
  1.12  Elect Gilberto Perezalonso  Mgmt  For  Withhold  Against 
    Cifuentes         

 



  1.13  Elect Juan Rebolledo Gout  Mgmt  For  For  For 
  1.14  Elect Carlos Ruiz  Mgmt  For  For  For 
  2  Ratification of Auditor  Mgmt  For  For  For 
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
 
 
Southwestern Energy             
Company             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SWN  CUSIP9 845467109  05/17/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Elect Lewis Epley, Jr.  Mgmt  For  For  For 
  2  Elect Robert Howard  Mgmt  For  For  For 
  3  Elect Greg Kerley  Mgmt  For  For  For 
  4  Elect Harold Korell  Mgmt  For  For  For 
  5  Elect Vello Kuuskraa  Mgmt  For  For  For 
  6  Elect Kenneth Mourton  Mgmt  For  For  For 
  7  Elect Steven Mueller  Mgmt  For  For  For 
  8  Elect Charles Scharlau  Mgmt  For  For  For 
  9  Elect Alan Stevens  Mgmt  For  For  For 
  10  Ratification of Auditor  Mgmt  For  For  For 
  11  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  12  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  13  Amendment to the Bylaws to  Mgmt  For  For  For 
    Reduce the Ownership         
    Threshold for Shareholders to         
    Call a Special Meeting         
  14  Shareholder Proposal  ShrHoldr  Against  Against  For 
    Regarding Political         
    Contributions and Expenditure         
    Report         

 



Suncor Energy Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  SU  CUSIP9 867224107  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Mel Benson  Mgmt  For  For  For 
  1.2  Elect Dominic D'Alessandro  Mgmt  For  For  For 
  1.3  Elect John Ferguson  Mgmt  For  For  For 
  1.4  Elect W. Douglas Ford  Mgmt  For  For  For 
  1.5  Elect Richard George  Mgmt  For  For  For 
  1.6  Elect Paul Haseldonckx  Mgmt  For  For  For 
  1.7  Elect John Huff  Mgmt  For  For  For 
  1.8  Elect Jacques Lamarre  Mgmt  For  For  For 
  1.9  Elect Brian MacNeill  Mgmt  For  For  For 
  1.10  Elect Maureen McCaw  Mgmt  For  For  For 
  1.11  Elect Michael O'Brien  Mgmt  For  For  For 
  1.12  Elect James Simpson  Mgmt  For  For  For 
  1.13  Elect Eira Thomas  Mgmt  For  For  For 
  2  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
 
 
Tahoe Resources Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  THO  CINS 873868103  05/02/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Canada         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Non-Voting Meeting Note  N/A  N/A  N/A  N/A 
  2  Elect A. Dan Rovig  Mgmt  For  For  For 
  3  Elect C. Kevin McArthur  Mgmt  For  For  For 
  4  Elect Lorne Anderson  Mgmt  For  For  For 
  5  Elect Paul Sweeney  Mgmt  For  For  For 
  6  Elect James Voorhees  Mgmt  For  For  For 
  7  Elect John Bell  Mgmt  For  For  For 
  8  Elect Kenneth Williamson  Mgmt  For  For  For 
  9  Appointment of Auditor  Mgmt  For  For  For 

 



  10  Shareholder Rights Plan  Mgmt  For  For  For 
 
 
Talisman Energy Inc.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  TLM  CUSIP9 87425E103  05/04/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect Christiane Bergevin  Mgmt  For  For  For 
  1.2  Elect Donald Carty  Mgmt  For  For  For 
  1.3  Elect William Dalton  Mgmt  For  For  For 
  1.4  Elect Kevin Dunne  Mgmt  For  For  For 
  1.5  Elect Harold Kvisle  Mgmt  For  For  For 
  1.6  Elect John Manzoni  Mgmt  For  For  For 
  1.7  Elect Lisa Stewart  Mgmt  For  For  For 
  1.8  Elect Peter Tomsett  Mgmt  For  For  For 
  1.9  Elect Charles Williamson  Mgmt  For  For  For 
  1.10  Elect Charles Winograd  Mgmt  For  For  For 
  2  Appointment of Auditor  Mgmt  For  For  For 
  3  Amendment to Shareholder  Mgmt  For  For  For 
    Rights' Plan         
  4  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
 
 
Tenaris S.A.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  TEN  CUSIP9 88031M109  06/01/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Presentation of Accounts and  Mgmt  For  For  For 
    Reports         
  2  Consolidated Accounts and  Mgmt  For  For  For 
    Reports         
  3  Accounts and Reports  Mgmt  For  For  For 
  4  Allocation of Profits/Dividends  Mgmt  For  For  For 
  5  Ratification of Board Acts  Mgmt  For  For  For 
  6  Election of Directors  Mgmt  For  For  For 
  7  Directors' Fees  Mgmt  For  For  For 
  8  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         

 



  9  Electronic Communications  Mgmt  For  For  For 
  10  Amendments to Articles  Mgmt  For  For  For 
  11  Amendment Regarding Date of  Mgmt  For  For  For 
the Annual General Meeting
 
 
Tenaris S.A.             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  TEN  CUSIP9 88031M109  06/01/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Presentation of Accounts and  Mgmt  For  Abstain  Against 
    Reports         
  2  Consolidated Accounts and  Mgmt  For  Abstain  Against 
    Reports         
  3  Accounts and Reports  Mgmt  For  Abstain  Against 
  4  Allocation of Profits/Dividends  Mgmt  For  Abstain  Against 
  5  Ratification of Board Acts  Mgmt  For  Abstain  Against 
  6  Election of Directors  Mgmt  For  Abstain  Against 
  7  Directors' Fees  Mgmt  For  Abstain  Against 
  8  Appointment of Auditor and  Mgmt  For  Abstain  Against 
    Authority to Set Fees         
  9  Electronic Communications  Mgmt  For  Abstain  Against 
  10  Amendments to Articles  Mgmt  For  Abstain  Against 
  11  Amendment Regarding Date of  Mgmt  For  Abstain  Against 
the Annual General Meeting
 
 
Vale SA             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  VALE5  CUSIP9 91912E105  04/19/2011    Voted   
  Meeting Type  Country of Trade         
  Special  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  For  For  For 
  2  Allocation of Profits/Dividends  Mgmt  For  For  For 
    and Capital Expenditure         
    Budget         
  3  Election of Directors  Mgmt  For  Against  Against 
  4  Election of Supervisory Council  Mgmt  For  For  For 
  5  Remuneration Policy  Mgmt  For  Against  Against 
  6  Capitalization of Reserves  Mgmt  For  For  For 

 



WESTERN AREAS NL             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  WSA  CUSIP Q9618L100  10/08/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  Australia         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Remuneration Report  Mgmt  For  Abstain  Against 
  2  Elect/Appoint Director  Mgmt  For  For  For 
  3  Issue Debt Instruments  Mgmt  For  For  For 
 
 
Whiting Petroleum             
Corporation             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  WLL  CUSIP9 966387102  05/03/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United States         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1.1  Elect D. Sherwin Artus  Mgmt  For  For  For 
  1.2  Elect Philip Doty  Mgmt  For  For  For 
  2  Increase of Authorized  Mgmt  For  For  For 
    Common Stock         
  3  Advisory Vote on Executive  Mgmt  For  For  For 
    Compensation         
  4  Frequency of Advisory Vote on  Mgmt  1 Year  2 Years  Against 
Executive Compensation
  5  Ratification of Auditor  Mgmt  For  For  For 
 
 
Woodside Petroleum Limited             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  WPL  CINS 980228100  04/20/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  Australia         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Re-elect Michael Chaney  Mgmt  For  For  For 
  2  Re-elect David McEvoy  Mgmt  For  For  For 
  3  Remuneration Report  Mgmt  For  For  For 
  4  Amendments to Constitution  Mgmt  For  Against  Against 

 



  5  Shareholder Proposal  ShrHoldr  Against  Against  For 
Regarding Amendment to
Constitution (Carbon Price
    Assumption Report)         
 
 
Xstrata Plc             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  XTA  CINS G9826T102  05/04/2011    Voted   
  Meeting Type  Country of Trade         
  Annual  United Kingdom         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Accounts and Reports  Mgmt  For  For  For 
  2  Allocation of Profits/Dividends  Mgmt  For  For  For 
  3  Directors' Remuneration  Mgmt  For  Abstain  Against 
    Report         
  4  Elect Mick Davis  Mgmt  For  For  For 
  5  Elect Con Fauconnier  Mgmt  For  For  For 
  6  Elect Ivan Glasenberg  Mgmt  For  For  For 
  7  Elect Peter Hooley  Mgmt  For  For  For 
  8  Elect Claude Lamoureux  Mgmt  For  For  For 
  9  Elect Trevor Reid  Mgmt  For  For  For 
  10  Elect Sir Steve Robson  Mgmt  For  For  For 
  11  Elect David Rough  Mgmt  For  For  For 
  12  Elect Ian Strachan  Mgmt  For  For  For 
  13  Elect Santiago Zaldumbide  Mgmt  For  For  For 
  14  Elect John Bond  Mgmt  For  For  For 
  15  Elect Aristotelis Mistakidis  Mgmt  For  For  For 
  16  Elect Tor Peterson  Mgmt  For  For  For 
  17  Appointment of Auditor and  Mgmt  For  For  For 
    Authority to Set Fees         
  18  Authority to Issue Shares w/  Mgmt  For  For  For 
    Preemptive Rights         
  19  Non-Voting Agenda Item  N/A  N/A  N/A  N/A 
  20  Non-Voting Agenda Item  N/A  N/A  N/A  N/A 
  21  Authority to Issue Shares w/o  Mgmt  For  For  For 
    Preemptive Rights         
  22  Non-Voting Agenda Item  N/A  N/A  N/A  N/A 
  23  Non-Voting Agenda Item  N/A  N/A  N/A  N/A 
  24  Authority to Set General  Mgmt  For  For  For 
Meeting Notice Period at 20
    Days         

 



YINGLI GREEN ENERGY             
HLDG-ADR             
  Ticker  Security ID:  Meeting Date  Meeting Status 
  YGE  CUSIP 98584B103  08/13/2010    Voted   
  Meeting Type  Country of Trade         
  Annual  Cayman Islands         
  Issue No.  Description  Proponent  Mgmt Rec  Vote Cast  For/Agnst 
            Mgmt 
  1  Approve Financial Statements  Mgmt  For  For  For 
  2.1  Elect Nominee - IAIN  Mgmt  For  For  For 
    FERGUSON BRUCE         
  2.2  Elect Nominee - CHI PING  Mgmt  For  For  For 
    MARTIN LAU         
  3  Ratify Appointment of Auditors  Mgmt  For  For  For 

 



FUND: Principal Funds, Inc. – Diversified Real Asset Fund       
SUB-ADVISOR: Principal Real Estate Investors         
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND: Principal Funds, Inc. - Diversified Real Asset Fund     
SUB-ADVISOR: Tortoise Capital Advisors, L.L.C.     
 
 
Diversified Real Asset Fund       
 
 
Company Name  Meeting Date  CUSIP  Ticker 
Buckeye Partners LP  June 7, 2011  118230101  BPL 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    1) Forrest E. Wylie   
    2) Joseph A. Lasala, Jr.   
    3) Martin A. White   
 
For  For  Ratification of Deloitte & Touche LLP  Issuer 
 
For  For  Advisory resolution on executive compensation  Issuer 
 
 
3 Years  For  Advisory vote on the frequency of future advisory  Issuer 
    votes on executive compensation   
 
Company Name  Meeting Date  CUSIP  Ticker 
MarkWest Energy Partners, LP  June 1, 2011  570759100  MWE 
 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    Frank M. Semple   
    Donald D. Wolf   
    Keith E. Bailey   
    Michael L. Beatty   
    Charles K. Dempster   
    Donald C Hepperman   
    William A. Kellstrom   
    Anne E. Fox Mounsey   
    William P. Nicoletti   
 
For  For  To approve, on an advisory basis, the  Issuer 
    compensation for the Partnership's named   
    executive officers as described in the Partnership's   
    Proxy Statement for the 2011 Annual Meeting of   
    Common Unitholders   
 
3 Years  For  To recommend, on an advisory basis, the  Issuer 
    frequency of the advisory vote on the   
    compensation of the Partnership's named   
    executive officers   
 
For  For  Ratification of Deloitte & Touche LLP as the  Issuer 
    Partnerships's Independent Public Accountants for   
    the fiscal year ending December 31, 2011   
 
 
Company Name  Meeting Date  CUSIP  Ticker 
Copano Energy, LLC  May 18, 2011  217202100  CPNO 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    1) James G Crump   
    2) Ernie L. Danner   
    3) Scott A. Griffiths   

 



    4) Michael L. Johnson   
    5) Michael G. Macdougall   
    6) R. Bruce Nothcutt   
    7) T. William Porter   
    8) William L. Thacker   
 
For  For  Ratification of Deloitte & Touche LLP as  Issuer 
    Independent Registeres Public Accounting Firm for   
    2011   
 
For  For  Approval of an Amendment to the Long-Term  Issuer 
    Incentive Plan to increase the number of Common   
    Units From 5,000,000 to 6,200,000   
 
For  For  Approval of an Amendment to the Long-Term  Issuer 
    Incentive Plan to extend the term of the Plan from   
    November 15, 2014 to November 15, 2019   
 
For  For  Advisory vote on the compensation philosophy,  Issuer 
    policies and procedures and the executive   
    compensation disclosed in this Proxy Statement   
 
 
3 Years  For  Advisory vote on the frequency of the advisory vote  Issuer 
    on executive compensation   
 
Company Name  Meeting Date  CUSIP  Ticker 
Nustar Energy L P  May 5, 2011  67058h102  NS 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  To approve the Nustar GP, LLC Third Amended  Issuer 
    and Restated 2000 Long-Term Incentive Plan   
    increasing the total number of Common Units   
    available under the Plan to 3.25 Million   
 
For  For  Ratify the Appointment of KPMG LLP as Nustar  Issuer 
    Energy L.P.'s Independent Registered Accounting   
    Firm for 2011   
 
Company Name  Meeting Date  CUSIP  Ticker 
Magellan Midstream Partners LP  April 27, 2011  559080106  MMP 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    1. James C. Kempner   
    2. Michael N Mears   
    3. James R. Montague   
 
For  For  Proposal to amend Long-Term Incentive Plan  Issuer 
 
For  For  Advisory vote on executive compensation  Issuer 
 
    Advisory vote on frequency of vote on executive   
3 Years  For  compensation  Issuer 
 
Company Name  Meeting Date  CUSIP  Ticker 
Copano Energy, LLC  November 17, 2010  217202100  CPNO 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 

 



    A proposal to approve: (A) Changes to the terms of   
    Series A convertible preferred units to provide for   
    full voting rights for such units and full convertibility   
For  For  of such units into common units on a one-for-one  Issuer 
    basis and (B) The issuance of additional common   
    units upon conversion of Series A convertible   
    preferred units.   
 
Company Name  Meeting Date  CUSIP  Ticker 
Buckeye Partners LP  November 16, 2010  118230101  BPL 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Approval of a first Amended and Restated  Issuer 
    Agreement and Plan of Merger by and among   
    Buckeye Partners, L.P. (The "Partnership"),   
    Buckeye GP LLC, Grand Ohio, LLC, Buckeye GP   
    Holdings L.P. & Mainline Management LLC, dated   
    as of August 18, 2010 and the transactions   
    contemplated thereby, all as more fully described in   
    the Proxy Statement.   
 
For  For  To consider and vote upon the approval of the  Issuer 
    Amended and Restated Agreement of Limited   
    Partnership of the Partnership.   

 



FUND: Principal Funds, Inc. – Equity Income Fund     
SUB-ADVISOR: Edge Asset Management, Inc.     
 
3M COMPANY       
 
Ticker:  MMM  Security ID:88579Y101 
Meeting Date: MAY 10, 2011  Meeting Type: Annual   
Record Date: MAR 11, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Linda G. Alvarado  For  For  Management 
2  Elect Director George W. Buckley  For  For  Management 
3  Elect Director Vance D. Coffman  For  For  Management 
4  Elect Director Michael L. Eskew  For  For  Management 
5  Elect Director W. James Farrell  For  For  Management 
6  Elect Director Herbert L. Henkel  For  For  Management 
7  Elect Director Edward M. Liddy  For  For  Management 
8  Elect Director Robert S. Morrison  For  For  Management 
9  Elect Director Aulana L. Peters  For  For  Management 
10  Elect Director Robert J. Ulrich  For  For  Management 
11  Ratify Auditors  For  For  Management 
12  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
13  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
14  Report on Political Contributions  Against  For  Shareholder 
 
--------------------------------------------------------------------------------     
 
ABBOTT LABORATORIES       
 
Ticker:  ABT  Security ID:002824100 
Meeting Date: APR 29, 2011  Meeting Type: Annual   
Record Date: MAR 02, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Robert J. Alpern  For  For  Management 
1.2  Elect Director Roxanne S. Austin  For  For  Management 
1.3  Elect Director W. James Farrell  For  For  Management 
1.4  Elect Director H. Laurance Fuller  For  For  Management 
1.5  Elect Director Edward M. Liddy  For  For  Management 
1.6  Elect Director Phebe N. Novakovic  For  For  Management 
1.7  Elect Director William A. Osborn  For  For  Management 
1.8  Elect Director Samuel C. Scott III  For  For  Management 
1.9  Elect Director Glenn F. Tilton  For  For  Management 
1.10  Elect Director Miles D. White  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
5  Adopt Policy on Pharmaceutical Price  Against  Against  Shareholder 
  Restraint       

 



ACE LIMITED       
 
Ticker:  ACE  Security ID:H0023R105 
Meeting Date: MAY 18, 2011  Meeting Type: Annual   
Record Date: MAR 30, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Evan G. Greenberg as Director  For  For  Management 
1.2  Elect Leo F. Mullin as Director  For  For  Management 
1.3  Elect Olivier Steimer as Director  For  For  Management 
1.4  Elect Michael P. Connors as Director  For  For  Management 
1.5  Elect Eugene B. Shanks, Jr as DirectorFor  For  Management   
1.6  Elect John A. Krol as Director  For  For  Management 
2.1  Approve Annual Report  For  For  Management 
2.2  Accept Statutory Financial Statements  For  For  Management 
2.3  Accept Consolidated Financial  For  For  Management 
  Statements       
3  Approve Allocation of Income and  For  For  Management 
  Dividends       
4  Approve Discharge of Board and Senior  For  For  Management 
  Management       
5.1  Ratify PricewaterhouseCoopers AG as  For  For  Management 
  Auditors       
5.2  Ratify Ratify PricewaterhouseCoopers  For  For  Management 
  LLC as Independent Registered Public       
  Accounting Firm as Auditors       
5.3  Ratify BDO AG as Special Auditors  For  For  Management 
6  Approve Dividend Distribution from  For  For  Management 
  Legal Reserves       
7  Advisory Vote to Ratify Named Executive For Against  Management   
  Officers' Compensation       
8  Advisory Vote on Say on Pay Frequency  None  One Year  Management 
--------------------------------------------------------------------------------   
AIR PRODUCTS AND CHEMICALS, INC.       
 
Ticker:  APD  Security ID:009158106 
Meeting Date: JAN 27, 2011  Meeting Type: Annual   
Record Date: NOV 30, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Chadwick C. Deaton  For  For  Management 
1.2  Elect Director Michael J. Donahue  For  For  Management 
1.3  Elect Director Ursula O. Fairbairn  For  For  Management 
1.4  Elect Director Lawrence S. Smith  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
5  Approve Executive Incentive Bonus Plan  For  For  Management 

 



ALLIANZ SE       
 
Ticker:  ALV  Security ID:018805101 
Meeting Date: MAY 04, 2011  Meeting Type: Annual   
Record Date: APR 01, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Receive Financial Statements and  None  None  Management 
  Statutory Reports for Fiscal 2010       
  (Non-Voting)       
2  Approve Allocation of Income and  For  For  Management 
  Dividends of EUR 4.50 per Share       
3  Approve Discharge of Management Board  For  For  Management 
  for Fiscal 2010       
4  Approve Discharge of Supervisory Board  For  For  Management 
  for Fiscal 2010       
5  Elect Franz Heiss as Employee  For  For  Management 
  Representative to the Supervisory Board       
6  Amend Articles Re: Remuneration of  For  For  Management 
  Supervisory Board       
7  Approve Affiliation Agreements with  For  For  Management 
  Allianz Global Investors AG       
8  Approve Spin-Off and Takeover Agreement  For  For  Management 
  with Allianz Deutschland AG       
A  Counter Motion A  Against  Against  Shareholder 
B  Counter Motion B  Against  Against  Shareholder 
C  Counter Motion C  Against  Against  Shareholder 
D  Counter Motion D  Against  Against  Shareholder 
E  Counter Motion E  Against  Against  Shareholder 
F  Counter Motion F  Against  Against  Shareholder 
G  Counter Motion G  Against  Against  Shareholder 
H  Counter Motion H  Against  Against  Shareholder 
I  Counter Motion I  Against  Against  Shareholder 
J  Counter Motion J  Against  Against  Shareholder 
--------------------------------------------------------------------------------   
ANNALY CAPITAL MANAGEMENT INC.       
Ticker:  NLY  Security ID:035710409 
Meeting Date: JUN 23, 2011  Meeting Type: Annual   
Record Date: MAR 30, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Michael A. J. Farrell  For  For  Management 
2  Elect Director Jonathan D. Green  For  Against  Management 
3  Elect Director John A. Lambiase  For  For  Management 
4  Increase Authorized Capital Stock  For  For  Management 
5  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
6  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
7  Ratify Auditors  For  For  Management 

 



APPLIED MATERIALS, INC.       
Ticker:  AMAT  Security ID:038222105 
Meeting Date: MAR 08, 2011  Meeting Type: Annual   
Record Date: JAN 12, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Aart J. De Geus  For  For  Management 
1.2  Elect Director Stephen R. Forrest  For  For  Management 
1.3  Elect Director Thomas J. Iannotti  For  For  Management 
1.4  Elect Director Susan M. James  For  For  Management 
1.5  Elect Director Alexander A. Karsner  For  For  Management 
1.6  Elect Director Gerhard H. Parker  For  For  Management 
1.7  Elect Director Dennis D. Powell  For  For  Management 
1.8  Elect Director Willem P. Roelandts  For  For  Management 
1.9  Elect Director James E. Rogers  For  For  Management 
1.10  Elect Director Michael R. Splinter  For  For  Management 
1.11  Elect Director Robert H. Swan  For  For  Management 
2  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
4  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------     
AT&T INC.       
Ticker:  T  Security ID:00206R102 
Meeting Date: APR 29, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Randall L. Stephenson  For  For  Management 
2  Elect Director Gilbert F. Amelio  For  For  Management 
3  Elect Director Reuben V. Anderson  For  For  Management 
4  Elect Director James H. Blanchard  For  For  Management 
5  Elect Director Jaime Chico Pardo  For  For  Management 
6  Elect Director James P. Kelly  For  For  Management 
7  Elect Director Jon C. Madonna  For  For  Management 
8  Elect Director Lynn M. Martin  For  For  Management 
9  Elect Director John B. McCoy  For  For  Management 
10  Elect Director Joyce M. Roche  For  For  Management 
11  Elect Director Matthew K. Rose  For  For  Management 
12  Elect Director Laura D Andrea Tyson  For  For  Management 
13  Ratify Auditors  For  For  Management 
14  Approve Omnibus Stock Plan  For  For  Management 
15  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
17  Report on Political Contributions  Against  For  Shareholder 
18  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
19  Provide Right to Act by Written Consent  Against  For  Shareholder 

 



AUTOMATIC DATA PROCESSING, INC.       
Ticker:  ADP  Security ID:053015103 
Meeting Date: NOV 09, 2010  Meeting Type: Annual   
Record Date: SEP 10, 2010       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Gregory D. Brenneman  For  For  Management 
1.2  Elect Director Leslie A. Brun  For  For  Management 
1.3  Elect Director Gary C. Butler  For  For  Management 
1.4  Elect Director Leon G. Cooperman  For  For  Management 
1.5  Elect Director Eric C. Fast  For  For  Management 
1.6  Elect Director Linda R. Gooden  For  For  Management 
1.7  Elect Director R. Glenn Hubbard  For  For  Management 
1.8  Elect Director John P. Jones  For  For  Management 
1.9  Elect Director Sharon T. Rowlands  For  For  Management 
1.10  Elect Director Enrique T. Salem  For  For  Management 
1.11  Elect Director Gregory L. Summe  For  For  Management 
2  Amend Qualified Employee Stock Purchase  For  For  Management 
  Plan       
3  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------   
BANCO SANTANDER S.A.       
Ticker:  STD  Security ID:05964H105 
Meeting Date: JUN 17, 2011  Meeting Type: Annual   
Record Date: MAY 06, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.A  Accept Individual and Consolidated  For  For  Management 
  Financial Statements and Statutory       
  Reports for FY 2010       
1.B  Approve Discharge of Directors for FY  For  For  Management 
  2010       
2  Approve Allocation of Income for FY  For  For  Management 
  2010       
3.A  Reelect Ana Patricia Botin-Sanz de  For  Against  Management 
  Sautuola y O'Shea as Director       
3.B  Reelect Rodrigo Echenique Gordillo as  For  Against  Management 
  Director       
3.C  Reelect Lord Burns as Director  For  Against  Management 
3.D  Reelect Assicurazioni Generali S.p.A.  For  Against  Management 
  as Director       
4  Reelect Deloitte, S.L. as Auditors for  For  For  Management 
  FY 2011       
5.A  Amend Articles 8, 11, 15, 16 and 18 Re:  For  For  Management 
  Equity-Related       
5.B  Amend Several Articles of Bylaws  For  For  Management 
5.C  Amend Article 62 and 69 of Bylaws  For  For  Management 
6.A  Amend Preamble and Article 2 of General  For  For  Management 
  Meeting Regulations       

 



6.B  Amend Articles 4, 5 and 8 of General  For  For  Management 
  Meeting Regulations; Add Article 6 Bis       
  to General Meeting Regulations       
6.C  Amend Article 12, 19, 21 and Additional  For  For  Management 
  Provision of General Meeting       
  Regulations       
7  Grant Board Authorization to Increase  For  For  Management 
  Capital       
8.A  Authorize Increase in Capital Charged  For  For  Management 
  to Voluntary Reserves for Bonus Issue;       
  Amend Article 5 of Bylaws Accordingly;       
  Approve Listing of Shares       
8.B  Authorize Increase in Capital Charged  For  For  Management 
  to Voluntary Reserves for Bonus Issue;       
  Amend Article 5 of Bylaws Accordingly;       
  Approve Listing of Shares       
9.A  Authorize to Issuance of Convertible  For  For  Management 
  and/or Exchangeable Debt Securities       
  Including Warrants Without Preemptive       
  Rights; Void Authorization Granted at       
  2010 AGM       
9.B  Authorize Issuance of Non Convertible  For  For  Management 
  Debt Securities Including Warrants       
10.A Approve Sixth Cycle of Performance  For  For  Management 
  Share Plan       
10.B Approve Second Cycle of Deferred and  For  For  Management 
  Conditional Share Plan       
10.C Approve First Cycle of Deferred and  For  For  Management 
  Conditional Variable Remuneration Plan       
10.D Approve Savings Plan for Santander UK  For  For  Management 
  plc Employees and Other Companies of       
  Santander Group in UK       
11  Authorize Board to Ratify and Execute  For  For  Management 
  Approved Resolutions       
12  Advisory Vote on Remuneration Policy  For  For  Management 
  Report       
--------------------------------------------------------------------------------   
BANK OF NOVA SCOTIA       
Ticker:  BNS  Security ID:064149107 
Meeting Date: APR 05, 2011  Meeting Type: Annual   
Record Date: FEB 08, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Ronald A. Brenneman  For  For  Management 
1.2  Elect Director C.J. Chen  For  For  Management 
1.3  Elect Director David A. Dodge  For  For  Management 
1.4  Elect Director N. Ashleigh Everett  For  For  Management 
1.5  Elect Director John C. Kerr  For  For  Management 
1.6  Elect Director Michael J.L. Kirby  For  For  Management 
1.7  Elect Director John T. Mayberry  For  For  Management 

 



1.8  Elect Director Thomas C. O'Neill  For  For  Management 
1.9  Elect Director Alexis E. Rovzar de la Torre  For  For  Management 
1.10  Elect Director Indira V. Samarasekera  For  For  Management 
1.11  Elect Director Allan C. Shaw  For  For  Management 
1.12  Elect Director Paul D. Sobey  For  For  Management 
1.13  Elect Director Barbara S. Thomas  For  For  Management 
1.14  Elect Director Richard E. Waugh  For  For  Management 
2  Ratify KPMG LLP as Auditors  For  For  Management 
3  Amend By-Law No.1  For  For  Management 
4  Re-approve Stock Option Plan  For  For  Management 
5  Advisory Vote on Executive Compensation  For  For  Management 
  Approach       
6  Adopt a Policy Seeking to Reach Gender  Against  Against  Shareholder 
  Parity       
7  Adopt a Policy Stipulating an Internal  Against  Against  Shareholder 
  Pay Ratio       
8  Abolition of Subsidiaries and Branches  Against  Against  Shareholder 
  in Tax Havens       
9  Additional Information Regarding Peer  Against  Against  Shareholder 
  Comparisons of Compensation       
10  Disclose Individual Targets Used to  Against  For  Shareholder 
  Determine Executive Compensation       
--------------------------------------------------------------------------------   
BCE INC.       
Ticker:  BCE  Security ID:05534B760 
Meeting Date: MAY 12, 2011  Meeting Type: Annual   
Record Date: MAR 18, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director B.K. Allen  For  For  Management 
1.2  Elect Director A. Berard  For  For  Management 
1.3  Elect Director R.A. Brenneman  For  For  Management 
1.4  Elect Director S. Brochu  For  For  Management 
1.5  Elect Director R.E. Brown  For  For  Management 
1.6  Elect Director G.A. Cope  For  For  Management 
1.7  Elect Director A.S. Fell  For  For  Management 
1.8  Elect Director E.C. Lumley  For  For  Management 
1.9  Elect Director T.C. O'Neill  For  For  Management 
1.10  Elect Director R.C. Simmonds  For  For  Management 
1.11  Elect Director C. Taylor  For  For  Management 
1.12  Elect Director P.R. Weiss  For  For  Management 
2  Ratify Deloitte & Touche LLP as Auditors  For  For  Management 
3  Advisory Vote on Executive Compensation  For  For  Management 
  Approach       
4.1  Critical Mass of Qualified Women on the  Against  Against  Shareholder 
  Board       
4.2  Adopt a Policy Stipulating an Internal  Against  Against  Shareholder 
  Pay Ratio       
4.3  Additional Information Regarding Peer  Against  Against  Shareholder 
  Comparisons of Compensation       

 



BECTON, DICKINSON AND COMPANY       
Ticker:  BDX  Security ID:075887109 
Meeting Date: FEB 01, 2011  Meeting Type: Annual   
Record Date: DEC 10, 2010       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Basil L. Anderson  For  For  Management 
1.2  Elect Director Henry P. Becton, Jr.  For  For  Management 
1.3  Elect Director Edward F. Degraan  For  For  Management 
1.4  Elect Director C.M. Fraser-Liggett  For  For  Management 
1.5  Elect Director Christopher Jones  For  For  Management 
1.6  Elect Director Marshall O. Larsen  For  For  Management 
1.7  Elect Director Edward J. Ludwig  For  For  Management 
1.8  Elect Director Adel A.F. Mahmoud  For  For  Management 
1.9  Elect Director Gary A. Mecklenburg  For  For  Management 
1.10  Elect Director Cathy E. Minehan  For  Withhold  Management 
1.11  Elect Director James F. Orr  For  For  Management 
1.12  Elect Director Willard J. Overlock, Jr  For  For  Management 
1.13  Elect Director Bertram L. Scott  For  For  Management 
1.14  Elect Director Alfred Sommer  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  None  One Year  Management 
5  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
6  Provide for Cumulative Voting  Against  For  Shareholder 
--------------------------------------------------------------------------------   
BHP BILLITON LIMITED (FORMERLY BHP LTD.)       
Ticker:  BHP  Security ID:088606108 
Meeting Date: NOV 16, 2010  Meeting Type: Annual   
Record Date: SEP 17, 2010       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve the Financial Statements and  For  For  Management 
  Statutory Reports for the Financial       
  Year Ended June 30, 2010       
2  Elect John Buchanan as a Director of  For  For  Management 
  BHP Billiton Ltd and BHP Billiton Plc       
3  Elect David Crawford as a Director of  For  For  Management 
  BHP Billiton Ltd and BHP Billiton Plc       
4  Elect Keith Rumble as a Director of BHP  For  For  Management 
  Billiton Ltd and BHP Billiton Plc       
5  Elect John Schubert as a Director of  For  For  Management 
  BHP Billiton Ltd and BHP Billiton Plc       
6  Elect Jacques Nasser as a Director of  For  For  Management 
  BHP Billiton Ltd and BHP Billiton Plc       
7  Elect Malcolm Broomhead as a Director  For  For  Management 
  of BHP Billiton Ltd and BHP Billiton       
  Plc       

 



8  Elect Carolyn Hewson as a Director of  For  For  Management 
  BHP Billiton Ltd and BHP Billiton Plc       
9  Appoint KPMG Audit Plc as Auditors of  For  For  Management 
  BHP Billiton Plc       
10  Authorize Issuance of Equity or  For  For  Management 
  Equity-Linked Securities with       
  Preemptive Rights Up to an Amount of       
  $277.98 Million       
11  Approve Issuance of Equity or  For  For  Management 
  Equity-Linked Securities without       
  Preemptive Rights Up to an Aggregate       
  Nominal Amount of $55.78 Million       
12  Approve the Repurchase of Up to 223.11  For  For  Management 
  Million Shares in BHP Billiton Plc       
13  Approve the Remuneration Report for the  For  For  Management 
  Fiscal Year Ended June 30, 2010       
14  Approve the Amendments to the BHP  For  For  Management 
  Billiton Ltd Long Term Incentive Plan       
  and to the BHP Billiton Plc Long Term       
  Incentive Plan       
15  Approve the Grant of Deferred Shares  For  For  Management 
  and Options Under the BHP Billiton Ltd       
  Group Incentive Scheme and Performance       
  Shares Under the BHP Billiton Ltd Long       
  Term Incentive Plan to Marius Kloppers,       
  Executive Director       
16  Approve the Amendments to Constitution  For  For  Management 
  of BHP Billiton Ltd       
17  Approve the Amendments to the Articles  For  For  Management 
  of Association of BHP Billiton Plc       
--------------------------------------------------------------------------------     
BLACKROCK, INC.       
Ticker:  BLK  Security ID:09247X101 
Meeting Date: MAY 25, 2011  Meeting Type: Annual   
Record Date: APR 07, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Murry S. Gerber  For  For  Management 
1.2  Elect Director James Grosfeld  For  For  Management 
1.3  Elect Director Deryck Maughan  For  For  Management 
1.4  Elect Director Thomas K. Montag  For  For  Management 
1.5  Elect Director Linda Gosden Robinson  For  Withhold  Management 
1.6  Elect Director John S. Varley  For  Withhold  Management 
2  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
4  Ratify Auditors  For  For  Management 

 



BRISTOL-MYERS SQUIBB COMPANY       
 
Ticker:  BMY  Security ID:110122108 
Meeting Date: MAY 03, 2011  Meeting Type: Annual   
Record Date: MAR 10, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director L. Andreotti  For  For  Management 
2  Elect Director L.B. Campbell  For  For  Management 
3  Elect Director J.M. Cornelius  For  For  Management 
4  Elect Director L.J. Freeh  For  For  Management 
5  Elect Director L.H. Glimcher  For  For  Management 
6  Elect Director M. Grobstein  For  For  Management 
7  Elect Director L. Johansson  For  For  Management 
8  Elect Director A.J. Lacy  For  For  Management 
9  Elect Director V.L. Sato  For  For  Management 
10  Elect Director E. Sigal  For  For  Management 
11  Elect Director T.D. West, Jr.  For  For  Management 
12  Elect Director R.S. Williams  For  For  Management 
13  Ratify Auditors  For  For  Management 
14  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
15  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
16  Increase Disclosure of Executive  Against  Against  Shareholder 
  Compensation       
17  Provide Right to Act by Written Consent  Against  For  Shareholder 
18  Adopt Policy to Restrain Pharmaceutical  Against  Against  Shareholder 
  Price Increases       
--------------------------------------------------------------------------------   
 
CENTURYLINK, INC.       
 
Ticker:  CTL  Security ID:156700106 
Meeting Date: AUG 24, 2010  Meeting Type: Special   
Record Date: JUL 13, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Issue Shares in Connection with  For  For  Management 
  Acquisition       
2  Adjourn Meeting  For  For  Management 

 



CENTURYLINK, INC.       
 
Ticker:  CTL  Security ID:156700106 
Meeting Date: MAY 18, 2011  Meeting Type: Annual   
Record Date: MAR 21, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Virginia Boulet  For  For  Management 
1.2  Elect Director Peter C. Brown  For  For  Management 
1.3  Elect Director Richard A. Gephardt  For  For  Management 
1.4  Elect Director Gregory J. McCray  For  For  Management 
1.5  Elect Director Michael J. Roberts  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Approve Omnibus Stock Plan  For  For  Management 
4  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
5  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
6  Report on Political Contributions  Against  For  Shareholder 
7  Declassify the Board of Directors  Against  For  Shareholder 
--------------------------------------------------------------------------------     
CHEVRON CORPORATION       
 
Ticker:  CVX  Security ID:166764100 
Meeting Date: MAY 25, 2011  Meeting Type: Annual   
Record Date: APR 01, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director L.F. Deily  For  For  Management 
2  Elect Director R.E. Denham  For  For  Management 
3  Elect Director R.J. Eaton  For  For  Management 
4  Elect Director C. Hagel  For  For  Management 
5  Elect Director E. Hernandez  For  For  Management 
6  Elect Director G.L. Kirkland  For  For  Management 
7  Elect Director D.B. Rice  For  For  Management 
8  Elect Director K.W. Sharer  For  For  Management 
9  Elect Director C.R. Shoemate  For  For  Management 
10  Elect Director J.G. Stumpf  For  For  Management 
11  Elect Director R.D. Sugar  For  For  Management 
12  Elect Director C. Ware  For  For  Management 
13  Elect Director J.S. Watson  For  For  Management 
14  Ratify Auditors  For  For  Management 
15  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
17  Request Director Nominee with  Against  For  Shareholder 
  Environmental Qualifications       
18  Amend Bylaws to Establish a Board  Against  Against  Shareholder 
  Committee on Human Rights       
19  Include Sustainability as a Performance  Against  Against  Shareholder 
  Measure for Senior Executive       
  Compensation       

 



20  Adopt Guidelines for Country Selection  Against  For  Shareholder 
21  Report on Financial Risks of Climate  Against  Against  Shareholder 
  Change       
22  Report on Environmental Impacts of  Against  For  Shareholder 
  Natural Gas Fracturing       
23  Report on Offshore Oil Wells and Spill  Against  Against  Shareholder 
  Mitigation Measures       
--------------------------------------------------------------------------------   
CHIMERA INVESTMENT CORPORATION       
 
Ticker:  CIM  Security ID:16934Q109 
Meeting Date: MAY 26, 2011  Meeting Type: Annual   
Record Date: MAR 30, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Paul Donlin  For  For  Management 
1.2  Elect Director Mark Abrams  For  For  Management 
1.3  Elect Director Gerard Creagh  For  For  Management 
2  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
4  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------   
COSTCO WHOLESALE CORPORATION       
 
Ticker:  COST  Security ID:22160K105 
Meeting Date: JAN 27, 2011  Meeting Type: Annual   
Record Date: NOV 22, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Susan L. Decker  For  For  Management 
1.2  Elect Director Richard M. Libenson  For  For  Management 
1.3  Elect Director John W. Meisenbach  For  For  Management 
1.4  Elect Director Charles T. Munger  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
--------------------------------------------------------------------------------   
DEERE & COMPANY       
 
Ticker:  DE  Security ID:244199105 
Meeting Date: FEB 23, 2011  Meeting Type: Annual   
Record Date: DEC 31, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Charles O. Holliday, Jr.  For  For  Management 
2  Elect Director Dipak C. Jain  For  For  Management 
3  Elect Director Joachim Milberg  For  For  Management 

 



4  Elect Director Richard B. Myers  For  For  Management 
5  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
6  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
7  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------     
DIGITAL REALTY TRUST, INC.       
 
Ticker:  DLR  Security ID:253868103 
Meeting Date: APR 25, 2011  Meeting Type: Annual   
Record Date: MAR 07, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Richard A. Magnuson  For  For  Management 
1.2  Elect Director Michael F. Foust  For  For  Management 
1.3  Elect Director Laurence A. Chapman  For  For  Management 
1.4  Elect Director Kathleen Earley  For  For  Management 
1.5  Elect Director Ruann F. Ernst  For  For  Management 
1.6  Elect Director Dennis E. Singleton  For  For  Management 
1.7  Elect Director Robert H. Zerbst  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
--------------------------------------------------------------------------------     
 
DR PEPPER SNAPPLE GROUP, INC.       
 
Ticker:  DPS  Security ID:26138E109 
Meeting Date: MAY 19, 2011  Meeting Type: Annual   
Record Date: MAR 21, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Joyce M. Roche  For  For  Management 
2  Elect Director Wayne R. Sanders  For  For  Management 
3  Elect Director Jack L. Stahl  For  For  Management 
4  Elect Director Larry D. Young  For  For  Management 
5  Ratify Auditors  For  For  Management 
6  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
7  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 

 



E. I. DU PONT DE NEMOURS AND COMPANY       
 
Ticker:  DD  Security ID:263534109 
Meeting Date: APR 27, 2011  Meeting Type: Annual   
Record Date: MAR 02, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Richard H. Brown  For  For  Management 
2  Elect Director Robert A. Brown  For  For  Management 
3  Elect Director Bertrand P. Collomb  For  For  Management 
4  Elect Director Curtis J. Crawford  For  For  Management 
5  Elect Director Alexander M. Cutler  For  For  Management 
6  Elect Director Eleuthere I. du Pont  For  For  Management 
7  Elect Director Marillyn A. Hewson  For  For  Management 
8  Elect Director Lois D. Juliber  For  For  Management 
9  Elect Director Ellen J. Kullman  For  For  Management 
10  Elect Director William K. Reilly  For  For  Management 
11  Ratify Auditors  For  For  Management 
12  Amend Omnibus Stock Plan  For  For  Management 
13  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
14  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
15  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
16  Report on Genetically Engineered Seed  Against  Against  Shareholder 
17  Report on Pay Disparity  Against  Against  Shareholder 
 
 
--------------------------------------------------------------------------------     
 
EMERSON ELECTRIC CO.       
 
Ticker:  EMR  Security ID:291011104 
Meeting Date: FEB 01, 2011  Meeting Type: Annual   
Record Date: NOV 23, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director D.N. Farr  For  For  Management 
1.2  Elect Director H. Green  For  For  Management 
1.3  Elect Director C.A. Peters  For  For  Management 
1.4  Elect Director J.W. Prueher  For  For  Management 
1.5  Elect Director R.L. Ridgway  For  For  Management 
2  Amend Omnibus Stock Plan  For  For  Management 
3  Approve Stock Option Plan  For  For  Management 
4  Ratify Auditors  For  For  Management 
5  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
6  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
7  Report on Sustainability  Against  For  Shareholder 

 



ENCANA CORPORATION       
 
Ticker:  ECA  Security ID:292505104 
Meeting Date: APR 20, 2011  Meeting Type: Annual   
Record Date: MAR 08, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Peter A. Dea as Director  For  For  Management 
1.2  Elect Randall K. Eresman as Director  For  For  Management 
1.3  Elect Claire S. Farley as Director  For  For  Management 
1.4  Elect Fred J. Fowler as Director  For  For  Management 
1.5  Elect Barry W. Harrison as Director  For  For  Management 
1.6  Elect Suzanne P. Nimocks as Director  For  For  Management 
1.7  Elect David P. O'Brien as Director  For  For  Management 
1.8  Elect Jane L. Peverett as Director  For  For  Management 
1.9  Elect Allan P. Sawin as Director  For  For  Management 
1.10  Elect Bruce G. Waterman as Director  For  For  Management 
1.11  Elect Clayton H. Woitas as Director  For  For  Management 
2  Approve PricewaterhouseCoopers LLP as  For  For  Management 
  Auditors and Authorize Board to Fix       
  Their Remuneration       
3  Advisory Vote on Executive Compensation  For  For  Management 
  Approach       
--------------------------------------------------------------------------------   
 
ENERPLUS RESOURCES FUND       
 
Ticker:  ERF  Security ID:29274D604 
Meeting Date: DEC 09, 2010  Meeting Type: Special   
Record Date: OCT 25, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve Conversion from Income Trust to  For  For  Management 
  Corporation       
2  If #1 is passed, Approve Newco Stock  For  Against  Management 
  Option Plan       
3  If #1 is passed, Approve Newco  For  For  Management 
  Shareholder Rights Plan       
--------------------------------------------------------------------------------   
 
EXXON MOBIL CORPORATION       
 
Ticker:  XOM  Security ID:30231G102 
Meeting Date: MAY 25, 2011  Meeting Type: Annual   
Record Date: APR 06, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director M.J. Boskin  For  For  Management 
1.2  Elect Director P. Brabeck-Letmathe  For  For  Management 
1.3  Elect Director L.R. Faulkner  For  For  Management 
1.4  Elect Director J.S. Fishman  For  For  Management 

 



1.5  Elect Director K.C. Frazier  For  For  Management 
1.6  Elect Director W.W. George  For  For  Management 
1.7  Elect Director M.C. Nelson  For  For  Management 
1.8  Elect Director S.J. Palmisano  For  For  Management 
1.9  Elect Director S.S. Reinemund  For  For  Management 
1.10  Elect Director R.W. Tillerson  For  For  Management 
1.11  Elect Director E.E. Whitacre, Jr.  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
5  Require Independent Board Chairman  Against  For  Shareholder 
6  Report on Political Contributions  Against  For  Shareholder 
7  Amend EEO Policy to Prohibit  Against  Against  Shareholder 
  Discrimination based on Sexual       
  Orientation and Gender Identity       
8  Adopt Policy on Human Right to Water  Against  Against  Shareholder 
9  Report on Environmental Impact of Oil  Against  For  Shareholder 
  Sands Operations in Canada       
10  Report on Environmental Impacts of  Against  For  Shareholder 
  Natural Gas Fracturing       
11  Report on Energy Technologies  Against  Against  Shareholder 
  Development       
12  Adopt Quantitative GHG Goals for  Against  For  Shareholder 
  Products and Operations       
--------------------------------------------------------------------------------     
 
FIDELITY NATIONAL FINANCIAL, INC.       
 
Ticker:  FNF  Security ID:31620R105 
Meeting Date: MAY 25, 2011  Meeting Type: Annual   
Record Date: MAR 30, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director William P. Foley, II  For  For  Management 
1.2  Elect Director Douglas K. Ammerman  For  For  Management 
1.3  Elect Director Thomas M. Hagerty  For  For  Management 
1.4  Elect Director Peter O. Shea, Jr.  For  For  Management 
2  Amend Omnibus Stock Plan  For  For  Management 
3  Approve Executive Incentive Bonus Plan  For  For  Management 
4  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
5  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
6  Ratify Auditors  For  For  Management 

 



GENERAL MILLS, INC.       
 
Ticker:  GIS  Security ID:370334104 
Meeting Date: SEP 27, 2010  Meeting Type: Annual   
Record Date: JUL 29, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Bradbury H. Anderson  For  For  Management 
2  Elect Director R. Kerry Clark  For  For  Management 
3  Elect Director Paul Danos  For  For  Management 
4  Elect Director William T. Esrey  For  For  Management 
5  Elect Director Raymond V. Gilmartin  For  For  Management 
6  Elect Director Judith Richards Hope  For  For  Management 
7  Elect Director Heidi G. Miller  For  For  Management 
8  Elect Director Hilda Ochoa-Brillembourg  For  For  Management 
9  Elect Director Steve Odland  For  For  Management 
10  Elect Director Kendall J. Powell  For  For  Management 
11  Elect Director Lois E. Quam  For  For  Management 
12  Elect Director Michael D. Rose  For  For  Management 
13  Elect Director Robert L. Ryan  For  For  Management 
14  Elect Director Dorothy A. Terrell  For  For  Management 
15  Approve Executive Incentive Bonus Plan  For  For  Management 
16  Ratify Auditors  For  For  Management 
17  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
--------------------------------------------------------------------------------     
GENUINE PARTS COMPANY       
Ticker:  GPC  Security ID:372460105 
Meeting Date: APR 18, 2011  Meeting Type: Annual   
Record Date: FEB 10, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Mary B. Bullock  For  For  Management 
1.2  Elect Director Jean Douville  For  For  Management 
1.3  Elect Director Thomas C. Gallagher  For  For  Management 
1.4  Elect Director George C. Guynn  For  For  Management 
1.5  Elect Director John R. Holder  For  For  Management 
1.6  Elect Director John D. Johns  For  For  Management 
1.7  Elect Director Michael M.E. Johns  For  For  Management 
1.8  Elect Director J. Hicks Lanier  For  For  Management 
1.9  Elect Director Robert C. Loudermilk,  For  For  Management 
  Jr.       
1.10  Elect Director Wendy B. Needham  For  For  Management 
1.11  Elect Director Jerry W. Nix  For  For  Management 
1.12  Elect Director Gary W. Rollins  For  For  Management 
2  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
4  Amend Omnibus Stock Plan  For  For  Management 
5  Ratify Auditors  For  For  Management 

 



GLAXOSMITHKLINE PLC       
 
Ticker:  GSK  Security ID:37733W105 
Meeting Date: MAY 05, 2011  Meeting Type: Annual   
Record Date: MAR 08, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Accept Financial Statements and  For  For  Management 
  Statutory Reports       
2  Approve Remuneration Report  For  For  Management 
3  Elect Simon Dingemans as Director  For  For  Management 
4  Elect Stacey Cartwright as Director  For  For  Management 
5  Elect Judy Lewent as Director  For  For  Management 
6  Re-elect Sir Christopher Gent as  For  For  Management 
  Director       
7  Re-elect Andrew Witty as Director  For  For  Management 
8  Re-elect Sir Roy Anderson as Director  For  For  Management 
9  Re-elect Dr Stephanie Burns as Director  For  For  Management 
10  Re-elect Larry Culp as Director  For  For  Management 
11  Re-elect Sir Crispin Davis as Director  For  For  Management 
12  Re-elect Sir Deryck Maughan as Director  For  For  Management 
13  Re-elect James Murdoch as Director  For  For  Management 
14  Re-elect Dr Daniel Podolsky as Director  For  For  Management 
15  Re-elect Dr Moncef Slaoui as Director  For  For  Management 
16  Re-elect Tom de Swaan as Director  For  For  Management 
17  Re-elect Sir Robert Wilson as Director  For  For  Management 
18  Reappoint PricewaterhouseCoopers LLP as  For  For  Management 
  Auditors       
19  Authorise Audit Committee to Fix  For  For  Management 
  Remuneration of Auditors       
20  Authorise EU Political Donations and  For  For  Management 
  Expenditure       
21  Authorise Issue of Equity with  For  For  Management 
  Pre-emptive Rights       
22  Authorise Issue of Equity without  For  For  Management 
  Pre-emptive Rights       
23  Authorise Market Purchase  For  For  Management 
24  Approve the Exemption from Statement of  For  For  Management 
  the Name of the Senior Statutory       
  Auditor in Published Copies of the       
  Auditors' Reports       
25  Authorise the Company to Call EGM with  For  For  Management 
  Two Weeks' Notice       
 
 
--------------------------------------------------------------------------------   

 



HCP, INC.       
 
Ticker:  HCP  Security ID:40414L109 
Meeting Date: APR 28, 2011  Meeting Type: Annual   
Record Date: MAR 04, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director James F. Flaherty III  For  For  Management 
2  Elect Director Christine N. Garvey  For  For  Management 
3  Elect Director David B. Henry  For  For  Management 
4  Elect Director Lauralee E. Martin  For  For  Management 
5  Elect Director Michael D. McKee  For  For  Management 
6  Elect Director Peter L. Rhein  For  For  Management 
7  Elect Director Kenneth B. Roath  For  For  Management 
8  Elect Director Richard M. Rosenberg  For  For  Management 
9  Elect Director Joseph P. Sullivan  For  For  Management 
10  Ratify Auditors  For  For  Management 
11  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
12  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
--------------------------------------------------------------------------------     
 
HEALTH CARE REIT, INC.       
 
Ticker:  HCN  Security ID:42217K106 
Meeting Date: MAY 05, 2011  Meeting Type: Annual   
Record Date: MAR 08, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director William C. Ballard, Jr.For  For  Management   
2  Elect Director Peter J. Grua  For  For  Management 
3  Elect Director R. Scott Trumbull  For  For  Management 
4  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
5  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
6  Increase Authorized Common Stock  For  For  Management 
7  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------     
 
HONEYWELL INTERNATIONAL INC.       
 
Ticker:  HON  Security ID:438516106 
Meeting Date: APR 25, 2011  Meeting Type: Annual   
Record Date: FEB 25, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Gordon M. Bethune  For  For  Management 
2  Elect Director Kevin Burke  For  For  Management 
3  Elect Director Jaime Chico Pardo  For  For  Management 
4  Elect Director David M. Cote  For  For  Management 
5  Elect Director D. Scott Davis  For  For  Management 

 



6  Elect Director Linnet F. Deily  For  For  Management 
7  Elect Director Judd Gregg  For  For  Management 
8  Elect Director Clive R. Hollick  For  For  Management 
9  Elect Director George Paz  For  For  Management 
10  Elect Director Bradley T. Sheares  For  For  Management 
11  Ratify Auditors  For  For  Management 
12  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
13  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
14  Approve Omnibus Stock Plan  For  For  Management 
15  Amend Executive Incentive Bonus Plan  For  For  Management 
16  Provide Right to Act by Written Consent  Against  For  Shareholder 
17  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
--------------------------------------------------------------------------------     
 
INTEL CORPORATION       
 
Ticker:  INTC  Security ID:458140100 
Meeting Date: MAY 19, 2011  Meeting Type: Annual   
Record Date: MAR 21, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Charlene Barshefsky  For  For  Management 
2  Elect Director Susan L. Decker  For  For  Management 
3  Elect Director John J. Donahoe  For  For  Management 
4  Elect Director Reed E. Hundt  For  For  Management 
5  Elect Director Paul S. Otellini  For  For  Management 
6  Elect Director James D. Plummer  For  For  Management 
7  Elect Director David S. Pottruck  For  For  Management 
8  Elect Director Jane E. Shaw  For  For  Management 
9  Elect Director Frank D. Yeary  For  For  Management 
10  Elect Director David B. Yoffie  For  For  Management 
11  Ratify Auditors  For  For  Management 
12  Amend Omnibus Stock Plan  For  For  Management 
13  Amend Qualified Employee Stock Purchase  For  For  Management 
  Plan       
14  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
15  Advisory Vote on Say on Pay Frequency  None  One Year  Management 

 



JOHNSON & JOHNSON       
 
Ticker:  JNJ  Security ID:478160104 
Meeting Date: APR 28, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Mary Sue Coleman  For  For  Management 
2  Elect Director James G. Cullen  For  For  Management 
3  Elect Director Ian E.L. Davis  For  For  Management 
4  Elect Director Michael M.e. Johns  For  For  Management 
5  Elect Director Susan L. Lindquist  For  For  Management 
6  Elect Director Anne M. Mulcahy  For  For  Management 
7  Elect Director Leo F. Mullin  For  For  Management 
8  Elect Director William D. Perez  For  For  Management 
9  Elect Director Charles Prince  For  For  Management 
10  Elect Director David Satcher  For  For  Management 
11  Elect Director William C. Weldon  For  For  Management 
12  Ratify Auditors  For  For  Management 
13  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
14  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
15  Adopt Policy to Restrain Pharmaceutical  Against  Against  Shareholder 
  Price Increases       
16  Amend EEO Policy to Prohibit  Against  Against  Shareholder 
  Discrimination Based on Applicant's       
  Health Status       
17  Adopt Animal-Free Training Methods  Against  Against  Shareholder 
--------------------------------------------------------------------------------     
 
JOHNSON CONTROLS, INC.       
 
Ticker:  JCI  Security ID:478366107 
Meeting Date: JAN 26, 2011  Meeting Type: Annual   
Record Date: NOV 18, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Natalie A. Black  For  For  Management 
1.2  Elect Director Robert A. Cornog  For  For  Management 
1.3  Elect Director William H. Lacy  For  For  Management 
1.4  Elect Director Stephen A. Roell  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Adopt Majority Voting for Uncontested  For  For  Management 
  Election of Directors       
4  Amend Executive Incentive Bonus Plan  For  Against  Management 
5  Amend Executive Incentive Bonus Plan  For  Against  Management 
6  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
7  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     

 



JPMORGAN CHASE & CO.       
Ticker:  JPM  Security ID:46625H100 
Meeting Date: MAY 17, 2011  Meeting Type: Annual   
Record Date: MAR 18, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Crandall C. Bowles  For  For  Management 
2  Elect Director Stephen B. Burke  For  For  Management 
3  Elect Director David M. Cote  For  For  Management 
4  Elect Director James S. Crown  For  For  Management 
5  Elect Director James Dimon  For  For  Management 
6  Elect Director Ellen V. Futter  For  For  Management 
7  Elect Director William H. Gray, III  For  For  Management 
8  Elect Director Laban P. Jackson, Jr.  For  For  Management 
9  Elect Director David C. Novak  For  For  Management 
10  Elect Director Lee R. Raymond  For  For  Management 
11  Elect Director William C. Weldon  For  For  Management 
12  Ratify Auditors  For  For  Management 
13  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
14  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
15  Amend Omnibus Stock Plan  For  Against  Management 
16  Affirm Political Non-Partisanship  Against  Against  Shareholder 
17  Provide Right to Act by Written Consent  Against  For  Shareholder 
18  Report on Loan Modifications  Against  Against  Shareholder 
19  Report on Political Contributions  Against  For  Shareholder 
20  Institute Procedures to Prevent  Against  Against  Shareholder 
  Investments in Companies that       
  Contribute to Genocide or Crimes       
  Against Humanity       
21  Require Independent Board Chairman  Against  Against  Shareholder 
--------------------------------------------------------------------------------     
KELLOGG COMPANY       
Ticker:  K  Security ID:487836108 
Meeting Date: APR 29, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director John Bryant  For  For  Management 
1.2  Elect Director Rogelio Rebolledo  For  For  Management 
1.3  Elect Director Sterling Speirn  For  For  Management 
1.4  Elect Director John Zabriskie  For  For  Management 
2  Approve Executive Incentive Bonus Plan  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
5  Ratify Auditors  For  For  Management 
6  Reduce Supermajority Vote Requirement  Against  For  Shareholder 
7  Require a Majority Vote for the  Against  For  Shareholder 
  Election of Directors       

 



KIMBERLY-CLARK CORPORATION       
Ticker:  KMB  Security ID:494368103 
Meeting Date: APR 21, 2011  Meeting Type: Annual   
Record Date: FEB 22, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director John R. Alm  For  For  Management 
2  Elect Director John F. Bergstrom  For  For  Management 
3  Elect Director Abelardo E. Bru  For  For  Management 
4  Elect Director Robert W. Decherd  For  For  Management 
5  Elect Director Thomas J. Falk  For  For  Management 
6  Elect Director Mae C. Jemison  For  For  Management 
7  Elect Director James M. Jenness  For  For  Management 
8  Elect Director Nancy J. Karch  For  For  Management 
9  Elect Director Ian C. Read  For  For  Management 
10  Elect Director Linda Johnson Rice  For  For  Management 
11  Elect Director Marc J. Shapiro  For  For  Management 
12  Elect Director G. Craig Sullivan  For  For  Management 
13  Ratify Auditors  For  For  Management 
14  Approve Non-Employee Director Omnibus  For  For  Management 
  Stock Plan       
15  Approve Omnibus Stock Plan  For  For  Management 
16  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
17  Advisory Vote on Say on Pay Frequency  One Year  One Year  Management 
--------------------------------------------------------------------------------     
KRAFT FOODS INC.       
Ticker:  KFT  Security ID:50075N104 
Meeting Date: MAY 24, 2011  Meeting Type: Annual   
Record Date: MAR 16, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Ajaypal S. Banga  For  For  Management 
2  Elect Director Myra M. Hart  For  For  Management 
3  Elect Director Peter B. Henry  For  For  Management 
4  Elect Director Lois D. Juliber  For  For  Management 
5  Elect Director Mark D. Ketchum  For  For  Management 
6  Elect Director Richard A. Lerner  For  For  Management 
7  Elect Director Mackey J. McDonald  For  For  Management 
8  Elect Director John C. Pope  For  For  Management 
9  Elect Director Fredric G. Reynolds  For  For  Management 
10  Elect Director Irene B. Rosenfeld  For  For  Management 
11  Elect Director J.F. Van Boxmeer  For  For  Management 
12  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
13  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
14  Amend Non-Employee Director Omnibus  For  For  Management 
  Stock Plan       
15  Ratify Auditors  For  For  Management 

 



LOCKHEED MARTIN CORPORATION       
 
Ticker:  LMT  Security ID:539830109 
Meeting Date: APR 28, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Nolan D. Archibald  For  For  Management 
2  Elect Director Rosalind G. Brewer  For  For  Management 
3  Elect Director David B. Burritt  For  For  Management 
4  Elect Director James O. Ellis, Jr.  For  For  Management 
5  Elect Director Thomas J. Falk  For  For  Management 
6  Elect Director Gwendolyn S. King  For  For  Management 
7  Elect Director James M. Loy  For  For  Management 
8  Elect Director Douglas H. McCorkindale  For  For  Management 
9  Elect Director Joseph W. Ralston  For  For  Management 
10  Elect Director Anne Stevens  For  For  Management 
11  Elect Director Robert J. Stevens  For  For  Management 
12  Ratify Auditors  For  For  Management 
13  Approve Omnibus Stock Plan  For  For  Management 
14  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
15  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
16  Provide Right to Act by Written Consent  Against  For  Shareholder 
--------------------------------------------------------------------------------     
M&T BANK CORPORATION       
Ticker:  MTB  Security ID:55261F104 
Meeting Date: APR 19, 2011  Meeting Type: Annual   
Record Date: FEB 28, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Brent D. Baird  For  For  Management 
1.2  Elect Director Robert J. Bennett  For  For  Management 
1.3  Elect Director C. Angela Bontempo  For  For  Management 
1.4  Elect Director Robert T. Brady  For  Withhold  Management 
1.5  Elect Director Michael D. Buckley  For  For  Management 
1.6  Elect Director T. Jefferson Cunningham,  For  For  Management 
  III       
1.7  Elect Director Mark J. Czarnecki  For  For  Management 
1.8  Elect Director Gary N. Geisel  For  For  Management 
1.9  Elect Director Patrick W.E. Hodgson  For  For  Management 
1.10  Elect Director Richard G. King  For  For  Management 
1.11  Elect Director Jorge G. Pereira  For  For  Management 
1.12  Elect Director Michael P. Pinto  For  For  Management 
1.13  Elect Director Melinda R. Rich  For  For  Management 
1.14  Elect Director Robert E. Sadler, Jr.  For  For  Management 
1.15  Elect Director Herbert L. Washington  For  For  Management 
1.16  Elect Director Robert G. Wilmers  For  For  Management 
2  Advisory Vote on Executive Compensation  For  For  Management 
3  Ratify Auditors  For  For  Management 

 



MARATHON OIL CORPORATION       
 
Ticker:  MRO  Security ID:565849106 
Meeting Date: APR 27, 2011  Meeting Type: Annual   
Record Date: FEB 28, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Gregory H. Boyce  For  Against  Management 
2  Elect Director Pierre Brondeau  For  For  Management 
3  Elect Director Clarence P. Cazalot, Jr.  For  Against  Management 
4  Elect Director David A. Daberko  For  Against  Management 
5  Elect Director William L. Davis  For  Against  Management 
6  Elect Director Shirley Ann Jackson  For  Against  Management 
7  Elect Director Philip Lader  For  Against  Management 
8  Elect Director Charles R. Lee  For  Against  Management 
9  Elect Director Michael E. J. Phelps  For  Against  Management 
10  Elect Director Dennis H. Reilley  For  Against  Management 
11  Elect Director Seth E. Schofield  For  Against  Management 
12  Elect Director John W. Snow  For  Against  Management 
13  Elect Director Thomas J. Usher  For  Against  Management 
14  Ratify Auditors  For  For  Management 
15  Provide Right to Call Special Meeting  For  Against  Management 
16  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
17  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
18  Report on Accident Risk Reduction  Against  Against  Shareholder 
  Efforts       
--------------------------------------------------------------------------------     
MATTEL, INC.       
Ticker:  MAT  Security ID:577081102 
Meeting Date: MAY 13, 2011  Meeting Type: Annual   
Record Date: MAR 18, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Michael J. Dolan  For  For  Management 
2  Elect Director Robert A. Eckert  For  For  Management 
3  Elect Director Frances D. Fergusson  For  For  Management 
4  Elect Director Tully M. Friedman  For  For  Management 
5  Elect Director Dominic Ng  For  For  Management 
6  Elect Director Vasant M. Prabhu  For  For  Management 
7  Elect Director Andrea L. Rich  For  For  Management 
8  Elect Director Dean A. Scarborough  For  For  Management 
9  Elect Director Christopher A. SinclairFor  For  Management   
10  Elect Director G. Craig Sullivan  For  For  Management 
11  Elect Director Kathy Brittain White  For  For  Management 
12  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
13  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
14  Provide Right to Call Special Meeting  For  Against  Management 
15  Ratify Auditors  For  For  Management 

 



MAXIM INTEGRATED PRODUCTS, INC.       
 
Ticker:  MXIM  Security ID:57772K101 
Meeting Date: NOV 09, 2010  Meeting Type: Annual   
Record Date: SEP 13, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Tunc Doluca  For  For  Management 
1.2  Elect Director B. Kipling Hagopian  For  For  Management 
1.3  Elect Director James R. Bergman  For  For  Management 
1.4  Elect Director Joseph R. Bronson  For  For  Management 
1.5  Elect Director Robert E. Grady  For  For  Management 
1.6  Elect Director William D. Watkins  For  For  Management 
1.7  Elect Director A.r. Frank Wazzan  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Amend Qualified Employee Stock Purchase  For  For  Management 
  Plan       
4  Amend Omnibus Stock Plan  For  For  Management 
--------------------------------------------------------------------------------     
 
MCDONALD'S CORPORATION       
 
Ticker:  MCD  Security ID:580135101 
Meeting Date: MAY 19, 2011  Meeting Type: Annual   
Record Date: MAR 22, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Susan E. Arnold  For  For  Management 
2  Elect Director Richard H. Lenny  For  For  Management 
3  Elect Director Cary D. McMillan  For  For  Management 
4  Elect Director Sheila A. Penrose  For  For  Management 
5  Elect Director James A. Skinner  For  For  Management 
6  Ratify Auditors  For  For  Management 
7  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
8  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
9  Reduce Supermajority Vote Requirement  For  For  Management 
  for Transactions With Interested       
  Shareholders       
10  Reduce Supermajority Vote Requirement  For  For  Management 
  Relating to the Board of Directors       
11  Reduce Supermajority Vote Requirement  For  For  Management 
  for Shareholder Action       
12  Declassify the Board of Directors  Against  For  Shareholder 
13  Require Suppliers to Adopt CAK  Against  Against  Shareholder 
14  Report on Policy Responses to  Against  Against  Shareholder 
  Children's Health Concerns and Fast       
  Food       
15  Report on Beverage Container  Against  For  Shareholder 
  Environmental Strategy       

 



MEDTRONIC, INC.       
 
Ticker:  MDT  Security ID:585055106 
Meeting Date: AUG 25, 2010  Meeting Type: Annual   
Record Date: JUN 28, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Richard H. Anderson  For  For  Management 
1.2  Elect Director David L. Calhoun  For  For  Management 
1.3  Elect Director Victor J. Dzau  For  For  Management 
1.4  Elect Director William A. Hawkins  For  For  Management 
1.5  Elect Director Shirley A. Jackson  For  For  Management 
1.6  Elect Director James T. Lenehan  For  For  Management 
1.7  Elect Director Denise M. O'Leary  For  For  Management 
1.8  Elect Director Kendall J. Powell  For  For  Management 
1.9  Elect Director Robert C. Pozen  For  For  Management 
1.10  Elect Director Jean-Pierre Rosso  For  For  Management 
1.11  Elect Director Jack W. Schuler  For  For  Management 
2  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------   
MERCK & CO., INC.       
Ticker:  MRK  Security ID:58933Y105 
Meeting Date: MAY 24, 2011  Meeting Type: Annual   
Record Date: MAR 25, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Leslie A. Brun  For  For  Management 
2  Elect Director Thomas R. Cech  For  For  Management 
3  Elect Director Richard T. Clark  For  For  Management 
4  Elect Director Kenneth C. Frazier  For  For  Management 
5  Elect Director Thomas H. Glocer  For  For  Management 
6  Elect Director Steven F. Goldstone  For  For  Management 
7  Elect Director William B. Harrison. Jr.  For  For  Management 
8  Elect Director Harry R. Jacobson  For  For  Management 
9  Elect Director William N. Kelley  For  For  Management 
10  Elect Director C. Robert Kidder  For  For  Management 
11  Elect Director Rochelle B. Lazarus  For  For  Management 
12  Elect Director Carlos E. Represas  For  For  Management 
13  Elect Director Patricia F. Russo  For  For  Management 
14  Elect Director Thomas E. Shenk  For  For  Management 
15  Elect Director Anne M. Tatlock  For  For  Management 
16  Elect Director Craig B. Thompson  For  For  Management 
17  Elect Director Wendell P. Weeks  For  For  Management 
18  Elect Director Peter C. Wendell  For  For  Management 
19  Ratify Auditors  For  For  Management 
20  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
21  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     

 



METLIFE, INC.       
Ticker:  MET  Security ID:59156R108 
Meeting Date: APR 26, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Steven A. Kandarian  For  For  Management 
1.2  Elect Director Sylvia Mathews Burwell  For  For  Management 
1.3  Elect Director Eduardo Castro-Wright  For  For  Management 
1.4  Elect Director Cheryl W. Grise  For  For  Management 
1.5  Elect Director Lulu C. Wang  For  For  Management 
2  Declassify the Board of Directors  For  For  Management 
3  Ratify Auditors  For  For  Management 
4  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
5  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
--------------------------------------------------------------------------------     
MICROCHIP TECHNOLOGY INCORPORATED       
Ticker:  MCHP  Security ID:595017104 
Meeting Date: AUG 20, 2010  Meeting Type: Annual   
Record Date: JUN 21, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Steve Sanghi  For  For  Management 
1.2  Elect Director Albert J. Hugo-Martinez  For  For  Management 
1.3  Elect Director L.B. Day  For  For  Management 
1.4  Elect Director Matthew W. Chapman  For  For  Management 
1.5  Elect Director Wade F. Meyercord  For  For  Management 
2  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------     
MICROSOFT CORPORATION       
Ticker:  MSFT  Security ID:594918104 
Meeting Date: NOV 16, 2010  Meeting Type: Annual   
Record Date: SEP 03, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Steven A. Ballmer  For  For  Management 
2  Elect Director Dina Dublon  For  For  Management 
3  Elect Director William H. Gates III  For  For  Management 
4  Elect Director Raymond V. Gilmartin  For  For  Management 
5  Elect Director Reed Hastings  For  For  Management 
6  Elect Director Maria M. Klawe  For  For  Management 
7  Elect Director David F. Marquardt  For  For  Management 
8  Elect Director Charles H. Noski  For  For  Management 
9  Elect Director Helmut Panke  For  For  Management 
10  Ratify Auditors  For  For  Management 
11  Amend Bylaws to Establish a Board  Against  Against  Shareholder 
  Committee on Environmental       
  Sustainability       

 



MOLSON COORS BREWING COMPANY       
Ticker:  TAP  Security ID:60871R209 
Meeting Date: MAY 25, 2011  Meeting Type: Annual   
Record Date: MAR 28, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Directors John E. Cleghorn  For  For  Management 
1.2  Elect Directors Charles M. Herington  For  For  Management 
1.3  Elect Directors David P. O'Brien  For  For  Management 
--------------------------------------------------------------------------------     
NEXTERA ENERGY, INC.       
Ticker:  NEE  Security ID:65339F101 
Meeting Date: MAY 20, 2011  Meeting Type: Annual   
Record Date: MAR 22, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Sherry S. Barrat  For  For  Management 
1.2  Elect Director Robert M. Beall, II  For  For  Management 
1.3  Elect Director J. Hyatt Brown  For  For  Management 
1.4  Elect Director James L. Camaren  For  For  Management 
1.5  Elect Director Kenneth B. Dunn  For  For  Management 
1.6  Elect Director J. Brian Ferguson  For  For  Management 
1.7  Elect Director Lewis Hay, III  For  For  Management 
1.8  Elect Director Toni Jennings  For  For  Management 
1.9  Elect Director Oliver D. Kingsley, Jr  For  For  Management 
1.10  Elect Director Rudy E. Schupp  For  For  Management 
1.11  Elect Director William H. Swanson  For  For  Management 
1.12  Elect Director Michael H. Thaman  For  For  Management 
1.13  Elect Director Hansel E. Tookes, II  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Approve Omnibus Stock Plan  For  For  Management 
4  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
5  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
--------------------------------------------------------------------------------     
NORFOLK SOUTHERN CORPORATION       
Ticker:  NSC  Security ID:655844108 
Meeting Date: MAY 12, 2011  Meeting Type: Annual   
Record Date: MAR 04, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Gerald L. Baliles  For  For  Management 
2  Elect Director Erskine B. Bowles  For  For  Management 
3  Elect Director Karen N. Horn  For  For  Management 
4  Elect Director J. Paul Reason  For  For  Management 
5  Ratify Auditors  For  For  Management 
6  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
7  Advisory Vote on Say on Pay Frequency  One year  one year  Management 

 



NORTHERN TRUST CORPORATION       
Ticker:  NTRS  Security ID:665859104 
Meeting Date: APR 19, 2011  Meeting Type: Annual   
Record Date: FEB 28, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Linda Walker Bynoe  For  For  Management 
1.2  Elect Director Nicholas D. Chabraja  For  For  Management 
1.3  Elect Director Susan Crown  For  For  Management 
1.4  Elect Director Dipak C. Jain  For  For  Management 
1.5  Elect Director Robert W. Lane  For  For  Management 
1.6  Elect Director Robert C. McCormack  For  For  Management 
1.7  Elect Director Edward J. Mooney  For  For  Management 
1.8  Elect Director John W. Rowe  For  For  Management 
1.9  Elect DirectorMartin P. Slark  For  For  Management 
1.10  Elect Director David H.B. Smith, Jr.  For  For  Management 
1.11  Elect Director Enrique J. Sosa  For  For  Management 
1.12  Elect Director Charles A. Tribbett, III For  For  Management   
1.13  Elect Director Frederick H. Waddell  For  For  Management 
2  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
4  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------     
NOVARTIS AG       
Ticker:  NOVN  Security ID:66987V109 
Meeting Date: FEB 22, 2011  Meeting Type: Annual   
Record Date: JAN 25, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Accept Financial Statements and  For  For  Management 
  Statutory Reports       
2  Approve Discharge of Board and Senior  For  For  Management 
  Management       
3  Approve Allocation of Income and  For  For  Management 
  Dividends of CHF 2.20 per Share       
4  Approve Remuneration System  For  Against  Management 
5a  Reelect Ann Fudge as Director  For  For  Management 
5b  Reelect Pierre Landolt as Director  For  For  Management 
5c  Reelect Ulrich Lehner as Director  For  For  Management 
5d  Elect Enrico Vanni as Director  For  For  Management 
6  Ratify PricewaterhouseCoopers AG as  For  For  Management 
  Auditors       
7  Additional And/or Counter-proposals  For  Against  Management 
  Presented At The Meeting       

 



--------------------------------------------------------------------------------   
 
NOVARTIS AG       
 
Ticker:  NOVN  Security ID:66987V109 
Meeting Date: APR 08, 2011  Meeting Type: Special   
Record Date: FEB 25, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Approve Merger Agreement with Alcon  For  For  Management 
  Inc.       
1.2  Approve Creation of CHF 54 Million Pool  For  For  Management 
  of Authorized Capital in Connection       
  with Merger Agreement with Alcon Inc.       
2  Additional And/or Counter-proposals  For  Against  Management 
  Presented At The Meeting       
--------------------------------------------------------------------------------   
NYSE EURONEXT       
Ticker:  NYX  Security ID:629491101 
Meeting Date: APR 28, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Andre Bergen  For  For  Management 
2  Elect Director Ellyn L. Brown  For  For  Management 
3  Elect Director Marshall N. Carter  For  For  Management 
4  Elect Director Dominique Cerutti  For  For  Management 
5  Elect Director Patricia M. Cloherty  For  For  Management 
6  Elect Director Sir George Cox  For  For  Management 
7  Elect Director Sylvain Hefes  For  For  Management 
8  Elect Director Jan-michiel Hessels  For  For  Management 
9  Elect Director Duncan M. McFarland  For  For  Management 
10  Elect Director James J. McNulty  For  For  Management 
11  Elect Director Duncan L. Niederauer  For  For  Management 
12  Elect Director Ricardo Salgado  For  For  Management 
13  Elect Director Robert G. Scott  For  For  Management 
14  Elect Director Jackson P. Tai  For  For  Management 
15  Elect Director Rijnhard Van Tets  For  For  Management 
16  Elect Director Sir Brian Williamson  For  For  Management 
17  Ratify Auditors  For  For  Management 
18  Reduce Supermajority Vote Requirement  For  For  Management 
19  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
20  Advisory Vote on Say on Pay Frequency  None  One Year  Management 
21  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
22  Provide Right to Act by Written Consent  Against  For  Shareholder 
 
 
--------------------------------------------------------------------------------   

 



PACCAR INC       
Ticker:  PCAR  Security ID:693718108 
Meeting Date: APR 20, 2011  Meeting Type: Annual   
Record Date: FEB 23, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director John M. Fluke, Jr.  For  For  Management 
1.2  Elect Director Kirk S. Hachigian  For  For  Management 
1.3  Elect Director Stephen F. Page  For  For  Management 
1.4  Elect Director Thomas E. Plimpton  For  For  Management 
2  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
4  Amend Omnibus Stock Plan  For  For  Management 
5  Amend Executive Incentive Bonus Plan  For  For  Management 
6  Reduce Supermajority Vote Requirement  Against  For  Shareholder 
7  Require a Majority Vote for the  Against  For  Shareholder 
  Election of Directors       
--------------------------------------------------------------------------------   
PARKER-HANNIFIN CORPORATION       
Ticker:  PH  Security ID:701094104 
Meeting Date: OCT 27, 2010  Meeting Type: Annual   
Record Date: AUG 31, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Robert G. Bohn  For  For  Management 
1.2  Elect Director Linda S. Harty  For  For  Management 
1.3  Elect Director William E. Kassling  For  For  Management 
1.4  Elect Director Robert J. Kohlhepp  For  For  Management 
1.5  Elect Director Klaus-Peter Muller  For  For  Management 
1.6  Elect Director Candy M. Obourn  For  For  Management 
1.7  Elect Director Joseph M. Scaminace  For  For  Management 
1.8  Elect Director Wolfgang R. Schmitt  For  For  Management 
1.9  Elect Director Ake Svensson  For  For  Management 
1.10  Elect Director Markos I. Tambakeras  For  For  Management 
1.11  Elect Director James L. Wainscott  For  For  Management 
1.12  Elect Director Donald E. Washkewicz  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Approve Executive Incentive Bonus Plan  For  For  Management 
4  Require Independent Board Chairman  Against  Against  Shareholder 

 



PENN WEST ENERGY TRUST       
Ticker:  PWT  Security ID:707885109 
Meeting Date: DEC 14, 2010  Meeting Type: Special   
Record Date: NOV 04, 2010       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve Conversion from Income Trust to  For  For  Management 
  Corporation       
2  Approve New Penn West Stock Option Plan  For  For  Management 
--------------------------------------------------------------------------------   
PENN WEST PETROLEUM LTD.       
Ticker:  PWT  Security ID:707887105 
Meeting Date: JUN 08, 2011  Meeting Type: Annual   
Record Date: MAY 03, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Ratify KPMG LLP as Auditors  For  For  Management 
2.1  Elect Director James E. Allard  For  For  Management 
2.2  Elect Director William E. Andrew  For  For  Management 
2.3  Elect Director George H. Brookman  For  For  Management 
2.4  Elect Director John A. Brussa  For  For  Management 
2.5  Elect Director Daryl Gilbert  For  For  Management 
2.6  Elect Director Shirley A. McClellan  For  For  Management 
2.7  Elect Director Murray R. Nunns  For  For  Management 
2.8  Elect Director Frank Potter  For  For  Management 
2.9  Elect Director Jack Schanck  For  For  Management 
2.10  Elect Director James C. Smith  For  For  Management 
--------------------------------------------------------------------------------   
PFIZER INC.       
Ticker:  PFE  Security ID:717081103 
Meeting Date: APR 28, 2011  Meeting Type: Annual   
Record Date: MAR 01, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Dennis A. Ausiello  For  For  Management 
2  Elect Director Michael S. Brown  For  For  Management 
3  Elect Director M. Anthony Burns  For  For  Management 
4  Elect Director W. Don Cornwell  For  For  Management 
5  Elect Director Frances D. Fergusson  For  For  Management 
6  Elect Director William H. Gray III  For  For  Management 
7  Elect Director Constance J. Horner  For  For  Management 
8  Elect Director James M. Kilts  For  For  Management 
9  Elect Director George A. Lorch  For  For  Management 
10  Elect Director John P. Mascotte  For  For  Management 
11  Elect Director Suzanne Nora Johnson  For  For  Management 
12  Elect Director Ian C. Read  For  For  Management 
13  Elect Director Stephen W. Sanger  For  For  Management 
14  Ratify Auditors  For  For  Management 
15  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       

 



16  Advisory Vote on Say on Pay Frequency  Two YearsOne Year  Management 
17  Publish Political Contributions  Against  Against  Shareholder 
18  Report on Public Policy Advocacy  Against  Against  Shareholder 
  Process       
19  Adopt Policy to Restrain Pharmaceutical  Against  Against  Shareholder 
  Price Increases       
20  Provide Right to Act by Written Consent  Against  For  Shareholder 
21  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
22  Report on Animal Testing and Plans for  Against  Against  Shareholder 
  Reduction       
--------------------------------------------------------------------------------     
PROGRESS ENERGY, INC.       
Ticker:  PGN  Security ID:743263105 
Meeting Date: MAY 11, 2011  Meeting Type: Annual   
Record Date: MAR 04, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director John D. Baker, II  For  For  Management 
2  Elect Director James E. Bostic, Jr.  For  For  Management 
3  Elect Director Harris E. DeLoach, Jr.  For  For  Management 
4  Elect Director James B. Hyler, Jr.  For  For  Management 
5  Elect Director William D. Johnson  For  For  Management 
6  Elect Director Robert W. Jones  For  For  Management 
7  Elect Director W. Steven Jones  For  For  Management 
8  Elect Director Melquiades R. Martinez  For  For  Management 
9  Elect Director E. Marie McKee  For  For  Management 
10  Elect Director John H. Mullin, III  For  For  Management 
11  Elect Director Charles W. Pryor, Jr.  For  For  Management 
12  Elect Director Carlos A. Saladrigas  For  For  Management 
13  Elect Director Theresa M. Stone  For  For  Management 
14  Elect Director Alfred C. Tollison, Jr.For  For  Management   
15  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
17  Ratify Auditors  For  For  Management 
--------------------------------------------------------------------------------     
QWEST COMMUNICATIONS INTERNATIONAL INC.     
Ticker:  Q  Security ID:749121109 
Meeting Date: AUG 24, 2010  Meeting Type: Special   
Record Date: JUL 13, 2010       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve Merger Agreement  For  For  Management 
2  Adjourn Meeting  For  For  Management 
 
 
--------------------------------------------------------------------------------     

 



RAYTHEON COMPANY       
 
Ticker:  RTN  Security ID:755111507 
Meeting Date: MAY 26, 2011  Meeting Type: Annual   
Record Date: APR 01, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Vernon E. Clark  For  For  Management 
2  Elect Director John M. Deutch  For  For  Management 
3  Elect Director Stephen J. Hadley  For  For  Management 
4  Elect Director Frederic M. Poses  For  For  Management 
5  Elect Director Michael C. Ruettgers  For  For  Management 
6  Elect Director Ronald L. Skates  For  For  Management 
7  Elect Director William R. Spivey  For  For  Management 
8  Elect Director Linda G. Stuntz  For  Against  Management 
9  Elect Director William H. Swanson  For  For  Management 
10  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
11  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
12  Ratify Auditors  For  For  Management 
13  Provide Right to Act by Written Consent  Against  For  Shareholder 
14  Stock Retention/Holding Period  Against  For  Shareholder 
15  Report on Lobbying Contributions and  Against  For  Shareholder 
  Expenses       
16  Submit SERP to Shareholder Vote  Against  For  Shareholder 
--------------------------------------------------------------------------------     
 
SEMPRA ENERGY       
 
Ticker:  SRE  Security ID:816851109 
Meeting Date: MAY 13, 2011  Meeting Type: Annual   
Record Date: MAR 16, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect DirectorAlan L. Boeckmann  For  For  Management 
2  Elect Director James G. Brocksmith Jr.  For  For  Management 
3  Elect Director Donald E. Felsinger  For  For  Management 
4  Elect Director Wilford D. Godbold Jr.  For  For  Management 
5  Elect Director William D. Jones  For  For  Management 
6  Elect Director William G. Ouchi  For  For  Management 
7  Elect Director Carlos Ruiz  For  For  Management 
8  Elect Director William C. Rusnack  For  For  Management 
9  Elect Director William P. Rutledge  For  For  Management 
10  Elect Director Lynn Schenk  For  For  Management 
11  Elect Director Neal E. Schmale  For  For  Management 
12  Elect Director Luis M. Tellez  For  For  Management 
13  Ratify Auditors  For  For  Management 
14  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
15  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
16  Provide Right to Act by Written Consent  Against  Against  Shareholder 

 



17  Submit SERP to Shareholder Vote  Against  For  Shareholder 
18  Include Sustainability as a Performance  Against  Against  Shareholder 
  Measure for Senior Executive       
  Compensation       
--------------------------------------------------------------------------------   
 
SIEMENS AG       
 
Ticker:  SIE  Security ID:826197501 
Meeting Date: JAN 25, 2011  Meeting Type: Annual   
Record Date: DEC 15, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Receive Supervisory Board Report,  None  None  Management 
  Corporate Governance Report,       
  Remuneration Report, and Compliance       
  Report for Fiscal 2009/2010       
  (Non-Voting)       
2  Receive Financial Statements and  None  None  Management 
  Statutory Reports for Fiscal 2009/2010       
  (Non-Voting)       
3  Approve Allocation of Income and  For  For  Management 
  Dividends of EUR 2.70 per Share       
4  Approve Discharge of Management Board  For  For  Management 
  for Fiscal 2009/2010       
5  Approve Discharge of Supervisory Board  For  For  Management 
  for Fiscal 2009/2010       
6  Approve Remuneration System for  For  For  Management 
  Management Board Members       
7  Ratify Ernst & Young GmbH as Auditors  For  For  Management 
  for Fiscal 2010/2011 and for the       
  Inspection of the Abbreviated Financial       
  Statements for the First Half of Fiscal       
  2010/2011       
8  Authorize Share Repurchase Program and  For  For  Management 
  Reissuance or Cancellation of       
  Repurchased Shares       
9  Authorize Use of Financial Derivatives  For  For  Management 
  when Repurchasing Shares       
10  Approve Creation of EUR 90 Million Pool  For  For  Management 
  of Capital to Guarantee Conversion       
  Rights for Issuance of Shares to       
  Employees       
11  Approve Remuneration of Supervisory  For  For  Management 
  Board       
12  Approve Affiliation Agreements with  For  For  Management 
  Siemens Finance GmbH       
13  Approve Issuance of Warrants/Bonds with  For  For  Management 
  Warrants Attached/Convertible Bonds       
  without Preemptive Rights up to       
  Aggregate Nominal Amount of EUR 15       

 



  Billion; Approve Creation of EUR 270       
  Million Pool of Capital to Guarantee       
  Conversion Rights       
14  Amend Corporate Purpose  Against  Against  Shareholder 
--------------------------------------------------------------------------------   
 
SPECTRA ENERGY CORP       
 
Ticker:  SE  Security ID:847560109 
Meeting Date: APR 19, 2011  Meeting Type: Annual   
Record Date: FEB 18, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director William T. Esrey  For  For  Management 
1.2  Elect Director Gregory L. Ebel  For  For  Management 
1.3  Elect Director Austin A. Adams  For  For  Management 
1.4  Elect Director Paul M. Anderson  For  For  Management 
1.5  Elect Director Pamela L. Carter  For  For  Management 
1.6  Elect Director F. Anthony Comper  For  For  Management 
1.7  Elect Director Peter B. Hamilton  For  For  Management 
1.8  Elect Director Dennis R. Hendrix  For  For  Management 
1.9  Elect Director Michael Mcshane  For  For  Management 
1.10  Elect Director Joseph H. Netherland  For  For  Management 
1.11  Elect Director Michael E.J. Phelps  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Amend Omnibus Stock Plan  For  For  Management 
4  Amend Executive Incentive Bonus Plan  For  For  Management 
5  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
6  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
7  Require a Majority Vote for the  Against  For  Shareholder 
  Election of Directors       
--------------------------------------------------------------------------------   
 
SYSCO CORPORATION       
 
Ticker:  SYY  Security ID:871829107 
Meeting Date: NOV 12, 2010  Meeting Type: Annual   
Record Date: SEP 14, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director John M. Cassaday  For  For  Management 
2  Elect Director Manuel A. Fernandez  For  For  Management 
3  Elect Director Hans-joachim Koerber  For  For  Management 
4  Elect Director Jackie M. Ward  For  For  Management 
5  Amend Qualified Employee Stock Purchase  For  For  Management 
  Plan       
6  Ratify Auditors  For  For  Management 

 



TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.     
 
Ticker:  2330  Security ID:874039100 
Meeting Date: JUN 09, 2011  Meeting Type: Annual   
Record Date: APR 11, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve 2010 Business Operations Report  For  For  Management 
  and Financial Statements       
2  Approve 2010 Allocation of Income and  For  For  Management 
  Dividends       
3  Approve Amendments on the Procedures  For  For  Management 
  for Lending Funds to Other Parties and       
  Procedures for Endorsement and       
  Guarantees       
4  Approve Transfer of TSMC's Solar  For  For  Management 
  Business and Solid State Lighting       
  Business into Two New TSMC Wholly Owned       
  Companies Respectively, and to Further       
  Approve the "Solar Business Transfer       
  Plan" and "Solid State Lighting       
  Business Transfer Plan"       
5.1  Approve By-Election of Gregory C. Chow  For  For  Management 
  as Independent Director       
5.2  Approve By-Election of Kok-Choo Chen as  For  For  Management 
  Independent Director       
6  Transact Other Business  None  None  Management 
 
 
--------------------------------------------------------------------------------     
 
THE ALLSTATE CORPORATION       
 
Ticker:  ALL  Security ID:020002101 
Meeting Date: MAY 17, 2011  Meeting Type: Annual   
Record Date: MAR 18, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director F. Duane Ackerman  For  Against  Management 
2  Elect Director Robert D. Beyer  For  Against  Management 
3  Elect Director W. James Farrell  For  Against  Management 
4  Elect Director Jack M. Greenberg  For  Against  Management 
5  Elect Director Ronald T. Lemay  For  Against  Management 
6  Elect Director Andrea Redmond  For  Against  Management 
7  Elect Director H. John Riley, Jr.  For  Against  Management 
8  Elect Director Joshua I. Smith  For  Against  Management 
9  Elect Director Judith A. Sprieser  For  Against  Management 
10  Elect Director Mary Alice Taylor  For  Against  Management 
11  Elect Director Thomas J. Wilson  For  Against  Management 
12  Ratify Auditors  For  For  Management 
13  Provide Right to Call Special Meeting  For  For  Management 

 



14  Adopt the Jurisdiction of Incorporation  For  Against  Management 
  as the Exclusive Forum for Certain       
  Disputes       
15  Advisory Vote to Ratify Named Executive  For  Against  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
17  Provide Right to Act by Written Consent  Against  For  Shareholder 
18  Report on Political Contributions  Against  For  Shareholder 
 
 
--------------------------------------------------------------------------------     
 
THE BANK OF NEW YORK MELLON CORPORATION     
 
Ticker:  BK  Security ID:064058100 
Meeting Date: APR 12, 2011  Meeting Type: Annual   
Record Date: FEB 11, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Ruth E. Bruch  For  For  Management 
2  Elect Director Nicholas M. Donofrio  For  For  Management 
3  Elect Director Gerald L. Hassell  For  For  Management 
4  Elect Director Edmund F. Kelly  For  For  Management 
5  Elect Director Robert P. Kelly  For  For  Management 
6  Elect Director Richard J. Kogan  For  For  Management 
7  Elect Director Michael J. Kowalski  For  For  Management 
8  Elect Director John A. Luke, Jr.  For  For  Management 
9  Elect Director Mark A. Nordenberg  For  For  Management 
10  Elect Director Catherine A. Rein  For  For  Management 
11  Elect Director William C. Richardson  For  For  Management 
12  Elect Director Samuel C. Scott III  For  For  Management 
13  Elect Director John P. Surma  For  For  Management 
14  Elect Director Wesley W. von Schack  For  For  Management 
15  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
17  Amend Omnibus Stock Plan  For  For  Management 
18  Amend Executive Incentive Bonus Plan  For  For  Management 
19  Ratify Auditors  For  For  Management 
20  Provide for Cumulative Voting  Against  For  Shareholder 

 



--------------------------------------------------------------------------------   
 
THE CHUBB CORPORATION       
 
Ticker:  CB  Security ID:171232101 
Meeting Date: APR 26, 2011  Meeting Type: Annual   
Record Date: MAR 04, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Zoe Baird  For  For  Management 
2  Elect Director Sheila P. Burke  For  For  Management 
3  Elect Director James I. Cash, Jr.  For  For  Management 
4  Elect Director John D. Finnegan  For  For  Management 
5  Elect Director Lawrence W. Kellner  For  For  Management 
6  Elect Director Martin G. McGuinn  For  For  Management 
7  Elect Director Lawrence M. Small  For  For  Management 
8  Elect Director Jess Soderberg  For  For  Management 
9  Elect Director Daniel E. Somers  For  For  Management 
10  Elect Director James M. Zimmerman  For  For  Management 
11  Elect Director Alfred W. Zollar  For  For  Management 
12  Approve Executive Incentive Bonus Plan  For  For  Management 
13  Ratify Auditors  For  For  Management 
14  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
15  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
--------------------------------------------------------------------------------   
 
THE CLOROX COMPANY       
 
Ticker:  CLX  Security ID:189054109 
Meeting Date: NOV 17, 2010  Meeting Type: Annual   
Record Date: SEP 20, 2010       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Daniel Boggan, Jr.  For  For  Management 
2  Elect Director Richard H. Carmona  For  For  Management 
3  Elect Director Tully M. Friedman  For  For  Management 
4  Elect Director George J. Harad  For  For  Management 
5  Elect Director Donald R. Knauss  For  For  Management 
6  Elect Director Robert W. Matschullat  For  For  Management 
7  Elect Director Gary G. Michael  For  For  Management 
8  Elect Director Edward A. Mueller  For  For  Management 
9  Elect Director Jan L. Murley  For  For  Management 
10  Elect Director Pamela Thomas-Graham  For  For  Management 
11  Elect Director Carolyn M. Ticknor  For  For  Management 
12  Ratify Auditors  For  For  Management 
13  Amend Omnibus Stock Plan  For  For  Management 
14  Amend Executive Incentive Bonus Plan  For  For  Management 
15  Require Independent Board Chairman  Against  Against  Shareholder 

 



THE COCA-COLA COMPANY       
Ticker:  KO  Security ID:191216100 
Meeting Date: APR 27, 2011  Meeting Type: Annual   
Record Date: FEB 28, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Herbert A. Allen  For  For  Management 
2  Elect Director Ronald W. Allen  For  For  Management 
3  Elect Director Howard G. Buffett  For  For  Management 
4  Elect Director Barry Diller  For  For  Management 
5  Elect Director Evan G. Greenberg  For  For  Management 
6  Elect Director Alexis M. Herman  For  For  Management 
7  Elect Director Muhtar Kent  For  For  Management 
8  Elect Director Donald R. Keough  For  For  Management 
9  Elect Director Maria Elena Lagomasino  For  For  Management 
10  Elect Director Donald F. McHenry  For  For  Management 
11  Elect Director Sam Nunn  For  For  Management 
12  Elect Director James D. Robinson III  For  For  Management 
13  Elect Director Peter V. Ueberroth  For  For  Management 
14  Elect Director Jacob Wallenberg  For  For  Management 
15  Elect Director James B. Williams  For  For  Management 
16  Ratify Auditors  For  For  Management 
17  Amend Executive Incentive Bonus Plan  For  For  Management 
18  Amend Restricted Stock Plan  For  For  Management 
19  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
20  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
21  Publish Report on Chemical Bisphenol-A  Against  For  Shareholder 
  (BPA)       
--------------------------------------------------------------------------------     
THE KROGER CO.       
Ticker:  KR  Security ID:501044101 
Meeting Date: JUN 23, 2011  Meeting Type: Annual   
Record Date: APR 25, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Reuben V. Anderson  For  For  Management 
2  Elect Director Robert D. Beyer  For  For  Management 
3  Elect Director David B. Dillon  For  For  Management 
4  Elect Director Susan J. Kropf  For  For  Management 
5  Elect Director John T. Lamacchia  For  For  Management 
6  Elect Director David B. Lewis  For  For  Management 
7  Elect Director W. Rodney Mcmullen  For  For  Management 
8  Elect Director Jorge P. Montoya  For  For  Management 
9  Elect Director Clyde R. Moore  For  For  Management 
10  Elect Director Susan M. Phillips  For  For  Management 
11  Elect Director Steven R. Rogel  For  For  Management 
12  Elect Director James A. Runde  For  For  Management 
13  Elect Director Ronald L. Sargent  For  For  Management 
14  Elect Director Bobby S. Shackouls  For  For  Management 

 



15  Approve Omnibus Stock Plan  For  For  Management 
16  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
17  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
18  Ratify Auditors  For  For  Management 
19  Adopt ILO Based Code of Conduct  Against  Against  Shareholder 
--------------------------------------------------------------------------------     
THE WALT DISNEY COMPANY       
Ticker:  DIS  Security ID:254687106 
Meeting Date: MAR 23, 2011  Meeting Type: Annual   
Record Date: JAN 24, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Susan E. Arnold  For  For  Management 
2  Elect Director John E. Bryson  For  For  Management 
3  Elect Director John S. Chen  For  For  Management 
4  Elect Director Judith L. Estrin  For  For  Management 
5  Elect Director Robert A. Iger  For  For  Management 
6  Elect Director Steven P. Jobs  For  For  Management 
7  Elect Director Fred H. Langhammer  For  For  Management 
8  Elect Director Aylwin B. Lewis  For  For  Management 
9  Elect Director Monica C. Lozano  For  For  Management 
10  Elect Director Robert W. Matschullat  For  For  Management 
11  Elect Director John E. Pepper, Jr.  For  For  Management 
12  Elect Director Sheryl Sandberg  For  For  Management 
13  Elect Director Orin C. Smith  For  For  Management 
14  Ratify Auditors  For  For  Management 
15  Approve Omnibus Stock Plan  For  For  Management 
16  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
17  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
18  Prohibit Retesting Performance Goals  Against  For  Shareholder 
--------------------------------------------------------------------------------     
TOTAL SA       
Ticker:  FP  Security ID:89151E109 
Meeting Date: MAY 13, 2011  Meeting Type: Annual/Special 
Record Date: APR 05, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve Financial Statements and  For  For  Management 
  Statutory Reports       
2  Accept Consolidated Financial  For  For  Management 
  Statements and Statutory Reports       
3  Approve Allocation of Income and  For  For  Management 
  Dividends of EUR 2.28 per Share       
4  Approve Auditors' Special Report on  For  For  Management 
  Related-Party Transactions       
5  Authorize Repurchase of Up to 10  For  For  Management 
  Percent of Issued Share Capital       

 



6  Reelect Patricia Barbizet as Director  For  Against  Management 
7  Reelect Paul Desmarais Jr. as Director  For  Against  Management 
8  Reelect Claude Mandil as Director  For  For  Management 
9  Elect Marie-Christine Coisne as  For  For  Management 
  Director       
10  Elect Barbara Kux as Director  For  For  Management 
11  Authorize up to 0.8 Percent of Issued  For  For  Management 
  Capital for Use in Restricted Stock       
  Plan       
A  Amend Article 9 of Bylaws Re: Share  Against  Against  Shareholder 
  Ownership Disclosure Threshold       
  Publication       
--------------------------------------------------------------------------------   
 
U.S. BANCORP       
 
Ticker:  USB  Security ID:902973304 
Meeting Date: APR 19, 2011  Meeting Type: Annual   
Record Date: FEB 22, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Douglas M. Baker, Jr.  For  For  Management 
2  Elect Director Y. Marc Belton  For  For  Management 
3  Elect Director Victoria Buyniski  For  For  Management 
  Gluckman       
4  Elect Director Arthur D. Collins, Jr.  For  For  Management 
5  Elect Director Richard K. Davis  For  For  Management 
6  Elect Director Joel W. Johnson  For  For  Management 
7  Elect Director Olivia F. Kirtley  For  For  Management 
8  Elect Director Jerry W. Levin  For  For  Management 
9  Elect Director David B. O'Maley  For  For  Management 
10  Elect Director O Dell M. Owens  For  For  Management 
11  Elect Director Richard G. Reiten  For  For  Management 
12  Elect Director Craig D. Schnuck  For  For  Management 
13  Elect Director Patrick T. Stokes  For  For  Management 
14  Ratify Auditors  For  For  Management 
15  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
17  Advisory Vote to Ratify Directors'  Against  Against  Shareholder 
  Compensation       
 
 
--------------------------------------------------------------------------------   

 



UNION PACIFIC CORPORATION       
Ticker:  UNP  Security ID:907818108 
Meeting Date: MAY 05, 2011  Meeting Type: Annual   
Record Date: FEB 28, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Andrew H. Card, Jr.  For  For  Management 
1.2  Elect Director Erroll B. Davis, Jr.  For  For  Management 
1.3  Elect Director Thomas J. Donohue  For  For  Management 
1.4  Elect Director Archie W. Dunham  For  For  Management 
1.5  Elect Director Judith Richards Hope  For  For  Management 
1.6  Elect Director Charles C. Krulak  For  For  Management 
1.7  Elect Director Michael R. McCarthy  For  For  Management 
1.8  Elect Director Michael W. McConnell  For  For  Management 
1.9  Elect Director Thomas F. McLarty III  For  For  Management 
1.10  Elect Director Steven R. Rogel  For  For  Management 
1.11  Elect Director Jose H. Villarreal  For  For  Management 
1.12  Elect Director James R. Young  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
4  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
5a  Reduce Supermajority Vote Requirement  For  For  Management 
  Relating to Preference Rights of       
  Preferred Stock       
5b  Reduce Supermajority Vote Requirement  For  For  Management 
  Relating to Removal of Directors       
5c  Reduce Supermajority Vote Requirement  For  For  Management 
  Relating to Amendments to Authorized       
  Capital Stock       
6  Require Independent Board Chairman  Against  Against  Shareholder 
--------------------------------------------------------------------------------     
VALIDUS HOLDINGS, LTD.       
Ticker:  VR  Security ID:G9319H102 
Meeting Date: MAY 04, 2011  Meeting Type: Annual   
Record Date: MAR 11, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Matthew J. Grayson  For  For  Management 
1.2  Elect Director Jean-Marie Nessi  For  For  Management 
1.3  Elect Director Mandakini Puri  For  For  Management 
2.4  Elect Edward J. Noonan as Subsidiary  For  For  Management 
  Director       
2.5  Elect C.N. Rupert Atkin as Subsidiary  For  For  Management 
  Director       
2.6  Elect Patrick G. Barry as Subsidiary  For  For  Management 
  Director       
2.7  Elect Peter A. Bilsby as Subsidiary  For  For  Management 
  Director       
2.8  Elect Julian P. Bosworth as Subsidiary  For  For  Management 
  Director       

 



2.9  Elect Michael E.A. Carpenter as  For  For  Management 
  Subsidiary Director       
2.10  Elect Rodrigo Castro as Subsidiary  For  For  Management 
  Director       
2.11  Elect Jane S. Clouting as Subsidiary  For  For  Management 
  Director       
2.12  Elect Joseph E. (Jeff) Consolino as  For  For  Management 
  Subsidiary Director       
2.13  Elect C. Jerome Dill as Subsidiary  For  For  Management 
  Director       
2.14  Elect Andrew Downey as Subsidiary  For  For  Management 
  Director       
2.15  Elect Kerry A. Emanuel as Subsidiary  For  For  Management 
  Director       
2.16  Elect Jonathan D. Ewington as  For  For  Management 
  Subsidiary Director       
2.17  Elect Andrew M. Gibbs as Subsidiary  For  For  Management 
  Director       
2.18  Elect Michael Greene as Subsidiary  For  For  Management 
  Director       
2.19  Elect Nicholas J. Hales as Subsidiary  For  For  Management 
  Director       
2.20  Elect Mark S. Johnson as Subsidiary  For  For  Management 
  Director       
2.21  Elect Anthony J. Keys as Subsidiary  For  For  Management 
  Director       
2.22  Elect Robert F. Kuzloski as Subsidiary  For  For  Management 
  Director       
2.23  Elect Gillian S. Langford as Subsidiary  For  For  Management 
  Director       
2.24  Elect Stuart W. Mercer as Subsidiary  For  For  Management 
  Director       
2.25  Elect Paul J. Miller as Subsidiary  For  For  Management 
  Director       
2.26  Elect Jean-Marie Nessi as Subsidiary  For  For  Management 
  Director       
2.27  Elect Julian G. Ross as Subsidiary  For  For  Management 
  Director       
2.28  Elect Rafael Saer as Subsidiary  For  For  Management 
  Director       
2.29  Elect James E. Skinner as Subsidiary  For  For  Management 
  Director       
2.30  Elect Verner G. Southey as Subsidiary  For  For  Management 
  Director       
2.31  Elect Nigel D. Wachman as Subsidiary  For  For  Management 
  Director       
2.32  Elect Conan M. Ward as Subsidiary  For  For  Management 
  Director       
2.33  Elect Lixin Zeng as Subsidiary Director  For  For  Management 
3  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       

 



4  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
5  Ratify PricewaterhouseCoopers Hamilton  For  For  Management 
  Bermuda as Independent Auditors       
--------------------------------------------------------------------------------     
VERIZON COMMUNICATIONS INC.       
Ticker:  VZ  Security ID:92343V104 
Meeting Date: MAY 05, 2011  Meeting Type: Annual   
Record Date: MAR 07, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Richard L. Carrion  For  For  Management 
2  Elect Director M. Frances Keeth  For  For  Management 
3  Elect Director Robert W. Lane  For  For  Management 
4  Elect Director Lowell C. Mcadam  For  For  Management 
5  Elect Director Sandra O. Moose  For  For  Management 
6  Elect Director Joseph Neubauer  For  For  Management 
7  Elect Director Donald T. Nicolaisen  For  For  Management 
8  Elect Director Clarence Otis, Jr.  For  For  Management 
9  Elect Director Hugh B. Price  For  For  Management 
10  Elect Director Ivan G. Seidenberg  For  For  Management 
11  Elect Director Rodney E. Slater  For  For  Management 
12  Elect Director John W. Snow  For  For  Management 
13  Ratify Auditors  For  For  Management 
14  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
15  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
16  Disclose Prior Government Service  Against  Against  Shareholder 
17  Performance-Based Equity Awards  Against  For  Shareholder 
18  Restore or Provide for Cumulative  Against  For  Shareholder 
  Voting       
19  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
--------------------------------------------------------------------------------     
VF CORPORATION       
Ticker:  VFC  Security ID:918204108 
Meeting Date: APR 26, 2011  Meeting Type: Annual   
Record Date: MAR 02, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Juan Ernesto de Bedout  For  For  Management 
1.2  Elect Director Ursula O. Fairbairn  For  For  Management 
1.3  Elect Director Eric C Wiseman  For  For  Management 
2  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
3  Advisory Vote on Say on Pay Frequency  Two Years One Year  Management 
4  Adopt Majority Voting for Uncontested  For  For  Management 
  Election of Directors       
5  Ratify Auditors  For  For  Management 

 



VODAFONE GROUP PLC       
Ticker:  VOD  Security ID:92857W209 
Meeting Date: JUL 27, 2010  Meeting Type: Annual   
Record Date: JUN 04, 2010       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Accept Financial Statements and  For  For  Management 
  Statutory Reports       
2  Re-elect Sir John Bond as Director  For  For  Management 
3  Re-elect John Buchanan as Director  For  For  Management 
4  Re-elect Vittorio Colao as Director  For  For  Management 
5  Re-elect Michel Combes as Director  For  For  Management 
6  Re-elect Andy Halford as Director  For  For  Management 
7  Re-elect Stephen Pusey as Director  For  For  Management 
8  Re-elect Alan Jebson as Director  For  For  Management 
9  Re-elect Samuel Jonah as Director  For  For  Management 
10  Re-elect Nick Land as Director  For  For  Management 
11  Re-elect Anne Lauvergeon as Director  For  For  Management 
12  Re-elect Luc Vandevelde as Director  For  For  Management 
13  Re-elect Anthony Watson as Director  For  For  Management 
14  Re-elect Philip Yea as Director  For  For  Management 
15  Approve Final Dividend  For  For  Management 
16  Approve Remuneration Report  For  For  Management 
17  Reappoint Deloitte LLP as Auditors  For  For  Management 
18  Authorise Audit Committee to Fix  For  For  Management 
  Remuneration of Auditors       
19  Authorise Issue of Equity with  For  For  Management 
  Pre-emptive Rights       
20  Authorise Issue of Equity without  For  For  Management 
  Pre-emptive Rights       
21  Authorise Market Purchase  For  For  Management 
22  Adopt New Articles of Association  For  For  Management 
23  Authorise the Company to Call EGM with  For  For  Management 
  Two Weeks' Notice       
24  Approve Share Incentive Plan  For  For  Management 
--------------------------------------------------------------------------------   
WAL-MART STORES, INC.       
Ticker:  WMT  Security ID:931142103 
Meeting Date: JUN 03, 2011  Meeting Type: Annual   
Record Date: APR 06, 2011       
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Aida M. Alvarez  For  For  Management 
2  Elect Director James W. Breyer  For  For  Management 
3  Elect Director M. Michele Burns  For  For  Management 
4  Elect Director James I. Cash, Jr.  For  For  Management 
5  Elect Director Roger C. Corbett  For  For  Management 
6  Elect Director Douglas N. Daft  For  For  Management 
7  Elect Director Michael T. Duke  For  For  Management 
8  Elect Director Gregory B. Penner  For  For  Management 

 



9  Elect Director Steven S Reinemund  For  For  Management 
10  Elect Director H. Lee Scott, Jr.  For  For  Management 
11  Elect Director Arne M. Sorenson  For  For  Management 
12  Elect Director Jim C. Walton  For  For  Management 
13  Elect Director S. Robson Walton  For  For  Management 
14  Elect Director Christopher J. Williams  For  For  Management 
15  Elect Director Linda S. Wolf  For  For  Management 
16  Ratify Auditors  For  For  Management 
17  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
18  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
19  Amend EEO Policy to Prohibit  Against  For  Shareholder 
  Discrimination based on Gender Identity       
20  Report on Political Contributions  Against  For  Shareholder 
21  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings       
22  Require Suppliers to Produce  Against  Against  Shareholder 
  Sustainability Reports       
23  Report on Climate Change Business Risks  Against  Against  Shareholder 
--------------------------------------------------------------------------------     
 
WISCONSIN ENERGY CORPORATION       
 
Ticker:  WEC  Security ID:976657106 
Meeting Date: MAY 05, 2011  Meeting Type: Annual   
Record Date: MAR 10, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director John F. Bergstrom  For  For  Management 
1.2  Elect Director Barbara L. Bowles  For  For  Management 
1.3  Elect Director Patricia W. Chadwick  For  For  Management 
1.4  Elect Director Robert A. Cornog  For  For  Management 
1.5  Elect Director Curt S. Culver  For  For  Management 
1.6  Elect Director Thomas J. Fischer  For  For  Management 
1.7  Elect Director Gale E. Klappa  For  For  Management 
1.8  Elect Director Ulice Payne, Jr.  For  For  Management 
1.9  Elect Director Frederick P. Stratton,  For  For  Management 
  Jr.       
2  Adopt Majority Voting for Uncontested  For  For  Management 
  Election of Directors       
3  Ratify Auditors  For  For  Management 
4  Amend Omnibus Stock Plan  For  For  Management 
5  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
6  Advisory Vote on Say on Pay Frequency  Three  One Year  Management 
    Years     
 
 
--------------------------------------------------------------------------------     

 



XCEL ENERGY INC.       
 
Ticker:  XEL  Security ID:98389B100 
Meeting Date: MAY 18, 2011  Meeting Type: Annual   
Record Date: MAR 22, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Fredric W. Corrigan  For  For  Management 
2  Elect Director Richard K. Davis  For  For  Management 
3  Elect Director Benjamin G.S. Fowke, III  For  For  Management 
4  Elect Director Richard C. Kelly  For  For  Management 
5  Elect Director Albert F. Moreno  For  For  Management 
6  Elect Director Christopher J.  For  For  Management 
  Policinski       
7  Elect Director A. Patricia Sampson  For  For  Management 
8  Elect Director James J. Sheppard  For  For  Management 
9  Elect Director David A. Westerlund  For  For  Management 
10  Elect Director Kim Williams  For  For  Management 
11  Elect Director Timothy V. Wolf  For  For  Management 
12  Amend Non-Employee Director Restricted  For  For  Management 
  Stock Plan       
13  Eliminate Cumulative Voting  For  Against  Management 
14  Amend Articles of Incorporation  For  For  Management 
15  Advisory Vote to Ratify Named Executive  For  For  Management 
  Officers' Compensation       
16  Advisory Vote on Say on Pay Frequency  One year  one year  Management 
17  Ratify Auditors  For  For  Management 
 
 
--------------------------------------------------------------------------------     
 
YELLOW MEDIA INC       
 
Ticker:  YLO  Security ID:985521103 
Meeting Date: MAY 05, 2011  Meeting Type: Annual   
Record Date: MAR 24, 2011       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Michael T. Boychuk, John R.  For  For  Management 
  Gaulding, Paul Gobeil, Michael R.       
  Lambert, Anthony G. Miller, Heather       
  E.L. Munroe-Blum, Martin Nisenholtz,       
  Marc L. Reisch, Michael E. Roach,       
  Stuart H. B. Smith and Marc P. Tellier       
  as Directors       
1.1  Elect Director Michael T. Boychuk  For  For  Management 
1.2  Elect Director John R. Gaulding  For  For  Management 
1.3  Elect Director Paul Gobeil  For  For  Management 
1.4  Elect Director Michael R. Lambert  For  For  Management 
1.5  Elect Director Anthony G. Miller  For  For  Management 
1.6  Elect Director Heather E.L. Munroe-Blum  For  For  Management 

 



1.7  Elect Director Martin Nisenholtz  For  For  Management 
1.8  Elect Director Marc L. Reisch  For  For  Management 
1.9  Elect Director Michael E. Roach  For  For  Management 
1.10  Elect Director Stuart H. B. Smith  For  For  Management 
1.11  Elect Director Marc P. Tellier  For  For  Management 
2  Approve Deloitte & Touche LLP as  For  For  Management 
  Auditors and Authorize Board to Fix       
  Their Remuneration       
3  Approve Stock Option Plan  For  For  Management 

 



FUND; Principal Funds, Inc. – Global Diversified Income Fund     
SUB-ADVISOR: Guggenheim Investment Management, LLC       
 
    Vote Summary Report       
    July 1, 2010- June 30, 2011       
 
Mtg  Company/    Mgmt  Vote  Record    Shares 
Date/Type  Ballot Issues  Security  Rec  Cast  Date  Proponent  Voted 
 
 
7/1/10-    No proxies were voted during this time period   
6/30/11               

 



FUND:  Principal Funds, Inc. – Global Diversified Income Fund   
SUB-ADVISOR:  Principal Global Investors       
Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
BT Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  22-Jul-10  United Kingdom  G16612106  Annual  20-Jul-10  96,684  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  For 
3  Approve Final Dividend      Mgmt    For  For 
4  Re-elect Sir Michael Rake as Director      Mgmt    For  For 
5  Re-elect Ian Livingston as Director      Mgmt    For  For 
6  Re-elect Carl Symon as Director      Mgmt    For  For 
7  Elect Anthony Ball as Director      Mgmt    For  For 
8  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For  For 
9  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
10  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
11  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
12  Authorise Market Purchase      Mgmt    For  For 
13  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
14  Authorise EU Political Donations and Expenditure    Mgmt    For  For 
 
Vodafone Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  27-Jul-10  United Kingdom  G93882135  Annual  23-Jul-10  437,969  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Re-elect Sir John Bond as Director      Mgmt    For  For 
3  Re-elect John Buchanan as Director      Mgmt    For  For 
4  Re-elect Vittorio Colao as Director      Mgmt    For  For 
5  Re-elect Michel Combes as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
6  Re-elect Andy Halford as Director      Mgmt  For  For 
7  Re-elect Stephen Pusey as Director      Mgmt  For  For 
8  Re-elect Alan Jebson as Director      Mgmt  For  For 
9  Re-elect Samuel Jonah as Director      Mgmt  For  For 
10  Re-elect Nick Land as Director      Mgmt  For  For 
11  Re-elect Anne Lauvergeon as Director      Mgmt  For  For 
12  Re-elect Luc Vandevelde as Director      Mgmt  For  For 
13  Re-elect Anthony Watson as Director      Mgmt  For  For 
14  Re-elect Philip Yea as Director      Mgmt  For  For 
15  Approve Final Dividend        Mgmt  For  For 
16  Approve Remuneration Report      Mgmt  For  For 
17  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
18  Authorise Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
19  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
20  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
21  Authorise Market Purchase      Mgmt  For  For 
22  Adopt New Articles of Association      Mgmt  For  For 
23  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
24  Approve Share Incentive Plan      Mgmt  For  For 
 
Apollo Investment Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AINV  03-Aug-10  USA  03761U106  Annual  09-Jun-10  5,535  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Elliot Stein, Jr      Mgmt  For  For 
1.2  Elect Director Bradley J. Wechsler      Mgmt  For  Withhold 
2  Ratify Auditors        Mgmt  For  For 
3  Approve Sale of Common Shares Below Net Asset Value    Mgmt  For  For 
 
Qwest Communications International Inc.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
Q  24-Aug-10  USA  749121109  Special  13-Jul-10  14,743  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Merger Agreement      Mgmt  For  For 
2  Adjourn Meeting        Mgmt  For  For 
 
Panoramic Resources Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PAN  03-Sep-10  Australia  Q7318E103  Special  01-Sep-10  148,185  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the 2010 Panoramic Resources Ltd Employee Share  Mgmt  For  For 
  Plan             
2  Approve the Grant of Up to 1.05 Million Performance Rights to  Mgmt  For  For 
  Peter Harold, Managing Director, Under the 2010 Panoramic       
  Resources Ltd Employee Share Plan           
3  Approve the Grant of Termination Benefits to Peter Harold,  Mgmt  For  For 
  Managing Director             
4  Approve the Grant of Termination Benefits to Other Key  Mgmt  For  For 
  Management             
 
Conagra Foods, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CAG  24-Sep-10  USA  205887102  Annual  02-Aug-10  11,622  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Mogens C. Bay      Mgmt  For  For 
1.2  Elect Director Stephen G. Butler      Mgmt  For  For 
1.3  Elect Director Steven F. Goldstone      Mgmt  For  For 
1.4  Elect Director Joie A. Gregor      Mgmt  For  For 
1.5  Elect Director Rajive Johri      Mgmt  For  For 
1.6  Elect Director W.G. Jurgensen      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.7  Elect Director Richard H. Lenny    Mgmt    For  For 
1.8  Elect Director Ruth Ann Marshall    Mgmt    For  For 
1.9  Elect Director Gary M. Rodkin    Mgmt    For  For 
1.10  Elect Director Andrew J. Schindler    Mgmt    For  For 
1.11  Elect Director Kenneth E. Stinson    Mgmt    For  For 
2  Ratify Auditors      Mgmt    For  For 
 
The Procter & Gamble Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PG  12-Oct-10  USA  742718109  Annual  13-Aug-10  13,068  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Angela F. Braly    Mgmt    For  For 
2  Elect Director Kenneth I. Chenault    Mgmt    For  For 
3  Elect Director Scott D. Cook    Mgmt    For  For 
4  Elect Director Rajat K. Gupta    Mgmt    For  For 
5  Elect Director Robert A. Mcdonald    Mgmt    For  For 
6  Elect Director W. James Mcnerney, Jr.    Mgmt    For  For 
7  Elect Director Johnathan A. Rodgers    Mgmt    For  For 
8  Elect Director Mary A. Wilderotter    Mgmt    For  For 
9  Elect Director Patricia A. Woertz    Mgmt    For  For 
10  Elect Director Ernesto Zedillo    Mgmt    For  For 
11  Ratify Auditors      Mgmt    For  For 
12  Provide for Cumulative Voting    SH    Against  For 
 
Commonwealth Bank Of Australia
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CBA  26-Oct-10  Australia  Q26915100  Annual  24-Oct-10  5,378  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Financial Year Ended June 30, 2010           
2(a)  Elect John Anderson as a Director      Mgmt  For  For 
2(b)  Elect Harrison Young as a Director      Mgmt  For  For 
2(c)  Elect Brian Long as a Director      Mgmt  For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
4  Approve the Grant of Reward Rights with a Face Value of Up to  Mgmt  For  For 
  A$4.25 Million to Ralph Norris, Chief Executive Officer, Under the       
  Company's Group Leadership Reward Plan Pursuant to the 2010       
  to 2011 Financial Year             
 
Sara Lee Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SLE  28-Oct-10  USA  803111103  Annual  07-Sep-10  27,196  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Christopher B. Begley      Mgmt  For  For 
2  Elect Director Crandall C. Bowles      Mgmt  For  For 
3  Elect Director Virgis W. Colbert      Mgmt  For  For 
4  Elect Director James S. Crown      Mgmt  For  For 
5  Elect Director Laurette T. Koellner      Mgmt  For  For 
6  Elect Director Cornelis J.A. Van Lede      Mgmt  For  For 
7  Elect Director Dr. John Mcadam      Mgmt  For  For 
8  Elect Director Sir Ian Prosser      Mgmt  For  For 
9  Elect Director Norman R. Sorensen      Mgmt  For  For 
10  Elect Director Jeffrey W. Ubben      Mgmt  For  For 
11  Elect Director Jonathan P. Ward      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 
 
Wesfarmers Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WES  09-Nov-10  Australia  Q95870103  Annual  07-Nov-10  15,455  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended June 30, 2010           
2(a)  Elect Colin Bruce Carter as a Director      Mgmt  For  For 
2(b)  Elect James Philip Graham as a Director      Mgmt  For  For 
2(c)  Elect Anthony John Howarth as a Director    Mgmt  For  For 
2(d)  Elect Wayne Geoffrey Osborn as a Director    Mgmt  For  For 
2(e)  Elect Vanessa Miscamble Wallace as a Director    Mgmt  For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
 
Allied World Assurance Company Holdings, Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AWH  18-Nov-10  Bermuda  G0219G203  Court  12-Oct-10  3,912  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
A.  Approve Scheme of Arrangement      Mgmt  For  For 
B.  Adjourn Meeting        Mgmt  For  For 
 
Panoramic Resources Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PAN  18-Nov-10  Australia  Q7318E103  Annual  16-Nov-10  148,185  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect John Rowe as a Director      Mgmt  For  For 
2  Elect Brian Phillips as a Director      Mgmt  For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt  For  For 
  June 30, 2010             
 
Gazit Globe Ltd.

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
GLOB  25-Nov-10  Israel  M4792X107  Special  26-Oct-10  36,943  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Yair Orgler as External Director      Mgmt    For  For 
1a  Indicate If You Are a Controlling Shareholder    Mgmt    None  Against 
2  Approve Director/Officer Liability and Indemnification Insurance Mgmt    For  For 
 
 
FKP Property Group(frmly FKP Limited)
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FKP  26-Nov-10  Australia  Q3911L123  Annual/Special  24-Nov-10  0  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Philip Parker as a Director      Mgmt    For  For 
2  Elect Jim Frayne as a Director      Mgmt    For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended  Mgmt    For  Against 
  June 30, 2010               
4  Appoint Ernst & Young as Auditor of the Company    Mgmt    For  For 
5  Approve the FKP Property Group Employee Security Plan    Mgmt    For  For 
6  Approve the FKP Property Group Employee Option Plan    Mgmt    For  Against 
 
Peyto Energy Trust
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PEY.U  08-Dec-10  Canada  717045108  Special  05-Nov-10  12,970  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Conversion from Income Trust to Corporation    Mgmt    For  For 
 
BGC Partners, Inc.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BGCP  13-Dec-10  USA  05541T101  Annual  18-Oct-10  32,492  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Howard W. Lutnick      Mgmt  For  Withhold 
1.2  Elect Director John H. Dalton      Mgmt  For  For 
1.3  Elect Director Stephen T. Curwood      Mgmt  For  For 
1.4  Elect Director Barry R. Sloane      Mgmt  For  For 
1.5  Elect Director Albert M. Weis      Mgmt  For  For 
 
National Australia Bank Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NAB  16-Dec-10  Australia  Q65336119  Annual  14-Dec-10  28,723  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended Sept. 30. 2010           
2a  Elect Patricia Cross as a Director      Mgmt  For  For 
2b  Elect Danny Gilbert as a Director      Mgmt  For  For 
2c  Elect Jillian Segal as a Director      Mgmt  For  For 
2d  Elect Malcolm Williamson as a Director      Mgmt  For  For 
2e  Elect Anthony Yuen as a Director      Mgmt  For  For 
3  Approve the Remuneration Report for the Fiscal Year Ended Sept  Mgmt  For  For 
  30, 2010             
4a  Approve the Grant of Up to A$4.42 Million Worth of Shares  Mgmt  For  For 
  Under the Company's Staff Share Ownership Plan to Cameron       
  Clyne, Group Chief Executive Officer           
4b  Approve the Grant of Up to A$1.85 Million Worth of Shares  Mgmt  For  For 
  Under the Company's Staff Share Ownership Plan to Mark Joiner,       
  Executive Director             
4c  Approve the Grant of Up to A$1.92 Million Worth of Shares  Mgmt  For  For 
  Under the Company's Staff Share Ownership Plan to Michael       
  Ullmer, Executive Director           
5  Approve the Provision of Termination Benefits to T. Burns Upon  Mgmt  For  For 
  Cessation of Employment           
6a  Approve the Selective Buyback of Up to 600 Unpaid 2008    Mgmt  For  For 
  Preference Shares of the Company           

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
6b  Approve the Reduction of Capital of the 2008 Stapled Securities  Mgmt  For  For 
  Issued on Sept. 24, 2008           
6c  Approve the Selective Buyback of Up to 1,000 Unpaid 2009  Mgmt  For  For 
  Preference Shares of the Company           
6d  Approve the Reduction of Capital of the 2009 Stapled Securitites  Mgmt  For  For 
  Issued on Sept. 30, 2009           
 
Australia and New Zealand Banking Group Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ANZ  17-Dec-10  Australia  Q09504137  Annual  15-Dec-10  47,116  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals        Mgmt     
1  Receive the Financial Statements and Statutory Reports for the  Mgmt     
  Fiscal Year Ended Sept. 30, 2010           
2  Approve the Amendments to the Company's Constitution    Mgmt  For  For 
  Regarding Profits Test for Dividend Distribution         
3  Approve the Remuneration Report for the Fiscal Year Ended Sept  Mgmt  For  For 
  30, 2010             
4  Approve the Grant of Performance Rights Worth Up to A$3  Mgmt  For  For 
  Million to Michael Smith, Chief Executive Officer, Under the ANZ       
  Share Option Plan             
5(a)  Elect G. J. Clark as a Director      Mgmt  For  For 
5(b)  Elect D. E. Meiklejohn as a Director      Mgmt  For  For 
  Shareholder Proposal        Mgmt     
5(c)  Elect R. J. Reeves as a Director      SH  Against  Against 
  Management Proposal        Mgmt     
5(d)  Elect I. J. Macfarlane as a Director      Mgmt  For  For 
 
 
Public Power Corporation S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PPC  30-Dec-10  Greece  X7023M103  Special  24-Dec-10  21,679  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting Agenda      Mgmt     

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1  Approve Spin-Off of General Transmission Division    Mgmt  For  For 
2  Approve Spin-Off of General Distribution Division and Operator  Mgmt  For  For 
  of Islands Network Department           
 
Siemens AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SIE  25-Jan-11  Germany  D69671218  Annual    8,695  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Management Proposals        Mgmt     
1  Receive Supervisory Board Report, Corporate Governance Report  Mgmt     
  Remuneration Report, and Compliance Report for Fiscal         
  2009/2010 (Non-Voting)           
2  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2009/2010 (Non-Voting)           
3  Approve Allocation of Income and Dividends of EUR 2.70 per  Mgmt  For  For 
  Share             
4  Approve Discharge of Management Board for Fiscal 2009/2010  Mgmt  For  For 
 
5  Approve Discharge of Supervisory Board for Fiscal 2009/2010  Mgmt  For  For 
6  Approve Remuneration System for Management Board Members  Mgmt  For  For 
 
7  Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and  Mgmt  For  For 
  for the Inspection of the Abbreviated Financial Statements for       
  the First Half of Fiscal 2010/2011           
8  Authorize Share Repurchase Program and Reissuance or    Mgmt  For  For 
  Cancellation of Repurchased Shares           
9  Authorize Use of Financial Derivatives when Repurchasing    Mgmt  For  For 
  Shares             
10  Approve Creation of EUR 90 Million Pool of Capital to Guarantee  Mgmt  For  For 
  Conversion Rights for Issuance of Shares to Employees         
 
11  Approve Remuneration of Supervisory Board    Mgmt  For  For 
12  Approve Affiliation Agreements with Siemens Finance GmbH  Mgmt  For  For 
13  Approve Issuance of Warrants/Bonds with Warrants    Mgmt  For  For 
  Attached/Convertible Bonds without Preemptive Rights up to       
  Aggregate Nominal Amount of EUR 15 Billion; Approve Creation       
  of EUR 270 Million Pool of Capital to Guarantee Conversion       
  Rights             
  Shareholder Proposal Submitted by Verein von    Mgmt     
  Belegschaftsaktionaeren in der Siemens AG e.V.         
14  Amend Corporate Purpose      SH  Against  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
The Laclede Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LG  27-Jan-11  USA  505597104  Annual  01-Dec-10  9,110  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Edward L. Glotzbach      Mgmt  For  For 
1.2  ElectDirector W. Stephen Maritz      Mgmt  For  For 
1.3  ElectDirector John P. Stupp, Jr.      Mgmt  For  For 
2  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
3  Amend Omnibus Stock Plan      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
6  Ratify Auditors        Mgmt  For  For 
 
Emerson Electric Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EMR  01-Feb-11  USA  291011104  Annual  23-Nov-10  4,490  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director D.N. Farr        Mgmt  For  For 
1.2  Elect Director H. Green        Mgmt  For  For 
1.3  Elect Director C.A. Peters      Mgmt  For  For 
1.4  Elect Director J.W. Prueher      Mgmt  For  For 
1.5  Elect Director R.L. Ridgway      Mgmt  For  For 
2  Amend Omnibus Stock Plan      Mgmt  For  For 
3  Approve Stock Option Plan      Mgmt  For  For 
4  Ratify Auditors        Mgmt  For  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
6  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
7  Report on Sustainability      SH    Against  For 
 
Novartis AG
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
NOVN  22-Feb-11  Switzerland  H5820Q150  Annual  17-Feb-11  24,496  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Discharge of Board and Senior Management    Mgmt    For  For 
3  Approve Allocation of Income and Dividends of CHF 2.20 per  Mgmt    For  For 
  Share               
4  Approve Remuneration System      Mgmt    For  Against 
5a  Reelect Ann Fudge as Director      Mgmt    For  For 
5b  Reelect Pierre Landolt as Director      Mgmt    For  For 
5c  Reelect Ulrich Lehner as Director      Mgmt    For  For 
5d  Elect Enrico Vanni as Director      Mgmt    For  For 
6  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For  For 
 
Royal Bank Of Canada
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
RY  03-Mar-11  Canada  780087102  Annual  10-Jan-11  6,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director W. Geoffrey Beattie      Mgmt    For  For 
1.2  Elect Director John T. Ferguson      Mgmt    For  For 
1.3  Elect Director Paule Gauthier      Mgmt    For  For 
1.4  Elect Director Timothy J. Hearn      Mgmt    For  For 
1.5  Elect Director Alice D. Laberge      Mgmt    For  For 
1.6  Elect Director Jacques Lamarre      Mgmt    For  For 
1.7  Elect Director Brandt C. Louie      Mgmt    For  For 
1.8  Elect Director Michael H. McCain      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1.9  Elect Director Gordon M. Nixon      Mgmt  For  For 
1.10  Elect Director David P. O'Brien      Mgmt  For  For 
1.11  Elect Director J. Pedro Reinhard      Mgmt  For  For 
1.12  Elect Director Edward Sonshine      Mgmt  For  For 
1.13  Elect Director Kathleen P. Taylor      Mgmt  For  For 
1.14  Elect Director Victor L. Young      Mgmt  For  For 
2  Ratify Deloitte & Touche LLP as Auditors      Mgmt  For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
4  Critical Mass of Qualified Women on the Board    SH  Against  Against 
5  Adopt a Policy Stipulating an Internal Pay Ratio    SH  Against  Against 
6  Abolition of Subsidiaries and Branches in Tax Havens    SH  Against  Against 
7  Additional Information Regarding Peer Comparisons of    SH  Against  Against 
  Compensation             
 
Banco Bilbao Vizcaya Argentaria, S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  10-Mar-11  Spain  E11805103  Annual  03-Mar-11  37,175  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Individual and Consolidated Financial Statements and  Mgmt  For  For 
  Statutory Reports, Allocation of Income and Distribution of       
  Dividend, and Discharge Directors for Fiscal Year Ended Dec. 31,       
  2010             
2.1  Reelect Tomas Alfaro Drake as Director      Mgmt  For  For 
2.2  Reelect Juan Carlos Alvarez Mezquiriz as Director    Mgmt  For  For 
2.3  Reelect Carlos Loring Martinez de Irujo as Director    Mgmt  For  For 
2.4  Reelect Susana Rodriguez Vidarte as Director    Mgmt  For  For 
2.5  Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors  Mgmt  For  For 
3  Approve Merger by Absorption of Finanzia Banco de Credito SA  Mgmt  For  For 
  (Unipersonal)             
4  Authorize Increase in Capital up to 50 Percent via Issuance of  Mgmt  For  For 
  New Shares without Preemptive Rights; Amend Article 5 of       
  Company Bylaws             
5.1  Authorize Increase in Capital via Issuance of New Shares with  Mgmt  For  For 
  Nominal Value of EUR 0.49 per Share Charged to Voluntary       
  Reserves             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
5.2  Authorize Increase in Capital via Issuance of New Shares with  Mgmt  For  For 
  Nominal Value of EUR 0.49 per Share Charged to Voluntary       
  Reserves             
6  Authorize Issuance of Debt Securities up to EUR 250 Billion  Mgmt  For  For 
  Within Five Years; Void Unused Part of Previous Authorization       
7  Approve Variable Remuneration of Executives and Directors in  Mgmt  For  For 
  Company Shares             
8  Approve Extension of Deferred Share Remuneration  Plan  Mgmt  For  For 
9  Elect Auditors for Fiscal Year 2011      Mgmt  For  For 
10  Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, 30,  Mgmt  For  For 
  31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws         
11  Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General  Mgmt  For  For 
  Meeting Guidelines             
12  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
13  Approve Remuneration Report      Mgmt  For  For 
 
Laurentian Bank Of Canada
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LB  15-Mar-11  Canada  51925D106  Annual  18-Jan-11  7,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Shareholders have the option to vote for directors as a single  Mgmt     
  slate or individually             
1  Elect Directors (Bundled)      Mgmt  For  For 
  Elect 13 Directors by Cumulative Voting      Mgmt     
1.1  Elect Director Pierre Anctil      Mgmt  For  For 
1.2  Elect Director Lise Bastarache      Mgmt  For  For 
1.3  Elect Director Jean Bazin      Mgmt  For  For 
1.4  Elect Director Richard Belanger      Mgmt  For  For 
1.5  Elect Director Eve-Lyne Biron      Mgmt  For  For 
1.6  Elect Director Isabelle Courville      Mgmt  For  For 
1.7  Elect Director L. Denis Desautels      Mgmt  For  For 
1.8  Elect Director Pierre Genest      Mgmt  For  For 
1.9  Elect Director Michel Labonte      Mgmt  For  For 
1.10  Elect Director Jacqueline C. Orange      Mgmt  For  For 
1.11  Elect Director Marie-france Poulin      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1.12  Elect Director Rejean Robitaille      Mgmt  For  For 
1.13  Elect Director Jonathan I. Wener      Mgmt  For  For 
2  Ratify Ernst & Young LLP as Auditors      Mgmt  For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
4  Adopt a Policy of Achieving Parity in No More than Ten Years  SH  Against  Against 
5  Adopt a Policy Stipulating Internal Equity Ratio    SH  Against  Against 
6  Provide Additional Information on the Comparison of    SH  Against  Against 
  Compensation with Peers           
7  Metrics Used for Executive Compensation Including    SH  Against  Against 
  Non-Financial Indicators           
 
Bank Of Montreal
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BMO  22-Mar-11  Canada  063671101  Annual  01-Feb-11  8,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Robert M. Astley      Mgmt  For  For 
1.2  Elect Director David R. Beatty      Mgmt  For  For 
1.3  Elect Director Sophie Brochu      Mgmt  For  For 
1.4  Elect Director Robert Chevrier      Mgmt  For  For 
1.5  Elect Director George A. Cope      Mgmt  For  For 
1.6  Elect Director William A. Downe      Mgmt  For  For 
1.7  Elect Director Christine A. Edwards      Mgmt  For  For 
1.8  Elect Director Ronald H. Farmer      Mgmt  For  For 
1.9  Elect Director David A. Galloway      Mgmt  For  For 
1.10  Elect Director Harold N. Kvisle      Mgmt  For  For 
1.11  Elect Director Bruce H. Mitchell      Mgmt  For  For 
1.12  Elect Director Philip S. Orsino      Mgmt  For  For 
1.13  Elect Director Martha C. Piper      Mgmt  For  For 
1.14  Elect Director J. Robert S. Prichard      Mgmt  For  For 
1.15  Elect Director Guylaine Saucier      Mgmt  For  For 
1.16  Elect Director Don M. Wilson III      Mgmt  For  For 
2  Ratify KPMG LLP as Auditors      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
3  Amend Bank's By-Laws        Mgmt  For  For 
4  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
5  Critical Mass of Qualified Women on the Board    SH  Against  Against 
6  Adopt a Policy Stipulating an Internal Pay Ratio    SH  Against  Against 
7  Abolition of Subsidiaries and Branches in Tax Havens    SH  Against  Against 
8  Additional Information Regarding Peer Comparisons of    SH  Against  Against 
  Compensation             
 
Svenska Handelsbanken
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SHBA  23-Mar-11  Sweden  W90937181  Annual  17-Mar-11  32,217  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Chairman of Meeting      Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report; Receive Board and Committee Reports;       
  Receive President's Report; Allow Questions         
8  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
9  Approve Allocation of Income and Dividends of SEK 9 per Share  Mgmt  For  For 
10  Approve Discharge of Board and President    Mgmt  For  For 
11  Authorize Repurchase of Up to 40.0 Million Class A and/or Class  Mgmt  For  For 
  B Shares and Reissuance of Repurchased Shares         
12  Authorize Repurchase of Up to 2 Percent of Issued Share Capital  Mgmt  For  For 
  for the Bank's Trading Book           
13  Approve Issuance of Convertibles to Employees    Mgmt  For  For 
14  Determine Number of Members (12) and Deputy Members (0) of  Mgmt  For  For 
  Board             
15  Approve Remuneration of Directors in the Amount of SEK 3  Mgmt  For  Against 
  Million for Chairman, SEK 800,000 for Each Vice Chairman, and       
  SEK 550,000 for Other Directors; Approve Remuneration for       
  Committee Work; Approve Remuneration of Auditors         

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
16  Reelect Hans Larsson (Chairman), Jon Baksaas, Ulrika Boethius,  Mgmt  For  Against 
  Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder,       
  Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders       
  Nyren, and Bente Rathe as Directors           
17  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
18  Ratify Auditors        Mgmt  For  For 
19  Amend Articles Regarding Convocation of Annual General    Mgmt  For  For 
  Meeting             
  Shareholder Proposals        Mgmt     
20  Initiate Special Investigation of Circumstances Relating to    SH  None  Against 
  Swedish Financial Supervisory Authority Imposing Penalty on the       
  Bank             
21  Require Board to Evaluate and Report the Banks Work    SH  None  Against 
  Concerning Gender Equality and Ethnicity on an Annual Basis       
22  Close Meeting        Mgmt     
 
The Walt Disney Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DIS  23-Mar-11  USA  254687106  Annual  24-Jan-11  9,489  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Susan E. Arnold      Mgmt  For  For 
2  Elect Director John E. Bryson      Mgmt  For  For 
3  Elect Director John S. Chen      Mgmt  For  For 
4  Elect Director Judith L. Estrin      Mgmt  For  For 
5  Elect Director Robert A. Iger      Mgmt  For  For 
6  Elect Director Steven P. Jobs      Mgmt  For  For 
7  Elect Director Fred H. Langhammer      Mgmt  For  For 
8  Elect Director Aylwin B. Lewis      Mgmt  For  For 
9  Elect Director Monica C. Lozano      Mgmt  For  For 
10  Elect Director Robert W. Matschullat      Mgmt  For  For 
11  Elect Director John E. Pepper, Jr.      Mgmt  For  For 
12  Elect Director Sheryl Sandberg      Mgmt  For  For 
13  Elect Director Orin C. Smith      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Approve Omnibus Stock Plan      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
18  Prohibit Retesting Performance Goals      SH  Against  For 
 
National Bank Of Canada
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NA  30-Mar-11  Canada  633067103  Annual  11-Feb-11  7,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Lawrence S. Bloomberg      Mgmt  For  For 
1.2  Elect Director Andre Caille      Mgmt  For  For 
1.3  Elect Director Gerard Coulombe      Mgmt  For  For 
1.4  Elect Director Bernard Cyr      Mgmt  For  For 
1.5  Elect Director Gillian H. Denham      Mgmt  For  For 
1.6  Elect Director Nicole Diamond-Gelinas      Mgmt  For  For 
1.7  Elect Director Jean Douville      Mgmt  For  For 
1.8  Elect Director Jean Gaulin      Mgmt  For  For 
1.9  Elect Director Paul Gobeil      Mgmt  For  For 
1.10  Elect Director Jean Houde      Mgmt  For  For 
1.11  Elect Director Louise Laflamme      Mgmt  For  For 
1.12  Elect Director Roseann Runte      Mgmt  For  For 
1.13  Elect Director Marc P. Tellier      Mgmt  For  For 
1.14  Elect Director Pierre Thabet      Mgmt  For  For 
1.15  Elect Director Louis Vachon      Mgmt  For  For 
2  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
3  Ratify Samson Belair/Deloitte and Touche as Auditors    Mgmt  For  For 
4  Adopt a Policy Stipulating an Internal Pay Ratio    SH  Against  Against 
5  Abolition of Subsidiaries and Branches in Tax Havens    SH  Against  Against 
6  Additional Information Regarding Peer Comparisons of    SH  Against  Against 
  Compensation             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Orion Oyj
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ORNBV  31-Mar-11  Finland  X6002Y112  Annual  21-Mar-11  29,609  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports, the Board's  Mgmt     
  Report, and the Auditor's Report; Receive Review by the CEO       
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 1.20 Per  Mgmt  For  For 
  Share             
9  Approve Special Distribution of EUR 0.06 per Share    Mgmt  For  For 
10  Approve Discharge of Board and President    Mgmt  For  For 
11  Approve Remuneration of Directors in the Amount of EUR 72,000  Mgmt  For  For 
  for Chairman, EUR 49,000 for Vice Chairman, and EUR 36,000       
  for Other Directors; Approve Meeting Fees         
12  Fix Number of Directors at Six      Mgmt  For  For 
13  Reelect Sirpa Jalkanen, Eero Karvonen, Matti Kavetvuo, Hannu  Mgmt  For  For 
  Syrjanen (Chairman), Heikki Westerlund, and Jukka Ylppo as       
  Directors             
14  Approve Remuneration of Auditors      Mgmt  For  For 
15  Ratify PricewaterhouseCoopers as Auditors    Mgmt  For  For 
16  Approve EUR 17.8 Million Reduction in Share Premium Account  Mgmt  For  For 
17  Close Meeting        Mgmt     
 
The Toronto-Dominion Bank
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TD  31-Mar-11  Canada  891160509  Annual  07-Feb-11  13,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
1.1  Elect Director William E. Bennett      Mgmt  For  For 
1.2  Elect Director Hugh J. Bolton      Mgmt  For  For 
1.3  Elect Director John L. Bragg      Mgmt  For  For 
1.4  Elect Director Amy W. Brinkley      Mgmt  For  For 
1.5  Elect Director W. Edmund Clark      Mgmt  For  For 
1.6  Elect Director Wendy K. Dobson      Mgmt  For  For 
1.7  Elect Director Henry H. Ketcham      Mgmt  For  For 
1.8  Elect Director Pierre H. Lessard      Mgmt  For  For 
1.9  Elect Director Brian M. Levitt      Mgmt  For  For 
1.10  Elect Director Harold H. MacKay      Mgmt  For  For 
1.11  Elect Director Irene R. Miller      Mgmt  For  For 
1.12  Elect Director Nadir H. Mohamed      Mgmt  For  For 
1.13  Elect Director Wilbur J. Prezzano      Mgmt  For  For 
1.14  Elect Director Helen K. Sinclair      Mgmt  For  For 
1.15  Elect Director Carole S. Taylor      Mgmt  For  For 
1.16  Elect Director John M. Thompson      Mgmt  For  For 
2  Ratify Ernst & Young LLP as Auditors      Mgmt  For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
4  Proposal for the Board to Adopt a Parity Representation Policy  SH  Against  Against 
5  Disclose Equity Ratio Between Total Compensation of CEO, the  SH  Against  Against 
  Five NEOs and Total Average Compensation of Employees       
6  Proposal For Abolition of Subsidiaries and Branches in Tax  SH  Against  Against 
  Havens             
7  Establish Director Stock Ownership Requirement    SH  Against  Against 
 
Zurich Financial Services AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ZURN  31-Mar-11  Switzerland  H9870Y105  Annual  24-Mar-11  3,833  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
1.2  Approve Remuneration Report      Mgmt  For  For 
2.1  Approve Allocation of Income and Omission of Dividends    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
2.2  Approve Transfer of CHF 2.49 Billion from Capital Reserves to  Mgmt  For  For 
  Free Reserves and Dividend of CHF 17.00 per Share         
3  Approve Discharge of Board and Senior Management    Mgmt  For  For 
4.1  Amend Articles Re: Election of Special Auditor for Capital    Mgmt  For  For 
  Increases             
4.2  Amend Articles Re: Contributions in Kind      Mgmt  For  For 
5.1.1  Reelect Manfred Gentz as Director      Mgmt  For  For 
5.1.2  Reelect Fred Kindle as Director      Mgmt  For  For 
5.1.3  Reelect Tom de Swaan as Director      Mgmt  For  For 
5.2  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt  For  For 
 
Bank Of Nova Scotia
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BNS  05-Apr-11  Canada  064149107  Annual  08-Feb-11  7,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Ronald A. Brenneman      Mgmt  For  For 
1.2  Elect Director C.J. Chen      Mgmt  For  For 
1.3  Elect Director David A. Dodge      Mgmt  For  For 
1.4  Elect Director N. Ashleigh Everett      Mgmt  For  For 
1.5  Elect Director John C. Kerr      Mgmt  For  For 
1.6  Elect Director Michael J.L. Kirby      Mgmt  For  For 
1.7  Elect Director John T. Mayberry      Mgmt  For  For 
1.8  Elect Director Thomas C. O'Neill      Mgmt  For  For 
1.9  Elect Director Alexis E. Rovzar de la Torre    Mgmt  For  For 
1.10  Elect Director Indira V. Samarasekera      Mgmt  For  For 
1.11  Elect Director Allan C. Shaw      Mgmt  For  For 
1.12  Elect Director Paul D. Sobey      Mgmt  For  For 
1.13  Elect Director Barbara S. Thomas      Mgmt  For  For 
1.14  Elect Director Richard E. Waugh      Mgmt  For  For 
2  Ratify KPMG LLP as Auditors      Mgmt  For  For 
3  Amend By-Law No.1        Mgmt  For  For 
4  Re-approve Stock Option Plan      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
5  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
6  Adopt a Policy Seeking to Reach Gender Parity    SH  Against  Against 
7  Adopt a Policy Stipulating an Internal Pay Ratio    SH  Against  Against 
8  Abolition of Subsidiaries and Branches in Tax Havens    SH  Against  Against 
9  Additional Information Regarding Peer Comparisons of    SH  Against  Against 
  Compensation             
10  Disclose Individual Targets Used to Determine Executive    SH  Against  For 
  Compensation             
 
Upm-Kymmene Oy (Formerly Kymmene Corp.)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
UPM1V  07-Apr-11  Finland  X9518S108  Annual  28-Mar-11  24,311  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Board's and Auditor's Report; Receive CEO's Review         
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 0.55 Per  Mgmt  For  For 
  Share             
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Remuneration of Directors in the Amount of EUR    Mgmt  For  For 
  175,000 for Chairman, EUR120,000 for Vice Chairman, and EUR       
  95,000 for Other Directors           
11  Fix Number of Directors at Nine      Mgmt  For  For 
12  Reelect Bjorn Wahlroos, Berndt Brunow, Matti Alahuhta, Karl  Mgmt  For  For 
  Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti       
  Reinikkala, and Robert Routs as Directors           
13  Approve Remuneration of Auditors      Mgmt  For  For 
14  Reelect PricewaterhouseCoopers Oy as Auditors    Mgmt  For  For 
15  Authorize Repurchase of up to 51 Million Issued Shares    Mgmt  For  For 
16  Amend Terms and Conditions of 2007 Stock Option Plan    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
17  Approve Charitable Donations of up to EUR 1 Million  Mgmt    For  For 
18  Close Meeting      Mgmt       
 
Novartis AG
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
NOVN  08-Apr-11  Switzerland  H5820Q150  Special  05-Apr-11  24,496  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Approve Merger Agreement with Alcon Inc.  Mgmt    For  For 
1.2  Approve Creation of CHF 54 Million Pool of Authorized Capital in Mgmt    For  For 
  Connection with Merger Agreement with Alcon Inc.         
 
DE LONGHI
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DLG  12-Apr-11  Italy  T3508H102  Annual/Special  01-Apr-11  63,786  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business      Mgmt       
1  Approve Financial Statements, Statutory Reports, and Allocation Mgmt    For  For 
  of Income             
2  Authorize Share Repurchase Program and Reissuance of  Mgmt    For  Against 
  Repurchased Shares             
  Extraordinary Business    Mgmt       
1  Amend Articles Re: Powers of the Board of Directors  Mgmt    For  For 
 
Telecom Italia Spa
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
TIT  12-Apr-11  Italy  T92778108  Annual/Special  31-Mar-11  239,574  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business      Mgmt       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1  Approve Financial Statements, and Allocation of Income    Mgmt  For  For 
2  Fix Number of Directors; Fix Directors' Term and Approve Their  Mgmt  For  For 
  Remuneration             
  Fix Number of Directors, Elect Directors (Bundled), and Approve  Mgmt     
  Their Remuneration - Select One of the Following Slates         
3.1  Slate Submitted by Telco SpA      Mgmt  None  Do Not Vote 
3.2  Slate Submitted by Findim Group SA      Mgmt  None  Do Not Vote 
3.3  Slate Submitted by Institutional Shareholders (Assogestioni)  Mgmt  None  For 
4  Adjust Remuneration of Auditors      Mgmt  For  For 
5  Authorize Share Repurchase Program and Reissuance of    Mgmt  For  Against 
  Repurchased Shares             
6  Approve Long Term Incentive Plan 2011    Mgmt  For  For 
7  Amend Regulations on General Meetings    Mgmt  For  For 
  Extraordinary Business        Mgmt     
8  Amend Article 15 of the Company's  Bylaws (Power of    Mgmt  For  For 
  Representing the Company)           
9  Amend Article 18 of the Company's  Bylaws (Convening    Mgmt  For  For 
  Shareholder Meetings)             
10  Amend Article 19 of the Company's  Bylaws (Proxies)    Mgmt  For  For 
11  Approve Capital Increase Authorization Related to Long Term  Mgmt  For  For 
  Incentive Plan 2011             
 
Daimler AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DAI  13-Apr-11  Germany  D1668R123  Annual    12,645  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 1.85 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Approve Remuneration System for Management Board Members  Mgmt  For  For 
6  Ratify KPMG as Auditors for Fiscal 2011    Mgmt  For  For 
7  Approve Creation of New Additive Remuneration Scheme for  Mgmt  For  For 
  Supervisory Board Members           

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

8.1  Elect Manfred Bischoff to the Supervisory Board    Mgmt  For  For 
8.2  Elect Lynton Wilson to the Supervisory Board    Mgmt  For  For 
8.3  Elect Petraea Heynike to the Supervisory Board    Mgmt  For  For 
 
NCC AB
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NCC B  13-Apr-11  Sweden  W5691F104  Annual  07-Apr-11  16,879  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Tomas Billing as Chairman of Meeting    Mgmt  For  For 
3  Prepare and Approve List of Shareholders      Mgmt  For  For 
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  For 
6  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports    Mgmt     
  (Non-Voting)             
8  Receive President's Report; Allow Questions    Mgmt     
9  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
10  Approve Allocation of Income and Dividends of SEK 10 per Share  Mgmt  For  For 
 
11  Approve Discharge of Board and President    Mgmt  For  For 
12  Determine Number of Members (6) and Deputy Members (0) of  Mgmt  For  For 
  Board             
13  Approve Remuneration of Directors in the Amount of SEK    Mgmt  For  For 
  650,000 for Chairman, and SEK 425,000 for Other Directors;       
  Approve Remuneration of Auditors           
14  Reelect Antonia Ax:son Johnson, Tomas Billing (Chairman), Ulf  Mgmt  For  For 
  Holmlund, Ulla Litzen, Marcus Storch, and Christoph Vitzthum as       
  Directors             
15  Reelect Viveca Ax:son Johnson (Chairman) as Members of  Mgmt  For  For 
  Nominating Committee; Elect Thomas Ehlin and Thomas         
  Eriksson as New Members           
16  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management           
17  Authorize Reissuance of Repurchased Shares    Mgmt  For  For 
18  Other Business        Mgmt     

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Recordati Industria Chimica e Farmaceutica Spa
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
REC  13-Apr-11  Italy  T78458139  Annual/Special  04-Apr-11  60,818  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Extraordinary Business        Mgmt       
1  Amend Company Bylaws      Mgmt    For  For 
  Ordinary Business        Mgmt       
1  Approve Financial Statements, Statutory Reports, and Allocation  Mgmt    For  For 
  of Income               
2  Fix Number of Directors, Elect Directors (Bundled), and Approve  Mgmt    For  For 
  Their Remuneration               
3  Approve Auditors and Authorize Board to Fix Their Remuneration  Mgmt    For  For 
4  Appoint Internal Statutory Auditors and Approve Auditors'    Mgmt    For  For 
  Remuneration               
5  Authorize Share Repurchase Program and Reissuance of    Mgmt    For  Against 
  Repurchased Shares               
6  Amend the Company's Stock Option Plan 2006-2009    Mgmt    For  Against 
 
United Technologies Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
UTX  13-Apr-11  USA  913017109  Annual    15-Feb-11  3,743  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Louis R. Chenevert      Mgmt    For  For 
2  Elect Director John V. Faraci      Mgmt    For  For 
3  Elect Director Jean-Pierre Garnier      Mgmt    For  For 
4  Elect Director Jamie S. Gorelick      Mgmt    For  For 
5  Elect Director Edward A. Kangas      Mgmt    For  For 
6  Elect Director Ellen J. Kullman      Mgmt    For  For 
7  Elect Director Charles R. Lee      Mgmt    For  For 
8  Elect Director Richard D. McCormick    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9  Elect Director Harold McGraw III      Mgmt  For  For 
10  Elect Director Richard B. Myers      Mgmt  For  For 
11  Elect Director H. Patrick Swygert      Mgmt  For  For 
12  Elect Director Andre Villeneuve      Mgmt  For  For 
13  Elect Director Christine Todd Whitman      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Amend Omnibus Stock Plan      Mgmt  For  For 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt  None  One Year 
18  Stock Retention/Holding Period      SH  Against  For 
 
BP plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BP.  14-Apr-11  United Kingdom  G12793108  Annual  12-Apr-11  88,395  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  Abstain 
3  Re-elect Paul Anderson as Director      Mgmt  For  For 
4  Re-elect Antony Burgmans as Director      Mgmt  For  For 
5  Re-elect Cynthia Carroll as Director      Mgmt  For  For 
6  Re-elect Sir William Castell as Director      Mgmt  For  Abstain 
7  Re-elect Iain Conn as Director      Mgmt  For  For 
8  Re-elect George David as Director      Mgmt  For  For 
9  Re-elect Ian Davis as Director      Mgmt  For  For 
10  Re-elect Robert Dudley as Director      Mgmt  For  For 
11  Re-elect Dr Byron Grote as Director      Mgmt  For  For 
12  Elect Frank Bowman as Director      Mgmt  For  For 
13  Elect Brendan Nelson as Director      Mgmt  For  For 
14  Elect Phuthuma Nhleko as Director      Mgmt  For  For 
15  Re-elect Carl-Henric Svanberg as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
16  Reappoint Ernst & Young LLP as Auditors and Authorise Their  Mgmt  For  For 
  Remuneration             
17  Authorise Market Purchase      Mgmt  For  For 
18  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
20  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
21  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
22  Amend ShareMatch Plan      Mgmt  For  For 
23  Amend Sharesave UK Plan 2001      Mgmt  For  For 
 
Repsol YPF S.A
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
REP  14-Apr-11  Spain  E8471S130  Annual  07-Apr-11  23,780  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Individual and Consolidated Financial Statements and  Mgmt  For  For 
  Statutory Reports, and Allocation of Income for Fiscal Year       
  Ended Dec. 31, 2010             
2  Approve Discharge of Directors for Fiscal Year 2010    Mgmt  For  For 
3  Reelect Deloitte SL as Auditor      Mgmt  For  For 
4  Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of  Mgmt  For  For 
  Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of       
  General Meeting Regulations           
5  Amend Article 52 of Company Bylaws Re: Allocation of Income  Mgmt  For  For 
6  Amend Articles 40 and 35 of Company Bylaws Re: Chairman and  Mgmt  For  For 
  Vice-Chairman, and Board of Directors' Meeting         
7  Reelect Antonio Brufau Niubo as Director      Mgmt  For  Against 
8  Reelect Luis Fernando del Rivero Asensio as Director    Mgmt  For  For 
9  Reelect Juan Abello Gallo as Director      Mgmt  For  For 
10  Reelect Luis Carlos Croissier Batista as Director    Mgmt  For  For 
11  Reelect Angel Durandez Adeva as Director    Mgmt  For  For 
12  Reelect Jose Manuel Loureda Mantinan as Director    Mgmt  For  For 
13  Elect Mario Fernandez Pelaz as Director      Mgmt  For  For 
14  Approve Share Matching Plan      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

15  Approve Payment to Executives and Other Employees of the  Mgmt  For  For 
  Group of Compensation Owed to Them in the Form of Stock in       
  Lieu of Cash             
16  Authorize EUR 3 Billion Issuance of Convertibles including  Mgmt  For  For 
  Warrants without Preemptive Rights and EUR 4 Billion Issuance       
  of Convertibles including Warrants with Preemptive Rights; Void       
  Unused Part of Authorization Granted at the AGM Held on June       
  16, 2006             
17  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
 
    Sampo Oyj  (Formerly Sampo-Leonia Insurance Co.   
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SAMAS  14-Apr-11  Finland  X75653109  Annual  04-Apr-11  20,927  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Call the Meeting to Order      Mgmt     
3  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
4  Acknowledge Proper Convening of Meeting    Mgmt  For  For 
5  Prepare and Approve List of Shareholders      Mgmt  For  For 
6  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Board's and Auditor's Report; Receive CEO's Review         
7  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
8  Approve Allocation of Income and Dividends of EUR 1.15 Per  Mgmt  For  For 
  Share             
9  Approve Discharge of Board and President    Mgmt  For  For 
10  Approve Remuneration of Directors in the Amount of EUR  Mgmt  For  For 
  160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR       
  80,000 for Other Directors           
11  Fix Number of Directors at Eight      Mgmt  For  For 
12  Reelect Anne Brunila, Eira Palin-Lehtinen, Jukka Pekkarinen,  Mgmt  For  For 
  Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn       
  Wahlroos (Chairman) as Directors; Elect Adine Axen as New       
  Director             
13  Approve Remuneration of Auditors      Mgmt  For  For 
14  Ratify Ernst & Young Oy as Auditors      Mgmt  For  For 
15  Authorize Repurchase of up to 50 Million Issued Class A Shares  Mgmt  For  For 
 
16  Close Meeting        Mgmt     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Eli Lilly and Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
LLY  18-Apr-11  USA  532457108  Annual  15-Feb-11  15,255  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director M.L. Eskew    Mgmt    For  For 
2  Elect Director A.G. Gilman    Mgmt    For  For 
3  Elect Director K.N. Horn    Mgmt    For  For 
4  Elect Director J.C. Lechleiter    Mgmt    For  For 
5  Ratify Auditors      Mgmt    For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
7  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
8  Declassify the Board of Directors    Mgmt    For  For 
9  Reduce Supermajority Vote Requirement    Mgmt    For  For 
10  Approve Executive Incentive Bonus Plan    Mgmt    For  For 
 
MeadWestvaco Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MWV  18-Apr-11  USA  583334107  Annual  01-Mar-11  15,057  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Michael E. Campbell    Mgmt    For  For 
2  Elect Director Thomas W. Cole, Jr.    Mgmt    For  For 
3  Elect Director James G. Kaiser    Mgmt    For  For 
4  Elect Director Richard B. Kelson    Mgmt    For  For 
5  Elect Director James M. Kilts    Mgmt    For  For 
6  Elect Director Susan J. Kropf    Mgmt    For  For 
7  Elect Director Douglas S. Luke    Mgmt    For  For 
8  Elect Director John A. Luke, Jr.    Mgmt    For  For 
9  Elect Director Robert C. McCormack    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
10  Elect Director Timothy H. Powers      Mgmt  For  For 
11  Elect Director Jane L. Warner      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 
13  Amend Omnibus Stock Plan      Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
M&T Bank Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MTB  19-Apr-11  USA  55261F104  Annual  28-Feb-11  5,096  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Brent D. Baird      Mgmt  For  For 
1.2  Elect Director Robert J. Bennett      Mgmt  For  For 
1.3  Elect Director C. Angela Bontempo      Mgmt  For  For 
1.4  Elect Director Robert T. Brady      Mgmt  For  Withhold 
1.5  Elect Director Michael D. Buckley      Mgmt  For  For 
1.6  Elect Director T. Jefferson Cunningham, III    Mgmt  For  For 
1.7  Elect Director Mark J. Czarnecki      Mgmt  For  For 
1.8  Elect Director Gary N. Geisel      Mgmt  For  For 
1.9  Elect Director Patrick W.E. Hodgson      Mgmt  For  For 
1.10  Elect Director Richard G. King      Mgmt  For  For 
1.11  Elect Director Jorge G. Pereira      Mgmt  For  For 
1.12  Elect Director Michael P. Pinto      Mgmt  For  For 
1.13  Elect Director Melinda R. Rich      Mgmt  For  For 
1.14  Elect Director Robert E. Sadler, Jr.      Mgmt  For  For 
1.15  Elect Director Herbert L. Washington      Mgmt  For  For 
1.16  Elect Director Robert G. Wilmers      Mgmt  For  For 
2  Advisory Vote on Executive Compensation    Mgmt  For  For 
3  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

Spectra Energy Corp
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SE  19-Apr-11  USA  847560109  Annual  18-Feb-11  30,704  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William T. Esrey      Mgmt  For  For 
1.2  Elect Director Gregory L. Ebel      Mgmt  For  For 
1.3  Elect Director Austin A. Adams      Mgmt  For  For 
1.4  Elect Director Paul M. Anderson      Mgmt  For  For 
1.5  Elect Director Pamela L. Carter      Mgmt  For  For 
1.6  Elect Director F. Anthony Comper      Mgmt  For  For 
1.7  Elect Director Peter B. Hamilton      Mgmt  For  For 
1.8  Elect Director Dennis R. Hendrix      Mgmt  For  For 
1.9  Elect Director Michael Mcshane      Mgmt  For  For 
1.10  Elect Director Joseph H. Netherland      Mgmt  For  For 
1.11  Elect Director Michael E.J. Phelps      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Amend Omnibus Stock Plan      Mgmt  For  For 
4  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
6  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
7  Require a Majority Vote for the Election of Directors    SH  Against  For 
 
Muenchener Rueckversicherungs-Gesellschaft AG
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MUV2  20-Apr-11  Germany  D55535104  Annual    7,117  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1a  Receive Supervisory Board, Corporate Governance, and    Mgmt     
  Remuneration Report for Fiscal 2010 (Non-Voting)         
1b  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2  Approve Allocation of Income and Dividends of EUR 6.25 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Approve Remuneration System for Management Board Members  Mgmt  For  For 
6  Elect Annika Falkengren to the Supervisory Board    Mgmt  For  For 
7  Authorize Share Repurchase Program and Reissuance or    Mgmt  For  For 
  Cancellation of Repurchased Shares           
8  Authorize Use of Financial Derivatives when Repurchasing    Mgmt  For  For 
  Shares             
9  Approve Employee Stock Purchase Plan; Approve Creation of  Mgmt  For  For 
  EUR 10 Million Pool of Capital for Employee Stock Purchase Plan       
 
 
Ameren Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AEE  21-Apr-11  USA  023608102  Annual  28-Feb-11  15,937  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Stephen F. Brauer      Mgmt  For  For 
1.2  Elect Director Ellen M. Fitzsimmons      Mgmt  For  For 
1.3  Elect Director Walter J. Galvin      Mgmt  For  For 
1.4  Elect Director Gayle P.W. Jackson      Mgmt  For  For 
1.5  Elect Director James C. Johnson      Mgmt  For  For 
1.6  Elect Director Steven H. Lipstein      Mgmt  For  For 
1.7  Elect Director Patrick T. Stokes      Mgmt  For  For 
1.8  Elect Director Thomas R. Voss      Mgmt  For  For 
1.9  Elect Director Stephen R. Wilson      Mgmt  For  For 
1.10  Elect Director Jack D. Woodard      Mgmt  For  For 
2  Approve Director Liability and Indemnification    Mgmt  For  For 
3  Amend Omnibus Stock Plan      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

7  Report on Coal Combustion Waste Hazard and Risk Mitigation  SH    Against  For 
  Efforts               
 
Caltex Australia Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CTX  21-Apr-11  Australia  Q19884107  Annual  19-Apr-11  34,881  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
5  Approve the Remuneration Report      Mgmt    For  For 
6(a)  Elect Greig Gailey as a Director      Mgmt    For  For 
6(b)  Elect Walter Szopiak as a Director      Mgmt    For  For 
6(c)  Elect Timothy Leveille as a Director      Mgmt    For  For 
 
Citigroup Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
C  21-Apr-11  USA  172967101  Annual  22-Feb-11  158,144  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Alain J.P. Belda      Mgmt    For  For 
2  Elect Director Timothy C. Collins      Mgmt    For  For 
3  Elect Director Jerry A. Grundhofer      Mgmt    For  For 
4  Elect Director Robert L. Joss      Mgmt    For  For 
5  Elect Director Michael E. O'Neill      Mgmt    For  For 
6  Elect Director Vikram S. Pandit      Mgmt    For  For 
7  Elect Director Richard D. Parsons      Mgmt    For  For 
8  Elect Director Lawrence R. Ricciardi      Mgmt    For  For 
9  Elect Director Judith Rodin      Mgmt    For  For 
10  Elect Director Robert L. Ryan      Mgmt    For  For 
11  Elect Director Anthony M. Santomero      Mgmt    For  For 
12  Elect Director Diana L. Taylor      Mgmt    For  For 
13  Elect Director William S. Thompson, Jr.      Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

14  Elect Director Ernesto Zedillo      Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
16  Amend Omnibus Stock Plan      Mgmt  For  For 
17  Approve Executive Incentive Bonus Plan      Mgmt  For  For 
18  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
19  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
20  Approve Reverse Stock Split      Mgmt  For  For 
21  Affirm Political Non-Partisanship      SH  Against  Against 
22  Report on Political Contributions      SH  Against  For 
23  Report on Restoring Trust and Confidence in the Financial    SH  Against  Against 
  System             
24  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
25  Require Audit Committee Review and Report on Controls Related  SH  Against  For 
  to Loans, Foreclosure and Securitizations           
 
Kimberly-Clark Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KMB  21-Apr-11  USA  494368103  Annual  22-Feb-11  8,367  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director John R. Alm      Mgmt  For  For 
2  Elect Director John F. Bergstrom      Mgmt  For  For 
3  Elect Director Abelardo E. Bru      Mgmt  For  For 
4  Elect Director Robert W. Decherd      Mgmt  For  For 
5  Elect Director Thomas J. Falk      Mgmt  For  For 
6  Elect Director Mae C. Jemison      Mgmt  For  For 
7  Elect Director James M. Jenness      Mgmt  For  For 
8  Elect Director Nancy J. Karch      Mgmt  For  For 
9  Elect Director Ian C. Read      Mgmt  For  For 
10  Elect Director Linda Johnson Rice      Mgmt  For  For 
11  Elect Director Marc J. Shapiro      Mgmt  For  For 
12  Elect Director G. Craig Sullivan      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
14  Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For  For 
15  Approve Omnibus Stock Plan      Mgmt    For  For 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
PPG Industries, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PPG  21-Apr-11  USA  693506107  Annual    18-Feb-11  6,525  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Stephen F. Angel      Mgmt    For  For 
1.2  Elect Director Hugh Grant      Mgmt    For  For 
1.3  Elect Director Michele J. Hooper      Mgmt    For  For 
1.4  Elect Director Robert Mehrabian      Mgmt    For  For 
2  Amend Omnibus Stock Plan      Mgmt    For  For 
3  Amend Omnibus Stock Plan      Mgmt    For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
6  Ratify Auditors        Mgmt    For  For 
7  Report on Community Environmental Impact Disclosure Process  SH    Against  Against 
 
 
Vivendi
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
VIV  21-Apr-11  France  F97982106  Annual/Special  18-Apr-11  36,782  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
3  Approve Auditors' Special Report on Related-Party Transactions  Mgmt  For  For 
 
4  Approve Allocation of Income and Dividends of EUR 1.40 per  Mgmt  For  For 
  Share             
5  Reelect Jean Yves Charlier as Supervisory Board Member    Mgmt  For  For 
6  Reelect Henri Lachmann as Supervisory Board Member    Mgmt  For  For 
7  Reelect Pierre Rodocanachi as Supervisory Board Member    Mgmt  For  For 
8  Appoint KPMG SA as Auditor      Mgmt  For  For 
9  Appoint KPMG Audit IS SAS as Alternate Auditor    Mgmt  For  For 
10  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
  Extraordinary Business        Mgmt     
11  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
12  Authorize up to 1 Percent of Issued Capital for Use in Stock  Mgmt  For  For 
  Option Plan (New Shares)           
13  Authorize up to 1 Percent of Issued Capital for Use in Restricted  Mgmt  For  For 
  Stock Plan             
14  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5       
  Billion             
15  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 1       
  Billion             
16  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Under Items 14 and 15             
17  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions             
18  Approve Employee Stock Purchase Plan      Mgmt  For  For 
19  Approve Stock Purchase Plan Reserved for Employees of    Mgmt  For  For 
  International Subsidiaries           
20  Authorize Capitalization of Reserves of Up to EUR 1 Billion for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
21  Add Article 10.6 to Bylaws Re: Censors      Mgmt  For  For 
22  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
TAL International Group, Inc.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TAL  26-Apr-11  USA  874083108  Annual  15-Mar-11  18,299  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
1.1  Elect Director Brian M. Sondey      Mgmt  For  Withhold 
1.2  Elect Director Malcolm P. Baker      Mgmt  For  For 
1.3  Elect Director A. Richard Caputo, Jr.      Mgmt  For  Withhold 
1.4  Elect Director Claude Germain      Mgmt  For  For 
1.5  Elect Director Brian J. Higgins      Mgmt  For  Withhold 
1.6  Elect Director John W. Jordan II      Mgmt  For  Withhold 
1.7  Elect Director Frederic H. Lindeberg      Mgmt  For  For 
1.8  Elect Director David W. Zalaznick      Mgmt  For  Withhold 
1.9  Elect Director Douglas J. Zych      Mgmt  For  Withhold 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
 
The PNC Financial Services Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PNC  26-Apr-11  USA  693475105  Annual  11-Feb-11  14,588  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard O. Berndt      Mgmt  For  For 
2  Elect Director Charles E. Bunch      Mgmt  For  For 
3  Elect Director Paul W. Chellgren      Mgmt  For  For 
4  Elect Director Kay Coles James      Mgmt  For  For 
5  Elect Director Richard B. Kelson      Mgmt  For  Against 
6  Elect Director Bruce C. Lindsay      Mgmt  For  For 
7  Elect Director Anthony A. Massaro      Mgmt  For  For 
8  Elect Director Jane G. Pepper      Mgmt  For  For 
9  Elect Director James E. Rohr      Mgmt  For  For 
10  Elect Director Donald J. Shepard      Mgmt  For  For 
11  Elect Director Lorene K. Steffes      Mgmt  For  For 
12  Elect Director Dennis F. Strigl      Mgmt  For  For 
13  Elect Director Thomas J. Usher      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

14  Elect Director George H. Walls, Jr.      Mgmt  For  For 
15  Elect Director Helge H. Wehmeier      Mgmt  For  For 
16  Ratify Auditors        Mgmt  For  For 
17  Amend Omnibus Stock Plan      Mgmt  For  For 
18  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
19  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
W&T Offshore, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WTI  26-Apr-11  USA  92922P106  Annual  18-Mar-11  27,256  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Virginia Boulet      Mgmt  For  For 
1.2  Elect Director J.F. Freel        Mgmt  For  Withhold 
1.3  Elect Director Samir G. Gibara      Mgmt  For  For 
1.4  Elect Director Robert I. Israel      Mgmt  For  For 
1.5  Elect Director Stuart B. Katz      Mgmt  For  For 
1.6  Elect Director Tracy W. Krohn      Mgmt  For  Withhold 
1.7  Elect Director S. James Nelson, Jr.      Mgmt  For  For 
1.8  Elect Director B. Frank Stanley      Mgmt  For  For 
2  Increase Authorized Preferred Stock      Mgmt  For  Against 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
5  Ratify Auditors        Mgmt  For  For 
 
West Fraser Timber Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WFT  26-Apr-11  Canada  952845105  Annual  17-Mar-11  11,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
  You may vote for the nominees for Directors individually:  Mgmt       
1.1  Elect Director Henry H. Ketcham      Mgmt    For  For 
1.2  Elect Director Clark S. Binkley      Mgmt    For  For 
1.3  Elect Director J. Duncan Gibson      Mgmt    For  For 
1.4  Elect Director Samuel W. Ketcham      Mgmt    For  For 
1.5  Elect Director William P. Ketcham      Mgmt    For  For 
1.6  Elect Director Harald H. Ludwig      Mgmt    For  For 
1.7  Elect Director Brian F. MacNeill      Mgmt    For  For 
1.8  Elect Director Robert L. Phillips      Mgmt    For  For 
1.9  Elect Director Janice G. Rennie      Mgmt    For  For 
  Or you may vote for nominees for Directors as slate:    Mgmt       
1  Elect Henry H. Ketcham, Clark S. Binkley, J. Duncan Gibson,  Mgmt    For  For 
  Samuel W. Ketcham, William P. Ketcham, Harald H. Ludwig,         
  Brian F. Macneill, Robert L. Phillips, and Janice G. Rennie as         
  Directors               
2  Approve PricewaterhouseCoopers LLP as Auditors and Authorize  Mgmt    For  For 
  Board to Fix Their Remuneration             
 
Ameriprise Financial, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AMP  27-Apr-11  USA  03076C106  Annual    28-Feb-11  15,670  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Siri S. Marshall      Mgmt    For  For 
2  Elect Director W. Walker Lewis      Mgmt    For  For 
3  Elect Director William H. Turner      Mgmt    For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
6  Ratify Auditors        Mgmt    For  For 
 
Axa
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CS  27-Apr-11  France  F06106102  Annual/Special  20-Apr-11  0  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business  Mgmt     
1  Approve Financial Statements and Statutory Reports  Mgmt  For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt  For  For 
 
3  Approve Treatment of Losses and Dividends of EUR 0.69 per  Mgmt  For  For 
  Share       
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt  For  For 
  and Approve New Transaction       
5  Reelect Jean-Martin Folz as Director  Mgmt  For  For 
6  Reelect Giuseppe Mussari as Director  Mgmt  For  For 
7  Elect Marcus Schenck as Director  Mgmt  For  For 
8  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  Against 
  Capital       
  Extraordinary Business  Mgmt     
9  Authorize Capitalization of Reserves of Up to EUR 1 Billion for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value       
10  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 2       
  Billion       
11  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 1       
  Billion       
12  Approve Issuance of Shares up to 20 Percent of Issued Capital  Mgmt  For  For 
  Per Year for a Private Placement, up to EUR 1 Billiion       
13  Authorize Board to Set Issue Price for 10 Percent Per Year of  Mgmt  For  For 
  Issued Capital Pursuant to Issue Authority without Preemptive       
  Rights under Items 11 and 12       
14  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  under Items 10 to 13 and 17       
15  Authorize Capital Increase of Up to EUR 1 Billion for Future  Mgmt  For  For 
  Exchange Offers       
16  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions       
17  Authorize Issuance of Equity upon Conversion of a Subsidiary's  Mgmt  For  For 
  Equity-Linked Securities for Up to EUR 1 Billion       
18  Approve Issuance of Securities Convertible into Debt up to an  Mgmt  For  For 
  Aggregate Nominal Amount of EUR 2 Billion       
19  Approve Employee Stock Purchase Plan  Mgmt  For  For 
20  Approve Stock Purchase Plan Reserved for Employees of  Mgmt  For  For 
  International Subsidiaries       
21  Authorize up to 2 Percent of Issued Capital for Use in Stock  Mgmt  For  For 
  Option Plan       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

22  Authorize up to 1 Percent of Issued Capital for Use in Restricted  Mgmt  For  Against 
  Stock Plan             
23  Authorize up to 0.4 Percent of Issued Capital for Use in    Mgmt  For  For 
  Restricted Stock Plan             
24  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
25  Amend Article 23 of Bylaws to Comply with New Legislation Re:  Mgmt  For  For 
  General Meetings             
26  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
Champion Real Estate Investment Trust
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
02778  27-Apr-11  Hong Kong  Y1292D109  Annual  19-Apr-11  1,150,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
E. I. du Pont de Nemours and Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
DD  27-Apr-11  USA  263534109  Annual  02-Mar-11  22,891  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard H. Brown      Mgmt  For  For 
2  Elect Director Robert A. Brown      Mgmt  For  For 
3  Elect Director Bertrand P. Collomb      Mgmt  For  For 
4  Elect Director Curtis J. Crawford      Mgmt  For  For 
5  Elect Director Alexander M. Cutler      Mgmt  For  For 
6  Elect Director Eleuthere I. du Pont      Mgmt  For  For 
7  Elect Director Marillyn A. Hewson      Mgmt  For  For 
8  Elect Director Lois D. Juliber      Mgmt  For  For 
9  Elect Director Ellen J. Kullman      Mgmt  For  For 
10  Elect Director William K. Reilly      Mgmt  For  For 
11  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

12  Amend Omnibus Stock Plan      Mgmt  For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
15  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
16  Report on Genetically Engineered Seed      SH  Against  Against 
17  Report on Pay Disparity      SH  Against  Against 
 
Eaton Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ETN  27-Apr-11  USA  278058102  Annual  28-Feb-11  7,858  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director George S. Barrett      Mgmt  For  For 
2  Elect Director Todd M. Bluedorn      Mgmt  For  For 
3  Elect Director Ned C. Lautenbach      Mgmt  For  For 
4  Elect Director Gregory R. Page      Mgmt  For  For 
5  Declassify the Board of Directors      Mgmt  For  For 
6  Eliminate Cumulative Voting      Mgmt  For  For 
7  Ratify Auditors        Mgmt  For  For 
8  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
9  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
General Electric Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GE  27-Apr-11  USA  369604103  Annual  28-Feb-11  147,993  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director W. Geoffrey Beattie      Mgmt  For  For 
2  Elect Director James I. Cash, Jr.      Mgmt  For  For 
3  Elect Director Ann M. Fudge      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

4  Elect Director Susan Hockfield      Mgmt  For  For 
5  Elect Director Jeffrey R. Immelt      Mgmt  For  For 
6  Elect Director Andrea Jung      Mgmt  For  For 
7  Elect Director Alan G. Lafley      Mgmt  For  For 
8  Elect Director Robert W. Lane      Mgmt  For  For 
9  Elect Director Ralph S. Larsen      Mgmt  For  For 
10  Elect Director Rochelle B. Lazarus      Mgmt  For  For 
11  Elect Director James J. Mulva      Mgmt  For  For 
12  Elect Director Sam Nunn      Mgmt  For  For 
13  Elect Director Roger S. Penske      Mgmt  For  For 
14  Elect Director Robert J. Swieringa      Mgmt  For  For 
15  Elect Director James S. Tisch      Mgmt  For  For 
16  Elect Director Douglas A. Warner III      Mgmt  For  For 
17  Ratify Auditors        Mgmt  For  For 
18  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
19  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
20  Provide for Cumulative Voting      SH  Against  For 
21  Performance-Based Equity Awards      SH  Against  For 
22  Withdraw Stock Options Granted to Executive Officers    SH  Against  Against 
23  Report on Climate Change Business Risk      SH  Against  Against 
24  Report on Animal Testing and Plans for Reduction    SH  Against  Against 
 
Marathon Oil Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MRO  27-Apr-11  USA  565849106  Annual  28-Feb-11  24,057  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Gregory H. Boyce      Mgmt  For  Against 
2  Elect Director Pierre Brondeau      Mgmt  For  For 
3  Elect Director Clarence P. Cazalot, Jr.      Mgmt  For  Against 
4  Elect Director David A. Daberko      Mgmt  For  Against 
5  Elect Director William L. Davis      Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

6  Elect Director Shirley Ann Jackson      Mgmt  For  Against 
7  Elect Director Philip Lader      Mgmt  For  Against 
8  Elect Director Charles R. Lee      Mgmt  For  Against 
9  Elect Director Michael E. J. Phelps      Mgmt  For  Against 
10  Elect Director Dennis H. Reilley      Mgmt  For  Against 
11  Elect Director Seth E. Schofield      Mgmt  For  Against 
12  Elect Director John W. Snow      Mgmt  For  Against 
13  Elect Director Thomas J. Usher      Mgmt  For  Against 
14  Ratify Auditors        Mgmt  For  For 
15  Provide Right to Call Special Meeting      Mgmt  For  Against 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
17  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
18  Report on Accident Risk Reduction Efforts    SH  Against  Against 
 
AstraZeneca plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AZNl  28-Apr-11  United Kingdom  G0593M107  Annual  26-Apr-11  34,860  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Confirm First Interim Dividend; Confirm as Final Dividend the  Mgmt  For  For 
  Second Interim Dividend           
3  Reappoint KPMG Audit plc as Auditors      Mgmt  For  For 
4  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
5(a)  Re-elect Louis Schweitzer as Director      Mgmt  For  For 
5(b)  Re-elect David Brennan as Director      Mgmt  For  For 
5(c)  Re-elect Simon Lowth as Director      Mgmt  For  For 
5(d)  Elect Bruce Burlington as Director      Mgmt  For  For 
5(e)  Re-elect Jean-Philippe Courtois as Director    Mgmt  For  For 
5(f)  Re-elect Michele Hooper as Director      Mgmt  For  For 
5(g)  Re-elect Rudy Markham as Director      Mgmt  For  For 
5(h)  Re-elect Nancy Rothwell as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
5(i)  Elect Shriti Vadera as Director      Mgmt  For  For 
5(j)  Re-elect John Varley as Director      Mgmt  For  For 
5(k)  Re-elect Marcus Wallenberg as Director      Mgmt  For  For 
6  Approve Remuneration Report      Mgmt  For  For 
7  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
8  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
9  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
10  Authorise Market Purchase      Mgmt  For  For 
11  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Canadian Imperial Bank Of Commerce
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CM  28-Apr-11  Canada  136069101  Annual  28-Feb-11  9,800  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Ratify Ernst & Young LLP as Auditors      Mgmt  For  For 
  You may vote for the nominees for Directors as slate:    Mgmt     
2  Elect B.S. Belzberg, G.F. Colter, D. D'Alessandro, P.D. Daniel, L.  Mgmt  For  For 
  Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley       
  G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B       
  Stevenson, and R.W. Tysoe as Directors           
  OR you may vote for the nominees for Directors individually:  Mgmt     
2.1  Elect Director B.S. Belzberg      Mgmt  For  For 
2.2  Elect Director G.F. Colter      Mgmt  For  For 
2.3  Elect Director D. D'Alessandro      Mgmt  For  For 
2.4  Elect Director P.D. Daniel      Mgmt  For  For 
2.5  Elect Director L. Desjardins      Mgmt  For  For 
2.6  Elect Director G.D. Giffin      Mgmt  For  For 
2.7  Elect Director L.S. Hasenfratz      Mgmt  For  For 
2.8  Elect Director N.D. Le Pan      Mgmt  For  For 
2.9  Elect Director J.P. Manley      Mgmt  For  For 
2.10  Elect Director G.T. McCaughey      Mgmt  For  For 
2.11  Elect Director J.L. Peverett      Mgmt  For  For 
2.12  Elect Director L. Rahl        Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
2.13  Elect Director C. Sirois      Mgmt    For  For 
2.14  Elect Director R.J. Steacy      Mgmt    For  For 
2.15  Elect Director K.B. Stevenson      Mgmt    For  For 
2.16  Elect Director R.W. Tysoe      Mgmt    For  For 
3  Advisory Vote on Executive Compensation Approach    Mgmt    For  For 
4.1  Provide Shareholders with a Clear Option for Abstention on  SH    Against  For 
  Proposals               
4.2  Critical Mass of Qualified Women on the Board    SH    Against  Against 
4.3  Adopt a Policy Stipulating an Internal Pay Ratio    SH    Against  Against 
4.4  Abolition of Subsidiaries and Branches in Tax Havens    SH    Against  Against 
4.5  Additional Information Regarding Peer Comparisons of    SH    Against  Against 
  Compensation               
 
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SBSP3  28-Apr-11  Brazil  P8228H104  Annual/Special  08-Apr-11  15,466  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt       
  Annual Meeting Agenda      Mgmt       
1  Accept Financial Statements and Statutory Reports for Fiscal  Mgmt    For  For 
  Year Ended Dec. 31, 2010             
2  Approve Allocation of Income and Dividends    Mgmt    For  For 
3  Designate Newspapers to Publish Company Announcements  Mgmt    For  For 
4  Elect Directors/Fiscal Council Members and Approve Their    Mgmt    For  Against 
  Remuneration               
  Special Meeting Agenda      Mgmt       
1  Amend Articles        Mgmt    For  For 
 
DBS Group Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
D05  28-Apr-11  Singapore  Y20246107  Annual      72,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
1  Adopt Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
 
2a  Declare Final Dividend of SGD 0.28 Per Ordinary Share    Mgmt  For  For 
2b  Declare Final Dividend of SGD 0.02 Per Non-Voting Convertible  Mgmt  For  For 
  Preference Share             
2c  Declare Final Dividend of SGD 0.02 Per Non-Voting Redeemable  Mgmt  For  For 
  Convertible Preference Share           
3  Approve Directors' Fees of SGD 2.8 Million for 2010 (2009: SGD  Mgmt  For  For 
  1.6 Million)             
4  Reappoint PricewaterhouseCoopers LLP as Auditors and    Mgmt  For  For 
  Authorize Board to Fix Their Remuneration         
5a  Reelect Bart Joseph Broadman as Director    Mgmt  For  For 
5b  Reelect Euleen Goh Yiu Kiang as Director      Mgmt  For  For 
5c  Reelect Christopher Cheng Wai Chee as Director    Mgmt  For  For 
6  Reelect Danny Teoh Leong Kay as Director    Mgmt  For  For 
7a  Approve Issuance of Shares and Grant Awards Pursuant to the  Mgmt  For  For 
  DBSH Share Option Plan and the DBSH Share Plan         
7b  Approve Issuance of Equity or Equity-Linked Securities with or  Mgmt  For  For 
  without Preemptive Rights           
7c  Approve Issuance of Shares Pursuant to the DBSH Scrip    Mgmt  For  For 
  Dividend Scheme             
 
DBS Group Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
D05  28-Apr-11  Singapore  Y20246107  Special    72,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Authorize Share Repurchase Program      Mgmt  For  For 
 
 
DnB NOR ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  28-Apr-11  Norway  R1812S105  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1  Open Meeting        Mgmt     
2  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
3  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  Do Not Vote 
4  Approve Remuneration of Committee of Representatives, Control  Mgmt  For  Do Not Vote 
  Committee, and Nominating Committee           
5  Approve Remuneration of Auditor      Mgmt  For  Do Not Vote 
6  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 4 per Share         
 
7  Elect Andersen, Hoegh, Koc, Leire, Skarholt, Smith, Solberg,  Mgmt  For  Do Not Vote 
  Svenning, Sorensen, and Wang as Members of Committee of       
  Representatives; Elect Deputy Members           
8  Reelect Hassel (Chair), Overland (Vice Chair), Eriksen, and  Mgmt  For  Do Not Vote 
  Hovden as Members of Control Committee; Reelect Brustad and       
  Smith as Deputy Members           
9  Authorize Repurchase of Issued Shares with an Aggregate  Mgmt  For  Do Not Vote 
  Nominal Value of up to NOK 733 Million           
10a  Approve Advisory Part of Remuneration Policy And Other Terms  Mgmt  For  Do Not Vote 
  of Employment For Executive Management         
10b  Approve Binding Part of Remuneration Policy And Other Terms  Mgmt  For  Do Not Vote 
  of Employment For Executive Management         
11  Amend Articles Re: Change Company Name to DNB ASA; Voting  Mgmt  For  Do Not Vote 
  in Advance of the Meeting; Adopt Record Date; Employee         
  Representatives             
12  Approve Instructions to the Nominating Committee    Mgmt  For  Do Not Vote 
  Shareholder Proposals by Sverre Evensen      Mgmt     
13  Financial Stability - Role Distribution and Impartiality; A Financial  SH  None  Do Not Vote 
  Structure for a New Real Economy; Financial Services Innovation       
  in the Best Interests of the Atomic Customer; Shared Economic       
  Responsibility and Common Interests           
 
 
Edison International
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EIX  28-Apr-11  USA  281020107  Annual  02-Mar-11  14,062  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Jagjeet S. Bindra      Mgmt  For  For 
2  Elect Director Vanessa C.L. Chang      Mgmt  For  For 
3  Elect Director France A. Cordova      Mgmt  For  For 
4  Elect Director Theodore F. Craver, Jr.      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

5  Elect Director Charles B. Curtis      Mgmt  For  For 
6  Elect Director Bradford M. Freeman      Mgmt  For  For 
7  Elect Director Luis G. Nogales      Mgmt  For  For 
8  Elect Director Ronald L. Olson      Mgmt  For  For 
9  Elect Director James M. Rosser      Mgmt  For  For 
10  Elect Director Richard T. Schlosberg, III      Mgmt  For  For 
11  Elect Director Thomas C. Sutton      Mgmt  For  For 
12  Elect Director Brett White      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
16  Amend Omnibus Stock Plan      Mgmt  For  For 
 
HCP, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
HCP  28-Apr-11  USA  40414L109  Annual  04-Mar-11  16,837  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director James F. Flaherty III      Mgmt  For  For 
2  Elect Director Christine N. Garvey      Mgmt  For  For 
3  Elect Director David B. Henry      Mgmt  For  For 
4  Elect Director Lauralee E. Martin      Mgmt  For  For 
5  Elect Director Michael D. McKee      Mgmt  For  For 
6  Elect Director Peter L. Rhein      Mgmt  For  For 
7  Elect Director Kenneth B. Roath      Mgmt  For  For 
8  Elect Director Richard M. Rosenberg      Mgmt  For  For 
9  Elect Director Joseph P. Sullivan      Mgmt  For  For 
10  Ratify Auditors        Mgmt  For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
12  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

Johnson & Johnson
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
JNJ  28-Apr-11  USA  478160104  Annual  01-Mar-11  15,778  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Mary Sue Coleman    Mgmt    For  For 
2  Elect Director James G. Cullen    Mgmt    For  For 
3  Elect Director Ian E.L. Davis    Mgmt    For  For 
4  Elect Director Michael M.e. Johns    Mgmt    For  For 
5  Elect Director Susan L. Lindquist    Mgmt    For  For 
6  Elect Director Anne M. Mulcahy    Mgmt    For  For 
7  Elect Director Leo F. Mullin    Mgmt    For  For 
8  Elect Director William D. Perez    Mgmt    For  For 
9  Elect Director Charles Prince    Mgmt    For  For 
10  Elect Director David Satcher    Mgmt    For  For 
11  Elect Director William C. Weldon    Mgmt    For  For 
12  Ratify Auditors      Mgmt    For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  Against 
14  Advisory Vote on Say on Pay Frequency    Mgmt    One Year  One Year 
15  Adopt Policy to Restrain Pharmaceutical Price Increases  SH    Against  Against 
16  Amend EEO Policy to Prohibit Discrimination Based on  SH    Against  Against 
  Applicant's Health Status           
17  Adopt Animal-Free Training Methods    SH    Against  Against 
 
Koninklijke DSM NV
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DSM  28-Apr-11  Netherlands  N5017D122  Annual  31-Mar-11  9,856  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting      Mgmt       
1  Open Meeting      Mgmt       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2  Receive Report of Management Board      Mgmt     
3  Approve Financial Statements and Statutory Reports    Mgmt  For  For 
4a  Receive Explanation on Company's Reserves and Dividend Policy  Mgmt     
4b  Approve Dividends of EUR 1.35 Per Share    Mgmt  For  For 
5a  Approve Discharge of Management Board    Mgmt  For  For 
5b  Approve Discharge of Supervisory Board      Mgmt  For  For 
6a  Reelect S.B. Tanda to Executive Board      Mgmt  For  For 
6b  Elect S. Doboczky to Executive Board      Mgmt  For  For 
7  Elect P.F.M. van der Meer Mohr to Supervisory Board    Mgmt  For  For 
8  Approve Remuneration of Supervisory Board    Mgmt  For  For 
9a  Grant Board Authority to Issue Shares Up To 10 Percent of  Mgmt  For  For 
  Issued Capital Plus Additional 10 Percent in Case of         
  Takeover/Merger             
9b  Authorize Board to Exclude Preemptive Rights from Issuance  Mgmt  For  For 
  under Item 9a             
10  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
11  Approve Cancellation of Shares      Mgmt  For  For 
12  Amend Articles Re: Legislative Changes      Mgmt  For  For 
13  Other Business (Non-Voting)      Mgmt     
14  Close Meeting        Mgmt     
 
Pfizer Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PFE  28-Apr-11  USA  717081103  Annual  01-Mar-11  53,657  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Dennis A. Ausiello      Mgmt  For  For 
2  Elect Director Michael S. Brown      Mgmt  For  For 
3  Elect Director M. Anthony Burns      Mgmt  For  For 
4  Elect Director W. Don Cornwell      Mgmt  For  For 
5  Elect Director Frances D. Fergusson      Mgmt  For  For 
6  Elect Director William H. Gray III      Mgmt  For  For 
7  Elect Director Constance J. Horner      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

8  Elect Director James M. Kilts      Mgmt  For  For 
9  Elect Director George A. Lorch      Mgmt  For  For 
10  Elect Director John P. Mascotte      Mgmt  For  For 
11  Elect Director Suzanne Nora Johnson      Mgmt  For  For 
12  Elect Director Ian C. Read      Mgmt  For  For 
13  Elect Director Stephen W. Sanger      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
16  Advisory Vote on Say on Pay Frequency      Mgmt  Two Years  One Year 
17  Publish Political Contributions      SH  Against  Against 
18  Report on Public Policy Advocacy Process      SH  Against  Against 
19  Adopt Policy to Restrain Pharmaceutical Price Increases    SH  Against  Against 
20  Provide Right to Act by Written Consent      SH  Against  For 
21  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
22  Report on Animal Testing and Plans for Reduction    SH  Against  Against 
 
Valero Energy Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VLO  28-Apr-11  USA  91913Y100  Annual  01-Mar-11  28,862  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Ronald K. Calgaard      Mgmt  For  For 
2  Elect Director Stephen M. Waters      Mgmt  For  For 
3  Elect Director Randall J. Weisenburger      Mgmt  For  For 
4  Elect Director Rayford Wilkins, Jr.      Mgmt  For  For 
5  Declassify the Board of Directors      Mgmt  For  For 
6  Ratify Auditors        Mgmt  For  For 
7  Approve Omnibus Stock Plan      Mgmt  For  For 
8  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
9  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
10  Report on Political Contributions      SH  Against  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

11  Review Political Expenditures and Processes    SH    Against  For 
12  Report on Accident Risk Reduction Efforts    SH    Against  For 
 
AT&T Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
T  29-Apr-11  USA  00206R102  Annual    01-Mar-11  53,300  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Randall L. Stephenson      Mgmt    For  For 
2  Elect Director Gilbert F. Amelio      Mgmt    For  For 
3  Elect Director Reuben V. Anderson      Mgmt    For  For 
4  Elect Director James H. Blanchard      Mgmt    For  For 
5  Elect Director Jaime Chico Pardo      Mgmt    For  For 
6  Elect Director James P. Kelly      Mgmt    For  For 
7  Elect Director Jon C. Madonna      Mgmt    For  For 
8  Elect Director Lynn M. Martin      Mgmt    For  For 
9  Elect Director John B. McCoy      Mgmt    For  For 
10  Elect Director Joyce M. Roche      Mgmt    For  For 
11  Elect Director Matthew K. Rose      Mgmt    For  For 
12  Elect Director Laura D Andrea Tyson      Mgmt    For  For 
13  Ratify Auditors        Mgmt    For  For 
14  Approve Omnibus Stock Plan      Mgmt    For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt    Three Years  One Year 
17  Report on Political Contributions      SH    Against  For 
18  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH    Against  For 
19  Provide Right to Act by Written Consent      SH    Against  For 
 
Baloise Holding
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BALN  29-Apr-11  Switzerland  H04530202  Annual      0  0 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Discharge of Board and Senior Management    Mgmt    For  For 
3  Approve Allocation of Income and Dividends of CHF 4.50 per  Mgmt    For  For 
  Share               
4.1  Approve Creation of CHF 500,000 Pool of Capital without    Mgmt    For  For 
  Preemptive Rights               
4.2  Amend Articles Re: Compliance with New Swiss Federal Act on  Mgmt    For  For 
  Intermediated Securities             
5  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For  For 
6.1  Reelect Eveline Saupper as Director      Mgmt    For  Against 
6.2  Elect Georges-Antoine de Boccard as Director    Mgmt    For  For 
6.3  Elect Andreas Beerli as Director      Mgmt    For  For 
 
Bayer AG
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BAYN  29-Apr-11  Germany  D0712D163  Annual      10,639  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports; Appove  Mgmt    For  For 
  Allocation of Income and Dividends of EUR 1.50 per Share for         
  Fiscal 2010               
2  Approve Discharge of Management Board for Fiscal 2010    Mgmt    For  For 
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt    For  For 
4  Amend Articles Re: Length of Supervisory Board Member Term  Mgmt    For  For 
 
5  Approve Spin-Off  and Takeover Agreement with Bayer Real  Mgmt    For  For 
  Estate GmbH               
6  Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011  Mgmt    For  For 
 
ENEL SpA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ENEL  29-Apr-11  Italy  T3679P115  Annual/Special  18-Apr-11  117,419  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income      Mgmt  For  For 
3  Fix Number of Directors      Mgmt  For  For 
4  Fix Directors' Term        Mgmt  For  For 
  Elect Directors (Bundled) - Choose One of the Following Slates  Mgmt     
5.1  Slate Submitted by the Italian Ministry of Economy and Finance  Mgmt  None  Do Not Vote 
5.2  Slate Submitted by Institutional Investors (Assogestioni)    Mgmt  None  For 
6  Elect Chairman of the Board of Directors      Mgmt  For  For 
7  Approve Remuneration of Directors      Mgmt  For  Against 
8  Approve Auditors and Authorize Board to Fix Their Remuneration  Mgmt  For  For 
  Extraordinary Business        Mgmt     
1  Amend Company Bylaws      Mgmt  For  For 
 
Eni Spa
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ENI  29-Apr-11  Italy  T3643A145  Annual  18-Apr-11  56,663  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt     
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Allocation of Income      Mgmt  For  For 
3  Fix Number of Directors      Mgmt  For  For 
4  Fix Directors' Term        Mgmt  For  For 
  Elect Directors (Bundled) - Vote Only for One of the Following  Mgmt     
  Slates             
5.1  Slate Submitted by the Ministry of Economics and Finance    Mgmt  None  Do Not Vote 
5.2  Slate Submitted by Institutional Investors (Assogestioni)    Mgmt  None  For 
6  Elect Chairman of the Board of Directors      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

7  Approve Remuneration of Directors      Mgmt  For  Against 
  Appoint Internal Statutory Auditors - Vote Only for One of the  Mgmt     
  Following Slates             
8.1  Slate Submitted by the Ministry of Economics and Finance    Mgmt  None  Against 
8.2  Slate Submitted by Institutional Investors (Assogestioni)    Mgmt  None  For 
9  Appoint Internal Statutory Auditors' Chairman    Mgmt  For  For 
10  Approve Internal Auditors' Remuneration      Mgmt  For  For 
11  Approve Compensation of the Judicial Officer of Corte dei Conti  Mgmt  For  For 
  Responsible for Eni's Financial Control           
 
Grupo Mexico S.A.B. de C.V.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GMEXICOB  29-Apr-11  Mexico  P49538112  Annual  19-Apr-11  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports; Accept CEO,  Mgmt  For  For 
  Board and Board Committee Reports for Fiscal Year Ended Dec.       
  31, 2010             
2  Approve Report on Tax Obligations in Accordance with Article 86  Mgmt  For  For 
  of Tax Law             
3  Approve Allocation of Income for Fiscal Year 2010    Mgmt  For  For 
4  Approve Policy Related to Acquisition of Own Shares; Set    Mgmt  For  For 
  Aggregate Nominal Amount of Share Repurchase Reserve for       
  2011             
5  Elect or Ratify Directors; Verify Independence of Board    Mgmt  For  Against 
  Members; Elect or Ratify Chairmen and Members of the Board       
  Committees             
6  Approve Remuneration of Directors and Members of Board  Mgmt  For  For 
  Committees             
7  Designate Inspector or Shareholder Representative(s) of Minutes  Mgmt  For  For 
  of Meeting             
 
TransCanada Corporation
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TRP  29-Apr-11  Canada  89353D107  Annual  01-Mar-11  18,300  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1.1  Elect Director K. E. Benson      Mgmt  For  For 
1.2  Elect Director D. H. Burney      Mgmt  For  For 
1.3  Elect Director W. K. Dobson      Mgmt  For  For 
1.4  Elect Director E. L. Draper      Mgmt  For  For 
1.5  Elect Director P. Gauthier      Mgmt  For  For 
1.6  Elect Director R. K. Girling      Mgmt  For  For 
1.7  Elect Director S. B. Jackson      Mgmt  For  For 
1.8  Elect Director P. L. Joskow      Mgmt  For  For 
1.9  Elect Director J. A. MacNaughton      Mgmt  For  For 
1.10  Elect Director D. P. O'Brien      Mgmt  For  For 
1.11  Elect Director W. T. Stephens      Mgmt  For  For 
1.12  Elect Director D. M. G. Stewart      Mgmt  For  For 
2  Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
3  Advisory Vote on Executive Compensation Approach    Mgmt  For  For 
 
Berkshire Hathaway Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BRK.B  30-Apr-11  USA  084670702  Annual  02-Mar-11  5,063  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Warren E. Buffett      Mgmt  For  For 
1.2  Elect Director Charles T. Munger      Mgmt  For  For 
1.3  Elect Director Howard G. Buffett      Mgmt  For  For 
1.4  Elect Director Stephen B. Burke      Mgmt  For  For 
1.5  Elect Director Susan L. Decker      Mgmt  For  For 
1.6  Elect Director William H. Gates III      Mgmt  For  For 
1.7  Elect Director David S. Gottesman      Mgmt  For  For 
1.8  Elect Director Charlotte Guyman      Mgmt  For  For 
1.9  Elect Director Donald R. Keough      Mgmt  For  For 
1.10  Elect Director Thomas S. Murphy      Mgmt  For  For 
1.11  Elect Director Ronald L. Olson      Mgmt  For  For 
1.12  Elect Director Walter Scott, Jr.      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt    Three Years  One Year 
4  Adopt Quantitative GHG Goals for Products and Operations  SH    Against  For 
 
CBL & Associates Properties, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CBL  02-May-11  USA  124830100  Annual    04-Mar-11  39,545  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Charles B. Lebovitz      Mgmt    For  For 
1.2  Elect Director Gary L. Bryenton      Mgmt    For  For 
1.3  Elect Director Gary J. Nay      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt    None  One Year 
5  Declassify the Board of Directors      Mgmt    For  For 
6  Require a Majority Vote for the Election of Directors    SH    Against  For 
 
GDF Suez
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
GSZ  02-May-11  France  F42768105  Annual/Special  27-Apr-11  10,659  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 1.50 per  Mgmt    For  For 
  Share               
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
6  Reelect Albert Frere as Director      Mgmt    For  Against 
7  Reelect Edmond Alphandery as Director      Mgmt    For  For 
8  Reelect Aldo Cardoso as Director      Mgmt    For  For 
9  Reelect Rene Carron as Director      Mgmt    For  For 
10  Reelect Thierry de Rudder as Director      Mgmt    For  For 
11  Elect Francoise Malrieu as Director      Mgmt    For  For 
12  Ratify Change of Registered Office to 1 place Samuel de    Mgmt    For  For 
  Champlain, 92400 Courbevoie, and Amend Bylaws Accordingly         
  Extraordinary Business        Mgmt       
13  Approve Employee Stock Purchase Plan      Mgmt    For  For 
14  Approve Stock Purchase Plan Reserved for International    Mgmt    For  For 
  Employees               
15  Authorize up to 0.5 Percent of Issued Capital for Use in    Mgmt    For  For 
  Restricted Stock Plan               
16  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
  Shareholder Proposals        Mgmt       
A  Approve Dividends of EUR 0.83 per Share    SH    Against  Against 
 
Vinci
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DG  02-May-11  France  F5879X108  Annual/Special  27-Apr-11  8,713  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 1.67 per  Mgmt    For  For 
  Share               
4  Reelect Pascale Sourisse as Director      Mgmt    For  For 
5  Reelect Robert Castaigne as Director      Mgmt    For  For 
6  Reelect Jean Bernard Levy as Director      Mgmt    For  For 
7  Elect Elisabeth Boyer as Representative of Employee    Mgmt    For  For 
  Shareholders to the Board             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

8  Elect Gerard Duez as Representative of Employee Shareholders  Mgmt  For  Against 
  to the Board       
 
9  Elect Gerard Francon as Representative of Employee  Mgmt  For  Against 
  Shareholders to the Board       
 
10  Elect Bernard Klemm as Representative of Employee  Mgmt  For  Against 
  Shareholders to the Board       
 
11  Elect Bernard Chabalier as Representative of Employee  Mgmt  For  Against 
  Shareholders to the Board       
 
12  Elect Jean-Luc Lebouil as Representative of Employee  Mgmt  For  Against 
  Shareholders to the Board       
 
13  Elect Denis Marchal as Representative of Employee Shareholders  Mgmt  For  Against 
  to the Board       
 
14  Elect Rolland Sabatier as Representative of Employee  Mgmt  For  Against 
  Shareholders to the Board       
 
15  Elect Pascal Taccoen as Representative of Employee  Mgmt  For  Against 
  Shareholders to the Board       
 
16  Elect Cosimo Lupo as Representative of Employee Shareholders  Mgmt  For  Against 
  to the Board       
 
17  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital       
 
18  Approve Transactions with a Related Parties Re: Financing of  Mgmt  For  For 
  Prado Sud       
 
  Extraordinary Business  Mgmt     
 
19  Approve Reduction in Share Capital via Cancellation of  Mgmt  For  For 
  Repurchased Shares       
 
20  Authorize Capitalization of Reserves for Bonus Issue or Increase  Mgmt  For  For 
  in Par Value       
 
21  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 300       
  Million       
 
22  Authorize Issuance of Specific Convertible Bonds without  Mgmt  For  For 
  Preemptive Rights Named OCEANE, up to an Aggregate Nominal       
  Amount EUR 150 Million       
 
23  Approve Issuance of Convertible Bonds without Preemptive  Mgmt  For  For 
  Rights Other than OCEANE, up to an Aggregate Nominal Amount       
  EUR 150 Million       
 
24  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above       
 
25  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions       
 
26  Approve Employee Stock Purchase Plan  Mgmt  For  For 
 
27  Approve Stock Purchase Plan Reserved for Employees of  Mgmt  For  For 
  International Subsidiaries       
 
28  Authorize up to 0.9 Percent of Issued Capital for Use in Stock  Mgmt  For  Against 
  Option Plan       
 
29  Authorize Filing of Required Documents/Other Formalities  Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Bristol-Myers Squibb Company
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BMY  03-May-11  USA  110122108  Annual  10-Mar-11  43,206  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director L. Andreotti    Mgmt    For  For 
2  Elect Director L.B. Campbell    Mgmt    For  For 
3  Elect Director J.M. Cornelius    Mgmt    For  For 
4  Elect Director L.J. Freeh    Mgmt    For  For 
5  Elect Director L.H. Glimcher    Mgmt    For  For 
6  Elect Director M. Grobstein    Mgmt    For  For 
7  Elect Director L. Johansson    Mgmt    For  For 
8  Elect Director A.J. Lacy      Mgmt    For  For 
9  Elect Director V.L. Sato      Mgmt    For  For 
10  Elect Director E. Sigal      Mgmt    For  For 
11  Elect Director T.D. West, Jr.    Mgmt    For  For 
12  Elect Director R.S. Williams    Mgmt    For  For 
13  Ratify Auditors      Mgmt    For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
15  Advisory Vote on Say on Pay Frequency    Mgmt    Three Years  One Year 
16  Increase Disclosure of Executive Compensation  SH    Against  Against 
17  Provide Right to Act by Written Consent    SH    Against  For 
18  Adopt Policy to Restrain Pharmaceutical Price Increases  SH    Against  Against 
 
Consolidated Communications Holdings, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CNSL  03-May-11  USA  209034107  Annual  07-Mar-11  37,084  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Robert J. Currey    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.2  Elect Director Maribeth S. Rahe      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
5  Reduce Supermajority Vote Requirement      Mgmt  For  For 
 
EarthLink, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ELNK  03-May-11  USA  270321102  Annual  15-Mar-11  85,561  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Declassify the Board of Directors      Mgmt  For  For 
2  Adopt Majority Voting for Uncontested Election of Directors  Mgmt  For  For 
3.1  Elect Director Susan D. Bowick      Mgmt  For  For 
3.2  Elect Director Nathaniel A. Davis      Mgmt  For  For 
3.3  Elect Director Marce Fuller      Mgmt  For  For 
3.4  Elect Director Rolla P. Huff      Mgmt  For  For 
3.5  Elect Director David A. Koretz      Mgmt  For  For 
3.6  Elect Director Thomas E. Wheeler      Mgmt  For  For 
3.7  Elect Director M. Wayne Wisehart      Mgmt  For  For 
3.8  Elect Director Nathaniel A. Davis      Mgmt  For  For 
3.9  Elect Director Rolla P. Huff      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Approve Omnibus Stock Plan      Mgmt  For  For 
7  Ratify Auditors        Mgmt  For  For 
 
NV Energy, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NVE  03-May-11  USA  67073Y106  Annual  08-Mar-11  39,718  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Joseph B. Anderson, Jr.      Mgmt  For  For 
1.2  Elect Director Glenn C. Christenson      Mgmt  For  For 
1.3  Elect Director Brian J. Kennedy      Mgmt  For  For 
1.4  Elect Director John F. O'Reilly      Mgmt  For  For 
1.5  Elect Director Philip G. Satre      Mgmt  For  For 
1.6  Elect Director Michael W. Yackira      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Amend Omnibus Stock Plan      Mgmt  For  For 
5  Reduce Supermajority Vote Requirement for Amending Articles  Mgmt  For  For 
  on Director Elections and Removals           
6  Reduce Supermajority Vote Requirement for Fair Price Provisions  Mgmt  For  For 
7  Ratify Auditors        Mgmt  For  For 
8  Require a Majority Vote for the Election of Directors    SH  Against  For 
9  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
10  Stock Retention/Holding Period      SH  Against  For 
 
STMicroelectronics NV
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
STM  03-May-11  Netherlands  N83574108  Annual  05-Apr-11  41,151  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting        Mgmt     
1  Open Meeting        Mgmt     
2  Receive Report of Management Board (Non-Voting)    Mgmt     
3  Receive Report of Supervisory Board (Non-Voting)    Mgmt     
4a  Approve Financial Statements      Mgmt  For  For 
4b  Approve Dividends of USD 0.40 Per Share    Mgmt  For  For 
4c  Approve Discharge of Management Board    Mgmt  For  For 
4d  Approve Discharge of Supervisory Board      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

5  Reelect Carlo Bozotto to Executive Board      Mgmt  For  For 
6  Approve Stock Award to CEO      Mgmt  For  Against 
7a  Reelect Didier Lombard to Supervisory Board    Mgmt  For  Against 
7b  Reelect Tom de Waard to Supervisory Board    Mgmt  For  Against 
7c  Reelect Bruno Steve to Supervisory Board    Mgmt  For  Against 
7d  Elect Jean d'Arthuys to Supervisory Board    Mgmt  For  Against 
7e  Elect Jean-Georges Malcor to Supervisory Board    Mgmt  For  For 
7f  Eelect Alessandro Rivera to Supervisory Board    Mgmt  For  Against 
8  Ratify PwC as Auditors        Mgmt  For  For 
9  Approve Three-Year Stock-Based Compensation Plan for  Mgmt  For  Against 
  Members of Supervisory Board           
10  Grant Supervisory Board Authority to Issue Shares Up To 10  Mgmt  For  Against 
  Percent of Issued Capital Plus Additional 15 Percent in Case of       
  Takeover/Merger and Restricting/Excluding Preemptive Rights       
11  Authorize Repurchase of Shares      Mgmt  For  For 
12  Allow Questions        Mgmt     
13  Close Meeting        Mgmt     
 
Wells Fargo & Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
WFC  03-May-11  USA  949746101  Annual  04-Mar-11  50,372  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Election Director John D. Baker II      Mgmt  For  For 
2  Election Director John S. Chen      Mgmt  For  For 
3  Election Director Lloyd H. Dean      Mgmt  For  For 
4  Election Director Susan E. Engel      Mgmt  For  For 
5  Election Director Enrique Hernandez, Jr.      Mgmt  For  For 
6  Election Director Donald M. James      Mgmt  For  For 
7  Election Director Mackey J. McDonald      Mgmt  For  For 
8  Election Director Cynthia H. Milligan      Mgmt  For  For 
9  Elect Director Nicholas G. Moore      Mgmt  For  For 
10  Elect Director Philip J. Quigley      Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

11  Elect Director Judith M. Runstad      Mgmt  For  For 
12  Elect Director Stephen W. Sanger      Mgmt  For  For 
13  Elect Director John G. Stumpf      Mgmt  For  For 
14  Elect Director an G. Swenson      Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
17  Ratify Auditors        Mgmt  For  For 
18  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
19  Provide for Cumulative Voting      SH  Against  For 
20  Require Independent Board Chairman      SH  Against  For 
21  Advisory Vote to Ratify Directors' Compensation    SH  Against  Against 
22  Require Audit Committee Review and Report on Controls Related  SH  Against  For 
  to Loans, Foreclosure and Securitizations           
 
Allianz SE
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
ALV  04-May-11  Germany  D03080112  Annual    11,140  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 4.50 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
5  Elect Franz Heiss as Employee Representative to the Supervisory  Mgmt  For  For 
  Board             
6  Amend Articles Re: Remuneration of Supervisory Board    Mgmt  For  For 
7  Approve Affiliation Agreements with Allianz Global Investors AG  Mgmt  For  For 
8  Approve Spin-Off and Takeover Agreement with Allianz    Mgmt  For  For 
  Deutschland AG             
 
Associated Estates Realty Corporation

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AEC  04-May-11  USA  045604105  Annual    15-Mar-11  25,427  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Albert T. Adams      Mgmt    For  For 
1.2  Elect Director James M. Delaney      Mgmt    For  For 
1.3  Elect Director Jeffrey I. Friedman      Mgmt    For  For 
1.4  Elect Director Michael E. Gibbons      Mgmt    For  For 
1.5  Elect Director Mark L. Milstein      Mgmt    For  For 
1.6  Elect Director James A. Schoff      Mgmt    For  For 
1.7  Elect Director Richard T. Schwarz      Mgmt    For  For 
2  Approve Omnibus Stock Plan      Mgmt    For  For 
3  Ratify Auditors        Mgmt    For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
Aviva plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AV.  04-May-11  United Kingdom  G0683Q109  Annual    28-Apr-11  121,685  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Final Dividend      Mgmt    For  For 
3  Elect Igal Mayer as Director      Mgmt    For  For 
4  Re-elect Mary Francis as Director      Mgmt    For  For 
5  Re-elect Richard Goeltz as Director      Mgmt    For  For 
6  Re-elect Euleen Goh as Director      Mgmt    For  For 
7  Re-elect Michael Hawker as Director      Mgmt    For  For 
8  Re-elect Mark Hodges as Director      Mgmt    For  For 
9  Re-elect Andrew Moss as Director      Mgmt    For  For 
10  Re-elect Carole Piwnica as Director      Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

11  Re-elect Patrick Regan as Director      Mgmt  For  For 
12  Re-elect Colin Sharman as Director      Mgmt  For  For 
13  Re-elect Leslie Van de Walle as Director      Mgmt  For  For 
14  Re-elect Russell Walls as Director      Mgmt  For  For 
15  Re-elect Scott Wheway as Director      Mgmt  For  For 
16  Reappoint Ernst & Young LLP as Auditors      Mgmt  For  For 
17  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
18  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
20  Approve Remuneration Report      Mgmt  For  For 
21  Receive and Consider the Corporate Responsibility Report    Mgmt  For  For 
22  Approve EU Political Donations and Expenditure    Mgmt  For  For 
23  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
24  Approve Annual Bonus Plan 2011      Mgmt  For  For 
25  Approve Long Term Incentive Plan 2011      Mgmt  For  For 
26  Amend All Employee Share Ownership Plan    Mgmt  For  For 
27  Authorise Market Purchase      Mgmt  For  For 
28  Authorise Market Purchase      Mgmt  For  For 
29  Authorise Market Purchase      Mgmt  For  For 
 
Aviva plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AV.  04-May-11  United Kingdom  G0683Q109  Special  28-Apr-11  121,685  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve the Partial Disposal of the Company's Interest in Delta  Mgmt  For  For 
  Lloyd NV             
 
Billerud
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BILL  04-May-11  Sweden  W16021102  Annual  28-Apr-11  70,283  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting  Mgmt     
2  Elect Chairman of Meeting  Mgmt  For  For 
3  Prepare and Approve List of Shareholders  Mgmt  For  For 
4  Designate Inspector(s) of Minutes of Meeting  Mgmt  For  For 
5  Acknowledge Proper Convening of Meeting  Mgmt  For  For 
6  Approve Agenda of Meeting  Mgmt  For  For 
7  Receive Financial Statements and Statutory Reports; Receive  Mgmt     
  Auditor's Report       
8  Receive Report on Work of Board and its Committees  Mgmt     
9  Receive President's Report  Mgmt     
10a  Approve Financial Statements and Statutory Reports  Mgmt  For  For 
10b  Approve Allocation of Income and Dividends of SEK 3.50 per  Mgmt  For  For 
  Share; Approve May 9, 2011, as Record Date for Dividend       
10c  Approve Discharge of Board and President  Mgmt  For  For 
11  Receive Report from Nomination Committee  Mgmt     
12  Determine Number of Members (7) and Deputy Members (0) of  Mgmt  For  For 
  Board       
13  Approve Remuneration of Directors in the Amount of SEK  Mgmt  For  For 
  525,000 for Chairman, SEK 400,000 for Vice-Chairman, and SEK       
  250,000 for Other Directors; Approve Remuneration for       
  Committee Work; Approve Remuneration of Auditors       
14  Reelect Ingvar Petersson (Chairman), Gunilla Jonson, Michael  Mgmt  For  For 
  Kaufmann (Vice-Chairman), Ewald Nageler, and Yngve Stade as       
  Directors; Elect Helena Andreas and Mikael Hellberg as New       
  Directors       
15  Elect Members of Nominating Committee  Mgmt  For  For 
16  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  For 
  For Executive Management       
17a  Approve Share Matching and Performance Share Plan for Key  Mgmt  For  For 
  Employees       
17b  Approve Transfer of 265,600 Shares in Connection with  Mgmt  For  For 
  Long-Term Incentive Plan Proposed Under Item 17a       
18  Authorize Reissuance of Repurchased Shares  Mgmt  For  For 
19  Approve Offer to Shareholders Holding Fewer than 200 Shares to  Mgmt  For  For 
  Sell Shares without Charge       
20  Close Meeting  Mgmt     
 
 
    Carillion plc     

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CLLN  04-May-11  United Kingdom  G1900N101  Annual  02-May-11  108,542  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Remuneration Report    Mgmt    For  For 
3  Re-elect Richard Adam as Director    Mgmt    For  For 
4  Re-elect Richard Howson as Director    Mgmt    For  For 
5  Re-elect David Maloney as Director    Mgmt    For  For 
6  Re-elect John McDonough as Director    Mgmt    For  For 
7  Re-elect Steven Mogford as Director    Mgmt    For  For 
8  Re-elect Vanda Murray as Director    Mgmt    For  For 
9  Re-elect Philip Rogerson as Director    Mgmt    For  For 
10  Reappoint KPMG Audit plc as Auditors    Mgmt    For  For 
11  Authorise Board to Fix Remuneration of Auditors  Mgmt    For  For 
12  Approve Final Dividend    Mgmt    For  For 
13  Authorise Issue of Equity with Pre-emptive Rights  Mgmt    For  For 
14  Approve EU Political Donations and Expenditure  Mgmt    For  For 
15  Authorise Issue of Equity without Pre-emptive Rights  Mgmt    For  For 
16  Authorise Market Purchase    Mgmt    For  For 
17  Authorise the Company to Call EGM with Two Weeks Notice Mgmt    For  For 
 
Hess Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
HES  04-May-11  USA  42809H107  Annual  14-Mar-11  14,063  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director E.E. Holiday    Mgmt    For  For 
2  Elect Director J.H. Mullin    Mgmt    For  For 
3  Elect Director F.B. Walker    Mgmt    For  For 
4  Elect Director R.N. Wilson    Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
5  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
 
6  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
7  Ratify Auditors        Mgmt  For  For 
8  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
 
 
Maiden Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MHLD  04-May-11  Bermuda  G5753U112  Annual  15-Mar-11  48,342  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Barry D. Zyskind as Director      Mgmt  For  For 
1.2  Elect Simcha G. Lyons as Director      Mgmt  For  For 
1.3  Elect Raymond M. Neff as Director      Mgmt  For  For 
1.4  Elect Yehuda L. Neuberger as Director      Mgmt  For  For 
1.5  Elect Steven H. Nigro as Director      Mgmt  For  For 
2.1  Elect David A. Lamneck as Director of Maiden Insurance    Mgmt  For  For 
  Company, Ltd.             
2.2  Elect John Marshaleck as Director of Maiden Insurance Company  Mgmt  For  For 
  Ltd.             
2.3  Elect Lawrence F. Metz as Director of Maiden Insurance    Mgmt  For  For 
  Company, Ltd.             
2.4  Elect Arturo M. Raschbaum as Director of Maiden Insurance  Mgmt  For  For 
  Company, Ltd.             
3.1  Elect Patrick J. Haveron as Director of Maiden Global Holdings,  Mgmt  For  For 
  Ltd.             
3.2  Elect Ronald M. Judd as Director of Maiden Global Holdings, Ltd.  Mgmt  For  For 
 
3.3  Elect John Marshaleck as Director of Maiden Global Holdings,  Mgmt  For  For 
  Ltd.             
3.4  Elect Lawrence F. Metz as Director of Maiden Global Holdings,  Mgmt  For  For 
  Ltd.             
3.5  Elect Arturo M. Raschbaum as Director of Maiden Global    Mgmt  For  For 
  Holdings, Ltd.             
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
 
5  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
6  Ratify BDO Seidman, LLP as Auditors of the Company, and  Mgmt  For  For 
  Arthur Morris and Company as Auditors of Maiden Insurance       
  Company, Ltd.             

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

Scor SE
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SCR  04-May-11  France  F15561677  Annual/Special  29-Apr-11  0  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Allocation of Income and Dividends of EUR 1.10 per  Mgmt    For  For 
  Share               
3  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
5  Reelect Gerard Andreck as Director      Mgmt    For  For 
6  Reelect Peter Eckert as Director      Mgmt    For  For 
7  Elect Charles Gave as Director      Mgmt    For  For 
8  Reelect Denis Kessler as Director      Mgmt    For  Against 
9  Reelect Daniel Lebegue as Director      Mgmt    For  For 
10  Reelect Mederic Prevoyance as Director      Mgmt    For  Against 
11  Reelect Luc Rouge as Director      Mgmt    For  For 
12  Elect Guylaine Saucier as Director      Mgmt    For  For 
13  Reelect Jean-Claude Seys as Director      Mgmt    For  For 
14  Reelect Claude Tendil as Director      Mgmt    For  Against 
15  Reelect Daniel Valot as Director      Mgmt    For  For 
16  Reelect Georges Chodron de Courcel as Censor    Mgmt    For  Against 
17  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
18  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
  Extraordinary Business        Mgmt       
19  Authorize Capitalization of Reserves of Up to EUR 200 Million for  Mgmt    For  For 
  Bonus Issue or Increase in Par Value             
20  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt    For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 600         
  Million               

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

21  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 290       
  Million             
22  Approve Issuance of Shares up to 15 Percent of Issued Capital  Mgmt  For  For 
  Per Year for a Private Placement, up to Aggregate Nominal       
  Amount of EUR 290 Million           
23  Authorize Capital Increase of Up to EUR 290 Million for Future  Mgmt  For  For 
  Exchange Offers             
24  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions             
25  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above             
26  Authorize Issuance of Warrants Without Preemptive Rights  Mgmt  For  For 
  Liable to Result in Issuance of Equity Up to an Aggregate         
  Amount (Premium Included) of EUR 150 Million         
27  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
28  Authorize up to 3 Million of Shares for Use in Stock Option Plan  Mgmt  For  Against 
 
29  Authorize up to 3 Million of Shares for Use in Restricted Stock  Mgmt  For  Against 
  Plan             
30  Approve Employee Stock Purchase Plan      Mgmt  For  For 
31  Set Total Limit for Capital Increase to Result from All Issuance  Mgmt  For  For 
  Requests at EUR 870.9 Million           
32  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
Unitrin, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
UTR  04-May-11  USA  913275103  Annual  11-Mar-11  11,175  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director James E. Annable      Mgmt  For  For 
2  Elect Director Douglas G. Geoga      Mgmt  For  For 
3  Elect Director Reuben L. Hedlund      Mgmt  For  For 
4  Elect Director Julie M. Howard      Mgmt  For  For 
5  Elect Director Wayne Kauth      Mgmt  For  For 
6  Elect Director Fayez S. Sarofim      Mgmt  For  For 
7  Elect Director Donald G. Southwell      Mgmt  For  For 
8  Elect Director David P. Storch      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9  Elect Director Richard C. Vie    Mgmt    For  For 
10  Ratify Auditors      Mgmt    For  For 
11  Approve Omnibus Stock Plan    Mgmt    For  For 
12  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
13  Advisory Vote on Say on Pay Frequency    Mgmt    Three Years  One Year 
 
Canfor Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CFP  05-May-11  Canada  137576104  Annual  14-Mar-11  46,100  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Peter J. G. Bentley    Mgmt    For  Withhold 
1.2  Elect Director Glen D. Clark    Mgmt    For  For 
1.3  Elect Director Ronald L. Cliff    Mgmt    For  For 
1.4  Elect Director Michael J. Korenberg    Mgmt    For  For 
1.5  Elect Director James A. Pattison    Mgmt    For  For 
1.6  Elect Director Conrad A. Pinette    Mgmt    For  For 
1.7  Elect Director James McNeill (Mack) Singleton  Mgmt    For  For 
1.8  Elect Director Ross S. Smith    Mgmt    For  For 
1.9  Elect Director William W. Stinson    Mgmt    For  For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Mgmt    For  For 
 
Duke Energy Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
DUK  05-May-11  USA  26441C105  Annual  10-Mar-11  56,655  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William Barnet, III    Mgmt    For  For 
1.2  Elect Director G. Alex Bernhardt, Sr.    Mgmt    For  For 
1.3  Elect Director Michael G. Browning    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.4  Elect Director Daniel R. DiMicco      Mgmt  For  For 
1.5  Elect Director John H. Forsgren      Mgmt  For  For 
1.6  Elect Director Ann Maynard Gray      Mgmt  For  For 
1.7  Elect Director James H. Hance, Jr.      Mgmt  For  For 
1.8  Elect Director E. James Reinsch      Mgmt  For  For 
1.9  Elect Director James T. Rhodes      Mgmt  For  For 
1.10  Elect Director James E. Rogers      Mgmt  For  For 
1.11  Elect Director Philip R. Sharp      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
5  Report on Global Warming Lobbying Activities    SH  Against  Against 
6  Report on Financial Risks of Coal Reliance    SH  Against  Against 
7  Require a Majority Vote for the Election of Directors    SH  Against  For 
 
GlaxoSmithKline plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GSK  05-May-11  United Kingdom  G3910J112  Annual  03-May-11  19,692  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Remuneration Report      Mgmt  For  For 
3  Elect Simon Dingemans as Director      Mgmt  For  For 
4  Elect Stacey Cartwright as Director      Mgmt  For  For 
5  Elect Judy Lewent as Director      Mgmt  For  For 
6  Re-elect Sir Christopher Gent as Director      Mgmt  For  For 
7  Re-elect Andrew Witty as Director      Mgmt  For  For 
8  Re-elect Sir Roy Anderson as Director      Mgmt  For  For 
9  Re-elect Dr Stephanie Burns as Director      Mgmt  For  For 
10  Re-elect Larry Culp as Director      Mgmt  For  For 
11  Re-elect Sir Crispin Davis as Director      Mgmt  For  For 
12  Re-elect Sir Deryck Maughan as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
13  Re-elect James Murdoch as Director      Mgmt  For  For 
14  Re-elect Dr Daniel Podolsky as Director      Mgmt  For  For 
15  Re-elect Dr Moncef Slaoui as Director      Mgmt  For  For 
16  Re-elect Tom de Swaan as Director      Mgmt  For  For 
17  Re-elect Sir Robert Wilson as Director      Mgmt  For  For 
18  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
19  Authorise Audit Committee to Fix Remuneration of Auditors  Mgmt  For  For 
20  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
21  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
22  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
23  Authorise Market Purchase      Mgmt  For  For 
24  Approve the Exemption from Statement of the Name of the  Mgmt  For  For 
  Senior Statutory Auditor in Published Copies of the Auditors'       
  Reports             
25  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
Verizon Communications Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VZ  05-May-11  USA  92343V104  Annual  07-Mar-11  56,517  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard L. Carrion      Mgmt  For  For 
2  Elect Director M. Frances Keeth      Mgmt  For  For 
3  Elect Director Robert W. Lane      Mgmt  For  For 
4  Elect Director Lowell C. Mcadam      Mgmt  For  For 
5  Elect Director Sandra O. Moose      Mgmt  For  For 
6  Elect Director Joseph Neubauer      Mgmt  For  For 
7  Elect Director Donald T. Nicolaisen      Mgmt  For  For 
8  Elect Director Clarence Otis, Jr.      Mgmt  For  For 
9  Elect Director Hugh B. Price      Mgmt  For  For 
10  Elect Director Ivan G. Seidenberg      Mgmt  For  For 
11  Elect Director Rodney E. Slater      Mgmt  For  For 
12  Elect Director John W. Snow      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
16  Disclose Prior Government Service      SH  Against  Against 
17  Performance-Based Equity Awards      SH  Against  For 
18  Restore or Provide for Cumulative Voting      SH  Against  For 
19  Amend Articles/Bylaws/Charter -- Call Special Meetings    SH  Against  For 
 
American Water Works Company, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
AWK  06-May-11  USA  030420103  Annual  14-Mar-11  17,812  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Stephen P. Adik      Mgmt  For  For 
2  Elect Director Martha Clark Goss      Mgmt  For  For 
3  Elect Director Julie A. Dobson      Mgmt  For  For 
4  Elect Director Richard R. Grigg      Mgmt  For  For 
5  Elect Director Julia L. Johnson      Mgmt  For  For 
6  Elect Director George Mackenzie      Mgmt  For  For 
7  Elect Director William J. Marrazzo      Mgmt  For  For 
8  Election Of Director: Jeffry E. Sterba      Mgmt  For  For 
9  Ratify Auditors        Mgmt  For  For 
10  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
11  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
BASF SE
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BAS  06-May-11  Germany  D06216317  Annual    19,264  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
1  Receive Financial Statements and Statutory Reports for Fiscal  Mgmt     
  2010 (Non-Voting)             
2  Approve Allocation of Income and Dividends of EUR 2.20 per  Mgmt  For  For 
  Share             
3  Approve Discharge of Supervisory Board for Fiscal 2010    Mgmt  For  For 
4  Approve Discharge of Management Board for Fiscal 2010    Mgmt  For  For 
5  Ratify KPMG AG as Auditors for Fiscal 2011    Mgmt  For  For 
6  Elect Anke Schaeferkordt to the Supervisory Board    Mgmt  For  For 
7  Approve Remuneration of Audit Committee of the Supervisory  Mgmt  For  For 
  Board             
8  Approve Affiliation Agreement with Subsidiary Styrolution GmbH  Mgmt  For  For 
9  Approve Affiliation Agreement with Subsidiary BASF US    Mgmt  For  For 
  Verwaltung GmbH             
 
Occidental Petroleum Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
OXY  06-May-11  USA  674599105  Annual  15-Mar-11  8,565  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Spencer Abraham      Mgmt  For  For 
2  Elect Director Howard I. Atkins      Mgmt  For  For 
3  Elect Director Stephen I. Chazen      Mgmt  For  For 
4  Elect Director Edward P. Djerejian      Mgmt  For  Against 
5  Elect Director John E. Feick      Mgmt  For  For 
6  Elect Director Margaret M. Foran      Mgmt  For  For 
7  Elect Director Carlos M. Gutierrez      Mgmt  For  For 
8  Elect Director Ray R. Irani      Mgmt  For  Against 
9  Elect Director Avedick B. Poladian      Mgmt  For  For 
10  Elect Director Rodolfo Segovia      Mgmt  For  Against 
11  Elect Director Aziz D. Syriani      Mgmt  For  Against 
12  Elect Director Rosemary Tomich      Mgmt  For  Against 
13  Elect Director Walter L. Weisman      Mgmt  For  Against 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

16  Advisory Vote on Say on Pay Frequency      Mgmt    None  One Year 
17  Review Political Expenditures and Processes    SH    Against  For 
18  Request Director Nominee with Environmental Qualifications  SH    Against  Against 
 
Sanofi Aventis
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
SAN  06-May-11  France  F5548N101  Annual/Special  03-May-11  12,940  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 2.5 per  Mgmt    For  For 
  Share               
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
5  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt    For  For 
  EUR 1.5 Million               
6  Ratify Appointment of Carole Piwnica as Director    Mgmt    For  For 
7  Elect Suet Fern Lee as Director      Mgmt    For  For 
8  Reelect Thierry Desmarest as Director      Mgmt    For  For 
9  Reelect Igor Landau as Director      Mgmt    For  For 
10  Reelect Gerard Van Kemmel as Director      Mgmt    For  For 
11  Reelect Serge Weinberg as Director      Mgmt    For  For 
12  Renew Appointment of PricewaterhouseCoopers Audit as Auditor  Mgmt    For  For 
13  Appoint Yves Nicolas as Alternate Auditor      Mgmt    For  For 
14  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
  Extraordinary Business        Mgmt       
15  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt    For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3         
  Billion               
16  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt    For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 520         
  Million               

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

17  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions             
18  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above             
19  Authorize Capitalization of Reserves of up to EUR 500 Million for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
20  Approve Employee Stock Purchase Plan      Mgmt  For  For 
21  Authorize up to 1 Percent of Issued Capital for Use in Stock  Mgmt  For  Against 
  Option Plan             
22  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
23  Amend Article 11 of Bylaws Re: Board Size    Mgmt  For  For 
24  Amend Article 12 of Bylaws Re: Vice Chairman Age Limit    Mgmt  For  For 
25  Amend Article 19 of Bylaws to Comply with New Legislation Re:  Mgmt  For  For 
  Shareholder Rights             
26  Change Company Name to Sanofi and Amend Article 2 of Bylaws  Mgmt  For  For 
  Accordingly             
27  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
The Goldman Sachs Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
GS  06-May-11  USA  38141G104  Annual  07-Mar-11  2,569  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Lloyd C. Blankfein      Mgmt  For  For 
2  Elect Director John H. Bryan      Mgmt  For  For 
3  Elect Director Gary D. Cohn      Mgmt  For  For 
4  Elect Director Claes Dahlback      Mgmt  For  For 
5  Elect Director Stephen Friedman      Mgmt  For  For 
6  Elect Director William W. George      Mgmt  For  For 
7  Elect Director James A. Johnson      Mgmt  For  For 
8  Elect Director Lois D. Juliber      Mgmt  For  For 
9  Elect Director Lakshmi N. Mittal      Mgmt  For  For 
10  Elect Director James J. Schiro      Mgmt  For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

12  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
13  Ratify Auditors        Mgmt  For  For 
14  Provide for Cumulative Voting      SH  Against  For 
15  Amend Bylaws-- Call Special Meetings      SH  Against  For 
16  Stock Retention/Holding Period      SH  Against  For 
17  Review Executive Compensation      SH  Against  Against 
18  Report on Climate Change Business Risks      SH  Against  Against 
19  Report on Political Contributions      SH  Against  Against 
 
Vermilion Energy Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
VET  06-May-11  Canada  923725105  Annual  17-Mar-11  11,900  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Larry J. Macdonald      Mgmt  For  For 
1.2  Elect Director W. Kenneth Davidson      Mgmt  For  For 
1.3  Elect Director Lorenzo Donadeo      Mgmt  For  For 
1.4  Elect Director Claudio A. Ghersinich      Mgmt  For  For 
1.5  Elect Director Joseph F. Killi      Mgmt  For  For 
1.6  Elect Director William F. Madison      Mgmt  For  For 
1.7  Elect Director Timothy R. Marchant      Mgmt  For  For 
2  Approve Deloitte & Touche LLP as Auditors and Authorize Board  Mgmt  For  For 
  to Fix Their Remuneration           
 
Hysan Development Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00014  09-May-11  Hong Kong  Y38203124  Annual  04-May-11  0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2  Declare Final Dividend for the Year Ended Dec. 31, 2010 with  Mgmt  For  For 
  Option for Scrip Dividend           
3a  Reelect Hans Michael Jebsen as Director      Mgmt  For  For 
3b  Reelect Chien Lee as Director      Mgmt  For  For 
3c  Reelect Irene Yun Lien Lee as Director      Mgmt  For  For 
4  Approve Revision of Annual Fees Payable to Non-Executive  Mgmt  For  For 
  Directors, Audit Committee Members, and Remuneration         
  Committee Members             
5  Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
6  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
7  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
International Paper Company
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
IP  09-May-11  USA  460146103  Annual  15-Mar-11  24,984  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Directors David J. Bronczek      Mgmt  For  For 
2  Elect Director Ahmet C. Dorduncu      Mgmt  For  For 
3  Elect Directors Lynn Laverty Elsenhans      Mgmt  For  For 
4  Elect Directors John V. Faraci      Mgmt  For  For 
5  Elect Director Samir G. Gibara      Mgmt  For  For 
6  Elect Directors Stacey J. Mobley      Mgmt  For  For 
7  Elect Directors John L. Townsend, III      Mgmt  For  For 
8  Elect Director John F. Turner      Mgmt  For  For 
9  Elect Directors William G. Walter      Mgmt  For  For 
10  Elect Directors Alberto Weisser      Mgmt  For  For 
11  Elect Directors J. Steven Whisler      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
15  Provide Right to Act by Written Consent      SH  Against  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
Marine Harvest ASA (Formerly Pan Fish ASA)
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  09-May-11  Norway  R2326D105  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of  Mgmt  For  Do Not Vote 
  Meeting             
2  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
3  Receive President's Report      Mgmt     
4  Approve Financial Statements and Statutory Reports    Mgmt  For  Do Not Vote 
5  Approve Allocation of Income and Dividends of NOK 0.80 per  Mgmt  For  Do Not Vote 
  Share             
6  Authorize Repurchase of up to 10 percent of Share Capital  Mgmt  For  Do Not Vote 
7  Approve Issuance of up to 358 Million Shares without    Mgmt  For  Do Not Vote 
  Preemptive Rights             
8  Approve Issuance of Authorize Issuance of Convertible Bonds  Mgmt  For  Do Not Vote 
  without Preemptive Rights; Approve Creation of NOK 525 Million       
  Pool of Capital to Guarantee Conversion Rights         
9  Amend Articles Re: Registered Office      Mgmt  For  Do Not Vote 
10  Approve Remuneration of Directors in the Amount of NOK    Mgmt  For  Do Not Vote 
  750,000 for Chairman, NOK 350,000 for Deputy Chairman, and       
  NOK 275,000 for Other Directors; Approve Remuneration of       
  Auditors             
11  Reelect Ole Leroey and Leif Onarheim as Directors; Elect Mike  Mgmt  For  Do Not Vote 
  Parker as a New Director           
12  Elect Members of Nominating Committee; Approve    Mgmt  For  Do Not Vote 
  Remuneration of Nominating Committee           
13  Elect Auditors        Mgmt  For  Do Not Vote 
14  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
 
Protective Life Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PL  09-May-11  USA  743674103  Annual  11-Mar-11  12,028  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.1  Elect Director Robert O. Burton      Mgmt  For  For 
1.2  Elect Director Thomas L. Hamby      Mgmt  For  For 
1.3  Elect Director John D. Johns      Mgmt  For  For 
1.4  Elect Director Vanessa Leonard      Mgmt  For  For 
1.5  Elect Director Charles D. McCrary      Mgmt  For  For 
1.6  Elect Director John J. McMahon, Jr.      Mgmt  For  For 
1.7  Elect Director Hans H. Miller      Mgmt  For  For 
1.8  Elect Director Malcolm Portera      Mgmt  For  For 
1.9  Elect Director C. Dowd Ritter      Mgmt  For  For 
1.10  Elect Director Jesse J. Spikes      Mgmt  For  For 
1.11  Elect Director William A. Terry      Mgmt  For  For 
1.12  Elect Director W. Michael Warren, Jr.      Mgmt  For  For 
1.13  Elect Director Vanessa Wilson      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 
 
NiSource Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NI  10-May-11  USA  65473P105  Annual  15-Mar-11  24,622  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Richard A. Abdoo      Mgmt  For  For 
2  Elect Director Steven C. Beering      Mgmt  For  For 
3  Elect Director Michael E. Jesanis      Mgmt  For  For 
4  Elect Director Marty R. Kittrell      Mgmt  For  For 
5  Elect Director W. Lee Nutter      Mgmt  For  For 
6  Elect Director Deborah S. Parker      Mgmt  For  For 
7  Elect Director Ian M. Rolland      Mgmt  For  For 
8  Elect Director Robert C. Skaggs, Jr.      Mgmt  For  For 
9  Elect Director Richard L. Thompson      Mgmt  For  For 
10  Elect Director Carolyn Y. Woo      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

11  Ratify Auditors        Mgmt  For  For 
12  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
13  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
14  Provide Right to Act by Written Consent      SH  Against  For 
 
Northeast Utilities
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NU  10-May-11  USA  664397106  Annual  15-Mar-11  19,274  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Richard H. Booth      Mgmt  For  For 
1.2  Elect Director John S. Clarkeson      Mgmt  For  For 
1.3  Elect Director Cotton M. Cleveland      Mgmt  For  For 
1.4  Elect Director Sanford Cloud, Jr.      Mgmt  For  For 
1.5  Elect Director John G. Graham      Mgmt  For  For 
1.6  Elect Director Elizabeth T. Kennan      Mgmt  For  For 
1.7  Elect Director Kenneth R. Leibler      Mgmt  For  For 
1.8  Elect Director Robert E. Patricelli      Mgmt  For  For 
1.9  Elect Director Charles W. Shivery      Mgmt  For  For 
1.10  Elect Director John F. Swope      Mgmt  For  For 
1.11  Elect Director Dennis R. Wraase      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
4  Ratify Auditors        Mgmt  For  For 
 
Solvay SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  10-May-11  Belgium  B82095116  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
  Annual Meeting        Mgmt     
1  Receive Directors' and Auditors' Reports (Non-Voting)    Mgmt     
2  Approve Remuneration Report      Mgmt  For  Do Not Vote 
3  Approve Departure from Belgian Company Law, Article 520ter  Mgmt  For  Do Not Vote 
4  Receive Consolidated Financial Statements and Statutory Reports  Mgmt     
  (Non-Voting)             
5  Approve Financial Statements, Allocation of Income, and    Mgmt  For  Do Not Vote 
  Dividends of EUR 3.07 per Share           
6a  Approve Discharge of Directors      Mgmt  For  Do Not Vote 
6b  Approve Discharge of Auditors      Mgmt  For  Do Not Vote 
7a1  Reelect C. Casimir-Lambert as Director      Mgmt  For  Do Not Vote 
7a2  Reelect Y.T. de Silguy as Director      Mgmt  For  Do Not Vote 
7b1  Indicate C. Casimir-Lambert as Independent Board Member  Mgmt  For  Do Not Vote 
7b2  Indicate Y.T. de Silguy as Independent Board Member    Mgmt  For  Do Not Vote 
7c  Indicate E. du Monceau as Independent Board Member    Mgmt  For  Do Not Vote 
8  Transact Other Business      Mgmt     
 
Solvay SA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  10-May-11  Belgium  B82095116  Special    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Special Meeting        Mgmt     
1.1  Receive Special Board Report on Company Purpose    Mgmt     
1.2  Receive Special Auditor Report on Company Purpose    Mgmt     
1.3  Amend Article 3 Re: Company Purpose      Mgmt  For  Do Not Vote 
2.1  Receive Board Report on Amend Article 10ter: Shareholders  Mgmt     
  Rights             
2.2  Authorize Board to Repurchase Up to 20 Percent of Shares in the  Mgmt  For  Do Not Vote 
  Event of a Serious and Imminent Harm           
2.3.1  Delete Article 10 Re: Increase of Capital      Mgmt  For  Do Not Vote 
2.3.2  Amend Article 11 Re: Defaulting Shareholders    Mgmt  For  Do Not Vote 
2.3.3  Delete Point 2 of Article 13bis Re: Notification of Ownership  Mgmt  For  Do Not Vote 
  Thresholds             
2.3.4  Amend Article 15 Re: Election of Directors    Mgmt  For  Do Not Vote 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.3.5  Delete Article 16        Mgmt  For  Do Not Vote 
2.3.6  Amend Article 20 Re: Electronic Communication Board Meetings  Mgmt  For  Do Not Vote 
2.3.7  Amend Article 21 Re: Proxies for Board Meetings    Mgmt  For  Do Not Vote 
2.3.8  Amend Article 33 Re: Shareholders Meeting    Mgmt  For  Do Not Vote 
2.39a  Change Time of Annual Meeting      Mgmt  For  Do Not Vote 
2.39b  Amend Article 34 Re: Ownership Requirement to Submit Agenda  Mgmt  For  Do Not Vote 
  Items             
2.310  Amend Article 36 Re: Announcement of Shareholder Meeting  Mgmt  For  Do Not Vote 
2.311  Amend Article 37 Re: Record Date      Mgmt  For  Do Not Vote 
2.312  Amend Article 38 Re: Proxy      Mgmt  For  Do Not Vote 
2313a  Amend Article 39 Re: Deliberation at Shareholder Meetings  Mgmt  For  Do Not Vote 
2313b  Amend Article 39 Re: Electronic Voting      Mgmt  For  Do Not Vote 
2.314  Delete Article 40        Mgmt  For  Do Not Vote 
2.316  Amend Article 41 Re: Shares      Mgmt  For  Do Not Vote 
2.317  Amend Article 42 Re: Meeting Procedures      Mgmt  For  Do Not Vote 
2.318  Amend Article 43 Re: Postponement of Shareholder Meeting  Mgmt  For  Do Not Vote 
2.319  Amend Article 45 Re: Annual Accounts      Mgmt  For  Do Not Vote 
2.320  Amend Article 46 Re: Publication of Documents    Mgmt  For  Do Not Vote 
2.321  Amend Article 48 Re: Dividends      Mgmt  For  Do Not Vote 
3  Approve Condition Precedent      Mgmt  For  Do Not Vote 
4  Authorize Coordination of Articles      Mgmt  For  Do Not Vote 
 
Bank of America Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BAC  11-May-11  USA  060505104  Annual  16-Mar-11  103,273  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Mukesh D. Ambani      Mgmt  For  For 
2  Elect Director Susan S. Bies      Mgmt  For  For 
3  Elect Director Frank P. Bramble, Sr.      Mgmt  For  For 
4  Elect Director Virgis W. Colbert      Mgmt  For  For 
5  Elect Director Charles K. Gifford      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

6  Elect Director Charles O. Holliday, Jr.      Mgmt    For  For 
7  Elect Director D. Paul Jones, Jr.      Mgmt    For  For 
8  Elect Director Monica C. Lozano      Mgmt    For  For 
9  Elect Director Thomas J. May      Mgmt    For  For 
10  Elect Director Brian T. Moynihan      Mgmt    For  For 
11  Elect Director Donald E. Powell      Mgmt    For  For 
12  Elect Director Charles O. Rossotti      Mgmt    For  For 
13  Elect Director Robert W. Scully      Mgmt    For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
16  Ratify Auditors        Mgmt    For  For 
17  Disclose Prior Government Service      SH    Against  Against 
18  Provide Right to Act by Written Consent      SH    Against  For 
19  Require Audit Committee Review and Report on Controls Related  SH    Against  For 
  to Loans, Foreclosure and Securitizations             
20  Report on Lobbying Expenses      SH    Against  For 
21  Report on Collateral in Derivatives Trading    SH    Against  For 
22  Restore or Provide for Cumulative Voting      SH    Against  For 
23  Claw-back of Payments under Restatements    SH    Against  For 
24  Prohibit Certain Relocation Benefits to Senior Executives    SH    Against  For 
 
BNP Paribas SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
BNP  11-May-11  France  F1058Q238  Annual/Special  06-May-11  5,699  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 2.10 per  Mgmt    For  For 
  Share               
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6  Reelect Jean Francois Lepetit as Director      Mgmt  For  For 
7  Reelect Helene Ploix as Director      Mgmt  For  For 
8  Reelect Baudouin Prot as Director      Mgmt  For  For 
9  Reelect Daniela Weber Rey as Director      Mgmt  For  For 
10  Elect Fields Wicker Miurin as Director      Mgmt  For  For 
  Extraordinary Business        Mgmt     
11  Approve Merger by Absorption of Banque de Bretagne    Mgmt  For  For 
12  Approve Merger by Absorption of BNP Paribas International BV  Mgmt  For  For 
13  Approve Merger by Absorption of Cerenicim    Mgmt  For  For 
14  Approve Merger by Absorption of SAS Noria    Mgmt  For  For 
15  Authorize up to 1.5 Percent of Issued Capital for Use in    Mgmt  For  For 
  Restricted Stock Plan             
16  Authorize up to 3 Percent of Issued Capital for Use in Stock  Mgmt  For  For 
  Option Plan             
17  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
18  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
Capital One Financial Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
COF  11-May-11  USA  14040H105  Annual  16-Mar-11  19,041  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Patrick W. Gross      Mgmt  For  For 
2  Elect Director Ann Fritz Hackett      Mgmt  For  For 
3  Elect Director Pierre E. Leroy      Mgmt  For  For 
4  Ratify Auditors        Mgmt  For  For 
5  Declassify the Board of Directors      Mgmt  For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
7  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

Comcast Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
CMCSA  11-May-11  USA  20030N101  Annual  08-Mar-11  26,547  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director S. Decker Anstrom    Mgmt    For  For 
1.2  Elect Director Kenneth J. Bacon    Mgmt    For  For 
1.3  Elect Director Sheldon M. Bonovitz    Mgmt    For  For 
1.4  Elect Director Edward D. Breen    Mgmt    For  For 
1.5  Elect Director Joseph J. Collins    Mgmt    For  For 
1.6  Elect Director J. Michael Cook    Mgmt    For  For 
1.7  Elect Director Gerald L. Hassell    Mgmt    For  For 
1.8  Elect Director Jeffrey A. Honickman    Mgmt    For  For 
1.9  Elect Director Eduardo G. Mestre    Mgmt    For  For 
1.10  Elect Director Brian L. Roberts    Mgmt    For  For 
1.11  Elect Director Ralph J. Roberts    Mgmt    For  For 
1.12  Elect Director Judith Rodin    Mgmt    For  For 
2  Ratify Auditors      Mgmt    For  For 
3  Approve Nonqualified Employee Stock Purchase Plan  Mgmt    For  For 
4  Amend Restricted Stock Plan    Mgmt    For  For 
5  Amend Stock Option Plan    Mgmt    For  For 
6  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
7  Advisory Vote on Say on Pay Frequency    Mgmt    Three Years  One Year 
8  Provide for Cumulative Voting    SH    Against  For 
9  Require Independent Board Chairman    SH    Against  For 
 
ConocoPhillips
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
COP  11-May-11  USA  20825C104  Annual  14-Mar-11  27,922  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1  Elect Director Richard L. Armitage      Mgmt  For  For 
2  Elect Director Richard H. Auchinleck      Mgmt  For  For 
3  Elect Director James E. Copeland, Jr.      Mgmt  For  For 
4  Elect Director Kenneth M. Duberstein      Mgmt  For  For 
5  Elect Director Ruth R. Harkin      Mgmt  For  For 
6  Elect Director Harold W. McGraw III      Mgmt  For  For 
7  Elect Director James J. Mulva      Mgmt  For  For 
8  Elect Director Robert A. Niblock      Mgmt  For  For 
9  Elect Director Harald J. Norvik      Mgmt  For  For 
10  Elect Director William K. Reilly      Mgmt  For  For 
11  Elect Director Victoria J. Tschinkel      Mgmt  For  For 
12  Elect Director Kathryn C. Turner      Mgmt  For  For 
13  Elect Director William E. Wade, Jr.      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
16  Advisory Vote on Say on Pay Frequency      Mgmt  None  One Year 
17  Approve Omnibus Stock Plan      Mgmt  For  For 
18  Amend EEO Policy to Prohibit Discrimination based on Gender  SH  Against  For 
  Identity             
19  Report on Political Contributions      SH  Against  For 
20  Report on Lobbying Expenses      SH  Against  For 
21  Report on Accident Risk Reduction Efforts    SH  Against  Against 
22  Adopt Policy to Address Coastal Louisiana Environmental  SH  Against  Against 
  Impacts             
23  Adopt Quantitative GHG Goals for Products and Operations  SH  Against  For 
24  Report on Financial Risks of Climate Change    SH  Against  Against 
25  Report on Environmental Impact of Oil Sands Operations in  SH  Against  For 
  Canada             
 
CVS Caremark Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CVS  11-May-11  USA  126650100  Annual  15-Mar-11  32,461  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1  Elect Director Edwin M. Banks      Mgmt  For  For 
2  Elect Director C. David Brown II      Mgmt  For  For 
3  Elect Director David W. Dorman      Mgmt  For  For 
4  Elect Director Anne M. Finucane      Mgmt  For  For 
5  Elect Director Kristen Gibney Williams      Mgmt  For  For 
6  Elect Director Marian L. Heard      Mgmt  For  For 
7  Elect Director Larry J. Merlo      Mgmt  For  For 
8  Elect Director Jean-Pierre Millon      Mgmt  For  For 
9  Elect Director Terrence Murray      Mgmt  For  For 
10  Elect Director C.A. Lance Piccolo      Mgmt  For  For 
11  Elect Director Richard J. Swift      Mgmt  For  For 
12  Elect Director Tony L. White      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
16  Report on Political Contributions      SH  Against  For 
17  Provide Right to Act by Written Consent      SH  Against  For 
 
Entertainment Properties Trust
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EPR  11-May-11  USA  29380T105  Annual  14-Feb-11  9,403  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director David Brain      Mgmt  For  For 
1.2  Elect Director Robert Druten      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 
 
Precision Drilling Corp.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PD  11-May-11  Canada  74022D308  Annual/Special  06-Apr-11  59,740  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William T. Donovan    Mgmt    For  For 
1.2  Elect Director Brian J. Gibson    Mgmt    For  For 
1.3  Elect Director Robert J.S. Gibson    Mgmt    For  For 
1.4  Elect Director Allen R. Hagerman    Mgmt    For  For 
1.5  Elect Director Stephen J.J. Letwin    Mgmt    For  For 
1.6  Elect Director Patrick M. Murray    Mgmt    For  For 
1.7  Elect Director Kevin A. Neveu    Mgmt    For  For 
1.8  Elect Director Frederick W. Pheasey    Mgmt    For  For 
1.9  Elect Director Robert L. Phillips    Mgmt    For  For 
1.10  Elect Director Trevor M. Turbidy    Mgmt    For  For 
2  Ratify KPMG LLP as Auditors    Mgmt    For  For 
3  Approve Deferred Share Unit Plan    Mgmt    For  For 
4  Advisory Vote on Executive Compensation Approach  Mgmt    For  For 
 
Progress Energy, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PGN  11-May-11  USA  743263105  Annual  04-Mar-11  9,318  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director John D. Baker, II    Mgmt    For  For 
2  Elect Director James E. Bostic, Jr.    Mgmt    For  For 
3  Elect Director Harris E. DeLoach, Jr.    Mgmt    For  For 
4  Elect Director James B. Hyler, Jr.    Mgmt    For  For 
5  Elect Director William D. Johnson    Mgmt    For  For 
6  Elect Director Robert W. Jones    Mgmt    For  For 
7  Elect Director W. Steven Jones    Mgmt    For  For 
8  Elect Director Melquiades R. Martinez    Mgmt    For  For 
9  Elect Director E. Marie McKee    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

10  Elect Director John H. Mullin, III      Mgmt  For  For 
11  Elect Director Charles W. Pryor, Jr.      Mgmt  For  For 
12  Elect Director Carlos A. Saladrigas      Mgmt  For  For 
13  Elect Director Theresa M. Stone      Mgmt  For  For 
14  Elect Director Alfred C. Tollison, Jr.      Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
17  Ratify Auditors        Mgmt  For  For 
 
CLP Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00002  12-May-11  Hong Kong  Y1660Q104  Annual  09-May-11  91,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Endorse Dividend Distribution Plan      Mgmt  For  For 
3a  Reelect John Andrew Harry Leigh as Director    Mgmt  For  For 
3b  Reelect Tsui Lam Sin Lai Judy as Director      Mgmt  For  For 
3c  Reelect Roderick Ian Eddington as Director    Mgmt  For  For 
3d  Reelect Ronald James McAulay as Director    Mgmt  For  For 
3e  Reelect Ian Duncan Boyce as Director      Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as Auditors and Authorize  Mgmt  For  For 
  Board to Fix Their Remuneration           
5  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
6  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Frontier Communications Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
FTR  12-May-11  USA  35906A108  Annual  16-Mar-11  86,723  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Leroy T. Barnes, Jr.      Mgmt  For  For 
1.2  Elect Director Peter C.B. Bynoe      Mgmt  For  For 
1.3  Elect Director Jeri B. Finard      Mgmt  For  For 
1.4  Elect Director Edward Fraioli      Mgmt  For  For 
1.5  Elect Director James S. Kahan      Mgmt  For  For 
1.6  Elect Director Pamela D.A. Reeve      Mgmt  For  For 
1.7  Elect Director Howard L. Schrott      Mgmt  For  For 
1.8  Elect Director Larraine D. Segil      Mgmt  For  For 
1.9  Elect Director Mark Shapiro      Mgmt  For  For 
1.10  Elect Director Myron A. Wick, III      Mgmt  For  For 
1.11  Elect Director Mary Agnes Wilderotter      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Require Independent Board Chairman      SH  Against  Against 
5  Ratify Auditors        Mgmt  For  For 
 
Hang Seng Bank
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00011  13-May-11  Hong Kong  Y30327103  Annual    56,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2a  Reelect Raymond K F Ch'ien as Director      Mgmt  For  For 
2b  Reelect Marvin K T Cheung as Director      Mgmt  For  For 
2c  Elect L Y Chiang as Director      Mgmt  For  For 
2d  Reelect Jenkin Hui as Director      Mgmt  For  For 
2e  Elect Sarah C Legg as Director      Mgmt  For  For 
2f  Elect Mark S McCombe as Director      Mgmt  For  For 
2g  Elect Michael W K Wu as Director      Mgmt  For  For 
3  Authorize Board to Fix the Remuneration of Directors    Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

4  Reappoint KPMG as Auditors and Authorize Board to Fix Their  Mgmt    For  For 
  Remuneration               
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
6  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt    For  Against 
  Preemptive Rights               
 
Total SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FP  13-May-11  France  F92124100  Annual/Special  10-May-11  32,040  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 2.28 per  Mgmt    For  For 
  Share               
4  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  For 
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
6  Reelect Patricia Barbizet as Director      Mgmt    For  Against 
7  Reelect Paul Desmarais Jr. as Director      Mgmt    For  Against 
8  Reelect Claude Mandil as Director      Mgmt    For  For 
9  Elect Marie-Christine Coisne as Director      Mgmt    For  For 
10  Elect Barbara Kux as Director      Mgmt    For  For 
  Extraordinary Business        Mgmt       
11  Authorize up to 0.8 Percent of Issued Capital for Use in  Mgmt    For  For 
  Restricted Stock Plan               
  Proposal Made by UES Amont Total Workers' Counsel    Mgmt       
A  Amend Article 9 of Bylaws Re: Share Ownership Disclosure  SH    Against  Against 
  Threshold Publication               
 
Consolidated Edison, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ED  16-May-11  USA  209115104  Annual    28-Mar-11  12,759  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director K. Burke        Mgmt  For  For 
2  Elect Director V.A. Calarco      Mgmt  For  For 
3  Elect Director G. Campbell, Jr.      Mgmt  For  For 
4  Elect Director G.J. Davis      Mgmt  For  For 
5  Elect Director M.j. Del Giudice      Mgmt  For  For 
6  Elect Director E.V. Futter      Mgmt  For  For 
7  Elect Director J.F. Hennessy III      Mgmt  For  For 
8  Elect Director S. Hernandez      Mgmt  For  For 
9  Elect Director J.F. Killian      Mgmt  For  For 
10  Elect Director E.R. McGrath      Mgmt  For  For 
11  Elect Director M.W. Ranger      Mgmt  For  For 
12  Elect Director L.F. Sutherland      Mgmt  For  For 
13  Ratify Auditors        Mgmt  For  For 
14  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
15  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
16  Increase Disclosure of Executive Compensation    SH  Against  Against 
 
B&G Foods, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BGS  17-May-11  USA  05508R106  Annual  25-Mar-11  25,611  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Robert C. Cantwell      Mgmt  For  For 
1.2  Elect Director Cynthia T. Jamison      Mgmt  For  For 
1.3  Elect Director Charles F. Marcy      Mgmt  For  For 
1.4  Elect Director Dennis M. Mullen      Mgmt  For  For 
1.5  Elect Director Cheryl M. Palmer      Mgmt  For  For 
1.6  Elect Director Alfred Poe      Mgmt  For  For 
1.7  Elect Director Stephen C. Sherrill      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.8  Elect Director David L. Wenner      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 
 
JPMorgan Chase & Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
JPM  17-May-11  USA  46625h100  Annual  18-Mar-11  50,445  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Crandall C. Bowles      Mgmt  For  For 
2  Elect Director Stephen B. Burke      Mgmt  For  For 
3  Elect Director David M. Cote      Mgmt  For  For 
4  Elect Director James S. Crown      Mgmt  For  For 
5  Elect Director James Dimon      Mgmt  For  For 
6  Elect Director Ellen V. Futter      Mgmt  For  For 
7  Elect Director William H. Gray, III      Mgmt  For  For 
8  Elect Director Laban P. Jackson, Jr.      Mgmt  For  For 
9  Elect Director David C. Novak      Mgmt  For  For 
10  Elect Director Lee R. Raymond      Mgmt  For  For 
11  Elect Director William C. Weldon      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
14  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
15  Amend Omnibus Stock Plan      Mgmt  For  Against 
16  Affirm Political Non-Partisanship      SH  Against  Against 
17  Provide Right to Act by Written Consent      SH  Against  For 
18  Report on Loan Modifications      SH  Against  Against 
19  Report on Political Contributions      SH  Against  For 
20  Institute Procedures to Prevent Investments in Companies that  SH  Against  Against 
  Contribute to Genocide or Crimes Against Humanity         
21  Require Independent Board Chairman      SH  Against  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

Royal Dutch Shell plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
RDSB  17-May-11  United Kingdom  G7690A118  Annual  13-May-11  91,728  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Remuneration Report    Mgmt    For  For 
3  Elect Linda Stuntz as Director    Mgmt    For  For 
4  Re-elect Josef Ackermann as Director    Mgmt    For  For 
5  Re-elect Malcolm Brinded as Director    Mgmt    For  For 
6  Elect Guy Elliott as Director    Mgmt    For  For 
7  Re-elect Simon Henry as Director    Mgmt    For  For 
8  Re-elect Charles Holliday as Director    Mgmt    For  For 
9  Re-elect Lord Kerr of Kinlochard as Director  Mgmt    For  For 
10  Elect Gerard Kleisterlee as Director    Mgmt    For  For 
11  Re-elect Christine Morin-Postel as Director  Mgmt    For  For 
12  Re-elect Jorma Ollila as Director    Mgmt    For  For 
13  Re-elect Jeroen van der Veer as Director    Mgmt    For  For 
14  Re-elect Peter Voser as Director    Mgmt    For  For 
15  Re-elect Hans Wijers as Director    Mgmt    For  For 
16  Reappoint PricewaterhouseCoopers LLP as Auditors of the  Mgmt    For  For 
  Company             
17  Authorise Board to Fix Remuneration of Auditors  Mgmt    For  For 
18  Authorise Issue of Equity with Pre-emptive Rights  Mgmt    For  For 
19  Authorise Issue of Equity without Pre-emptive Rights  Mgmt    For  For 
20  Authorise Market Purchase    Mgmt    For  For 
21  Authorise EU Political Donations and Expenditure  Mgmt    For  For 
 
Telefonica S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
TEF  17-May-11  Spain  879382109  Annual  10-May-11  84,937  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
1  Approve Individual and Consolidated Financial Statements,  Mgmt  For  For 
  Statutory Reports, Allocation of Income, and Discharge Directors       
  for FY 2010       
2  Approve Dividend Distribution of EUR 0.77 Per Share Charged to  Mgmt  For  For 
  Unrestricted Reserves       
3.1  Amend Several Articles of Bylaws to Adapt to Revised  Mgmt  For  For 
  Legislations       
3.2  Add New Paragraph 5 to Article 16 of Bylaws Re: General  Mgmt  For  For 
  Meeting       
3.3  Add New Article 26 bis to Bylaws Re: Board-Related  Mgmt  For  For 
4.1  Amend Several Articles of General Meeting Regulations to Adapt  Mgmt  For  For 
  to Revised Legislations       
4.2  Amend Article 14.1 of General Meeting Regulations  Mgmt  For  For 
5.1  Re-elect Isidro Faine Casas as Director  Mgmt  For  Against 
5.2  Re-elect Vitalino Manuel Nafria Aznar as Director  Mgmt  For  Against 
5.3  Re-elect Julio Linares Lopez as Director  Mgmt  For  Against 
5.4  Re-elect David Arculus as Director  Mgmt  For  For 
5.5  Re-elect Carlos Colomer Casellas as Director  Mgmt  For  For 
5.6  Re-elect Peter Erskine as Director  Mgmt  For  Against 
5.7  Re-elect Alfonso Ferrari Herrero as Director  Mgmt  For  For 
5.8  Re-elect Antonio Massanell Lavilla as Director  Mgmt  For  Against 
5.9  Elect Chang Xiaobing as Director  Mgmt  For  Against 
6  Authorize Increase in Capital up to 50 Percent via Issuance of  Mgmt  For  For 
  New Shares with Possibility of Total or Partial Exclusion of       
  Preemptive Rights       
7  Re-elect Ernst & Young SL as Auditors of Individual and  Mgmt  For  For 
  Consolidated Accounts       
8  Approve Long-Term Incentive Plan Consisting of Delivery of  Mgmt  For  For 
  Company Shares to Executive Team Members of Telefonica       
  Group       
9  Approve Long-Term Incentive Restricted Plan Consisting of  Mgmt  For  For 
  Delivery of Shares to Employees and Executive Personnel of       
  Telefonica Group       
10  Approve Share Matching Plan  Mgmt  For  For 
11  Authorize Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
 
 
  Veolia Environnement     

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
VIE  17-May-11  France  F9686M107  Annual/Special  12-May-11  26,233  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Non-Tax Deductible Expenses      Mgmt    For  For 
4  Approve Allocation of Income and Dividends of EUR 1.21 per  Mgmt    For  For 
  Share               
5  Approve Stock Dividend Program (Cash or Shares)    Mgmt    For  For 
6  Approve Auditors' Special Report on Related-Party Transactions  Mgmt    For  Against 
7  Reelect Jean Azema as Director      Mgmt    For  Against 
8  Reelect Pierre-Andre de Chalendar as Director    Mgmt    For  For 
9  Reelect Badouin Prot as Director      Mgmt    For  Against 
10  Reelect Louis Schweitzer as Director      Mgmt    For  Against 
11  Reelect Ernst & Young et Autres as Auditor    Mgmt    For  For 
12  Reelect Auditex as Alternate Auditor      Mgmt    For  For 
13  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt    For  For 
  EUR 866,000               
14  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
  Extraordinary Business      Mgmt       
15  Approve Employee Stock Purchase Plan      Mgmt    For  For 
16  Approve Employee Stock Purchase Plan for International    Mgmt    For  For 
  Employees               
17  Amend Article 22 of Bylaws Re: Attendance to General Meetings  Mgmt    For  For 
  Through Videoconference and Telecommunication           
18  Authorize Filing of Required Documents/Other Formalities    Mgmt    For  For 
 
ACE Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ACE  18-May-11  Switzerland  H0023R105  Annual    30-Mar-11  9,931  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.1  Elect Evan G. Greenberg as Director      Mgmt    For  For 
1.2  Elect Leo F. Mullin as Director      Mgmt    For  For 
1.3  Elect Olivier Steimer as Director      Mgmt    For  For 
1.4  Elect Michael P. Connors as Director      Mgmt    For  For 
1.5  Elect Eugene B. Shanks, Jr as Director      Mgmt    For  For 
1.6  Elect John A. Krol as Director      Mgmt    For  For 
2.1  Approve Annual Report        Mgmt    For  For 
2.2  Accept Statutory Financial Statements      Mgmt    For  For 
2.3  Accept Consolidated Financial Statements      Mgmt    For  For 
3  Approve Allocation of Income and Dividends    Mgmt    For  For 
4  Approve Discharge of Board and Senior Management    Mgmt    For  For 
5.1  Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For  For 
5.2  Ratify Ratify PricewaterhouseCoopers LLC as Independent  Mgmt    For  For 
  Registered Public Accounting Firm as Auditors           
5.3  Ratify BDO AG as Special Auditors      Mgmt    For  For 
6  Approve Dividend Distribution from Legal Reserves    Mgmt    For  For 
7  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  Against 
8  Advisory Vote on Say on Pay Frequency      Mgmt    None  One Year 
 
Credit Agricole SA
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ACA  18-May-11  France  F22797108  Annual/Special  13-May-11  33,282  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Treatment of Losses and Dividends of EUR 0.45 per  Mgmt    For  For 
  Share               
4  Approve Stock Dividend Program (Cash or Shares)    Mgmt    For  For 
5  Approve Transaction Related to Tax Consolidation    Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

6  Approve Transaction with Rene Carron Re: Administrative  Mgmt  For  For 
  Resources as Chairman of Fondations       
7  Elect Caroline Catoire as Director  Mgmt  For  For 
8  Elect Christian Streiff as Director  Mgmt  For  For 
9  Reelect Laurence Dors Meary as Director  Mgmt  For  For 
10  Reelect Xavier Fontanet as Director  Mgmt  For  For 
11  Reelect Claude Henry as Director  Mgmt  For  Against 
12  Reelect Bernard Lepot as Director  Mgmt  For  Against 
13  Reelect Michel Michaut as Director  Mgmt  For  Against 
14  Reelect Francois Veverka as Director  Mgmt  For  For 
15  Approve Remuneration of Directors in the Aggregate Amount of  Mgmt  For  For 
  EUR 1.05 Million       
16  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital       
  Extraordinary Business  Mgmt     
17  Amend Article 31 of Bylaws Re: Dividends  Mgmt  For  Against 
18  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 3.6       
  Billion       
19  Approve Issuance of Shares up to 20 Percent of Issued Capital  Mgmt  For  For 
  Per Year for a Private Placement, up to Aggregate Nominal       
  Amount of EUR 1 Billion       
20  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 1       
  Billion       
21  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  Above       
22  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions       
23  Authorize Board to Set Issue Price for 5 Percent Per Year of  Mgmt  For  Against 
  Issued Capital Pursuant to Issue Authority without Preemptive       
  Rights       
24  Set Total Limit for Capital Increase to Result from All Issuance  Mgmt  For  For 
  Requests at EUR 3.6 Billion       
25  Approve Issuance of Securities Convertible into Debt up to an  Mgmt  For  For 
  Aggregate Amount of EUR 5 Billion       
26  Authorize Capitalization of Reserves of Up to EUR 1 Billion for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value       
27  Approve Employee Stock Purchase Plan  Mgmt  For  For 
28  Approve Stock Purchase Plan Reserved for International  Mgmt  For  For 
  Employees       
29  Authorize up to 0.75 Percent of Issued Capital for Use in  Mgmt  For  Against 
  Restricted Stock Plan       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

30  Approve Reduction in Share Capital via Cancellation of  Mgmt    For  For 
  Repurchased Shares             
31  Authorize Filing of Required Documents/Other Formalities  Mgmt    For  For 
 
F.N.B. Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FNB  18-May-11  USA  302520101  Annual  09-Mar-11  43,350  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William B. Campbell    Mgmt    For  For 
1.2  Elect Director Henry M. Ekker    Mgmt    For  For 
1.3  Elect Director Philip E. Gingerich    Mgmt    For  For 
1.4  Elect Director Robert B. Goldstein    Mgmt    For  For 
1.5  Elect Director Stephen J. Gurgovits    Mgmt    For  For 
1.6  Elect Director Dawne S. Hickton    Mgmt    For  For 
1.7  Elect Director David J. Malone    Mgmt    For  For 
1.8  Elect Director D. Stephen Martz    Mgmt    For  For 
1.9  Elect Director Harry F. Radcliffe    Mgmt    For  For 
1.10  Elect Director Arthur J. Rooney, II    Mgmt    For  For 
1.11  Elect Director John W. Rose    Mgmt    For  For 
1.12  Elect Director Stanton R. Sheetz    Mgmt    For  For 
1.13  Elect Director William J. Strimbu    Mgmt    For  For 
1.14  Elect Director Earl K. Wahl, Jr.    Mgmt    For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
3  Advisory Vote on Say on Pay Frequency    Mgmt    Three Years  One Year 
4  Ratify Auditors      Mgmt    For  For 
5  Amend Omnibus Stock Plan    Mgmt    For  For 
 
Foot Locker, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FL  18-May-11  USA  344849104  Annual  21-Mar-11  35,589  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Nicholas DiPaolo      Mgmt  For  For 
1.2  Elect Director Matthew M. McKenna      Mgmt  For  For 
1.3  Elect Director Allen Questrom      Mgmt  For  For 
1.4  Elect Director Cheryl Nido Turpin      Mgmt  For  For 
1.5  Elect Director Guillermo Marmol      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Amend Executive Incentive Bonus Plan      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
 
Petrochina Company Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
601857  18-May-11  Hong Kong  Y6883Q138  Annual  09-May-11  380,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Report of the Board of Directors      Mgmt  For  For 
2  Accept Report of the Supervisory Committee    Mgmt  For  For 
3  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
4  Approve Final Dividends      Mgmt  For  For 
5  Authorize Board to Determine the Distribution of Interim    Mgmt  For  For 
  Dividends for the Year 2011           
6  Reappoint PricewaterhouseCoopers, Certified Public Accountants  Mgmt  For  For 
  and PricewaterhouseCoopers Zhong Tian CPAs Company Limited       
  Certified Public Accountants as International and Domestic       
  Auditors, Respectively, and Authorize Board to Fix Their         
  Remuneration             
7a  Elect Jiang Jiemin as Director      Mgmt  For  For 
7b  Elect Zhou Jiping as Director      Mgmt  For  For 
7c  Elect Wang Yilin as Director      Mgmt     
7d  Elect Li Xinhua as Director      Mgmt  For  For 
7e  Elect Liao Yongyuan as Director      Mgmt  For  For 
7f  Elect Wang Guoliang as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
7g  Elect Wang Dongjin as Director      Mgmt  For  For 
7h  Elect Yu Baocai as Director      Mgmt  For  For 
7i  Elect Ran Xinquan as Director      Mgmt  For  For 
7j  Elect Liu Hongru as Independent Director      Mgmt  For  For 
7k  Elect Franco Bernabè as Independent Director    Mgmt  For  For 
7l  Elect Li Yongwu as Independent Director      Mgmt  For  For 
7m  Elect Cui Junhui as Independent Director      Mgmt  For  For 
7n  Elect Chen Zhiwu as Independent Director    Mgmt  For  For 
8a  Elect Chen Ming as Supervisor      Mgmt  For  For 
8b  Elect Guo Jinping as Supervisor      Mgmt  For  For 
8c  Elect Wen Qingshan as Supervisor      Mgmt  For  For 
8d  Elect Sun Xianfeng as Supervisor      Mgmt  For  For 
8e  Elect Li Yuan as Independent Supervisor      Mgmt  For  For 
8f  Elect Wang Daocheng as Independent Supervisor    Mgmt  For  For 
9  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
10  Approve Issuance of Debt Financing Instruments in the    Mgmt  For  For 
  Aggregate Principal Amount of up to RMB 100 Billion         
 
Pinnacle West Capital Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
PNW  18-May-11  USA  723484101  Annual  21-Mar-11  9,876  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Edward N. Basha, Jr.      Mgmt  For  For 
1.2  Elect Director Donald E. Brandt      Mgmt  For  For 
1.3  Elect Director Susan Clark-Johnson      Mgmt  For  For 
1.4  Elect Director Denis A. Cortese      Mgmt  For  For 
1.5  Elect Director Michael L. Gallagher      Mgmt  For  For 
1.6  Elect Director Pamela Grant      Mgmt  For  For 
1.7  Elect Director R.A. Herberger, Jr      Mgmt  For  For 
1.8  Elect Director Dale E. Klein      Mgmt  For  For 
1.9  Elect Director Humberto S. Lopez      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.10  Elect Director Kathryn L. Munro      Mgmt  For  For 
1.11  Elect Director Bruce J. Nordstrom      Mgmt  For  For 
1.12  Elect Director W. Douglas Parker      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
4  Ratify Auditors        Mgmt  For  For 
 
Sun Life Financial Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SLF  18-May-11  Canada  866796105  Annual  21-Mar-11  16,743  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director William D. Anderson      Mgmt  For  For 
1.2  Elect Director Richard H. Booth      Mgmt  For  For 
1.3  Elect Director Jon A. Boscia      Mgmt  For  For 
1.4  Elect Director John H. Clappison      Mgmt  For  For 
1.5  Elect Director David A. Ganong      Mgmt  For  For 
1.6  Elect Director Martin J. G. Glynn      Mgmt  For  For 
1.7  Elect Director Krystyna T. Hoeg      Mgmt  For  For 
1.8  Elect Director David W. Kerr      Mgmt  For  For 
1.9  Elect Director Idalene F. Kesner      Mgmt  For  For 
1.10  Elect Director Mitchell M. Merin      Mgmt  For  For 
1.11  Elect Director Ronald W. Osborne      Mgmt  For  For 
1.12  Elect Director Hugh D. Segal      Mgmt  For  For 
1.13  Elect Director Donald A. Stewart      Mgmt  For  For 
1.14  Elect Director James H. Sutcliffe      Mgmt  For  For 
2  Ratify Deloitte & Touche LLP as Auditors      Mgmt  For  For 
3  Approve a Non-Binding Advisory Vote on Executive    Mgmt  For  For 
  Compensation             
 
Aeon Co. Ltd.

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8267  19-May-11  Japan  J00288100  Annual  28-Feb-11  31,100  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Hayashi, Naoki    Mgmt    For  For 
1.2  Elect Director Okada, Motoya    Mgmt    For  For 
1.3  Elect Director Mori, Yoshiki    Mgmt    For  For 
1.4  Elect Director Toyoshima, Masaaki    Mgmt    For  For 
1.5  Elect Director Kurashige, Hideki    Mgmt    For  For 
1.6  Elect Director Ikuta, Masaharu    Mgmt    For  For 
1.7  Elect Director Sueyoshi, Takejiro    Mgmt    For  Against 
1.8  Elect Director Tadaki, Keiichi    Mgmt    For  For 
1.9  Elect Director Sato, Ken    Mgmt    For  For 
 
Altria Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
MO  19-May-11  USA  02209S103  Annual  28-Mar-11  34,783  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Elizabeth E. Bailey    Mgmt    For  For 
2  Elect Director Gerald L. Baliles    Mgmt    For  For 
3  Elect Director John T. Casteen III    Mgmt    For  For 
4  Elect Director Dinyar S. Devitre    Mgmt    For  For 
5  Elect Director Thomas F. Farrell II    Mgmt    For  For 
6  Elect Director Thomas W. Jones    Mgmt    For  For 
7  Elect Director George Munoz    Mgmt    For  For 
8  Elect Director Nabil Y. Sakkab    Mgmt    For  For 
9  Elect Director Michael E. Szymanczyk    Mgmt    For  For 
10  Ratify Auditors      Mgmt    For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt    For  For 
12  Advisory Vote on Say on Pay Frequency    Mgmt    None  One Year 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

13  Cease Production of Flavored Tobacco Products    SH  Against  Against 
 
China Mobile Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00941  19-May-11  Hong Kong  Y14965100  Annual  16-May-11  71,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3a  Reelect Xue Taohai as Director      Mgmt  For  For 
3b  Reelect Huang Wenlin as Director      Mgmt  For  For 
3c  Reelect Xu Long as Director      Mgmt  For  Against 
3d  Reelect Lo Ka Shui as Director      Mgmt  For  For 
4  Reappoint KPMG as Auditors and Authorize Board to Fix Their  Mgmt  For  For 
  Remuneration             
5  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
6  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
7  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Compass Diversified Holdings
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CODI  19-May-11  USA  20451Q104  Annual  24-Mar-11  25,673  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director James J. Bottiglieri      Mgmt  For  For 
1.2  Elect Director Gordon M. Burns      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  Two Years  One Year 
4  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
Exxaro Resources Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
EXX  19-May-11  South Africa  S26949107  Annual    26,841  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Resolutions        Mgmt     
1  Accept Financial Statements and Statutory Reports for the Year  Mgmt  For  For 
  Ended 31 December 2010           
2  Re-elect Zwelibanzi Mntambo as Director      Mgmt  For  For 
3  Re-elect Nkunku Sowazi as Director      Mgmt  For  Against 
4  Re-elect Jeff van Rooyen as Director      Mgmt  For  For 
5  Re-elect Rain Zihlangu as Director      Mgmt  For  For 
6.1  Approve Non-executive Director Fees for the Year Ended 31  Mgmt  For  For 
  December 2010             
6.2  Approve Non-executive Director Fees for the Year Ending 31  Mgmt  For  For 
  December 2011             
7  Appoint Jeff van Rooyen, Rick Mohring and Nkunku Sowazi as  Mgmt  For  Against 
  Audit, Risk and Compliance Committee Members         
8  Approve Remuneration Report      Mgmt  For  For 
9  Appoint PricewaterhouseCoopers as Auditors of the Company  Mgmt  For  For 
  and D Shango as the Designated Audit Partner         
10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Place Authorised but Unissued Shares under Control of Directors  Mgmt  For  Against 
 
12  Authorise Board to Issue Shares for Cash up to a Maximum of 10  Mgmt  For  For 
  Percent of Issued Share Capital           
13  Authorise Board to Ratify and Execute Approved Resolutions  Mgmt  For  For 
  Special Resolution        Mgmt     
1  Authorise Repurchase of Up to 20 Percent of Issued Share  Mgmt  For  For 
  Capital             
 
Hutchison Telecommunications Hong Kong Holdings Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
00215  19-May-11  Hong Kong  G4672G106  Annual  12-May-11  1,270,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
1  Accept Financial Statements and Directors' and Auditors' Reports  Mgmt  For  For 
2  Declare Final Dividend        Mgmt  For  For 
3a  Reelect Fok Kin-ning, Canning as Director      Mgmt  For  For 
3b  Reelect Lai Kai Ming, Dominic as Director      Mgmt  For  For 
3c  Reelect Cheong Ying Chew, Henry as Director    Mgmt  For  For 
3d  Authorize Board to Fix the Remuneration of Directors    Mgmt  For  For 
4  Reappoint PricewaterhouseCoopers as Auditor and Authorize  Mgmt  For  For 
  Board to Fix Auditor's Remuneration           
5a  Approve Issuance of Equity or Equity-Linked Securities without  Mgmt  For  Against 
  Preemptive Rights             
5b  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt  For  For 
  Capital             
5c  Authorize Reissuance of Repurchased Shares    Mgmt  For  Against 
 
Intel Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
INTC  19-May-11  USA  458140100  Annual  21-Mar-11  26,749  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Charlene Barshefsky      Mgmt  For  For 
2  Elect Director Susan L. Decker      Mgmt  For  For 
3  Elect Director John J. Donahoe      Mgmt  For  For 
4  Elect Director Reed E. Hundt      Mgmt  For  For 
5  Elect Director Paul S. Otellini      Mgmt  For  For 
6  Elect Director James D. Plummer      Mgmt  For  For 
7  Elect Director David S. Pottruck      Mgmt  For  For 
8  Elect Director Jane E. Shaw      Mgmt  For  For 
9  Elect Director Frank D. Yeary      Mgmt  For  For 
10  Elect Director David B. Yoffie      Mgmt  For  For 
11  Ratify Auditors        Mgmt  For  For 
12  Amend Omnibus Stock Plan      Mgmt  For  For 
13  Amend Qualified Employee Stock Purchase Plan    Mgmt  For  For 

 



Vote Summary Report     
Report was run from: 7/1/10 to 6/30/11     
Location(s): Principal Global Investors     
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
14  Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt  For  For 

 

15  Advisory Vote on Say on Pay Frequency      Mgmt  None  One Year 
 
Lorillard, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LO  19-May-11  USA  544147101  Annual  29-Mar-11  13,615  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Dianne Neal Blixt      Mgmt  For  For 
1.2  Elect Director David E. R. Dangoor      Mgmt  For  For 
1.3  Elect Director Murray S. Kessler      Mgmt  For  For 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 
5  Require a Majority Vote for the Election of Directors    SH  None  For 
6  Report on Political Contributions      SH  Against  For 
 
National Oilwell Varco, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
NOV  19-May-11  USA  637071101  Annual  28-Mar-11  6,591  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Robert E. Beauchamp      Mgmt  For  For 
2  Elect Director Jeffery A. Smisek      Mgmt  For  For 
3  Ratify Auditors        Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Declassify the Board of Directors      Mgmt  For  For 
7  Increase Authorized Common Stock      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

8  Report on Political Contributions    SH    Against  For 
 
Prudential plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PRU  19-May-11  United Kingdom  G72899100  Annual  17-May-11  111,048  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Remuneration Report    Mgmt    For  For 
3  Approve Final Dividend    Mgmt    For  For 
4  Elect Sir Howard Davies as Director    Mgmt    For  For 
5  Elect John Foley as Director    Mgmt    For  For 
6  Elect Paul Manduca as Director    Mgmt    For  For 
7  Elect Michael Wells as Director    Mgmt    For  For 
8  Re-elect Keki Dadiseth as Director    Mgmt    For  For 
9  Re-elect Robert Devey as Director    Mgmt    For  For 
10  Re-elect Michael Garrett as Director    Mgmt    For  For 
11  Re-elect Ann Godbehere as Director    Mgmt    For  For 
12  Re-elect Bridget Macaskill as Director    Mgmt    For  For 
13  Re-elect Harvey McGrath as Director    Mgmt    For  For 
14  Re-elect Michael McLintock as Director    Mgmt    For  For 
15  Re-elect Nicolaos Nicandrou as Director    Mgmt    For  For 
16  Re-elect Kathleen O'Donovan as Director    Mgmt    For  For 
17  Re-elect Barry Stowe as Director    Mgmt    For  For 
18  Re-elect Tidjane Thiam as Director    Mgmt    For  For 
19  Re-elect Lord Turnbull as Director    Mgmt    For  For 
20  Reappoint KPMG Audit plc as Auditors of the Company  Mgmt    For  For 
21  Authorise Board to Fix Remuneration of Auditors  Mgmt    For  For 
22  Authorise EU Political Donations and Expenditure  Mgmt    For  For 
23  Authorise Issue of Equity with Pre-emptive Rights  Mgmt    For  For 
24  Authorise Issue of Equity with Pre-emptive Rights  Mgmt    For  For 
25  Authorise Issue of Equity without Pre-emptive Rights  Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

26  Authorise Market Purchase      Mgmt  For  For 
27  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
28  Amend International Savings Related Share Option Scheme  Mgmt  For  For 
29  Amend International Assurance Sharesave Plan    Mgmt  For  For 
 
Rayonier Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
RYN  19-May-11  USA  754907103  Annual  21-Mar-11  9,661  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Paul G. Boynton      Mgmt  For  For 
2  Elect Director Mark E. Gaumond      Mgmt  For  For 
3  Elect Director David W. Oskin      Mgmt  For  For 
4  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
5  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
6  Ratify Auditors        Mgmt  For  For 
7  Declassify the Board of Directors      SH  Against  For 
 
Simon Property Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SPG  19-May-11  USA  828806109  Annual  21-Mar-11  7,445  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Melvyn E. Bergstein      Mgmt  For  For 
2  Elect Director Linda Walker Bynoe      Mgmt  For  For 
3  Elect Director Larry C. Glasscock      Mgmt  For  For 
4  Elect Director Karen N. Horn      Mgmt  For  For 
5  Elect Director Allan Hubbard      Mgmt  For  For 
6  Elect Director Reuben S. Leibowitz      Mgmt  For  For 
7  Elect Director Daniel C. Smith      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

8  Elect Director J. Albert Smith, Jr.      Mgmt  For  For 
9  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
 
10  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
11  Ratify Auditors        Mgmt  For  For 
 
Statoil ASA
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  19-May-11  Norway  R8413J103  Annual    0  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Olaug Svarva as Chairman of Meeting    Mgmt  For  Do Not Vote 
3  Approve Notice of Meeting and Agenda      Mgmt  For  Do Not Vote 
4  Registration of Attending Shareholders and Proxies    Mgmt     
5  Designate Inspector(s) of Minutes of Meeting    Mgmt  For  Do Not Vote 
6  Approve Financial Statements and Statutory Reports; Approve  Mgmt  For  Do Not Vote 
  Allocation of Income and Dividends of NOK 6.25 per Share       
 
7  Approve Remuneration Policy And Other Terms of Employment  Mgmt  For  Do Not Vote 
  For Executive Management           
8  Approve Remuneration of Auditors      Mgmt  For  Do Not Vote 
9  Approve Remuneration of Corporate Assembly in the Amount of  Mgmt  For  Do Not Vote 
  NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250       
  for Other Members, and NOK 5,500 Per Meeting for Deputy       
  Members             
10  Elect Ingrid Rasmussen as Member of Nominating Committee  Mgmt  For  Do Not Vote 
11  Approve Remuneration of Nominating Committee in the Amount  Mgmt  For  Do Not Vote 
  of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting       
  for Other Members             
12  Authorize Repurchase and Reissuance of Shares up to a Nominal  Mgmt  For  Do Not Vote 
  Value of NOK 20 Million in Connection with Share Saving Scheme       
  for Employees             
13  Authorize Repurchase of Shares up to a Nominal Value of NOK  Mgmt  For  Do Not Vote 
  187.5 Million and Cancellation of Repurchased Shares         
14  Adjustments in the Marketing Instructions for Statoil ASA    Mgmt  For  Do Not Vote 
15  Amend Articles Re: Number of Board Members and Board Term;  Mgmt  For  Do Not Vote 
  Proxy Voting; Guidelines for Nominating Committee         
16  Approve Guidelines for Nominating Committee    Mgmt  For  Do Not Vote 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

  Shareholder Proposal        Mgmt       
17  Withdraw Company From Tar Sands Activities in Canada    SH    Against  Do Not Vote 
 
Aetna Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
AET  20-May-11  USA  00817Y108  Annual    18-Mar-11  18,046  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Mark T. Bertolini      Mgmt    For  For 
2  Elect Director Frank M. Clark      Mgmt    For  For 
3  Elect Director Betsy Z. Cohen      Mgmt    For  For 
4  Elect Director Molly J. Coye      Mgmt    For  For 
5  Elect Director Roger N. Farah      Mgmt    For  For 
6  Elect Director Barbara Hackman Franklin      Mgmt    For  For 
7  Elect Director Jeffrey E. Garten      Mgmt    For  For 
8  Elect Director Gerald Greenwald      Mgmt    For  For 
9  Elect Director Ellen M. Hancock      Mgmt    For  For 
10  Elect Director Richard J. Harrington      Mgmt    For  For 
11  Elect Director Edward J. Ludwig      Mgmt    For  For 
12  Elect Director Joseph P. Newhouse      Mgmt    For  For 
13  Ratify Auditors        Mgmt    For  For 
14  Amend Omnibus Stock Plan      Mgmt    For  For 
15  Approve Qualified Employee Stock Purchase Plan    Mgmt    For  For 
16  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
17  Advisory Vote on Say on Pay Frequency      Mgmt    None  One Year 
18  Provide for Cumulative Voting      SH    Against  For 
19  Require Independent Board Chairman      SH    Against  For 
 
UnitedHealth Group Incorporated
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
UNH  23-May-11  USA  91324P102  Annual    24-Mar-11  29,117  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director William C. Ballard, Jr.      Mgmt  For  For 
2  Elect Director Richard T. Burke      Mgmt  For  For 
3  Elect Director Robert J. Darretta      Mgmt  For  For 
4  Elect Director Stephen J. Hemsley      Mgmt  For  For 
5  Elect Director Michele J. Hooper      Mgmt  For  For 
6  Elect Director Rodger A. Lawson      Mgmt  For  For 
7  Elect Director Douglas W. Leatherdale      Mgmt  For  For 
8  Elect Director Glenn M. Renwick      Mgmt  For  For 
9  Elect Director Kenneth I. Shine      Mgmt  For  For 
10  Elect Director Gail R. Wilensky      Mgmt  For  For 
11  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
12  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
13  Approve Omnibus Stock Plan      Mgmt  For  For 
14  Amend Qualified Employee Stock Purchase Plan    Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
 
BRE Properties, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BRE  24-May-11  USA  05564E106  Annual  24-Mar-11  9,395  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Irving F. Lyons, III      Mgmt  For  For 
1.2  Elect Director Paula F. Downey      Mgmt  For  For 
1.3  Elect Director Christopher J. McGurk      Mgmt  For  For 
1.4  Elect Director Matthew T. Medeiros      Mgmt  For  For 
1.5  Elect Director Constance B. Moore      Mgmt  For  For 
1.6  Elect Director Jeanne R. Myerson      Mgmt  For  For 
1.7  Elect Director Jeffrey T. Pero      Mgmt  For  For 
1.8  Elect Director Thomas E. Robinson      Mgmt  For  For 
1.9  Elect Director Dennis E. Singleton      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.10  Elect Director Thomas P. Sullivan      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
Kraft Foods Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
KFT  24-May-11  USA  50075N104  Annual  16-Mar-11  14,039  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Ajaypal S. Banga      Mgmt  For  For 
2  Elect Director Myra M. Hart      Mgmt  For  For 
3  Elect Director Peter B. Henry      Mgmt  For  For 
4  Elect Director Lois D. Juliber      Mgmt  For  For 
5  Elect Director Mark D. Ketchum      Mgmt  For  For 
6  Elect Director Richard A. Lerner      Mgmt  For  For 
7  Elect Director Mackey J. McDonald      Mgmt  For  For 
8  Elect Director John C. Pope      Mgmt  For  For 
9  Elect Director Fredric G. Reynolds      Mgmt  For  For 
10  Elect Director Irene B. Rosenfeld      Mgmt  For  For 
11  Elect Director J.F. Van Boxmeer      Mgmt  For  For 
12  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
13  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
14  Amend Non-Employee Director Omnibus Stock Plan    Mgmt  For  For 
15  Ratify Auditors        Mgmt  For  For 
 
Merck & Co., Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
MRK  24-May-11  USA  58933Y105  Annual  25-Mar-11  17,819  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1  Elect Director Leslie A. Brun      Mgmt  For  For 
2  Elect Director Thomas R. Cech      Mgmt  For  For 
3  Elect Director Richard T. Clark      Mgmt  For  For 
4  Elect Director Kenneth C. Frazier      Mgmt  For  For 
5  Elect Director Thomas H. Glocer      Mgmt  For  For 
6  Elect Director Steven F. Goldstone      Mgmt  For  For 
7  Elect Director William B. Harrison. Jr.      Mgmt  For  For 
8  Elect Director Harry R. Jacobson      Mgmt  For  For 
9  Elect Director William N. Kelley      Mgmt  For  For 
10  Elect Director C. Robert Kidder      Mgmt  For  For 
11  Elect Director Rochelle B. Lazarus      Mgmt  For  For 
12  Elect Director Carlos E. Represas      Mgmt  For  For 
13  Elect Director Patricia F. Russo      Mgmt  For  For 
14  Elect Director Thomas E. Shenk      Mgmt  For  For 
15  Elect Director Anne M. Tatlock      Mgmt  For  For 
16  Elect Director Craig B. Thompson      Mgmt  For  For 
17  Elect Director Wendell P. Weeks      Mgmt  For  For 
18  Elect Director Peter C. Wendell      Mgmt  For  For 
19  Ratify Auditors        Mgmt  For  For 
20  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
21  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
 
BlackRock, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
BLK  25-May-11  USA  09247X101  Annual  07-Apr-11  4,504  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Murry S. Gerber      Mgmt  For  For 
1.2  Elect Director James Grosfeld      Mgmt  For  For 
1.3  Elect Director Deryck Maughan      Mgmt  For  For 
1.4  Elect Director Thomas K. Montag      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.5  Elect Director Linda Gosden Robinson      Mgmt  For  Withhold 
1.6  Elect Director John S. Varley      Mgmt  For  Withhold 
2  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
3  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
4  Ratify Auditors        Mgmt  For  For 
 
Chevron Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CVX  25-May-11  USA  166764100  Annual  01-Apr-11  19,968  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director L.F. Deily      Mgmt  For  For 
2  Elect Director R.E. Denham      Mgmt  For  For 
3  Elect Director R.J. Eaton      Mgmt  For  For 
4  Elect Director C. Hagel        Mgmt  For  For 
5  Elect Director E. Hernandez      Mgmt  For  For 
6  Elect Director G.L. Kirkland      Mgmt  For  For 
7  Elect Director D.B. Rice        Mgmt  For  For 
8  Elect Director K.W. Sharer      Mgmt  For  For 
9  Elect Director C.R. Shoemate      Mgmt  For  For 
10  Elect Director J.G. Stumpf      Mgmt  For  For 
11  Elect Director R.D. Sugar      Mgmt  For  For 
12  Elect Director C. Ware        Mgmt  For  For 
13  Elect Director J.S. Watson      Mgmt  For  For 
14  Ratify Auditors        Mgmt  For  For 
15  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
16  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
17  Request Director Nominee with Environmental Qualifications  SH  Against  For 
18  Amend Bylaws to Establish a Board Committee on Human Rights  SH  Against  Against 
19  Include Sustainability as a Performance Measure for Senior  SH  Against  Against 
  Executive Compensation           
20  Adopt Guidelines for Country Selection      SH  Against  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

21  Report on Financial Risks of Climate Change    SH  Against  Against 
22  Report on Environmental Impacts of Natural Gas Fracturing  SH  Against  For 
23  Report on Offshore Oil Wells and Spill Mitigation Measures  SH  Against  Against 
 
Community Bank System, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
CBU  25-May-11  USA  203607106  Annual  07-Apr-11  13,180  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Brian R. Ace      Mgmt  For  For 
1.2  Elect Director Paul M. Cantwell, Jr.      Mgmt  For  For 
1.3  Elect Director James W. Gibson, Jr.      Mgmt  For  For 
1.4  Elect Director John Parente      Mgmt  For  For 
1.5  Elect Director John F. Whipple, Jr.      Mgmt  For  For 
1.6  Elect Director Alfred S. Whittet      Mgmt  For  For 
1.7  Elect Director Brian R. Wright      Mgmt  For  For 
2  Amend Omnibus Stock Plan      Mgmt  For  Against 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
5  Ratify Auditors        Mgmt  For  For 
 
Exxon Mobil Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
XOM  25-May-11  USA  30231G102  Annual  06-Apr-11  49,384  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director M.J. Boskin      Mgmt  For  For 
1.2  Elect Director P. Brabeck-Letmathe      Mgmt  For  For 
1.3  Elect Director L.R. Faulkner      Mgmt  For  For 
1.4  Elect Director J.S. Fishman      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.5  Elect Director K.C. Frazier      Mgmt  For  For 
1.6  Elect Director W.W. George      Mgmt  For  For 
1.7  Elect Director M.C. Nelson      Mgmt  For  For 
1.8  Elect Director S.J. Palmisano      Mgmt  For  For 
1.9  Elect Director S.S. Reinemund      Mgmt  For  For 
1.10  Elect Director R.W. Tillerson      Mgmt  For  For 
1.11  Elect Director E.E. Whitacre, Jr.      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  Against 
4  Advisory Vote on Say on Pay Frequency      Mgmt  Three Years  One Year 
5  Require Independent Board Chairman      SH  Against  For 
6  Report on Political Contributions      SH  Against  For 
7  Amend EEO Policy to Prohibit Discrimination based on Sexual  SH  Against  Against 
  Orientation and Gender Identity           
8  Adopt Policy on Human Right to Water      SH  Against  Against 
9  Report on Environmental Impact of Oil Sands Operations in  SH  Against  For 
  Canada             
10  Report on Environmental Impacts of Natural Gas Fracturing  SH  Against  For 
11  Report on Energy Technologies Development    SH  Against  Against 
12  Adopt Quantitative GHG Goals for Products and Operations  SH  Against  For 
 
Legal & General Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LGEN  25-May-11  United Kingdom  G54404127  Annual  23-May-11  537,036  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Approve Final Dividend      Mgmt  For  For 
3  Elect Mike Fairey as Director      Mgmt  For  For 
4  Elect Nick Prettejohn as Director      Mgmt  For  For 
5  Re-elect Tim Breedon as Director      Mgmt  For  For 
6  Re-elect Clara Furse as Director      Mgmt  For  For 
7  Re-elect Mark Gregory as Director      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

8  Re-elect Rudy Markham as Director      Mgmt  For  For 
9  Re-elect John Pollock as Director      Mgmt  For  For 
10  Re-elect Henry Staunton as Director      Mgmt  For  For 
11  Re-elect John Stewart as Director      Mgmt  For  For 
12  Re-elect Nigel Wilson as Director      Mgmt  For  For 
13  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
14  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
15  Approve Remuneration Report      Mgmt  For  For 
16  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
17  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
18  Approve Scrip Dividend Program      Mgmt  For  For 
19  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
20  Authorise Market Purchase      Mgmt  For  For 
21  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
 
ONEOK, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
OKE  25-May-11  USA  682680103  Annual  28-Mar-11  6,424  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director James C. Day      Mgmt  For  For 
2  Elect Director Julie H. Edwards      Mgmt  For  For 
3  Elect Director William L. Ford      Mgmt  For  For 
4  Elect Director John W. Gibson      Mgmt  For  For 
5  Elect Director Bert H. Mackie      Mgmt  For  For 
6  Elect Director Jim W. Mogg      Mgmt  For  For 
7  Elect Director Pattye L. Moore      Mgmt  For  For 
8  Elect Director Gary D. Parker      Mgmt  For  For 
9  Elect Director Eduardo A. Rodriguez      Mgmt  For  For 
10  Elect Director Gerald B. Smith      Mgmt  For  For 
11  Elect Director David J. Tippeconnic      Mgmt  For  For 
12  Ratify Auditors        Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt  For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt  One Year  One Year 
 
Onward Holdings Co Ltd
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8016  26-May-11  Japan  J30728109  Annual  28-Feb-11  64,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 24  Mgmt  For  For 
2.1  Elect Director Hirochi, Takeshi      Mgmt  For  For 
2.2  Elect Director Mizuno, Kentaro      Mgmt  For  For 
2.3  Elect Director Baba, Kazuya      Mgmt  For  For 
2.4  Elect Director Yoshizawa, Masaaki      Mgmt  For  For 
2.5  Elect Director Iizuka, Kenichi      Mgmt  For  For 
2.6  Elect Director Honjo, Hachiro      Mgmt  For  For 
2.7  Elect Director Nakamura, Yoshihide      Mgmt  For  For 
3  Approve Deep Discount Stock Option Plan    Mgmt  For  For 
4  Approve Takeover Defense Plan (Poison Pill)    Mgmt  For  Against 
 
The Travelers Companies, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TRV  26-May-11  USA  89417E109  Annual  28-Mar-11  9,767  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Alan L. Beller      Mgmt  For  For 
2  Elect Director John H. Dasburg      Mgmt  For  For 
3  Elect Director Janet M. Dolan      Mgmt  For  For 
4  Elect Director Kenneth M. Duberstein      Mgmt  For  For 
5  Elect Director Jay S. Fishman      Mgmt  For  For 
6  Elect Director Lawrence G. Graev      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
7  Elect Director Patricia L. Higgins      Mgmt    For  For 
8  Elect Director Thomas R. Hodgson      Mgmt    For  For 
9  Elect Director Cleve L. Killingsworth, Jr.      Mgmt    For  For 
10  Elect Director Donald J. Shepard      Mgmt    For  For 
11  Elect Director Laurie J. Thomsen      Mgmt    For  For 
12  Ratify Auditors        Mgmt    For  For 
13  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
14  Advisory Vote on Say on Pay Frequency      Mgmt    Three Years  One Year 
 
Xerox Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
XRX  26-May-11  USA  984121103  Annual    28-Mar-11  41,789  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Glenn A. Britt      Mgmt    For  For 
2  Elect Director Ursula M. Burns      Mgmt    For  For 
3  Elect Director Richard J. Harrington      Mgmt    For  For 
4  Elect Director William Curt Hunter      Mgmt    For  For 
5  Elect Director Robert J. Keegan      Mgmt    For  For 
6  Elect Director Robert A. McDonald      Mgmt    For  For 
7  Elect Director N.J. Nicholas, Jr.      Mgmt    For  For 
8  Elect Director Charles Prince      Mgmt    For  For 
9  Elect Director Ann N. Reese      Mgmt    For  For 
10  Elect Director Mary Agnes Wilderotter      Mgmt    For  For 
11  Ratify Auditors        Mgmt    For  For 
12  Advisory Vote to Ratify Named Executive Officers' Compensation  Mgmt    For  For 
13  Advisory Vote on Say on Pay Frequency      Mgmt    One Year  One Year 
 
Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
03988  27-May-11  Hong Kong  Y0698A107  Annual    26-Apr-11  946,000  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Report of Board of Directors      Mgmt  For  For 
2  Approve Report of Board of Supervisors      Mgmt  For  For 
3  Approve the Annual Financial Statements      Mgmt  For  For 
4  Approve Profit Distribution Plan      Mgmt  For  For 
5  Approve the Annual Budget Report      Mgmt  For  For 
6  Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited  Mgmt  For  For 
  Company and PricewaterhouseCoopers Hong Kong as Auditors       
  and Authorize Board to Fix Their Remuneration         
7a  Elect Zhang Xiangdong as Non-Executive Director    Mgmt  For  For 
7b  Elect Zhang Qi as Non-Executive Director      Mgmt  For  For 
8a  Elect Mei Xingbao as External Supervisor      Mgmt  For  For 
8b  Elect Bao Guoming as External Supervisor    Mgmt  For  For 
9  Approve Issuance of Ordinary Financial Bonds    Mgmt  For  For 
 
Industrial and Commercial Bank of China Limited
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
01398  31-May-11  Hong Kong  Y3990B112  Annual  29-Apr-11  991,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Work Report of Board of Directors    Mgmt  For  For 
2  Approve 2010 Work Report of Board of Supervisors    Mgmt  For  For 
3  Approve 2010 Audited Accounts      Mgmt  For  For 
4  Approve 2010 Profit Distribution Plan      Mgmt  For  For 
5  Approve Purchase of Office Premises by Shanghai Branch    Mgmt  For  For 
6  Approve 2011 Fixed Assets Investment Budget    Mgmt  For  For 
7  Reappoint Ernst & Young and Ernst & Young Hua Ming as    Mgmt  For  For 
  External Auditors and Fix Aggregate Audit Fees for 2011 at RMB       
  159.6 Million             
8  Elect Zhao Lin as Shareholder Supervisor      SH  None  For 
9  Approve Payment of Remuneration to Directors and Supervisors  SH  None  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Ares Capital Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
ARCC  06-Jun-11  USA  04010L103  Annual    13-Apr-11  16,721  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Michael J. Arougheti      Mgmt    For  For 
1.2  Elect Director Ann Torre Bates      Mgmt    For  For 
1.3  Elect Director Kenneth R. Heitz      Mgmt    For  For 
2  Ratify Auditors        Mgmt    For  For 
3  Approve Sale of Common Stock Below Net Asset Value    Mgmt    For  For 
4  Amend Investment Advisory and Management Agreement    Mgmt    For  For 
  Pursuant to the Hurdle Amendment             
5  Amend Investment Advisory and Management Agreement    Mgmt    For  For 
  Pursuant to the Capital Gains Amendment           
 
France Telecom
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
FTE  07-Jun-11  France  F4113C103  Annual/Special  02-Jun-11  33,034  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Ordinary Business        Mgmt       
1  Approve Financial Statements and Statutory Reports    Mgmt    For  For 
2  Accept Consolidated Financial Statements and Statutory Reports  Mgmt    For  For 
3  Approve Allocation of Income and Dividends of EUR 1.40 per  Mgmt    For  For 
  Share               
4  Acknowledge Auditors' Special Report on Related-Party    Mgmt    For  For 
  Transactions               
5  Reelect Bernard Dufau as Director      Mgmt    For  For 
6  Elect Helle Kristoffersen as Director      Mgmt    For  For 
7  Elect Muriel Penicaud as Director      Mgmt    For  For 
8  Elect Jean Michel Severino as Director      Mgmt    For  For 
9  Authorize Repurchase of Up to 10 Percent of Issued Share  Mgmt    For  For 
  Capital               
  Extraordinary Business        Mgmt       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

10  Authorize Issuance of Equity or Equity-Linked Securities with  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 2       
  Billion             
11  Authorize Issuance of Equity or Equity-Linked Securities without  Mgmt  For  For 
  Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5       
  Billion             
12  Approve Issuance of up to 20 Percent of Issued Capital Per Year  Mgmt  For  For 
  for a Private Placement, up to Aggregate Nominal Amount of       
  EUR 1.5 Billion             
13  Authorize Board to Increase Capital in the Event of Additional  Mgmt  For  For 
  Demand Related to Delegation Submitted to Shareholder Vote       
  under Items 10, 11 and 12 Above           
14  Authorize Capital Increase of up to EUR 1.5 Billion for Future  Mgmt  For  For 
  Exchange Offers             
15  Authorize Capital Increase of up to 10 Percent of Issued Capital  Mgmt  For  For 
  for Future Acquisitions             
16  Authorize Capital Increase of up to EUR 35 Million to Holders of  Mgmt  For  For 
  Orange SA Stock Options or Shares in Connection with France       
  Telecom Liquidity Agreement           
17  Authorize up to EUR 500,000 for Issuance of Free Option-Based  Mgmt  For  For 
  Liquidity Instruments Reserved for Holders of Orange SA Stock       
  Options Benefiting from a Liquidity Agreement         
18  Set Total Limit for Capital Increase to Result from All Issuance  Mgmt  For  For 
  Requests under Items 10 to 17 at EUR 3.5 Billion         
19  Approve Issuance of Securities Convertible into Debt up to  Mgmt  For  For 
  Aggregate Nominal Amount of EUR 7 Billion         
20  Authorize Capitalization of Reserves of Up to EUR 2 Billion for  Mgmt  For  For 
  Bonus Issue or Increase in Par Value           
21  Approve Employee Stock Purchase Plan      Mgmt  For  For 
22  Approve Reduction in Share Capital via Cancellation of    Mgmt  For  For 
  Repurchased Shares             
23  Authorize Filing of Required Documents/Other Formalities    Mgmt  For  For 
 
 
TICC Capital Corp.
 
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
TICC  07-Jun-11  USA  87244T109  Annual  29-Apr-11  39,779  0 
 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
 
1.1  Elect Director Charles M. Royce      Mgmt  For  For 
1.2  Elect Director Steven P. Novak      Mgmt  For  For 
2  Ratify Auditors        Mgmt  For  For 
3  Approve Issuance of Warrants/Convertible Debentures    Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

4  Approve Investment Advisory Agreement  Mgmt    For  For 
 
Penn West Petroleum Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PWT  08-Jun-11  Canada  707887105  Annual  03-May-11  189  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Ratify KPMG LLP as Auditors    Mgmt    For  For 
2.1  Elect Director James E. Allard    Mgmt    For  For 
2.2  Elect Director William E. Andrew    Mgmt    For  For 
2.3  Elect Director George H. Brookman    Mgmt    For  For 
2.4  Elect Director John A. Brussa    Mgmt    For  For 
2.5  Elect Director Daryl Gilbert    Mgmt    For  For 
2.6  Elect Director Shirley A. McClellan    Mgmt    For  For 
2.7  Elect Director Murray R. Nunns    Mgmt    For  For 
2.8  Elect Director Frank Potter    Mgmt    For  For 
2.9  Elect Director Jack Schanck    Mgmt    For  For 
2.10  Elect Director James C. Smith    Mgmt    For  For 
 
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
2330  09-Jun-11  Taiwan  Y84629107  Annual  11-Apr-11  315,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial  Mgmt    For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends  Mgmt    For  For 
3  Approve Amendments on the Procedures for Lending Funds to Mgmt    For  For 
  Other Parties and Procedures for Endorsement and Guarantees       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

4  Approve Transfer of TSMC's Solar Business and Solid State  Mgmt  For  For 
  Lighting Business into Two New TSMC Wholly Owned Companies       
  Respectively, and to Further Approve the "Solar Business         
  Transfer Plan" and "Solid State Lighting Business Transfer Plan"       
 
  ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING  Mgmt     
5.1  Approve By-Election of Gregory C. Chow as Independent    Mgmt  For  For 
  Director             
5.2  Approve By-Election of Kok-Choo Chen as Independent Director  Mgmt  For  For 
 
6  Transact Other Business      Mgmt     
 
Coretronic Corp(frmly OPTOMA CORP)
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
5371  15-Jun-11  Taiwan  Y1756P119  Annual  15-Apr-11  413,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Increase of Cash Capital and Issuance of Ordinary  Mgmt  For  For 
  Shares or Participation in the Issuance of Global Depository       
  Receipt             
4  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Directors             
 
KGHM Polska Miedz S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  15-Jun-11  Poland  X45213109  Annual  30-May-11  9,059  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Open Meeting        Mgmt     
2  Elect Meeting Chairman      Mgmt  For  For 
3  Acknowledge Proper Convening of Meeting    Mgmt     
4  Approve Agenda of Meeting      Mgmt  For  For 
5  Receive Management Board Report on Company's Operations in  Mgmt     
  Fiscal 2010 and Financial Statements           

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
6  Receive Management Board Proposal on Allocation of Income  Mgmt     
7  Receive Supervisory Board Report on Board's Review of  Mgmt     
  Management Board Report on Company's Operations in Fiscal       
  2010 and Financial Statements       
8.1  Receive Supervisory Board Report on Company Standing in  Mgmt     
  Fiscal 2010       
8.2  Receive Supervisory Board Report on Board's Work in Fiscal  Mgmt     
  2010       
9.1  Approve Management Board Report on Company's Operations in  Mgmt  For  For 
  Fiscal 2010       
9.2  Approve Financial Statements  Mgmt  For  For 
9.3  Approve Allocation of Income and Dividends of PLN 8 per Share  Mgmt  For  For 
 
10.1a  Approve Discharge of Ryszard Janeczek (Management Board  Mgmt  For  For 
  Member)       
10.1b  Approve Discharge of Wojciech Kedzia (Management Board  Mgmt  For  For 
  Member)       
10.1c  Approve Discharge of Maciej Tybura (Management Board  Mgmt  For  For 
  Member)       
10.1d  Approve Discharge of Herbert Wirth (Management Board  Mgmt  For  For 
  Member)       
10.2a  Approve Discharge of Jozef Czyczerski (Supervisory Board  Mgmt  For  For 
  Member)       
10.2b  Approve Discharge of Marcin Dyl (Supervisory Board Member)  Mgmt  For  For 
10.2c  Approve Discharge of Leszek Hajdacki (Supervisory Board  Mgmt  For  For 
  Member)       
10.2d  Approve Discharge of Arkadiusz Kawecki (Supervisory Board  Mgmt  For  For 
  Member)       
10.2e  Approve Discharge of Jacek Kucinski (Supervisory Board  Mgmt  For  For 
  Member)       
10.2f  Approve Discharge of Ryszard Kurek (Supervisory Board  Mgmt  For  For 
  Member)       
10.2g  Approve Discharge of Marek Panfil (Supervisory Board Member)  Mgmt  For  For 
 
10.2h  Approve Discharge of Jan Rymarczyk (Supervisory Board  Mgmt  For  For 
  Member)       
10.2i  Approve Discharge of Marek Trawinski (Supervisory Board  Mgmt  For  For 
  Member)       
10.2j  Approve Discharge of Marzenna Weresa (Supervisory Board  Mgmt  For  For 
  Member)       
11  Receive Management Board Report on Group's Operations in  Mgmt     
  Fiscal 2010 and Consolidated Financial Statements       
12  Receive Supervisory Board Report Management Board Report on  Mgmt     
  Group's Operations in Fiscal 2010 and Consolidated Financial       
  Statements       
13.1  Approve Management Board Report on Group's Operations in  Mgmt  For  For 
  Fiscal 2010       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
13.2  Approve Consolidated Financial Statements    Mgmt  For  For 
  Shareholder Proposals        Mgmt     
14  Shareholder Proposal: Recall Supervisory Board Member(s)  SH  None  Against 
  Management Proposals        Mgmt     
15.1  Acknowledge Validity of Election of Three Employee    Mgmt  For  For 
  Representatives to Supervisory Board           
  Shareholder Proposals        Mgmt     
15.2  Shareholder Proposal: Fix Number of Supervisory Board    SH  None  For 
  Members at 10             
  Management Proposals        Mgmt     
15.3a  Approve Election of Three Employee Representatives to    Mgmt  For  For 
  Supervisory Board             
15.3b  Elect Supervisory Board Members      Mgmt  For  For 
  Shareholder Proposals        Mgmt     
16  Amend Rules of Remuneration of Supervisory Board Members  SH  None  For 
  Management Proposals        Mgmt     
17  Close Meeting        Mgmt     
 
NTT DoCoMo Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
9437  17-Jun-11  Japan  J59399105  Annual  31-Mar-11  454  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 2600  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  For 
3.1  Elect Director Shindo, Tsutomu      Mgmt  For  For 
3.2  Elect Director Kagawa, Wataru      Mgmt  For  For 
3.3  Elect Director Yoshizawa, Kazuhiro      Mgmt  For  For 
4.1  Appoint Statutory Auditor Hoshizawa, Shuro    Mgmt  For  For 
4.2  Appoint Statutory Auditor Yoshizawa, Kyoichi    Mgmt  For  Against 
4.3  Appoint Statutory Auditor Morosawa, Haruo    Mgmt  For  For 
4.4  Appoint Statutory Auditor Tsujiyama, Eiko    Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Toyota Motor Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
7203  17-Jun-11  Japan  J92676113  Annual  31-Mar-11  46,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 30  Mgmt  For  For 
2  Amend Articles To Decrease Maximum Board Size    Mgmt  For  For 
3.1  Elect Director Cho, Fujio      Mgmt  For  For 
3.2  Elect Director Toyoda, Akio      Mgmt  For  For 
3.3  Elect Director Uchiyamada, Takeshi      Mgmt  For  For 
3.4  Elect Director Funo, Yukitoshi      Mgmt  For  For 
3.5  Elect Director Niimi, Atsushi      Mgmt  For  For 
3.6  Elect Director Sasaki, Shinichi      Mgmt  For  For 
3.7  Elect Director Ozawa, Satoshi      Mgmt  For  For 
3.8  Elect Director Kodaira, Nobuyori      Mgmt  For  For 
3.9  Elect Director Furuhashi, Mamoru      Mgmt  For  For 
3.10  Elect Director Ijichi, Takahiko      Mgmt  For  For 
3.11  Elect Director Ihara, Yasumori      Mgmt  For  For 
4.1  Appoint Statutory Auditor Matsuo, Kunihiro    Mgmt  For  For 
4.2  Appoint Statutory Auditor Wake, Yoko      Mgmt  For  For 
4.3  Appoint Statutory Auditor Ichimaru, Yoichiro    Mgmt  For  For 
4.4  Appoint Statutory Auditor Kato, Masahiro      Mgmt  For  For 
5  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Directors             
6  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Astellas Pharma Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4503  20-Jun-11  Japan  J03393105  Annual  31-Mar-11  18,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 65  Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.1  Elect Director Nogimori, Masafumi    Mgmt    For  For 
2.2  Elect Director Ishii, Yasuo    Mgmt    For  For 
2.3  Elect Director Hatanaka, Yoshihiko    Mgmt    For  For 
2.4  Elect Director Yasutake, Shiro    Mgmt    For  For 
2.5  Elect Director Takai, Yasuyuki    Mgmt    For  For 
2.6  Elect Director Oishi, Kanoko    Mgmt    For  For 
2.7  Elect Director Aikawa, Naoki    Mgmt    For  For 
3.1  Appoint Statutory Auditor Aoyagi, Shigeo    Mgmt    For  For 
3.2  Appoint Statutory Auditor Kashii, Seigo    Mgmt    For  For 
4  Appoint Alternate Statutory Auditor Kanamori, Hitoshi  Mgmt    For  For 
5  Approve Annual Bonus Payment to Directors  Mgmt    For  For 
6  Approve Deep Discount Stock Option Plan  Mgmt    For  For 
 
Marubeni Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8002  21-Jun-11  Japan  J39788138  Annual  31-Mar-11  61,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Katsumata, Nobuo    Mgmt    For  For 
1.2  Elect Director Asada, Teruo    Mgmt    For  For 
1.3  Elect Director Sekiyama, Mamoru    Mgmt    For  For 
1.4  Elect Director Ota, Michihiko    Mgmt    For  For 
1.5  Elect Director Kawai, Shinji    Mgmt    For  For 
1.6  Elect Director Sonobe, Shigemasa    Mgmt    For  For 
1.7  Elect Director Yamazoe, Shigeru    Mgmt    For  For 
1.8  Elect Director Akiyoshi, Mitsuru    Mgmt    For  For 
1.9  Elect Director Nomura, Yutaka    Mgmt    For  For 
1.10  Elect Director Okada, Daisuke    Mgmt    For  For 
1.11  Elect Director Nakamura, Yukichi    Mgmt    For  For 
1.12  Elect Director Ogura, Toshiyuki    Mgmt    For  For 
1.13  Elect Director Ishikawa, Shigeaki    Mgmt    For  For 
2  Appoint Statutory Auditor Sakishima, Takafumi  Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Mizuho Financial Group Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8411  21-Jun-11  Japan  J4599L102  Annual  31-Mar-11  685,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 6  Mgmt  For  For 
2  Amend Articles To Increase Authorized Capital    Mgmt  For  For 
3.1  Elect Director Sato, Yasuhiro      Mgmt  For  For 
3.2  Elect Director Nishizawa, Junichi      Mgmt  For  For 
3.3  Elect Director Tsuchiya, Mitsuaki      Mgmt  For  For 
3.4  Elect Director Kono, Masaaki      Mgmt  For  For 
3.5  Elect Director Nomiyama, Akihiko      Mgmt  For  For 
3.6  Elect Director Ohashi, Mitsuo      Mgmt  For  For 
3.7  Elect Director Anraku, Kanemitsu      Mgmt  For  For 
4.1  Appoint Statutory Auditor Shigeji, Yoshinobu    Mgmt  For  For 
4.2  Appoint Statutory Auditor Iyoda, Toshinari    Mgmt  For  For 
4.3  Appoint Statutory Auditor Imai, Isao      Mgmt  For  For 
5  Amend Articles to Require Sound Corporate Evaluations    SH  Against  Against 
6  Amend Articles to Require Appointment of a Committee to  SH  Against  Against 
  Investigate Evaluations by Mizuho Subsidiaries Later Ruled to be       
  At Least 50 Percent Underestimates or 100 Percent         
  Overstatements (viz. Kanebo)           
7  Amend Articles to Require Subsidiaries Owning Shares in Allied  SH  Against  For 
  Firms to Vote Shares Appropriately           
8  Amend Articles to Require Disclosure of Individual Breakdown of  SH  Against  For 
  Director and Officer Compensation, including Payments to         
  Former Directors and Officers           
9  Amend Articles to Mandate All Possible Measures to Avoid ATM  SH  Against  Against 
  System Outages             
10  Amend Articles to Relax Limit to Allow Shareholder Proposal  SH  Against  For 
  Justification Statements Up to 4,000 Characters         
 
Siliconware Precision Industries Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2325  22-Jun-11  Taiwan  Y7934R109  Annual  22-Apr-11  578,000  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Amend Articles of Association      Mgmt  For  For 
4  Approve Amendment to Rules of Procedure for Election of    Mgmt  For  For 
  Directors and Supervisors           
5  Approve Amendments on the Procedures for Endorsement and  Mgmt  For  For 
  Guarantees             
  ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE    Mgmt     
  VOTING             
6.1  Elect Bough Lin with Shareholder Number 3 as Director    Mgmt  For  For 
6.2  Elect Chi-wen Tsai with Shareholder Number 6 as Director  Mgmt  For  For 
6.3  Elect Wen-lung Lin with Shareholder Number 18 as Director  Mgmt  For  For 
6.4  Elect Yen-chun Chang with Shareholder Number 5 as Director  Mgmt  For  For 
6.5  Elect Wen-jung Lin with Shareholder Number 30 as Director  Mgmt  For  For 
6.6  Elect Cheng-chich Huang with Shareholder Number 1859 as  Mgmt  For  For 
  Director             
6.7  Elect Ing-dar Liu with Shareholder Number 165941 as Director  Mgmt  For  For 
6.8  Elect Jing-shan Aur with Shareholder Number 245652 as Director  Mgmt  For  For 
6.9  Elect Hsiao-yu Lo with Shareholder Number 77800 as Director  Mgmt  For  For 
6.10  Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor  Mgmt  For  For 
6.11  Elect Wen-ching Lin with Shareholder Number 36 as Supervisor  Mgmt  For  For 
6.12  Elect Yu-hu Liu with Shareholder Number 12 as Supervisor  Mgmt  For  For 
7  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Newly Elected Directors           
8  Transact Other Business (Non-Voting)      Mgmt     
 
Taiwan Cement Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
1101  22-Jun-11  Taiwan  Y8415D106  Annual  22-Apr-11  602,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1  Approve 2010 Business Operations Report and Financial    Mgmt    For  For 
  Statements               
2  Approve 2010 Allocation of Income and Dividends    Mgmt    For  For 
3  Amend Articles of Association      Mgmt    For  For 
4  Transact Other Business (Non-Voting)      Mgmt       
 
Cosmo Oil Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
5007  23-Jun-11  Japan  J08316101  Annual    31-Mar-11  92,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 8  Mgmt    For  For 
2.1  Elect Director Okabe, Keiichiro      Mgmt    For  For 
2.2  Elect Director Kimura, Yaichi      Mgmt    For  For 
2.3  Elect Director Morikawa, Keizo      Mgmt    For  For 
2.4  Elect Director Miyamoto, Satoshi      Mgmt    For  For 
2.5  Elect Director Matsumura, Hideto      Mgmt    For  For 
2.6  Elect Director Tamura, Atsuto      Mgmt    For  For 
2.7  Elect Director Kobayashi, Hisashi      Mgmt    For  For 
2.8  Elect Director Kusakabe, Isao      Mgmt    For  For 
2.9  Elect Director Mohamed Al Hamli      Mgmt    For  For 
2.10  Elect Director Nasser Alsowaidi      Mgmt    For  For 
3.1  Appoint Statutory Auditor Suzuki, Makoto      Mgmt    For  For 
3.2  Appoint Statutory Auditor Ando, Hirokazu      Mgmt    For  Against 
3.3  Appoint Statutory Auditor Suzuki, Hideo      Mgmt    For  For 
3.4  Appoint Statutory Auditor Miyamoto, Hajime    Mgmt    For  Against 
3.5  Appoint Statutory Auditor Kondo, Yoshitsugu    Mgmt    For  Against 
 
Lukoil OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  23-Jun-11  Russia  X5060T106  Annual    06-May-11  12,284  0 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

        Vote 
    Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders  Mgmt     
1  Approve Annual Report, Financial Statements, and Allocation of  Mgmt  For  For 
  Income, Including Dividends of RUB 59 per Share       
  Elect 11 Directors by Cumulative Voting  Mgmt     
2.1  Elect Vagit Alekperov as Director  Mgmt  None  Against 
2.2  Elect Igor Belikov as Director  Mgmt  None  For 
2.3  Elect Viktor Blazheyev as Director  Mgmt  None  For 
2.4  Elect Valery Grayfer as Director  Mgmt  None  Against 
2.5  Elect German Gref as Director  Mgmt  None  For 
2.6  Elect Igor Ivanov as Director  Mgmt  None  For 
2.7  Elect Ravil Maganov as Director  Mgmt  None  Against 
2.8  Elect Richard Matzke as Director  Mgmt  None  For 
2.9  Elect Sergey Mikhaylov as Director  Mgmt  None  Against 
2.10  Elect Mark Mobius as Director  Mgmt  None  For 
2.11  Elect Guglielmo Antonio Claudio Moscato as Director  Mgmt  None  For 
2.12  Elect Aleksandr Shokhin as Director  Mgmt  None  For 
3  Elect Vagit Alekperov as President  Mgmt  For  For 
  Elect Three Members of Audit Commission  Mgmt     
4.1  Elect Pavel Kondratyev as Member of Audit Commission  Mgmt  For  For 
4.2  Elect Vladimir Nikitenko as Member of Audit Commission  Mgmt  For  For 
4.3  Elect Mikhail Shendrik as Member of Audit Commission  Mgmt  For  For 
5.1  Approve Remuneration of Directors  Mgmt  For  For 
5.2  Approve Remuneration of Newly Elected Directors  Mgmt  For  For 
6.1  Approve Remuneration of Members of Audit Commission  Mgmt  For  For 
6.2  Approve Remuneration of Newly Elected Members of Audit  Mgmt  For  For 
  Commission       
7  Ratify ZAO KPMG as Auditor  Mgmt  For  For 
8  Approve New Edition of Charter  Mgmt  For  For 
9  Amend Regulations on General Meetings  Mgmt  For  For 
10  Approve Related-Party Transaction with OAO Kapital  Mgmt  For  For 
  Strakhovanie Re: Liability Insurance for Directors, Officers, and       
  Corporations       

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Chunghwa Telecom Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
2412  24-Jun-11  Taiwan  Y1613J108  Annual  25-Apr-11  211,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial  Mgmt    For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends  Mgmt    For  For 
 
Hitachi Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
6501  24-Jun-11  Japan  J20454112  Annual  31-Mar-11  152,000  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Management Proposals      Mgmt       
1.1  Elect Director Kawamura, Takashi    Mgmt    For  For 
1.2  Elect Director Ota, Yoshie    Mgmt    For  For 
1.3  Elect Director Ohashi, Mitsuo    Mgmt    For  For 
1.4  Elect Director Katsumata, Nobuo    Mgmt    For  For 
1.5  Elect Director Motobayashi, Toru    Mgmt    For  Against 
1.6  Elect Director Ono, Isao    Mgmt    For  For 
1.7  Elect Director Stephen Gomersall    Mgmt    For  For 
1.8  Elect Director Sakiyama, Tadamichi    Mgmt    For  For 
1.9  Elect Director Sumikawa, Masaharu    Mgmt    For  For 
1.10  Elect Director Nakanishi, Hiroaki    Mgmt    For  For 
1.11  Elect Director Nakamura, Michiharu    Mgmt    For  For 
1.12  Elect Director Hacchoji, Takashi    Mgmt    For  For 
1.13  Elect Director Miyoshi, Takashi    Mgmt    For  For 
  Shareholder Proposal      Mgmt       
2  Remove Director Miyoshi, Takashi from Office  SH    Against  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

Itochu Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8001  24-Jun-11  Japan  J2501P104  Annual  31-Mar-11  78,700  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 9  Mgmt  For  For 
2  Amend Articles To Indemnify Directors      Mgmt  For  For 
3.1  Elect Director Kobayashi, Eizo      Mgmt  For  For 
3.2  Elect Director Okafuji, Masahiro      Mgmt  For  For 
3.3  Elect Director Kobayashi, Yoichi      Mgmt  For  For 
3.4  Elect Director Akamatsu, Yoshio      Mgmt  For  For 
3.5  Elect Director Aoki, Yoshihisa      Mgmt  For  For 
3.6  Elect Director Seki, Tadayuki      Mgmt  For  For 
3.7  Elect Director Okada, Kenji      Mgmt  For  For 
3.8  Elect Director Takayanagi, Koji      Mgmt  For  For 
3.9  Elect Director Kikuchi, Satoshi      Mgmt  For  For 
3.10  Elect Director Matsushima, Toru      Mgmt  For  For 
3.11  Elect Director Nakamura, Ichiro      Mgmt  For  For 
3.12  Elect Director Okamoto, Hitoshi      Mgmt  For  For 
3.13  Elect Director Kawamoto, Yuuko      Mgmt  For  For 
3.14  Elect Director Sugimoto, Kazuyuki      Mgmt  For  For 
4.1  Appoint Statutory Auditor Maeda, Kazutoshi    Mgmt  For  For 
4.2  Appoint Statutory Auditor Shimojo, Masahiro    Mgmt  For  For 
5  Approve Adjustment to Aggregate Compensation Ceiling for  Mgmt  For  For 
  Directors             
 
Mitsubishi Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8058  24-Jun-11  Japan  J43830116  Annual  31-Mar-11  17,200  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 39  Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.1  Elect Director Kojima, Yorihiko      Mgmt  For  For 
2.2  Elect Director Kobayashi, Ken      Mgmt  For  For 
2.3  Elect Director Ueda, Ryoichi      Mgmt  For  For 
2.4  Elect Director Yano, Masahide      Mgmt  For  For 
2.5  Elect Director Nabeshima, Hideyuki      Mgmt  For  For 
2.6  Elect Director Nakahara, Hideto      Mgmt  For  For 
2.7  Elect Director Fujimura, Kiyoshi      Mgmt  For  For 
2.8  Elect Director Nagai, Yasuo      Mgmt  For  For 
2.9  Elect Director Nomakuchi, Tamotsu      Mgmt  For  For 
2.10  Elect Director Ito, Kunio      Mgmt  For  For 
2.11  Elect Director Tsukuda, Kazuo      Mgmt  For  Against 
2.12  Elect Director Kato, Ryozo      Mgmt  For  For 
2.13  Elect Director Konno, Hidehiro      Mgmt  For  For 
3  Appoint Statutory Auditor Noma, Osamu      Mgmt  For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
 
Mitsui & Co.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8031  24-Jun-11  Japan  J44690139  Annual  31-Mar-11  77,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 27  Mgmt  For  For 
2.1  Elect Director Utsuda, Shoei      Mgmt  For  For 
2.2  Elect Director Iijima, Masami      Mgmt  For  For 
2.3  Elect Director Tanaka, Seiichi      Mgmt  For  For 
2.4  Elect Director Omae, Takao      Mgmt  For  For 
2.5  Elect Director Komai, Masayoshi      Mgmt  For  For 
2.6  Elect Director Kawashima, Fuminobu      Mgmt  For  For 
2.7  Elect Director Saiga, Daisuke      Mgmt  For  For 
2.8  Elect Director Okada, Joji      Mgmt  For  For 
2.9  Elect Director Kinoshita, Masayuki      Mgmt  For  For 
2.10  Elect Director Matsubara, Nobuko      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.11  Elect Director Nonaka, Ikujiro    Mgmt    For  For 
2.12  Elect Director Hirabayashi, Hiroshi    Mgmt    For  For 
2.13  Elect Director Muto, Toshiro    Mgmt    For  For 
3.1  Appoint Statutory Auditor Miura, Satoru    Mgmt    For  For 
3.2  Appoint Statutory Auditor Murakami, Motonori  Mgmt    For  For 
 
SKY Perfect JSAT Holdings Inc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
9412  24-Jun-11  Japan  J75606103  Annual  31-Mar-11  1,149  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Nishiyama, Shigeki    Mgmt    For  For 
1.2  Elect Director Takada, Shinji    Mgmt    For  For 
1.3  Elect Director Nito, Masao    Mgmt    For  For 
1.4  Elect Director Inoue, Osamu    Mgmt    For  For 
1.5  Elect Director Sumitomo, Hiroo    Mgmt    For  For 
1.6  Elect Director Shimizu, Toshikuni    Mgmt    For  For 
1.7  Elect Director Nakatani, Iwao    Mgmt    For  For 
1.8  Elect Director Mori, Masakatsu    Mgmt    For  For 
1.9  Elect Director Otsuka, Hiromasa    Mgmt    For  Against 
1.10  Elect Director Iijima, Kazunobu    Mgmt    For  For 
1.11  Elect Director Manabe, Kohei    Mgmt    For  For 
1.12  Elect Director Koide, Kanji    Mgmt    For  For 
1.13  Elect Director Murata, Taichi    Mgmt    For  For 
2.1  Appoint Statutory Auditor Hirabayashi, Ryoji  Mgmt    For  For 
2.2  Appoint Statutory Auditor Katsushima, Toshiaki  Mgmt    For  Against 
2.3  Appoint Statutory Auditor Takeda, Shinji    Mgmt    For  Against 
 
Sumitomo Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
8053  24-Jun-11  Japan  J77282119  Annual  31-Mar-11  86,800  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 20  Mgmt  For  For 
2.1  Elect Director Oka, Motoyuki      Mgmt  For  For 
2.2  Elect Director Kato, Susumu      Mgmt  For  For 
2.3  Elect Director Omori, Kazuo      Mgmt  For  For 
2.4  Elect Director Arai, Shunichi      Mgmt  For  For 
2.5  Elect Director Moriyama, Takahiro      Mgmt  For  For 
2.6  Elect Director Hamada, Toyosaku      Mgmt  For  For 
2.7  Elect Director Nakamura, Kuniharu      Mgmt  For  For 
2.8  Elect Director Kawahara, Takuro      Mgmt  For  For 
2.9  Elect Director Osawa, Yoshio      Mgmt  For  For 
2.10  Elect Director Abe, Yasuyuki      Mgmt  For  For 
2.11  Elect Director Sasaki, Shinichi      Mgmt  For  For 
2.12  Elect Director Doi, Masayuki      Mgmt  For  For 
3  Approve Annual Bonus Payment to Directors    Mgmt  For  For 
4  Approve Stock Option Plan      Mgmt  For  For 
5  Approve Deep Discount Stock Option Plan    Mgmt  For  For 
 
Takeda Pharmaceutical Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
4502  24-Jun-11  Japan  J8129E108  Annual  31-Mar-11  25,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 90  Mgmt  For  For 
2.1  Elect Director Hasegawa, Yasuchika      Mgmt  For  For 
2.2  Elect Director Yoshida, Toyoji      Mgmt  For  For 
2.3  Elect Director Yamanaka, Yasuhiko      Mgmt  For  For 
2.4  Elect Director Okawa, Shigenori      Mgmt  For  For 
2.5  Elect Director Frank Morich      Mgmt  For  For 
2.6  Elect Director Yamada, Tadataka      Mgmt  For  For 
2.7  Elect Director Sudo, Fumio      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.8  Elect Director Kojima, Yorihiko      Mgmt    For  For 
3  Appoint Statutory Auditor Sakurada, Teruo    Mgmt    For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt    For  For 
 
Daiichi Sankyo Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
4568  27-Jun-11  Japan  J11257102  Annual  31-Mar-11  47,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 30  Mgmt    For  For 
2.1  Elect Director Shoda, Takashi      Mgmt    For  For 
2.2  Elect Director Nakayama, Joji      Mgmt    For  For 
2.3  Elect Director Une, Tsutomu      Mgmt    For  For 
2.4  Elect Director Ogita, Takeshi      Mgmt    For  For 
2.5  Elect Director Hirokawa, Kazunori      Mgmt    For  For 
2.6  Elect Director Okimoto, Takashi      Mgmt    For  For 
2.7  Elect Director Hirabayashi, Hiroshi      Mgmt    For  For 
2.8  Elect Director Ishihara, Kunio      Mgmt    For  For 
2.9  Elect Director Anzai, Yuuichiro      Mgmt    For  For 
2.10  Elect Director Sato, Yuuki      Mgmt    For  For 
3.1  Appoint Statutory Auditor Koike, Kazuo      Mgmt    For  For 
3.2  Appoint Statutory Auditor Chiba, Takashi      Mgmt    For  For 
4  Approve Annual Bonus Payment to Directors    Mgmt    For  For 
 
Inmet Mining Corporation
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
IMN  27-Jun-11  Canada  457983104  Annual/Special  18-May-11  11,400  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1.1  Elect Director Yilmaz Arguden      Mgmt    For  For 
1.2  Elect Director David R. Beatty      Mgmt    For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

1.3  Elect Director John C. Eby      Mgmt    For  For 
1.4  Elect Director John H. Clappison      Mgmt    For  For 
1.5  Elect Director Paul E. Gagne      Mgmt    For  For 
1.6  Elect Director Oyvind Hushovd      Mgmt    For  For 
1.7  Elect Director Thomas E. Mara      Mgmt    For  For 
1.8  Elect Director Jochen E. Tilk      Mgmt    For  For 
1.9  Elect Director Douglas W. G. Whitehead      Mgmt    For  For 
2  Ratify KPMG LLP as Auditors      Mgmt    For  For 
3  Approve Share Option Plan      Mgmt    For  For 
 
Bank of Communications Co., Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
601328  28-Jun-11  Hong Kong  Y06988110  Annual  27-May-11  748,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Report of Board of Directors      Mgmt    For  For 
2  Approve Report of Supervisory Committee    Mgmt    For  For 
3  Approve Audited Accounts of the Bank      Mgmt    For  For 
4  Approve Fixed Asset Investment Plan      Mgmt    For  For 
5  Appoint Deloitte Touche Tohmatsu and Deloitte Touche    Mgmt    For  For 
  Tohmatsu CPA Ltd. as International and Domestic Auditors,         
  Respectively, and Authorize Board to Fix Their Remuneration         
6  Approve Connected Transaction with a Related Party    Mgmt    For  For 
7a  Elect Du Yuemei as Non-Executive Director    Mgmt    For  For 
7b  Elect Ma Qiang as Non-Executive Director      Mgmt    For  For 
7c  Elect Bu Zhaogang as Non-Executive Director    Mgmt    For  For 
7d  Elect Choi Yiu Kwan as Independent Non-Executive Director  Mgmt    For  For 
8  Approve Remuneration Plan for Directors and Supervisors    SH    For  For 
9  Approve Profit Distribution Plan      Mgmt    For  For 
 
Daito Trust Construction Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
1878  28-Jun-11  Japan  J11151107  Annual  31-Mar-11  6,200  0 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 131  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  For 
3.1  Elect Director Minabe, Isao      Mgmt  For  For 
3.2  Elect Director Kumakiri, Naomi      Mgmt  For  For 
3.3  Elect Director Inada, Akio      Mgmt  For  For 
3.4  Elect Director Asano, Hideki      Mgmt  For  For 
3.5  Elect Director Igawa, Takashi      Mgmt  For  For 
3.6  Elect Director Nakaita, Hideyuki      Mgmt  For  For 
3.7  Elect Director Kadouchi, Hitoshi      Mgmt  For  For 
3.8  Elect Director Nakada, Shuuji      Mgmt  For  For 
3.9  Elect Director Kawaguchi, Hiroshi      Mgmt  For  For 
3.10  Elect Director Nishimura, Tomoyuki      Mgmt  For  For 
3.11  Elect Director Sasamoto, Yuujiro      Mgmt  For  For 
3.12  Elect Director Marcus Merner      Mgmt  For  For 
4  Approve Retirement Bonuses and Special Payments in    Mgmt  For  For 
  Connection with Abolition of Retirement Bonus System         
5  Approve Deep Discount Stock Option Plan    Mgmt  For  For 
 
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
2886  28-Jun-11  Taiwan  Y59456106  Annual  29-Apr-11  1,149,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve 2010 Business Operations Report and Financial    Mgmt  For  For 
  Statements             
2  Approve 2010 Allocation of Income and Dividends    Mgmt  For  For 
3  Approve Capitalization of Income and Dividends and Issuance of  Mgmt  For  For 
  New Shares             
4  Amend Articles of Association      Mgmt  For  For 
5  Approve Release of Restrictions of Competitive Activities of  Mgmt  For  For 
  Directors             

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
Heiwa Corp.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
6412  29-Jun-11  Japan  J19194109  Annual  31-Mar-11  31,600  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 35  Mgmt  For  For 
2  Amend Articles To Amend Business Lines      Mgmt  For  For 
 
Mitsubishi UFJ Financial Group
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8306  29-Jun-11  Japan  J44497105  Annual  31-Mar-11  119,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 6  Mgmt  For  For 
2.1  Elect Director Okihara, Takamune      Mgmt  For  For 
2.2  Elect Director Okauchi, Kinya      Mgmt  For  For 
2.3  Elect Director Nagayasu, Katsunori      Mgmt  For  For 
2.4  Elect Director Tanaka, Tatsuo      Mgmt  For  For 
2.5  Elect Director Hirano, Nobuyuki      Mgmt  For  For 
2.6  Elect Director Yuuki, Taihei      Mgmt  For  For 
2.7  Elect Director Hamakawa, Ichiro      Mgmt  For  For 
2.8  Elect Director Hasegawa, Masao      Mgmt  For  For 
2.9  Elect Director Toyoizumi, Toshiro      Mgmt  For  For 
2.10  Elect Director Teraoka, Shunsuke      Mgmt  For  For 
2.11  Elect Director Wakabayashi, Tatsuo      Mgmt  For  For 
2.12  Elect Director Oyamada, Takashi      Mgmt  For  For 
2.13  Elect Director Noguchi, Hiroyuki      Mgmt  For  For 
2.14  Elect Director Araki, Ryuuji      Mgmt  For  For 
2.15  Elect Director Watanabe, Kazuhiro      Mgmt  For  For 
2.16  Elect Director Otoshi, Takuma      Mgmt  For  For 

 



Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
3  Appoint Statutory Auditor Nemoto, Takehiko    Mgmt    For  For 
 
Nissan Motor Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
7201  29-Jun-11  Japan  J57160129  Annual  31-Mar-11  60,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 5  Mgmt    For  For 
2  Approve Stock Option Plan      Mgmt    For  Against 
3.1  Elect Director Carlos Ghosn      Mgmt    For  For 
3.2  Elect Director Shiga, Toshiyuki      Mgmt    For  For 
3.3  Elect Director Saikawa, Hiroto      Mgmt    For  For 
3.4  Elect Director Colin Dodge      Mgmt    For  For 
3.5  Elect Director Yamashita, Mitsuhiko      Mgmt    For  For 
3.6  Elect Director Carlos Tavares      Mgmt    For  For 
3.7  Elect Director Imazu, Hidetoshi      Mgmt    For  For 
3.8  Elect Director Jean Baptiste Duzan      Mgmt    For  For 
3.9  Elect Director Nakamura, Katsumi      Mgmt    For  For 
 
Sinopec Shanghai Petrochemical Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
00338  29-Jun-11  Hong Kong  Y80373106  Annual  27-May-11  1,224,000  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Work Report of Board of Directors    Mgmt    For  For 
2  Approve Work Report Supervisory Committee    Mgmt    For  For 
3  Approve Audited Financial Statements      Mgmt    For  For 
4  Approve Profit Distribution Plan      Mgmt    For  For 
5  Approve Financial Budget Report      Mgmt    For  For 
6  Reappoint KPMG Huazhen and KPMG as Domestic and    Mgmt    For  For 
  International Auditors, Respectively, and Authorize Board to Fix       
  Their Remuneration               

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
  Elect Eight Non-Independent Directors by Cumulative Voting  Mgmt     
7a1  Elect Rong Guangdao as Non-Independent Director    Mgmt  For  For 
7a2  Elect Wang Zhiqing as Non-Independent Director    Mgmt  For  For 
7a3  Elect Wu Haijun as Non-Independent Director    Mgmt  For  For 
7a4  Elect Li Honggen as Non-Independent Director    Mgmt  For  For 
7a5  Elect Shi Wei as Non-Independent Director    Mgmt  For  For 
7a6  Elect Ye Guohua as Non-Independent Director    Mgmt  For  Against 
7a7  Elect Lei Dianwu as Non-Independent Director    Mgmt  For  For 
7a8  Elect Xiang Hanyin as Non-Independent Director    Mgmt  For  Against 
  Elect Four Independent Non-Executive Directors by Cumulative  Mgmt     
  Voting             
7b1  Elect Shen Liqiang as Independent Non-Executive Director  Mgmt  For  Against 
7b2  Elect Jin Mingda as Independent Non-Executive Director    Mgmt  For  For 
7b3  Elect Wang Yongshou as Independent Non-Executive Director  Mgmt  For  For 
7b4  Elect Cai Tingji as Independent Non-Executive Director    Mgmt  For  For 
8a  Elect Gao Jinping as Supervisor      Mgmt  For  For 
8b  Elect Zhai Yalin as Supervisor      Mgmt  For  For 
8c  Elect Wang Liqun as Supervisor      Mgmt  For  For 
8d  Elect Chen Xinyuan as Supervisor      Mgmt  For  For 
8e  Elect Zhou Yunnong as Supervisor      Mgmt  For  For 
 
Sumitomo Mitsui Financial Group, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
8316  29-Jun-11  Japan  J7771X109  Annual  31-Mar-11  27,100  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Allocation of Income, with a Final Dividend of JPY 50 for  Mgmt  For  For 
  Ordinary Shares             
2.1  Elect Director Oku, Masayuki      Mgmt  For  For 
2.2  Elect Director Kunibe, Takeshi      Mgmt  For  For 
2.3  Elect Director Kubo, Tetsuya      Mgmt  For  For 
2.4  Elect Director Nakanishi, Satoru      Mgmt  For  For 
2.5  Elect Director Jyono, Kazuya      Mgmt  For  For 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.6  Elect Director Danno, Koichi      Mgmt  For  For 
2.7  Elect Director Ito, Yujiro      Mgmt  For  For 
2.8  Elect Director Fuchizaki, Masahiro      Mgmt  For  For 
2.9  Elect Director Iwamoto, Shigeru      Mgmt  For  For 
2.10  Elect Director Nomura, Kuniaki      Mgmt  For  For 
3.1  Appoint Statutory Auditor Mizoguchi, Jun      Mgmt  For  For 
3.2  Appoint Statutory Auditor Kawaguchi, Shin    Mgmt  For  For 
 
Gazprom OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  30-Jun-11  Russia  X7204C106  Annual  12-May-11  155,796  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Annual Report        Mgmt  For  For 
2  Approve Financial Statements      Mgmt  For  For 
3  Approve Allocation of Income      Mgmt  For  For 
4  Approve Dividends of RUB 3.85 per Share    Mgmt  For  For 
5  Ratify ZAO PricewaterhouseCoopers as Auditor    Mgmt  For  For 
6  Amend Charter        Mgmt  For  For 
7  Approve Remuneration of Directors      Mgmt  For  Against 
8  Approve Remuneration of Members of Audit Commission    Mgmt  For  For 
  Approve 123 Related-Party Transactions      Mgmt     
9.1  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Agreements             
9.2  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Agreements             
9.3  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Agreements             
9.4  Approve Related-Party Transaction with State Corporation 'Bank  Mgmt  For  For 
  for Development and Foreign Economic Affairs         
  (Vnesheconombank)' Re: Loan Agreements         
9.5  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Facility Agreement           
9.6  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Facility Agreement           

 



Vote Summary Report       
 
Report was run from: 7/1/10 to 6/30/11       
 
Location(s): Principal Global Investors       
 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
9.7  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Facility Agreement       
 
9.8  Approve Related-Party Transaction with OAO Bank Rossiya Re:  Mgmt  For  For 
  Loan Facility Agreement       
 
9.9  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Transfer of Funds       
 
9.10  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on       
  Transfer of Funds       
 
9.11  Approve Related-Party Transaction with OAO Gazprombank,  Mgmt  For  For 
  OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya       
  Re: Agreements on Using Electronic Payments System       
 
 
9.12  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Foreign Currency Purchase/Sale       
 
9.13  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.14  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Agreement on Guarantees to Tax Authorities       
 
9.15  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.16  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Surgutsky Condensate Stabilization Plant       
 
9.17  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Temporary Possession and Use of       
  Wells and Equipment within Eastern Segment of Orenburgskoye       
  Oil and Gas-condensate Field       
 
9.18  Approve Related-Party Transaction with DOAO Tsentrenergogaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of Building       
  and Equipment       
 
9.19  Approve Related-Party Transaction with OAO Tsentrgaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Preventative       
  Clinic Facilities       
 
9.20  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Experimental Prototypes of Gas-using Equipment Located in       
  Rostov and Kemerovo Regions       
 
9.21  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Non-residential       
  Premises       
 
9.22  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Neftekhim Salavat Re: Agreement on Temporary Possession and       
  Use of Gas Condensate Pipeline       
 
9.23  Approve Related-Party Transaction with OAO Vostokgazprom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.24  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Special-Purpose Communications Installation       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9.25  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.26  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Temporary Possession and Use of       
  Software and Hardware Solutions       
 
9.27  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       
 
9.28  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Temporary Possession and Use of ERP       
  Software and Equipment Complex       
 
9.29  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       
 
9.30  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsiya Re: Agreement on Temporary Possession and       
  Use of Software and Hardware Solutions       
 
9.31  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Temporary Possession and Use       
  of ERP Software and Equipment Complex       
 
9.32  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of       
  Communications Facilities       
 
9.33  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Temporary Possession       
  and Use of Property Complex of Gas Distribution System       
 
9.34  Approve Related-Party Transaction with OAO Druzhba Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Druzhba Vacation Center       
 
9.35  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Guarantee Agreements to Customs Authorities       
 
9.36  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.37  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.38  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.39  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.40  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.41  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Sale of Commercial Products Owned by       
  Gazprom       
 
9.42  Approve Related-Party Transaction with ZAO Northgas Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.43  Approve Related-Party Transaction with OAO Severneftegazprom  Mgmt  For  For 
  Re: Agreement on Delivery of Gas       
 
9.44  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Delivery of Crude Oil       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9.45  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.46  Approve Related-Party Transaction with OAO Tomskgazprom Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.47  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.48  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.49  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.50  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Arranging of Injection and Storage of Gas       
 
9.51  Approve Related-Party Transaction with a/s Latvijas Gaze Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.52  Approve Related-Party Transaction with AB Lietuvos Dujos Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.53  Approve Related-Party Transaction with UAB Kauno  Mgmt  For  For 
  Termofikacijos Elektrine Re: Agreement on Purchase of Gas       
 
9.54  Approve Related-Party Transaction with MoldovaGaz SA Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.55  Approve Related-Party Transaction with KazRosGaz LLP Re:  Mgmt  For  For 
  Agreement on Sale of Gas       
 
9.56  Approve Related-Party Transaction with GAZPROM Germania  Mgmt  For  For 
  GmbH Re: Agreement on Transportation of Gas       
 
9.57  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.58  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Start-Up and Commissioning Work       
 
9.59  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Start-Up and Commissioning       
  Work       
 
9.60  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.61  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsia Re: Agreement on Provision of Services Related to       
  Supplies of Well Repair Equipment for Gazprom's Specialized       
  Subsidiaries       
 
9.62  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Investment Projects       
 
9.63  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.64  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Investment Projects       
 
9.65  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Investment Projects       
 
9.66  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.67  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Investment Projects       

 



Vote Summary Report       
 
Report was run from: 7/1/10 to 6/30/11       
 
Location(s): Principal Global Investors       
 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
9.68  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.69  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Property Insurance       
 
9.70  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Life, Health, and Individual Property Insurance       
 
9.71  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.72  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.73  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Liability Insurance to Members of Board of       
  Directors and Management Board       
 
9.74  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance in Connection with Customs Operations       
 
 
9.75  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Transporation Vehicle Owned by       
  OAO Gazprom       
 
9.76  Approve Related-Party Transaction with Multiple Parties Re:  Mgmt  For  For 
  Agreeements on Arranging Stocktaking of Property       
 
9.77  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.78  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Cost Analysis of Design and Surveying Works       
  for OAO Gazprom       
 
9.79  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreements on Implementation of Programs for Scientific       
  and Technical Cooperation       
 
9.80  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.81  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.82  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.83  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.84  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.85  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.86  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Maintaining Information Portal for Office for       
  Conversion to Gas Services and Gas Uses       
 
9.87  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.88  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Preparation of Proposals to Enlist Partner       
  Companies in Development of Hydrocarbon Fields       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9.89  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.90  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Services Regarding Conduct of Analysis and       
  Preparation of Proposals       
 
9.91  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.92  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.93  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.94  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.95  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.96  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.97  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.98  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.99  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.100  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.101  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.102  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.103  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.104  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.105  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.106  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.107  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.108  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.109  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Transfer of Inclusive Invention Rights       
 
9.110  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services Regarding Conversion of       
  Russian Federation's Regions to Use of Gas       
 
9.111  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Updating Information       

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
9.112  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Production of       
  Reference Book in Legislative and Other Legal Regulation of Gas       
  Distribution Operations       
9.113  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Consulting Services       
9.114  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Provision of Services       
  Regarding Production of Report on Rehabilitation of Facilities       
  Constituting Part of Moscow Gas Pipeline Ring       
9.115  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Organization and Conduct       
  of Conference on Distribution and Consumption of Gas       
 
9.116  Approve Related-Party Transaction with ZAO Yamalgazinvest,  Mgmt  For  For 
  ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and       
  Gazpromipoteka Foundation Re: License to Use OAO Gazprom's       
  Trademarks       
9.117  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  License to Use OAO Gazprom's Trademarks       
9.118  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re:       
  License to Use OAO Gazprom's Trademarks       
9.119  Approve Related-Party Transaction with Gazprom EP  Mgmt  For  For 
  International B.V. Re: License to Use OAO Gazprom's       
  Trademarks       
9.120  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreements on Delivery of Gas       
9.121  Approve Related-Party Transaction with OOO Beltransgaz Re:  Mgmt  For  For 
  Agreements on Sale/Purchase of Gas       
9.122  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreements on Temporary Possession and Use of Railway Line       
 
9.123  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Guarantees to Customs Authorities       
  Elect 11 Directors by Cumulative Voting  Mgmt     
10.1  Elect Andrey Akimov as Director  Mgmt  None  Against 
10.2  Elect Alexandr Ananenkov as Director  Mgmt  For  Against 
10.3  Elect Farit Gazizullin as Director  Mgmt  None  Against 
10.4  Elect Viktor Zubkov as Director  Mgmt  None  Against 
10.5  Elect Elena Karpel as Director  Mgmt  For  Against 
10.6  Elect Aleksey Miller as Director  Mgmt  For  Against 
10.7  Elect Valery Musin as Director  Mgmt  None  For 
10.8  Elect Elvira Nabiullina as Director  Mgmt  None  Against 
10.9  Elect Mikhail Sereda as Director  Mgmt  For  Against 
10.10  Elect Sergey Shmatko as Director  Mgmt  None  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

10.11  Elect Igor Yusufov as Director  Mgmt  None  Against 
  Elect Nine Members of Audit Commission  Mgmt     
11.1  Elect Dmitry Arkhipov as Member of Audit Commission  Mgmt  None  For 
11.2  Elect Andrey Belobrov as Member of Audit Commission  Mgmt  None  Against 
11.3  Elect Vadim Bikulov as Member of Audit Commission  Mgmt  None  For 
11.4  Elect Aleksey Mironov as Member of Audit Commission  Mgmt  None  Against 
11.5  Elect Lidiya Morozova as Member of Audit Commission  Mgmt  None  Against 
11.6  Elect Anna Nesterova as Member of Audit Commission  Mgmt  None  Against 
11.7  Elect Yury Nosov as Member of Audit Commission  Mgmt  None  For 
11.8  Elect Karen Oganyan as Member of Audit Commission  Mgmt  None  Against 
11.9  Elect Konstantin Pesotsky as Member of Audit Commission  Mgmt  None  For 
11.10  Elect Maria Tikhonova as Member of Audit Commission  Mgmt  None  For 
11.11  Elect Aleksandr Yugov as Member of Audit Commission  Mgmt  None  For 
        Vote 
    Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders  Mgmt     
1  Approve Annual Report  Mgmt  For  For 
2  Approve Financial Statements  Mgmt  For  For 
3  Approve Allocation of Income  Mgmt  For  For 
4  Approve Dividends of RUB 3.85 per Share  Mgmt  For  For 
5  Ratify ZAO PricewaterhouseCoopers as Auditor  Mgmt  For  For 
6  Amend Charter  Mgmt  For  For 
7  Approve Remuneration of Directors  Mgmt  For  Against 
8  Approve Remuneration of Members of Audit Commission  Mgmt  For  For 
  Approve 123 Related-Party Transactions  Mgmt     
9.1  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Agreements       
9.2  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Agreements       
9.3  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Agreements       
9.4  Approve Related-Party Transaction with State Corporation 'Bank  Mgmt  For  For 
  for Development and Foreign Economic Affairs       
  (Vnesheconombank)' Re: Loan Agreements       
9.5  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Loan Facility Agreement       
9.6  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Loan Facility Agreement       

 



Vote Summary Report       
 
Report was run from: 7/1/10 to 6/30/11       
 
Location(s): Principal Global Investors       
 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
9.7  Approve Related-Party Transaction with OAO Bank VTB Re: Loan  Mgmt  For  For 
  Facility Agreement       
 
9.8  Approve Related-Party Transaction with OAO Bank Rossiya Re:  Mgmt  For  For 
  Loan Facility Agreement       
 
9.9  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Transfer of Funds       
 
9.10  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on       
  Transfer of Funds       
 
9.11  Approve Related-Party Transaction with OAO Gazprombank,  Mgmt  For  For 
  OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya       
  Re: Agreements on Using Electronic Payments System       
 
 
9.12  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Foreign Currency Purchase/Sale       
 
9.13  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.14  Approve Related-Party Transaction with OAO Sberbank of Russia  Mgmt  For  For 
  Re: Agreement on Guarantees to Tax Authorities       
 
9.15  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Guarantees to Tax Authorities       
 
9.16  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Surgutsky Condensate Stabilization Plant       
 
9.17  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Temporary Possession and Use of       
  Wells and Equipment within Eastern Segment of Orenburgskoye       
  Oil and Gas-condensate Field       
 
9.18  Approve Related-Party Transaction with DOAO Tsentrenergogaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of Building       
  and Equipment       
 
9.19  Approve Related-Party Transaction with OAO Tsentrgaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Preventative       
  Clinic Facilities       
 
9.20  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Experimental Prototypes of Gas-using Equipment Located in       
  Rostov and Kemerovo Regions       
 
9.21  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Non-residential       
  Premises       
 
9.22  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Neftekhim Salavat Re: Agreement on Temporary Possession and       
  Use of Gas Condensate Pipeline       
 
9.23  Approve Related-Party Transaction with OAO Vostokgazprom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.24  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Temporary Possession and Use of       
  Special-Purpose Communications Installation       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9.25  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Special-Purpose       
  Communications Installation       
 
9.26  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Temporary Possession and Use of       
  Software and Hardware Solutions       
 
9.27  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       
 
9.28  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Temporary Possession and Use of ERP       
  Software and Equipment Complex       
 
9.29  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Software and       
  Hardware Solutions       
 
9.30  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsiya Re: Agreement on Temporary Possession and       
  Use of Software and Hardware Solutions       
 
9.31  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Temporary Possession and Use       
  of ERP Software and Equipment Complex       
 
9.32  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of       
  Communications Facilities       
 
9.33  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Temporary Possession       
  and Use of Property Complex of Gas Distribution System       
 
9.34  Approve Related-Party Transaction with OAO Druzhba Re:  Mgmt  For  For 
  Agreement on Temporary Possession and Use of Facilities of       
  Druzhba Vacation Center       
 
9.35  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Guarantee Agreements to Customs Authorities       
 
9.36  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.37  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.38  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Declaration for Customs Purposes       
 
9.39  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.40  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreement on Delivery of Gas       
 
9.41  Approve Related-Party Transaction with OOO Gazprom Export  Mgmt  For  For 
  Re: Agreement on Sale of Commercial Products Owned by       
  Gazprom       
 
9.42  Approve Related-Party Transaction with ZAO Northgas Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.43  Approve Related-Party Transaction with OAO Severneftegazprom  Mgmt  For  For 
  Re: Agreement on Delivery of Gas       
 
9.44  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Delivery of Crude Oil       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9.45  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Delivery of Gas       
 
9.46  Approve Related-Party Transaction with OAO Tomskgazprom Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.47  Approve Related-Party Transaction with OOO Mezhregiongaz Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.48  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.49  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Transportation of Gas       
 
9.50  Approve Related-Party Transaction with OAO NOVATEK Re:  Mgmt  For  For 
  Agreement on Arranging of Injection and Storage of Gas       
 
9.51  Approve Related-Party Transaction with a/s Latvijas Gaze Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.52  Approve Related-Party Transaction with AB Lietuvos Dujos Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.53  Approve Related-Party Transaction with UAB Kauno  Mgmt  For  For 
  Termofikacijos Elektrine Re: Agreement on Purchase of Gas       
 
9.54  Approve Related-Party Transaction with MoldovaGaz SA Re:  Mgmt  For  For 
  Agreement on Purchase of Gas       
 
9.55  Approve Related-Party Transaction with KazRosGaz LLP Re:  Mgmt  For  For 
  Agreement on Sale of Gas       
 
9.56  Approve Related-Party Transaction with GAZPROM Germania  Mgmt  For  For 
  GmbH Re: Agreement on Transportation of Gas       
 
9.57  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.58  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Start-Up and Commissioning Work       
 
9.59  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Start-Up and Commissioning       
  Work       
 
9.60  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Start-Up and Commissioning Work       
 
9.61  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Komplektatsia Re: Agreement on Provision of Services Related to       
  Supplies of Well Repair Equipment for Gazprom's Specialized       
  Subsidiaries       
 
9.62  Approve Related-Party Transaction with OAO Gazprom Space  Mgmt  For  For 
  Systems Re: Agreement on Investment Projects       
 
9.63  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.64  Approve Related-Party Transaction with ZAO Gazprom Neft  Mgmt  For  For 
  Orenburg Re: Agreement on Investment Projects       
 
9.65  Approve Related-Party Transaction with ZAO Gazprom Invest  Mgmt  For  For 
  Yug Re: Agreement on Investment Projects       
 
9.66  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.67  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Tsentrremont Re: Agreement on Investment Projects       

 



Vote Summary Report       
 
Report was run from: 7/1/10 to 6/30/11       
 
Location(s): Principal Global Investors       
 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
 
9.68  Approve Related-Party Transaction with ZAO Gaztelecom Re:  Mgmt  For  For 
  Agreement on Investment Projects       
 
9.69  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Property Insurance       
 
9.70  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Life, Health, and Individual Property Insurance       
 
9.71  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.72  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Gazprom's Employees       
 
9.73  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Liability Insurance to Members of Board of       
  Directors and Management Board       
 
9.74  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance in Connection with Customs Operations       
 
 
9.75  Approve Related-Party Transaction with OAO SOGAZ Re:  Mgmt  For  For 
  Agreement on Insurance of Transporation Vehicle Owned by       
  OAO Gazprom       
 
9.76  Approve Related-Party Transaction with Multiple Parties Re:  Mgmt  For  For 
  Agreeements on Arranging Stocktaking of Property       
 
9.77  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.78  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Cost Analysis of Design and Surveying Works       
  for OAO Gazprom       
 
9.79  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreements on Implementation of Programs for Scientific       
  and Technical Cooperation       
 
9.80  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.81  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.82  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.83  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.84  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.85  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.86  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Maintaining Information Portal for Office for       
  Conversion to Gas Services and Gas Uses       
 
9.87  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.88  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Preparation of Proposals to Enlist Partner       
  Companies in Development of Hydrocarbon Fields       

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

9.89  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.90  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Services Regarding Conduct of Analysis and       
  Preparation of Proposals       
 
9.91  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.92  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.93  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.94  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.95  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.96  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.97  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.98  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.99  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.100  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.101  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.102  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.103  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.104  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.105  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.106  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.107  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.108  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Research Work for OAO Gazprom       
 
9.109  Approve Related-Party Transaction with ZAO Yamalgazinvest Re:  Mgmt  For  For 
  Agreement on Transfer of Inclusive Invention Rights       
 
9.110  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services Regarding Conversion of       
  Russian Federation's Regions to Use of Gas       
 
9.111  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Updating Information       

 



Vote Summary Report       
Report was run from: 7/1/10 to 6/30/11       
Location(s): Principal Global Investors       
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
9.112  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Services on Production of       
  Reference Book in Legislative and Other Legal Regulation of Gas       
  Distribution Operations       
9.113  Approve Related-Party Transaction with OAO Gazprom Promgaz  Mgmt  For  For 
  Re: Agreement on Provision of Consulting Services       
9.114  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Provision of Services       
  Regarding Production of Report on Rehabilitation of Facilities       
  Constituting Part of Moscow Gas Pipeline Ring       
9.115  Approve Related-Party Transaction with OAO Gazprom  Mgmt  For  For 
  Gazoraspredeleniye Re: Agreement on Organization and Conduct       
  of Conference on Distribution and Consumption of Gas       
 
9.116  Approve Related-Party Transaction with ZAO Yamalgazinvest,  Mgmt  For  For 
  ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and       
  Gazpromipoteka Foundation Re: License to Use OAO Gazprom's       
  Trademarks       
9.117  Approve Related-Party Transaction with OAO Gazprom Neft Re:  Mgmt  For  For 
  License to Use OAO Gazprom's Trademarks       
9.118  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re:       
  License to Use OAO Gazprom's Trademarks       
9.119  Approve Related-Party Transaction with Gazprom EP  Mgmt  For  For 
  International B.V. Re: License to Use OAO Gazprom's       
  Trademarks       
9.120  Approve Related-Party Transaction with OOO Gazprom  Mgmt  For  For 
  Mezhregiongaz Re: Agreements on Delivery of Gas       
9.121  Approve Related-Party Transaction with OOO Beltransgaz Re:  Mgmt  For  For 
  Agreements on Sale/Purchase of Gas       
9.122  Approve Related-Party Transaction with OOO Gazpromtrans Re:  Mgmt  For  For 
  Agreements on Temporary Possession and Use of Railway Line       
 
9.123  Approve Related-Party Transaction with OAO Gazprombank Re:  Mgmt  For  For 
  Agreements on Guarantees to Customs Authorities       
  Elect 11 Directors by Cumulative Voting  Mgmt     
10.1  Elect Andrey Akimov as Director  Mgmt  None  Against 
10.2  Elect Alexandr Ananenkov as Director  Mgmt  For  Against 
10.3  Elect Farit Gazizullin as Director  Mgmt  None  Against 
10.4  Elect Viktor Zubkov as Director  Mgmt  None  Against 
10.5  Elect Elena Karpel as Director  Mgmt  For  Against 
10.6  Elect Aleksey Miller as Director  Mgmt  For  Against 
10.7  Elect Valery Musin as Director  Mgmt  None  For 
10.8  Elect Elvira Nabiullina as Director  Mgmt  None  Against 
10.9  Elect Mikhail Sereda as Director  Mgmt  For  Against 
10.10  Elect Sergey Shmatko as Director  Mgmt  None  Against 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE   
 
10.11  Elect Igor Yusufov as Director      Mgmt  None  Against 
  Elect Nine Members of Audit Commission      Mgmt     
11.1  Elect Dmitry Arkhipov as Member of Audit Commission    Mgmt  None  For 
11.2  Elect Andrey Belobrov as Member of Audit Commission    Mgmt  None  Do Not Vote 
11.3  Elect Vadim Bikulov as Member of Audit Commission    Mgmt  None  For 
11.4  Elect Aleksey Mironov as Member of Audit Commission    Mgmt  None  Do Not Vote 
11.5  Elect Lidiya Morozova as Member of Audit Commission    Mgmt  None  Do Not Vote 
11.6  Elect Anna Nesterova as Member of Audit Commission    Mgmt  None  Do Not Vote 
11.7  Elect Yury Nosov as Member of Audit Commission    Mgmt  None  For 
11.8  Elect Karen Oganyan as Member of Audit Commission    Mgmt  None  Do Not Vote 
11.9  Elect Konstantin Pesotsky as Member of Audit Commission  Mgmt  None  For 
11.10  Elect Maria Tikhonova as Member of Audit Commission    Mgmt  None  For 
11.11  Elect Aleksandr Yugov as Member of Audit Commission    Mgmt  None  For 
 
Gazprom OAO
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  30-Jun-11  Russia  X7204C106  Special  12-May-11  77,898  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
  Meeting for ADR Holders      Mgmt     
1  Approve Early Termination of Powers of Board of Directors  Mgmt  For  For 
  Elect 11 Directors by Cumulative Voting      Mgmt     
2.1  Elect Andrey Akimov as Director      Mgmt  None  Against 
2.2  Elect Aleksandr Ananenkov as Director      Mgmt  For  Against 
2.3  Elect Farit Gazizullin as Director      Mgmt  None  Against 
2.4  Elect Elena Karpel as Director      Mgmt  For  Against 
2.5  Elect Timur Kulibayev as Director      Mgmt  None  Against 
2.6  Elect Viktor Martynov as Director      Mgmt  None  Against 
2.7  Elect Vladimir Mau as Director      Mgmt  None  Against 
2.8  Elect Aleksey Miller as Director      Mgmt  For  Against 
2.9  Elect Valery Musin as Director      Mgmt  None  For 
2.10  Elect Mikhail Sereda as Director      Mgmt  For  Against 

 



Vote Summary Report 
Report was run from: 7/1/10 to 6/30/11 
Location(s): Principal Global Investors 
Institution Account(s): PFI GLOBAL DIV INCOME FD - PGI GLOBAL VALUE, PFI GLOBAL DIV INCOME FD - PGI VALUE 

 

2.11  Elect Igor Yusufov as Director    Mgmt    None  Against 
2.12  Elect Viktor Zubkov as Director    Mgmt    None  Against 
 
Public Power Corporation S.A.
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
PPC  30-Jun-11  Greece  X7023M103  Annual  24-Jun-11  19,555  0 
 
              Vote 
        Proponent  Mgmt Rec  Instruction 
 
  Annual Meeting Agenda    Mgmt       
1  Accept Financial Statements and Statutory Reports  Mgmt    For  For 
2  Approve Dividends      Mgmt    For  For 
3  Approve Discharge of Board and Auditors    Mgmt    For  For 
4  Approve Director Remuneration for 2010 and Pre-approve  Mgmt    For  For 
  Director Remuneration for 2011           
5  Approve Auditors and Fix Their Remuneration  Mgmt    For  Against 
6  Amend Company Articles    Mgmt    For  For 
7  Various Issues and Announcements    Mgmt    For  Against 

 



FUND:  Principal Funds, Inc. – Global Diversified Income Fund   
SUB-ADVISOR:  Principal Real Estate Investors       
Vote Summary Report             
Report was run from: 7/1/10 to 6/30/11             
Location(s): Principal Global Investors             
Institution Account(s): PFI GLOBAL DIV INCOME FD - PREI, PFI GLOBAL DIV INCOME FD - PREI REIT   
 
 
Great Portland Estates plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  08-Jul-10  United Kingdom  G40712179  Annual  06-Jul-10  61,950  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  For 
3  Re-elect Neil Thompson as Director      Mgmt    For  For 
4  Re-elect Charles Irby as Director      Mgmt    For  For 
5  Re-elect Jonathan Short as Director      Mgmt    For  For 
6  Elect Jonathan Nicholls as Director      Mgmt    For  For 
7  Reappoint Deloitte LLP as Auditors      Mgmt    For  For 
8  Authorise Board to Fix Remuneration of Auditors    Mgmt    For  For 
9  Approve 2010 Long-Term Incentive Plan      Mgmt    For  For 
10  Approve 2010 Share Incentive Plan      Mgmt    For  For 
11  Approve 2010 Save As You Earn Scheme      Mgmt    For  For 
12  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For  For 
13  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For  For 
14  Authorise Market Purchase      Mgmt    For  For 
15  Adopt New Articles of Association      Mgmt    For  For 
16  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt    For  For 
 
The British Land Company plc
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted  Shares on Loan 
N/A  16-Jul-10  United Kingdom  G15540118  Annual  14-Jul-10  148,500  0 
 
                Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt    For  For 
2  Approve Remuneration Report      Mgmt    For  For 
3  Elect Dido Harding as Director      Mgmt    For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PREI, PFI GLOBAL DIV INCOME FD - PREI REIT   
 
4  Elect Charles Maudsley as Director      Mgmt  For  For 
5  Elect Richard Pym as Director      Mgmt  For  For 
6  Elect Stephen Smith as Director      Mgmt  For  For 
7  Re-elect Clive Cowdery as Director      Mgmt  For  For 
8  Re-elect Robert Swannell as Director      Mgmt  For  For 
9  Reappoint Deloitte LLP as Auditors      Mgmt  For  For 
10  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
11  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
12  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
13  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
14  Authorise Market Purchase      Mgmt  For  For 
15  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
16  Adopt New Articles of Association      Mgmt  For  For 
 
New World Development Co. Ltd.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
N/A  20-Jul-10  Hong Kong  Y63084126  Special  06-Jul-10  225,000  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Approve Disposal of the Entire Issued Share Capital of each of  Mgmt  For  For 
  the Disposal Companies           
 
Land Securities Group plc
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
LAND  22-Jul-10  United Kingdom  G5375M118  Annual  20-Jul-10  119,400  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Accept Financial Statements and Statutory Reports    Mgmt  For  For 
2  Confirm the Interim Dividends; Approve Final Dividend  Mgmt  For  For 
3  Approve Remuneration Report      Mgmt  For  For 
4  Re-elect Martin Greenslade as Director      Mgmt  For  For 

 



Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): Principal Global Investors           
Institution Account(s): PFI GLOBAL DIV INCOME FD - PREI, PFI GLOBAL DIV INCOME FD - PREI REIT   
 
5  Re-elect Francis Salway as Director      Mgmt  For  For 
6  Re-elect Richard Akers as Director      Mgmt  For  For 
7  Re-elect Sir Stuart Rose as Director      Mgmt  For  For 
8  Re-elect Bo Lerenius as Director      Mgmt  For  For 
9  Re-elect Alison Carnwath as Director      Mgmt  For  For 
10  Re-elect Sir Christopher Bland as Director      Mgmt  For  For 
11  Re-elect Kevin O'Byrne as Director      Mgmt  For  For 
12  Re-elect David Rough as Director      Mgmt  For  For 
13  Elect Chris Bartram as Director      Mgmt  For  For 
14  Elect Robert Noel as Director      Mgmt  For  For 
15  Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt  For  For 
16  Authorise Board to Fix Remuneration of Auditors    Mgmt  For  For 
17  Authorise Issue of Equity with Pre-emptive Rights    Mgmt  For  For 
18  Authorise Issue of Equity without Pre-emptive Rights    Mgmt  For  For 
19  Authorise Market Purchase      Mgmt  For  For 
20  Authorise the Company to Call EGM with Two Weeks' Notice  Mgmt  For  For 
21  Adopt New Articles of Association      Mgmt  For  For 
22  Authorise EU Political Donations and Expenditure    Mgmt  For  For 
 
Sun Communities, Inc.
Ticker  Meeting Date  Country  Security ID  Meeting Type Record Date  Shares Voted  Shares on Loan 
SUI  28-Jul-10  USA  866674104  Annual  01-Jun-10  13,500  0 
 
              Vote 
          Proponent  Mgmt Rec  Instruction 
 
1  Elect Director Clunet R. Lewis      Mgmt  For  For 
2  Elect Director Arthur A. Weiss      Mgmt  For  For 
3  Elect Director Stephanie W. Bergeron      Mgmt  For  For 
4  Ratify Auditors        Mgmt  For  For 

 



FUND: Principal Funds, Inc. – Global Diversified Income Fund   
SUB-ADVISOR: Spectrum Asset Management, Inc.     
Vote Summary Report           
Report was run from: 7/1/10 to 6/30/11           
Location(s): PRINCIPAL - SPECTRUM           
Institution Account(s): Principal Funds, Inc-Global Diversified Income Fund       
 
 
    John Hancock Preferred Income Fund III   
 
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted   
HPS  21-Jan-11  USA  41021P103  Annual  08-Nov-10  31,400   
 
              Vote 
            Mgmt Rec  Instruction 
 
1.1  Elect Director James F. Carlin        For  For 
1.2  Elect Director William H. Cunningham        For  For 
1.3  Elect Director Gregory A. Russo        For  For 
 
      Bank of America Corporation   
 
Ticker  Meeting Date  Country  Security ID  Meeting Type  Record Date  Shares Voted   
BAC  11-May-11  USA  060505104  Annual  16-Mar-11  59,900   
 
              Vote 
            Mgmt Rec  Instruction 
 
1  Elect Director Mukesh D. Ambani        For  For 
2  Elect Director Susan S. Bies        For  For 
3  Elect Director Frank P. Bramble, Sr.        For  For 
4  Elect Director Virgis W. Colbert        For  For 
5  Elect Director Charles K. Gifford        For  For 
6  Elect Director Charles O. Holliday, Jr.        For  For 
7  Elect Director D. Paul Jones, Jr.        For  For 
8  Elect Director Monica C. Lozano        For  For 
9  Elect Director Thomas J. May        For  For 
10  Elect Director Brian T. Moynihan        For  For 
11  Elect Director Donald E. Powell        For  For 
12  Elect Director Charles O. Rossotti        For  For 
13  Elect Director Robert W. Scully        For  For 
14  Advisory Vote to Ratify Named Executive Officers'      For  For 
  Compensation             
15  Advisory Vote on Say on Pay Frequency      One Year  One Year 
16  Ratify Auditors          For  For 
17  Disclose Prior Government Service        Against  Against 

 



FUND: Principal Funds, Inc. – Global Diversified Income Fund     
SUB-ADVISOR: Spectrum Asset Management, Inc.     
Vote Summary Report     
Report was run from: 7/1/10 to 6/30/11     
Location(s): PRINCIPAL - SPECTRUM     
Institution Account(s): Principal Funds, Inc-Global Diversified Income Fund     
 
18  Provide Right to Act by Written Consent  Against  For 
19  Require Audit Committee Review and Report on Controls  Against  For 
  Related to Loans, Foreclosure and Securitizations     
20  Report on Lobbying Expenses  Against  For 
21  Report on Collateral in Derivatives Trading  Against  For 
22  Restore or Provide for Cumulative Voting  Against  For 
23  Claw-back of Payments under Restatements  Against  For 
24  Prohibit Certain Relocation Benefits to Senior Executives  Against  For 

 



FUND: Principal Funds, Inc. - Global Diversified Income Fund     
SUB-ADVISOR: Tortoise Capital Advisors, L.L.C.     
 
Global Diversified Income Fund       
 
 
Company Name  Meeting Date  CUSIP  Ticker 
Buckeye Partners LP  June 7, 2011  118230101  BPL 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    1) Forrest E. Wylie   
    2) Joseph A. Lasala, Jr.   
    3) Martin A. White   
 
For  For  Ratification of Deloitte & Touche LLP  Issuer 
 
For  For  Advisory resolution on executive compensation  Issuer 
 
 
3 Years  For  Advisory vote on the frequency of future advisory  Issuer 
    votes on executive compensation   
 
Company Name  Meeting Date  CUSIP  Ticker 
MarkWest Energy Partners, LP  June 1, 2011  570759100  MWE 
 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    Frank M. Semple   
    Donald D. Wolf   
    Keith E. Bailey   
    Michael L. Beatty   
    Charles K. Dempster   
    Donald C Hepperman   
    William A. Kellstrom   
    Anne E. Fox Mounsey   
    William P. Nicoletti   
 
For  For  To approve, on an advisory basis, the  Issuer 
    compensation for the Partnership's named   
    executive officers as described in the Partnership's   
    Proxy Statement for the 2011 Annual Meeting of   
    Common Unitholders   
 
3 Years  For  To recommend, on an advisory basis, the  Issuer 
    frequency of the advisory vote on the   
    compensation of the Partnership's named   
    executive officers   
 
For  For  Ratification of Deloitte & Touche LLP as the  Issuer 
    Partnerships's Independent Public Accountants for   
    the fiscal year ending December 31, 2011   
 
 
Company Name  Meeting Date  CUSIP  Ticker 
Copano Energy, LLC  May 18, 2011  217202100  CPNO 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    1) James G Crump   
    2) Ernie L. Danner   
    3) Scott A. Griffiths   
    4) Michael L. Johnson   

 



    5) Michael G. Macdougall   
    6) R. Bruce Nothcutt   
    7) T. William Porter   
    8) William L. Thacker   
 
For  For  Ratification of Deloitte & Touche LLP as  Issuer 
    Independent Registeres Public Accounting Firm for   
    2011   
 
For  For  Approval of an Amendment to the Long-Term  Issuer 
    Incentive Plan to increase the number of Common   
    Units From 5,000,000 to 6,200,000   
 
For  For  Approval of an Amendment to the Long-Term  Issuer 
    Incentive Plan to extend the term of the Plan from   
    November 15, 2014 to November 15, 2019   
 
For  For  Advisory vote on the compensation philosophy,  Issuer 
    policies and procedures and the executive   
    compensation disclosed in this Proxy Statement   
 
 
3 Years  For  Advisory vote on the frequency of the advisory vote  Issuer 
    on executive compensation   
 
Company Name  Meeting Date  CUSIP  Ticker 
Nustar Energy L P  May 5, 2011  67058h102  NS 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  To approve the Nustar GP, LLC Third Amended  Issuer 
    and Restated 2000 Long-Term Incentive Plan   
    increasing the total number of Common Units   
    available under the Plan to 3.25 Million   
 
For  For  Ratify the Appointment of KPMG LLP as Nustar  Issuer 
    Energy L.P.'s Independent Registered Accounting   
    Firm for 2011   
 
Company Name  Meeting Date  CUSIP  Ticker 
Magellan Midstream Partners LP  April 27, 2011  559080106  MMP 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Election of Directors:  Issuer 
    1. James C. Kempner   
    2. Michael N Mears   
    3. James R. Montague   
 
For  For  Proposal to amend Long-Term Incentive Plan  Issuer 
 
For  For  Advisory vote on executive compensation  Issuer 
 
    Advisory vote on frequency of vote on executive   
3 Years  For  compensation  Issuer 
 
Company Name  Meeting Date  CUSIP  Ticker 
Copano Energy, LLC  November 17, 2010  217202100  CPNO 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 

 



    A proposal to approve: (A) Changes to the terms of   
    Series A convertible preferred units to provide for   
    full voting rights for such units and full convertibility   
For  For  of such units into common units on a one-for-one  Issuer 
    basis and (B) The issuance of additional common   
    units upon conversion of Series A convertible   
    preferred units.   
 
Company Name  Meeting Date  CUSIP  Ticker 
Buckeye Partners LP  November 16, 2010  118230101  BPL 
 
      Proposed 
      by Issuer or 
      Security 
Vote  For/Against Management  Proposal  Holder 
For  For  Approval of a first Amended and Restated  Issuer 
    Agreement and Plan of Merger by and among   
    Buckeye Partners, L.P. (The "Partnership"),   
    Buckeye GP LLC, Grand Ohio, LLC, Buckeye GP   
    Holdings L.P. & Mainline Management LLC, dated   
    as of August 18, 2010 and the transactions   
    contemplated thereby, all as more fully described in   
    the Proxy Statement.   
 
For  For  To consider and vote upon the approval of the  Issuer 
    Amended and Restated Agreement of Limited   
    Partnership of the Partnership.   

 



  SIGNATURES 
 
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly 
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 
 
 
 
Principal Funds, Inc. 
(Registrant) 
 
By  /s/ Nora Everett 
  Nora Everett 
  President and Chief Executive Officer 
 
Date August 18, 2011