0001171843-16-013102.txt : 20161109
0001171843-16-013102.hdr.sgml : 20161109
20161109190537
ACCESSION NUMBER: 0001171843-16-013102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anika Therapeutics, Inc.
CENTRAL INDEX KEY: 0000898437
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 043145961
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: (781) 457-9000
MAIL ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA THERAPEUTICS INC
DATE OF NAME CHANGE: 19970114
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA RESEARCH INC
DATE OF NAME CHANGE: 19930309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOWER JOSEPH I
CENTRAL INDEX KEY: 0001227947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14027
FILM NUMBER: 161985557
MAIL ADDRESS:
STREET 1: 54 BAKER BRIDGE ROAD
CITY: LINCOLN
STATE: MA
ZIP: 01773
4
1
f4_bower110916.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-07
0
0000898437
Anika Therapeutics, Inc.
ANIK
0001227947
BOWER JOSEPH I
32 WIGGINS AVENUE
BEDFORD
MA
01730
1
0
0
0
Common Stock
2016-11-07
4
M
0
1540
12.36
A
38513
D
Common Stock
2016-11-07
4
F
0
431
44.26
D
38082
D
Common Stock
2016-11-09
4
S
0
500
43.40
D
37582
D
Common Stock
2016-11-09
4
S
0
40
43.31
D
37542
D
Stock Appreciation Right
12.36
2016-11-07
4
M
0
1540
0
D
Common Stock
1540
0
D
Exercise of stock appreciation rights ("SARs") granted on December 14, 2006, which vested in full immediately on such date, and expiring on December 14, 2016.
Reflects 431 shares of common stock utilized to cover the exercise price of the above listed SARs award by the Reporting Person on November 7, 2016.
Reflects an aggregate of 540 shares of common stock sold to satisfy tax obligations related to the exercise of the above listed SARs award by the Reporting Person on November 9, 2016.
/s/ Sylvia Cheung for Charles H. Sherwood, Attorney-in-fact
2016-11-09