0001171843-16-013102.txt : 20161109 0001171843-16-013102.hdr.sgml : 20161109 20161109190537 ACCESSION NUMBER: 0001171843-16-013102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anika Therapeutics, Inc. CENTRAL INDEX KEY: 0000898437 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043145961 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 WIGGINS AVENUE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: (781) 457-9000 MAIL ADDRESS: STREET 1: 32 WIGGINS AVENUE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA THERAPEUTICS INC DATE OF NAME CHANGE: 19970114 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA RESEARCH INC DATE OF NAME CHANGE: 19930309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOWER JOSEPH I CENTRAL INDEX KEY: 0001227947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14027 FILM NUMBER: 161985557 MAIL ADDRESS: STREET 1: 54 BAKER BRIDGE ROAD CITY: LINCOLN STATE: MA ZIP: 01773 4 1 f4_bower110916.xml OWNERSHIP DOCUMENT X0306 4 2016-11-07 0 0000898437 Anika Therapeutics, Inc. ANIK 0001227947 BOWER JOSEPH I 32 WIGGINS AVENUE BEDFORD MA 01730 1 0 0 0 Common Stock 2016-11-07 4 M 0 1540 12.36 A 38513 D Common Stock 2016-11-07 4 F 0 431 44.26 D 38082 D Common Stock 2016-11-09 4 S 0 500 43.40 D 37582 D Common Stock 2016-11-09 4 S 0 40 43.31 D 37542 D Stock Appreciation Right 12.36 2016-11-07 4 M 0 1540 0 D Common Stock 1540 0 D Exercise of stock appreciation rights ("SARs") granted on December 14, 2006, which vested in full immediately on such date, and expiring on December 14, 2016. Reflects 431 shares of common stock utilized to cover the exercise price of the above listed SARs award by the Reporting Person on November 7, 2016. Reflects an aggregate of 540 shares of common stock sold to satisfy tax obligations related to the exercise of the above listed SARs award by the Reporting Person on November 9, 2016. /s/ Sylvia Cheung for Charles H. Sherwood, Attorney-in-fact 2016-11-09