-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzqAm4oFP1BgBR0KW6IckbPoo0WL5AEg22SUzCUD1/VaGWa2gcCWCznYB1WpPJzm Y4ERJlwZwAY5TBGiul5PPQ== 0000912057-02-024787.txt : 20020620 0000912057-02-024787.hdr.sgml : 20020620 20020620114828 ACCESSION NUMBER: 0000912057-02-024787 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020606 ITEM INFORMATION: Changes in registrant's certifying accountant ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANIKA THERAPEUTICS INC CENTRAL INDEX KEY: 0000898437 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043145961 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14027 FILM NUMBER: 02682895 BUSINESS ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 6179326616 MAIL ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA RESEARCH INC DATE OF NAME CHANGE: 19930309 8-K/A 1 a2082767z8-ka.txt 8-K/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------- FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ---------------------------------- DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): JUNE 6, 2002 ANIKA THERAPEUTICS, INC. - ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) MASSACHUSETTS 000-21326 04-3145961 - ---------------------------- ----------------------- ------------------- (STATE OR OTHER JURISDICTION (COMMISSION FILE NUMBER) (IRS EMPLOYER OF INCORPORATION) IDENTIFICATION NO.) 236 WEST CUMMINGS PARK, WOBURN, MASSACHUSETTS 01801 - ------------------------------------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) (781) 932-6616 - ------------------------------------------------------------------------------- (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT. On June 6, 2002 Anika Therapeutics, Inc. (the "Company") notified Arthur Andersen LLP that it will engage other independent auditors and terminated the Company's engagement of Arthur Andersen LLP. The Audit Committee of the Company's Board of Directors recommended the dismissal of Arthur Andersen LLP as the Company's independent auditor, and such dismissal was approved by the Company's Board of Directors. Management and the Company's Audit Committee of the Board of Directors ("Board") have been conducting a search for a replacement independent auditor from qualified auditing firms, and will recommend such replacement firm to the Board for appointment as soon as practical. The reports of Arthur Andersen LLP on the Company's financial statements for the fiscal years ended December 31, 2001 and 2000 did not contain an adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles. During the Company's two most recent fiscal years and subsequent interim period from January 1, 2002 through June 6, 2002, there were no disagreements with Arthur Andersen LLP on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedures, which disagreements, if not resolved to the satisfaction of Arthur Andersen LLP, would have caused it to make reference to such disagreements in its reports, nor were there any reportable events as defined in Item 304(a)(1)(v) of Regulation S-K. The Company has requested Arthur Andersen LLP to furnish to it a copy of the letter addressed to the Securities and Exchange Commission stating whether it agrees with the above statements. A copy of that letter is filed as Exhibit 16.1 to this Form 8-K. The Company will file a second Current Report on Form 8-K when a replacement independent auditor has been engaged. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) EXHIBITS. EXHIBIT NO. DESCRIPTION 16.1 Letter from Arthur Andersen LLP regarding change in certifying accountant. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ANIKA THERAPEUTICS, INC. Date: June 19, 2002 /s/ CHARLES H. SHERWOOD ------------------------------------- Charles H. Sherwood Chief Executive Officer and President EXHIBIT INDEX EXHIBIT NO. DESCRIPTION 16.1 Letter from Arthur Andersen LLP regarding change in certifying accountant. EX-16.1 3 a2082767zex-16_1.txt EXHIBIT 16.1 Exhibit 16.1 June 19, 2002 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Fax Number: (202) 942-9656 Dear Sir/Madam: We have read the first and second paragraphs of Item 4 included in the Form 8-K dated June 19, 2002 of Anika Therapeutics, Inc. to be filed with the Securities and Exchange Commission and are in agreement with the statements contained therein. Very truly yours, /s/ Arthur Andersen LLP Arthur Andersen LLP -----END PRIVACY-ENHANCED MESSAGE-----