-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Attn+WgpGJmZY6Q6jVQz4fLCKp279IvyVjl0pO/CAL6uNhKA32a5t+SBPDkmTc14 K50sdQrOfGUXL9MGJZMbbw== 0001193125-03-072169.txt : 20031104 0001193125-03-072169.hdr.sgml : 20031104 20031104101956 ACCESSION NUMBER: 0001193125-03-072169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031104 EFFECTIVENESS DATE: 20031104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COOLIDGE FRANCIS L CENTRAL INDEX KEY: 0000898409 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03933 FILM NUMBER: 03974739 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179517208 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 d13fhr.txt FRANCIS L. COOLIDGE ================================================================================ FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 ----------------- Report for the Calendar Quarter Ended 9/30/2003 If amended report check here: [_] Name of Institutional Manager: Francis L. Coolidge - -------------------------------------------------------------------------------- Business Address: One International Place Boston Mass. 02110 Street City State Zip Name, Phone No. and Title of Person Duly Authorized to Submit Report: Francis L. Coolidge (617) 951-7208 - -------------------------------------------------------------------------------- ----------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all the information contained therein is true, correct and complete. It is understood that all the required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on his behalf in the City of Boston and State of Massachusetts on the 30th day of October, 2003. /s/ Francis L. Coolidge ------------------------------ Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report). 1.. Nicholas A. Grace 28-3488 2.. Robert N. Shapiro 28-5288 3.. Edward P. Lawrence 28-4738 4.. Edward J. Joyce 28-6740
================================================================================ REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON 3M COMPANY 88579Y101 31,081.50 450 X 450 0 0 7,191,153.98 104114 X 2000 101614 500 277,385.12 4016 X 1 0 4016 0 34,535.00 500 X 3 0 500 0 138,140.00 2000 X 4 0 2000 0 ------------- ------ ----- ------ ---- 7,672,295.60 111080 2450 108130 500 ABBOTT LABS 002824100 51,060.00 1200 X 1200 0 0 7,366,681.50 173130 X 5300 165380 2450 190,794.20 4484 X 1 0 4484 0 163,817.50 3850 X 3 0 3850 0 476,985.50 11210 X 4 0 11210 0 ------------- ------ ----- ------ ---- 8,249,338.70 193874 6500 184924 2450 AIR PRODS & CHEMS INC 009158106 15,785.00 350 X 350 0 0 951,610.00 21100 X 0 21100 0 112,750.00 2500 X 1 0 2500 0 90,200.00 2000 X 3 0 2000 0 ------------- ------ ----- ------ ---- 1,170,345.00 25950 350 25600 0 ALLSTATE CORP 020002101 461,157.28 12624 X 0 12624 0 ALTRIA GROUP INC 02209S103 895,710.00 20450 X 0 18850 1600 AMB PPTY CORP 00163T109 308,100.00 10000 X 0 10000 0 AMBAC FINL GROUP INC 023139108 256,000.00 4000 X 0 4000 0 AMERICAN EXPRESS CO 025816109 67,590.00 1500 X 1500 0 0 3,662,206.44 81274 X 0 80374 900 201,643.50 4475 X 3 0 4475 0 263,601.00 5850 X 4 0 5850 0 ------------- ------ ----- ------ ---- 4,195,040.94 93099 1500 90699 900 AMERICAN INTL GROUP INC 026874107 278,344.80 4824 X 4824 0 0 10,411,099.50 180435 X 2325 177260 850 397,899.20 6896 X 1 0 6896 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE 34,295,331.02 663232 17949 638983 6300
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.)....... 331,948.10 5753 X 3 0 5753 0 1,110,032.60 19238 X 4 0 19238 0 ------------- ------ ----- ------ ---- 12,529,324.20 217146 7149 209147 850 AMGEN INC.................. 031162100 14,517.00 225 X 225 0 0 1,199,426.80 18590 X 0 18190 400 19,356.00 300 X 1 0 300 0 12,904.00 200 X 3 0 200 0 88,715.00 1375 X 4 0 1375 0 ------------- ------ ----- ------ ---- 1,334,918.80 20690 225 20065 400 ARCHSTONE SMITH TRUST...... 039583109 211,699.50 8025 X 5425 2600 0 2,445,689.80 92710 X 8300 79010 5400 347,556.50 13175 X 1 0 13175 0 21,104.00 800 X 2 0 800 0 263,800.00 10000 X 3 0 10000 0 283,585.00 10750 X 4 0 10750 0 ------------- ------ ----- ------ ---- 3,573,434.80 135460 13725 116335 5400 ARIBA INC.................. 04033V104 51,984.00 17100 X 0 17100 0 AT ROAD INC................ 04648K105 479,265.00 35900 X 0 35900 0 AUTOMATIC DATA PROCESSING.. 053015103 77,973.75 2175 X 2175 0 0 4,331,038.50 120810 X 1760 119050 0 530,580.00 14800 X 4 0 14800 0 ------------- ------ ----- ------ ---- 4,939,592.25 137785 3935 133850 0 BANK OF AMERICA CORP....... 060505104 60,481.00 775 X 0 775 0 2,005,706.04 25701 X 725 23426 1550 230,218.00 2950 X 1 0 2950 0 95,599.00 1225 X 3 0 1225 0 103,403.00 1325 X 4 0 1325 0 ------------- ------ ----- ------ ---- 2,495,407.04 31976 725 29701 1550 BANK ONE CORPORATION....... 06423A103 1,163,094.45 30093 X 0 30093 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE. 15,479,677.04 433995 18610 408035 7350
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.)...... BAXTER INTL INC.......... 071813109 19,353.96 666 X 666 0 0 264,213.52 9092 X 0 9092 0 7,265.00 250 X 3 0 250 0 ------------- ------ ----- ------ ---- 290,832.48 10008 666 9342 0 BELLSOUTH CORP--BLS GROUP.................. 079860102 410,753.28 17346 X 0 17346 0 BERKSHIRE HATHAWAY INC CL B...................... 084670207 42,432.00 17 X 17 0 0 7,360,704.00 2949 X 0 2949 0 129,792.00 52 X 3 0 52 0 ------------- ------ ----- ------ ---- 7,532,928.00 3018 17 3001 0 BIOGEN INC............... 090597105 228,720.00 6000 X 0 6000 0 BRISTOL MYERS SQUIBB CO.. 110122108 32,331.60 1260 X 1260 0 0 2,880,104.06 112241 X 0 111841 400 148,828.00 5800 X 1 0 5800 0 10,264.00 400 X 2 0 400 0 7,698.00 300 X 3 0 300 0 446,484.00 17400 X 4 0 17400 0 ------------- ------ ----- ------ ---- 3,525,709.66 137401 1260 135741 400 BROADCOM CORP............ 111320107 621,178.00 23300 X 0 23300 0 BURLINGTON RES INC....... 122014103 4,771.80 99 X 99 0 0 252,037.80 5229 X 0 5229 0 ------------- ------ ----- ------ ---- 256,809.60 5328 99 5229 0 CAMPBELL SOUP CO......... 134429109 212,000.00 8000 X 0 8000 0 CATERPILLAR INC.......... 149123101 474,996.00 6900 X 0 6900 0 CHEVRONTEXACO CORP....... 166764100 1,098,901.00 15380 X 1950 11890 1540 185,198.40 2592 X 3 0 2592 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE................ 14,838,026.42 235273 3992 229341 1940
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ----- COMMON (cont.)..... ------------- ------ ----- ------ ----- 1,284,099.40 17972 1950 14482 1540 CINERGY CORP........... 172474108 78,905.00 2150 X 2150 0 0 492,697.50 13425 X 2475 8200 2750 93,585.00 2550 X 1 0 2550 0 25,690.00 700 X 3 0 700 0 132,120.00 3600 X 4 0 3600 0 ------------- ------ ----- ------ ----- 822,997.50 22425 4625 15050 2750 CISCO SYS INC.......... 17275R102 299,727.00 15300 X 15300 0 0 3,590,004.63 183257 X 16804 164166 2287 322,647.30 16470 X 1 0 16470 0 130,273.50 6650 X 3 0 6650 0 723,360.75 36925 X 4 0 36925 0 ------------- ------ ----- ------ ----- 5,066,013.18 258602 32104 224211 2287 CITIGROUP INC.......... 172967101 444,086.58 9758 X 7958 1800 0 5,829,922.02 128102 X 4891 120145 3066 518,768.49 11399 X 1 0 11399 0 18,204.00 400 X 2 0 400 0 447,818.40 9840 X 3 0 9840 0 949,202.07 20857 X 4 0 20857 0 ------------- ------ ----- ------ ----- 8,208,001.56 180356 12849 164441 3066 COCA COLA CO........... 191216100 1,104,072.00 25700 X 0 23200 2500 COMPUTER SCIENCES CORP. 205363104 563,474.86 14998 X 0 14998 0 CONSOLIDATED EDISON INC 209115104 476,688.20 11695 X 0 11695 0 CORNING INC............ 219350105 403,392.66 42823 X 0 42823 0 CVS CORP............... 126650100 218,196.50 7025 X 0 7025 0 6,212.00 200 X 3 0 200 0 ------------- ------ ----- ------ ----- 224,408.50 7225 0 7225 0 ------------- ------ ----- ------ ----- SUBTOTALS FOR THIS PAGE.............. 16,869,048.46 563824 49578 503643 10603
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.) DELL INC................... 24702R101 185,481.00 5550 X 4000 1550 0 3,350,355.00 100250 X 2175 98075 0 254,827.50 7625 X 1 0 7625 0 147,883.50 4425 X 3 0 4425 0 42,610.50 1275 X 4 0 1275 0 ------------- ------ ----- ------ ---- 3,981,157.50 119125 6175 112950 0 DIGITAL THEATER SYS INC.... 25389G102 203,639.15 7150 X 0 7150 0 DISNEY WALT CO............. 254687106 18,153.00 900 X 900 0 0 786,650.17 39001 X 1300 37701 0 301,037.25 14925 X 4 0 14925 0 ------------- ------ ----- ------ ---- 1,105,840.42 54826 2200 52626 0 DOW CHEM CO................ 260543103 65,893.50 2025 X 1375 650 0 2,084,707.64 64066 X 5200 55216 3650 130,160.00 4000 X 1 0 4000 0 18,710.50 575 X 2 0 575 0 29,286.00 900 X 3 0 900 0 196,053.50 6025 X 4 0 6025 0 ------------- ------ ----- ------ ---- 2,524,811.14 77591 6575 67366 3650 DU PONT E I DE NEMOURS..... 263534109 72,018.00 1800 X 1800 0 0 2,310,977.60 57760 X 5322 50138 2300 141,635.40 3540 X 1 0 3540 0 192,048.00 4800 X 3 0 4800 0 ------------- ------ ----- ------ ---- 2,716,679.00 67900 7122 58478 2300 EASTMAN KODAK CO........... 277461109 265,644.84 12686 X 0 12686 0 EMC CORP MASS.............. 268648102 520,065.51 41177 X 0 41177 0 EMERSON ELEC CO............ 291011104 726,938.55 13807 X 750 11157 1900 63,180.00 1200 X 3 0 1200 0 75,026.25 1425 X 4 0 1425 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE. 12,182,982.36 396887 22822 366215 7850
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ----- COMMON (cont.) ------------- ------ ----- ------ ----- 865,144.80 16432 750 13782 1900 EQUITY OFFICE PPTYS TR..... 294741103 311,089.00 11300 X 0 11300 0 EXELON CORP................ 30161N101 250,825.00 3950 X 325 1925 1700 EXXON MOBIL CORP........... 30231G102 597,861.00 16335 X 13935 2400 0 25,853,434.80 706378 X 8785 685233 12360 1,257,246.60 34351 X 1 0 34351 0 14,640.00 400 X 2 0 400 0 323,910.00 8850 X 3 0 8850 0 1,030,729.20 28162 X 4 0 28162 0 ------------- ------ ----- ------ ----- 29,077,821.60 794476 22720 759396 12360 FEDERAL NATL MTG ASSN...... 313586109 80,730.00 1150 X 300 850 0 3,598,101.00 51255 X 1450 47905 1900 36,504.00 520 X 1 0 520 0 42,120.00 600 X 3 0 600 0 424,710.00 6050 X 4 0 6050 0 ------------- ------ ----- ------ ----- 4,182,165.00 59575 1750 55925 1900 FIRST DATA CORP............ 319963104 319,680.00 8000 X 0 8000 0 23,976.00 600 X 3 0 600 0 ------------- ------ ----- ------ ----- 343,656.00 8600 0 8600 0 FISERV INC................. 337738108 1,072,369.50 29550 X 0 29550 0 FLEETBOSTON FINL CORP...... 339030108 206,256.15 6841 X 0 6841 0 FPL GROUP INC.............. 302571104 85,320.00 1350 X 1350 0 0 2,345,352.00 37110 X 2725 32585 1800 243,320.00 3850 X 1 0 3850 0 15,800.00 250 X 2 0 250 0 219,620.00 3475 X 3 0 3475 0 262,280.00 4150 X 4 0 4150 0 ------------- ------ ----- ------ ----- SUBTOTALS FOR THIS PAGE. 38,615,874.25 964477 28870 917847 17760
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------- ------ --- --- ----- ------- ----- COMMON (cont.) ------------- ------- ----- ------- ----- 3,171,692.00 50185 4075 44310 1800 FRANKLIN RES INC 354613101 1,293,407.76 29256 X 0 29256 0 GANNETT INC 364730101 147,364.00 1900 X 1725 175 0 1,333,566.64 17194 X 100 15794 1300 521,591.00 6725 X 1 0 6725 0 54,292.00 700 X 3 0 700 0 205,534.00 2650 X 4 0 2650 0 ------------- ------- ----- ------- ----- 2,262,347.64 29169 1825 26044 1300 GENENTECH INC COM NEW 368710406 16,028.00 200 X 200 0 0 331,378.90 4135 X 0 4135 0 100,175.00 1250 X 4 0 1250 0 ------------- ------- ----- ------- ----- 447,581.90 5585 200 5385 0 GENERAL ELEC CO 369604103 688,611.00 23100 X 18625 4475 0 26,474,380.24 888104 X 11925 865419 10760 1,635,823.75 54875 X 1 0 54875 0 24,593.25 825 X 2 0 825 0 553,720.75 18575 X 3 0 18575 0 1,271,396.50 42650 X 4 0 42650 0 ------------- ------- ----- ------- ----- 30,648,525.49 1028129 30550 986819 10760 GENERAL MLS INC 370334104 189,927.45 4035 X 3660 375 0 3,663,458.10 77830 X 1875 73655 2300 541,305.00 11500 X 1 0 11500 0 301,248.00 6400 X 3 0 6400 0 398,541.69 8467 X 4 0 8467 0 ------------- ------- ----- ------- ----- 5,094,480.24 108232 5535 100397 2300 GENERAL MTRS CORP CL H NEW 370442832 579,555.00 40500 X 0 40500 0 GENZYME CORP GEN DIV 372917104 17,366.25 375 X 375 0 0 707,848.35 15285 X 0 15285 0 100,724.25 2175 X 4 0 2175 0 ------------- ------- ----- ------- ----- SUBTOTALS FOR THIS PAGE. 41,151,836.88 1258706 38485 1205861 14360
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.) ------------- ------ ----- ------ ---- 825,938.85 17835 375 17460 0 GETTY IMAGES INC 374276103 242,604.00 6900 X 0 6900 0 GILEAD SCIENCES INC 375558103 493,152.00 8800 X 0 8800 0 GILLETTE CO 375766102 1,215,240.00 38000 X 0 38000 0 GRAINGER W W INC 384802104 570,600.00 12000 X 0 12000 0 GYMBOREE CORP 403777105 238,121.00 16900 X 0 16900 0 HEALTHCARE RLTY TR 421946104 255,840.00 8000 X 0 8000 0 HEWLETT PACKARD CO 428236103 1,517,461.00 78381 X 600 77781 0 27,104.00 1400 X 4 0 1400 0 ------------- ------ ----- ------ ---- 1,544,565.00 79781 600 79181 0 HOLLYWOOD ENTMT CORP 436141105 340,000.00 20000 X 0 20000 0 HOME DEPOT INC 437076102 224,542.50 7050 X 7050 0 0 3,174,234.70 99662 X 1450 97712 500 87,906.00 2760 X 1 0 2760 0 108,290.00 3400 X 3 0 3400 0 444,307.50 13950 X 4 0 13950 0 ------------- ------ ----- ------ ---- 4,039,280.70 126822 8500 117822 500 IBM CORP 459200101 110,412.50 1250 X 1050 200 0 11,105,907.56 125732 X 3575 118374 3783 225,241.50 2550 X 1 0 2550 0 147,952.75 1675 X 3 0 1675 0 282,656.00 3200 X 4 0 3200 0 ------------- ------ ----- ------ ---- 11,872,170.3 134407 4625 125999 3783 ILLINOIS TOOL WKS INC 452308109 1,558,103.90 23515 X 0 23515 0 26,504.00 400 X 3 0 400 0 530,080.00 8000 X 4 0 8000 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE. 22,926,260.91 483525 13725 465517 4283
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.) ------------- ------ ----- ------ ---- 2,114,687.90 31915 0 31915 0 INTEL CORP 458140100 309,600.00 11250 X 9850 1400 0 5,172,384.00 187950 X 2900 182300 2750 121,363.20 4410 X 1 0 4410 0 229,792.00 8350 X 3 0 8350 0 366,704.00 13325 X 4 0 13325 0 ------------- ------ ----- ------ ---- 6,199,843.20 225285 12750 209785 2750 INTERACTIVECORP 45840Q101 229,904.22 6929 X 0 6929 0 J P MORGAN CHASE & CO 46625H100 2,164,060.21 63037 X 0 63037 0 61,691.01 1797 X 3 0 1797 0 ------------- ------ ----- ------ ---- 2,225,751.22 64834 0 64834 0 JETBLUE AWYS CORP 477143101 608,800.00 10000 X 0 10000 0 JOHNSON & JOHNSON 478160104 4,952.00 100 X 100 0 0 3,394,199.84 68542 X 0 65542 3000 ------------- ------ ----- ------ ---- 3,399,151.84 68642 100 65542 3000 KIMBERLY CLARK CORP 494368103 60,301.00 1175 X 1175 0 0 1,731,639.44 33742 X 350 33392 0 50,037.00 975 X 1 0 975 0 83,395.00 1625 X 3 0 1625 0 237,355.00 4625 X 4 0 4625 0 ------------- ------ ----- ------ ---- 2,162,727.44 42142 1525 40617 0 KINDER MORGAN ENERGY LP 494550106 214,000.00 5000 X 0 5000 0 LAMAR ADVERTISING CO CL A 512815101 291,654.00 9900 X 0 9900 0 LIBERTY MEDIA CORP NEW SER A 530718105 214,753.80 21540 X 0 21040 500 LILLY ELI & CO 532457108 1,122,660.00 18900 X 0 18900 0 145,530.00 2450 X 3 0 2450 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE.. 16,814,775.72 475622 14375 454997 6250
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------ ------ ------ --- --- ----- ------ ---- COMMON (cont.) ------------ ------ ----- ------ - 1,268,190.00 21350 0 21350 0 LINEAR TECHNOLOGY CORP 535678106 251,510.00 7000 X 0 7000 0 LOCKHEED MARTIN CORP 539830109 714,402.00 15480 X 0 15480 0 LOWES COS INC 548661107 69,130.80 1332 X 1332 0 0 1,202,782.50 23175 X 575 22600 0 44,115.00 850 X 3 0 850 0 10,380.00 200 X 4 0 200 0 ------------ ------ ----- ------ - 1,326,408.30 25557 1907 23650 0 MANUFACTURED HOME CMNTYS INC 564682102 403,554.00 10300 X 0 10300 0 MARSH & MCLENNAN COS 571748102 38,088.00 800 X 800 0 0 1,303,752.24 27384 X 0 27384 0 7,141.50 150 X 3 0 150 0 ------------ ------ ----- ------ - 1,348,981.74 28334 800 27534 0 MARTEK BIOSCIENCES CORP 572901106 438,934.20 8340 X 0 8340 0 MAY DEPT STORES CO 577778103 488,806.98 19846 X 0 19846 0 15,960.24 648 X 4 0 648 0 ------------ ------ ----- ------ - 504,767.22 20494 0 20494 0 MBIA INC 55262C100 421,894.75 7675 X 0 7675 0 MBNA CORP 55262L100 381,512.40 16733 X 0 16733 0 MCDATA CORP CL A 580031201 306,624.86 25702 X 0 25702 0 MCDONALDS CORP 580135101 23,540.00 1000 X 1000 0 0 1,067,303.60 45340 X 0 45340 0 11,770.00 500 X 3 0 500 0 ------------ ------ ----- ------ - 1,102,613.60 46840 1000 45840 0 ------------ ------ ----- ------ - SUBTOTALS FOR THIS PAGE 7,201,203.07 212455 3707 208748 0
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As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.) MEDCO HEALTH SOLUTIONS INC 58405U102 2,489.28 96 X 96 0 0 352,492.42 13594 X 48 13486 60 1,555.80 60 X 3 0 60 0 ------------- ------ ----- ------ ---- 356,537.50 13750 144 13546 60 MEDTRONIC INC 585055106 1,604,664.00 34200 X 0 34200 0 MERCK & CO INC 589331107 40,496.00 800 X 800 0 0 9,467,863.56 187038 X 400 182663 3975 354,340.00 7000 X 1 0 7000 0 25,310.00 500 X 3 0 500 0 ------------- ------ ----- ------ ---- 9,888,009.56 195338 1200 190163 3975 MICROMUSE INC 595094103 170,144.00 20800 X 0 20800 0 MICROSOFT CORP 594918104 331,709.60 11932 X 9432 2500 0 6,256,167.60 225042 X 8230 214362 2450 250,200.00 9000 X 1 0 9000 0 369,045.00 13275 X 3 0 13275 0 836,780.00 30100 X 4 0 30100 0 ------------- ------ ----- ------ ---- 8,043,902.20 289349 17662 269237 2450 MOLEX INC CL A 608554200 1,260,205.00 51500 X 0 51500 0 NATIONAL CITY CORP 635405103 367,660.80 12480 X 0 12480 0 NETFLIX COM INC 64110L106 362,448.00 10800 X 0 10800 0 NORFOLK SOUTHERN CORP 655844108 5,550.00 300 X 300 0 0 308,025.00 16650 X 0 16650 0 ------------- ------ ----- ------ ---- 313,575.00 16950 300 16650 0 PEPSICO INC 713448108 199,727.14 4358 X 3208 1150 0 5,875,406.00 128200 X 3442 124258 500 230,295.75 5025 X 1 0 5025 0 253,210.75 5525 X 3 0 5525 0 325,393.00 7100 X 4 0 7100 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE 29,251,178.70 795375 25956 762434 6985
REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ----- COMMON (cont.) ------------- ------ ----- ------ ----- 6,884,032.64 150208 6650 143058 500 PFIZER INC................. 717081103 134,431.50 4425 X 4425 0 0 9,974,179.32 328314 X 6960 317492 3862 282,534.00 9300 X 1 0 9300 0 244,710.90 8055 X 3 0 8055 0 783,044.50 25775 X 4 0 25775 0 ------------- ------ ----- ------ ----- 11,418,900.22 375869 11385 360622 3862 PROCTER & GAMBLE CO........ 742718109 142,293.06 1533 X 200 1333 0 4,069,878.54 43847 X 465 40582 2800 4,641.00 50 X 3 0 50 0 ------------- ------ ----- ------ ----- 4,216,812.60 45430 665 41965 2800 PROLOGIS................... 743410102 65,037.50 2150 X 1625 525 0 923,230.00 30520 X 1275 25545 3700 78,650.00 2600 X 1 0 2600 0 100,581.25 3325 X 3 0 3325 0 151,250.00 5000 X 4 0 5000 0 ------------- ------ ----- ------ ----- 1,318,748.75 43595 2900 36995 3700 PROTEIN DESIGN LABS INC.... 74369L103 181,301.20 12904 X 0 12904 0 QUEST SOFTWARE INC......... 74834T103 291,840.00 24000 X 0 24000 0 REALNETWORKS INC........... 75605L104 195,696.00 30200 X 0 30200 0 ROUSE CO................... 779273101 10,946,291.70 262501 X 0 262501 0 SARA LEE CORP.............. 803111103 249,696.00 13600 X 0 13600 0 7,344.00 400 X 3 0 400 0 ------------- ------ ----- ------ ----- 257,040.00 14000 0 14000 0 SBC COMMUNICATIONS INC..... 78387G103 17,800.00 800 X 800 0 0 1,233,540.00 55440 X 3560 51880 0 149,075.00 6700 X 4 0 6700 0 ------------- ------ ----- ------ ----- SUBTOTALS FOR THIS PAGE. 30,227,045.47 871439 19310 841767 10362
REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------ ------ ------ --- --- ----- ------ ---- COMMON (cont.) ------------ ------ ----- ------ ---- 1,400,415.00 62940 4360 58580 0 SCHEIN HENRY INC........... 806407102 465,022.00 8200 X 0 8200 0 SCHERING PLOUGH CORP....... 806605101 1,066,038.00 69950 X 0 69950 0 SIMON PPTY GROUP INC NEW... 828806109 20,700.50 475 X 475 0 0 301,791.50 6925 X 825 3600 2500 14,163.50 325 X 1 0 325 0 19,611.00 450 X 3 0 450 0 153,619.50 3525 X 4 0 3525 0 ------------ ------ ----- ------ ---- 509,886.00 11700 1300 7900 2500 STERICYCLE INC............. 858912108 406,350.00 8600 X 0 8600 0 STRYKER CORP............... 863667101 967,733.50 12850 X 0 12850 0 SUNGARD DATA SYS INC....... 867363103 631,440.00 24000 X 0 24000 0 SUPPORTSOFT INC............ 868587106 142,113.00 12700 X 0 12700 0 SYSCO CORP................. 871829107 1,038,280.82 31742 X 0 31742 0 98,130.00 3000 X 3 0 3000 0 327,100.00 10000 X 4 0 10000 0 ------------ ------ ----- ------ ---- 1,463,510.82 44742 0 44742 0 TECO ENERGY INC............ 872375100 179,328.32 12976 X 0 12976 0 TORCHMARK CORP............. 891027104 203,200.00 5000 X 0 5000 0 TRANSOCEAN INC............. G90078109 205,340.00 10267 X 0 10267 0 U S BANCORP................ 902973304 390,413.26 16274 X 0 16274 0 22,790.50 950 X 3 0 950 0 ------------ ------ ----- ------ ---- 413,203.76 17224 0 17224 0 UNION PAC CORP............. 907818108 1,763,481.72 30316 X 1400 28916 0 ------------ ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE. 8,416,647.12 268525 2700 263325 2500
REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- ------------- ------ ------ --- --- ----- ------ ---- COMMON (cont.) 58,170.00 1000 X 3 0 1000 0 ------------- ------ ----- ------ ---- 1,821,651.72 31316 1400 29916 0 UNITED PARCEL SVC INC CL B. 911312106 210,540.00 3300 X 0 3300 0 UNITED TECHNOLOGIES CORP... 913017109 2,182,619.04 28243 X 0 28243 0 VALENCE TECHNOLOGY INC..... 918914102 38,533.00 11300 X 0 11300 0 VERIZON COMMUNICATIONS..... 92343V104 6,488.00 200 X 200 0 0 1,128,879.56 34799 X 3783 26780 4236 368,194.00 11350 X 1 0 11350 0 14,922.40 460 X 2 0 460 0 71,530.20 2205 X 3 0 2205 0 6,488.00 200 X 4 0 200 0 ------------- ------ ----- ------ ---- 1,596,502.16 49214 3983 40995 4236 VIACOM INC CL B............ 925524308 610,272.20 15934 X 0 15934 0 WACHOVIA CORP 2ND NEW...... 929903102 187,579.26 4554 X 4554 0 0 1,534,286.31 37249 X 2000 35249 0 182,265.75 4425 X 1 0 4425 0 84,439.50 2050 X 3 0 2050 0 16,476.00 400 X 4 0 400 0 ------------- ------ ----- ------ ---- 2,005,046.82 48678 6554 42124 0 WAL MART STORES INC........ 931142103 167,550.00 3000 X 2050 950 0 4,193,329.70 75082 X 3008 71224 850 393,463.25 7045 X 1 0 7045 0 173,135.00 3100 X 3 0 3100 0 682,766.25 12225 X 4 0 12225 0 ------------- ------ ----- ------ ---- 5,610,244.20 100452 5058 94544 850 WALGREEN CO................ 931422109 2,144,800.00 70000 X 0 70000 0 WASHINGTON POST CO CL B.... 939640108 631,750.00 950 X 0 950 0 ------------- ------ ----- ------ ---- SUBTOTALS FOR THIS PAGE. 15,088,477.42 329071 15595 308390 5086
REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST MARKET INVEST AUTH VOTING AUTH (SHARES) NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE - -------------- --------- -------------- ------- ------ --- --- ------ ------- ------ COMMON (cont.) WASTE CONNECTIONS INC........ 941053100 333,355.00 9500 X 0 9500 0 WELLS FARGO & CO NEW......... 949746101 2,418,285.50 46957 X 0 46957 0 WIRELESS FACS INC............ 97653A103 337,336.00 28300 X 0 28300 0 WYETH........................ 983024100 320,164.50 6945 X 6945 0 0 9,409,609.30 204113 X 3018 195195 5900 422,506.50 9165 X 1 0 9165 0 633,875.00 13750 X 3 0 13750 0 361,885.00 7850 X 4 0 7850 0 -------------- ------- ------ ------- ------ 11,148,040.30 241823 9963 225960 5900 XM SATELLITE RADIO HLDGS CL A 983759101 230,950.00 14900 X 0 14900 0 ZIMMER HLDGS INC............. 98956P102 279,687.60 5076 X 0 5076 0 ============== ======= ====== ======= ====== TOTALS FOR COMMON............ 318,106,019.24 8298962 285637 7905796 107529 ============== ======= ====== ======= ====== GRAND TOTALS................. 318,106,019.24 8298962 285637 7905796 107529
REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 MGR Client Name --- ----------- 1. NICHOLAS A GRACE 2. EDWARD J JOYCE 3. EDWARD P LAWRENCE 4. ROBERT SHAPIRO REPORT RUN: 10/30/2003 at 10:29 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17 BUSINESS DATE: 10/30/2003 R33.110.003
As of 09/30/2003 Produced on trust(greater than)ROPEDB The parameters used in producing report R33.110.003 were: ASOF##................... = 09/30/2003 BK_LIST##................ = () DV_SUM#.................. = YES BK_SUM#.................. = NO MIN_SHARES#.............. = 10,000 MIN_CORP_SHARES#......... = 10,000 MIN_MKT_VAL#............. = 200,000.00 AF#...................... = 113 EMPL#.................... = 26209/1/1 ======================================== End of Report ======================================== -----END PRIVACY-ENHANCED MESSAGE-----