X0306 4 2016-11-01 0 0001568669 PENNYMAC FINANCIAL SERVICES, INC. PFSI 0000898382 COOPERMAN LEON G 11431 W. PALMETTO PARK ROAD BOCA RATON FL 33428 0 0 1 0 Common Stock 2016-11-01 4 S 0 8004 17.278 D 878496 I Omega Overseas Partners, Ltd. Common Stock 2016-11-01 4 S 0 2000 17.278 D 302900 I Omega Capital Investors L.P. Common Stock 2016-11-02 4 S 0 600 17.25 D 877896 I Omega Overseas Partners, Ltd. Common Stock 658400 I Omega Capital Partners L.P. Common Stock 306200 I Omega Equity Investors L.P. The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities herein shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. /s/ Edward Levy, Atty In Fact, POA on file 2016-11-03