SC 13D/A 1 ma03872001ac8.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Fourth Amendment Under the Securities Exchange Act of 1934* Allied Riser Communications Corporation (Name of Issuer) Common Shares (Title of Class of Securities) 019496108 (CUSIP Number) Gary J. Wolfe Seward & Kissel LLP One Battery Park Plaza New York, New York 10004 (212) 574-1200 (Name, address and telephone number of person authorized to receive notices and communications) February 4, 2002 (Date of event which requires filing of this statement) Page 1 of 18 If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.d-1(g), check the following box / / NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. ---------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Guardfish, LLC I.R.S. Identification No.: 41-2000467 ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 650,618 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 650,618 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** 00 ----------------------------------------------------------------- 3 (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peninsula Partners, L.P. I.R.S. Identification No.: 54-1967939 ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 1,281,717 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 1,281,717 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,281,717 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.1% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** PN ----------------------------------------------------------------- 4 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sagamore Hill Hub Fund, Ltd. ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 1,044,242 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 1,044,242 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,044,242 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** CO ----------------------------------------------------------------- 5 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CRT Capital Group, LLC I.R.S. Identification No.: 06-1386357 ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS** WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 785,621 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 785,621 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 785,621 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.3% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** 00 ----------------------------------------------------------------- 6 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JMG Capital Partners, L.P. ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION California ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 58,556 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 58,556 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 58,556 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** 00 ----------------------------------------------------------------- 7 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JMG Triton Offshore Fund, Ltd. ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 198,438 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 198,438 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 198,438 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .3% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** CO ----------------------------------------------------------------- 8 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LC CAPITAL PARTNERS, L.P. ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 292,778 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 292,778 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 292,778 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .5% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** PN ----------------------------------------------------------------- 9 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HBV Capital Management, LLC ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 125,269 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 125,269 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 125,269 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .2% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** 00 ----------------------------------------------------------------- 10 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Magten Asset Management, Corp. ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 442,420 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 1,008,457 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,008,457 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7 ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** CO ----------------------------------------------------------------- 11 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Angelo, Gordon & Co., L.P. ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 221,210 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 221,210 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 221,210 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .4% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** PN ----------------------------------------------------------------- 12 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marketus Value Partners, L.P. Tax ID No. 13-4197373 ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 65,062 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 65,062 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 65,062 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** PN ----------------------------------------------------------------- 13 ----------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ANDA Partnership IRS Identification No. 88-0132846 ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** (a) / / (b) /x/ ----------------------------------------------------------------- (3) SEC USE ONLY ----------------------------------------------------------------- (4) SOURCE OF FUNDS WC ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ----------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Illinois ----------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES -0- ----------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 1,301,236 ----------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 1,301,236 ----------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,301,236 ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES** /x/ ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.1% ----------------------------------------------------------------- (14) TYPE OF REPORTING PERSON** PN ----------------------------------------------------------------- 14 This fourth amended Schedule 13D (the "Fourth Amendment") amends and supplements the Schedule 13D filed on December 6, 2001 (the "Schedule 13D") by Providence Asset Management, LLC, Peninsula Partners, L.P., Sagamore Hill Hub Fund, Ltd., CRT Capital Group, LLC, JMG Capital Partners, L.P., JMG Triton Offshore Fund, Ltd., LC Capital Partners, L.P., HBV Capital Management, LLC and Magten Asset Management, Corp., the first amended Schedule 13D ("First Amendment") filed on December 11, 2001 by the above listed entities and Angelo, Gordon & Co., L.P., and the second amended Schedule 13D ("Second Amendment") filed on December 28, 2001 by the above listed parties with Guardfish, LLC substituted for Providence Asset Management, LLC, and the third amended Schedule 13D, ("Third Amendment") filed on January 11, 2002 by the above listed entities and ANDA Partnership and Marketus Value L.P. Partners, with respect to the common shares, $.0001 par value, of Allied Riser Communications Corporation (the "Company"). The purpose of this Fourth Amendment is to report the termination of the above listed Reporting Persons' reporting obligations under Section 13(d)(1) of the Securities Exchange Act of 1934, as amended. All capitalized terms used in this Fourth Amendment and not otherwise defined herein have the meaning set forth in the Schedule 13D and the First through Third Amendments. ITEM 1. Security and Issuer. No changes. ITEM 2. Identity and Background. No changes. ITEM 3. Source and Amount of Funds and Other Consideration. No changes. ITEM 4. Purpose of the Transaction. No changes. ITEM 5. Interest in Securities of the Issuer. The following paragraph is added to Item 5: On February 4, 2002, the Company filed a Form 15 with The Securities and Exchange Commission certifying the termination of registration of its common shares, par value $.0001, under Section 12(g) of the Securities and Exchange 15 Act of 1934, as amended (the "Securities and Exchange Act"). Accordingly, because the Reporting Persons are no longer the beneficial owners of five percent of the Companys' equity securities registered pursuant to Section 12 of the Securities and Exchange Act, their obligations under Section 13(d)(1) have terminated. ITEM 6. Contracts, arrangements, Understandings or relationships with respect to the Securities of the Issuer. No changes. ITEM 7 Materials to be Filed as Exhibits. No changes. 16 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: February 6, 2002 GUARDFISH, LLC By: /s/ John G. Kopchik ___________________ PENINSULA PARTNERS, L.P. By: /s/ R. Ted Weschler ___________________ SAGAMORE HILL HUB FUND, LTD By: /s/ Steven Bloom ___________________ CRT CAPITAL GROUP, LLC By: /s/ Robert Lee ___________________ JMG CAPITAL PARTNERS, L.P. By: /s/ Jonathan Glaser ___________________ JMG TRITON OFFSHORE FUND, LTD By: /s/ Jonathan Glaser ___________________ 17 LC CAPITAL PARTNERS, LP By: /s/ Steve Lampe ___________________ MAGTEN ASSET MANAGEMENT, CORP. By: /s/ Robert Capozzi ___________________ HBV CAPITAL MANAGEMENT, LLC By: /s/ George J. Konomos ___________________ ANGELO, GORDON & CO., LP By: /s/ Fred Berger ___________________ ANDA PARTNERSHIP By Its Partners: Ann Only Trust By: /s/ Mark Slezak ___________________ Ann and Descendants Trust By: /s/ Mark Slezak ___________________ MARKETUS VALUE PARTNERS, LP By: /s/ Edmund A. Hajim ___________________ 18 03872001.AC8