-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E6facDwxORGFuziTM/v2QzggSeJ2a7NDvjp6oudop27FpjMxLiQ+r0d63imzBFZz KXRVC0BzUz9N1vcHYdving== 0000898173-01-000012.txt : 20010223 0000898173-01-000012.hdr.sgml : 20010223 ACCESSION NUMBER: 0000898173-01-000012 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: O REILLY AUTOMOTIVE INC CENTRAL INDEX KEY: 0000898173 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 440618012 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-21318 FILM NUMBER: 1538937 BUSINESS ADDRESS: STREET 1: 233 S PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 4178622674 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 COMPANY DATA: COMPANY CONFORMED NAME: HENSLEE GREGORY L CENTRAL INDEX KEY: 0001095228 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 4175626708 5 1 0001.txt FORM 5 GREGORY L. HENSLEE 12/31/00 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [_] Form 3 Holdings Reported [X] Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* Henslee Gregory L. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 233 S. Patterson Ave. - -------------------------------------------------------------------------------- (Street) Springfield MO 65802 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol O'Reilly Automotive, Inc. (ORLY) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year December 31, 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Co-President ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8,690(1) D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Various J4 625 A 4,486(2) I 401(k)Plan - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 0(3) I Held in escrow under Per- formance Incentive Plan-1996 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $13.91 158(4) I Held in escrow under Per- formance Incentive Plan-1997 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $22.95 284(5) I Held in escrow under Per- formance Incentive Plan-1998 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $12.84 778(6) I Held in escrow under Per- formance Incentive Plan-1999 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Various 2,466(7) I By employee stock purchase plan trustee - ------------------------------------------------------------------------------------------------------------------------------------ - ---------- (1) Direct ownership increased by 482 shares that were released in 2000 from the 1996, 1997 and 1998 Performance Incentive Plans Escrow. (2) 12/31/00 change in computed shares in 401K Plan. (3) Final release of shares held in escrow for 1996 Performance Incentive Plan took place in 2000. These shares are now reflected in direct ownership (see footnote 1). (4) The 1997 Performance Incentive Plan award relates to fiscal year 1997, but shares are held in escrow and will not be released until 2001. Shares released in 2000 that pertained to the 1997 Performance Incentive Plan are now reflected in direct ownership (see footnote 1). (5) The 1998 Performance Incentive Plan award relates to fiscal year 1998, but shares are held in escrow and will not be released until 2001 and 2002. Shares released in 2000 that pertained to the 1998 Performance Incentive Plan are now reflected in direct ownership (see footnote 1). (6) The 1999 Performance Incentive Plan award relates to fiscal year 1999, but shares are held in escrow and will not be released until 2001, 2002 and 2003. The price reflected is the closing stock price on 12/31/99. (7) The number of shares in the employee stock purchase plan increased by 912 shares in 2000. These shares are purchased regularly through an established and pre-arranged payroll deduction plan. ====================================================================================================================================
* If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 5-07/99) FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem withholding right Common (right to buy) $21.3125 8/5/00(1) 8/4/09 Stock 50,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem withholding right Common (right to buy) $18.75 8/10/99(1) 8/9/08 Stock 15,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem withholding right Common (right to buy) $12.25 12/1/98(1) 12/1/07 Stock 30,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ---------- (1) The derivative securities disclosed in Table II above are 25% exercisable 1 year after grant; 50% exercisable 2 years after grant; 75% exercisable 3 years after grant; and 100% exercisable 4 years after grant. ====================================================================================================================================
Explanation of Responses: All share ending balances have been adjusted to reflect 100% stock dividends in the form of two stock splits: July 31, 1997 and November 15, 1999. Payment dates on the dividends were August 31, 1997 and November 30, 1999, respectively. /s/Gregory L. Henslee 02/14/01 - --------------------------------------------- ----------------------- Gregory L. Henlsee Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 Derivative Securities Codes (Except For Transactions Exempt Pursuant to Rule 16b-3) C--Conversion of derivative security E--Expiration of short derivative position H--Expiration (or cancellation) of long derivative position with value received O--Exercise of out-of-the-money derivative security X--Exercise of in-the-money or at-the-money derivative security Other Section 16(b) Exempt Transaction and Small Acquisition Codes (Except For Rule 16b-3 Codes Above) G--Bona fide gift L--Small acquisition under Rule 16a-6 W--Acquisition or disposition by will or the laws of descent and distribution Z--Deposit into or withdrawal from voting trust Other Transaction Codes J--Other acquisition or disposition (describe transaction) K--Transaction in equity swap or instrument with similar characteristics U--Disposition pursuant to a tender of shares in a change of control transaction To indicate that a holding should have been reported previously on Form 3, place a "3" in Table I, column 3 or Table II, column 4, as appropriate. Indicate in the space provided for explanation of responses the event triggering the Form 3 filing obligation. To indicate that a transaction should have been reported previously on Form 4, place a "4" next to the transaction code reported in Table I, column 3 or Table II, column 4 (e.g., an open market purchase of a non-derivative security that should have been reported previously on Form 4 should be designated as "P4"). To indicate that a transaction should have been reported on a previous Form 5, place a "5" in Table I, column 3 or Table II, column 4, as appropriate. In addition, the appropriate box on the front page of the form should be checked. FORM 3 OR FORM 4 HOLDINGS OR TRANSACTIONS NOT PREVIOUSLY REPORTED To indicate that a holding should have been reported previously on a Form 3, place a "3" in Table I, column 3 or Table II, column 4, as appropriate. Indicate in the space provided for explanation of responses the event triggering the Form 3 filing obligation. To indicate that a transaction should have been reported previously on Form 4, place a "4" next to the transaction code reported in Table I, column 3 or Table II, column 4 (e.g., an open market purchase of a non-derivative security that should have been reported previously on Form 4 should be designated as "P4"). In addition, the appropriate box on the front page of the form should be checked. EDGARLink 7.0 (8/00) Ver. 3.1 -----END PRIVACY-ENHANCED MESSAGE-----