8-K 1 uwhr-8k_20180508.htm 8-K ANNUAL SHAREHOLDERS' MEETING uwhr-8k_20180508.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 8, 2018

 

UWHARRIE CAPITAL CORP

(Exact name of Registrant as Specified in Its Charter)

 

 

North Carolina

000-22062

56-1814206

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

132 North First Street

Albemarle, North Carolina

 

28001

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: 704-983-6181

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On May 8, 2018, Uwharrie Capital Corp (the “Registrant”) held its Annual Meeting of Shareholders (the “Annual Meeting”). There were two proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors’ nominees were approved and elected to serve on the Registrant’s Board of Directors. The other proposal was also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant’s definitive proxy statement for the Annual Meeting, as filed with the Securities and Exchange Commission on April 25, 2018.

 

The voting results were as follows:

 

Proposal 1: Proposal to elect seven members of the Board of Directors, for the terms of office indicated or until their respective successors are duly elected and qualified.

 

Directors Elected

 

Votes For

 

Votes Withheld

 

Broker Non-Votes

 

 

 

 

 

 

 

Three-Year Terms

 

 

 

 

 

 

Dean M. Bowers

 

3,549,452

 

44,725

 

1,140,607

Allen K. Furr

 

3,526,111

 

68,066

 

1,140,607

James O. Campbell

 

3,573,643

 

20,534

 

1,140,607

Tara G. Eudy

 

3,566,105

 

28,072

 

1,140,607

Samuel M. Leder

 

3,572,707

 

21,470

 

1,140,607

 

 

 

 

 

 

 

Two-Year Terms

 

 

 

 

 

 

Wesley A. Morgan

 

3,541,133

 

53,044

 

1,140,607

Randy T. Russell

 

3,551,938

 

42,239

 

1,140,607

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 2: Proposal to ratify the appointment of Dixon Hughes Goodman LLP as the Company’s independent registered public accounting firm for 2018.

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

 

 

 

 

 

 

4,722,482

 

4,386

 

7,916

 

--

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

Uwharrie Capital Corp

 

 

 

 

Date: May 11, 2018

 

By:

/s/ R. David Beaver, III

 

 

 

R. David Beaver, III

 

 

 

Principal Financial Officer