0001209191-23-039017.txt : 20230622 0001209191-23-039017.hdr.sgml : 20230622 20230622154012 ACCESSION NUMBER: 0001209191-23-039017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230622 DATE AS OF CHANGE: 20230622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bates Aaron David CENTRAL INDEX KEY: 0001963645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 231033192 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-22 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001963645 Bates Aaron David PO BOX 338 ALBEMARLE NC 28001-0338 1 0 0 0 0 Common Stock 640 D Common Stock (Held by Self TOD Spouse) 2023-06-22 4 A 0 189 7.9042 A 189 D This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment. Represents a weighted average price for the issuer's common stock acquired for this specific payment. Aaron D. Bates by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2023-06-22