0001209191-20-059888.txt : 20201123 0001209191-20-059888.hdr.sgml : 20201123 20201123111609 ACCESSION NUMBER: 0001209191-20-059888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Joe S CENTRAL INDEX KEY: 0001323978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 201335145 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-23 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001323978 Brooks Joe S PO BOX 338 ALBEMARLE NC 28002-0338 1 0 0 0 Common Stock (Held jointly with Spouse) 2020-11-23 5 J 0 E 342 0.00 A 17485 D Common Stock (Held by Self) 2020-11-23 5 J 0 E 332 0.00 A 16967 D Common Stock (Held by Son) 2020-11-23 5 J 0 E 7 0.00 A 372 I By Son of Reporting Person Solely Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2020 as of Record Date 11-09-2020. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2020 as of Record Date 11-09-2020. Joe S. Brooks by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2020-11-23