0001209191-20-059888.txt : 20201123
0001209191-20-059888.hdr.sgml : 20201123
20201123111609
ACCESSION NUMBER: 0001209191-20-059888
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201123
FILED AS OF DATE: 20201123
DATE AS OF CHANGE: 20201123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks Joe S
CENTRAL INDEX KEY: 0001323978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22062
FILM NUMBER: 201335145
MAIL ADDRESS:
STREET 1: PO BOX 338
CITY: ALBEMARLE
STATE: NC
ZIP: 28002-0338
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP
CENTRAL INDEX KEY: 0000898171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 561814206
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 NORTH FIRST STREET
STREET 2: PO BOX 338
CITY: ALBEMARLE
STATE: NC
ZIP: 28001
BUSINESS PHONE: 7049836181
MAIL ADDRESS:
STREET 1: P O BOX 338
CITY: ALBEMARLE
STATE: NC
ZIP: 28002-0338
FORMER COMPANY:
FORMER CONFORMED NAME: STANLY CAPITAL CORP
DATE OF NAME CHANGE: 19930303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-23
0
0000898171
UWHARRIE CAPITAL CORP
NONE
0001323978
Brooks Joe S
PO BOX 338
ALBEMARLE
NC
28002-0338
1
0
0
0
Common Stock (Held jointly with Spouse)
2020-11-23
5
J
0
E
342
0.00
A
17485
D
Common Stock (Held by Self)
2020-11-23
5
J
0
E
332
0.00
A
16967
D
Common Stock (Held by Son)
2020-11-23
5
J
0
E
7
0.00
A
372
I
By Son of Reporting Person Solely
Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2020 as of Record Date 11-09-2020. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2020 as of Record Date 11-09-2020.
Joe S. Brooks by Tamara M. Singletary, EVP, Uwharrie Capital Corp
2020-11-23