0001209191-15-077630.txt : 20151102 0001209191-15-077630.hdr.sgml : 20151102 20151102141726 ACCESSION NUMBER: 0001209191-15-077630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151030 FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICK ROGER L CENTRAL INDEX KEY: 0001255676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 151190200 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-30 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001255676 DICK ROGER L PO BOX 338 132 NORTH FIRST STREET ALBEMARLE NC 28002-0338 0 1 0 0 President/CEO of UCC Common Stock (See Footnote 1) 2015-10-30 4 P 0 200 4.00 A 200 D Common Stock (See Footnote 2) 63506 D Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2015-11-02