0001209191-15-077630.txt : 20151102
0001209191-15-077630.hdr.sgml : 20151102
20151102141726
ACCESSION NUMBER: 0001209191-15-077630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151030
FILED AS OF DATE: 20151102
DATE AS OF CHANGE: 20151102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP
CENTRAL INDEX KEY: 0000898171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 561814206
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 NORTH FIRST STREET
STREET 2: PO BOX 338
CITY: ALBEMARLE
STATE: NC
ZIP: 28001
BUSINESS PHONE: 7049836181
MAIL ADDRESS:
STREET 1: P O BOX 338
CITY: ALBEMARLE
STATE: NC
ZIP: 28002-0338
FORMER COMPANY:
FORMER CONFORMED NAME: STANLY CAPITAL CORP
DATE OF NAME CHANGE: 19930303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICK ROGER L
CENTRAL INDEX KEY: 0001255676
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22062
FILM NUMBER: 151190200
MAIL ADDRESS:
STREET 1: PO BOX 338
CITY: ALBEMARLE
STATE: NC
ZIP: 28002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-10-30
0
0000898171
UWHARRIE CAPITAL CORP
NONE
0001255676
DICK ROGER L
PO BOX 338
132 NORTH FIRST STREET
ALBEMARLE
NC
28002-0338
0
1
0
0
President/CEO of UCC
Common Stock (See Footnote 1)
2015-10-30
4
P
0
200
4.00
A
200
D
Common Stock (See Footnote 2)
63506
D
Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
2015-11-02