8-K 1 d8k.htm FORM 8-K Form 8-K





Washington, D.C. 20549







Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 10, 2011



Uwharrie Capital Corp

(Exact name of registrant as specified in its charter)




North Carolina   000-22062   56-1814206

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

132 North First Street, Albemarle, NC   28001
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (704) 983-6181


(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 10, 2011, Uwharrie Capital Corp (the “Registrant”) held its Annual Meeting of Shareholders (the “Annual Meeting”). There were two proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors’ nominees were approved and elected to serve on the Registrant’s Board of Directors. Proposal 2 relative to an advisory vote on executive compensation was also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 12, 2011.

The voting results were as follows:

Proposal 1 : Proposal to elect six members to the Board of Directors, each for a term of three years and one member (Mynatt) for a term of two years.


Directors Elected

   Votes For    Votes Withheld    Broker Non-Votes

Joe S. Brooks

   4,152,384    26,907    -0-

Ronald T. Burleson

   4,147,515    31,776    -0-

Charles F. Geschickter, III

   4,131,809    47,482    -0-

W. Chester Lowder

   4,147,397    31,894    -0-

Barry S. Moose

   4,131,817    47,474    -0-

Susan J. Rourke

   4,129,756    49,535    -0-

Cynthia L. Mynatt

   4,152,266    27,025    -0-

Proposal 2: Advisory Vote on Executive Compensation.








Broker Non-Votes


   199,806    203,510    -0-


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Robert O. Bratton

  Robert O. Bratton
  Principal Financial Officer

Dated: May 11, 2011