-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NP21G+n+xjFfpnKE9bV3k6piFlzcFlGum0G/ec5TCdsvDO+CFbcM1T5YLWQZqyKU RI2U6RRbrShWWae5zZq6AQ== 0001181431-08-032167.txt : 20080516 0001181431-08-032167.hdr.sgml : 20080516 20080516161235 ACCESSION NUMBER: 0001181431-08-032167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080516 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNYDER MICHAEL E SR CENTRAL INDEX KEY: 0001255661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 08842506 BUSINESS ADDRESS: BUSINESS PHONE: 7049824415 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002 4 1 rrd207251.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0202 4 2008-05-16 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001255661 SNYDER MICHAEL E SR PO BOX 338 132 NORTH FIRST STREET ALBEMARLE NC 28002-0338 1 0 0 0 Common Stock (Held by Self) 2008-05-16 4 P 0 8214 4.45 A 81943 D Michael E. Snyder, Sr., by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2008-05-16 EX-99. 2 rrd185268_209063.htm RESOLUTIONS OF THE UWHARRIE CAPITAL CORP BOARD OF DIRECTORS NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16(A) AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS rrd185268_209063.html 



RESOLUTIONS OF THE
BOARD OF DIRECTORS OF
UWHARRIE CAPITAL CORP

	WHEREAS, the persons named below are designated as "Reporting Persons" of Uwharrie Capital Corp (the "Company") for purposes of Rule 16a (Reporting Requirement):

	1.   Board of Directors		      Uwharrie Capital Corp

	2.   Roger L. Dick		      President and Chief Executive Officer 							Uwharrie Capital Corp

	3.   Brendan P. Duffey 	      	Executive Vice President &
							Chief Operating Officer       								Uwharrie Capital Corp

	4.   Barbara S. Williams		Executive Vice President & Controller
							Uwharrie Capital Corp

	5.   Christy D. Stoner		President & Chief Executive Officer
					      The Strategic Alliance Corporation 								 (subsidiary of Bank of Stanly) Strategic							Investment Group and BOS Agency Inc. and
                           		Chief Executive Officer Strategic                                     						Investment Advisors Inc.

	6.   Jeffrey M. Talley			President Strategic Investment
							Advisors, Inc.

	7.   Jim L. Strayhorn		      President & Chief Executive Officer
					      Anson Bank & Trust Co. (subsidiary bank)

	8. Willie D. "Bill" Lawhon, Jr.   President & Chief Executive Officer
					      	Bank of Stanly (subsidiary bank)

	9.   Patricia K. Horton	            Chief Executive Officer
					      	Cabarrus Bank & Trust Company
					      	(subsidiary bank)


	FURTHER, all other officers of the Company are excluded from policymaking functions and, therefore, are not "Reporting Persons" of the Company.

	FURTHER, those persons named will be responsible for complying with the "Pre-Clearance Policy for Uwharrie Capital Corp Stock Transactions" as set forth by the Board of Directors and for notifying Tamara M. Singletary, who has been designated as the Company's contact person for stock matters, prior to engaging
in any transaction involving or effecting any change in his/her beneficial ownership of equity securities of the Company including, without limitation, any change resulting from any private negotiation trade, market trade through the Company, gifts, custodial accounts, trusts, corporations, partnerships, marriages, deaths, incentive stock options, employee stock purchase plan, employee benefit plan, etc.) in order to prevent violations of Rule 16a and 16b.

Page Two
SEC "Reporting Persons" Resolution
UCC Board of Directors Meeting
January 22, 2008

	FURTHER, compliance with the reporting rules is the sole responsibility of the individual Reporting Persons and not the Company; however, Tamara M. Singletary will assist persons with reporting forms to ensure timely filings with the Securities and Exchange Commission (SEC).

	FURTHER, the "Reporting Persons" authorize and designate Roger L. Dick, Brendan P. Duffey or Tamara M. Singletary to sign SEC Forms 3, 4 and 5 and file in their behalf, if needed, for fiscal year 2008.  Notice of this signature authorization will be given to the Securities and Exchange Commission by providing a copy of this resolution.



	______   (Approved by UCC Board of Directors at meeting January 22, 2008)
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