0000950170-23-066299.txt : 20231128 0000950170-23-066299.hdr.sgml : 20231128 20231128132434 ACCESSION NUMBER: 0000950170-23-066299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bates Aaron David CENTRAL INDEX KEY: 0001963645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 231444383 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 ownership.xml 4 X0508 4 2023-11-21 0000898171 UWHARRIE CAPITAL CORP UWHR 0001963645 Bates Aaron David PO BOX 338 ALBEMARLE NC 28002-0338 true false false false false Common Stock 2023-11-21 5 J false 12 0.00 A 652 D Common Stock (Held by Self TOD Spouse) 2023-11-21 5 J false 3 0.00 A 192 D Held by Cede & Co., Depository for Simple IRA FBO Aaron D. Bates Pershing LLC as Custodian Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. Aaron D. Bates by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2023-11-28