0001209191-23-002326.txt : 20230106 0001209191-23-002326.hdr.sgml : 20230106 20230106160555 ACCESSION NUMBER: 0001209191-23-002326 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sofish Gregory P. CENTRAL INDEX KEY: 0001957927 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04851 FILM NUMBER: 23515111 MAIL ADDRESS: STREET 1: 101 WEST PROSPECT AVENUE STREET 2: 1180 MIDLAND BUILDING CITY: CLEVELAND STATE: OH ZIP: 44115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHERWIN WILLIAMS CO CENTRAL INDEX KEY: 0000089800 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 340526850 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 PROSPECT AVE NW CITY: CLEVELAND STATE: OH ZIP: 44115 BUSINESS PHONE: 2165662200 MAIL ADDRESS: STREET 1: 101 PROSPECT AVE NW CITY: CLEVELAND STATE: OH ZIP: 44115 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-01-01 0 0000089800 SHERWIN WILLIAMS CO SHW 0001957927 Sofish Gregory P. 101 W. PROSPECT AVENUE CLEVELAND OH 44115 0 1 0 0 SVP - Human Resources Common Stock 2768 D Common Stock 5177.6 I Stock Plan Phantom Stock Units 0.00 Common Stock 508.56 D Employee Stock Option (Right to Buy) 60.16 2023-10-15 Common Stock 2341 D Employee Stock Option (Right to Buy) 75.91 2024-10-21 Common Stock 1830 D Employee Stock Option (Right to Buy) 79.85 2025-10-15 Common Stock 2565 D Employee Stock Option (Right to Buy) 90.04 2026-10-17 Common Stock 2610 D Employee Stock Option (Right to Buy) 102.81 2027-02-13 Common Stock 2700 D Employee Stock Option (Right to Buy) 127.98 2027-10-17 Common Stock 2400 D Employee Stock Option (Right to Buy) 134.63 2028-02-12 Common Stock 1950 D Employee Stock Option (Right to Buy) 136.85 2028-10-16 Common Stock 1740 D Employee Stock Option (Right to Buy) 186.85 2029-10-15 Common Stock 2160 D Employee Stock Option (Right to Buy) 227.05 2030-10-19 Common Stock 1500 D Employee Stock Option (Right to Buy) 295.83 2031-10-17 Common Stock 1255 D Employee Stock Option (Right to Buy) 215.08 2032-10-17 Common Stock 1245 D Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company 401(k) Plan per the trustee's 1/1/2023 statement. Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights. The option became exercisable in three annual installments of 960, 957 and 424 beginning on October 16, 2014. The option became exercisable in three annual installments of 612, 609 and 609 beginning on October 22, 2015. The option became exercisable in three equal annual installments beginning on October 16, 2016. The option became exercisable in three equal annual installments beginning on October 18, 2017. The option became exercisable in three equal annual installments beginning on February 14, 2018. The option became exercisable in three annual installments of 801, 801 and 798 beginning on October 18, 2018. The option became exercisable in three annual installments of 651, 651 and 648 beginning on February 13, 2019. The option became exercisable in three annual installments of 582, 579 and 579 beginning on October 17, 2019. The option became exercisable in three equal annual installments beginning on October 16, 2020. The option became, or will become, exercisable in three annual installments of 501, 501 and 498 beginning on October 20, 2021. The option became, or will become, exercisable in three annual installments of 419, 418 and 418 beginning on October 18, 2022. The option will become exercisable in three equal annual installments beginning on October 18, 2023. Exhibit 24, Power of Attorney, is attached. Stephen J. Perisutti, Attorney-in-fact 2023-01-06 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of John G. Morikis, Allen J. Mistysyn, Mary L. Garceau and Stephen J. Perisutti, or any of them signing singly, and with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC ("Section 16"); (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of The Sherwin-Williams Company (the "Company"), Forms 3, 4, and 5 in accordance with Section 16; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file any such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or desirable to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 30th day of November, 2022. /s/ Gregory P. Sofish