0001565415-14-000004.txt : 20140731 0001565415-14-000004.hdr.sgml : 20140731 20140731152841 ACCESSION NUMBER: 0001565415-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEERLESS SYSTEMS CORP CENTRAL INDEX KEY: 0000897893 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 953732595 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1055 WASHINGTON BLVD STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-350-0044 MAIL ADDRESS: STREET 1: 1055 WASHINGTON BLVD STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tsai Yi CENTRAL INDEX KEY: 0001565415 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21287 FILM NUMBER: 141006059 MAIL ADDRESS: STREET 1: 51 CROSS HWY CITY: WESTPORT STATE: CT ZIP: 06880 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-07-30 0 0000897893 PEERLESS SYSTEMS CORP PRLS 0001565415 Tsai Yi 51 CROSS HWY WESTPORT CT 06880 0 1 0 0 Chief Financial Officer Common Stock 2014-07-30 4 A 0 15000 A 21065 D Options to acquire common stock 3.66 2014-07-30 4 A 0 15000 0 A 2024-07-30 Common Stock 15000 15000 D Such shares shall vest upon the Company's timely filing of its annual report on Form 10-K for the fiscal year ending January 31, 2015 with the U.S. Securities and Exchange Commission, provided that Mr. Tsai remains an employee in good standing continuing to fulfill his duties as the Company's Chief Financial Officer at the time of filing. Such options shall vest upon the Company's timely filing of its annual report on Form 10-K for the fiscal year ending January 31, 2015 with the U.S. Securities and Exchange Commission, provided that Mr. Tsai remains an employee in good standing continuing to fulfill his duties as the Company's Chief Financial Officer at the time of filing. /s/ Yi Tsai 2014-07-31