0001145549-23-048612.txt : 20230823 0001145549-23-048612.hdr.sgml : 20230823 20230823101925 ACCESSION NUMBER: 0001145549-23-048612 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 231195622 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 NPORT-P 1 primary_doc.xml NPORT-P false 0000897802 XXXXXXXX Special Opportunities Fund, Inc. 811-07528 0000897802 549300DGAJTGM6R4HK03 250 Pehle Avenue Suite 708 Saddle Brook 07663 877-607-0414 Special Opportunities Fund, Inc. 549300DGAJTGM6R4HK03 2023-12-31 2023-06-30 N 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Long EC RF US N 1 N N N LAMINGTON ROAD WT N/A N/A 640000.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP KY Y 3 Unknown N/A Call Purchased Lamington Road Grantor Trust/T Lamington Road Grantor Trust/The 1.000000000000 0.200000000000 USD 2025-07-28 XXXX -.060000000000 N N N AFRICAN GOLD ACQUISITION C-A N/A N/A 150000.000000000000 NS USD 1500.000000000000 0.0009745974 N/A DE CORP US N 3 OTC US N/A Call Purchased African Gold Acquisition Corp African Gold Acquisition Corp 1.000000000000 11.500000000000 USD 2028-03-13 XXXX -29397.130000000000 N N N Embrace Change Acquisition Cor N/A N/A 23045.000000000000 NS USD 243816.100000000000 0.1584150285 Long EC CORP CN N 1 N N N G Squared Ascend II Inc N/A N/A 67998.000000000000 NS USD 711041.490000000000 0.4619861358 Long EC CORP US N 3 N N N Central Securities Corp 549300D87MQ4TEVRK235 155123102 214394.000000000000 NS USD 7827524.940000000000 5.0857904231 Long EC RF US N 1 N N N CION Investment Corp 549300XN70JLF94XKX80 17259U204 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324541.000000000000 NS USD 13539850.520000000000 8.7972689494 Long EC RF US N 1 N N N LIVE OAK CRESTVIEW CLIMATE-A N/A 538086117 540.000000000000 NS USD 18.660000000000 0.0000121240 N/A DE CORP US N 1 New York N/A Call Purchased Live Oak Crestview Climate Acq Live Oak Crestview Climate Acquisition Corp 1.000000000000 11.500000000000 USD 2026-03-12 XXXX -76.940000000000 N N N M3-BRIGADE ACQUISITION -CL A N/A 55407R111 36666.000000000000 NS USD 15033.060000000000 0.0097674544 N/A DE CORP US N 2 New York N/A Call Purchased M3-Brigade Acquisition III Cor M3-Brigade Acquisition III Corp 1.000000000000 11.500000000000 USD 2028-07-31 XXXX 13217.310000000000 N N N New America High Income Fund I V5LSTDFQKWGSW30MQ381 641876800 45969.000000000000 NS USD 305693.850000000000 0.1986189589 Long EC RF US N 1 N N N NEXPOINT DIV REAL ESTA 5493008KGR2NU3OXMR64 65340G304 22324.000000000000 NS USD 357184.000000000000 0.2320737373 Long EP CORP US N 1 N N N Plutonian Acquisition Corp N/A 72942P112 101969.000000000000 NS USD 17334.730000000000 0.0112629221 Long EC CORP US N 1 N N N Tortoise Power and Energy Infr 549300O8GKMVVEB04345 89147X104 123986.000000000000 NS USD 1637855.060000000000 1.0641662138 Long EC RF US N 1 N N N Trinity Place Holdings Inc N/A 89656D101 221748.000000000000 NS USD 119743.920000000000 0.0778014106 Long EC CORP US N 1 N N N Vertical Capital Income Fund 549300LVMWHJGZNVXZ22 92535C104 310486.000000000000 NS USD 3087783.270000000000 2.0062304117 Long EC RF US N 1 N N N LAMINGTON ROAD DAC 635400P3XQM8ZRLUPK27 BP5174662 1708119.000000000000 PA USD 886513.760000000000 0.5759960173 Long DBT CORP IE N 3 2121-04-07 Fixed 14.000000000000 N N Y N N N LEO HOLDINGS CORP II-CLASS A N/A N/A 12308.000000000000 NS USD 246.160000000000 0.0001599379 N/A DE CORP US N 1 OTC US N/A Call Purchased Leo Holdings Corp II Leo Holdings Corp II 1.000000000000 11.500000000000 USD 2028-01-07 XXXX -753.830000000000 N N N Nocturne Acquisition Corp N/A N/A 75000.000000000000 NS USD 9382.500000000000 0.0060961069 Long EC CORP US N 1 N N N OXBRIDGE ACQUISITION CORP N/A N/A 50000.000000000000 NS USD 2255.000000000000 0.0014651448 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Oxbridge Acquisition Corp Oxbridge Acquisition Corp 1.000000000000 11.500000000000 USD 2026-08-12 XXXX -20068.570000000000 N N N Pershing Square Holdings Ltd/F U7LC4KOKCTZ0YWGI2G56 N/A 10000.000000000000 NS USD 360700.000000000000 0.2343581936 Long EC RF GG N 1 N N N SCREAMING EAGLE ACQ -CLASS A N/A N/A 50000.000000000000 NS USD 7000.000000000000 0.0045481213 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Screaming Eagle Acquisition Co Screaming Eagle Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-15 XXXX -5563.190000000000 N N N Social Capital Suvretta Holdin N/A N/A 50000.000000000000 NS USD 517500.000000000000 0.3362361109 Long EC CORP US N 1 N N N Social Capital Suvretta Holdin N/A N/A 110000.000000000000 NS USD 1138500.000000000000 0.7397194440 Long EC CORP US N 1 N N N AltC Acquisition Corp N/A 02156V109 100000.000000000000 NS USD 1043000.000000000000 0.6776700748 Long EC CORP US N 1 N N N Apollo Tactical Income Fund In 549300JOTMM1DVBHF402 037638103 96992.000000000000 NS USD 1230828.480000000000 0.7997081765 Long EC RF US N 1 N N N BROOKFIELD DTLA FUND OFF N/A 112714209 171723.000000000000 NS USD 56668.590000000000 0.0368193745 Long EP CORP US N 2 N N N Virtus Total Return Fund Inc 549300KKRHI4GF7RNQ81 92835W107 403236.000000000000 NS USD 2451674.880000000000 1.5929306800 Long EC RF US N 1 N N N AfterNext HealthTech Acquisiti N/A N/A 29600.000000000000 NS USD 306656.000000000000 0.1992440982 Long EC CORP US N 1 N N N Churchill Capital Corp V N/A 17144T107 105728.000000000000 NS USD 1075253.760000000000 0.6986263623 Long EC CORP US N 1 N N N CONYERS PARK III ACQUISITI-A N/A 21289P110 99245.000000000000 NS USD 4962.250000000000 0.0032241307 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Conyers Park III Acquisition C Conyers Park III Acquisition Corp 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BDC Inc 549300GSF4KFZP6ONG49 06759L103 403900.000000000000 NS USD 3166576.000000000000 2.0574245395 Long EC CORP US N 1 N N N C5 ACQUISITION CORP-A N/A 12530D113 50000.000000000000 NS USD 2470.000000000000 0.0016048371 N/A DE CORP US N 1 New York N/A Call Purchased C5 Acquisition Corp C5 Acquisition Corp 1.000000000000 11.500000000000 USD 2028-05-19 XXXX 1000.130000000000 N N N Churchill Capital Corp VI N/A 17143W101 81000.000000000000 NS USD 834300.000000000000 0.5420710867 Long EC CORP US N 1 N N N FG MERGER CORP N/A 30324Y119 150000.000000000000 NS USD 8020.050000000000 0.0052108800 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased FG Merger Corp FG Merger Corp 1.000000000000 11.500000000000 USD 2027-06-17 XXXX 658.090000000000 N N N Kensington Capital Acquisition N/A N/A 230649.000000000000 NS USD 2435653.440000000000 1.5825210439 Long EC CORP US N 1 N N N LAMINGTON ROAD DAC 635400P3XQM8ZRLUPK27 BP5176733 16542013.000000000000 PA USD 661680.520000000000 0.4299147531 Long DBT CORP IE 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N TG VENTURE ACQUISITION CORP N/A 87251T117 100000.000000000000 NS USD 2100.000000000000 0.0013644364 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased TG Venture Acquisition Corp TG Venture Acquisition Corp 1.000000000000 11.500000000000 USD 2023-08-13 XXXX -41589.320000000000 N N N CARTESIAN GROWTH CORP II N/A N/A 251947.000000000000 NS USD 2685755.020000000000 1.7450199475 Long EC CORP US N 2 N N N Elliott Opportunity II Corp 549300796AMMETN58424 N/A 127791.000000000000 NS USD 1323914.760000000000 0.8601892755 Long EC CORP US N 1 N N N Keyarch Acquisition Corp N/A N/A 150000.000000000000 NS USD 1569000.000000000000 1.0194289044 Long EC CORP US N 1 N N N BlackRock California Municipal LE6236HQD6DXEGUHE217 09248E102 333979.000000000000 NS USD 3960990.940000000000 2.5735810417 Long EC RF US N 1 N N N Churchill Capital Corp VII N/A 17144M102 124920.000000000000 NS USD 1289174.400000000000 0.8376173653 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP VII-A N/A 17144M110 24984.000000000000 NS USD 3497.760000000000 0.0022726053 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp VII Churchill Capital Corp VII 1.000000000000 11.500000000000 USD 2028-02-29 XXXX -27181.740000000000 N N N COLOMBIER ACQUISITION CORP-A N/A 19533H116 33333.000000000000 NS USD 25583.080000000000 0.0166221359 N/A DE CORP US N 1 New York N/A Call Purchased Colombier Acquisition Corp Colombier Acquisition Corp 1.000000000000 11.500000000000 USD 2028-12-31 XXXX 23378.930000000000 N N N EDTECHX HOLDINGS II-CLASS A N/A 28139A110 55500.000000000000 NS USD 1615.050000000000 0.0010493490 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased EdtechX Holdings Acquisition C EdtechX Holdings Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-06-15 XXXX -37854.020000000000 N N N Ellsworth Growth and Income Fu 549300GYFOXHCDQTI772 289074106 97076.000000000000 NS USD 834853.600000000000 0.5424307781 Long EC RF US N 1 N N N LANDCADIA HOLDINGS IV INC-A N/A 51477A112 25000.000000000000 NS USD 4100.000000000000 0.0026638996 N/A DE CORP US N 2 NASDAQ CM N/A Call Purchased Landcadia Holdings IV Inc Landcadia Holdings IV Inc 1.000000000000 11.500000000000 USD 2028-03-29 XXXX -15604.430000000000 N N N Plutonian Acquisition Corp N/A 72942P104 101969.000000000000 NS USD 1058948.070000000000 0.6880320400 Long EC CORP US N 1 N N N Texas Pacific Land Corp N/A 88262P102 4400.000000000000 NS USD 5792600.000000000000 3.7636353548 Long EC CORP US N 1 N N N Western Asset Intermediate Mun 5493000MG5MROBD48K57 958435109 22082.000000000000 NS USD 168264.840000000000 0.1093269863 Long EC RF US N 1 N N N CORNER GROWTH ACQUISITION-A N/A N/A 33333.000000000000 NS USD 4219.960000000000 0.0027418414 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Corner Growth Acquisition Corp Corner Growth Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -33962.670000000000 N N N Infinite Acquisition Corp N/A N/A 53083.000000000000 NS USD 561087.310000000000 0.3645561643 Long EC CORP US N 1 N N N Lamington Road Grantor Trust/T 549300BZFIKWV81Y7272 N/A 320690.000000000000 NS USD 18279.330000000000 0.0118766586 Long EC CORP KY N 3 N N N Adams Diversified Equity Fund 5493005W7G81BNPP7M23 006212104 322377.000000000000 NS USD 5419157.370000000000 3.5209978716 Long EC RF US N 1 N N N Bancroft Fund Ltd 5493000X4Y1FB4G26P45 059695106 15143.000000000000 NS USD 258793.870000000000 0.1681465592 Long EC RF US N 1 N N N BlackRock ESG Capital Allocati 549300EWOI5G0PSVIX17 09262F100 369295.000000000000 NS USD 5783159.700000000000 3.7575016935 Long EC RF US N 1 N N N Creative Media & Community Tru 549300X9XL9BLF80OY48 125525584 26801.000000000000 NS USD 133736.990000000000 0.0868931505 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP V-A N/A 17144T115 26432.000000000000 NS USD 4760.400000000000 0.0030929824 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp V Churchill Capital Corp V 1.000000000000 11.500000000000 USD 2027-10-29 XXXX -52588.580000000000 N N N Concord Acquisition Corp II N/A 20607U108 93029.000000000000 NS USD 954477.540000000000 0.6201542338 Long EC CORP US N 1 N N N DUNE ACQUISITION CORP-CL A N/A 265334110 19300.000000000000 NS USD 816.390000000000 0.0005304344 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Dune Acquisition Corp Dune Acquisition Corp 1.000000000000 11.500000000000 USD 2027-10-29 XXXX -30442.940000000000 N N N Eaton Vance New York Municipal 5493003LD9U89XVQ7W91 27827Y109 340445.000000000000 NS USD 3200183.000000000000 2.0792600699 Long EC RF US N 1 N N N MURPHY CANYON ACQUISITION -A N/A 626642110 94500.000000000000 NS USD 3780.000000000000 0.0024559855 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Murphy Canyon Acquisition Corp Murphy Canyon Acquisition Corp 1.000000000000 11.500000000000 USD 2027-02-03 XXXX -976.910000000000 N N N Principal Real Estate Income F 549300HK3LIJEGLGMK36 74255X104 110481.000000000000 NS USD 1045150.260000000000 0.6790671667 Long EC RF US N 1 N N N ANDRETTI ACQUISITION CORP-A N/A G26735129 72334.000000000000 NS USD 5432.280000000000 0.0035295241 N/A DE CORP US N 1 New York N/A Call Purchased Andretti Acquisition Corp Andretti Acquisition Corp 1.000000000000 11.500000000000 USD 2028-03-23 XXXX -9757.860000000000 N N N Keyarch Acquisition Corp N/A N/A 150000.000000000000 NS USD 16500.000000000000 0.0107205717 Long EC CORP US N 2 N N N 2023-07-20 Special Opportunities Fund, Inc. /s/ Andrew Dakos Andrew Dakos President