0001145549-21-041827.txt : 20210723 0001145549-21-041827.hdr.sgml : 20210723 20210723151253 ACCESSION NUMBER: 0001145549-21-041827 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210723 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 211110660 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 NPORT-P 1 primary_doc.xml NPORT-P false 0000897802 XXXXXXXX Special Opportunities Fund, Inc. 811-07528 0000897802 549300DGAJTGM6R4HK03 250 Pehle Avenue Suite 708 Saddle Brook 07663 877-607-0414 Special Opportunities Fund, Inc. 549300DGAJTGM6R4HK03 2021-12-31 2021-06-30 N 217074761.280000000000 13422383.990000000000 203652377.290000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 13104275.000000000000 61372.610000000000 N Ibere Pharmaceuticals N/A G46843127 15000.000000000000 NS USD 150750.000000000000 0.0740231968 Long EC CORP US N 1 N N N Jack Creek Investment Corp N/A G4989X107 81378.000000000000 NS USD 817848.900000000000 0.4015906472 Long EC CORP US N 1 N N N LAMINGTON ROAD DAC 635400P3XQM8ZRLUPK27 BP5174662 1664000.000000000000 PA USD 1456000.000000000000 0.7149437779 Long DBT CORP IE N 3 2121-04-07 Fixed 14.000000000000 N N Y N N N LAMINGTON ROAD DAC 635400P3XQM8ZRLUPK27 BP5176733 3206897.999972000000 PA USD 2308421.390000000000 1.1335106522 Long DBT CORP IE N 3 2121-04-07 Fixed 8.000000000000 N N Y N N N ATLAS CREST INVESTMENT COR-A N/A 049284110 33333.000000000000 NS USD 51332.820000000000 0.0252060991 N/A DE CORP US N 1 New York N/A Call Purchased Atlas Crest Investment Corp Atlas Crest Investment Corp 1.000000000000 11.500000000000 USD 2026-01-31 XXXX -3843.760000000000 N N N B RILEY FINANCIAL INC N/A 05580M868 28000.000000000000 NS USD 717360.000000000000 0.3522472998 Long EP CORP US N 1 N N N Lamington Road Grantor Trust/T 549300BZFIKWV81Y7272 N/A 320690.000000000000 NS USD 70567.830000000000 0.0346511202 Long EC RF KY N 3 N N N Leo Holdings Corp II N/A G5463R110 49235.000000000000 NS USD 490380.600000000000 0.2407929662 Long EC CORP US N 1 N N N Marlin Technology Corp N/A G58411128 17200.000000000000 NS USD 173204.000000000000 0.0850488476 Long EC CORP US N 1 N N N Nocturne Acquisition Corp N/A G6580S122 75000.000000000000 NS USD 765000.000000000000 0.3756401031 Long EC CORP US N 1 N N N B Riley Principal 150 Merger C N/A 05601V103 52500.000000000000 NS USD 511875.000000000000 0.2513474219 Long EC CORP US N 1 N N N B RILEY PRINCIPAL 150 MERG-A N/A 05601V111 17500.000000000000 NS USD 21000.000000000000 0.0103116891 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased B Riley Principal 150 Merger C B Riley Principal 150 Merger Corp 1.000000000000 11.500000000000 USD 2028-03-01 XXXX 3893.990000000000 N N N Oaktree Acquisition Corp II N/A G6715X103 100000.000000000000 NS USD 988000.000000000000 0.4851404207 Long EC CORP US N 1 N N N OAKTREE ACQ CORP II - CL A N/A G6715X111 25000.000000000000 NS USD 30750.000000000000 0.0150992590 N/A DE CORP US N 1 New York N/A Call Purchased Oaktree Acquisition Corp II Oaktree Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-09-15 XXXX 3274.630000000000 N N N Pioneer Merger Corp N/A G7S24C103 50100.000000000000 NS USD 496491.000000000000 0.2437933731 Long EC CORP US N 1 N N N Soaring Eagle Acquisition Corp N/A G8354H126 100000.000000000000 NS USD 996000.000000000000 0.4890686832 Long EC CORP US N 1 N N N Tailwind Two Acquisition Corp N/A G86613117 70000.000000000000 NS USD 697900.000000000000 0.3426918012 Long EC CORP US N 2 N 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NS USD 1116682.200000000000 0.5483276036 Long EC CORP US N 1 N N N Blackrock Science & Technology 549300LK15IHMMH5IS84 09258G112 9000.000000000000 NS USD 5940.000000000000 0.0029167349 Long EC CORP US N 1 N N N Blue Water Acquisition Corp/US N/A 09607T104 99670.000000000000 NS USD 1004673.600000000000 0.4933277055 Long EC CORP US N 1 N N N Boulder Growth & Income Fund I N/A 101507101 800980.000000000000 NS USD 10845269.200000000000 5.3253830593 Long EC RF US N 1 N N N BROOKFIELD DTLA FUND OFF N/A 112714209 171723.000000000000 NS USD 2404122.000000000000 1.1805027921 Long EP CORP US N 1 N N N Brookline Capital Acquisition N/A 11374E104 37664.000000000000 NS USD 373800.130000000000 0.1835481299 Long EC CORP US N 1 N N N CF Acquisition Corp VIII N/A 12520C208 34000.000000000000 NS USD 343400.000000000000 0.1686206685 Long EC CORP US N 2 N N N CF Acquisition Corp V N/A 12520R205 15000.000000000000 NS USD 153075.000000000000 0.0751648481 Long EC CORP US N 1 N N N CF Acquisition Corp VI N/A 12521J202 149400.000000000000 NS USD 1492506.000000000000 0.7328694218 Long EC CORP US N 1 N N N CIM Commercial Trust Corp 549300X9XL9BLF80OY48 125525584 100.000000000000 NS USD 895.000000000000 0.0004394744 Long EC CORP US N 1 N N N CHP Merger Corp N/A 12558Y106 100000.000000000000 NS USD 995000.000000000000 0.4885776504 Long EC CORP US N 1 N N N CHP MERGER CORP-CLASS A N/A 12558Y114 50000.000000000000 NS USD 43505.000000000000 0.0213623826 N/A DE CORP US N 2 NASDAQ CM N/A Call Purchased CHP Merger Corp CHP Merger Corp 1.000000000000 11.500000000000 USD 2024-11-22 XXXX -10179.450000000000 N N N Central Securities Corp 549300D87MQ4TEVRK235 155123102 369176.000000000000 NS USD 15575535.440000000000 7.6480990044 Long EC RF US N 1 N N N CHICKEN SOUP FOR SOUL 549300THRJ0EJ1DIID72 16842Q308 43270.000000000000 NS USD 1141895.300000000000 0.5607080630 Long EP CORP US N 1 N N N Churchill Capital Corp VI N/A 17143W101 81000.000000000000 NS USD 798660.000000000000 0.3921682676 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP VI-A N/A 17143W119 16200.000000000000 NS USD 22680.000000000000 0.0111366242 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp VI Churchill Capital Corp VI 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 681.940000000000 N N N Churchill Capital Corp VII N/A 17144M102 124920.000000000000 NS USD 1215471.600000000000 0.5968364407 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP VII-A N/A 17144M110 24984.000000000000 NS USD 34727.760000000000 0.0170524697 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp VII Churchill Capital Corp VII 1.000000000000 11.500000000000 USD 2028-02-29 XXXX 4048.260000000000 N N N Churchill Capital Corp V N/A 17144T107 105728.000000000000 NS USD 1064680.960000000000 0.5227932883 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP V-A N/A 17144T115 26432.000000000000 NS USD 54449.920000000000 0.0267366975 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp V Churchill Capital Corp V 1.000000000000 11.500000000000 USD 2027-10-29 XXXX -2899.060000000000 N N N Colombier Acquisition Corp N/A 19533H207 100000.000000000000 NS USD 992000.000000000000 0.4871045520 Long EC CORP US N 1 N N N Crescent Capital BDC Inc 549300VPIZMU6OEE0V68 225655109 113862.000000000000 NS USD 2136051.120000000000 1.0488711934 Long EC CORP US N 1 N N N DFP Healthcare Acquisitions Co N/A 23343Q100 216600.000000000000 NS USD 2155170.000000000000 1.0582591908 Long EC CORP US N 1 N N N DFP HEALTHCARE ACQUISIT-CL A N/A 23343Q118 54150.000000000000 NS USD 93679.500000000000 0.0459997085 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased DFP Healthcare Acquisitions Co DFP Healthcare Acquisitions Corp 1.000000000000 11.500000000000 USD 2025-04-01 XXXX 16122.760000000000 N N N Delaware Enhanced Global Divid A2NJVV301U26XNED1002 246060107 45599.000000000000 NS USD 488821.280000000000 0.2400272889 Long EC RF US N 1 N N N Dividend and Income Fund 549300GQF37VFS5FKW75 25538A204 350673.000000000000 NS USD 5193467.130000000000 2.5501627818 Long EC RF US N 1 N N N Dune Acquisition Corp N/A 265334102 38600.000000000000 NS USD 377508.000000000000 0.1853688157 Long EC CORP US N 1 N N N DUNE ACQUISITION CORP-CL A N/A 265334110 19300.000000000000 NS USD 15440.000000000000 0.0075815467 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Dune Acquisition Corp Dune Acquisition Corp 1.000000000000 11.500000000000 USD 2027-10-29 XXXX -15819.330000000000 N N N Aberdeen Japan Equity Fund Inc 549300TENE1BGI09O157 00306J109 114992.000000000000 NS USD 1013079.520000000000 0.4974552880 Long EC RF US N 1 N N N Adams Diversified Equity Fund 5493005W7G81BNPP7M23 006212104 209433.000000000000 NS USD 4140490.410000000000 2.0331166594 Long EC RF US N 1 N N N Amplitude Healthcare Acquisiti N/A 03212A105 158800.000000000000 NS USD 1578472.000000000000 0.7750815488 Long EC CORP US N 1 N N N AMPLITUDE HEALTHCARE ACQ-A N/A 03212A113 15000.000000000000 NS USD 17250.000000000000 0.0084703161 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Amplitude Healthcare Acquisiti Amplitude Healthcare Acquisition Corp 1.000000000000 11.500000000000 USD 2026-12-01 XXXX 9600.000000000000 N N N Apollo Senior Floating Rate Fu 5493005XHGCCBXT5YQ39 037636107 120012.000000000000 NS USD 1893789.360000000000 0.9299127195 Long EC RF US N 1 N N N Apollo Tactical Income Fund In 549300JOTMM1DVBHF402 037638103 170405.000000000000 NS USD 2666838.250000000000 1.3095050917 Long EC RF US N 1 N N N Atlas Crest Investment Corp N/A 049284102 50000.000000000000 NS USD 498000.000000000000 0.2445343416 Long EC CORP US N 1 N N N GigInternational1 Inc N/A 37518W205 141812.000000000000 NS USD 1423792.480000000000 0.6991288287 Long EC CORP US N 1 N N N Golden Falcon Acquisition Corp N/A 38102H208 25000.000000000000 NS USD 254750.000000000000 0.1250906095 Long EC CORP US N 1 N N N Gores Guggenheim Inc N/A 38286Q107 100000.000000000000 NS USD 976500.000000000000 0.4794935434 Long EC CORP US N 1 N N N GORES GUGGENHEIM INC -CL A N/A 38286Q115 20000.000000000000 NS USD 27400.000000000000 0.0134542991 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Gores Guggenheim Inc Gores Guggenheim Inc 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 6905.820000000000 N N N Graf Acquisition Corp IV N/A 384272209 100000.000000000000 NS USD 995000.000000000000 0.4885776504 Long EC CORP US N 1 N N N Haymaker Acquisition Corp III N/A 42087R108 106084.000000000000 NS USD 1026362.700000000000 0.5039777653 Long EC CORP US N 1 N N N HAYMAKER ACQUISITION CORP-A N/A 42087R116 26521.000000000000 NS USD 25751.890000000000 0.0126450230 N/A DE CORP US N 2 NASDAQ CM N/A Call Purchased Haymaker Acquisition Corp III Haymaker Acquisition Corp III 1.000000000000 11.500000000000 USD 2027-02-12 XXXX 3189.600000000000 N N N Healthcare Services Acquisitio N/A 42227K203 100000.000000000000 NS USD 1005000.000000000000 0.4934879786 Long EC CORP US N 1 N N N Highland Global Allocation Fun 549300Y627XJ58WI3L10 43010T104 145823.000000000000 NS USD 1321156.380000000000 0.6487311357 Long EC RF US N 1 N N N Howard Hughes Corp/The 549300BVHY25JZC1KI49 44267D107 12000.000000000000 NS USD 1169520.000000000000 0.5742726972 Long EC CORP US N 1 N N N IG Acquisition Corp N/A 449534106 176346.000000000000 NS USD 1717610.040000000000 0.8434028922 Long EC CORP US N 1 N N N IG ACQUISITION CORP-CLASS A N/A 449534114 88173.000000000000 NS USD 98753.760000000000 0.0484913367 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased IG Acquisition Corp IG Acquisition Corp 1.000000000000 11.500000000000 USD 2027-10-05 XXXX -44517.840000000000 N N N Indus Realty Trust Inc N/A 45580R103 55874.000000000000 NS USD 3668128.100000000000 1.8011712649 Long EC CORP US N 1 N N N Japan Smaller Capitalization F 5493000KJSHWEB3YKZ37 47109U104 129153.000000000000 NS USD 1164960.060000000000 0.5720336170 Long EC RF US N 1 N N N KKR Acquisition Holdings I Cor N/A 48253T109 100000.000000000000 NS USD 982000.000000000000 0.4821942238 Long EC CORP US N 1 N N N KKR ACQUISITION HOLDINGS I-A N/A 48253T117 25000.000000000000 NS USD 29500.000000000000 0.0144854680 N/A DE CORP US N 1 New York N/A Call Purchased KKR Acquisition Holdings I Cor KKR Acquisition Holdings I Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 1743.070000000000 N N N Landcadia Holdings IV Inc N/A 51477A104 100000.000000000000 NS USD 979000.000000000000 0.4807211254 Long EC CORP US N 1 N N N LANDCADIA HOLDINGS IV INC-A N/A 51477A112 25000.000000000000 NS USD 26500.000000000000 0.0130123696 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Landcadia Holdings IV Inc Landcadia Holdings IV Inc 1.000000000000 11.500000000000 USD 2028-12-31 XXXX 6795.570000000000 N N N Lionheart Acquisition Corp II N/A 53625R104 50594.000000000000 NS USD 499362.780000000000 0.2452035113 Long EC CORP US N 1 N N N LIONHEART ACQUISITION CORP-A N/A 53625R112 25297.000000000000 NS USD 24029.600000000000 0.0117993221 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Lionheart Acquisition Corp II Lionheart Acquisition Corp II 1.000000000000 11.500000000000 USD 2026-02-14 XXXX 2651.850000000000 N N N Longview Acquisition Corp II N/A 54319Q105 44540.000000000000 NS USD 436492.000000000000 0.2143318953 Long EC CORP US N 1 N N N LONGVIEW ACQUISITION CORP -A N/A 54319Q113 8908.000000000000 NS USD 12203.960000000000 0.0059925448 N/A DE CORP US N 1 New York N/A Call Purchased Longview Acquisition Corp II Longview Acquisition Corp II 1.000000000000 11.500000000000 USD 2026-05-10 XXXX 1609.210000000000 N N N MCAP Acquisition Corp N/A 55282T109 67398.000000000000 NS USD 648368.760000000000 0.3183703371 Long EC CORP US N 1 N N N MCAP ACQUISITION CORP-A N/A 55282T117 22466.000000000000 NS USD 23813.960000000000 0.0116934358 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased MCAP Acquisition Corp MCAP Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 8428.420000000000 N N N M3-Brigade Acquisition II Corp N/A 553800103 57750.000000000000 NS USD 561330.000000000000 0.2756314498 Long EC CORP US N 1 N N N M3-BRIGADE ACQUISITION II-A N/A 553800111 19250.000000000000 NS USD 22233.750000000000 0.0109175008 N/A DE CORP US N 1 New York N/A Call Purchased M3-Brigade Acquisition II Corp M3-Brigade Acquisition II Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 8764.840000000000 N N N MFS Investment Grade Municipal TQV30XJRB3S7V50XRW52 59318B108 500.000000000000 NS USD 5140.000000000000 0.0025239087 Long EC RF US N 1 N N N Miller/Howard High Dividend Fu N/A 600379101 52789.000000000000 NS USD 553228.720000000000 0.2716534554 Long EC RF US N 1 N N N Morgan Stanley Emerging Market 879N34XPZOOCKFD26737 61744H105 520962.000000000000 NS USD 4870994.700000000000 2.3918182369 Long EC RF US N 1 N N N Mountain Crest Acquisition Cor N/A 62402U206 17650.000000000000 NS USD 176500.000000000000 0.0866672918 Long EC CORP US N 1 N N N New Ireland Fund Inc/The 549300HNB2YXNXXJQ174 645673104 88006.000000000000 NS USD 1072793.140000000000 0.5267766349 Long EC RF US N 1 N N N NEXPOINT STRAT OPP FUND 5493008KGR2NU3OXMR64 65340G304 22324.000000000000 NS USD 491351.240000000000 0.2412695823 Long EP CORP US N 1 N N N Northern Star Investment Corp N/A 66574L100 106998.000000000000 NS USD 1046440.440000000000 0.5138365945 Long EC CORP US N 1 N N N NORTHERN STAR INVESTMENT -A N/A 66574L118 17833.000000000000 NS USD 21934.590000000000 0.0107706035 N/A DE CORP US N 1 New York N/A Call Purchased Northern Star Investment Corp Northern Star Investment Corp III 1.000000000000 11.500000000000 USD 2028-02-25 XXXX 4542.210000000000 N N N Northern Star Investment Corp N/A 66575B101 52998.000000000000 NS USD 522030.300000000000 0.2563340075 Long EC CORP US N 1 N N N NORTHERN STAR INVESTMENT -A N/A 66575B119 8833.000018000000 NS USD 12807.850000000000 0.0062890746 N/A DE CORP US N 1 New York N/A Call Purchased Northern Star Investment Corp Northern Star Investment Corp IV 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 3566.370000000000 N N N Alkuri Global Acquisition Corp N/A 66981N103 46248.000000000000 NS USD 457392.720000000000 0.2245948346 Long EC CORP US N 1 N N N ALKURI GLOBAL ACQUISIT-CL A N/A 66981N111 11562.000000000000 NS USD 16880.520000000000 0.0082888892 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Alkuri Global Acquisition Corp Alkuri Global Acquisition Corp 1.000000000000 11.500000000000 USD 2028-01-01 XXXX 4172.530000000000 N N N Nuveen Floating Rate Income Op 6TG15UBKG3HMZ9US3I68 6706EN100 100345.000000000000 NS USD 979367.200000000000 0.4809014326 Long EC RF US N 1 N N N Golden Path Acquisition Corp N/A G4028H139 35000.000000000000 NS USD 352450.000000000000 0.1730645155 Long EC CORP US N 1 N N N G Squared Ascend II Inc N/A G42041114 68000.000000000000 NS USD 680680.000000000000 0.3342362162 Long EC CORP US N 1 N N N E.Merge Technology Acquisition N/A 26873Y104 79998.000000000000 NS USD 780780.480000000000 0.3833888366 Long EC CORP US N 1 N N N EdtechX Holdings Acquisition C N/A 28139A102 111000.000000000000 NS USD 1102230.000000000000 0.5412310991 Long EC CORP GB N 1 N N N EDTECHX HOLDINGS II-CLASS A N/A 28139A110 55500.000000000000 NS USD 33921.600000000000 0.0166566187 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased EdtechX Holdings Acquisition C EdtechX Holdings Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-06-15 XXXX -5547.470000000000 N N N Equus Total Return Inc N/A 294766100 66126.000000000000 NS USD 128945.700000000000 0.0633165700 Long EC CORP US N 1 N N N FS KKR Capital Corp 549300TYRSI1T21B1360 302635206 67604.864000000000 NS USD 1454180.620000000000 0.7140504026 Long EC CORP US N 1 N N N FS Development Corp II N/A 30318F100 20000.000000000000 NS USD 199600.000000000000 0.0980101498 Long EC CORP US N 1 N N N FAST Acquisition Corp II N/A 311874101 128348.000000000000 NS USD 1255885.180000000000 0.6166808346 Long EC CORP US N 1 N N N FAST ACQUISITION CORP II-A N/A 311874119 32087.000000000000 NS USD 40108.750000000000 0.0196947124 N/A DE CORP US N 1 New York N/A Call Purchased FAST Acquisition Corp II FAST Acquisition Corp II 1.000000000000 11.500000000000 USD 2026-03-16 XXXX 9488.520000000000 N N N FAST Acquisition Corp II N/A 311874200 .090768000000 NS USD .910000000000 0.0000004468 Long EC CORP US N 1 N N N Fidelity Government Portfolio N/A 316175108 3137897.080000000000 NS USD 3137897.080000000000 1.5408104348 Long STIV RF US N 1 N N N First Eagle Senior Loan Fund 5493004GLL53XSOC8E14 32010E100 154904.000000000000 NS USD 2442836.080000000000 1.1995126757 Long EC RF US N 3 N N N Fortress Value Acquisition Cor N/A 34964K108 53000.000000000000 NS USD 519930.000000000000 0.2553026912 Long EC CORP US N 1 N N N FORTRESS VALUE ACQUIS IV-A N/A 34964K116 6625.000000000000 NS USD 8480.000000000000 0.0041639583 N/A DE CORP US N 1 New York N/A Call Purchased Fortress Value Acquisition Cor Fortress Value Acquisition Corp IV 1.000000000000 11.500000000000 USD 2028-03-18 XXXX 1631.850000000000 N N N Forum Merger IV Corp N/A 349875104 96900.000000000000 NS USD 947197.500000000000 0.4651050543 Long EC CORP US N 1 N N N FORUM MERGER IV CORP-A N/A 349875112 24225.000000000000 NS USD 31129.130000000000 0.0152854243 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Forum Merger IV Corp Forum Merger IV Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 5395.190000000000 N N N Fusion Acquisition Corp II N/A 36118N102 139998.000000000000 NS USD 1353668.660000000000 0.6646957320 Long EC CORP US N 1 N N N FUSION ACQUISITION CORP II-A N/A 36118N110 46666.000000000000 NS USD 45728.010000000000 0.0224539535 N/A DE CORP US N 1 New York N/A Call Purchased Fusion Acquisition Corp II Fusion Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 10131.330000000000 N N N GO Acquisition Corp N/A 362019101 150999.000000000000 NS USD 1476770.220000000000 0.7251426375 Long EC CORP US N 1 N N N GO ACQUISITION CORP-CLASS A N/A 362019119 50332.999950000000 NS USD 55366.300000000000 0.0271866701 N/A DE CORP US N 1 New York N/A Call Purchased GO Acquisition Corp GO Acquisition Corp 1.000000000000 11.500000000000 USD 2027-08-31 XXXX -12902.780000000000 N N N Gabelli Multimedia Trust Inc/T 8B48B6VEL86XSAPNEF03 36239Q109 3700.000000000000 NS USD 41403.000000000000 0.0203302316 Long EC RF US N 1 N N N GX Acquisition Corp II N/A 36260F105 150000.000000000000 NS USD 1447500.000000000000 0.7107699990 Long EC CORP US N 1 N N N GX ACQUISITION CORP II-A N/A 36260F113 50000.000000000000 NS USD 46000.000000000000 0.0225875095 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased GX Acquisition Corp II GX Acquisition Corp II 1.000000000000 11.500000000000 USD 2028-12-31 XXXX 6788.170000000000 N N N General American Investors Co 254900MHIF9G7IS1T951 368802104 287339.000000000000 NS USD 12476259.380000000000 6.1262527578 Long EC RF US N 1 N N N GigCapital4 Inc 549300XGCF2ELN28CS63 37518G200 61000.000000000000 NS USD 623420.000000000000 0.3061196772 Long EC CORP US N 1 N N N AGBA ACQUISITION LTD 5493006NA1XBERP7JE98 G0120M117 51750.000000000000 NS USD 13910.400000000000 0.0068304629 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Agba Acquisition Ltd Agba Acquisition Ltd 1.000000000000 11.500000000000 USD 2024-05-10 XXXX 8794.770000000000 N N N Agba Acquisition Ltd 5493006NA1XBERP7JE98 G0120M125 25000.000000000000 NS USD 9250.000000000000 0.0045420535 Long EC CORP HK N 1 N N N Austerlitz Acquisition Corp I N/A G0633D109 50000.000000000000 NS USD 496000.000000000000 0.2435522760 Long EC CORP US N 1 N N N Authentic Equity Acquisition C N/A G06607108 108000.000000000000 NS USD 1046520.000000000000 0.5138756610 Long EC CORP US N 1 N N N AUTHENTIC EQUITY ACQUISITI-A N/A G06607124 54000.000000000000 NS USD 46078.200000000000 0.0226259082 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Authentic Equity Acquisition C Authentic Equity Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 12041.180000000000 N N N ArcLight Clean Transition Corp N/A G0R21B120 1000.000000000000 NS USD 10040.000000000000 0.0049299695 Long EC CORP US N 1 N N N Blue Safari Group Acquisition N/A G1195R122 49966.000000000000 NS USD 498660.680000000000 0.2448587572 Long EC CORP HK N 1 N N N Cerberus Telecom Acquisition C N/A G2040C104 100000.000000000000 NS USD 993000.000000000000 0.4875955848 Long EC CORP US N 1 N N N Corner Growth Acquisition Corp N/A G2425N105 99999.000000000000 NS USD 973990.260000000000 0.4782611787 Long EC CORP US N 1 N N N CORNER GROWTH ACQUISITION-A N/A G2425N113 33333.000000000000 NS USD 39999.600000000000 0.0196411162 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Corner Growth Acquisition Corp Corner Growth Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 1816.970000000000 N N N Corner Growth Acquisition Corp N/A G2425N121 1.000000000000 NS USD 10.100000000000 0.0000049594 Long EC CORP US N 1 N N N Corner Growth Acquisition Corp N/A G2426E112 39800.000000000000 NS USD 399990.000000000000 0.1964082155 Long EC CORP US N 1 N N N Dragoneer Growth Opportunities N/A G28315102 1000.000000000000 NS USD 10000.000000000000 0.0049103281 Long EC CORP US N 1 N N N ASA Gold and Precious Metals L 254900VOUR4617HGCL14 G3156P103 13645.000000000000 NS USD 294322.650000000000 0.1445220792 Long EC RF BM N 1 N N N CC Neuberger Principal Holding N/A G3166T129 104700.000000000000 NS USD 1065846.000000000000 0.5233653612 Long EC CORP US N 2 N N N Ares Acquisition Corp N/A G33032114 100000.000000000000 NS USD 1000000.000000000000 0.4910328145 Long EC CORP US N 1 N N N ALBERTON ACQUISITION CORP N/A G35006124 36300.000000000000 NS USD 14890.260000000000 0.0073116063 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Alberton Acquisition Corp Alberton Acquisition Corp 1.000000000000 11.500000000000 USD 2023-11-21 XXXX 12740.890000000000 N N N Alberton Acquisition Corp N/A G35006132 70000.000000000000 NS USD 39200.070000000000 0.0192485207 Long EC CORP HK N 1 N N N FTAC Hera Acquisition Corp N/A G3728Y103 142000.000000000000 NS USD 1384500.000000000000 0.6798349317 Long EC CORP US N 1 N N N FTAC HERA ACQUISITION CORP-A N/A G3728Y111 35500.000000000000 NS USD 46860.000000000000 0.0230097977 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased FTAC Hera Acquisition Corp FTAC Hera Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 4323.840000000000 N N N GALILEO ACQUISITION CORP N/A G3770A110 143912.000000000000 NS USD 168377.040000000000 0.0826786518 N/A DE CORP US N 1 New York N/A Call Purchased Galileo Acquisition Corp Galileo Acquisition Corp 1.000000000000 11.500000000000 USD 2026-10-31 XXXX 105807.430000000000 N N N Empower Ltd N/A G3R39W102 10000.000000000000 NS USD 100100.000000000000 0.0491523847 Long EC CORP US N 1 N N N Nuveen Diversified Dividend an D5FGOSNM9N49JUUE1836 6706EP105 40426.000000000000 NS USD 420430.400000000000 0.2064451226 Long EC RF US N 1 N N N Nuveen Short Duration Credit O N0WOEFO1WOMLJYH1PV29 67074X107 245921.000000000000 NS USD 3686355.790000000000 1.8101216588 Long EC RF US N 1 N N N PGIM Global High Yield Fund In F0ATD1Y4J8CHDKHSLD09 69346J106 68996.000000000000 NS USD 1099796.240000000000 0.5400360431 Long EC RF US N 1 N N N PennantPark Investment Corp 529900OK432R4C6NQQ73 708062104 27600.000000000000 NS USD 184368.000000000000 0.0905307379 Long EC CORP US N 1 N N N Periphas Capital Partnering Co N/A 713895209 2980.000000000000 NS USD 74321.200000000000 0.0364941480 Long EC CORP US N 2 N N N Portman Ridge Finance Corp 254900YM5BVQKA01I468 73688F102 456703.060000000000 NS USD 1086953.280000000000 0.5337297283 Long EC CORP US N 1 N N N Property Solutions Acquisition N/A 74350A207 70000.000000000000 NS USD 695100.000000000000 0.3413169094 Long EC CORP US N 1 N N N PWP Forward Acquisition Corp I N/A 74709Q200 50000.000000000000 NS USD 497500.000000000000 0.2442888252 Long EC CORP US N 1 N N N Quantum FinTech Acquisition Co N/A 74767A105 114775.000000000000 NS USD 1119056.250000000000 0.5494933400 Long EC CORP US N 1 N N N QUANTUM FINTECH ACQUISITION N/A 74767A113 114775.000000000000 NS USD 37990.530000000000 0.0186545969 N/A DE CORP US N 1 New York N/A Call Purchased Quantum FinTech Acquisition Co Quantum FinTech Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX 3028.470000000000 N N N RMR Mortgage Trust 549300ESBDZ3SA3OEX38 76970B101 267127.000000000000 NS USD 3186825.110000000000 1.5648357031 Long EC RF US N 1 N N N Roman DBDR Tech Acquisition Co N/A 77584N101 75000.000000000000 NS USD 758250.000000000000 0.3723256316 Long EC CORP US N 1 N N N ROMAN DBDR TECH ACQUISITI-A N/A 77584N119 18800.000000000000 NS USD 30738.000000000000 0.0150933667 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Roman DBDR Tech Acquisition Co Roman DBDR Tech Acquisition Corp 1.000000000000 11.500000000000 USD 2025-10-31 XXXX 10216.260000000000 N N N Royce Value Trust Inc 254900NJE1W1YYKNVM16 780910105 16700.000000000000 NS USD 316799.000000000000 0.1555587046 Long EC RF US N 1 N N N Saba Capital Income & Opportun 549300MGSUUJ7E55N746 78518H103 1252712.000000000000 NS USD 5900273.520000000000 2.8972279128 Long EC RF US N 1 N N N SACHEM CAPITAL CORP N/A 78590A208 60000.000000000000 NS USD 1528200.000000000000 0.7503963471 Long EP CORP US N 1 N N N SACHEM CAPITAL CORP N/A 78590A406 120000.000000000000 NS USD 3111000.000000000000 1.5276030859 Long EP CORP US N 1 N N N SEAPORT GLOBAL ACQUI-CLASS A N/A 812227114 43125.000000000000 NS USD 37087.500000000000 0.0182111795 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Seaport Global Acquisition Cor Seaport Global Acquisition Corp 1.000000000000 11.500000000000 USD 2025-12-31 XXXX 2497.980000000000 N N N 7GC & Co Holdings Inc N/A 81786A107 300.000000000000 NS USD 2904.000000000000 0.0014259593 Long EC CORP US N 1 N N N Invesco Treasury Portfolio 5493004B3TM8ZIDDDC39 825252406 3137897.080000000000 NS USD 3137897.080000000000 1.5408104348 Long STIV RF US N 1 N N N SilverBox Engaged Merger Corp N/A 82836L200 112450.000000000000 NS USD 1124500.000000000000 0.5521663999 Long EC CORP US N 1 N N N Spartacus Acquisition Corp N/A 84677L109 185140.000000000000 NS USD 1860657.000000000000 0.9136436435 Long EC CORP US N 1 N N N SPARTACUS ACQUISITION CORP-A N/A 84677L117 92570.000000000000 NS USD 114786.800000000000 0.0563640855 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Spartacus Acquisition Corp Spartacus Acquisition Corp 1.000000000000 11.500000000000 USD 2027-10-31 XXXX 6795.670000000000 N N N Spartan Acquisition Corp III N/A 84677R205 75019.000000000000 NS USD 754691.140000000000 0.3705781146 Long EC CORP US N 1 N N N SuRo Capital Corp 549300YR4IAV0VJFWN84 86887Q109 619388.181000000000 NS USD 8355546.560000000000 4.1028475440 Long EC CORP US N 1 N N N Swiss Helvetia Fund Inc/The 549300HQZ0XPGTS5Q724 870875101 61192.000000000000 NS USD 595398.160000000000 0.2923600343 Long EC RF US N 1 N N N Synchronoss Technologies Inc 5493007Z5J8Z2TA76376 87157B103 75000.000000000000 NS USD 269250.000000000000 0.1322105853 Long EC CORP US N 1 N N N Taiwan Fund Inc/The/MD N/A 874036106 199247.000000000000 NS USD 7040392.750000000000 3.4570638672 Long EC RF US N 1 N N N Templeton Global Income Fund QU1AAXOSV5K4OVMXJP19 880198106 316036.000000000000 NS USD 1769801.600000000000 0.8690306608 Long EC RF US N 1 N N N Texas Pacific Land Corp N/A 88262P102 2100.000000000000 NS USD 3359454.000000000000 1.6496021528 Long EC CORP US N 1 N N N Thimble Point Acquisition Corp N/A 88408P107 89775.000000000000 NS USD 886977.000000000000 0.4355348127 Long EC CORP US N 1 N N N THIMBLE POINT ACQUISITION-A N/A 88408P115 29925.000000000000 NS USD 44286.010000000000 0.0217458841 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Thimble Point Acquisition Corp Thimble Point Acquisition Corp 1.000000000000 11.500000000000 USD 2026-02-04 XXXX 7397.960000000000 N N N Thimble Point Acquisition Corp N/A 88408P206 1.000000000000 NS USD 10.350000000000 0.0000050822 Long EC CORP US N 1 N N N Tishman Speyer Innovation Corp N/A 88825H209 93530.000000000000 NS USD 943250.050000000000 0.4631667268 Long EC CORP US N 1 N N N Tortoise Power and Energy Infr 549300O8GKMVVEB04345 89147X104 208356.000000000000 NS USD 2856560.760000000000 1.4026650698 Long EC RF US N 1 N N N Tortoise Energy Independence F 5493005UTWHF1U2B2H30 89148K200 55315.000000000000 NS USD 1119575.600000000000 0.5497483579 Long EC RF US N 1 N N N Trinity Place Holdings Inc N/A 89656D101 190851.000000000000 NS USD 402695.610000000000 0.1977367588 Long EC CORP US N 1 N N N LAMINGTON ROAD WT N/A N/A 640000.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP KY Y 3 Unknown N/A Call Purchased Lamington Road Grantor Trust/T Lamington Road Grantor Trust/The 1.000000000000 0.200000000000 USD 2025-07-28 XXXX -.060000000000 N N N Vertical Capital Income Fund 549300LVMWHJGZNVXZ22 92535C104 310486.000000000000 NS USD 3353248.800000000000 1.6465551960 Long EC RF US N 1 N N N Village Super Market Inc 25490069686XCNNEMQ07 927107409 44607.000000000000 NS USD 1048710.570000000000 0.5149513028 Long EC CORP US N 1 N N N Yellowstone Acquisition Co N/A 98566K105 190020.000000000000 NS USD 1909701.000000000000 0.9377258569 Long EC CORP US N 2 N N N YELLOWSTONE ACQUISIT CO-CL A N/A 98566K113 95010.000000000000 NS USD 75057.900000000000 0.0368558919 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Yellowstone Acquisition Co Yellowstone Acquisition Co 1.000000000000 11.500000000000 USD 2025-10-21 XXXX -11808.390000000000 N N N Z-Work Acquisition Corp N/A 98880C201 72000.000000000000 NS USD 720000.000000000000 0.3535436264 Long EC CORP US N 1 N N N ABG Acquisition Corp I N/A G00496102 15000.000000000000 NS USD 147000.000000000000 0.0721818237 Long EC CORP US N 1 N N N 2021-07-23 Special Opportunities Fund, Inc. /s/ Andrew Dakos Andrew Dakos President