0001144204-18-001221.txt : 20180108
0001144204-18-001221.hdr.sgml : 20180108
20180108095641
ACCESSION NUMBER: 0001144204-18-001221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180104
FILED AS OF DATE: 20180108
DATE AS OF CHANGE: 20180108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLERMAN GERALD
CENTRAL INDEX KEY: 0001222911
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07528
FILM NUMBER: 18515169
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0000897802
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133702911
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-4319
MAIL ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19960213
FORMER COMPANY:
FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19930714
4
1
v482781_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-04
0
0000897802
SPECIAL OPPORTUNITIES FUND, INC.
SPE
0001222911
HELLERMAN GERALD
5431 NW 21ST AVENUE
BOCA RATON
FL
33496
1
1
0
0
CCO
Common Stock
2018-01-04
4
P
0
2000
15.10
A
13899
D
/s/ Gerald Hellerman
2018-01-05