0001144204-16-073757.txt : 20160104
0001144204-16-073757.hdr.sgml : 20160104
20160104145731
ACCESSION NUMBER: 0001144204-16-073757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160104
DATE AS OF CHANGE: 20160104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0000897802
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133702911
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-4319
MAIL ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19960213
FORMER COMPANY:
FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19930714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLERMAN GERALD
CENTRAL INDEX KEY: 0001222911
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07528
FILM NUMBER: 161317779
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
4
1
v428223_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-01-04
0
0000897802
SPECIAL OPPORTUNITIES FUND, INC.
SPE
0001222911
HELLERMAN GERALD
5431 NW 21ST AVENUE
BOCA RATON
FL
33496
1
1
0
0
CCO and CFO
Common Stock
2016-01-04
4
P
0
1500
13.05
A
11220
D
Common Stock
5170
I
By Spouse
Common Stock
7028
I
By Spouse
Common Stock
1000
I
By Spouse's IRA
The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
/s/ Gerald Hellerman
2016-01-04