0001104659-22-043674.txt : 20220407
0001104659-22-043674.hdr.sgml : 20220407
20220407170201
ACCESSION NUMBER: 0001104659-22-043674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220405
FILED AS OF DATE: 20220407
DATE AS OF CHANGE: 20220407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07528
FILM NUMBER: 22814562
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0000897802
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133702911
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-4319
MAIL ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19960213
FORMER COMPANY:
FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19930714
4
1
tm2212183-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-04-05
0
0000897802
SPECIAL OPPORTUNITIES FUND, INC.
SPE
0001067621
GOLDSTEIN PHILLIP
60 HERITAGE DRIVE
PLEASANTVILLE
NY
10570
1
1
0
0
Chairman and Secretary
Common Stock
2022-04-05
4
D
0
3534
15.69
D
17816
D
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
/s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
2022-04-07