0001104659-22-009073.txt : 20220128 0001104659-22-009073.hdr.sgml : 20220128 20220128171217 ACCESSION NUMBER: 0001104659-22-009073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220126 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERMAN GERALD CENTRAL INDEX KEY: 0001222911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 22569974 MAIL ADDRESS: STREET 1: 5431 NW 21ST AVE. CITY: BOCA RATON STATE: FL ZIP: 33496 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 4 1 tm224833d1_4.xml OWNERSHIP DOCUMENT X0306 4 2022-01-26 0 0000897802 SPECIAL OPPORTUNITIES FUND, INC. SPE 0001222911 HELLERMAN GERALD 5431 NW 21ST AVENUE BOCA RATON FL 33496 1 0 0 0 Common Stock 2022-01-26 4 P 0 285 14.72 A 41933 D Common Stock 2022-01-26 4 P 0 785 14.63 A 42718 D Common Stock 2022-01-28 4 P 0 68 14.59 A 42786 D Common Stock 2022-01-28 4 P 0 532 14.50 A 43318 D Includes shares acquired through reinvested distributions. /s/ Stephanie Darling, Power of Attorney for Gerald Hellerman 2022-01-28