0001104659-21-094020.txt : 20210720 0001104659-21-094020.hdr.sgml : 20210720 20210720170441 ACCESSION NUMBER: 0001104659-21-094020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210719 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERMAN GERALD CENTRAL INDEX KEY: 0001222911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 211101827 MAIL ADDRESS: STREET 1: 5431 NW 21ST AVE. CITY: BOCA RATON STATE: FL ZIP: 33496 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 4 1 tm2122665-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-19 0 0000897802 SPECIAL OPPORTUNITIES FUND, INC. SPE 0001222911 HELLERMAN GERALD 5431 NW 21ST AVE. BOCA RATON FL 33496 1 0 0 0 Common Stock 2021-07-19 4 P 0 1000 14.995 A 39175 D This includes shares acquired through reinvested distributions. /s/ Stephanie Darling, Power of Attorney for Gerald Hellerman 2021-07-20