-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6UWxKJAHTcr8cRsizve2mEusuwRcr1CFqazVTZ42zeFsBoTNys0whPj8XarWgfd shMsJ9BvSyQaNVAWmH4QIQ== /in/edgar/work/20000530/0000897802-00-000001/0000897802-00-000001.txt : 20000919 0000897802-00-000001.hdr.sgml : 20000919 ACCESSION NUMBER: 0000897802-00-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC CENTRAL INDEX KEY: 0000897802 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07528 FILM NUMBER: 645728 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127132000 MAIL ADDRESS: STREET 1: 51 WEST 52ND ST STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 03/31/2000 000 C000000 0000897802 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 INSURED MUNICIPAL INCOME FUND INC. 001 B000000 811-7528 001 C000000 2127133041 002 A000000 51 WEST 52ND STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000001 A 008 C000001 801-13219 008 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6 0000897802 INSURED MUNICIPAL INCOME FUND INC. 1,000 12-MOS MAR-31-2000 APR-01-1999 MAR-31-2000 432,311 443,240 7,496 4 0 450,781 0 0 905 905 150,000 302,700 20,628 20,628 1,058 0 (14,811) 0 10,929 449,876 0 25,829 0 (4,383) 21,446 (22) (21,742) (318) 0 (21,167) 0 0 0 0 0 (21,485) 781 (14,788) 0 0 4,090 0 4,951 304,391 15.58 1.04 (1.05) (1.03) 0 0 14.54 1.44 AVG-DEBT-OUTSTANDING> 0 AVG-DEBT-PER-SHARE> 0
EX-99 3 0003.txt Report of Independent Auditors To the Shareholders and Board of Directors of Insured Municipal Income Fund Inc. In planning and performing our audit of the financial statementsof Insured Municipal Income Fund Inc. for the year ended March 31, 2000, we considered its internal control, including control activities for safeguarding securities, to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on internal control. The management of Insured Municipal Income Fund Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control. Generally, internal controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States. Those internal controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, misstatements due to errors or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that internal control may become inadequate because of changes in conditions,or that the degree of compliance with the policies or procedures may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the specific internal control components does not reduce to a relatively low level the risk that errors or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including control activities for safeguarding securities, and its operation that we consider to be material weaknesses as defined above as of March 31, 2000. This report is intended solely for the information and use of the shareholders, board of directors and management of Insured Municipal Income Fund Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ERNST & YOUNG LLP May 15, 2000 EX-99 4 0004.txt If filing more than one Page 32, "X" box: For period ending March 31, 2000 File number 811-7528 77. A.Is the Registrant filing any of the following attachments with the current filing of Form N-SAR? (ANSWER FOR ALL SERIES AS A GROUP) Y Y/N NOTE: If answer is "Y" (Yes), mark those items below being filed as an attachment to this form or incorporated by reference. N Y/N B.Accountant's report on internal control FINANCE C.Matters submitted to a vote of security holders N D.Policies with respect to security investments N E.Legal proceedings N F.Changes in security for debt N G.Defaults and arrears on senior securities N H.Changes in control of Registrant N I.Terms of new or amended securities N J.Revaluation of assets or restatement of capital share account FINANCE K.Changes in Registrant's certifying accountant FINANCE L.Changes in accounting principles and practices FINANCE M.Mergers N N.Actions required to be reported pursuant to Rule 2a-7 N O.Transactions effected pursuant to Rule 10f-3 N P.Information required to be filed pursuant to existing exemptive orders N Attachment Information (Cont. On Screen 39) If filing more than one Page 32, "X" box: For period ending March 31, 2000 File number 811-7528 Attachment Information (Cont. from Screen 38) 77. Q.1. Exhibits _Y_ Y/N 2.Any information called for by instructions to sub-item 77Q2 ___ Y/N 3.Any information called for by instructions to sub-item 77Q3 ___ Y/N SCREEN NUMBER: 39 __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ 79. List the "811" numbers and names of Registrant's wholly-owned investment company subsidiaries consolidated in this report. 811 Number Subsidiary Name If filing more than one Page 46, "X" box: For period ending March 31, 2000 File number 811-7528 ANNUAL SUPPLEMENT Page 53 is to be filed only once each year at the end of Registrant's fiscal year. 105. Fidelity bond(s) in effect at the end of the period: A. Insurer Name: ICI Mutual Insurance Co. B. Second Insurer: C. Aggregate face amount of coverage for Registrant on all bonds on which it is named as an insured ($000's omitted) $50,000 106. A. Is the bond part of a joint fidelity bond(s) shared with other investment companies or other entities? Y Y/N B. If the answer to 106A is "Y" (Yes), how many other investment companies or other entities are covered by the bond? 72 NOTE: Count each series as a separate investment company. 107. A. Does the mandatory coverage of the fidelity bond have a deductible? N Y/N B. If the answer to 107A is "Y" (Yes), what is the amount of the deductible? $ 108. A. Were any claims with respect to this Registrant filed under the bond during the period? N Y/N B. If the answer to 108A is "Y" (Yes), what was the total amount of such claim(s)? $ 109. A. Were any losses incurred with respect to this Registrant that could have been filed as a claim under the fidelity bond but were not? N Y/N B. If the answer to sub-item 109A is "Y" (Yes), what was the total amount of such losses? ($000's omitted) $ 110. A. Are Registrant's officers and directors covered as officers and directors of Registrant under any errors and omissions insurance policy owned by the Registrant or anyone else? Y Y/N B. Were any claims filed under such policy during the period with respect to Registrant? N Y/N Insured Municipal Income Fund Inc. N-SAR Exhibits Item 77 (Q)(1) For period ending March 31, 2000 File number 811-7528 At a Board of Directors meeting held on December 17, 1999, the directors approved the amended and restatement of the by-laws. -----END PRIVACY-ENHANCED MESSAGE-----