<SEC-DOCUMENT>0000894189-21-008592-index.html : 20211208 <SEC-HEADER>0000894189-21-008592.hdr.sgml : 20211208 <ACCEPTANCE-DATETIME>20211208150315 ACCESSION NUMBER: 0000894189-21-008592 CONFORMED SUBMISSION TYPE: N-2/A PUBLIC DOCUMENT COUNT: 22 FILED AS OF DATE: 20211208 DATE AS OF CHANGE: 20211208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 211478516 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-257169 FILM NUMBER: 211478515 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 <IS-FILER-A-NEW-REGISTRANT>N <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>N <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>Y <IS-FUND-24F2-ELIGIBLE>N </SEC-HEADER> <DOCUMENT> <TYPE>N-2/A <SEQUENCE>1 <FILENAME>specialopp_n2a.htm <DESCRIPTION>AMENDED INITIAL REGISTRATION FOR CLOSED END INVESTMENT COMPANIES <TEXT> Document 1 - file: specialopp_n2a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(III) <SEQUENCE>2 <FILENAME>articlesup.htm <DESCRIPTION>ARTICLE SUPPLEMENTARY <TEXT> Document 2 - file: articlesup.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D) <SEQUENCE>3 <FILENAME>sub_cert.htm <DESCRIPTION>FORM OF TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE <TEXT> Document 3 - file: sub_cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(I) <SEQUENCE>4 <FILENAME>ta_agree.htm <DESCRIPTION>TRANSFER AGENT SERVICING AGREEMENT <TEXT> Document 4 - file: ta_agree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(III) <SEQUENCE>5 <FILENAME>agent_agree.htm <DESCRIPTION>INFORMATION AGENT AGREEMENT <TEXT> Document 5 - file: agent_agree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(IV) <SEQUENCE>6 <FILENAME>sub_agree.htm <DESCRIPTION>SUBSCRIBING AGENT AGREEMENT <TEXT> Document 6 - file: sub_agree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(L) <SEQUENCE>7 <FILENAME>legal_consent.htm <DESCRIPTION>OPINION AND CONSENT OF COUNSEL <TEXT> Document 7 - file: legal_consent.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N) <SEQUENCE>8 <FILENAME>auditor_consent.htm <DESCRIPTION>CONSENT OF INDEPENDENT AUDITOR <TEXT> Document 8 - file: auditor_consent.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image0.jpg <TEXT> Document 10 - file: image0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>image00010.jpg <TEXT> Document 11 - file: image00010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>image00011.jpg <TEXT> Document 12 - file: image00011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>image00012.jpg <TEXT> Document 13 - file: image00012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>image00013.jpg <TEXT> Document 14 - file: image00013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>image00014.jpg <TEXT> Document 15 - file: image00014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>image00015.jpg <TEXT> Document 16 - file: image00015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>image00016.jpg <TEXT> Document 17 - file: image00016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>image00017.jpg <TEXT> Document 18 - file: image00017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>image00018.jpg <TEXT> Document 19 - file: image00018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>image00019.jpg <TEXT> Document 20 - file: image00019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>image00020.jpg <TEXT> Document 21 - file: image00020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>image00021.jpg <TEXT> Document 22 - file: image00021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>image00023.jpg <TEXT> Document 23 - file: image00023.jpg
</DOCUMENT> </SEC-DOCUMENT>