EX-99.77Q2 ITEM 405 9 reporting_insert.htm BENEFICIAL OWNERSHIP REPORTING COMPLIANCE reporting_insert.htm
 
EX-99.77Q2
 
Section 16(a) Beneficial Ownership Reporting Compliance
 
Based solely upon a review of Forms 3 and 4 and amendments thereto furnished to the Registrant pursuant to Rule 16a-3(e) under the Securities Exchange Act of 1934 during its most recent fiscal year and Forms 5 and amendments thereto furnished to the Registrant with respect to its most recent fiscal year, and any written representation referred to referred to in paragraph (b)(2)(i) of Item 405 of Regulation S-K, following is each person who, at any time during the fiscal year, was subject to section 16 of the Exchange Act with respect to the Registrant because of the requirements of section 30 of the Investment Company Act ("reporting person") that failed to file on a timely basis, as disclosed in the above Forms, reports required by section 16(a) of the Exchange Act during the most recent fiscal year or prior fiscal years.
 

 
Reporting Person   Number of Late      Number of Transactions Not
    Reports       Reported on a Timely Basis
         
 Bulldog Investors      
14
  
13
 Phillip Goldstein   
1
  
0
 Andrew Dakos  
1
  
0
 Rajeev Das   
1
  
0
 Ben H. Harris     
1
  
0
 Karpus Management, Inc.    
7
  
7