0000950144-01-507630.txt : 20011010
0000950144-01-507630.hdr.sgml : 20011010
ACCESSION NUMBER: 0000950144-01-507630
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20011009
GROUP MEMBERS: HELENE B. GRALNICK
GROUP MEMBERS: KLEE & CO., L.L.C.
GROUP MEMBERS: MARVIN J. GRALNICK
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CHICOS FAS INC
CENTRAL INDEX KEY: 0000897429
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 592389435
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0130
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-42903
FILM NUMBER: 1754770
BUSINESS ADDRESS:
STREET 1: 11215 METRO PKWY
CITY: FT MYERS
STATE: FL
ZIP: 33912-1206
BUSINESS PHONE: 8134335505
MAIL ADDRESS:
STREET 1: 11215 METRO PKY
CITY: FT MYERS
STATE: FL
ZIP: 33912-1206
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: RODIN LTD
CENTRAL INDEX KEY: 0001073286
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 742773863
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: C/O OSBOURN, LOWE, HELMAN & SMITH, L.L.P
STREET 2: 301 CONGRESS AVENUE, SUITE 1900
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5124697700
MAIL ADDRESS:
STREET 1: C/O OSBOURN HELMAN & SMITH LLP
STREET 2: 301 CONGRESS AVENUE, SUITE 1900
CITY: AUSTIN
STATE: TX
ZIP: 78701
SC 13D/A
1
g72066a5sc13da.txt
CHICO'S FAS, INC.
1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 5)*
CHICO'S FAS, INC.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
168615 10 2
--------------------------------------------------------------------------------
(CUSIP Number)
Gary I. Teblum, Esq.
Trenam, Kemker, Scharf, Barkin,
Frye, O'Neill & Mullis, P.A.
2700 Barnett Plaza
Tampa, Florida 33602
813-223-7474
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
June 27 - 29, 2001, July 2, 2001, September 4 - 6, 2001
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 3d-1(f) or 13d-1(g), check the following box
[ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act,
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Page 1 of 11 Pages)
2
CUSIP NO. 168615 10 2 SCHEDULE 13D PAGE 2 OF 11 PAGES
--------------- --- ----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RODIN, LTD.
-----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]
(b) [ ]
-----------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------
(4) SOURCE OF FUNDS*
NOT APPLICABLE
-----------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS [ ]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
-----------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
TEXAS LIMITED PARTNERSHIP
-----------------------------------------------------------------------
(7) SOLE VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY -----------------------------------------------------
OWNED BY EACH (8) SHARED VOTING POWER
REPORTING
PERSON WITH 2,172,892
-----------------------------------------------------
(9) SOLE DISPOSITIVE POWER
-0-
-----------------------------------------------------
(10) SHARED DISPOSITIVE POWER
2,172,892
-----------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,172,892
-----------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
-----------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.1%
-----------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
3
CUSIP NO. 168615 10 2 SCHEDULE 13D PAGE 3 OF 11 PAGES
-------------- --- ----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KLEE & CO., L.L.C.
-----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]
(b) [ ]
-----------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------
(4) SOURCE OF FUNDS*
NOT APPLICABLE
-----------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ]
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
-----------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
TEXAS LIMITED LIABILITY COMPANY
-----------------------------------------------------------------------
(7) SOLE VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY -----------------------------------------------------
OWNED BY EACH
REPORTING (8) SHARED VOTING POWER
PERSON WITH
2,172,892
-----------------------------------------------------
(9) SOLE DISPOSITIVE POWER
-0-
-----------------------------------------------------
(10) SHARED DISPOSITIVE POWER
2,172,892
-----------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,172,892
-----------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
-----------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.1%
-----------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON*
CO
-----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
4
CUSIP NO. 168615 10 2 SCHEDULE 13D PAGE 4 OF 11 PAGES
-------------- --- ----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HELENE B. GRALNICK
-----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
-----------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------
(4) SOURCE OF FUNDS*
NOT APPLICABLE
-----------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ]
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
-----------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
-----------------------------------------------------------------------
(7) SOLE VOTING POWER
NUMBER OF
SHARES 202,500(1)
BENEFICIALLY -----------------------------------------------------
OWNED BY EACH
REPORTING (8) SHARED VOTING POWER
PERSON WITH
2,172,892
-----------------------------------------------------
(9) SOLE DISPOSITIVE POWER
202,500(1)
-----------------------------------------------------
(10) SHARED DISPOSITIVE POWER
2,172,892
-----------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,375,392
-----------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
-----------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.8%
-----------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
5
CUSIP NO. 168615 10 2 SCHEDULE 13D PAGE 5 OF 11 PAGES
-------------- --- ----
NOTES TO PRECEDING PAGE
(1) REPRESENTS OPTIONS TO PURCHASE SHARES OF COMMON STOCK GRANTED
UNDER THE COMPANY'S STOCK OPTION PLANS AND THAT ARE CURRENTLY
EXERCISABLE.
6
CUSIP NO. 168615 10 2 SCHEDULE 13D PAGE 6 OF 11 PAGES
-------------- --- ----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MARVIN J. GRALNICK
-----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]
(b) [ ]
-----------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------
(4) SOURCE OF FUNDS*
NOT APPLICABLE
-----------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ]
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
-----------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
-----------------------------------------------------------------------
(7) SOLE VOTING POWER
NUMBER OF
SHARES 632,500(1)
BENEFICIALLY -----------------------------------------------------
OWNED BY EACH (8) SHARED VOTING POWER
REPORTING
PERSON WITH 2,172,892
-----------------------------------------------------
(9) SOLE DISPOSITIVE POWER
632,500(1)
-----------------------------------------------------
(10) SHARED DISPOSITIVE POWER
2,172,892
-----------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,805,392
-----------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
-----------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.2%
-----------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
7
CUSIP NO. 168615 10 2 SCHEDULE 13D PAGE 7 OF 11 PAGES
-------------- --- ----
NOTES TO PRECEDING PAGE
(1) REPRESENTS OPTIONS TO PURCHASE SHARES OF COMMON STOCK GRANTED
UNDER THE COMPANY'S STOCK OPTION PLANS AND THAT ARE CURRENTLY
EXERCISABLE.
8
SCHEDULE 13D PAGE 8 OF 11 PAGES
This Statement constitutes Amendment No. 5 to previously filed
Statements on Schedule 13D relating to the common stock, $.01 par value per
share (the "Common Stock"), of Chico's FAS, Inc., a Florida corporation (the
"Issuer"), as follows:
1. Schedule 13D filed on January 7, 1994 by Gralnick Industries
Limited Partnership, a Nevada limited partnership ("Gralnick
Industries"), the Helene B. Gralnick Trust Agreement (the
"Helene B. Gralnick Trust") and Helene B. Gralnick,
individually (the "Helene Gralnick Initial Statement").
2. Schedule 13D filed on January 7, 1994 by Gralnick Enterprises
Limited Partnership, a Nevada limited partnership ("Gralnick
Enterprises"), the Marvin J. Gralnick Trust Agreement (the
"Marvin J. Gralnick Trust") and Marvin J. Gralnick,
individually (the "Marvin Gralnick Initial Statement").
3. Amendment No. 1 to Schedule 13D filed on November 10, 1994 by
Gralnick Industries, Helene B. Gralnick Trust, Helene B.
Gralnick, individually and as trustee, Gralnick Enterprises,
Marvin J. Gralnick Trust, and Marvin J. Gralnick, individually
and as trustee ("Amendment No. 1").
4. Amendment No. 2 to Schedule 13D filed on November 17, 1998 by
Rodin, Ltd., a Texas limited partnership ("Rodin"), Klee &
Co., L.L.C., a Texas limited liability company ("Klee"),
Helene B. Gralnick Trust, Helene B. Gralnick, individually and
as trustee, Marvin J. Gralnick Trust, and Marvin J. Gralnick,
individually and as trustee, Captiva, Ltd., a Texas limited
partnership ("Captiva"), and Sartre Partners, Ltd, a Texas
limited partnership ("Amendment No. 2").
5. Amendment No. 3 to Schedule 13D filed on August 23, 2000 by
Rodin, Klee, Helene B. Gralnick, individually, and Marvin J.
Gralnick, individually ("Amendment No. 3").
6. Amendment No. 4 to Schedule 13D filed on February 9, 2001 by
Rodin, Klee, Helene B. Gralnick, individually, and Marvin J.
Gralnick, individually ("Amendment No. 4").
Rodin, Klee, Helene B. Gralnick, and Marvin J. Gralnick, in filing this
Statement, each jointly further amend the Schedule 13D as follows:
ITEM 4 PURPOSE OF TRANSACTION.
All of the transactions occurring in June 2001, July 2001, and
September 2001 and described in Item 5 below were engaged in to facilitate
investment and/or estate planning activities for the respective parties to those
transactions. Insofar as the Common Stock of the Issuer is concerned
9
SCHEDULE 13D PAGE 9 OF 11 PAGES
Rodin generally acquired and continues to hold the Common Stock of the Issuer as
an equity investment.
ITEM 5 INTEREST IN SECURITIES OF THE ISSUER.
Rodin is governed under the terms of the Limited Partnership Agreement
dated December 21, 1995, as amended (the "Rodin Agreement"). Under the terms of
the Rodin Agreement, the interests of the partners in Rodin, as of the execution
date of this Amendment, are: Klee & Co., L.L.C. - 83.043 Units, Marvin J.
Gralnick - 4,093.270 Units, Helene B. Gralnick - 4,093.270 Units and Leslie C.
Giordani, as the trustee of various irrevocable trusts established by Marvin J.
Gralnick and/or Helene B. Gralnick - - 34.39 Units in the aggregate.
Under the terms of the Rodin Agreement, Klee, in its capacity as the
sole general partner of Rodin, has the full and exclusive right and power to
manage and operate the business of Rodin, including the power to vote and
dispose of all shares of the Common Stock of the Issuer held by Rodin. Helene B.
Gralnick and Marvin J. Gralnick are the sole members of Klee. Therefore, Helene
B. Gralnick and Marvin J. Gralnick are considered for purposes of Rule 13d-3 to
beneficially own all of the shares of Common Stock owned by Rodin. Accordingly,
as a result of these relationships, Rodin, Klee, Helene B. Gralnick, and Marvin
J. Gralnick may be deemed to share the power to vote, direct the vote, dispose
of and direct the disposition of the 2,172,892 shares of the Common Stock of the
Issuer held by Rodin. Such shares represent 8.1 % of the total outstanding
shares of the Common Stock of the Issuer as of August 20, 2001.
In addition, Helene B. Gralnick has the option to acquire 202,500
additional shares of Common Stock that she beneficially owns pursuant to the
terms of those options granted to Ms. Gralnick under the Company's stock option
plans that are currently vested. The shares underlying the vested stock options
held by Ms. Gralnick, together with the shares held by Rodin, constitute 8.8% of
the total outstanding shares of the Common Stock of the Issuer as of August 20,
2001.
In addition, Marvin J. Gralnick has the option to acquire 632,500
additional shares of Common Stock that he beneficially owns pursuant to the
terms of those options granted to Mr. Gralnick under the Company's stock option
plans that are currently vested. The shares underlying the vested stock options
held by Mr. Gralnick, together with the shares held by Rodin, constitute 10.5%
of the total outstanding shares of the Common Stock of the Issuer as of August
20, 2001.
In June 2001, July 2001, and September 2001, Rodin sold an aggregate of
498,200 shares of the Common Stock in open market transactions effectuated
through a broker. The dates of these transactions, the number of shares involved
in each transaction, and the price per share in each transaction are set forth
in Exhibit 1 to this Amendment No. 5.
This Amendment No. 5 to Schedule 13D also updates beneficial ownership
to take into account the vesting since Amendment No. 4 of certain non-qualified
stock options to purchase shares of Common Stock granted to Helene B. Gralnick
and Marvin J. Gralnick pursuant to the Company's
10
SCHEDULE 13D PAGE 10 OF 11 PAGES
stock option plans and the effect on the number of shares represented thereby by
the 3 for 2 stock split distributed in May 2001.
ITEM 6 CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
See "Item 5 Interest in Securities of the Issuer" for information
regarding the Rodin Agreement.
ITEM 7 MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 1 Transactions in Chico's FAS, Inc. Common Stock
11
SCHEDULE 13D PAGE 11 OF 11 PAGES
SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief of
the undersigned, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: October 9, 2001
RODIN, LTD.
By: Klee & Co., L.L.C.,
General Partner
By: /s/ Marvin J. Gralnick
---------------------------------------
Marvin J. Gralnick, Manager
By: /s/ Helene B. Gralnick
---------------------------------------
Helene B. Gralnick, Manager
KLEE & CO., L.L.C.
By: /s/ Marvin J. Gralnick
---------------------------------------
Marvin J. Gralnick, Manager
By: /s/ Helene B. Gralnick
---------------------------------------
Helene B. Gralnick, Manager
/s/ Helene B. Gralnick
------------------------------------------
Helene B. Gralnick, Individually
/s/ Marvin J. Gralnick
------------------------------------------
Marvin J. Gralnick, Individually
EX-1
3
g72066a5ex1.txt
TRANSACTIONS IN CHICO'S FAS, INC. COMMON STOCK
1
EXHIBIT 1
Transactions in Chico's FAS, Inc. Common Stock
DATE OF NUMBER OF
TRANSACTION SHARES PRICE
June 27, 2001 25,000 $ 28.50
June 27, 2001 10,000 $ 28.70
June 27, 2001 4,000 $ 28.77
June 27, 2001 6,300 $ 28.79
June 27, 2001 10,000 $ 28.87
June 27, 2001 700 $ 28.90
June 27, 2001 12,100 $ 28.93
June 27, 2001 14,000 $ 28.95
June 27, 2001 6,000 $ 28.98
June 27, 2001 2,200 $ 28.99
June 27, 2001 9,700 $ 29.00
June 28, 2001 4,900 $ 29.40
June 28, 2001 100 $ 29.45
June 28, 2001 1,200 $ 29.55
June 28, 2001 3,700 $ 29.60
June 28, 2001 100 $ 29.61
June 28, 2001 1,200 $ 29.66
June 28, 2001 1,000 $ 29.72
June 28, 2001 700 $ 29.75
June 28, 2001 1,600 $ 29.80
June 28, 2001 1,800 $ 29.82
June 28, 2001 1,800 $ 29.83
June 28, 2001 1,200 $ 29.84
June 28, 2001 1,700 $ 29.85
June 28, 2001 4,800 $ 29.90
June 28, 2001 100 $ 29.91
June 28, 2001 400 $ 29.93
June 28, 2001 800 $ 29.95
June 28, 2001 2,800 $ 29.99
June 28, 2001 8,000 $ 30.00
June 28, 2001 200 $ 30.02
June 28, 2001 900 $ 30.03
2
DATE OF NUMBER OF
TRANSACTION SHARES PRICE
June 28, 2001 1,000 $ 30.05
June 28, 2001 100 $ 30.25
June 28, 2001 900 $ 30.28
June 28, 2001 9,000 $ 30.30
June 28, 2001 10,000 $ 30.35
June 29, 2001 600 $ 29.50
June 29, 2001 800 $ 29.51
June 29, 2001 2,800 $ 29.60
June 29, 2001 3,300 $ 29.65
June 29, 2001 100 $ 29.67
June 29, 2001 100 $ 29.69
June 29, 2001 300 $ 29.70
June 29, 2001 200 $ 29.71
June 29, 2001 1,800 $ 29.72
June 29, 2001 19,800 $ 29.75
June 29, 2001 6,100 $ 29.80
June 29, 2001 400 $ 29.81
June 29, 2001 700 $ 29.83
June 29, 2001 100 $ 29.84
June 29, 2001 2,400 $ 29.85
June 29, 2001 300 $ 29.89
June 29, 2001 6,900 $ 29.90
June 29, 2001 3,100 $ 29.91
June 29, 2001 200 $ 29.93
June 29, 2001 800 $ 29.94
June 29, 2001 1,600 $ 29.95
June 29, 2001 300 $ 29.96
June 29, 2001 600 $ 29.98
June 29, 2001 12,200 $ 29.99
June 29, 2001 50,700 $ 30.00
June 29, 2001 100 $ 30.01
June 29, 2001 600 $ 30.02
June 29, 2001 1,000 $ 30.03
June 29, 2001 300 $ 30.04
June 29, 2001 200 $ 30.05
June 29, 2001 100 $ 30.06
3
DATE OF NUMBER OF
TRANSACTION SHARES PRICE
June 29, 2001 100 $ 30.08
June 29, 2001 500 $ 30.09
June 29, 2001 1,200 $ 30.10
June 29, 2001 400 $ 30.12
June 29, 2001 300 $ 30.14
June 29, 2001 2,200 $ 30.15
June 29, 2001 2,500 $ 30.20
June 29, 2001 100 $ 30.25
June 29, 2001 100 $ 30.27
June 29, 2001 2,800 $ 29.60
July 2, 2001 58,700 $ 29.70
July 2, 2001 100 $ 29.77
July 2, 2001 400 $ 29.79
July 2, 2001 18,800 $ 29.80
July 2, 2001 400 $ 29.81
July 2, 2001 9,000 $ 29.83
July 2, 2001 400 $ 29.85
July 2, 2001 700 $ 29.87
July 2, 2001 600 $ 29.89
July 2, 2001 22,100 $ 29.90
July 2, 2001 100 $ 29.93
July 2, 2001 700 $ 29.94
July 2, 2001 100 $ 29.95
July 2, 2001 100 $ 29.99
July 2, 2001 10,600 $ 30.00
July 2, 2001 1,600 $ 30.01
July 2, 2001 5,000 $ 30.02
July 2, 2001 900 $ 30.03
July 2, 2001 27,700 $ 30.06
July 2, 2001 1,300 $ 30.09
July 2, 2001 2,000 $ 30.10
September 4, 2001 32,200 $ 38.45
September 5, 2001 3,500 $ 37.30
September 6, 2001 12,500 $ 37.31