0000897429-24-000014.txt : 20240109 0000897429-24-000014.hdr.sgml : 20240109 20240109165115 ACCESSION NUMBER: 0000897429-24-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240105 FILED AS OF DATE: 20240109 DATE AS OF CHANGE: 20240109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topper Joseph R. Jr. CENTRAL INDEX KEY: 0001555979 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16435 FILM NUMBER: 24523874 MAIL ADDRESS: STREET 1: 3113 WOODCREEK DR. CITY: DOWNERS GROVE STATE: IL ZIP: 60515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHICO'S FAS, INC. CENTRAL INDEX KEY: 0000897429 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 592389435 STATE OF INCORPORATION: FL FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 11215 METRO PKWY CITY: FT MYERS STATE: FL ZIP: 33966-1206 BUSINESS PHONE: 2392776200 MAIL ADDRESS: STREET 1: 11215 METRO PKY CITY: FT MYERS STATE: FL ZIP: 33966-1206 FORMER COMPANY: FORMER CONFORMED NAME: CHICOS FAS INC DATE OF NAME CHANGE: 19930212 4 1 wk-form4_1704837061.xml FORM 4 X0508 4 2024-01-05 1 0000897429 CHICO'S FAS, INC. CHS 0001555979 Topper Joseph R. Jr. 11215 METRO PARKWAY FORT MYERS FL 33966 0 1 0 0 EVP - Chief Digital Officer 0 Common Stock 2024-01-05 4 D 0 188364 D 0 D Includes awards of restricted stock ("RSAs") held by the Reporting Person and shares acquired under the Chico's FAS, Inc. 2021 Employee Stock Purchase Plan. Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of September 27, 2023, by and among Chico's FAS, Inc., Daphne Parent LLC, a Delaware limited liability company, and Daphne Merger Sub, Inc., a Florida corporation, (i) each share of common stock that was outstanding immediately prior to the effective time of the merger contemplated by the Merger Agreement ("Effective Time") was cancelled and automatically converted into the right to receive $7.60 per share in cash, and (ii) each unvested RSA that was outstanding immediately prior to the Effective Time became fully vested, cancelled, and automatically converted into the right to receive an amount in cash equal to the product of (a) the number of shares of common stock subject to such RSA, multiplied by (b) $7.60, subject to any required withholding of taxes. Includes 3,127 shares acquired under the Chico's FAS, Inc. 2021 Employee Stock Purchase Plan ("ESPP") between April 28, 2023 and October 31, 2023 and 2,717 additional shares acquired in earlier periods under the ESPP that were inadvertently omitted from the Reporting Person's previous Section 16 reports. /s/ Joseph R. Topper, Jr. 2024-01-09