-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fe1mm0P6iYjUmozMnv2iB0ZVVM9X3TnKfAu6QFxSrCPrrzOsDHKqRjEJ163NGkrz XwoTdaINdwzLQlsbHDqyQw== 0000898432-99-001177.txt : 19991229 0000898432-99-001177.hdr.sgml : 19991229 ACCESSION NUMBER: 0000898432-99-001177 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 23 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 19991228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE SERIES TRUST CENTRAL INDEX KEY: 0000897111 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07470 FILM NUMBER: 99781582 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 8135733800 NSAR-B 1 N-SAR (6.1) PAGE 1 000 B000000 10/31/1999 000 C000000 0000897111 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HERITAGE SERIES TRUST 001 B000000 811-7470 001 C000000 7275738143 002 A000000 880 CARILLON PARKWAY 002 B000000 ST PETERSBURG 002 C000000 FL 002 D010000 33716 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 SMALL CAP STOCK FUND 007 C030100 N 007 C010200 2 007 C020200 VALUE EQUITY FUND 007 C030200 N 007 C010300 3 007 C020300 EAGLE INTERNATIONAL EQUITY PORTFOLIO 007 C030300 N 007 C010400 4 007 C020400 GROWTH EQUITY FUND 007 C030400 N 007 C010500 5 007 C020500 MID CAP GROWTH FUND 007 C030500 N 007 C010600 6 007 C020600 AGGRESSIVE GROWTH FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 13 019 C00AA00 HERITAGEXX 020 A000001 MORGAN STANLEY/DEAN WITTER 020 B000001 13-2655998 020 C000001 155 PAGE 2 020 A000002 CREDIT SUISSE FIRST BOSTON 020 B000002 13-5659485 020 C000002 151 020 A000003 RAYMOND JAMES & ASSOCIATES, INC. 020 B000003 59-1237041 020 C000003 66 020 A000004 DONALDSON LUFKIN & JENRETTE 020 B000004 13-2741729 020 C000004 61 020 A000005 ROBINSON HUMPHREY COMPANY, INC. 020 B000005 58-1472560 020 C000005 58 020 A000006 SALOMON SMITH BARNEY, INC. 020 B000006 13-1910900 020 C000006 57 020 A000007 JEFFRIES & CO., INC. 020 B000007 59-2622900 020 C000007 40 020 A000008 MACDONALD INVESTMENT CO., INC. 020 B000008 13-3488141 020 C000008 38 020 A000009 MORGAN, J.P., SECURITIES, INC. 020 B000009 13-3224016 020 C000009 37 020 A000010 GOLDMAN SACHS & CO. 020 B000010 13-5108880 020 C000010 30 021 000000 1218 022 A000001 STATE STREET BANK & TRUST CO., INC. 022 B000001 04-1867445 022 C000001 6202596 022 D000001 0 022 A000002 MORGAN STANLEY/DEAN WITTER 022 B000002 13-2655998 022 C000002 55041 022 D000002 31579 022 A000003 CREDIT SUISSE FIRST BOSTON 022 B000003 13-5659485 022 C000003 27248 022 D000003 26047 022 A000004 BREAN MURRAY, FOSTER SECURITIES INC. 022 B000004 13-2760052 022 C000004 15446 022 D000004 17878 022 A000005 SALOMON SMITH BARNEY, INC. 022 B000005 13-1910900 022 C000005 9015 022 D000005 14305 022 A000006 DONALDSON LUFKIN & JENRETTE 022 B000006 13-2741729 022 C000006 11048 PAGE 3 022 D000006 6486 022 A000007 DAIN RAUCHER, INC. 022 B000007 41-0212020 022 C000007 4532 022 D000007 9655 022 A000008 BEAR STEARNS & COMPANY, INC. 022 B000008 13-3299429 022 C000008 10270 022 D000008 1850 022 A000009 BANC AMERICA SECURITIES, LLC 022 B000009 36-0947896 022 C000009 5869 022 D000009 5550 022 A000010 CIBC WORLD MARKETS 022 B000010 13-2798343 022 C000010 3942 022 D000010 6727 023 C000000 6428659 023 D000000 191138 027 000000 Y 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 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028 H000100 7931 029 000100 Y PAGE 5 030 A000100 321 030 B000100 4.75 030 C000100 0.00 031 A000100 38 031 B000100 0 032 000100 34 033 000100 249 034 000100 Y 035 000100 92 036 A000100 N 036 B000100 0 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 100 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 1275 044 000100 0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 071 A000100 98562 071 B000100 160695 071 C000100 233856 071 D000100 42 072 A000100 12 072 B000100 810 072 C000100 1826 072 D000100 0 072 E000100 0 072 F000100 1960 072 G000100 0 072 H000100 0 072 I000100 292 072 J000100 39 072 K000100 0 072 L000100 44 072 M000100 9 072 N000100 42 072 O000100 0 PAGE 6 072 P000100 0 072 Q000100 50 072 R000100 21 072 S000100 7 072 T000100 1275 072 U000100 0 072 V000100 0 072 W000100 12 072 X000100 3751 072 Y000100 0 072 Z000100 -1115 072AA000100 36872 072BB000100 38953 072CC010100 11574 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 7366 074 C000100 0 074 D000100 650 074 E000100 0 074 F000100 188814 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 3252 074 K000100 0 074 L000100 127 074 M000100 12 074 N000100 200221 074 O000100 3123 074 P000100 329 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 1805 074 S000100 0 074 T000100 194964 074 U010100 5804 074 U020100 2703 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 21234 PAGE 7 074 Y000100 0 075 A000100 0 075 B000100 244720 076 000100 0.00 028 A010200 953 028 A020200 0 028 A030200 0 028 A040200 664 028 B010200 968 028 B020200 0 028 B030200 0 028 B040200 528 028 C010200 944 028 C020200 0 028 C030200 0 028 C040200 417 028 D010200 880 028 D020200 0 028 D030200 0 028 D040200 523 028 E010200 284 028 E020200 0 028 E030200 0 028 E040200 785 028 F010200 499 028 F020200 0 028 F030200 0 028 F040200 573 028 G010200 4528 028 G020200 0 028 G030200 0 028 G040200 3490 028 H000200 845 029 000200 Y 030 A000200 39 030 B000200 4.75 030 C000200 0.00 031 A000200 4 031 B000200 0 032 000200 0 033 000200 35 034 000200 Y 035 000200 11 036 A000200 N 036 B000200 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 PAGE 8 042 G000200 0 042 H000200 0 043 000200 179 044 000200 0 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 071 A000200 39709 071 B000200 42628 071 C000200 28947 071 D000200 137 072 A000200 12 072 B000200 60 072 C000200 571 072 D000200 0 072 E000200 0 072 F000200 228 072 G000200 0 072 H000200 0 072 I000200 37 072 J000200 17 072 K000200 0 072 L000200 21 072 M000200 9 072 N000200 32 072 O000200 0 072 P000200 0 072 Q000200 40 072 R000200 22 072 S000200 21 072 T000200 179 072 U000200 0 072 V000200 0 072 W000200 89 072 X000200 695 072 Y000200 0 072 Z000200 -64 072AA000200 6108 072BB000200 5159 072CC010200 0 072CC020200 1115 072DD010200 154 072DD020200 10 PAGE 9 072EE000200 203 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.1189 073 C000200 0.0000 074 A000200 0 074 B000200 342 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 26921 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 766 074 K000200 0 074 L000200 158 074 M000200 15 074 N000200 28202 074 O000200 532 074 P000200 58 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 50 074 S000200 0 074 T000200 27562 074 U010200 859 074 U020200 655 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 3118 074 Y000200 0 075 A000200 0 075 B000200 30341 076 000200 0.00 028 A010300 265 028 A020300 0 028 A030300 0 028 A040300 1557 028 B010300 261 028 B020300 0 028 B030300 0 028 B040300 1124 028 C010300 301 028 C020300 0 028 C030300 0 028 C040300 1608 028 D010300 1409 PAGE 10 028 D020300 0 028 D030300 0 028 D040300 1847 028 E010300 723 028 E020300 0 028 E030300 0 028 E040300 1451 028 F010300 704 028 F020300 0 028 F030300 0 028 F040300 1191 028 G010300 3663 028 G020300 0 028 G030300 0 028 G040300 8778 028 H000300 405 029 000300 Y 030 A000300 19 030 B000300 4.75 030 C000300 0.00 031 A000300 2 031 B000300 0 032 000300 0 033 000300 17 034 000300 Y 035 000300 5 036 A000300 N 036 B000300 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 423 044 000300 0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y 069 000300 N 071 A000300 37080 071 B000300 36466 PAGE 11 071 C000300 46722 071 D000300 78 072 A000300 12 072 B000300 46 072 C000300 738 072 D000300 0 072 E000300 0 072 F000300 478 072 G000300 0 072 H000300 0 072 I000300 10 072 J000300 166 072 K000300 0 072 L000300 13 072 M000300 9 072 N000300 42 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 40 072 S000300 21 072 T000300 13 072 U000300 0 072 V000300 0 072 W000300 461 072 X000300 1253 072 Y000300 0 072 Z000300 -469 072AA000300 6905 072BB000300 216 072CC010300 3508 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 60 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.1200 073 C000300 0.0000 074 A000300 11 074 B000300 1291 074 C000300 0 074 D000300 0 074 E000300 743 074 F000300 45519 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 7656 074 K000300 0 074 L000300 601 PAGE 12 074 M000300 14 074 N000300 55835 074 O000300 7464 074 P000300 136 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 361 074 S000300 0 074 T000300 47874 074 U010300 266 074 U020300 237 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 2105 074 Y000300 0 075 A000300 0 075 B000300 14483 076 000300 0.00 028 A010400 2968 028 A020400 0 028 A030400 0 028 A040400 2086 028 B010400 3128 028 B020400 0 028 B030400 0 028 B040400 2763 028 C010400 3466 028 C020400 0 028 C030400 0 028 C040400 1942 028 D010400 2818 028 D020400 0 028 D030400 0 028 D040400 1796 028 E010400 3287 028 E020400 0 028 E030400 0 028 E040400 1455 028 F010400 3936 028 F020400 0 028 F030400 0 028 F040400 1429 028 G010400 19603 028 G020400 0 028 G030400 0 028 G040400 11471 028 H000400 7009 029 000400 Y PAGE 13 030 A000400 304 030 B000400 4.75 030 C000400 0.00 031 A000400 37 031 B000400 0 032 000400 69 033 000400 198 034 000400 Y 035 000400 45 036 A000400 N 036 B000400 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 839 044 000400 0 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 071 A000400 199068 071 B000400 188115 071 C000400 117534 071 D000400 160 072 A000400 12 072 B000400 278 072 C000400 572 072 D000400 0 072 E000400 0 072 F000400 933 072 G000400 0 072 H000400 0 072 I000400 115 072 J000400 24 072 K000400 0 072 L000400 22 072 M000400 9 072 N000400 44 072 O000400 0 PAGE 14 072 P000400 0 072 Q000400 49 072 R000400 19 072 S000400 4 072 T000400 839 072 U000400 0 072 V000400 0 072 W000400 11 072 X000400 2069 072 Y000400 0 072 Z000400 -1219 072AA000400 31983 072BB000400 7458 072CC010400 25442 072CC020400 0 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1 074 B000400 17648 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 141041 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 4789 074 K000400 0 074 L000400 691 074 M000400 22 074 N000400 164191 074 O000400 5324 074 P000400 234 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 216 074 S000400 0 074 T000400 158417 074 U010400 1931 074 U020400 1780 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 10235 PAGE 15 074 Y000400 0 075 A000400 0 075 B000400 121353 076 000400 0.00 028 A010500 370 028 A020500 0 028 A030500 0 028 A040500 957 028 B010500 279 028 B020500 0 028 B030500 0 028 B040500 759 028 C010500 268 028 C020500 0 028 C030500 0 028 C040500 751 028 D010500 264 028 D020500 0 028 D030500 0 028 D040500 1057 028 E010500 133 028 E020500 0 028 E030500 0 028 E040500 946 028 F010500 155 028 F020500 0 028 F030500 0 028 F040500 1074 028 G010500 1469 028 G020500 0 028 G030500 0 028 G040500 5544 028 H000500 808 029 000500 Y 030 A000500 36 030 B000500 4.75 030 C000500 0.00 031 A000500 4 031 B000500 0 032 000500 1 033 000500 31 034 000500 Y 035 000500 38 036 A000500 N 036 B000500 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 PAGE 16 042 G000500 0 042 H000500 0 043 000500 163 044 000500 0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 071 A000500 52206 071 B000500 58850 071 C000500 27178 071 D000500 192 072 A000500 12 072 B000500 44 072 C000500 70 072 D000500 0 072 E000500 0 072 F000500 211 072 G000500 0 072 H000500 0 072 I000500 36 072 J000500 18 072 K000500 0 072 L000500 12 072 M000500 9 072 N000500 47 072 O000500 0 072 P000500 0 072 Q000500 39 072 R000500 21 072 S000500 5 072 T000500 163 072 U000500 0 072 V000500 0 072 W000500 36 072 X000500 597 072 Y000500 0 072 Z000500 -483 072AA000500 8124 072BB000500 6196 072CC010500 2468 072CC020500 0 072DD010500 0 072DD020500 0 PAGE 17 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 1 074 B000500 268 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 24511 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 1760 074 K000500 0 074 L000500 24 074 M000500 34 074 N000500 26598 074 O000500 500 074 P000500 79 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 150 074 S000500 0 074 T000500 25869 074 U010500 1006 074 U020500 566 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 2785 074 Y000500 0 075 A000500 28117 075 B000500 0 076 000500 0.00 028 A010600 2028 028 A020600 0 028 A030600 0 028 A040600 619 028 B010600 1437 028 B020600 0 028 B030600 0 028 B040600 594 028 C010600 3124 028 C020600 0 028 C030600 0 028 C040600 300 028 D010600 2365 PAGE 18 028 D020600 0 028 D030600 0 028 D040600 599 028 E010600 2284 028 E020600 0 028 E030600 0 028 E040600 421 028 F010600 2717 028 F020600 0 028 F030600 0 028 F040600 461 028 G010600 13955 028 G020600 0 028 G030600 0 028 G040600 2994 028 H000600 5406 029 000600 Y 030 A000600 245 030 B000600 4.75 030 C000600 0.00 031 A000600 28 031 B000600 0 032 000600 1 033 000600 216 034 000600 Y 035 000600 19 036 A000600 N 036 B000600 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 227 044 000600 0 066 A000600 Y 066 B000600 Y 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 071 A000600 92945 071 B000600 66117 PAGE 19 071 C000600 33828 071 D000600 195 072 A000600 12 072 B000600 260 072 C000600 72 072 D000600 0 072 E000600 0 072 F000600 383 072 G000600 0 072 H000600 0 072 I000600 39 072 J000600 19 072 K000600 0 072 L000600 15 072 M000600 9 072 N000600 47 072 O000600 0 072 P000600 0 072 Q000600 41 072 R000600 32 072 S000600 8 072 T000600 227 072 U000600 0 072 V000600 0 072 W000600 53 072 X000600 873 072 Y000600 0 072 Z000600 -541 072AA000600 13191 072BB000600 6703 072CC010600 3177 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 5414 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 52075 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 1553 074 K000600 0 074 L000600 224 PAGE 20 074 M000600 21 074 N000600 59287 074 O000600 5241 074 P000600 162 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 132 074 S000600 0 074 T000600 53752 074 U010600 1823 074 U020600 773 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 4544 074 Y000600 0 075 A000600 0 075 B000600 38270 076 000600 0.00 SIGNATURE STEPHEN G. HILL TITLE PRESIDENT EX-27.1 2
6 0000897111 HERITAGE SERIES TRUST - SMALL CAP STOCK FUND 011 CLASS A 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 183,792,042 189,464,261 3,378,510 7,378,544 0 200,221,315 3,123,100 0 2,133,847 5,256,947 0 194,487,112 8,506,330 11,921,783 31,078 0 (5,226,041) 0 5,672,219 194,964,368 1,825,980 809,955 0 3,751,411 (1,115,476) (2,081,165) 11,574,223 8,377,582 0 0 0 0 1,632,406 5,047,859 0 (72,117,102) 0 (3,715,793) 0 0 1,960,400 0 1,972,251 156,282,137 22.62 (0.04) 0.63 0 0 0 23.21 1.26
EX-27.2 3
6 0000897111 HERITAGE SERIES TRUST - SMALL CAP STOCK FUND 012 CLASS B 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 183,792,042 189,464,261 3,378,510 7,378,544 0 200,221,315 3,123,100 0 2,133,847 5,256,947 0 194,487,112 8,506,330 11,921,783 31,078 0 (5,226,041) 0 5,672,219 194,964,368 1,825,980 809,955 0 3,751,411 (1,115,476) (2,081,165) 11,574,223 8,377,582 0 0 0 0 1,632,406 5,047,859 0 (72,117,102) 0 (3,715,793) 0 0 1,960,400 0 206,476 10,274,848 22.00 (0.22) 0.63 0 0 0 22.41 2.01
EX-27.3 4
6 0000897111 HERITAGE SERIES TRUST - SMALL CAP STOCK FUND 013 CLASS C 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 183,792,042 189,464,261 3,378,510 7,378,544 0 200,221,315 3,123,100 0 2,133,847 5,256,947 0 194,487,112 8,506,330 11,921,783 31,078 0 (5,226,041) 0 5,672,219 194,964,368 1,825,980 809,955 0 3,751,411 (1,115,476) (2,081,165) 11,574,223 8,377,582 0 0 0 0 1,632,406 5,047,859 0 (72,117,102) 0 (3,715,793) 0 0 1,960,400 0 1,572,684 78,163,069 22.01 (0.22) 0.63 0 0 0 22.42 2.01
EX-27.4 5
6 0000897111 HERITAGE SERIES TRUST-VALUE EQUITY FUND 021 CLASS A 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 27,533,530 26,921,229 924,642 355,835 0 28,201,706 531,958 0 107,609 639,567 0 27,502,628 1,514,145 1,750,077 54,770 0 617,042 0 (612,301) 27,562,139 571,257 60,329 0 543,133 88,453 948,923 (1,115,216) (77,840) 0 163,552 202,840 0 319,806 574,669 18,931 (4,703,277) 129,446 (128,618) 0 0 227,557 0 240,486 16,584,630 18.56 0.12 (0.07) (0.16) 0.12 0.00 18.66 1.45
EX-27.5 6
6 0000897111 HERITAGE SERIES TRUST-VALUE EQUITY FUND 022 CLASS B 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 27,533,530 26,921,229 924,642 355,835 0 28,201,706 531,958 0 107,609 639,567 0 27,502,628 1,514,145 1,750,077 54,770 0 617,042 0 (612,301) 27,562,139 571,257 60,329 0 543,133 88,453 948,923 (1,115,216) (77,840) 0 163,552 202,840 0 319,806 574,669 18,931 (4,703,277) 129,446 (128,618) 0 0 227,557 0 23,773 1,080,561 18.29 (0.02) (0.08) (0.01) 0.12 0.00 18.09 2.20
EX-27.6 7
6 0000897111 HERITAGE SERIES TRUST-VALUE EQUITY FUND 023 CLASS C 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 27,533,530 26,921,229 924,642 355,835 0 28,201,706 531,958 0 107,609 639,567 0 27,502,628 1,514,145 1,750,077 54,770 0 617,042 0 (612,301) 27,562,139 571,257 60,329 0 543,133 88,453 948,923 (1,115,216) (77,840) 0 163,552 202,840 0 319,806 574,669 18,931 (4,703,277) 129,446 (128,618) 0 0 227,557 0 278,874 12,675,758 18.28 (0.02) (0.07) (0.01) 0.12 0.00 18.09 2.20
EX-27.7 8
6 0000897111 HERITAGE SERIES TRUST - EAGLE INTERNATIONAL EQUITY PORTFOLIO 031 CLASS A 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 37,240,576 46,262,496 8,256,788 1,316,122 0 55,835,406 7,464,352 0 496,788 7,961,140 0 32,464,483 1,539,780 1,815,787 78,478 0 6,487,318 0 8,843,987 47,874,266 737,523 46,306 0 1,204,493 (420,664) 7,121,008 3,508,280 10,208,624 0 0 212,133 0 219,542 503,114 7,565 2,135,689 (113,865) 196,692 0 0 477,822 0 145,059 7,363,386 25.43 (0.09) 6.34 0 0.12 0 31.56 1.97
EX-27.8 9
6 0000897111 HERITAGE SERIES TRUST - EAGLE INTERNATIONAL EQUITY PORTFOLIO 032 CLASS B 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 37,240,576 46,262,496 8,256,788 1,316,122 0 55,835,406 7,464,352 0 496,788 7,961,140 0 32,464,483 1,539,780 1,815,787 78,478 0 6,487,318 0 8,843,987 47,874,266 737,523 46,306 0 1,204,493 (420,664) 7,121,008 3,508,280 10,208,624 0 0 212,133 0 219,542 503,114 7,565 2,135,689 (113,865) 196,692 0 0 477,822 0 10,684 392,796 25.03 (0.30) 6.22 0 0.12 0 30.83 2.72
EX-27.9 10
6 0000897111 HERITAGE SERIES TRUST - EAGLE INTERNATIONAL EQUITY PORTFOLIO 033 CLASS C 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 37,240,576 46,262,496 8,256,788 1,316,122 0 55,835,406 7,464,352 0 496,788 7,961,140 0 32,464,483 1,539,780 1,815,787 78,478 0 6,487,318 0 8,843,987 47,874,266 737,523 46,306 0 1,204,493 (420,664) 7,121,008 3,508,280 10,208,624 0 0 212,133 0 219,542 503,114 7,565 2,135,689 (113,865) 196,692 0 0 477,822 0 182,978 6,727,141 25.03 (0.30) 6.22 0 0.12 0 30.83 2.72
EX-27.10 11
6 0000897111 HERITAGE SERIES TRUST - EAGLE INTERNATIONAL EQUITY PORTFOLIO 034 CLASS EAGLE 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 37,240,576 46,262,496 8,256,788 1,316,122 0 55,835,406 7,464,352 0 496,788 7,961,140 0 32,464,483 1,539,780 1,815,787 78,478 0 6,487,318 0 8,843,987 47,874,266 737,523 46,306 0 1,204,493 (420,664) 7,121,008 3,508,280 10,208,624 0 0 212,133 0 219,542 503,114 7,565 2,135,689 (113,865) 196,692 0 0 477,822 0 865,772 33,298,919 25.17 (0.27) 6.26 0 0.12 0 31.04 2.60
EX-27.11 12
6 0000897111 HERITAGE SERIES TRUST - GROWTH EQUITY FUND 041 CLASS A 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 91,980,085 141,041,258 5,480,095 17,671,037 0 164,192,390 5,323,796 0 450,187 5,773,983 0 89,185,890 3,710,982 2,967,695 0 0 20,171,344 0 49,061,173 158,418,407 571,726 278,404 0 2,069,418 (1,219,288) 24,524,653 25,441,900 48,747,265 0 0 0 0 1,510,265 766,978 0 73,898,628 0 (3,134,021) 0 0 932,644 0 668,255 53,890,956 28.82 (0.20) 14.82 0 0 0 43.44 1.24
EX-27.12 13
6 0000897111 HERITAGE SERIES TRUST - GROWTH EQUITY FUND 042 CLASS B 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 91,980,085 141,041,258 5,480,095 17,671,037 0 164,192,390 5,323,796 0 450,187 5,773,983 0 89,185,890 3,710,982 2,967,695 0 0 20,171,344 0 49,061,173 158,418,407 571,726 278,404 0 2,069,418 (1,219,288) 24,524,653 25,441,900 48,747,265 0 0 0 0 1,510,265 766,978 0 73,898,628 0 (3,134,021) 0 0 932,644 0 215,717 10,880,543 28.18 (0.47) 14.46 0 0 0 42.17 1.98
EX-27.13 14
6 0000897111 HERITAGE SERIES TRUST - GROWTH EQUITY FUND 043 CLASS C 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 91,980,085 141,041,258 5,480,095 17,671,037 0 164,192,390 5,323,796 0 450,187 5,773,983 0 89,185,890 3,710,982 2,967,695 0 0 20,171,344 0 49,061,173 158,418,407 571,726 278,404 0 2,069,418 (1,219,288) 24,524,653 25,441,900 48,747,265 0 0 0 0 1,510,265 766,978 0 73,898,628 0 (3,134,021) 0 0 932,644 0 1,185,445 59,581,008 28.18 (0.47) 14.44 0 0 0 42.15 1.99
EX-27.14 15
6 0000897111 HERITAGE SERIES TRUST - MID CAP GROWTH FUND 051 CLASS A 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 21,105,526 24,511,488 1,784,012 302,116 0 26,597,615 500,263 0 228,592 728,855 0 22,075,246 1,572,048 1,954,758 0 0 387,552 0 3,405,962 25,868,760 70,303 44,087 0 542,175 (427,785) 1,928,034 2,467,882 3,968,131 0 0 0 0 402,476 785,186 0 (1,960,246) 0 (1,540,482) 0 0 210,881 0 252,982 15,811,308 14.28 (0.18) 2.46 0 0 0 16.56 1.60
EX-27.15 16
6 0000897111 HERITAGE SERIES TRUST - MID CAP GROWTH FUND 052 CLASS B 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 21,105,526 24,511,488 1,784,012 302,116 0 26,597,615 500,263 0 228,592 728,855 0 22,075,246 1,572,048 1,954,758 0 0 387,552 0 3,405,962 25,868,760 70,303 44,087 0 542,175 (427,785) 1,928,034 2,467,882 3,968,131 0 0 0 0 402,476 785,186 0 (1,960,246) 0 (1,540,482) 0 0 210,881 0 50,256 2,138,592 14.17 (0.30) 2.45 0 0 0 16.32 2.35
EX-27.16 17
6 0000897111 HERITAGE SERIES TRUST - MID CAP GROWTH FUND 053 CLASS C 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 21,105,526 24,511,488 1,784,012 302,116 0 26,597,615 500,263 0 228,592 728,855 0 22,075,246 1,572,048 1,954,758 0 0 387,552 0 3,405,962 25,868,760 70,303 44,087 0 542,175 (427,785) 1,928,034 2,467,882 3,968,131 0 0 0 0 402,476 785,186 0 (1,960,246) 0 (1,540,482) 0 0 210,881 0 238,938 10,167,565 14.18 (0.30) 2.44 0 0 0 16.32 2.35
EX-27.17 18
6 0000897111 HERRITAGE SERIES TRUST - AGGRESSIVE GROWTH FUND 061 CLASS A 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 47,365,421 52,075,335 1,777,268 5,434,731 0 59,287,333 5,241,287 0 293,679 5,534,966 0 43,188,096 2,596,474 1,204,658 0 0 5,854,357 0 4,709,914 53,752,367 71,718 259,885 0 762,461 (430,858) 6,487,570 3,177,004 9,233,716 0 0 0 0 1,764,451 372,635 0 35,267,190 0 (202,355) 0 0 382,703 0 343,259 20,803,525 15.35 (0.15) 5.60 0 0 0.00 20.80 1.65
EX-27.18 19
6 0000897111 HERRITAGE SERIES TRUST - AGGRESSIVE GROWTH FUND 062 CLASS B 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 47,365,421 52,075,335 1,777,268 5,434,731 0 59,287,333 5,241,287 0 293,679 5,534,966 0 43,188,096 2,596,474 1,204,658 0 0 5,854,357 0 4,709,914 53,752,367 71,718 259,885 0 762,461 (430,858) 6,487,570 3,177,004 9,233,716 0 0 0 0 1,764,451 372,635 0 35,267,190 0 (202,355) 0 0 382,703 0 182,588 7,607,832 15.33 (0.29) 5.57 0 0 0.00 20.61 2.40
EX-27.19 20
6 0000897111 HERRITAGE SERIES TRUST - AGGRESSIVE GROWTH FUND 063 CLASS C 12-MOS OCT-31-1999 NOV-01-1998 OCT-31-1999 47,365,421 52,075,335 1,777,268 5,434,731 0 59,287,333 5,241,287 0 293,679 5,534,966 0 43,188,096 2,596,474 1,204,658 0 0 5,854,357 0 4,709,914 53,752,367 71,718 259,885 0 762,461 (430,858) 6,487,570 3,177,004 9,233,716 0 0 0 0 1,764,451 372,635 0 35,267,190 0 (202,355) 0 0 382,703 0 236,614 9,858,939 15.33 (0.29) 5.57 0 0 0.00 20.61 2.40
EX-99.77(B) 21 PRICEWATERHOUSECOOPERS LLP - -------------------------------------------------------------------------------- PricewaterhouseCoopers LLP Suite 2800 400 North Ashley Street Tampa, FL 33602-4319 Telephone (813) 223-7577 REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS To the Shareholders and Board of Trustees of Heritage Series Trust In planning and performing our audit of the financial statements of the Heritage Series Trust (the "Trust") for the year ended October 31, 1999, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of control. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 1999. This report is intended solely for the information and use of and the Board of Trustees, management and the Securities and Exchange Commission. /s/ PricewaterhouseCoopers LLP - ------------------------------- PricewaterhouseCoopers LLP December 15, 1999 EX-99.77.(C) 22 For period ending 10-31-99 File Number 811-4338 77.C. Matters submitted to a vote of securities holders. The following matter was submitted to a vote of securities holders at a special meeting of shareholders of Heritage Series Trust - Value Equity Fund (the "Fund") held on May 14, 1999: (1) Approval of the Subadvisory Agreement between Heritage Asset Management, Inc. ("Heritage") and Osprey Partners Investment Management, LLC ("Osprey"): 686,084 shares were voted in favor of, 22,224 shares were voted against, and 76,483 shares abstained from voting on the motion to approve the Subadvisory Agreement between Heritage and Osprey. (2) Approval of the Proposal to permit Heritage to hire subadvisors or modify subadvisory agreements without shareholder approval ("Proposal"): 640,290 shares were voted in favor of, 61,124 shares were voted against, and 83,377 shares abstained from voting on the motion to approve the Proposal. EX-99.77.(O) 23 EXHIBIT 77.O Transactions effected pursuant to Rule 10F3 HERITAGE SERIES TRUST - AGGRESSIVE GROWTH FUND
DATE OF DATE OFFERING PURCHASE SECURITIES AMOUNT SECURITY: PURCHASE: COMMENCED: PRICE: COMMISSION: ACQUIRED FROM: PURCHASED: TOTAL OFFERING: 1. Copper May 13, 1999 May 13, 1999 21.00 $0.88 Morgan Stanley $31,500 $84,000,000 Mountain Networks 2. DLJ Direct May 25, 1999 May 25, 1999 20.00 $0.81 Donaldson Lufkin $30,000 $320,000,000 & Jenrette 3. ZipLink May 26, 1999 May 26, 1999 14.00 $0.58 Jeffries $420,000 $49,000,000 4. Applied April 30, 1999 April 30, 1999 16.00 $0.68 Bear Stearns $20,000 $72,000,000 Theory Corp 5. Goldman May 04, 1999 May 04, 1999 53.00 $1.35 Goldman Sachs $26,500 $193,821,000 Sachs Group
HERITAGE SERIES TRUST - SMALL CAP STOCK FUND
DATE OF DATE OFFERING PURCHASE SECURITIES AMOUNT SECURITY: PURCHASE: COMMENCED: PRICE: COMMISSION: ACQUIRED FROM: PURCHASED: TOTAL OFFERING: 1. ZipLink May 26, 1999 May 26, 1999 14.00 $0.58 Jeffries $420,000 $49,000,000
HERITAGE SERIES TRUST - GROWTH EQUITY FUND
DATE OF DATE OFFERING PURCHASE SECURITIES AMOUNT SECURITY: PURCHASE: COMMENCED: PRICE: COMMISSION: ACQUIRED FROM: PURCHASED: TOTAL OFFERING: 1. Goldman Sachs May 04, 1999 May 04, 1999 53.00 51.35 Goldman Sachs $79,500 $193,821,000 Group 2. DLJ Direct May 25, 1999 May 25, 1999 20.00 50.81 Donaldson Lufkin $50,000 $320,000,000 & Jenrette 3. Copper May 13, 1999 May 13, 1999 21.00 50.88 Morgan Stanley $63,000 $84,000,000 Mountain Networks
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