-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKZvX+bDsFSeqTyivSuEZ19Qs2+7cVA6UDBdwePgbRhXVUWCAdMliPjRi6CWMMQR 14ZUQlPM016rTvvzPQq36A== 0000898432-97-000552.txt : 19971231 0000898432-97-000552.hdr.sgml : 19971231 ACCESSION NUMBER: 0000898432-97-000552 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19971230 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE SERIES TRUST CENTRAL INDEX KEY: 0000897111 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07470 FILM NUMBER: 97746765 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 8135733800 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 10/31/97 000 C000000 0000897111 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 HERITAGE SERIES TRUST 001 B000000 811-7470 001 C000000 8135738143 002 A000000 880 CARILLON PARKWAY 002 B000000 ST. PETERSBURG 002 C000000 FL 002 D010000 33716 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 5 007 C010100 1 007 C020100 SMALL CAP STOCK FUND 007 C030100 N 007 C010200 2 007 C020200 VALUE EQUITY FUND 007 C030200 N 007 C010300 3 007 C020300 EAGLE INTERNATIONAL EQUITY PORTFOLIO 007 C030300 N 007 C010400 4 007 C020400 GROWTH EQUITY FUND 007 C030400 N 007 C010500 5 007 C020500 MID CAP GROWTH FUND 007 C030500 N 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 12 019 C00AA00 HERITAGEXX 020 A000001 RAYMOND JAMES 020 B000001 59-1237041 020 C000001 116 020 A000002 ROBINSON HUMPHREY COMPANY, INC. 020 B000002 58-1472560 PAGE 2 020 C000002 74 020 A000003 SMITH BARNEY INC. 020 B000003 13-1912900 020 C000003 43 020 A000004 PAINE WEBBER CAPITAL MARKETS 020 B000004 13-2638166 020 C000004 42 020 A000005 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000005 13-5674085 020 C000005 33 020 A000006 SOUTHCOAST CAPITAL CORPORATION 020 B000006 72-1164960 020 C000006 29 020 A000007 SALOMON BROTHERS INC. 020 B000007 13-3082694 020 C000007 25 020 A000008 NATWEST SECURITIES CORPORATION 020 B000008 13-3341706 020 C000008 23 020 A000009 WEEDEN AND COMPANY 020 B000009 13-3364318 020 C000009 19 020 A000010 GOLDMAN SACHS, & CO. 020 B000010 13-5108880 020 C000010 15 021 000000 739 022 A000001 STATE STREET BANK & TRUST CO., INC. 022 B000001 04-1867445 022 C000001 4879921 022 D000001 0 022 A000002 SG WARBURG 022 B000002 13-3340045 022 C000002 232 022 D000002 566940 022 A000003 ROBERT FLEMING, INC. 022 B000003 13-3298866 022 C000003 243 022 D000003 103776 022 A000004 BREAN MURRAY, FOSTER SECURITIES INC. 022 B000004 13-2760052 022 C000004 17024 022 D000004 15354 022 A000005 MORGAN STANLEY & CO., INC. 022 B000005 13-2655998 022 C000005 24180 022 D000005 0 022 A000006 DILLON, REED & CO. 022 B000006 13-2701093 022 C000006 15120 022 D000006 0 022 A000007 SMITH BARNEY INC. 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PETERSBURG 008 D020201 FL 008 D030201 33716 008 A000202 EAGLE ASSET MANAGEMENT, INC. 008 B000202 S 008 C000202 801-21343 008 D010202 ST. PETERSBURG 008 D020202 FL 008 D030202 33716 008 A000203 DELETED 028 A010200 749 028 A020200 0 028 A030200 0 028 A040200 316 028 B010200 707 028 B020200 0 028 B030200 0 028 B040200 297 028 C010200 781 028 C020200 0 028 C030200 0 028 C040200 890 028 D010200 542 028 D020200 0 028 D030200 0 028 D040200 426 028 E010200 1464 028 E020200 0 028 E030200 0 028 E040200 272 028 F010200 725 028 F020200 0 028 F030200 0 028 F040200 391 028 G010200 4968 028 G020200 0 028 G030200 0 028 G040200 2592 028 H000200 1230 PAGE 8 029 000200 Y 030 A000200 95 030 B000200 4.75 030 C000200 0.00 031 A000200 11 031 B000200 0 032 000200 3 033 000200 81 034 000200 Y 035 000200 2 036 A000200 N 036 B000200 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 177 044 000200 0 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 Y 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N PAGE 9 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 47142 071 B000200 45111 071 C000200 29119 071 D000200 155 072 A000200 12 072 B000200 124 072 C000200 688 072 D000200 0 072 E000200 0 072 F000200 263 072 G000200 0 072 H000200 0 072 I000200 23 072 J000200 20 072 K000200 0 072 L000200 8 072 M000200 8 072 N000200 21 072 O000200 0 072 P000200 0 072 Q000200 30 072 R000200 27 072 S000200 15 072 T000200 177 072 U000200 11 072 V000200 0 072 W000200 4 072 X000200 607 072 Y000200 0 072 Z000200 205 072AA000200 8168 072BB000200 885 072CC010200 0 PAGE 10 072CC020200 40 072DD010200 117 072DD020200 18 072EE000200 1656 073 A010200 0.1534 073 A020200 0.0344 073 B000200 1.2971 073 C000200 0.0000 074 A000200 4 074 B000200 3680 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 33275 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 242 074 M000200 35 074 N000200 37236 074 O000200 496 074 P000200 86 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 21 074 R040200 109 074 S000200 0 074 T000200 36524 074 U010200 857 074 U020200 656 074 V010200 24.27 074 V020200 23.98 074 W000200 0.0000 074 X000200 3018 074 Y000200 417 075 A000200 0 075 B000200 31579 076 000200 0.00 028 A010300 646 028 A020300 0 028 A030300 0 028 A040300 399 028 B010300 1051 028 B020300 0 028 B030300 0 028 B040300 562 028 C010300 2267 028 C020300 0 PAGE 11 028 C030300 0 028 C040300 162 028 D010300 2427 028 D020300 0 028 D030300 0 028 D040300 167 028 E010300 1635 028 E020300 0 028 E030300 0 028 E040300 221 028 F010300 967 028 F020300 0 028 F030300 0 028 F040300 672 028 G010300 8993 028 G020300 0 028 G030300 0 028 G040300 2183 028 H000300 898 029 000300 Y 030 A000300 95 030 B000300 4.75 030 C000300 0.00 031 A000300 6 031 B000300 0 032 000300 0 033 000300 89 034 000300 Y 035 000300 2 036 A000300 N 036 B000300 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 314 044 000300 0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y PAGE 12 069 000300 N 071 A000300 27640 071 B000300 16595 071 C000300 33097 071 D000300 50 072 A000300 12 072 B000300 132 072 C000300 622 072 D000300 0 072 E000300 0 072 F000300 260 072 G000300 0 072 H000300 0 072 I000300 20 072 J000300 112 072 K000300 0 072 L000300 27 072 M000300 8 072 N000300 37 072 O000300 0 072 P000300 0 072 Q000300 35 072 R000300 36 072 S000300 23 072 T000300 314 072 U000300 10 072 V000300 0 072 W000300 4 072 X000300 886 072 Y000300 0 072 Z000300 -131 072AA000300 2574 072BB000300 1224 072CC010300 1252 072CC020300 0 072DD010300 381 072DD020300 19 072EE000300 206 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.1689 073 C000300 0.0000 074 A000300 1 074 B000300 2898 074 C000300 0 074 D000300 642 074 E000300 0 074 F000300 36544 074 G000300 0 074 H000300 0 074 I000300 0 PAGE 13 074 J000300 2156 074 K000300 0 074 L000300 264 074 M000300 228 074 N000300 42733 074 O000300 853 074 P000300 100 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 165 074 S000300 0 074 T000300 41615 074 U010300 1587 074 U020300 158 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 8487 074 Y000300 0 075 A000300 0 075 B000300 35191 076 000300 0.00 028 A010400 1561 028 A020400 0 028 A030400 0 028 A040400 456 028 B010400 2418 028 B020400 0 028 B030400 0 028 B040400 232 028 C010400 1712 028 C020400 0 028 C030400 0 028 C040400 306 028 D010400 2983 028 D020400 0 028 D030400 0 028 D040400 231 028 E010400 1939 028 E020400 0 028 E030400 0 028 E040400 213 028 F010400 1972 028 F020400 0 028 F030400 0 028 F040400 846 028 G010400 12585 028 G020400 0 028 G030400 0 PAGE 14 028 G040400 2284 028 H000400 2636 029 000400 Y 030 A000400 236 030 B000400 4.75 030 C000400 1.00 031 A000400 21 031 B000400 0 032 000400 5 033 000400 210 034 000400 Y 035 000400 3 036 A000400 N 036 B000400 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 151 044 000400 0 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 071 A000400 30460 071 B000400 13860 071 C000400 27628 071 D000400 50 072 A000400 12 072 B000400 105 072 C000400 261 072 D000400 0 072 E000400 0 072 F000400 240 072 G000400 0 072 H000400 0 072 I000400 21 072 J000400 15 072 K000400 0 072 L000400 7 PAGE 15 072 M000400 8 072 N000400 27 072 O000400 0 072 P000400 0 072 Q000400 30 072 R000400 25 072 S000400 19 072 T000400 151 072 U000400 6 072 V000400 0 072 W000400 3 072 X000400 552 072 Y000400 0 072 Z000400 -186 072AA000400 1414 072BB000400 595 072CC010400 7557 072CC020400 0 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1 074 B000400 1890 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 40975 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 0 074 L000400 496 074 M000400 31 074 N000400 43393 074 O000400 426 074 P000400 85 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 89 074 S000400 0 074 T000400 42793 074 U010400 1029 074 U020400 783 074 V010400 23.77 PAGE 16 074 V020400 23.42 074 W000400 0.0000 074 X000400 3369 074 Y000400 0 075 A000400 0 075 B000400 29406 076 000400 0.00 008 A000501 HERITAGE ASSET MANAGEMENT, INC. 008 B000501 A 008 C000501 801-25067 008 D010501 ST. PETERSBURG 008 D020501 FL 008 D030501 33716 008 A000502 EAGLE ASSET MANAGEMENT, INC. 008 B000502 S 008 C000502 801-21343 008 D010502 ST. PETERSBURG 008 D020502 FL 008 D030502 33716 011 A000501 RAYMOND JAMES & ASSOCIATES 011 B000501 8-10999 011 C010501 ST. PETERSBURG 011 C020501 FL 011 C030501 33716 012 A000501 HERITAGE ASSET MANAGEMENT 012 B000501 84-1710 012 C010501 ST. PETERSBURG 012 C020501 FL 012 C030501 33716 013 A000501 PRICE WATERHOUSE LLP 013 B010501 NEW YORK 013 B020501 NY 013 B030501 10036 014 A000501 RAYMOND JAMES & ASSOCIATES 014 B000501 8-10999 014 A000502 INVESTMENT MANAGEMENT & RESEARCH 014 B000502 8-17983 014 A000503 ROBERT THOMAS SECURITIES 014 B000503 8-26680 015 A000501 STATE STREET BANK & TRUST 015 B000501 C 015 C010501 BOSTON 015 C020501 MA 015 C030501 02105 015 E010501 X 028 A010500 0 028 A020500 0 028 A030500 0 028 A040500 0 028 B010500 0 028 B020500 0 PAGE 17 028 B030500 0 028 B040500 0 028 C010500 0 028 C020500 0 028 C030500 0 028 C040500 0 028 D010500 0 028 D020500 0 028 D030500 0 028 D040500 0 028 E010500 0 028 E020500 0 028 E030500 0 028 E040500 0 028 F010500 0 028 F020500 0 028 F030500 0 028 F040500 0 028 G010500 0 028 G020500 0 028 G030500 0 028 G040500 0 028 H000500 0 029 000500 N 030 A000500 0 030 B000500 0.00 030 C000500 0.00 031 A000500 0 031 B000500 0 032 000500 0 033 000500 0 034 000500 N 035 000500 0 036 B000500 0 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 0 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.750 048 A010500 0 048 A020500 0.000 048 B010500 0 PAGE 18 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 054 A000500 Y 054 B000500 N 054 C000500 N 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 Y 054 H000500 Y 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 Y 054 M000500 N 054 N000500 N 054 O000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 1000 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N PAGE 19 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 N 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 072 A000500 12 072 B000500 0 072 C000500 0 072 D000500 0 072 E000500 0 PAGE 20 072 F000500 0 072 G000500 0 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 0 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 0 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 0 072 X000500 0 072 Y000500 0 072 Z000500 0 072AA000500 0 072BB000500 0 072CC010500 0 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 0 074 M000500 0 074 N000500 0 074 O000500 0 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 PAGE 21 074 R030500 0 074 R040500 0 074 S000500 0 074 T000500 0 074 U010500 0 074 U020500 0 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 0 074 Y000500 0 075 A000500 0 075 B000500 0 076 000500 0.00 SIGNATURE STEPHEN G. HILL TITLE PRESIDENT EX-27.1 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 2 VALUE EQUITY FUND - A SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 34,932,104 36,955,172 242,399 38,938 0 37,236,509 496,209 0 215,893 712,102 0 27,051,766 1,512,589 1,271,984 182,541 0 7,267,728 0 2,022,372 36,524,407 688,321 124,437 0 607,513 205,245 7,282,605 (39,985) 7,447,865 0 134,796 1,655,997 0 386,250 235,071 89,426 10,850,660 102,173 1,651,039 0 0 263,164 0 299,606 18,555,008 20.27 0.22 5.23 0.15 1.30 0.00 24.27 1.61 0 0

EX-27.2 3
6 2 VALUE EQUITY FUND - C SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 $34,932,104 36,955,172 242,399 38,938 0 37,236,509 496,209 0 215,893 712,102 0 27,051,766 1,512,589 1,271,984 182,541 0 7,267,728 0 2,022,372 36,524,407 688,321 124,437 0 607,513 205,245 7,282,605 (39,985) 7,447,865 0 134,796 1,655,997 0 386,250 235,071 89,426 10,850,660 102,173 1,651,039 0 0 263,164 0 307,907 13,024,403 20.06 0.05 5.20 0.03 1.30 0.00 23.98 2.36 0 0

EX-27.3 4 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 1 SMALL CAP STOCK FUND - A SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 234,467,657 298,829,535 6,130,499 14,611,462 0 319,621,496 6,422,769 0 849,080 7,271,849 0 230,116,255 10,334,429 5,026,541 0 0 17,871,514 0 64,361,878 312,349,647 1,408,365 887,092 0 2,855,600 (560,143) 18,888,445 42,301,556 60,629,858 0 0 9,911,582 0 5,952,593 1,073,237 428,532 191,570,779 0 9,598,486 0 0 1,609,998 0 1,856,831 147,991,995 24.08 (0.02) 8.21 0.00 1.88 0.00 30.39 1.25 0 0

EX-27.4 5
6 1 SMALL CAP STOCK FUND - C SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 234,467,657 298,829,535 6,130,499 14,661,462 0 319,621,496 6,422,769 0 849,080 7,271,849 0 230,116,255 10,334,429 5,026,541 0 0 17,871,514 0 64,361,878 312,349,647 1,408,365 887,092 0 2,855,600 (560,143) 18,888,445 42,301,556 60,629,858 0 0 9,911,582 0 5,952,593 1,073,237 428,532 191,570,779 0 9,598,486 0 0 1,609,998 0 998,769 50,007,762 23.84 (0.23) 8.10 0.00 1.88 0.00 29.83 2.00 0 0

EX-27.5 6 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 4 GROWTH EQUITY FUND - A SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 32,859,425 42,864,875 495,814 32,724 0 43,393,413 426,057 0 174,754 600,811 0 32,199,284 1,811,914 974,243 0 0 587,868 0 10,005,450 42,792,602 261,178 105,451 0 551,817 (185,188) 818,812 7,556,848 8,190,472 0 0 0 0 1,087,754 250,083 0 25,546,137 0 (54,321) 0 0 240,084 0 307,004 19,033,529 17.74 (0.07) 6.10 0.00 0.00 0.00 23.77 1.61 0 0

EX-27.6 7
6 4 GROWTH EQUITY FUND - C SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 32,859,425 42,864,875 495,814 32,724 0 43,393,413 426,057 0 174,754 600,811 0 32,199,284 1,811,914 974,243 0 0 587,868 0 10,005,450 42,792,602 261,178 105,451 0 551,817 (185,188) 818,812 7,556,848 8,190,472 0 0 0 0 1,087,754 250,083 0 25,546,137 0 (54,321) 0 0 240,084 0 244,813 10,372,613 17.61 (0.24) 6.05 0.00 0.00 0.00 23.42 2.36 0 0

EX-27.7 8 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 3 EAGLE INTERNATIONAL EQUITY PORTFOLIO - A SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 38,139,346 40,084,014 2,420,420 228,690 0 42,733,124 853,462 0 264,739 1,118,201 0 38,658,990 1,745,457 1,170,011 0 0 1,049,917 (40,256) 1,946,272 41,614,923 621,961 132,268 0 885,902 (131,673) 1,349,757 1,252,012 2,470,096 0 399,751 205,544 0 727,183 177,429 25,692 15,700,637 230,207 166,664 0 0 260,480 0 100,642 5,108,702 22.25 0.05 2.28 0.44 0.17 0.00 23.97 1.97 0 0

EX-27.8 9 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 3 EAGLE INTERNATIONAL EQUITY PORTFOLIO - C SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 38,139,346 40,084,014 2,420,420 228,690 0 42,733,124 853,462 0 264,739 1,118,201 0 38,658,990 1,745,457 1,170,011 0 0 1,049,917 (40,256) 1,946,272 41,614,923 621,961 132,268 0 885,902 (131,673) 1,349,757 1,252,012 2,470,096 0 399,751 205,544 0 727,183 177,429 25,692 15,700,637 230,207 166,664 0 0 260,480 0 70,126 2,578,263 22.12 (0.13) 2.25 0.34 0.17 0.00 23.73 2.72 0 0

EX-27.9 10
6 3 EAGLE INTERNATIONAL EQUITY PORTFOLIO - EAGLE SHARES YEAR OCT-31-1997 OCT-31-1996 OCT-31-1997 38,139,346 40,084,014 2,420,420 228,690 0 42,733,124 853,462 0 264,739 1,118,201 0 38,658,990 1,745,457 1,170,011 0 0 1,049,917 (40,256) 1,946,272 41,614,923 621,961 132,268 0 885,902 (131,673) 1,349,757 1,252,012 2,470,096 0 399,751 205,544 0 727,183 177,429 25,692 15,700,637 230,207 166,664 0 0 260,480 0 715,134 27,504,295 22.14 (0.11) 2.28 0.31 0.17 0.00 23.83 2.60 0 0

EX-99.77B 11 For period ended 10-31-97 File Number 811-7470 Sub-Item 77.B All Series Suite 2800 Telephone (813) 223-7577 400 North Ashley Street Tampa, FL 33601-2640 PRICE WATERHOUSE LLP To the Shareholders and Board of Trustees of Heritage Series Trust In planning and performing our audit of the financial statements of the Heritage Series Trust (the "Trust") for the year ended October 31, 1997, we considered its internal control structure, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of control activities. Generally, control activities that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those control activities include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or irregularities may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of any specific internal control components does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including control activities for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 1997. This report is intended solely for the information and use of management and the Securities and Exchange Commission. /s/ Price Waterhouse LLP - ------------------------------- Price Waterhouse LLP Tampa, Florida December 17, 1997 EX-99.77O 12 For period ended 10/31/97 File No. 811-7470 Sub-Item 77.O Series Number 1
HST - Small Cap Stock Fund The following transactions were effected by the Small Cap Stock Fund pursuant to Rule 10f-3 during the period: Security: Date of Purchase: Date offering Purchase Commission: Securities acquired Amount Total commenced: price: from: purchased: Offering: Iteq, Inc. May 21, 1997 May 21, 1997 6.88 $0.26 Everen Securities $34,375 $34,000,000 Somanetics May 30, 1997 May 30, 1997 4.00 $0.26 Brean Murray $400,000 $8,400,000 RCM technologies June 10, 1997 June 10, 1997 9.5 $0.36 Legg Mason $53,560 $2,500,000 Star Tek June 19, 1997 June 19, 1997 15.00 $0.63 DLJ $500,000 $55,000,000 Sawtek, Inc. July 01, 1997 July 01, 1997 33.50 $0.98 Hambrecht & Quist $5,000 $3,000,000 Innkeepers U.S.A July 24, 1997 July 24, 1997 14.00 $0.45 Lehman Brothers $700,000 $119,000,000 Armor Holdings July 25, 1997 July 25, 1997 10.13 $0.36 Dillon Read $506,250 $40,500,000 Parkway Properties September 18, 1997 September 18, 1997 33.69 $1.05 Paine Webber $90,956 $101,062,500 N.S Group September 19, 1997 September 19, 1997 30.00 $0.95 Smith Barney $35,000 $7,500,000 Mid-Atlantic Realty October 14, 1997 October 14, 1997 13.00 $0.77 Legg Mason $650,000 $45,500,000 Mid-Atlantic Realty October 14, 1997 October 14, 1997 13.00 $0.77 Salomon $838,500 $45,500,000 Mac-Gray Corp. October 17, 1997 October 17, 1997 11.00 $0.77 Salomon $110,000 $44,000,000 Assisted Living Concepts October 21, 1997 October 21, 1997 100.00 $35.00 Schroder $1,000,000 $50,000,000 Middleby October 30, 1997 October 30, 1997 10.00 $0.60 Schroder $1,000,000 $26,100,000
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