<SEC-DOCUMENT>0000898432-14-000874-index.html : 20140627 <SEC-HEADER>0000898432-14-000874.hdr.sgml : 20140627 <ACCEPTANCE-DATETIME>20140624172819 ACCESSION NUMBER: 0000898432-14-000874 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140624 DATE AS OF CHANGE: 20140624 EFFECTIVENESS DATE: 20140624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE SERIES TRUST CENTRAL INDEX KEY: 0000897111 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07470 FILM NUMBER: 14938274 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8143 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE SERIES TRUST DATE OF NAME CHANGE: 19930714 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000008481 <SERIES-NAME>Eagle Mid Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023254 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>HAGAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023256 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>HAGCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023257 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>HAGIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023258 <CLASS-CONTRACT-NAME>Class R-3 <CLASS-CONTRACT-TICKER-SYMBOL>HAREX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023259 <CLASS-CONTRACT-NAME>Class R-5 <CLASS-CONTRACT-TICKER-SYMBOL>HARSX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103747 <CLASS-CONTRACT-NAME>Class R-6 <CLASS-CONTRACT-TICKER-SYMBOL>HRAUX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000008482 <SERIES-NAME>Eagle Small Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023260 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>HRSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023262 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>HSCCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023263 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>HSIIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023264 <CLASS-CONTRACT-NAME>Class R-3 <CLASS-CONTRACT-TICKER-SYMBOL>HSRRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023265 <CLASS-CONTRACT-NAME>Class R-5 <CLASS-CONTRACT-TICKER-SYMBOL>HSRSX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103748 <CLASS-CONTRACT-NAME>Class R-6 <CLASS-CONTRACT-TICKER-SYMBOL>HSRUX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000008483 <SERIES-NAME>Eagle Mid Cap Stock Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023267 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>HMCAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023269 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>HMCCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023270 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>HMCJX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023271 <CLASS-CONTRACT-NAME>Class R-3 <CLASS-CONTRACT-TICKER-SYMBOL>HMRRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023272 <CLASS-CONTRACT-NAME>Class R-5 <CLASS-CONTRACT-TICKER-SYMBOL>HMRSX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103749 <CLASS-CONTRACT-NAME>Class R-6 <CLASS-CONTRACT-TICKER-SYMBOL>HMRUX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000023397 <SERIES-NAME>Eagle Smaller Company Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000068585 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>EGEAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000068586 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>EGECX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000068587 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>EGEIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000068588 <CLASS-CONTRACT-NAME>Class R-3 <CLASS-CONTRACT-TICKER-SYMBOL>EGERX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000068589 <CLASS-CONTRACT-NAME>Class R-5 <CLASS-CONTRACT-TICKER-SYMBOL>EGESX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103752 <CLASS-CONTRACT-NAME>Class R-6 <CLASS-CONTRACT-TICKER-SYMBOL>EGEUX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000026685 <SERIES-NAME>Eagle Investment Grade Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080094 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>EGBAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080095 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>EGBCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080096 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>EGBLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080097 <CLASS-CONTRACT-NAME>Class R-3 <CLASS-CONTRACT-TICKER-SYMBOL>EGBRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080098 <CLASS-CONTRACT-NAME>Class R-5 <CLASS-CONTRACT-TICKER-SYMBOL>EGBTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103753 <CLASS-CONTRACT-NAME>Class R-6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000039384 <SERIES-NAME>Eagle Small Cap Stock Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000121363 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>EGSAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000121364 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>EGSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000121365 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>EGSJX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000121366 <CLASS-CONTRACT-NAME>Class R-3 <CLASS-CONTRACT-TICKER-SYMBOL>EGSRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000121367 <CLASS-CONTRACT-NAME>Class R-5 <CLASS-CONTRACT-TICKER-SYMBOL>EGSTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000121368 <CLASS-CONTRACT-NAME>Class R-6 <CLASS-CONTRACT-TICKER-SYMBOL>EGSVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000897111 <SERIES-ID>S000039949 <SERIES-NAME>Eagle International Stock Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000123871 <CLASS-CONTRACT-NAME>A <CLASS-CONTRACT-TICKER-SYMBOL>EISAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000123872 <CLASS-CONTRACT-NAME>C <CLASS-CONTRACT-TICKER-SYMBOL>EISDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000123873 <CLASS-CONTRACT-NAME>I <CLASS-CONTRACT-TICKER-SYMBOL>EISIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000123874 <CLASS-CONTRACT-NAME>R-3 <CLASS-CONTRACT-TICKER-SYMBOL>EISRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000123875 <CLASS-CONTRACT-NAME>R-5 <CLASS-CONTRACT-TICKER-SYMBOL>EISSX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000123876 <CLASS-CONTRACT-NAME>R-6 <CLASS-CONTRACT-TICKER-SYMBOL>EISVX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>NSAR-A <SEQUENCE>1 <FILENAME>answer.fil <TEXT> Document 1 - file: answer.fil
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77O RULE 10F-3 <SEQUENCE>2 <FILENAME>rule-10f3.htm <TEXT> Document 2 - file: rule-10f3.htm
</DOCUMENT> </SEC-DOCUMENT>