EX-99.77O RULE 10F-3 3 rule-10f3.htm rule-10f3.htm
Transactions effected pursuant to Rule 10F3.
                               
Fund:
   R.J.
 Involved?
 Form
  Rec'd?
 Yrs. In
 Business:
Cusip
         Security:
Date of Purchase:
 Date Offering
 commenced:
 Purchase
price:
Commission:
 Securities
 acquired from:
 Share amount
purchased
 $ Amount
purchased:
 Total
Offering:
Spread
ESCG
Secondary Offering
No
N/A
N/A
89969Q104
TUMI Holdings, Inc.
November 9, 2012
November 9, 2012
21.10
0
Goldman Sachs New York
700,000
$14,770,000
  
0.000
ESCF
Secondary Offering
No
N/A
N/A
81618T100
Select Income REIT
December 5, 2012
December 5, 2012
24.00
0
Morgan Stanley and Co., Inc.
19,085
$458,040
  
0.000
EIEF
Secondary Offering
No
N/A
N/A
4741714
Remy Cointreau
December 12, 2012
December 12, 2013
87.00 EUR
 42.15 EUR
Credit Suisse Securities (Europe) LT
323
$28,199
  
0.000
ESCG
IPO
No
N/A
N/A
87265H109
Tri Pointe Homes, Inc.
January 31, 2013
January 31, 2013
17.00
0
Citigroup Global Mkts, Inc.
50,000
$850,000
  
0.000
ESCG
Secondary Offering
No
N/A
N/A
87817A107
Team Health Holdings, Inc.
February 12, 2013
February 12, 2013
33.40
0
Citigroup Global Mkts, Inc.
101,179
$3,379,379
  
0.000
EIEF
Secondary Offering
No
N/A
N/A
B1VP0K0
Rexel EUR5
February 14, 2013
February 14, 2013
16.00 EUR
39.91 EUR
UBS AG
1,663
$26,701.13 EUR
    
ESCG
IPO
No
N/A
N/A
04316A108
Artisan Partners Asset MGMT Inc
March 7, 2013
March 7, 2013
30.00
0
Goldman Sachs New York
62,000
$1,860,000
  
0.000
ESCG
Secondary Offering
YES
Yes
20+ yrs
245077102
Del Friscos Restaurant Corp.
March 8, 2013
March 8, 2013
17.00
0.51
Deutsche Bank SECS, Inc.
150,000
$2,550,000
80,750,000.00
0.030
ESCG
IPO
No
N/A
N/A
72348P104
Pinnacle Foods, Inc.
March 28, 2013
March 28, 2013
20.00
0
Barclays Capital, Inc.
60,000
$1,200,000
  
0.000
ESCG
IPO
No
N/A
N/A
30040P103
Evertec, Inc.
April 12, 2013
April 12, 2013
20.00
0
JPMorgan Clearing Corp
200,000
$4,000,000
  
0.000
ESCG
IPO
No
N/A
N/A
81282V100
Seaworld Entertainment, Inc.
April 19, 2013
April 19, 2013
27.00
0
JP Morgan Bank
220,392
$5,950,584
  
0.000