EX-99.77O 3 h512384.txt EX. 77.0 For period ended 4-30-02 File Number 811-7470 Heritage Series Trust Small Cap Stock Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Small Cap Stock Fund:
DATE SECURITIES SECURITY: DATE OF OFFERING PURCHASE ACQUIRED AMOUNT TOTAL PURCHASE: COMMENCED: PRICE: COMMISSION: FROM: PURCHASED: OFFERING: Salomon 1. Express Jet Holdings 4/18/02 4/18/02 16.00 0.66 Smith Barney $128,000 $480,000,000
EX. 77.0 For period ended 4-30-02 File Number 811-7470 Heritage Series Trust Growth Equity Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Growth Equity Fund
DATE SECURITIES SECURITY: DATE OF OFFERING PURCHASE ACQUIRED AMOUNT TOTAL PURCHASE: COMMENCED: PRICE: COMMISSION: FROM: PURCHASED: OFFERING: 1. Travelers Property Credit Suisse Casualty Corp. 03/22/02 03/22/02 18.50 0.46 1st Boston $37,000 $3,885,000,000 2. Travelers Property Salomon Smith Casualty Corp. 03/22/02 03/22/02 18.50 0.46 Barney $2,503,050 $3,885,000,000 3. Travelers Property Casualty Corp. 03/22/02 03/22/02 18.50 0.46 UBS Warburg $160,950 $3,885,000,000 4. Express Jet Holdings Salomon Smith Inc. 04/18/02 04/18/02 16.00 0.66 Barney $352,000 $480,000,000 Salomon Smith 5. SRA International Inc. 05/24/02 05/24/02 18.00 0.82 Barney $144,000 $90,000,000
EX. 77.0 For period ended 4-30-02 File Number 811-7470 Heritage Series Trust Aggressive Growth Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Aggressive Growth Fund
DATE PURCHASE COMMISSION SECURITIES SECURITY: DATE OF OFFERING PRICE ACQUIRED AMOUNT TOTAL PURCHASE COMMENCED FROM: PURCHASED: OFFERING: 1. Travelers Property Salomon Smith Casualty Corp. 03/22/02 03/22/02 18.50 0.46 Barney $1,202,500 $3,885,000,000 2. Travelers Property Casualty Corp. 03/22/02 03/22/02 18.50 0.46 UBS Warburg $24,050 $3,885,000,000 3. Travelers Property Credit Suisse Casualty Corp. 03/22/02 03/22/02 18.50 0.46 1st Boston $9,250 $3,885,000,000 4. Express Jet Holdings Salomon Smith Inc. 04/18/02 04/18/02 16.00 0.66 Barney $184,000 $480,000,000 Salomon Smith 5. SRA International Inc. 05/24/02 05/24/02 18.00 0.82 Barney $306,000 $90,000,000 6. Weight Watchers 11/15/01 11/15/01 24.00 0.76 UBS Warburg $120,000 $417,600,000 International Inc. 7. Jet Blue Airways 04/12/02 04/12/02 27.00 1.23 Morgan Stanley $21,600 $158,400,000 Corp.
EX. 77.0 For period ended 04-30-02 File Number 811-7470 Heritage Series Trust Technology Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Technology Fund
DATE SECURITIES SECURITY: DATE OF OFFERING PURCHASE COMMISSION: ACQUIRED FROM: AMOUNT TOTAL OFFERING: PURCHASE: COMMENCED : PRICE: PURCHASED: 1. Anteon International 03/12/02 03/12/02 18.00 0.76 Goldman Sachs $18,000 $270,000,000 Corp. 2. Anteon International 03/12/02 03/12/02 18.00 0.76 Legg Mason $18,000 $270,000,000 Corp.