-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P8zq6bL4nyiFGUH8Yr94yRQkj5bnKDq3JBkZompiP/lZ8YYtIFH0j5JjKWqhHZKY NuFMXUcRh3Q2d36IYyYBBA== 0000898432-02-000454.txt : 20020628 0000898432-02-000454.hdr.sgml : 20020628 20020628161901 ACCESSION NUMBER: 0000898432-02-000454 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE SERIES TRUST CENTRAL INDEX KEY: 0000897111 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07470 FILM NUMBER: 02691681 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 8135733800 NSAR-A 1 answer.fil PAGE 1 000 A000000 04/30/2002 000 C000000 0000897111 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HERITAGE SERIES TRUST 001 B000000 811-7470 001 C000000 7275738143 002 A000000 880 CARILLON PARKWAY 002 B000000 ST. 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R040700 478 074 S000700 0 074 T000700 41252 074 U010700 4376 074 U020700 1942 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 10279 074 Y000700 0 075 A000700 0 075 B000700 50230 076 000700 0.00 SIGNATURE K.C CLARK TITLE EXECUTIVE VICE PRES EX-99.77O 3 h512384.txt EX. 77.0 For period ended 4-30-02 File Number 811-7470 Heritage Series Trust Small Cap Stock Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Small Cap Stock Fund:
DATE SECURITIES SECURITY: DATE OF OFFERING PURCHASE ACQUIRED AMOUNT TOTAL PURCHASE: COMMENCED: PRICE: COMMISSION: FROM: PURCHASED: OFFERING: Salomon 1. Express Jet Holdings 4/18/02 4/18/02 16.00 0.66 Smith Barney $128,000 $480,000,000
EX. 77.0 For period ended 4-30-02 File Number 811-7470 Heritage Series Trust Growth Equity Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Growth Equity Fund
DATE SECURITIES SECURITY: DATE OF OFFERING PURCHASE ACQUIRED AMOUNT TOTAL PURCHASE: COMMENCED: PRICE: COMMISSION: FROM: PURCHASED: OFFERING: 1. Travelers Property Credit Suisse Casualty Corp. 03/22/02 03/22/02 18.50 0.46 1st Boston $37,000 $3,885,000,000 2. Travelers Property Salomon Smith Casualty Corp. 03/22/02 03/22/02 18.50 0.46 Barney $2,503,050 $3,885,000,000 3. Travelers Property Casualty Corp. 03/22/02 03/22/02 18.50 0.46 UBS Warburg $160,950 $3,885,000,000 4. Express Jet Holdings Salomon Smith Inc. 04/18/02 04/18/02 16.00 0.66 Barney $352,000 $480,000,000 Salomon Smith 5. SRA International Inc. 05/24/02 05/24/02 18.00 0.82 Barney $144,000 $90,000,000
EX. 77.0 For period ended 4-30-02 File Number 811-7470 Heritage Series Trust Aggressive Growth Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Aggressive Growth Fund
DATE PURCHASE COMMISSION SECURITIES SECURITY: DATE OF OFFERING PRICE ACQUIRED AMOUNT TOTAL PURCHASE COMMENCED FROM: PURCHASED: OFFERING: 1. Travelers Property Salomon Smith Casualty Corp. 03/22/02 03/22/02 18.50 0.46 Barney $1,202,500 $3,885,000,000 2. Travelers Property Casualty Corp. 03/22/02 03/22/02 18.50 0.46 UBS Warburg $24,050 $3,885,000,000 3. Travelers Property Credit Suisse Casualty Corp. 03/22/02 03/22/02 18.50 0.46 1st Boston $9,250 $3,885,000,000 4. Express Jet Holdings Salomon Smith Inc. 04/18/02 04/18/02 16.00 0.66 Barney $184,000 $480,000,000 Salomon Smith 5. SRA International Inc. 05/24/02 05/24/02 18.00 0.82 Barney $306,000 $90,000,000 6. Weight Watchers 11/15/01 11/15/01 24.00 0.76 UBS Warburg $120,000 $417,600,000 International Inc. 7. Jet Blue Airways 04/12/02 04/12/02 27.00 1.23 Morgan Stanley $21,600 $158,400,000 Corp.
EX. 77.0 For period ended 04-30-02 File Number 811-7470 Heritage Series Trust Technology Fund Item 77.O Transactions effected pursuant to Rule 10f-3. The following Rule 10f-3 transactions were effected by the Heritage Series Trust-Technology Fund
DATE SECURITIES SECURITY: DATE OF OFFERING PURCHASE COMMISSION: ACQUIRED FROM: AMOUNT TOTAL OFFERING: PURCHASE: COMMENCED : PRICE: PURCHASED: 1. Anteon International 03/12/02 03/12/02 18.00 0.76 Goldman Sachs $18,000 $270,000,000 Corp. 2. Anteon International 03/12/02 03/12/02 18.00 0.76 Legg Mason $18,000 $270,000,000 Corp.
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