-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KkU8r2I95c4coBp1SUdqI+2ECPU4xrkWbRKAznLDBnAnbZyYGeWLkUbj0xDjNnBT Ou7lo0m0Up05u6oL7wpqoQ== 0000897070-02-000001.txt : 20020414 0000897070-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0000897070-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000897070 IRS NUMBER: 510243208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03420 FILM NUMBER: 02552462 BUSINESS ADDRESS: STREET 1: 3801 KENNETT PIKE SUITE B 107 CITY: WILMINGTON STATE: DE ZIP: 19807 BUSINESS PHONE: 3026551750 MAIL ADDRESS: STREET 1: 3801 KENNETT PIKE SUITE B 107 CITY: WILMINGTON STATE: DE ZIP: 19807 13F-HR 1 dec2001-13f.txt Main Page (1) TYPE 13F-HR DOCUMENT-COUNT 1 PERIOD 12/31/01 FILER CIK 0000897070 CCC $3ffyizp SUBMISSION-CONTACT NAME VICTORIA HORAN PHONE 302-655-1750 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashford Capital Management, Inc. Address: P.O. Box 4172 Wilmington, DE 19807 13F File Number: 28-3420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louise Victoria Horan Title: Vice President, Operations Phone: 302-655-1750 Signature, Place, and Date of Signing: ____________________________ _____________________________ __________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: $529,386 (thousands) List of Other Included Managers: Brandywine Managers, LLC NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE A D A M INC COMMON 00088U108 815 271539 SH SOLE 271539 0 0 AARON RENTS INC COMMON 2535201 4516 277042 SH SOLE 277042 0 0 ACTEL CORP COMMON 4934105 3505 176050 SH SOLE 176050 0 0 ADOBE SYS INC COMMON 00724F101 789 25400 SH SOLE 25400 0 0 ADOLOR CORP COMMON 00724X102 3109 173200 SH SOLE 173200 0 0 ALLIED CAP CORP NEW COMMON 01903Q108 13395 515200 SH SOLE 515200 0 0 AMBASSADORS INTL INC COMMON 23178106 16110 767500 SH SOLE 767500 0 0 AMERICAN PWR CONVERSION COMMON 29066107 944 65300 SH SOLE 65300 0 0 ANADARKO PETE CORP COMMON 32511107 244 4297 SH SOLE 4297 0 0 APPLERA CORP-APPLIED BIO COM AP BIO GRP 38020103 2039 51926 SH SOLE 51926 0 0 APPLERA CORP-CELERA GEN COM CE GEN GRP 38020202 1168 43766 SH SOLE 43766 0 0 APPLIED IMAGING CORP COMMON 03820G106 1480 550000 SH SOLE 550000 0 0 ARMOR HOLDINGS INC COMMON 42260109 11679 432700 SH SOLE 432700 0 0 ARTESYN TECHNOLOGIES INC COMMON 43127109 1734 186202 SH SOLE 186202 0 0 AVNET INC COMMON 53807103 215 8439 SH SOLE 8439 0 0 BMC SOFTWARE INC COMMON 55921100 183 11198 SH SOLE 11198 0 0 BALCHEM CORP COMMON 57665200 7084 331800 SH SOLE 331800 0 0 BELLSOUTH CORP COMMON 79860102 343 9000 SH SOLE 9000 0 0 BERKSHIRE HATHAWAY INC D CL A 84670108 2041 27 SH SOLE 27 0 0 BERKSHIRE HATHAWAY INC D CL B 84670207 1833 726 SH SOLE 726 0 0 BROWN & BROWN INC COMMON 115236101 9184 336400 SH SOLE 336400 0 0 CSG SYS INTL INC COMMON 126349109 12068 298346 SH SOLE 298346 0 0 CARDINAL HEALTH INC COMMON 14149Y108 302 4675 SH SOLE 4675 0 0 CASH AMER INTL INC COMMON 14754D100 4139 486900 SH SOLE 486900 0 0 CENTRAL PKG CORP COMMON 154785109 16106 820050 SH SOLE 820050 0 0 CEPHALON INC COMMON 156708109 6808 90070 SH SOLE 90070 0 0 CEPHALON INC NOTE 5.250 5/0 156708AC3 4098 3345000 PRN SOLE 3 345000 0 0 CHEVRONTEXACO CORP COMMON 166764100 539 6016 SH SOLE 6016 0 0 CHOICE HOTELS INTL INC COMMON 169905106 244 11000 SH SOLE 11000 0 0 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 3069 118264 SH SOLE 118264 0 0 CLARUS CORP COMMON 182707109 7347 1177400 SH SOLE 1 177400 0 0 COCA COLA CO COMMON 191216100 393 8332 SH SOLE 8332 0 0 COLLAGENEX PHARMACEUTICA COMMON 19419B100 5344 659800 SH SOLE 659800 0 0 COPART INC COMMON 217204106 15910 437449 SH SOLE 437449 0 0 CORVAS INTL INC COMMON 221005101 2826 431500 SH SOLE 431500 0 0 COSTAR GROUP INC COMMON 22160N109 4814 200500 SH SOLE 200500 0 0 COUSINS PPTYS INC COMMON 222795106 10016 411149 SH SOLE 411149 0 0 CREDIT ACCEP CORP MICH COMMON 225310101 215 24200 SH SOLE 24200 0 0 DAILY JOURNAL CORP COMMON 233912104 498 22400 SH SOLE 22400 0 0 DOR BIOPHARMA INC COMMON 258094101 279 270400 SH SOLE 270400 0 0 DU PONT E I DE NEMOURS & COMMON 263534109 691 16246 SH SOLE 16246 0 0 DURATEK INC COMMON 26658Q102 3831 857100 SH SOLE 857100 0 0 EPIQ SYS INC S3 COMMON 26882D109 13687 707325 SH SOLE 707325 0 0 EQUINIX INC COMMON 29444U106 12692 4376500 SH SOLE 4 376500 0 0 EXPEDITORS INTL WASH INC COMMON 302130109 6515 114400 SH SOLE 114400 0 0 EXXON MOBIL CORP COMMON 30231G102 2280 58013 SH SOLE 58013 0 0 F Y I INC COMMON 302712104 3779 112800 SH SOLE 112800 0 0 FTI CONSULTING INC COMMON 302941109 6052 184500 SH SOLE 184500 0 0 FEDERAL AGRIC MTG CORP CL C 313148306 16827 415471 SH SOLE 415471 0 0 FIRST AMERN CORP CALIF DBCV 4.500 4/1 318522AD1 1882 1925000 PRN SOLE 1 925000 0 0 FIRST DATA CORP COMMON 319963104 9467 120672 SH SOLE 120672 0 0 GENERAL ELEC CO COMMON 369604103 257 6403 SH SOLE 6403 0 0 GERALD STEVENS INC COM NEW 37369G200 0 12020 SH SOLE 12020 0 0 GLENBOROUGH RLTY TR INC COMMON 37803P105 10025 516739 SH SOLE 516739 0 0 GLOBESPANVIRATA INC COMMON 37957V106 482 37230 SH SOLE 37230 0 0 HEWLETT PACKARD CO COMMON 428236103 305 14834 SH SOLE 14834 0 0 IMPAX LABS S3 COMMON 45256B101 7519 559433 SH SOLE 559433 0 0 INHALE THER. SYS 144K COMMON 457191104 2439 131504 SH SOLE 131504 0 0 INHALE THERAPEUTIC SYS I SDCV 5.00 02/08 457191AD6 1593 2100000 PRN SOLE 2 100000 0 0 INHALE THERAPEUTIC SYS I NOTE 5.000 2/0 457191AF1 967 1275000 PRN SOLE 1 275000 0 0 INTEGRAL SYS INC MD COMMON 45810H107 12128 630000 SH SOLE 630000 0 0 INTEL CORP COMMON 458140100 377 12000 SH SOLE 12000 0 0 INTELLICORP INC WT EXC $2.00 03/08/ 458990108 0 417778 SOLE 417778 0 0 INTELLICORP INC SERIES C PFD S3 458990249 604 1880 SH SOLE 1880 0 0 INTL PAPER CO COMMON 460146103 216 5346 SH SOLE 5346 0 0 INTERNATIONAL RECTIFIER COMMON 460254105 1413 40500 SH SOLE 40500 0 0 INT'L RECTIFIER (REG'D) NOTE 4.250 7/1 460254AE5 8439 10260000 PRN SOLE 10 260000 0 0 INTERNATIONAL SPEEDWAY C CL A 460335201 10041 256800 SH SOLE 256800 0 0 INTERNATIONAL SPEEDWAY C CL B 460335300 1491 37725 SH SOLE 37725 0 0 IONICS INC COMMON 462218108 1447 48200 SH SOLE 48200 0 0 JOHNSON & JOHNSON COMMON 478160104 449 7600 SH SOLE 7600 0 0 KAISER VENTURES LLC COMMON 483991105 5199 454100 SH SOLE 454100 0 0 KEY TECHNOLOGY INC PFD CONV SER B 493143200 368 96000 SH SOLE 96000 0 0 KRONOS INC COMMON 501052104 16899 349300 SH SOLE 349300 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2331 78100 SH SOLE 78100 0 0 LITTELFUSE INC COMMON 537008104 7801 297300 SH SOLE 297300 0 0 MBNA CORP COMMON 55262L100 11535 327686 SH SOLE 327686 0 0 MANOR CARE INC NEW COMMON 564055101 391 16500 SH SOLE 16500 0 0 MAPINFO CORP COMMON 565105103 12771 813949 SH SOLE 813949 0 0 MAXIM INTEGRATED PRODS I COMMON 57772K101 7971 151800 SH SOLE 151800 0 0 MEDALLION FINL CORP COMMON 583928106 4165 527200 SH SOLE 527200 0 0 MEDQUIST INC COM 584949101 3773 128992 SH SOLE 128992 0 0 MERCK & CO INC COMMON 589331107 218 3700 SH SOLE 3700 0 0 MERCURY COMPUTER SYS COMMON 589378108 10636 271950 SH SOLE 271950 0 0 MICROSOFT CORP COMMON 594918104 549 8284 SH SOLE 8284 0 0 MULTI COLOR CORP COMMON 625383104 1715 94750 SH SOLE 94750 0 0 MYRIAD GENETICS INC COMMON 62855J104 5427 103100 SH SOLE 103100 0 0 NATIONAL DATA CORP NOTE 5.000 11/0 635621AA3 2135 1975000 PRN SOLE 1 975000 0 0 NAVIGATORS GROUP INC COMMON 638904102 3824 193600 SH SOLE 193600 0 0 NOVAMETRIX MED SYS INC COMMON 669870107 3074 384200 SH SOLE 384200 0 0 PMR CORP COMMON 693451106 155 90000 SH SOLE 90000 0 0 PENWEST PHARMACEUTICALS COMMON 709754105 10589 528131 SH SOLE 528131 0 0 PHARMACEUTICAL RES INC COMMON 717125108 1295 38300 SH SOLE 38300 0 0 PHILADELPHIA CONS HLDG C COMMON 717528103 2406 63800 SH SOLE 63800 0 0 PHOENIX TECHNOLOGY LTD COMMON 719153108 6495 558000 SH SOLE 558000 0 0 PRE PAID LEGAL SVCS INC COMMON 740065107 6581 300500 SH SOLE 300500 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 292 8400 SH SOLE 8400 0 0 QUOVADX INC COMMON 74913K106 4495 491300 SH SOLE 491300 0 0 RESPIRONICS INC COMMON 761230101 2011 58050 SH SOLE 58050 0 0 ROBBINS & MYERS INC COMMON 770196103 803 34300 SH SOLE 34300 0 0 SRI CORP SDCV 8.750 1/0 784642AA8 720 235000 PRN SOLE 235000 0 0 SAFENET INC COMMON 78645R107 5678 299800 SH SOLE 299800 0 0 SELECTIVE INS GROUP INC COMMON 816300107 417 19200 SH SOLE 19200 0 0 SEPRACOR INC COMMON 817315104 1468 25727 SH SOLE 25727 0 0 SEPRACOR INC 144 (SWP) SDCV 7.000 12/1 817315AF1 4041 3895000 PRN SOLE 3 895000 0 0 SEPRACOR INC (REG'D) SDCV 7.000 12/1 817315AH7 6484 6250000 PRN SOLE 6 250000 0 0 SEROLOGICALS CORP COMMON 817523103 2582 120100 SH SOLE 120100 0 0 SHELDAHL CO RESTRICTED SALE W/ PROSPECT 822440103 6 12295 SH SOLE 12295 0 0 SILICON VY BANCSHARES COMMON 827064106 7361 275400 SH SOLE 275400 0 0 SITARA NETWORKS INC WT EXC $0.05 6/5/06 829990100 0 309510 SOLE 309510 0 0 SUN MICROSYSTEMS INC COMMON 866810104 349 28360 SH SOLE 28360 0 0 SYLVAN LEARNING SYS INC COMMON 871399101 6016 272600 SH SOLE 272600 0 0 SYSTEMS & COMPUTER TECHN SDCV 5.000 10/1 871873AB1 4036 4930000 PRN SOLE 4 930000 0 0 TALX CORP COMMON 874918105 8136 325685 SH SOLE 325685 0 0 TERADYNE INC COMMON 880770102 476 15800 SH SOLE 15800 0 0 TEXAS BIOTECHNOLOGY CORP COMMON 88221T104 1642 252600 SH SOLE 252600 0 0 TRANSWITCH CORP COMMON 894065101 449 99800 SH SOLE 99800 0 0 UNION PAC CORP COMMON 907818108 710 12458 SH SOLE 12458 0 0 UNITED DOMINION REALTY T COMMON 910197102 803 55762 SH SOLE 55762 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 2406 34000 SH SOLE 34000 0 0 VALASSIS COMMUNICATIONS COMMON 918866104 6999 196500 SH SOLE 196500 0 0 VALUEVISION INTL INC CL A 92047K107 5549 283238 SH SOLE 283238 0 0 VICAL INC COMMON 925602104 2241 183100 SH SOLE 183100 0 0 VIRAGE LOGIC CORP COMMON 92763R104 6754 351200 SH SOLE 351200 0 0 VISUAL NETWORKS INC COMMON 928444108 928 200800 SH SOLE 200800 0 0 VITESSE SEMICONDUCTOR CO COMMON 928497106 556 44738 SH SOLE 44738 0 0 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 957 67951 SH SOLE 67951 0 0 CARLISLE HLDGS LTD ORD P21277101 398 180855 SH SOLE 180855 0 0 128 529386
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