SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SMITH BRAD D

(Last) (First) (Middle)
C/O INTUIT INC.
2700 COAST AVENUE

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
INTUIT INC [ INTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2021 M 444 A $0 354,954(1) D
Common Stock 07/01/2021 M 309 A $0 355,263 D
Common Stock 07/01/2021 M 8,279 A $0 363,542 D
Common Stock 07/01/2021 M 1,282(2) A $0 364,824 D
Common Stock 07/01/2021 M 804(3) A $0 365,628 D
Common Stock 07/01/2021 F 5,322(4) D $491.05 360,306 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (5) 07/01/2021 M 444 07/01/2021(6) (7) Common Stock 444 $0 3,552 D
Restricted Stock Unit (5) 07/01/2021 M 309 07/01/2021(6) (7) Common Stock 309 $0 3,702 D
Restricted Stock Unit (5) 07/01/2021 M 8,279 07/01/2021(8) (7) Common Stock 8,279 $0 0 D
Restricted Stock Unit (5) 07/01/2021 M 1,282 07/01/2021(9) (7) Common Stock 1,282 $0.0 10,018 D
Restricted Stock Unit (5) 07/01/2021 M 804 07/01/2021(10) (7) Common Stock 804 $0.0 7,892 D
Explanation of Responses:
1. Includes 3 shares of Intuit Inc. common stock acquired by the reporting person on 6/15/2021 through the Intuit Inc. Employee Stock Purchase Plan.
2. Represents the deferred release of 1,224 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022.
3. Represents the deferred release of 768 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022.
4. Represents shares withheld in connection with tax withholding obligations as follows: 4,853 shares in connection with deferred release of vested restricted stock units on 7/1/2021; 94 shares in connection with 7/1/2021 vesting of restricted stock units with deferred release date of 7/1/2022; and 375 shares in connection with restricted stock units with a vesting and release date of 7/1/2021.
5. 1-for-1
6. Represents vesting and release date for these restricted stock units.
7. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
8. Represents release date for these vested restricted stock units.
9. Represents release date for 1,224 vested restricted stock units and the vesting and release date for 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022.
10. Represents release date for 768 vested restricted stock units and the vesting and release date for 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022.
Remarks:
/s/ Erick Rivero, by power-of-attorney 07/02/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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