SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
STANSBURY HENRY TAYLOE

(Last) (First) (Middle)
C/O INTUIT INC.
2700 COAST AVENUE

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2014
3. Issuer Name and Ticker or Trading Symbol
INTUIT INC [ INTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,100 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 07/20/2014 07/19/2018 Common Stock 3,009 $47.79 D
Non-Qualified Stock Option (right to buy) (1) 07/24/2019 Common Stock 8,714 $56.52 D
Non-Qualified Stock Option (right to buy) (2) 07/23/2020 Common Stock 33,000 $63.11 D
Non-Qualified Stock Option (right to buy) (3) 07/23/2021 Common Stock 67,350 $82.59 D
Restricted Stock Unit (performance-based vesting) 09/01/2014(4) (5) Common Stock 17,142(6) (7) D
Restricted Stock Unit (performance-based vesting) 09/01/2014(4) (5) Common Stock 15,599(8) (7) D
Restricted Stock Unit (performance-based vesting)(9) 09/01/2015(4) (5) Common Stock 16,438(10) (7) D
Restricted Stock Unit (performance-based vesting)(9) 09/01/2015(4) (5) Common Stock 16,738(11) (7) D
Restricted Stock Unit(9) 07/01/2015(4) (5) Common Stock 1,175 (7) D
Restricted Stock Unit (MSPP Purchased Award)(9) 08/17/2015(12) 08/17/2015(12) Common Stock 848 (7) D
Restricted Stock Unit (MSPP Matching Award)(9) 08/17/2015(13) (5) Common Stock 848 (7) D
Restricted Stock Unit(9) (14) (5) Common Stock 3,667 (7) D
Restricted Stock Unit (performance-based vesting)(9) 09/01/2016(4) (5) Common Stock 27,000(15) (7) D
Restricted Stock Unit (performance-based vesting)(9) 09/01/2016(4) (5) Common Stock 29,000(16) (7) D
Restricted Stock Unit (MSPP Purchased Award)(9) 08/16/2016(12) 08/16/2016(12) Common Stock 649 (7) D
Restricted Stock Unit (MSPP Matching Award)(9) 08/16/2016(13) (5) Common Stock 649 (7) D
Restricted Stock Unit (performance-based vesting)(9) 09/01/2017(4) (5) Common Stock 54,500(17) (7) D
Restricted Stock Unit(9) (18) (5) Common Stock 12,100 (7) D
Explanation of Responses:
1. 3,485 of these stock options are vested; a fixed percentage of the remainder vest on the 25th of each month such that these options are fully vested on 7/25/15.
2. 33 1/3% of the options vested on 7/24/14; thereafter, 2.778% of the options vest monthly such that the options are fully vested on 7/24/2016.
3. 33 1/3% of the options vest on 7/24/15; thereafter, 2.778% of the options vest monthly such that the options are fully vested on 7/24/2017.
4. Represents vesting date for Restricted Stock Units.
5. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
6. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2014. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
7. 1-for-1
8. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain pre-established 3-year operating goals, the awarded units will vest on 9/1/2014. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
9. Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares.
10. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain pre-established 3-year operating goals, the awarded units will vest on 9/1/2015. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
11. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2015. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
12. Represents settlement date for Restricted Stock Units (MSPP Purchased Award); these securities do not expire.
13. Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award).
14. 1,833 units will vest on 7/1/2015 and 1,834 units will vest on 7/1/2016.
15. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain pre-established 3-year operating goals, the awarded units will vest on 9/1/2016. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
16. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2016. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
17. Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2017. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.
18. One third of the units vest on each of 7/1/2015, 7/1/2016, and 7/1/2017.
Remarks:
/s/ Benjamin Schwartz, by power-of-attorney 08/04/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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