485BPOS 1 a2213049z485bpos.txt 485BPOS Registration No. 33-57792 811-7466 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post Effective Amendment No. 30 REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Post-Effective Amendment No. 14 VEL II ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (Exact Name of Registrant) COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (Name of Depositor) 32 Turnpike Road, Suite 210 Southborough, Massachusetts 01772 Telephone: (508) 460-2400 (Address of Depositor's Principal Executive Office) Scott D. Silverman, Senior Vice President, General Counsel and Corporate Secretary Commonwealth Annuity and Life Insurance Company 132 Turnpike Road, Suite 210 Southborough, Massachusetts 01772 Telephone: (508) 460-2408 (Name and Address of Agent for Service of Process) It is proposed that this filing will become effective: / / immediately upon filing pursuant to paragraph (b) of Rule 485 /X/ on May 1,, 2013 pursuant to paragraph (b) of Rule 485 / / 60 days after filing pursuant to paragraph (a) (1) of Rule 485 / / on (date) pursuant to paragraph (a) (1) of Rule 485 / / this post-effective amendment designates a new effective date for a previously filed post-effective amendment FLEXIBLE PREMIUM VARIABLE LIFE Pursuant to Reg. Section 270.24f 2 of the Investment Company Act of 1940 ("1940 Act"), Registrant hereby declares that an indefinite amount of its securities is being registered under the Securities Act of 1933 ("1933 Act"). The Rule 24f 2 Notice was for the issuer's fiscal year ended December 31, 2012 and was filed on or before March 31, 2013. COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY SOUTHBOROUGH, MASSACHUSETTS This Prospectus provides important information about VEL II (93) ("Vari-Exceptional Life"), an individual or group flexible premium variable life insurance policy issued by Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity") (in all jurisdictions except Hawaii and New York) to applicants who were Age 85 years old and under at the time of purchase. The policies are funded through the VEL II Account of Commonwealth Annuity, a separate investment account referred to as the Separate Account, and a fixed- interest account that is referred to as the General Account. The Separate Account is subdivided into Sub-Accounts. Each Sub-Account invests exclusively in shares of one of the following Funds: GOLDMAN SACHS VARIABLE INSURANCE TRUST (SERVICE SHARES) Goldman Sachs VIT Core Fixed Income Fund Goldman Sachs VIT Equity Index Fund Goldman Sachs VIT Growth Opportunities Fund Goldman Sachs VIT High Quality Floating Rate Fund Goldman Sachs VIT Mid Cap Value Fund Goldman Sachs VIT Money Market Fund Goldman Sachs VIT Strategic Growth Fund Goldman Sachs VIT Strategic International Equity Fund Goldman Sachs VIT Structured U.S. Equity Fund AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) Invesco V.I. Global Health Care Fund ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS B) AllianceBernstein VPS Large Cap Growth Portfolio DELAWARE VIP TRUST Delaware VIP International Value Equity Series FIDELITY VARIABLE INSURANCE PRODUCTS FUND Fidelity VIP Asset Manager(SM) Portfolio Fidelity VIP Equity-Income Portfolio Fidelity VIP Growth Portfolio Fidelity VIP High Income Portfolio Fidelity VIP Overseas Portfolio FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST (CLASS 2) FT VIP Franklin Large Cap Growth Securities Fund FT VIP Franklin Small-Mid Cap Growth Securities Fund JANUS ASPEN SERIES (SERVICE SHARES) Janus Aspen Janus Portfolio T. ROWE PRICE INTERNATIONAL SERIES, INC. T. Rowe Price International Stock Portfolio YOU MAY CONTACT OUR SERVICE CENTER AT 1-800-533-7881 TO REQUEST PROSPECTUSES FOR ANY OF THE UNDERLYING FUNDS THAT ARE AVAILABLE AS INVESTMENT OPTIONS UNDER YOUR CONTRACT. A STATEMENT OF ADDITIONAL INFORMATION DATED MAY 1, 2013 CONTAINING MORE INFORMATION ABOUT THE POLICY IS ON FILE WITH THE SECURITIES AND EXCHANGE COMMISSION AND IS INCORPORATED BY REFERENCE INTO THIS PROSPECTUS. A COPY MAY BE OBTAINED FREE OF CHARGE BY CALLING 1-800-533-7881. THIS PROSPECTUS AND THE STATEMENT OF ADDITIONAL INFORMATION CAN ALSO BE OBTAINED FROM THE SECURITIES AND EXCHANGE COMMISSION'S WEBSITE (HTTP://WWW.SEC.GOV). THE POLICIES ARE NOT SUITABLE FOR SHORT-TERM INVESTMENT. VARIABLE LIFE POLICIES INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL. IT MAY NOT BE ADVANTAGEOUS TO REPLACE EXISTING INSURANCE WITH THE POLICY. THIS LIFE POLICY IS NOT: A BANK DEPOSIT OR OBLIGATION; OR FEDERALLY INSURED; OR ENDORSED BY ANY BANK OR GOVERNMENTAL AGENCY. THE SECURITIES AND EXCHANGE COMMISSION HAS NOT APPROVED OR DISAPPROVED THESE SECURITIES OR DETERMINED THAT THE INFORMATION IS TRUTHFUL OR COMPLETE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. PLEASE READ THIS PROSPECTUS CAREFULLY BEFORE INVESTING AND KEEP IT FOR FUTURE REFERENCE. DATED MAY 1, 2013 TABLE OF CONTENTS SUMMARY OF RISKS AND BENEFITS............................... 4 WHAT ARE THE POLICY'S BENEFITS?........................... 4 WHAT ARE THE POLICY'S RISKS?.............................. 5 SUMMARY OF RISKS AND BENEFITS: FEE TABLES................... 6 TRANSACTION FEES.......................................... 6 PERIODIC CHARGES OTHER THAN FUND OPERATING EXPENSES....... 9 ANNUAL FUND OPERATING EXPENSES............................ 11 THE COMPANY, THE SEPARATE ACCOUNT AND THE FUNDS............. 13 WHO IS THE COMPANY?....................................... 13 WHAT IS THE SEPARATE ACCOUNT?............................. 13 WHAT ARE THE FUNDS?....................................... 14 THE POLICY.................................................. 17 HOW DO I COMMUNICATE WITH THE COMPANY?.................... 17 HOW DO I APPLY FOR A POLICY?.............................. 18 CAN I EXAMINE AND CANCEL THE POLICY OR AN INCREASE IN FACE AMOUNT?................................................. 18 IS THERE A PAID-UP INSURANCE OPTION?...................... 19 DOES THE COMPANY SUPPORT INCENTIVE FUNDING DISCOUNTING?... 19 HOW DO I MAKE PAYMENTS?................................... 20 HOW DO I ALLOCATE MY NET PAYMENTS?........................ 21 CAN I MAKE TRANSFERS?..................................... 21 IS THE TRANSFER PRIVILEGE SUBJECT TO ANY LIMITATIONS?..... 21 ARE THERE RESTRICTIONS ON DISRUPTIVE TRADING?............. 22 IS THERE A DOLLAR-COST AVERAGING OPTION OR AUTOMATIC REBALANCING OPTION?..................................... 23 CAN I MAKE FUTURE CHANGES UNDER MY POLICY?................ 24 HOW DO I CHANGE THE FACE AMOUNT OF MY POLICY?............. 24 CAN I CONVERT MY POLICY INTO A FIXED POLICY?.............. 25 CAN I MAKE POLICY LOANS?.................................. 25 ARE POLICY LOANS PERMITTED IF THE POLICY WAS ISSUED IN CONNECTION WITH A TSA PLAN?............................. 27 CAN I SURRENDER THE POLICY?............................... 27 CAN I MAKE PARTIAL WITHDRAWALS?........................... 28 WHAT IS THE POLICY VALUE?................................. 28 THE DEATH BENEFIT........................................... 31 WHAT ARE THE SUM INSURED OPTIONS?......................... 31 CAN I CHANGE THE SUM INSURED OPTION?...................... 32 IS A GUARANTEED DEATH BENEFIT AVAILABLE?.................. 33 WHAT ARE THE DEATH PROCEEDS PAYMENT OPTIONS?.............. 34 TERMINATION AND REINSTATEMENT............................... 37 WHAT ARE THE TERMINATION PROVISIONS OF THE POLICY?........ 37 WHAT ARE THE REINSTATEMENT PROVISIONS OF THE POLICY?...... 37 CHARGES AND DEDUCTIONS...................................... 39 WHAT CHARGES ARE DEDUCTED FROM PAYMENTS?.................. 39 WHAT IS THE MONTHLY DEDUCTION?............................ 39 WHAT CHARGES ARE MADE AGAINST OR REFLECTED IN THE ASSETS OF THE SEPARATE ACCOUNT?................................ 41
2 HOW IS THE SURRENDER CHARGE CALCULATED?................... 42 WHAT CHARGES APPLY TO A PARTIAL WITHDRAWAL?............... 44 WHAT ARE THE TRANSFER CHARGES?............................ 45 WHAT IS THE CHARGE FOR AN INCREASE IN THE FACE AMOUNT?.... 45 ARE THERE ANY OTHER ADMINISTRATIVE CHARGES?............... 45 DOES THE COMPANY WAIVE CHARGES FOR ANY CLASSES OF POLICYOWNERS?........................................... 45 FEDERAL TAX CONSIDERATIONS.................................. 46 HOW ARE THE COMPANY AND THE SEPARATE ACCOUNT TAXED?....... 46 HOW ARE THE POLICIES TAXED?............................... 46 HOW ARE POLICY LOANS TAXED?............................... 48 WHAT ARE MODIFIED ENDOWMENT POLICIES AND HOW ARE THEY TAXED?.................................................. 49 ARE POLICY DISTRIBUTIONS SUBJECT TO WITHHOLDING?.......... 50 ARE LIFE INSURANCE POLICIES PURCHASED BY RESIDENTS OF PUERTO RICO SUBJECT TO UNITED STATES FEDERAL INCOME TAX?.................................................... 50 ARE LIFE INSURANCE POLICIES PURCHASED BY NON-RESIDENTS ALIENS AND FOREIGN CORPORATIONS SUBJECT TO UNITED STATES FEDERAL INCOME TAX?..................................... 50 ARE THERE TAX IMPLICATIONS FOR NON-INDIVIDUAL OWNERS AND BUSINESS BENEFICIARIES OF POLICIES?..................... 50 WHAT ARE THE DIVERSIFICATION REQUIREMENTS FOR THE SEPARATE ACCOUNT?................................................ 50 CAN I BE CONSIDERED THE OWNER OF THE SEPARATE ACCOUNT ASSETS FOR TAX PURPOSES?................................ 51 CAN CHANGES IN TAX LAW AFFECT THE POLICY?................. 51 OTHER INFORMATION........................................... 52 ARE THERE OTHER IMPORTANT POLICY PROVISIONS?.............. 52 CAN THE COMPANY DELAY PAYMENTS TO ME?..................... 53 DO I HAVE ANY VOTING RIGHTS?.............................. 53 WHAT REPORTS WILL I RECEIVE CONCERNING MY POLICY?......... 54 ARE THERE ANY PENDING LEGAL PROCEEDINGS INVOLVING THE SEPARATE ACCOUNT?....................................... 54 MAY THE COMPANY ADD, DELETE OR SUBSTITUTE FUNDS?.......... 54 WHAT IS MIXED AND SHARED FUNDING?......................... 55 WHERE CAN I FIND THE FINANCIAL STATEMENTS OF THE COMPANY AND THE VARIABLE ACCOUNT?............................... 55 THE GENERAL ACCOUNT......................................... 56 GLOSSARY OF SPECIAL TERMS................................... 57
3 SUMMARY OF RISKS AND BENEFITS This Summary is intended to provide only a very brief overview of the more significant aspects of the Policy. The remainder of this Prospectus offers a more complete presentation of the topics presented here, and will help you better understand the product. However, the Policy, together with its attached application, constitutes the entire agreement between you and the Company. The Policy is a life insurance contract with death benefits, Policy Value, and other features traditionally associated with life insurance. The Policy is "variable" because the Policy Value will increase or decrease depending on the investment experience of the Sub-Accounts of the Separate Account. Under some circumstances, the Death Benefit may vary with the investment experience of the Sub-Accounts. Unlike traditional insurance policies, the Policy has no fixed schedule for payments. Within limits, you may make payments of any amount and frequency. While you may establish a schedule of payments ("planned payments"), the Policy will not necessarily lapse if you fail to make planned payments, and making planned payments will not guarantee that the Policy will remain in force. WHAT ARE THE POLICY'S BENEFITS? While the Policy is in force, it will provide: - Life insurance coverage on the named Insured - Policy Value - Surrender rights and partial withdrawal rights - Loan privileges Other benefits previously available through the policy included: - Waiver of Premium Rider--This Rider provides that, during periods of total disability, continuing more than four months, the Company will add to the Policy Value each month an amount selected by you or the amount needed to pay the Policy charges, whichever is greater. This value will be used to keep the Policy in force. This benefit is subject to the Company's maximum issue benefits. Its cost will change yearly. - Guaranteed Insurability Rider--This rider guarantees that insurance may be added at various option dates without Evidence of Insurability. This benefit may be exercised on the option dates even if the Insured is disabled. - Other Insured Rider--This Rider provides a term insurance benefit for up to five Insureds. At present this benefit is only available for the spouse and children of the primary Insured. The Rider includes a feature that allows the "Other Insured" to convert the coverage to a flexible premium adjustable life insurance Policy. - Children's Insurance Rider--This rider provides coverage for eligible minor children. It also covers future children, including adopted children and stepchildren. - Accidental Death Benefit Rider--This Rider pays an additional benefit for death resulting from a covered accident prior to the Policy anniversary nearest the Insured's Age 70. - Exchange Option Rider--This Rider allows you to use the Policy to insure a different person, subject to Company guidelines. - Living Benefits Rider--This Rider permits part of the proceeds of the Policy to be available before death if the Insured becomes terminally ill or is permanently confined to a nursing home. 4 - Guaranteed Death Benefit Rider--This Rider, WHICH IS AVAILABLE ONLY AT DATE OF ISSUE, (a) guarantees that the Policy will not lapse regardless of the performance of the Separate Account, and (b) provides a guaranteed net death benefit. WHAT ARE THE POLICY'S RISKS? There are certain risks associated with the Policy: - There is no guaranteed minimum Policy Value. The value of a Policy will vary up or down to reflect the investment experience of allocations to the Sub-Accounts and the fixed rates of interest earned by allocations to the General Account. The Policy Value will also be adjusted for other factors, including the amount of charges imposed. The Policy will terminate if Policy Value is insufficient to cover certain monthly charges plus loan interest accrued, or if Outstanding Loans exceed the Policy Value less surrender charges. The Policies are unsuitable as short-term savings vehicles. - The Policy Value may decrease to the point where the Policy will lapse and provide no further death benefit without additional premium payments, unless the optional Guaranteed Death Benefit is in effect. The Guaranteed Death Benefit may not be available in all states. - Taking a loan from your Policy may increase the risk that your Policy will lapse, will have a permanent effect on your Policy Value, and will reduce the Death Benefit. ALLOWING THE POLICY TO LAPSE WITH A LOAN OUTSTANDING MAY HAVE SIGNIFICANT TAX CONSEQUENCES. In addition, if your Policy is a modified endowment contract for tax purposes, taking a Policy loan may have tax consequences. - Surrender of the Policy may be subject to a substantial surrender charge. Partial Withdrawals may be subject to surrender charges and a Partial Withdrawal Charge. - A Policy may be considered a "modified endowment contract" if total payments during the first seven Policy years (or within seven years of a material change in the Policy) exceed the total net level payments payable, if the Policy had provided paid-up future benefits after seven level annual payments. If the Policy is considered a modified endowment contract, all distributions (including Policy loans, partial withdrawals, surrenders and assignments) will be taxed on an "income-first" basis. In addition, a 10% additional penalty tax may be imposed on that part of a distribution that is includible in income. - Each Fund is subject to investment risks and other risks. We do not promise that the Funds will meet their investment objectives. Amounts that you have allocated to Sub-Accounts may grow in value, decline in value, or grow less than you expect, depending on the investment performance of the Funds in which those Sub-Accounts invest. Your bear the investment risk that those Funds possibly will not meet their investment objectives. A description of each Fund's investment policies and a comprehensive discussion of the risks of each Fund may by found in the Fund's prospectus. 5 SUMMARY OF RISKS AND BENEFITS: FEE TABLES THE FOLLOWING TABLES DESCRIBE THE FEES AND EXPENSES THAT YOU WILL PAY WHEN BUYING, OWNING, AND SURRENDERING THE POLICY. THE FIRST TABLE DESCRIBES THE FEES AND EXPENSES THAT YOU WILL PAY AT THE TIME THAT YOU BUY THE POLICY, SURRENDER THE POLICY, OR TRANSFER CASH VALUE BETWEEN INVESTMENT OPTIONS. TRANSACTION FEES
WHEN CHARGE IS CHARGE DEDUCTED AMOUNT DEDUCTED ------ ---------------------------- --------------------------------- MAXIMUM SALES CHARGE IMPOSED ON N/A None PREMIUMS (LOAD) PREMIUM TAXES When a premium payment is 2.50% of each premium payment made DEFERRED ACQUISITION COSTS When a premium payment is 1.00% of each premium payment ("DAC TAX" CHARGE) made SURRENDER CHARGE--DEFERRED Upon Surrender or a Decrease $8.50 per thousand dollars of the ADMINISTRATIVE CHARGE(1) in Face Amount for up to initial Face Amount or of an 15 years from Date of Issue increase in Face Amount. of the Policy or from the date of increase in Face Amount, respectively SURRENDER CHARGE--DEFERRED SALES CHARGE(1) Minimum and Maximum Charge Upon Surrender or a Decrease The minimum charge is $7.68 and in Face Amount for up to the maximum charge is $38.25 per 15 years from Date of Issue $1,000 of Face Amount. of the Policy or from the date of increase in Face Amount, respectively. Charge for a representative For a Male Standard Non-Smoker Policy owner Age 53, the rate is $31.12 per $1,000 of Face Amount. PARTIAL WITHDRAWAL CHARGE(2) Upon Partial Withdrawals in 5% of any withdrawals in excess excess of the Free 10% of the Free 10% Withdrawal Withdrawal Amount amount. PARTIAL WITHDRAWAL TRANSACTION Upon any Partial Withdrawal 2% of the amount withdrawn, not FEE to exceed $25 INCREASE IN FACE AMOUNT Upon increasing the Face $40 administrative fee Amount of the Policy
6
WHEN CHARGE IS CHARGE DEDUCTED AMOUNT DEDUCTED ------ ---------------------------- --------------------------------- TRANSFER CHARGES Upon the 13th transfer and Currently $10 per transfer, each subsequent transfers in guaranteed not to exceed $25 per a Policy Year. transfer. SPLIT OPTION RIDER/EXCHANGE Upon adding the rider to the $20 (one-time fee) OPTION RIDER contract LIVING BENEFITS RIDER Minimum and Maximum Charge Upon exercising the rider One-time fee of $150, plus an additional charge based on the present value of expected premiums associated with the benefit. Charge for a representative Upon exercising the rider Per $1,000 of original Face Policy owner Amount: a representative charge is $13.10 (for a Male Standard, Age 53) GUARANTEED DEATH BENEFIT RIDER Upon adding the rider $25 (one-time fee) (available only at issue) PAID-UP INSURANCE OPTION N/A None CHANGING NET PAYMENT ALLOCATION Upon changing allocations of Currently there is no charge. Any Net Payments future charge is guaranteed not to exceed $25. CHANGING MONTHLY DEDUCTION Upon changing allocation of Currently there is no charge. Any ALLOCATION the Monthly Deduction future charge is guaranteed not to exceed $25. PROVIDING A PROJECTION OF Upon requesting a projection Currently there is no charge. Any VALUES(3) of values future charge is guaranteed not to exceed $25.
------------------------ (1) SURRENDER CHARGES--At any time that the Policy is in effect, a Policyowner may elect to surrender the Policy and receive its Surrender Value. A surrender charge is calculated upon issuance of the Policy and upon each increase in Face Amount. The duration of the surrender charge is 15 years for issue Ages 0 through 50, grading down to 10 years for issue Ages 55 and above. The surrender charge is imposed only if, during its duration, you request a full surrender or a decrease in the Face Amount. The maximum surrender charge calculated upon issuance of the Policy is equal to the sum of (a) plus (b), where (a) is a dEFERRED ADMINISTRATIVE CHARGE, and (b) is a DEFERRED SALES CHARGE. For purposes of calculating the withdrawal charge on partial withdrawals and surrenders, we assume that amounts are withdrawn from Premium Payments in the chronological order in which they were received. The DEFERRED ADMINISTRATIVE CHARGE is $8.50 per thousand dollars of the initial Face Amount or of an increase in the Face Amount. The charge is designed to reimburse the Company for administrative costs associated with product research and development, underwriting, Policy administration, decreasing the Face Amount, and surrendering a Policy. Because the maximum surrender charge reduces by 0.5% or more per month (depending on issue Age) after the 40th Policy month from the Date of Issue or the effective date of an increase in the Face Amount, in certain situations 7 some or all of the deferred administrative charge may not be assessed upon surrender of the Policy. The DEFERRED SALES CHARGE is equal to 49% of premiums received up to a maximum number of Guideline Annual Premiums that vary by issue Age. This maximum number varies from 1.660714 (for Ages 0 through 55) to 0.948980 (for Age 85). In accordance with state insurance regulations, the amount of the maximum surrender charge will not exceed a specified amount per $1,000 of the initial Face Amount. The deferred sales charge varies based on individual characteristics (sexes, issue ages and underwriting classes) of the Insureds. Considering all possible combinations of sexes, issue ages and underwriting classes of the Insureds, the minimum is $7.68 (for a Female Standard Smoker Age 0) and the maximum is $38.25 (for a Male Standard Smoker Age 53) per $1000 of Face Amount. The surrender charge shown in the table may not be representative of the charge you would pay. For more information about the surrender charge that would apply to your Policy, please contact us at the address or telephone number shown on the front cover of this Prospectus or contact your agent. (2) PARTIAL WITHDRAWALS--The Company will reduce the amount of the Policy's outstanding Surrender Charge by the amount of the Partial Withdrawal Charge. If no Surrender Charges apply to the Policy at the time of a withdrawal, no partial withdrawal charge will apply to that withdrawal. (3) PROVIDING A PROJECTION OF VALUES--You may request a free personalized illustration of death benefits, cash surrender values and cash values once annually. The Company may in its discretion provide additional personalized illustrations upon request. We currently do not charge for personal illustrations, but we reserve the right to charge a fee, not to exceed $25, if you request more than one illustration annually. * * * THE NEXT TABLE DESCRIBES THE FEES AND EXPENSES THAT YOU WILL PAY PERIODICALLY DURING THE TIME THAT YOU OWN THE POLICY, NOT INCLUDING THE FUND FEES AND EXPENSES. THE SEPARATE ACCOUNT MORTALITY AND EXPENSE RISK FEES AND THE SEPARATE ACCOUNT ADMINISTRATIVE CHARGE ARE DEDUCTED FROM THE SEPARATE ACCOUNT ON A DAILY BASIS. ALL OF THE OTHER FEES ARE CALCULATED MONTHLY AND DEDUCTED FROM YOUR POLICY VALUE AS PART OF THE MONTHLY DEDUCTION. 8 PERIODIC CHARGES OTHER THAN FUND OPERATING EXPENSES
WHEN CHARGE IS CHARGE DEDUCTED AMOUNT DEDUCTED ------ ---------------------------- --------------------------------- COST OF INSURANCE(1) Minimum and Maximum charge Monthly Per $1,000 of original Face Amount, the minimum is $0.05 and the maximum is $83.33 Charge for a representative Monthly Per $1,000 of original Face Policy owner Amount: a representative charge is $0.49 (for a Male Standard Non-Smoker Age 53) MONTHLY ADMINISTRATIVE FEE Monthly $5.00 SEPARATE ACCOUNT MORTALITY AND Daily Annual rate of 0.65% of Separate EXPENSE RISK FEES Account assets (guaranteed not to exceed 0.90%) SEPARATE ACCOUNT ADMINISTRATIVE Daily for the first ten Annual rate of 0.15% of Separate CHARGE Policy years Account assets (guaranteed not to exceed 0.25%) MONTHLY CHARGES FOR OPTIONAL Monthly Varies depending upon the BENEFITS(2) optional benefits selected, and by the individual characteristics of the Insureds OTHER INSURED RIDER Minimum and Maximum charge Monthly Per $1,000 of original Face Amount: the minimum is $0.06 and the maximum is $83.33 Charge for a representative Monthly Per $1,000 of original Face Policy owner Amount: a representative charge is $0.51 (for a Male Standard Non-Smoker Age 53) WAIVER OF PREMIUM RIDER Minimum and Maximum charge Monthly Per $1000 of the monthly benefit, the minimum is $0.01 and the maximum is $187.51 Charge for a representative Monthly Per $1,000 of original Face Policy owner Amount: a representative charge is $0.06 (for a Male Standard Non-Smoker Age 53) GUARANTEED INSURABILITY RIDER Minimum and Maximum charge Monthly Per $1,000 of original Face Amount: the minimum is $0.03 and the maximum is $1.71.
9
WHEN CHARGE IS CHARGE DEDUCTED AMOUNT DEDUCTED ------ ---------------------------- --------------------------------- Charge for a representative Monthly Per $1,000 of original Face Policy owner Amount: a representative charge is $0.77 (for a Male Standard Non-Smoker Age 53) CHILDREN'S INSURANCE RIDER Monthly $0.40 per $1000 of benefit ACCIDENTAL DEATH BENEFIT RIDER Minimum and Maximum charge Monthly Per $1,000 of original Face Amount: the minimum is $0.07 and the maximum is $0.36. Charge for a representative Monthly Per $1,000 of original Face Policy owner Amount: a representative charge is $0.09 (for a Male Standard Non-Smoker Age 53) LOAN INTEREST(3) Paid in arrears annually 8% of the loan amount(3) (accrues daily) PAID-UP INSURANCE OPTION N/A None
------------------------ (1) COST OF INSURANCE--Charges vary based on individual characteristics such as the age, Policy year, underwriting class, Face Amount and sex of the Insured. We determine the current cost of insurance rates, but we guarantee that we will never charge you a higher cost of insurance rate that the guaranteed rate shown in your Policy. We calculate a separate cost of insurance rate for any increase in the Face Amount based on the Insured's circumstances at the time of the increase. The charges shown in the table may not be representative of the charge that a particular Policy owner will pay. You may obtain more information about the particular charges that apply to you by contacting us at the address or telephone number shown on the back cover of this Prospectus or contact your agent. For more information about the calculation of the cost of insurance charges, see CHARGES AND DEDUCTIONS. Considering all possible combinations of sexes, issue ages and underwriting classes of the Insureds, per $1,000 of original Face Amount: the minimum Cost of Insurance Charge is $0.02 (for Female Preferred Non-Smoker Age 25) and the maximum is $83.33 (for a Male Sub-Standard Smoker Rated 500% & $5 Permanent Flat Extra Age 94). (2) MONTHLY CHARGES FOR OPTIONAL BENEFITS--The charges for these benefits vary depending upon the optional benefits selected, and by the individual characteristics of the Insureds. The charges shown in the table may not be representative of the charge that a particular Policy owner will pay. You may obtain more information about the particular charges that apply to you by contacting us at the address or telephone number shown on the back cover of this Prospectus or contact your agent. OTHER INSURED RIDER--Considering all possible combinations of sexes, issue ages and underwriting classes of the Insureds, per $1,000 of original Face Amount: the minimum charge is $0.06 and the maximum charge is $83.33 GUARANTEED INSURABILITY RIDER--Considering all possible combinations of sexes, issue ages and underwriting classes of the Insureds, per $1,000 of original Face Amount: the minimum is $0.03 (for Female Preferred Smoker Age 6) and the maximum is $1.71 (for a Male Standard Smoker Age 65). 10 ACCIDENTAL DEATH BENEFIT RIDER--Considering all possible combinations of sexes, issue ages and underwriting classes of the Insureds, per $1,000 of original Face Amount: the minimum is $0.07 (for Female Preferred Smoker Age 5) and the maximum is $0.36 (for a Male Sub-Standard Smoker Rated Age 65). (3) POLICY LOANS--Outstanding Policy loans are charged interest at an annual rate of 8.00%, which accrues daily and is payable in arrears. However, as long as the Policy is in force, the Policy Value in the General Account that is security for the loan amount will be credited with interest at an effective annual yield of at least 6.00% per year. PREFERRED LOAN OPTION--A preferred loan option is available under the Policy. After the tenth Policy anniversary the Policy Value in the General Account that is security for the loan amount will be credited with interest at an effective annual yield of at least 7.5%. The Company's current position is to credit a rate of interest equal to the rate being charged for the preferred loan. * * * THE NEXT ITEM SHOWS THE MINIMUM AND MAXIMUM TOTAL OPERATING EXPENSED CHARGED BY THE FUNDS THAT YOU MAY PAY PERIODICALLY DURING THE TIME THAT YOU OWN THE POLICY. MORE DETAIL CONCERNING EACH FUND'S FEES AND EXPENSES IS CONTAINED IN THE PROSPECTUS FOR EACH FUND. THE PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION OF THE UNDERLYING FUNDS ARE AVAILABLE FROM THE SERVICE OFFICE UPON REQUEST. ANNUAL FUND OPERATING EXPENSES
TOTAL ANNUAL FUND OPERATING EXPENSES MINIMUM MAXIMUM ------------------------------------ ------------------------------- ------------------------------- Expenses that are deducted from Fund Annual charge of 0.53%(1) Annual charge of 1.39%(2) assets, including management fees, of average daily net assets of average daily net assets distribution and/or service (12b-1) fees and other expenses.
------------------------ The advisers and/or other service providers of certain Funds have agreed to reduce their fees and/or reimburse the Funds' expenses in order to keep the Funds' expenses below specified limits. The expenses of certain Funds are reduced by contractual fee reduction and expense reimbursement arrangements. Other Funds have voluntary fee reduction and/or expense reimbursement arrangements, which may be guaranteed for periods of up to a year or more or which may be terminated at any time. (1) The Investment Adviser has voluntarily agreed to reduce or limit "Other Expenses" (excluding management fees, distribution and service fees, transfer agent fees and expenses, taxes, interest, brokerage fees and litigation, indemnification, shareholder meetings and other extraordinary expenses, exclusive of any custody and transfer agent fee credit reductions) to the extent such expenses exceed, on an annual basis, 0.004% of the average daily net assets of the Fund. These arrangements will remain in effect through at least April 29, 2014 and prior to such date the Investment Advisor may not terminate the arrangement without the approval of the trustees. Due to the current interest rate environment, the Investment Advisor has voluntarily agreed to waive a portion of the distribution and service plan fees attributable to the Fund. These waivers may be modified or terminated at any time at the option of the Investment Adviser without shareholder approval. (2) The Investment Advisor agreed to waive a portion of its management fee in order to achieve an effective net management rate of 0.97%. The Investment Adviser has voluntarily agreed to waive a portion of its Distribution and Service fees so as not to exceed an annual rate of 0.16% of the Fund's average net assets. "Other Expenses" include transfer agency fees equal on an annualized basis to 0.02% of the average daily net assets of the Fund's Shares, plus all other ordinary expenses not detailed above. The Investment Adviser has voluntarily agreed to reduce or limit 11 "Other Expenses" (excluding management fees, distribution and service fees, transfer agent fees and expenses, taxes, interest, brokerage fees and litigation, indemnification, shareholder meetings and other extraordinary expenses, exclusive of any custody and transfer agent fee credit reductions) to the extent such expenses exceed, on an annual basis, 0.004% of the average daily net assets of the Fund. These arrangements will remain in effect through at least April 29, 2014 and prior to such date the Investment Advisor may not terminate the arrangement without the approval of the trustees. The Institutional Share class will launch at the close of business on April 30, 2013. HIGHEST AND LOWEST EXPENSES AFTER FEE REDUCTIONS AND EXPENSE REIMBURSEMENTS. For the year ended December 31, 2012, the LOWEST Total Annual Fund Operating Expenses for all Funds, after all fee reductions and expense reimbursements, is 0.35%. The Investment Adviser has voluntarily agreed to reduce or limit "Other Expenses" (excluding management fees, distribution and service fees, transfer agent fees and expenses, taxes, interest, brokerage fees and litigation, indemnification, shareholder meetings and other extraordinary expenses, exclusive of any custody and transfer agent fee credit reductions) to the extent such expenses exceed, on an annual basis, 0.004% of the average daily net assets of the Fund. These arrangements will remain in effect through at least April 29, 2014 and prior to such date the Investment Advisor may not terminate the arrangement without the approval of the trustees. Due to the current interest rate environment, the Investment Advisor has voluntarily agreed to waive a portion of the distribution and service plan fees attributable to the Fund. These waivers may be modified or terminated at any time at the option of the Investment Adviser without shareholder approval. For the year ended December 31, 2012, the HIGHEST Total Annual Fund Operating Expenses for all Funds, after all fee reductions and expense reimbursements, is 1.22%. The Investment Advisor agreed to waive a portion of its management fee in order to achieve an effective net management rate of 0.81%. "Other Expenses" include transfer agency fees equal on an annualized basis to 0.02% of the average daily net assets of the Fund's Institutional and Service Shares, plus all other ordinary expenses not detailed above. The Investment Adviser has voluntarily agreed to reduce or limit "Other Expenses" (excluding management fees, distribution and service fees, transfer agent fees and expenses, taxes, interest, brokerage fees and litigation, indemnification, shareholder meetings and other extraordinary expenses, exclusive of any custody and transfer agent fee credit reductions) to the extent such expenses exceed, on an annual basis, 0.144% of the average daily net assets of the Fund. These arrangements will remain in effect through at least April 29, 2014 and prior to such date the Investment Advisor may not terminate the arrangement without the approval of the trustees. THE FUND'S INVESTMENT MANAGER OR ADVISER PROVIDED THE ABOVE EXPENSES FOR THE FUNDS. WE HAVE NOT INDEPENDENTLY VERIFIED THE ACCURACY OF THE INFORMATION. 12 THE COMPANY, THE SEPARATE ACCOUNT AND THE FUNDS WHO IS THE COMPANY? THE COMPANY. Unless otherwise specified, any reference to the "Company" refers to Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity"). The Company's Principal Office is located at 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. The Company is a life insurance company organized under the laws of Delaware in July 1974. Prior to December 31, 2002, the Company was a direct subsidiary of First Allmerica Financial Life Insurance Company ("First Allmerica"), which in turn was a direct subsidiary of The Hanover Insurance Group ("THG," formerly Allmerica Financial Corporation). Effective December 31, 2002, the Company became a Massachusetts domiciled insurance company and a direct subsidiary of THG. On December 30, 2005, THG completed the closing of the sale of the Company to The Goldman Sachs Group, Inc. ("Goldman Sachs"), 200 West Street, New York, NY 10282. Effective September 1, 2006, the Company changed its name from Allmerica Financial Life Insurance and Annuity Company to Commonwealth Annuity and Life Insurance Company. Effective April 30, 2013, Goldman Sachs completed the transfer of the common stock of the Company to Global Atlantic (Fin) Company, which is a wholly-owned indirect subsidiary of Global Atlantic Financial Group. Goldman Sachs (together with the its employees) owns a total of approximately 25% of the outstanding ordinary shares of Global Atlantic Financial Group and unaffiliated investors, none of whom own more than 9.9%, own the remaining 75% of the outstanding ordinary shares. The registered office of Global Atlantic Financial Group is located at 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands. Commonwealth Annuity is subject to the laws of the Commonwealth of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, it is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. At this time, we are relying on an exemption from the periodic reporting requirements of the Securities Exchange Act of 1934, as amended ("Securities Exchange Act"), as provided by Rule 12h-7 under the Securities Exchange Act, to avoid any such periodic reporting obligation. We reserve the right to stop relying on this exemption at any time. WHAT IS THE SEPARATE ACCOUNT? In this prospectus, "Separate Account" refers to the VEL II Account of Commonwealth Annuity. The Separate Account is a separate investment account compromised of Sub-Accounts. Each Sub-Account invests in a corresponding investment portfolio ("Fund") of a management investment company. The assets used to fund the variable portion of the Policy are set aside in the Separate Account, and are kept separate from the general assets of the Company. Under Massachusetts law, assets equal to the reserves and other liabilities of the Separate Account may not be charged with any liabilities arising out of any other business of the Company. Each Sub-Account is administered and accounted for as part of the general business of the Company, but the income, capital gains, or capital losses of each Sub-Account are allocated to such Sub-Account, without regard to other income, capital gains or capital losses of the Company, or the other Sub-Accounts. The Company is obligated to pay all amounts promised under the Policies. The Company reserves the right, subject to compliance with applicable law, to change the names of the Separate Account and the Sub-Accounts. The Company may also offer other variable life insurance policies investing in the Separate Account, which are not discussed in this Prospectus. In addition the Separate Account may invest in other funds that are not available to the Policies described in this 13 prospectus. Subject to the provisions of the Policies, units of the Sub-Accounts are offered on a continuous basis. WHAT ARE THE FUNDS? Each Sub-Account invests in a corresponding investment portfolio ("Fund") of an open-end management investment company. The Funds available through this policy are NOT publicly traded. They are only available as variable investment options in variable life insurance policies or variable annuity contracts issued by life insurance companies or, in some cases, through participation in certain qualified pension or retirement plans. The investment advisers of the Funds may manage publicly traded mutual funds with similar names and objectives. However, the Funds are NOT directly related to any publicly traded mutual fund. Consequently, the investment performance of the Funds and any similarly named publicly traded mutual fund may differ substantially. A summary of investment objectives of each of the Funds is set forth below. Certain Funds have similar investment objectives and/or policies. Therefore, to choose the Sub-Accounts which best meet your needs and objectives, carefully read the prospectuses of the Funds, along with this Prospectus. There can be no assurance that the investment objectives of the Funds can be achieved or that the value of the Policy will equal or exceed the aggregate amount of the premium payments made under the Policy. Sub-Account values will fluctuate; even a Sub-Account investing in a money market fund may have negative returns, particularly if fees and charges are deducted at the Sub-Account level. In some states, insurance regulations may restrict the availability of particular Funds. MORE DETAILED INFORMATION REGARDING THE INVESTMENT OBJECTIVES, RESTRICTIONS AND RISKS, EXPENSES PAID BY THE FUNDS AND OTHER RELEVANT INFORMATION REGARDING THE FUNDS MAY BE FOUND IN THEIR RESPECTIVE PROSPECTUSES, WHICH SHOULD BE READ CAREFULLY BEFORE INVESTING. THE PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION OF THE UNDERLYING FUNDS ARE AVAILABLE FROM THE SERVICE OFFICE UPON REQUEST BY CALLING 1-800-533-7881. GOLDMAN SACHS VARIABLE SACHS VARIABLE INSURANCE TRUST (SERVICE SHARES) ADVISER: GOLDMAN SACHS ASSET MANAGEMENT, L.P. GOLDMAN SACHS VIT CORE FIXED INCOME FUND--seeks a total return consisting of capital appreciation and income that exceeds the total return of the Barclays Capital U.S. Aggregate Bond Index. GOLDMAN SACHS VIT EQUITY INDEX FUND--seeks to achieve investment results that correspond to the aggregate price and yield performance of a benchmark index that measures the investment returns of large capitalization stocks. The sub-adviser is SSgA Funds Management, Inc. GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND--seeks long-term growth of capital. GOLDMAN SACHS VIT HIGH QUALITY FLOATING RATE FUND--seeks a high level of current income, consistent with safety of principal. This Fund was formerly known as Goldman Sachs VIT Government Income Fund. GOLDMAN SACHS VIT MID CAP VALUE FUND--seeks long-term capital appreciation. GOLDMAN SACHS VIT MONEY MARKET FUND--The Money Market Fund seeks to maximize current income to the extent consistent with the preservation of capital and the maintenance of liquidity by investing exclusively in high quality money market instruments. GOLDMAN SACHS VIT STRATEGIC GROWTH FUND--seeks long-term growth of capital. GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND--seeks long-term growth of capital. GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND--The Fund seeks long-term growth of capital and dividend income. 14 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) ADVISER: INVESCO ADVISORS, INC. INVESCO V.I. GLOBAL HEALTH CARE FUND--The Fund's investment objective is long-term growth of capital. ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS B) ADVISER: ALLIANCEBERNSTEIN L.P. ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO--seeks long-term growth of capital. DELAWARE VIP TRUST ADVISER: DELAWARE MANAGEMENT COMPANY DELAWARE VIP INTERNATIONAL VALUE EQUITY SERIES--seeks long-term growth without undue risk to principal. FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS ADVISER: FIDELITY MANAGEMENT & RESEARCH COMPANY FIDELITY VIP ASSET MANAGER(SM) PORTFOLIO--The fund seeks to obtain high total return with reduced risk over the long term by allocating its assets among stocks, bonds, and short-term instruments. Fidelity Investments Money Management, Inc., FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP EQUITY-INCOME PORTFOLIO--The fund seeks reasonable income. The fund will also consider the potential for capital appreciation. The fund's goal is to achieve a yield which exceeds the composite yield on the securities comprising the S&P 500-Registered Trademark- Index. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP GROWTH PORTFOLIO--The fund seeks to achieve capital appreciation. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP HIGH INCOME PORTFOLIO--The fund seeks high level of current income, while also considering growth of capital. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP OVERSEAS PORTFOLIO--The fund seeks long-term growth of capital. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST (CLASS 2) ADVISER: FRANKLIN ADVISERS, INC. FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND--seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of its net assets in investments of large capitalization companies. FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND--seeks long-term capital growth. Under normal market conditions, the Fund normally invests at least 80% of its net assets in investments of small capitalization and mid capitalization companies. JANUS ASPEN SERIES (SERVICE SHARES) ADVISER: JANUS CAPITAL MANAGEMENT LLC JANUS ASPEN JANUS PORTFOLIO--seeks long-term growth of capital. 15 T. ROWE PRICE INTERNATIONAL SERIES, INC. ADVISER: T. ROWE PRICE ASSOCIATES, INC. T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO--seeks long-term growth of capital through investments primarily in common stocks of established, non-U.S. companies. The sub-advisers are T. Rowe Price International Ltd and T. Rowe Price Singapore Private Ltd. * * * PLEASE NOTE THAT THERE CAN BE NO ASSURANCE THAT ANY MONEY MARKET FUND WILL BE ABLE TO MAINTAIN A STABLE NET ASSET VALUE PER SHARE. DURING EXTENDED PERIODS OF LOW INTEREST RATES, AND DUE IN PART TO CONTRACT FEES AND EXPENSES, THE YIELDS OF ANY SUBACCOUNT INVESTING IN A MONEY MARKET FUND MAY ALSO BECOME EXTREMELY LOW AND POSSIBLY NEGATIVE. If, pursuant to SEC rules, the Goldman Sachs VIT Money Market Fund suspends payment of redemption proceeds in connection with a liquidation of the Fund, we will delay payment of any transfer, partial withdrawal, surrender, loan, or death benefit from the Goldman Sachs VIT Money Market Sub-Account until the Fund is liquidated. If there is a material change in the investment policy of a fund, we will notify you of the change. If you have Policy Value allocated to that fund, you may without charge reallocate the Policy Value to another fund or to the Fixed Account. We must receive your written request within 60 days of the LATEST of the: - Effective date of the change in the investment policy OR - Receipt of the notice of your right to transfer. 16 THE POLICY As of the date of this Prospectus, the Company has effectively ceased issuing new Policies. This Prospectus provides only a very brief overview of the more significant aspects of the Policy and of the Company's administrative procedures for the benefit of the Company's current Policyowners. The Policy together with its attached application constitutes the entire agreement between you and the Company. HOW DO I COMMUNICATE WITH THE COMPANY? You may contact us at the address or telephone number shown on the cover of this Prospectus or by contacting your agent. EFFECTIVE DATE OF TRANSACTIONS Once your Policy is in force, the effective date of payments, forms and requests you send is usually determined by the day and time we receive the item in good order at the mailing address that appears in this Prospectus. "Good order" means that we have received all information, letters, forms or other documents, completed to our satisfaction, which we believe are necessary to process the transaction. Premium payments, loan requests, transfer requests, loan payments or withdrawal or surrender requests that we receive in good order before the close of business (usually 4:00 p.m. Eastern time, or the close of the New York Stock Exchange, if earlier) on a business day will normally be effective as of the end of that day, unless the transaction is scheduled to occur on another business day. If we receive your payment or request after the close of business on a business day, your payment or request will be effective as of the end of the next business day. If a scheduled transaction falls on a day that is not a business day, we'll process it as of the end of the next business day. Other forms, notices and requests are normally effective on the day that we receive them in good order, unless the transaction is scheduled to occur on another business day. Assignments, change of owner and change of beneficiary forms are effective as of the day you sign the assignment or form, once we receive them in good order. WRITTEN REQUESTS Whenever this Prospectus refers to a communication as a "written request," it means in writing, in form and substance reasonably satisfactory to us, and received at the mailing address indicated on the cover of this Prospectus. We will process the transaction when the written request is received in good order. For some transactions, including assignments, loans, withdrawals, and surrender of the Policy, we require you to use Company forms. You may obtain Company forms by calling 1-800-533-7881. You may also obtain Company forms at our Company web site: https://cwannuity.se2.com. TELEPHONE REQUESTS You have the privilege to make telephone requests. The Company and our agents and affiliates will not be responsible for losses resulting from acting upon telephone requests reasonably believed to be genuine. We will employ reasonable procedures to confirm that instructions communicated by telephone are genuine; otherwise, we may be liable for any losses due to unauthorized or fraudulent instructions. Such procedures may include, among others things, requiring some form of personal identification prior to acting upon instructions received by telephone. All transfer instructions by telephone are tape recorded. We cannot guarantee that you will always be able to reach us to complete a telephone transaction. We reserve the right to modify or discontinue the privilege to make requests by telephone at any time without prior notice. Under these circumstances, you should submit your request in writing or other form acceptable to us. 17 HOW DO I APPLY FOR A POLICY? The Company is not currently issuing new Policies. The following is provided as general information concerning the Company's procedures for issuing policies. Upon receipt at its Service Office of a completed application from a prospective Policyowner, the Company will follow certain insurance underwriting procedures designed to determine whether the proposed Insured is insurable. This process may involve medical examinations, and may require that further information be provided by the proposed Policyowner before a determination of insurability can be made. The Company reserves the right to reject an application which does not meet its underwriting guidelines, but in underwriting insurance, the Company complies with all applicable federal and state prohibitions concerning unfair discrimination. If the application is approved and the Policy is issued and accepted by you, the initial premium held in the General Account will be credited with interest at a specified rate, beginning not later than the date of receipt of the premium at the Service Office. If a Policy is not issued, the premiums will be returned to you without interest. It is possible to obtain life insurance protection during the underwriting process through a Conditional Insurance Agreement. If at the time of application you make a payment equal to at least one minimum monthly payment for the Policy as applied for, the Company will provide conditional insurance, subject to the terms of the Conditional Insurance Agreement. This coverage generally will continue for a maximum of 90 days from the date of the application or the completion of a medical exam, should one be required. In no event will any insurance proceeds be paid under the Conditional Insurance Agreement if death is by suicide. CAN I EXAMINE AND CANCEL THE POLICY OR AN INCREASE IN FACE AMOUNT? Yes. The Policy provides for an initial "Free-Look" period. You may cancel the Policy by mailing or delivering the Policy to the Service Office or an agent of the Company on or before the latest of: - 45 days after the application for the Policy is signed, or - 10 days after you receive the Policy (or longer if required by state law), or - 10 days after the Company mails or personally delivers a Notice of Withdrawal Rights to you; or - 60 days after you receive the Policy, if the Policy was purchased in New York as a replacement for an existing policy. When you return the Policy, the Company will mail a refund to you within seven days. The refund of any premium paid by check, however, may be delayed until the check has cleared your bank. Where required by state law, the refund will equal the premiums paid. In all other states or if the Policy was issued in New York as a replacement, the refund will equal the sum of: (1) the difference between the premiums, including fees and charges paid, and any amounts allocated to the Separate Account, plus (2) the value of the amounts allocated to the Separate Account, plus (3) any fees or charges imposed on the amounts allocated to the Separate Account. The amount refunded in (1) above includes any premiums allocated to the General Account. FREE LOOK WITH FACE AMOUNT INCREASES After an increase in the Face Amount, the Company will mail or personally deliver a notice of a "Free Look" with respect to the increase. You will have the right to cancel the increase before the latest of: - 45 days after the application for the increase is signed, or 18 - 10 days after you receive the new specifications pages issued for the increase (or longer if required by state law), or - 10 days after the Company mails or delivers a Notice of Withdrawal Rights to you. Upon canceling the increase, you will receive a credit to your Policy Value of charges which would not have been deducted but for the increase. The amount to be credited will be refunded if you so request. The Company also will waive any surrender charge calculated for the increase. IS THERE A PAID-UP INSURANCE OPTION? Upon Written Request, a Policyowner may exercise a paid-up insurance option. Paid-up life insurance is fixed insurance, usually having a reduced Face Amount, for the lifetime of the Insured with no further premiums due. If the Policyowner elects this option, certain Policyowner rights and benefits may be limited. The paid-up fixed insurance will be in the amount that the Surrender Value of the Policy can purchase for a net single premium at the Insured's Age and Underwriting Class on the date this option is elected. The Company will transfer any Policy Value in the Separate Account to the General Account on the date it receives the Written Request to elect the option. If the Surrender Value exceeds the net single premium necessary for the fixed insurance, the Company will pay the excess to the Policyowner. The net single premium is based on the Commissioners 1980 Standard Ordinary Mortality Tables, Smoker or Non-Smoker (Table B for unisex Policies) with increases in the tables for non-standard risks. Interest will not be less than 4.5%. IF THE PAID-UP INSURANCE OPTION IS ELECTED, THE FOLLOWING POLICYOWNER RIGHTS AND BENEFITS WILL BE AFFECTED: - As described above, the paid-up insurance benefit is computed differently from the net death benefit, and the death benefit options will not apply. - The Company will transfer the Policy Value in the Separate Account to the General Account on the date it receives the written request to elect the option. The Company will not allow transfers of Policy Value from the General Account back to the Separate Account. - The Policyowner may not make further premium payments. - The Policyowner may not increase or decrease the Face Amount or make partial withdrawals. - Riders will continue only with the Company's consent. After electing paid-up fixed insurance, the Policyowner may make Policy loans or surrender the Policy for its net cash value. The cash value is equal to the net single premium for paid-up insurance at the Insured's attained age. The net cash value is the cash value less any outstanding loans. DOES THE COMPANY SUPPORT INCENTIVE FUNDING DISCOUNTING? Yes. The Company will lower the cost of insurance charges by 5% during any Policy year for which you qualify for an incentive funding discount. To qualify, total premiums paid under the Policy, less any debt, withdrawals and withdrawal charges, and transfers from other policies issued by the Company, must exceed 90% of the guideline level premiums (as defined in Section 7702 of the Internal Revenue Code of 1986 (the "Code"), accumulated from the Date of Issue to the date of qualification. The incentive funding discount is not available in all states. The amount needed to qualify for the incentive funding discount is determined on the Date of Issue for the first Policy year and on each Policy anniversary for each subsequent Policy year. If the Company receives the proceeds from a Policy issued by an unaffiliated company to be exchanged for the Policy, however, the qualification for the incentive funding discount for the first Policy year will be determined 19 on the date the proceeds are received by the Company, and only insurance charges becoming due after the date such proceeds are received will be eligible for the incentive funding discount. HOW DO I MAKE PAYMENTS? Payments are payable to the Company, and may be mailed to the Service Office or paid through one of the Company's authorized agents. All premium payments after the initial premium payment are credited to the Separate Account or the General Account as of date of receipt at the Service Office. Payments received before the close of business (usually 4:00 p.m. Eastern time, or the close of the New York Stock Exchange, if earlier) on a business day will normally be credited to the Variable Account or the Fixed Account as of the end of that day. If we receive your payment after the close of business on a business day, your payment or request will be effective as of the end of the next business day. PREMIUM FLEXIBILITY Unlike conventional insurance policies, the Policy does not obligate you to pay premiums in accordance with a rigid and inflexible premium schedule. You may establish a schedule of planned premiums which will be billed by the Company at regular intervals. Failure to pay planned premiums will not itself cause the Policy to lapse. However, if the optional Guaranteed Death Benefit rider is in effect, certain minimum premium payment tests must be met. You also may make unscheduled premium payments at any time prior to the Final Premium Payment Date or skip planned premium payments, subject to the maximum and minimum premium limitations described below. You also may elect to pay premiums by means of a monthly automatic payment procedure. Under this procedure, amounts will be deducted each month from your checking account, generally on the Monthly Payment Date, from your checking account and applied as a premium under a Policy. The minimum payment permitted under this procedure is $50. Premiums are not limited as to frequency and number. No premium payment may be less than $100, however, without the Company's consent. Moreover, premium payments must be sufficient to provide a positive Surrender Value at the end of each Policy month, or the Policy may lapse. MINIMUM MONTHLY FACTOR The Minimum Monthly Factor is a monthly premium amount calculated by the Company and specified in the Policy. If, in the first 48 Policy months following Date of Issue or the effective date of an increase in the Face Amount or of a Policy Change which causes a change in the Minimum Monthly Factor: - You make premium payments (less debt, partial withdrawals and partial withdrawal charges) at least equal to the sum of the Minimum Monthly Factors for the number of months the Policy, increase in Face Amount or Policy Change has been in force, and - Debt does not exceed Policy Value less surrender charges, then - the Policy is guaranteed not to lapse during that period. EXCEPT FOR THE 48 POLICY MONTH PERIODS, MAKING MONTHLY PAYMENTS AT LEAST EQUAL TO THE MINIMUM MONTHLY FACTOR DOES NOT GUARANTEE THAT THE POLICY WILL REMAIN IN FORCE. In no event may the total of all premiums paid exceed the current maximum premium limitations set forth in the Policy, which are required by federal tax laws. These maximum premium limitations will change whenever there is any change in the Face Amount, the deletion of a rider, or a change in the Sum Insured Option. If a premium is paid which would result in total premiums exceeding the current 20 maximum premium limitations, the Company will accept only that portion of the premiums that shall make total premiums equal the maximum. Any part of the premiums in excess of that amount will be returned, and no further premiums will be accepted until allowed by the current maximum premium limitation prescribed by Internal Revenue Service ("IRS") rules. Notwithstanding the current maximum premium limitations, however, the Company will accept a premium that is needed in order to prevent a lapse of the Policy during a Policy year. HOW DO I ALLOCATE MY NET PAYMENTS? The Net Premium equals the premium paid less the 3.50% tax expense charge. In the application for a Policy, you indicate the initial allocation of Net Premiums among the General Account and the Sub-Accounts of the Separate Account. You may allocate premiums to one or more Sub-Accounts, but may not have Policy Value in more than 20 Sub-Accounts at any one time. The minimum amount that may be allocated to a Sub-Account is 1% of Net Premium paid. Allocation percentages must be in whole numbers (for example, 33 1/3% may not be chosen) and must total 100%. FUTURE CHANGES ALLOWED You may change the allocation of future Net Premiums by written or telephone request. An allocation change will be effective as of the date of receipt of the request in good order at the Service Office. INVESTMENT RISK The Policy Value in the Sub-Accounts will vary with their investment experience. You bear this investment risk. The investment performance may affect the Death Proceeds as well. Policyowners should periodically review their allocations of premiums and Policy Value in light of market conditions and overall financial planning requirements. CAN I MAKE TRANSFERS? Yes. Subject to the Company's then current rules, you may transfer the Policy Value among the Sub-Accounts or between a Sub-Account and the General Account. However, the Policy Value held in the General Account to secure a Policy loan may not be transferred. If we receive a transfer request after the close of business (generally 4:00 p.m. Eastern time or the close of the New York Stock Exchange, if earlier), it will be effected at the end of the next business day. IS THE TRANSFER PRIVILEGE SUBJECT TO ANY LIMITATIONS? Yes. The transfer privilege is subject to the Company's consent. The Company reserves the right to impose limitations on transfers including, but not limited to: - the minimum or maximum amount that may be transferred, - the minimum amount that may remain in a Sub-Account following a transfer from that Sub-Account, - the minimum period of time between transfers, and - the maximum number of transfers in a period. If you request a transfer from a Sub-Account that is higher than your Policy Value in the Sub-Account on the valuation date for the transfer request (for example, if you request a transfer of $100 from a Sub-Account and the Policy Value in the Sub-Account is only $98 on the valuation date), we will transfer all of the Policy Value in the Sub-Account. 21 Currently, transfers to and from the General Account are permitted only if: - There has been at least a 90-day period since the last transfer from the General Account, and - the amount transferred from the General Account in each transfer does not exceed the lesser of $100,000 or 25% of the Accumulated Value under the Policy. Currently, the first 12 transfers in a Policy year will be free of a transfer charge. Thereafter, a $10 transfer charge will be deducted from the amount transferred for each transfer in that Policy year. The Company may increase or decrease this charge, but it is guaranteed never to exceed $25. Any transfers made with respect to a conversion privilege, Policy loan or material change in investment Policy will not count towards the 12 free transfers. These rules are subject to change by the Company. ARE THERE RESTRICTIONS ON DISRUPTIVE TRADING? This Policy is not designed for use by individuals, professional market timing organizations, or other entities that engage in short-term trading, frequent transfers, programmed transfers or transfers that are large in relation to the total assets of an Fund (collectively, "Disruptive Trading"). These activities may require the Fund to maintain undesirable large cash positions or frequently buy or sell portfolio securities. Such transfers may dilute the value of the Fund's shares, interfere with the efficient management of the Fund's portfolio, and increase brokerage and administrative costs of the Funds. As a result, Disruptive Trading may adversely affect an Fund's ability to invest effectively in accordance with its investment objectives and policies, and may harm other Policy Owners. In order to protect our Policy Owners and the Funds from potentially harmful trading activity, we utilize certain policies and procedures that are designed to detect and prevent disruptive trading among the Funds (the "Disruptive Trading Procedures"). Our Disruptive Trading Procedures consider certain factors in order to identify Disruptive Trading activity, including the following: - the number of transfers made over a period of time; - the length of time between transfers; - whether the transfers follow a pattern that appears to be designed to take advantage of short term market fluctuations, particularly within certain Funds; - the dollar amount(s) requested for transfers; and - whether the transfers are part of a group of transfers made by a third party on behalf of several individual Policy Owners; and - the investment objectives and/or size of the Funds. We may increase our monitoring of Policy Owners who engage in what we perceive to be disruptive trading, including investigating the transfer patterns within multiple contracts owned by the same Policy Owners. We will also investigate any patterns of disruptive trading identified by the Funds that may not have been captured by our Disruptive Trading Procedures. Our Disruptive Trading Procedures may vary from Sub-Account to Sub-Account. The Disruptive Trading Procedures limit the number of transfers a Policy Owner may make during a given period, limit the number of times a Policy Owner may transfer into particular funds during a given period, and place restrictions as to the time or means of transfers (for example, transfer instructions are required by a certain daily time cutoff), among other things. In certain states, the Disruptive Trading Procedures apply dollar or percentage limitations, rather than restrictions on the number of transfers. Subject to the terms of the Policy, the Company reserves the right to impose, without prior notice, additional or alternate restrictions on allocations and transfers that it determines, in its sole discretion, will 22 disadvantage or potentially hurt the rights or interests of other Policy Owners or other holders of the Funds. In addition, some of the Funds have reserved the right to temporarily or permanently refuse payments or transfer requests from the Company if, in the judgment of the Fund's investment adviser, the Fund would be unable to invest effectively in accordance with its investment objective or policies, or would otherwise potentially be adversely affected. If an Fund refuses a transfer request from the Company, the Company may not be able to effect certain allocations or transfers that a Policy Owner has requested. In the future, some Funds may impose redemption fees on short-term trading (i.e., redemptions of mutual fund shares within a certain number of business days after purchase). We reserve the right to administer and collect any such redemption fees on behalf of the Funds. We apply our Disruptive Trading Procedures consistently without special arrangement, waiver, or exception. However, the Company's ability to detect and deter Disruptive Trading and to consistently apply the Disruptive Trading Procedures may be limited by operational systems and technological limitations. Policy Owners seeking to engage in such transfer activities may employ a variety of strategies to avoid detection. Because identifying Disruptive Trading involves judgments that are inherently subjective, the Company cannot provide assurances that its Disruptive Trading Procedures will detect every Policy Owner who engages in disruptive trading. In addition, the terms of some contracts previously issued by the Company, historical practices or actions, litigation, or certain regulatory restrictions may limit the Company's ability to apply transfer or other restrictions. If we are unable to detect Disruptive Trading or are unable to restrict Disruptive Trading because of contract provisions, you may experience dilution in the value of your Fund shares. There may be increased brokerage and administrative costs within the Funds, which may result in lower long-term returns for your investments. Additionally, because other insurance companies and/or retirement plans may invest in the Funds, we cannot guarantee that the Funds will not suffer harm from disruptive trading within the variable contracts issued by other insurance companies or among investment options available to retirement plan participants. Under rules recently adopted by the Securities and Exchange Commission, effective April 16, 2007, we will be required to: (1) enter into a written agreement with each Fund or its principal underwriter that will obligate us to provide to the Fund promptly upon request certain information about the trading activity of individual Contract Owners, and (2) execute instructions from the Fund to restrict or prohibit further purchases or transfers by specific Contract Owners who violate the frequent trading policies established by the Fund. IS THERE A DOLLAR-COST AVERAGING OPTION OR AUTOMATIC REBALANCING OPTION? Yes. You may have automatic transfers of at least $100 a month made on a periodic basis: - from the Sub-Accounts which invest in the Goldman Sachs VIT Money Market Fund and Goldman Sachs VIT Government Income Fund, respectively, to one or more of the other Sub-Accounts ("Dollar-Cost Averaging Option"), or - to reallocate Policy Value among the Sub-Accounts ("Automatic Rebalancing Option"). Automatic transfers may be made on a monthly, bi-monthly, quarterly, semi-annual or annual schedule. The first automatic transfer counts as one transfer towards the 12 free transfers allowed in each Policy year; each subsequent automatic transfer is without charge and does not reduce the remaining number of transfers which may be made free of charge. Generally, all transfers will be processed on the 15th of each scheduled month. If the 15th is not a business day, however, or is the Monthly Payment Date, the automatic transfer will be processed on the next business day. The Dollar-Cost Averaging Option and the Automatic Rebalancing Option may not be in effect at the same time. 23 If the policy goes into a grace period (see WHAT ARE THE TERMINATION PROVISIONS OF THE POLICY? under TERMINATION AND REINSTATEMENT), automatic Dollar Cost Averaging and Automatic Account Rebalancing transactions are suspended. If you make sufficient payments to keep the policy in force, Dollar Cost Averaging and Automatic Account Rebalancing will resume with the next scheduled automatic transaction. CAN I MAKE FUTURE CHANGES UNDER MY POLICY? Yes. There are several changes you can make after receiving your Policy, within limits. You may: - Cancel your Policy under its right-to-examine provision - Transfer your ownership to someone else - Change the beneficiary - Change the allocation of payments, with no tax consequences under current law - Make transfers of Policy Value among the funds - Adjust the death benefit by increasing or decreasing the Face Amount - Add or remove certain optional insurance benefits HOW DO I CHANGE THE FACE AMOUNT OF MY POLICY? Subject to certain limitations, you may increase or decrease the specified Face Amount of a Policy at any time by submitting a Written Request to the Company. Any increase or decrease in the specified Face Amount requested by you will become effective on the Monthly Payment Date on or next following the date of receipt of the request at the Service Office or, if Evidence of Insurability is required, the date of approval of the request. INCREASES IN THE FACE AMOUNT Along with the Written Request for an increase, you must submit satisfactory Evidence of Insurability. The consent of the Insured also is required whenever the Face Amount is increased. A request for an increase in the Face Amount may not be less than $10,000. You may not increase the Face Amount after the Insured reaches Age 85. An increase must be accompanied by an additional premium if the Surrender Value is less than $50 plus an amount equal to the sum of two Minimum Monthly Factors. On the effective date of each increase in the Face Amount, a transaction charge of $40 will be deducted from the Policy Value for administrative costs. The effective date of the increase will be the first Monthly Payment Date on or following the date all of the conditions for the increase are met. An increase in the Face Amount generally will affect the Insurance Amount at Risk, and may affect the portion of the Insurance Amount at Risk included in various Premium Classes (if more than one Premium Class applies), both of which may affect the monthly cost of insurance charges. A surrender charge also will be calculated for the increase. After increasing the Face Amount, you will have the right (1) during a Free-Look Period, to have the increase canceled and the charges which would not have been deducted but for the increase will be credited to the Policy, and (2) during the first 24 months following the increase, to transfer any or all Policy Value to the General Account free of charge. A refund of charges which would not have been deducted but for the increase will be made at your request. 24 DECREASES IN THE FACE AMOUNT The minimum amount for a decrease in the Face Amount is $10,000. The Face Amount in force after any decrease may not be less than $50,000. If, following a decrease in the Face Amount, the Policy would not comply with the maximum premium limitation applicable under the IRS Rules, the decrease may be limited or Policy Value may be returned to the Policyowner (at your election) to the extent necessary to meet the requirements. A return of Policy Value may result in tax liability to you. A decrease in the Face Amount will affect the total Insurance Amount at Risk and the portion of the Insurance Amount at Risk covered by various Premium Classes, both of which may affect a Policyowner's monthly cost of insurance charges. For purposes of determining the cost of insurance charge, any decrease in the Face Amount will reduce the Face Amount in the following order: - the Face Amount provided by the most recent increase; - the next most recent increases successively; and - the initial Face Amount. This order also will be used to determine whether a surrender charge will be deducted and in what amount. If you request a decrease in the Face Amount, the amount of any surrender charge deducted will reduce the current Policy Value. You may specify one Sub-Account from which the surrender charge will be deducted. If no specification is provided, the Company will make a Pro-Rata Allocation. The current surrender charge will be reduced by the amount deducted. CAN I CONVERT MY POLICY INTO A FIXED POLICY? Once during the first 24 months after the Date of Issue or after the effective date of an increase in Face Amount (assuming the Policy is in force), you may convert your Policy without Evidence of Insurability to a flexible premium adjustable life insurance policy with fixed and guaranteed minimum benefits. Assuming that there have been no increases in the initial Face Amount, you can accomplish this within 24 months after the Date of Issue by transferring, without charge, the Policy Value in the Separate Account to the General Account and by simultaneously changing your premium allocation instructions to allocate future premium payments to the General Account. Within 24 months after the effective date of each increase, you can transfer, without charge, all or part of the Policy Value in the Separate Account to the General Account and simultaneously change your premium allocation instructions to allocate all or part of future premium payments to the General Account. Where required by state law, at your request the Company will issue a flexible premium adjustable life insurance Policy to you. The new Policy will have the same Face Amount, Issue Age, Dates of Issue, and Premium Class as the original Policy. CAN I MAKE POLICY LOANS? You may borrow against the Policy Value. Policy loans may be obtained by request to the Company on the sole security of the Policy. The total amount which may be borrowed is the Loan Value. While a loan is outstanding, you may continue to make Premium Payments into the Policy. In the first Policy year, the Loan Value is 75% of Policy Value reduced by applicable surrender charges, as well as Monthly Deductions and interest on Debt to the end of the Policy year. The Loan Value in the second Policy year and thereafter is 90% of an amount equal to the Policy Value reduced by applicable surrender charges. There is no minimum limit on the amount of the loan. You must use Company forms to request a loan. You may obtain a Company loan form by calling 1-800-533-7881. You may also obtain a Company loan form at our Company web site, https://cwannuity.se2.com. 25 The loan amount normally will be paid within seven days after the Company receives the written loan request on a Company loan form at the Service Office, but the Company may delay payments under certain circumstances. A Policy loan may be allocated among the General Account and one or more Sub-Accounts. If you do not make an allocation, the Company will make a Pro-Rata Allocation based on the amounts in the Accounts on the date the Company receives the loan request. The Policy Value in each Sub-Account equal to the Policy loan allocated to such Sub-Account will be transferred to the General Account as security for the loan, and the number of Accumulation Units equal to the Policy Value so transferred will be canceled. This will reduce the Policy Value in these Sub-Accounts. These transactions are not treated as transfers for purposes of the transfer charge. The Policy loan rights of Policyowners who are participants under Section 403(b) plans are restricted. LOAN AMOUNT EARNS INTEREST IN GENERAL ACCOUNT As long as the Policy is in force, the Policy Value in the General Account that is security for the loan amount will be credited with interest at an effective annual yield of at least 6.00% per year. NO ADDITIONAL INTEREST WILL BE CREDITED TO SUCH POLICY VALUE. PREFERRED LOAN OPTION A preferred loan option is available under the Policy. The preferred loan option will be available upon written request. It may be revoked by you at any time. You may change a preferred loan to a non-preferred loan at any time upon written request. If this option has been selected, after the tenth Policy anniversary the Policy Value in the General Account that is equal to the loan amount will be credited with interest at an effective annual yield of at least 7.5%. The Company's current position is to credit a rate of interest equal to the rate being charged for the preferred loan. There is some uncertainty as to the tax treatment of preferred loans, which may be treated as a taxable distribution from the Policy. Consult a qualified tax adviser. THE PREFERRED LOAN OPTION IS NOT AVAILABLE IN ALL STATES. LOAN INTEREST CHARGED Outstanding Policy loans are charged interest. Interest accrues daily and is payable in arrears at the annual rate of 8%. Interest is due and payable at the end of each Policy year or on a pro-rata basis for such shorter period as the loan may exist. Interest not paid when due will be added to the loan amount and will bear interest at the same rate. If the new loan amount exceeds the Policy Value in the General Account after the due and unpaid interest is added to the loan amount, the Company will the transfer Policy Value equal to that excess loan amount from the Policy Value in each Sub-Account to the General Account as security for the excess loan amount. The Company will allocate the amount transferred among the Sub-Accounts in the same proportion that the Policy Value in each Sub-Account bears to the total Policy Value in all Sub-Accounts. REPAYMENT OF LOANS Loans may be repaid at any time prior to the lapse of the Policy. Upon repayment of the Debt, the portion of the Policy Value that is in the General Account securing the loan repaid will be allocated to the various Accounts and increase the Policy Value in such accounts in accordance with your instructions. If you do not make a repayment allocation, the Company will allocate Policy Value in accordance with your most recent premium allocation instructions; provided, however, that loan repayments allocated to the Separate Account cannot exceed the Policy Value previously transferred from the Separate Account to secure the Debt. 26 If Debt exceeds the Policy Value less the surrender charge, the Policy will terminate. A notice of such pending termination will be mailed to the last known address of you and any assignee. If you do not make sufficient payment within 62 days after this notice is mailed, the Policy will terminate with no value. EFFECT OF POLICY LOANS Policy loans may be repaid at any time prior to the lapse of the Policy. However, because Policy loans do not participate in the investment experience of the Separate Account, Policy loans will permanently affect the Policy Value and Surrender Value, and may permanently affect the Death Proceeds, whether or not the loan is repaid. The effect could be favorable or unfavorable, depending upon whether the investment performance of the Sub-Account(s) is less than or greater than the interest credited to the Policy Value in the General Account that is security for the loan. Moreover, outstanding Policy loans and the accrued interest will be deducted from the proceeds payable upon the death of the Insured or surrender. ALLOWING THE POLICY TO LAPSE WITH A LOAN OUTSTANDING MAY HAVE SIGNIFICANT TAX CONSEQUENCES; PLEASE CONSULT A QUALIFIED TAX ADVISOR. ARE POLICY LOANS PERMITTED IF THE POLICY WAS ISSUED IN CONNECTION WITH A TSA PLAN? If your Policy was issued in connection with a TSA plan, Policy loans are permitted in accordance with the terms of the Policy. However, if a Policy loan does not comply with the requirements of Code Section 72(p), the TSA plan may become disqualified and Policy Values may be includible in your current income. Policy loans must meet the following additional requirements: - Loans must be repaid within five years, except when the loan is used to acquire any dwelling unit which within a reasonable time is to be used as the Policy owner's principal residence. - All Policy loans must be amortized on a level basis with loan repayments being made not less frequently than quarterly. - The sum of all outstanding loan balances for all loans from all of your TSA plans may not exceed the lesser of: - $50,000 reduced by the excess (if any) of the highest outstanding balance of loans from all of the Policy owner's TSA plans during the one-year period preceding the date of the loan, minus the outstanding balance of loans from the Policy owner's TSA plans on the date on which such loan was made; OR - 50% of the Policy owner's non-forfeitable accrued benefit in all of his/her TSA plans, but not less than $10,000. A QUALIFIED TAX ADVISER SHOULD BE CONSULTED BEFORE REQUESTING A POLICY LOAN IN CONNECTION WITH A TSA PLAN. CAN I SURRENDER THE POLICY? Yes. You may surrender the Policy and receive its Surrender Value. You must use Company forms to surrender the Policy. You may obtain a Company surrender form by calling 1-800-533-7881. The Surrender Value will be calculated as of the Valuation Date on which the Policy and completed surrender forms are received in good order at the Service Office. The Surrender Value is equal to: - the Policy Value, MINUS 27 - any Debt and applicable surrender charges. A surrender charge is calculated upon issuance of the Policy and from the effective date of any increase in the Face Amount. The duration of the surrender charge is 15 years for issue Ages 0 through 50, grading down to 10 years for issue Ages 55 and above. The proceeds on surrender may be paid in a single lump sum or under one of the payment options. Normally, the Company will pay the Surrender Value within seven days following the Company's receipt of the surrender request, but the Company may delay payment under the circumstances described under OTHER INFORMATION--CAN THE COMPANY DELAY PAYMENTS TO ME? The surrender rights of Policyowners who are participants under Section 403(b) plans or who are participants in the Texas Optional Retirement Program (Texas ORP) are restricted. For important tax consequences which may result from surrender, see FEDERAL TAX CONSIDERATIONS. CAN I MAKE PARTIAL WITHDRAWALS? Yes. Any time after the first Policy year, you may withdraw a portion of the Surrender Value of your Policy, subject to the limits stated below. You must use Company forms to request a withdrawal. You may obtain a Company withdrawal form by calling 1-800-533-7881. You may also obtain a Company withdrawal form at our Company web site, https://cwannuity.se2.com. The written request on a Company withdrawal form must indicate the dollar amount you wish to receive and the Accounts from which such amount is to be withdrawn. You may allocate the amount withdrawn among the Sub-Accounts and the General Account. If you do not provide allocation instructions, the Company will make a Pro-Rata Allocation. Each partial withdrawal must be in a minimum amount of $500. Under Sum Insured Option 1, the Face Amount is reduced by the amount of the withdrawal, and a withdrawal will not be allowed if it would reduce the Face Amount below $40,000. See THE DEATH BENEFIT. A withdrawal from a Sub-Account will result in the cancellation of the number of Accumulation Units equivalent in value to the amount withdrawn. The amount withdrawn equals the amount requested by you plus the transaction charge and any applicable partial withdrawal charge. Normally, the Company will pay the amount of the partial withdrawal within seven days following the Company's receipt of the partial withdrawal request, but the Company may delay payment under certain circumstances. The withdrawal rights of Policyowners who are participants under Section 403(b) plans or who are participants in the Texas Optional Retirement Program (Texas ORP) are restricted. For important tax consequences which may result from partial withdrawals, see FEDERAL TAX CONSIDERATIONS. WHAT IS THE POLICY VALUE? The Policy Value is the total amount available for investment, and is equal to the sum of: - your accumulation in the General Account, plus - the value of the Accumulation Units in the Sub-Accounts. The Policy Value is used in determining the Surrender Value (the Policy Value less any Debt and applicable surrender charges). There is no guaranteed minimum Policy Value. Because the Policy Value on any date depends upon a number of variables, it cannot be predetermined. The Policy Value and the Surrender Value will reflect the frequency and amount of Net Premiums paid, interest credited to accumulations in the General Account, the investment performance of the chosen 28 Sub-Accounts, any partial withdrawals, any loans, any loan repayments, any loan interest paid or credited, and any charges assessed in connection with the Policy. CALCULATION OF POLICY VALUE The Policy Value is determined first on the Date of Issue and thereafter on each Valuation Date. On the Date of Issue, the Policy Value will be the Net Premiums received, plus any interest earned during the underwriting period when premiums are held in the General Account (before being transferred to the Separate Account) less any Monthly Deductions due. On each Valuation Date after the Date of Issue the Policy Value will be: - the aggregate of the values in each of the Sub-Accounts on the Valuation Date, determined for each Sub-Account by multiplying the value of an Accumulation Unit in that Sub-Account on that date by the number of such Accumulations Units allocated to the Policy; plus - the value in the General Account (including any amounts transferred to the General Account as collateral with respect to a loan). Thus, the Policy Value is determined by multiplying the number of Accumulation Units in each Sub-Account by the value of the applicable Accumulation Units on the particular Valuation Date, adding the products, and adding the amount of the accumulations in the General Account, if any. THE ACCUMULATION UNIT Each Net Premium is allocated to the Sub-Account(s) selected by you. Allocations to the Sub-Accounts are credited to the Policy in the form of Accumulation Units. Accumulation Units are credited separately for each Sub-Account. The number of Accumulation Units of each Sub-Account credited to the Policy is equal to the portion of the Net Premium allocated to the Sub-Account, divided by the dollar value of the applicable Accumulation Unit as of the Valuation Date the payment is received at the Service Office. The number of Accumulation Units will remain fixed unless changed by a subsequent split of Accumulation Unit value, transfer, partial withdrawal or Policy surrender. In addition, if the Company is deducting the Monthly Deduction or other charges from a Sub-Account, each such deduction will result in cancellation of a number of Accumulation Units equal in value to the amount deducted. The dollar value of an Accumulation Unit of each Sub-Account varies from Valuation Date to Valuation Date based on the investment experience of that Sub-Account. That experience, in turn, will reflect the investment performance, expenses and charges of the respective Fund. The value of an Accumulation Unit was set at $1.00 on the first Valuation Date for each Sub-Account. The dollar value of an Accumulation Unit on a given Valuation Date is determined by multiplying the dollar value of the corresponding Accumulation Unit as of the immediately preceding Valuation Date by the appropriate net investment factor. Valuation Dates currently occur on each day on which the New York Stock Exchange is open for trading, and on such other days (other than a day during which no payment, partial withdrawal, or surrender of a Policy is received) when there is a sufficient degree of trading in an Fund's securities such that the current net asset value of the Sub-Accounts may be affected materially. NET INVESTMENT FACTOR The net investment factor measures the investment performance of a Sub-Account of the Separate Account during the Valuation Period just ended. The net investment factor for each Sub-Account is 29 equal to 1.0000 plus the number arrived at by dividing (a) by (b) and subtracting (c) and (d) from the result, where: (a) is the investment income of that Sub-Account for the Valuation Period, plus capital gains, realized or unrealized, credited during the Valuation Period; minus capital losses, realized or unrealized, charged during the Valuation Period; adjusted for provisions made for taxes, if any; (b) is the value of that Sub-Account's assets at the beginning of the Valuation Period; (c) is a charge for each day in the Valuation Period equal, on an annual basis, to 0.65% of the daily net asset value of that Sub-Account for mortality and expense risks. This charge may be increased or decreased by the Company, but may not exceed 0.90%; and (d) is the Separate Account administrative charge for each day in the Valuation Period equal, on an annual basis, to 0.15% of the daily net asset value of that Sub-Account. The administrative charge may be increased or decreased by the Company, but may not exceed 0.25%. This charge is applicable only during the first ten Policy years. The net investment factor may be greater or less than one. Therefore, the value of an Accumulation Unit may increase or decrease. You bear the investment risk. Allocations to the General Account are not converted into Accumulation Units, but are credited interest at a rate periodically set by the Company. 30 THE DEATH BENEFIT As long as the Policy remains in force (see TERMINATION AND REINSTATEMENT), upon due proof of the Insured's death, the Company will pay the Death Proceeds of the Policy to the named Beneficiary. The Company normally will pay the Death Proceeds within seven days of receiving due proof of the Insured's death, but the Company may delay payments under certain circumstances. See OTHER INFORMATION--CAN THE COMPANY DELAY PAYMENTS TO ME? The Death Proceeds may be received by the Beneficiary in cash or under one or more of the payment options set forth in the Policy. See THE DEATH BENEFIT--WHAT ARE THE DEATH PROCEEDS PAYMENT OPTIONS? Prior to the Final Premium Payment Date, the Death Proceeds are equal to: - the Sum Insured provided under Option 1 or Option 2, whichever is elected and in effect on the date of death; plus - any additional insurance on the Insured's life that is provided by rider; minus - any outstanding Debt, any partial withdrawals and partial withdrawal charges, and any Monthly Deductions due and unpaid through the Policy month in which the Insured dies. After the Final Premium Payment Date, the Death Proceeds equal the Surrender Value of the Policy, unless the Guaranteed Death Benefit Rider is in effect. If the Guaranteed Death Benefit Rider is in effect, the Death Proceed equal the greater of the Face Amount or Surrender Value. The amount of Death Proceeds payable will be determined as of the date the Company receives due proof of the Insured's death for Option 2 and on the date of the Insured's death for Option 1. WHAT ARE THE SUM INSURED OPTIONS? The Policy provides two Sum Insured Options: Option 1 and Option 2, as described below. You designate the desired Sum Insured Option in the application. You may change the Option once per Policy year by written request. There is no charge for a change in Option. Under Option 1, the Sum Insured is equal to the greater of the Face Amount of insurance or the Guideline Minimum Sum Insured. Under Option 2, the Sum Insured is equal to the greater of the Face Amount of insurance plus the Policy Value or the Guideline Minimum Sum Insured. GUIDELINE MINIMUM SUM INSURED To remain qualified as "life insurance" for federal tax purposes, federal tax law requires that policies have a minimum amount of pure life insurance protection in relation to the size of the Policy Value. The Guideline Minimum Sum Insured is used to determine compliance with this requirement. So long as the Policy qualifies as a life insurance contract, the insurance proceeds will be excluded from the gross income of the Beneficiary. 31 GUIDELINE MINIMUM SUM INSURED TABLE
AGE OF INSURED PERCENTAGE OF ON DATE OF DEATH POLICY VALUE ---------------- ------------- 40 and under................................................ 250% 45.......................................................... 215% 50.......................................................... 185% 55.......................................................... 150% 60.......................................................... 130% 65.......................................................... 120% 70.......................................................... 115% 75.......................................................... 105%
AGE OF INSURED PERCENTAGE OF ON DATE OF DEATH POLICY VALUE ---------------- ------------- 80.......................................................... 105% 85.......................................................... 105% 90.......................................................... 105% 95 and above................................................ 100%
For the Ages not listed, the progression between the listed Ages is linear. Under both Option 1 and Option 2, the Sum Insured provides insurance protection. Under Option 1, the Sum Insured remains level unless the applicable percentage of Policy Value under the Guideline Minimum Sum Insured exceeds the Face Amount, in which case the Sum Insured will vary as the Policy Value varies. Under Option 2, the Sum Insured varies as the Policy Value changes. For any Face Amount, the amount of the Sum Insured (and the Death Proceeds) will be greater under Option 2 than under Option 1. This is because the Policy Value is added to the specified Face Amount and included in the Death Proceeds only under Option 2. Under Option 2, however, the cost of insurance included in the Monthly Deduction will be greater, and the rate at which Policy Value will accumulate will be slower (assuming the same specified Face Amount and the same actual premiums paid). See CHARGES AND DEDUCTIONS--WHAT IS THE MONTHLY DEDUCTION? If you desire to have premium payments and investment performance reflected in the amount of the Sum Insured, you should choose Option 2. If you desire premium payments and investment performance reflected to the maximum extent in the Policy Value, you should select Option 1. CAN I CHANGE THE SUM INSURED OPTION? Generally, the Sum Insured Option in effect may be changed once each Policy year by sending a Written Request for change to the Service Office. Changing Sum Insured Options will not require Evidence of Insurability. The effective date of any such change will be the Monthly Payment Date on or following the date of receipt of the request. No charges will be imposed on changes in Sum Insured Options. CHANGE FROM OPTION 1 TO OPTION 2 If the Sum Insured Option is changed from Option 1 to Option 2, the Face Amount will be decreased to equal the Sum Insured less the Policy Value on the effective date of the change. This change may not be made if it would result in a Face Amount of less than $40,000. A change from Option 1 to Option 2 will not alter the amount of the Sum Insured at the time of the change, but will affect the determination of the Sum Insured from that point on. Because the Policy Value will be added to the new specified Face Amount, the Sum Insured will vary with the Policy Value. Under Option 2, the 32 Insurance Amount at Risk always will equal the Face Amount unless the Guideline Minimum Sum Insured is in effect. The cost of insurance also may be higher or lower than it otherwise would have been without the change in Sum Insured Option. See CHARGES AND DEDUCTIONS--WHAT IS THE MONTHLY DEDUCTION? CHANGE FROM OPTION 2 TO OPTION 1 If the Sum Insured Option is changed from Option 2 to Option 1, the Face Amount will be increased to equal the Sum Insured which would have been payable under Option 2 on the effective date of the change (i.e., the Face Amount immediately prior to the change plus the Policy Value on the date of the change). The amount of the Sum Insured will not be altered at the time of the change. The change in option, however, will affect the determination of the Sum Insured from that point on, since the Policy Value no longer will be added to the Face Amount in determining the Sum Insured; the Sum Insured will equal the new Face Amount (or, if higher, the Guideline Minimum Sum Insured). The cost of insurance may be higher or lower than it otherwise would have been since any increases or decreases in Policy Value will reduce or increase, respectively, the Insurance Amount at Risk under Option 1. Assuming a positive net investment return with respect to any amounts in the Separate Account, changing the Sum Insured Option from Option 2 to Option 1 will reduce the Insurance Amount at Risk and therefore the cost of insurance charge for all subsequent Monthly Deductions, compared to what such charge would have been if no such change were made. A change in Sum Insured Option may result in total premiums paid exceeding the then-current maximum premium limitation determined by IRS Rules. In such event, the Company will pay the excess to the Policyowner. IS A GUARANTEED DEATH BENEFIT AVAILABLE? Yes. An optional Guaranteed Death Benefit Rider is available only at issue of the Policy. If this rider is in effect, the Company: - guarantees that your Policy will not lapse regardless of the investment performance of the Separate Account and - provides a guaranteed death benefit. In order to maintain the Guaranteed Death Benefit Rider, certain minimum premium payment tests must be met on each Policy anniversary and within 48 months following the Date of Issue and/or the date of any increase in Face Amount, as described below. In addition, a one-time administrative charge of $25 is deducted from Policy Value when the Rider is elected. Certain transactions, including Policy Loans, partial withdrawals, and changes in Sum Insured Options, can result in the termination of the rider. If this rider is terminated, it cannot be reinstated. GUARANTEED DEATH BENEFIT TESTS While the Guaranteed Death Benefit Rider is in effect, the Policy will not lapse if the following two tests are met: 1. Within 48 months following the Date of Issue of the Policy or of any increase in the Face Amount, the sum of the premiums paid, less any debt, partial withdrawals and withdrawal charges, must be greater than the Minimum Monthly Factors (if any) multiplied by the number of months which have elapsed since the Date of Issue or the effective date of increase; and 2. On each Policy anniversary, (a) must exceed (b), where, since the Date of Issue: (a) is the sum of your premiums, less any withdrawals, partial withdrawal charges and debt which is classified as a preferred loan; and 33 (b) is the sum of the minimum guaranteed death benefit premiums, as shown on the specifications page of the Policy. GUARANTEED DEATH BENEFIT If the Guaranteed Death Benefit Rider is in effect on the Final Premium Payment Date, guaranteed Death Proceeds will be provided as long as the rider is in force. The Death Proceeds will be the greater of: - the Face Amount as of the Final Premium Payment Date; or - the Policy Value as of the date due proof of death is received by the Company. TERMINATION OF THE GUARANTEED DEATH BENEFIT RIDER The Guaranteed Death Benefit Rider will end and may not be reinstated on the first to occur of the following: - foreclosure of a Policy Loan; or - the date on which the sum of your payments does not meet or exceed the applicable Guaranteed Death Benefit test (above); or any Policy change that results in a negative guideline level premium; or - the effective date of a change from Sum Insured Option 2 to Sum Insured Option I, if such change occurs within 5 Policy years of the Final Premium Payment Date; or - a request for a partial withdrawal or preferred loan is made after the Final Premium Payment Date. It is possible that the Policy Value will not be sufficient to keep the Policy in force on the first Monthly Payment Date following the date the Rider terminates. The net amount payable to keep the Policy in force will never exceed the surrender charge plus three Monthly Deductions. WHAT ARE THE DEATH PROCEEDS PAYMENT OPTIONS? During the Insured's lifetime, you may arrange for the Death Proceeds to be paid in a single sum or under one or more of the available payment options. These choices also are available at the Final Premium Payment Date and if the Policy is surrendered. The Company may make more payment options available in the future. If no election is made, the Company will pay the Death Proceeds in a single sum. When the Death Proceeds are payable in a single sum, the Beneficiary may, within one year of the Insured's death, select one or more of the payment options if no payments have yet been made. Upon Written Request, the Surrender Value or all or part of the Death Proceeds may be placed under one or more of the payment options below or any other option offered by the Company. If you do not make an election, the Company will pay the benefits in a single sum. A certificate will be provided to the payee describing the payment option selected. If a payment option is selected, the Beneficiary may pay to the Company any amount that would otherwise be deducted from the Sum Insured. The amounts payable under a payment option for each $1,000 value applied will be the greater of: - The rate per $1,000 of value applied based on the Company's non-guaranteed current payment option rates for the Policy, or - The rate in the Policy for the applicable payment option. 34 The following payment options are currently available. The amounts payable under these options are paid from the General Account. None is based on the investment experience of the Separate Account. Option A: PAYMENTS FOR A SPECIFIED NUMBER OF YEARS. The Company will make equal payments for any selected number of years (not greater than 30). Payments may be made annually, semi-annually, quarterly or monthly. Option B: LIFETIME MONTHLY PAYMENTS. Payments are based on the payee's age on the date the first payment will be made. One of three variations may be chosen. Depending upon this choice, payments will end: (1) upon the death of the payee, with no further payments due (Life Annuity), or (2) upon the death of the payee, but not before the sum of the payments made first equals or exceeds the amount applied under this option (Life Annuity with Installment Refund), or (3) upon the death of the payee, but not before a selected period (5, 10 or 20 years) has elapsed (Life Annuity with Period Certain). Option C: INTEREST PAYMENTS. The Company will pay interest at a rate determined by the Company each year, but which will not be less than 3.5%. Payments may be made annually, semi-annually, quarterly or monthly. Payments will end when the amount left with the Company has been withdrawn. However, payments will not continue after the death of the payee. Any unpaid balance plus accrued interest will be paid in a lump sum. Option D: PAYMENTS FOR A SPECIFIED AMOUNT. Payments will be made until the unpaid balance is exhausted. Interest will be credited to the unpaid balance. The rate of interest will be determined by the Company each year, but will not be less than 3.5%. Payments may be made annually, semi-annually, quarterly or monthly. The payment level selected must provide for the payment each year of at least 8% of the amount applied. Option E: LIFETIME MONTHLY PAYMENTS FOR TWO PAYEES. One of three variations may be chosen. The greater the percentage amount provided to the surviving payee, the lower the amount of the original payment to the first payee. After the death of one payee, payments will continue to the survivor: (1) in the same amount as the original amount; or (2) in an amount equal to 2/3 of the original amount; or (3) in an amount equal to 1/2 of the original amount.
Payments are based on the payees' ages on the date the first payment is due. Payments will end upon the death of the surviving payee. SELECTION OF PAYMENT OPTIONS The amount applied under any one option for any one payee must be at least $5,000. The periodic payment for any one payee must be at least $50. Subject to the Owner and/or the Beneficiary provisions of your Policy, any option selection may be changed before the Death Proceeds become payable. If you make no selection, the Beneficiary may select an option when the Death Proceeds become payable. If the amount of monthly income payments under Option B(3) for the attained age of the payee are the same for different periods certain, the Company will deem an election to have been made for the longest period certain which could have been elected for such age and amount. You may give the Beneficiary the right to change from Option C or D to any other option at any time. If the payee selects Option C or D when the Death Proceeds become payable, the payee may reserve 35 the right to change to any other option at a later date. The payee who elects to change options must also be a payee under the new option. ADDITIONAL DEPOSITS An additional deposit may be made to any proceeds when they are applied under Option B or E. A charge not to exceed 3% will be made. The Company may limit the amount of this deposit. RIGHTS AND LIMITATIONS A payee does not have the right to assign any amount payable under any option. A payee does not have the right to commute any amount payable under Option B or E. A payee will have the right to commute any amount payable under Option A only if the right is reserved in the Written Request selecting the option. If the right to commute is exercised, the commuted values will be computed at the interest rates used to calculate the benefits. The amount left under Option C, and any unpaid balance under Option D, may be withdrawn by the payee only as set forth in the Written Request selecting the option. A corporation or fiduciary payee may select only Option A, C or D. Such selection will be subject to the consent of the Company. PAYMENT DATES The first payment under any option, except Option C, will be due on the date the Policy matures by death or otherwise, unless another date is designated. Payments under Option C begin at the end of the first payment period. The last payment under any option will be made as stated in the description of that option. However, should a payee under Option B or E die prior to the due date of the second monthly payment, the amount applied less the first monthly payment will be paid in a lump sum or under any option other than Option E. A lump sum payment will be made to the surviving payee under Option E or the succeeding payee under Option B. 36 TERMINATION AND REINSTATEMENT WHAT ARE THE TERMINATION PROVISIONS OF THE POLICY? The failure to make premium payments will not cause the Policy to lapse unless: (a) the Surrender Value is insufficient to cover the next Monthly Deduction plus loan interest accrued; or (b) the Debt exceeds the Policy Value less surrender charges. If one of these situations occurs, the Policy will be in default. You then will have a grace period of 62 days, measured from the date of default, to make sufficient payments to prevent termination. On the date of default, the Company will send a notice to you and to any assignee of record. The notice will state the amount of premium due and the date on which it is due. During the grace period, automatic Dollar Cost Averaging ("DCA") and Automatic Account Rebalancing ("AAR") transactions are suspended. If you make sufficient payments to keep the policy in force, DCA and AAR will resume with the next scheduled automatic transaction. Failure to make a sufficient payment within the grace period will result in termination of the Policy. If the Insured dies during the grace period, the Death Proceeds still will be payable, but any Monthly Deductions due and unpaid through the Policy month in which the Insured dies, and any other overdue charge, will be deducted from the Death Proceeds. ALLOWING THE POLICY TO TERMINATE WITH A LOAN OUTSTANDING MAY HAVE SIGNIFICANT TAX CONSEQUENCES; PLEASE CONSULT A QUALIFIED TAX ADVISOR. LIMITED 48-MONTH GUARANTEE Except for the situation described in (b) above, the Policy is guaranteed not to lapse during the first 48 months after the Date of Issue or the effective date of an increase in the Face Amount if you make a minimum amount of premium payments. The minimum amount paid, minus the Debt, partial withdrawals and partial withdrawal charges, must be at least equal to the sum of the Minimum Monthly Factors for the number of months the Policy, increase, or a Policy Change which causes a change in the Minimum Monthly Factor has been in force. A Policy Change which may cause a change in the amount of the Minimum Monthly Factor is a change in the Face Amount or the deletion of a rider. Except for the first 48 months after the Date of Issue or the effective date of an increase, payments equal to the Minimum Monthly Factor do not guarantee that the Policy will remain in force. WHAT ARE THE REINSTATEMENT PROVISIONS OF THE POLICY? If the Policy has not been surrendered and the Insured is alive, the terminated Policy may be reinstated any time within three years after the date of default and before the Final Premium Payment Date. The reinstatement will be effective on the Monthly Payment Date following the date you submit the following to the Company: - a written application for reinstatement, - Evidence of Insurability showing that the Insured is insurable according to the Company's underwriting rules, and - a premium that, after the deduction of the tax expense charge, is large enough to cover the minimum amount payable, as described below. 37 MINIMUM AMOUNT PAYABLE If reinstatement is requested when fewer than 48 Monthly Deductions have been made since the Date of Issue or the effective date of an increase in the Face Amount, you must pay the lesser of the amount shown in A or B. Under A, the minimum amount payable is the Minimum Monthly Factor for the three-month period beginning on the date of reinstatement. Under B, the minimum amount payable is the sum of: - the amount by which the surrender charge as of the date of reinstatement exceeds the Policy Value on the date of default, PLUS - Monthly Deductions for the three-month period beginning on the date of reinstatement. If reinstatement is requested after 48 Monthly Deductions have been made since the Date of Issue of the Policy or any increase in the Face Amount, you must pay the amount shown in B above. The Company reserves the right to increase the Minimum Monthly Factor upon reinstatement. SURRENDER CHARGE The surrender charge on the date of reinstatement is the surrender charge which would have been in effect had the Policy remained in force from the Date of Issue. The Policy Value less Debt on the date of default will be restored to the Policy to the extent it does not exceed the surrender charge on the date of reinstatement. Any Policy Value less the Debt as of the date of default which exceeds the surrender charge on the date of reinstatement will not be restored. POLICY VALUE ON REINSTATEMENT The Policy Value on the date of reinstatement is: - the Net Premium paid to reinstate the Policy increased by interest from the date the payment was received at the Service Office, PLUS - an amount equal to the Policy Value less Debt on the date of default to the extent it does not exceed the surrender charge on the date of reinstatement, MINUS - the Monthly Deduction due on the date of reinstatement. You may not reinstate any Debt outstanding on the date of default or foreclosure. 38 CHARGES AND DEDUCTIONS The following information repeats and expands upon information contained in SUMMARY OF RISKS AND BENEFITS: FEE TABLES. The charges described below will apply to your Policy under the circumstances described. Some of these charges apply throughout the Policy's duration. Other charges apply only if you choose options under the Policy. WHAT CHARGES ARE DEDUCTED FROM PAYMENTS? Currently, a deduction of 3.50% of premiums for state and local premium taxes and federal taxes imposed for deferred acquisition costs ("DAC taxes") is made from each premium payment. The premium payment, less the tax expense charge, equals the Net Premium. The total charge is a combined state and local premium tax deduction of 2.50% of premiums and a DAC tax deduction of 1% of premiums. While the premium tax is deducted from each premium payment, some jurisdictions may not impose premium taxes. Premium taxes vary from state to state, ranging from zero to 4.0%, and the 2.50% rate attributable to premiums for state and local premium taxes approximates the average expenses to Commonwealth Annuity associated with the premium taxes. The charge may be higher or lower than the actual premium tax imposed by the applicable jurisdiction. However, Commonwealth Annuity does not expect to make a profit from this charge. The 1% rate attributable to premiums for DAC taxes approximates the Company's expenses in paying federal taxes for deferred acquisition costs associated with the Policy. The Company reserves the right to increase or decrease the DAC tax charge to reflect changes in the Company's expenses for premium taxes and DAC taxes. WHAT IS THE MONTHLY DEDUCTION? Prior to the Final Premium Payment Date, a Monthly Deduction from the Policy Value will be made to cover a charge for the cost of insurance, a charge for any optional insurance benefits added by rider, and a monthly administrative charge. The cost of insurance charge and the monthly administrative charge are discussed below. The Monthly Deduction on or following the effective date of a requested increase in the Face Amount also will include a $40 administrative charge for the increase. Prior to the Final Premium Payment Date, the Monthly Deduction will be deducted as of each Monthly Payment Date commencing with the Date of Issue of the Policy. It will be allocated to one Sub-Account according to your instructions or, if no allocation is specified, the Company will make a Pro-Rata Allocation. If the Sub-Account you specify does not have sufficient funds to cover the Monthly Deduction, the Company will deduct the charge for that month as if no specification were made. If, however, on subsequent Monthly Payment Dates there is sufficient Policy Value in the Sub-Account you specified, the Monthly Deduction will be deducted from that Sub-Account. No Monthly Deductions will be made on or after the Final Premium Payment Date. COST OF INSURANCE This charge is designed to compensate the Company for the anticipated cost of providing Death Proceeds to Beneficiaries of those Insureds who die prior to the Final Premium Payment Date. The cost of insurance is determined on a monthly basis, and is determined separately for the initial Face Amount, for each subsequent increase in the Face Amount, and for riders. Because the cost of insurance depends upon a number of variables, it can vary from month to month. CALCULATION OF THE CHARGE--If you select Sum Insured Option 2, the monthly cost of insurance charge for the initial Face Amount generally will equal the applicable cost of insurance rate multiplied by the initial Face Amount. If you select Sum Insured Option 1, however, the applicable cost of insurance rate 39 will be multiplied by the initial Face Amount less the Policy Value (minus charges for rider benefits) at the beginning of the Policy month. Thus, the cost of insurance charge may be greater for Policyowners who have selected Sum Insured Option 2 than for those who have selected Sum Insured Option 1 (assuming the same Face Amount in each case and assuming that the Guideline Minimum Sum Insured is not in effect). In other words, since the Sum Insured under Option 1 remains constant while the Sum Insured under Option 2 varies with the Policy Value, any Policy Value increases will reduce the insurance charge under Option 1 but not under Option 2. INCREASES--If you select Sum Insured Option 2, the monthly insurance charge for each increase in Face Amount (other than an increase caused by a change in Sum Insured Option) will be equal to the cost of insurance rate applicable to that increase multiplied by the increase in the Face Amount. If you select Sum Insured Option 1, the applicable cost of insurance rate will be multiplied by the increase in the Face Amount reduced by any Policy Value (minus rider charges) in excess of the initial Face Amount at the beginning of the Policy month. EFFECT OF THE GUIDELINE MINIMUM SUM INSURED If the Guideline Minimum Sum Insured is in effect under either Option, a monthly cost of insurance charge also will be calculated for that additional portion of the Sum Insured that is required to comply with the Guideline rules. This charge will be calculated by: - multiplying the cost of insurance rate applicable to the initial Face Amount times the Guideline Minimum Sum Insured (Policy Value times the applicable percentage), MINUS - the greater of the Face Amount or the Policy Value (if you selected Sum Insured Option 1) OR - the Face Amount PLUS the Policy Value (if you selected Sum Insured Option 2). When the Guideline Minimum Sum Insured is in effect, the cost of insurance charge for the initial Face Amount and for any increases will be calculated as set forth above. The monthly cost of insurance charge also will be adjusted for any decreases in the Face Amount. COST OF INSURANCE RATES Cost of insurance rates are based on male, female or a blended unisex rate table, Age and Premium Class of the Insured, the effective date of an increase or date of rider, as applicable, the amount of premiums paid less Debt, any partial withdrawals and withdrawal charges, risk classification and the Incentive Funding Discount, if applicable. For those Policies issued on a unisex basis in certain states or in certain cases, sex-distinct rates do not apply. The cost of insurance rates are determined at the beginning of each Policy year for the initial Face Amount. The cost of insurance rates for an increase in the Face Amount or rider are determined annually on the anniversary of the effective date of each increase or rider. The cost of insurance rates generally increase as the Insured's Age increases. The actual monthly cost of insurance rates will be based on the Company's expectations as to future mortality experience. They will not, however, be greater than the guaranteed cost of insurance rates set forth in the Policy. These guaranteed rates are based on the 1980 Commissioners Standard Ordinary Mortality Tables, Smoker or Non-Smoker (Mortality Table B for unisex Policies) and the Insured's sex and Age. The Tables used for this purpose set forth different mortality estimates for males and females and for smokers and non-smokers. Any change in the cost of insurance rates will apply to all persons of the same insuring Age, sex and Premium Class whose Policies have been in force for the same length of time. The Premium Class of an Insured will affect the cost of insurance rates. The Company currently places Insureds into preferred Premium Classes, standard Premium Classes and substandard Premium Classes. 40 In an otherwise identical Policy, an Insured in the preferred Premium Class will have a lower cost of insurance than an Insured in a standard Premium Class who, in turn, will have a lower cost of insurance than an Insured in a substandard Premium Class with a higher mortality risk. Premium Classes also are divided into two categories: smokers and non-smokers. Non-smoking Insureds will incur lower cost of insurance rates than Insureds who are classified as smokers but who are otherwise in the same Premium Class. Any Insured with an Age at issuance under 18 will be classified initially as regular or substandard. The Insured then will be classified as a smoker at Age 18 unless the Insured provides satisfactory evidence that the Insured is a non-smoker. The Company will provide notice to you of the opportunity for the Insured to be classified as a non-smoker when the Insured reaches Age 18. The cost of insurance rate is determined separately for the initial Face Amount and for the amount of any increase in the Face Amount. For each increase in the Face Amount you request, at a time when the Insured is in a less favorable Premium Class than previously, a correspondingly higher cost of insurance rate will apply only to that portion of the Insurance Amount at Risk for the increase. For the initial Face Amount and any prior increases, the Company will use the Premium Class previously applicable. On the other hand, if the Insured's Premium Class improves on an increase, the lower cost of insurance rate generally will apply to the entire Insurance Amount at Risk. MONTHLY ADMINISTRATIVE CHARGE Prior to the Final Premium Payment Date, a monthly administrative charge of $5 per month will be deducted from the Policy Value. This charge will be used to compensate the Company for expenses incurred in the administration of the Policy, and will compensate the Company for first-year underwriting and other start-up expenses incurred in connection with the Policy. These expenses include the cost of processing applications, conducting medical examinations, determining insurability and the Insured's Premium Class, and establishing Policy records. The Company does not expect to derive a profit from these charges. WHAT CHARGES ARE MADE AGAINST OR REFLECTED IN THE ASSETS OF THE SEPARATE ACCOUNT? The Company assesses each Sub-Account with a charge for mortality and expense risks assumed by the Company, and a charge for administrative expenses of the Separate Account. MORTALITY AND EXPENSE RISK CHARGE The Company currently makes a charge on an annual basis of 0.65% of the daily net asset value in each Sub-Account. This charge is for the mortality risk and expense risk which the Company assumes in relation to the variable portion of the Policy. The total charges may be increased or decreased by the Board of Directors of the Company once each year, subject to compliance with applicable state and federal requirements, but it may not exceed 0.90% on an annual basis. The mortality risk assumed by the Company is that Insureds may live for a shorter time than anticipated, and that the Company therefore will pay an aggregate amount of Death Proceeds greater than anticipated. The expense risk assumed is that the expenses incurred in issuing and administering the Policy will exceed the amounts realized from the administrative charges provided in the Policy. If the charge for mortality and expense risks is not sufficient to cover actual mortality experience and expenses, the Company will absorb the losses. If costs are less than the amounts provided, the difference will be a profit to the Company. To the extent this charge results in a current profit to the Company, such profit will be available for use by the Company for, among other things, the payment of distribution, sales and other expenses. Since mortality and expense risks involve future contingencies 41 which are not subject to precise determination in advance, it is not feasible to identify specifically the portion of the charge which is applicable to each. ADMINISTRATIVE CHARGE During the first ten Policy years, the Company assesses a charge on an annual basis of 0.15% of the daily net asset value in each Sub-Account. The charge may be increased or decreased by the Board of Directors of the Company, subject to compliance with applicable state and federal requirements, but it may not exceed 0.25% on an annual basis. The charge is assessed to help defray administrative expenses actually incurred in the administration of the Separate Account and the Sub-Accounts. The administrative functions and expenses assumed by the Company in connection with the Separate Account and the Sub-Accounts include, but are not limited to, clerical, accounting, actuarial and legal services, rent, postage, telephone, office equipment and supplies, expenses of preparing and printing registration statements, expenses of preparing and typesetting prospectuses, and the cost of printing prospectuses not allocable to sales expense, filing and other fees. The Company does not impose the Separate Account administrative charge after the tenth Policy year. On the tenth Policy anniversary, the Company will convert your units in the Sub-Accounts to units that do not reflect the charge. There will be no change in your Policy Value as a result of the conversion, but the number of your units and the corresponding unit values will change. FUND EXPENSES Because the Sub-Accounts purchase shares of the Funds, the value of the Accumulation Units of the Sub-Accounts will reflect the investment advisory fee and other expenses incurred by the Funds. The prospectuses and statements of additional information of the Funds contain additional information concerning such fees and expenses. Currently, no charges are made against the Sub-Accounts for federal or state income taxes. Should the Company determine that taxes will be imposed, the Company may make deductions from the Sub-Account to pay such taxes. See FEDERAL TAX CONSIDERATIONS. The imposition of such taxes would result in a reduction of the Policy Value in the Sub-Accounts. HOW IS THE SURRENDER CHARGE CALCULATED? The Policy provides for a contingent surrender charge. A separate surrender charge is calculated upon the issuance of the Policy and for each increase in the Face Amount. A surrender charge may be deducted if you request a full surrender of the Policy or a decrease in the Face Amount. The surrender charge is comprised of a contingent deferred administrative charge and a contingent deferred sales charge. The contingent deferred administrative charge compensates the Company for expenses incurred in administering the Policy. The contingent deferred sales charge compensates the Company for expenses relating to the distribution of the Policy, including agents' commissions, advertising and the printing of the prospectus and sales literature. The duration of the surrender charge is 15 years from the Date of Issue or from the effective date of any increase in the Face Amount for issue Ages 0 through 50, grading down to 10 years for issue Ages 55 and above. The maximum surrender charge calculated upon issuance of the Policy is equal to the sum of (a) plus (b) where: (a) is a deferred administrative charge equal to $8.50 per thousand dollars of the initial Face Amount, and (b) is a deferred sales charge of 49% of premiums received, up to a maximum number of Guideline Annual Premiums subject to the deferred sales charge that varies by issue Age from 1.660714 (for Ages 0 through 55) to 0.948980 (for Age 85). 42 In accordance with limitations under state insurance regulations, the amount of the maximum surrender charge will not exceed a specified amount per $1,000 initial Face Amount. The maximum surrender charge continues in a level amount for 40 Policy months, and reduces by 0.5% or more per month (depending on issue Age) thereafter. This reduction in the maximum surrender charge will reduce the deferred sales charge and the deferred administrative charge proportionately. In accordance with limitations under state insurance regulations, the amount of the Surrender charge will not exceed a specified amount per $1,000 of increase. As is true for the initial Face Amount, (a) is a deferred administrative charge, and (b) is a deferred sales charge. The maximum surrender charge for the increase continues in a level amount for 40 Policy months, and reduces by 0.5% or more per month (depending on Age) thereafter. MAXIMUM SURRENDER CHARGE DURING FIRST TWO POLICY YEARS--If you surrender the Policy during the first two Policy years following the Date of Issue before making premium payments associated with the initial Face Amount which are at least equal to one Guideline Annual Premium, the deferred administrative charge will be $8.50 per thousand dollars of the initial Face Amount, as described above, but the deferred sales charge will not exceed 29% of premiums received, up to one Guideline Annual Premium, plus 9% of premiums received in excess of one Guideline Annual Premium, but less than the maximum number of Guideline Annual Premiums subject to the deferred sales charge. SEPARATE SURRENDER CHARGE FOR EACH FACE AMOUNT INCREASE--A separate surrender charge will apply to and is calculated for each increase in the Face Amount. The surrender charge for the increase is in addition to that for the initial Face Amount. The maximum surrender charge for the increase is equal to the sum of (a) plus (b), where (a) is equal to $8.50 per thousand dollars of increase, and (b) is a deferred sales charge of 49% of premiums associated with the increase, up to a maximum number of Guideline Annual Premiums (for the increase) subject to the deferred sales charge that varies by Age (at the time of increase) from 1.660714 (for Ages 0 through 55) to 0.948980 (for Age 80). REDUCED CHARGE DURING FIRST TWO YEARS FOLLOWING INCREASE--During the first two Policy years following an increase in the Face Amount before making premium payments associated with the increase in the Face Amount which are at least equal to one Guideline Annual Premium, the deferred administrative charge will be $8.50 per thousand dollars of the Face Amount increase, as described above, but the deferred sales charge imposed will be less than the maximum described above. Upon such a surrender, the deferred sales charge will not exceed 29% of premiums associated with the increase, up to one Guideline Annual Premium (for the increase), plus 9% of premiums associated with the increase in excess of one Guideline Annual Premium, but less than the maximum number of Guideline Annual Premiums (for the increase) subject to the deferred sales charge. See HOW IS THE SURRENDER CHARGE CALCULATED? The premiums associated with the increase are determined as described below. Additional premium payments may not be required to fund a requested increase in the Face Amount. Therefore, a special rule, which is based on relative Guideline Annual Premium payments, applies to allocate a portion of the existing Policy Value to the increase, and to allocate subsequent premium payments between the initial Policy and the increase. For example, suppose the Guideline Annual Premium is equal to $1,500 before an increase, and is equal to $2,000 as a result of the increase. The Policy Value on the effective date of the increase would be allocated 75% ($1,500/$2,000) to the initial Face Amount and 25% to the increase. All future premiums also would be allocated 75% to the initial Face Amount and 25% to the increase. Thus, existing Policy Value associated with the increase will equal the portion of the Policy Value allocated to the increase on the effective date of the increase, before any deductions are made. Premiums associated with the increase will equal the portion of the premium payments actually made on or after the effective date of the increase which are allocated to the increase. 43 See the Statement of Additional Information for examples illustrating the calculation of the maximum surrender charge for the initial Face Amount and for any increases, as well as for the surrender charge based on actual premiums paid or associated with any increases. POSSIBLE SURRENDER CHARGE ON A FACE AMOUNT DECREASE A surrender charge may be deducted on a decrease in the Face Amount. In the event of a decrease, the surrender charge deducted is a fraction of the charge that would apply to a full surrender of the Policy. The fraction will be determined by dividing the amount of the decrease by the current Face Amount and multiplying the result by the surrender charge. If more than one surrender charge is in effect (i.e., pursuant to one or more increases in the Face Amount of a Policy), the surrender charge will be applied in the following order: - the most recent increase; - the next most recent increases successively, and - the initial Face Amount. Where a decrease causes a partial reduction in an increase or in the initial Face Amount, a proportionate share of the surrender charge for that increase or for the initial Face Amount will be deducted. WHAT CHARGES APPLY TO A PARTIAL WITHDRAWAL? Partial withdrawals of Surrender Value may be made after the first Policy year. The minimum withdrawal is $500. Under Option 1, the Face Amount is reduced by the amount of the partial withdrawal, and a partial withdrawal will not be allowed if it would reduce the Face Amount below $40,000. A transaction charge, which is the smaller of 2% of the amount withdrawn or $25, will be assessed on each partial withdrawal to reimburse the Company for the cost of processing the withdrawal. The Company does not expect to make a profit on this charge. The transaction fee applies to all partial withdrawals, including a Withdrawal without a surrender charge. A partial withdrawal charge also may be deducted from the Policy Value. For each partial withdrawal you may withdraw an amount equal to 10% of the Policy Value on the date the written withdrawal request is received by the Company less the total of any prior withdrawals in that Policy year which were not subject to the Partial Withdrawal charge, without incurring a partial withdrawal charge. Any partial withdrawal in excess of this amount ("excess withdrawal") will be subject to the partial withdrawal charge. The partial withdrawal charge is equal to 5% of the excess withdrawal up to the amount of the surrender charge(s) on the date of withdrawal. This right is not cumulative from Policy year to Policy year. For example, if only 8% of Policy Value were withdrawn in Policy year two, the amount you could withdraw in subsequent Policy years would not be increased by the amount you did not withdraw in the second Policy year. The Policy's outstanding surrender charge will be reduced by the amount of the partial withdrawal charge deducted by proportionately reducing the deferred sales charge component and the deferred administrative charge component. The partial withdrawal charge deducted will decrease existing surrender charges in the following order: - first, the surrender charge for the most recent increase in the Face Amount; - second, the surrender charge for the next most recent increases successively; - last, the surrender charge for the initial Face Amount. 44 WHAT ARE THE TRANSFER CHARGES? The first 12 transfers in a Policy year will be free of charge. Thereafter, a transfer charge of $10 will be imposed for each transfer request to reimburse the Company for the administrative costs incurred in processing the transfer request. The Company reserves the right to increase the charge, but it never will exceed $25. The Company also reserves the right to change the number of free transfers allowed in a Policy year. You may have automatic transfers of at least $100 a month made on a periodic basis: - from the Sub-Accounts which invest in the Goldman Sachs VIT Money Market Fund and Goldman Sachs VIT Government Income Fund to one or more of the other Sub-Accounts; or - to reallocate Policy Value among the Sub-Accounts. The first automatic transfer counts as one transfer towards the 12 free transfers allowed in each Policy year. Each subsequent automatic transfer is without charge and does not reduce the remaining number of transfers which may be made without charge. If you utilize the Conversion Privilege, Loan Privilege or reallocate Policy Value within 20 days of the Date of Issue of the Policy, any resulting transfer of Policy Value from the Sub-Accounts to the General Account will be free of charge, and in addition to the 12 free transfers in a Policy year. WHAT IS THE CHARGE FOR AN INCREASE IN THE FACE AMOUNT? For each increase in the Face Amount you request, a transaction charge of $40 will be deducted from Policy Value to reimburse the Company for administrative costs associated with the increase. This charge is guaranteed not to increase and the Company does not expect to make a profit on this charge. ARE THERE ANY OTHER ADMINISTRATIVE CHARGES? The Company reserves the right to impose a charge guaranteed not to exceed $25, for the administrative costs incurred for changing the Net Premium allocation instructions, for changing the allocation of any Monthly Deductions among the various Sub-Accounts, or for a projection of values. DOES THE COMPANY WAIVE CHARGES FOR ANY CLASSES OF POLICYOWNERS? No surrender charges, partial withdrawal charges or front-end sales loads are imposed, and no commissions are paid where the Policy owner as of the date of application was within the following class of individuals: All employees and directors of the Company and its affiliates and subsidiaries, all employees and registered representatives of any broker-dealer that had entered into a sales agreement with the Company, Epoch Securities, Inc. or the former Principal Underwriter, Security Distributors, Inc., to sell the Policies, and any spouses of the above persons or any children of the above persons. 45 FEDERAL TAX CONSIDERATIONS The effect of federal income taxes on the value of the Policy, on loans, withdrawals, or surrenders, on death benefit payments, and on the economic benefit to you or the Beneficiary depends upon a variety of factors. The following discussion is based upon the Company's understanding of the present federal income tax laws as they currently are interpreted. From time to time legislation is proposed which, if passed, could significantly, adversely and possibly retroactively affect the taxation of the Policy. No representation is made regarding the likelihood of continuation of current federal income tax laws or of current interpretations by the IRS. Moreover, no attempt has been made to consider any applicable state or other tax laws. It should be recognized that the following summary of federal income tax aspects of amounts received under the Policy is not exhaustive, does not purport to cover all situations, and is not intended as tax advice. Specifically, the discussion below does not address certain tax provisions that may be applicable if the Policyowner is a corporation or the Trustee of an employee benefit plan. A qualified tax adviser always should be consulted with regard to the application of law to individual circumstances. HOW ARE THE COMPANY AND THE SEPARATE ACCOUNT TAXED? The Company is taxed as a life insurance company under Subchapter L of the Code and files a consolidated tax return with its parent and affiliates. The Company does not expect to incur any income tax upon the earnings or realized capital gains attributable to the Separate Account. Based on this, no charge is made for federal income taxes which may be attributable to the Separate Account. Periodically, the Company will review the question of a charge to the Separate Account for federal income taxes. Such a charge may be made in future years for any federal income taxes incurred by the Company. This might become necessary if the tax treatment of the Company ultimately is determined to be other than what the Company believes it to be, if there are changes made in the federal income tax treatment of variable life insurance at the Company level, or if there is a change in the Company's tax status. Any such charge would be designed to cover the federal income taxes attributable to the investment results of the Separate Account. Under current laws the Company also may incur state and local taxes (in addition to premium taxes) in several states. At present these taxes are not significant. If there is a material change in applicable state or local tax laws, charges may be made for such taxes paid, or reserves for such taxes, attributable to the Separate Account. HOW ARE THE POLICIES TAXED? The Company believes that the Policy described in this Prospectus will be considered a life insurance contract under Section 7702 of the Code, which generally provides for the taxation of life insurance policies and places limitations on premiums and the relationship of the Policy Value to the Insurance Amount at Risk. IF A POLICY QUALIFIES AS LIFE INSURANCE UNDER SECTION 7702 OF THE CODE, (1) THE DEATH PROCEEDS ARE EXCLUDABLE FROM THE GROSS INCOME OF THE BENEFICIARY, AND (2) ANY INCREASE IN THE POLICY VALUE IS NOT TAXABLE UNTIL RECEIVED BY THE POLICYOWNER OR THE POLICYOWNER'S DESIGNEE. HOWEVER, IF A POLICY FAILS TO QUALIFY AS LIFE INSURANCE UNDER SECTION 7702, THE POLICY WILL NOT provide most of the tax advantages normally provided by life insurance. The Company reserves the right to amend the Policies to comply with any future changes in the Code, any regulations or rulings under the Code and any other requirements imposed by the Internal Revenue Service. Also see WHAT ARE MODIFIED ENDOWMENT POLICIES AND HOW ARE THEY TAXED?, below. Depending upon the circumstances, a surrender, partial withdrawal, change in the Sum Insured Option, change in the Face Amount, lapse with Policy loan outstanding or assignment of the Policy may have tax consequences. Federal, state and local income, estate, inheritance, and other tax consequences of 46 ownership or receipt of Policy proceeds depend on the circumstances of each Insured, Policyowner or Beneficiary. If you surrender the Policy, you are subject to income tax on the portion of the distribution that exceeds the investment in the contract. The investment in the contract is the gross Premiums paid for the Policy minus any amounts previously received from the Policy if such amounts were properly excluded from your gross income. Policy loans are generally not treated as taxable distributions. Interest paid on a Policy loan is generally not deductible. You are generally taxed on partial withdrawals to the extent the amount distributed exceeds the investment in the contract. In certain situations, partial withdrawals or reduction in benefits during the first fifteen years of the Policy may result in a taxable distribution before the investment in the contract is recovered. Withdrawals and loans from modified endowment contracts are subject to less favorable tax treatment. For an additional discussion of modified endowment contracts, please see WHAT ARE MODIFIED ENDOWMENT POLICIES AND HOW ARE THEY TAXED?, below. If the Death Benefit is not received in a lump sum but is instead applied under one of the settlement options, payments generally will be prorated between amounts attributable to the Death Benefit, which will be excludable from the Beneficiary's income, and amounts attributable to interest (occurring after the Insured's death), which will be includable in the Beneficiary's income. If you are Owner and Insured under the Policy, the Death Benefit will be included in your gross estate for federal estate tax purposes. Even if the Insured is not the Owner but retains incidents of ownership in the Policy, the Death Benefit will also be included in the Insured's gross estate. Examples of incidents of ownership include the right to: - change beneficiaries, - assign the Policy, - revoke an assignment, - pledge the Policy, or - obtain a Policy loan. If you are Owner and Insured under the Policy, and you transfer all incidents of ownership in the Policy, the Death Benefit will be included in your gross estate if you die within three years from the date of the ownership transfer. Similarly, if you are not the Owner but possess any incidents of ownership over a policy under which you are the Insured, the Death Benefit will be included in your gross estate if you relinquish the incidents of ownerships within the three-year period ending on the Insured's death. State and local estate and inheritance taxes may also apply. In addition, certain transfers of the Policy or Death Benefit, either during life or at death, to individuals two or more generations below the transferor may be subject to the federal generation skipping transfer tax. This rule also applies if the transfer is to a trust for the benefit of individuals two or more generations below the transferor. In certain circumstances, we may be required to withhold a portion of the Death Benefit to pay generation-skipping transfer taxes. FOR 2013, THE FEDERAL ESTATE TAX, GIFT TAX, AND GENERATION-SKIPPING TRANSFER TAX EXEMPTIONS AND MAXIMUM RATES ARE $5,250,000 AND 40%, RESPECTIVELY. THE POTENTIAL APPLICATION OF THESE TAXES UNDERSCORES THE IMPORTANCE OF SEEKING GUIDANCE FROM A QUALIFIED ADVISER TO HELP ENSURE THAT YOUR ESTATE PLAN ADEQUATELY ADDRESSES YOUR NEEDS AND THOSE OF YOUR BENEFICIARIES UNDER ALL POSSIBLE SCENARIOS. BEGINNING IN 2013, A 3.8% TAX MAY BE APPLIED TO SOME OR ALL OF THE TAXABLE PORTION OF SOME DISTRIBUTIONS (SUCH AS PAYMENTS UNDER CERTAIN SETTLEMENT OPTIONS) FROM LIFE INSURANCE CONTRACTS TO INDIVIDUALS WHOSE INCOME EXCEEDS CERTAIN THRESHOLD AMOUNTS ($200,000 FOR FILING SINGLE, $250,000 FOR 47 MARRIED FILING JOINTLY AND $125,000 FOR MARRIED FILING SEPARATELY.) PLEASE CONSULT A TAX ADVISOR FOR MORE INFORMATION. The Policy may be used in various arrangements, including nonqualified deferred compensation or salary continuance plans, split dollar insurance plans, executive bonus plans, retiree medical benefit plans and others. The tax consequences of such plans may vary depending on the particular facts and circumstances of each individual arrangement. If you are contemplating the use of a Policy in any of these arrangements, you should consult a qualified tax adviser regarding the tax attributes of the particular arrangement. The Pension Protection Act of 2006 added a new section to the Code that denies the tax-free treatment of death benefits payable under an employer- owned life insurance contract unless certain notice and consent requirements are met and either (1) certain rules relating to the insured employee's status are satisfied or (2) certain rules relating to the payment of the "amount received under the contract" to, or for the benefit of, certain beneficiaries or successors of the insured employee are satisfied. The new rules apply to life insurance contracts owned by corporations (including S corporations), individual sole proprietors, estates and trusts and partnerships that are engaged in a trade or business. Any business contemplating the purchase of a Policy on the life of an employee should consult with its legal and tax advisors regarding the applicability of the new legislation to the proposed purchase. A tax adviser should also be consulted with respect to the 2003 split dollar regulations if you have purchased or are considering the purchase of a Policy for a split dollar insurance plan. Any business contemplating the purchase of a new life insurance contract or a change in an existing contract should consult a tax adviser. There may also be an indirect tax upon the income in the Policy or the proceeds of a Policy under the federal corporate alternative minimum tax, if the policy owner is subject to that tax. HOW ARE POLICY LOANS TAXED? The Company believes that non-preferred loans received under the Policy will be treated as an indebtedness of the Policyowner for federal income tax purposes. Under current law, these loans will not constitute income for the Policyowner while the Policy is in force (but see "Modified Endowment Policies"). There is a risk, however, that a preferred loan may be characterized by the IRS as a withdrawal and taxed accordingly. At the present time, the IRS has not issued any guidance on whether loans with the attributes of a preferred loan should be treated differently than a non-preferred loan. This lack of specific guidance makes the tax treatment of preferred loans uncertain. In the event pertinent IRS guidelines are issued in the future, you may convert your preferred loan to a non-preferred loan. However, it is possible that, notwithstanding the conversion, some or all of the loan could be treated as a taxable distribution from the Policy. Section 264 of the Code restricts the deduction of interest on Policy loans. Consumer interest paid on Policy loans under an individually owned Policy is not tax deductible. No tax deduction for interest is allowed on Policy loans exceeding $50,000 in the aggregate, if the Insured is an officer or employee of, or is financially interested in, any business carried on by the taxpayer. There is an exception to this rule which permits a deduction for interest on loans up to $50,000 related to any business-owned policies covering officers or 20-percent owners, up to a maximum equal to the greater of (1) five individuals, or (2) the lesser of (a) 5% of the total number of officers and employees of the corporation, or (b) 20 individuals. Allowing the Policy to lapse with a loan outstanding may have significant tax consequences; please consult with a qualified tax advisor. 48 POLICIES ISSUED IN CONNECTION WITH TSA PLANS The Policies issued before September 24, 2007 may be held in connection with tax-sheltered annuity plans ("TSA Plans") of certain public school systems and organizations that are tax exempt under Section 501(c)(3) of the Code. Under the provisions of Section 403(b) of the Code, payments made for annuity policies purchased for employees under TSA Plans are excludable from the gross income of such employees, to the extent that the aggregate purchase payments in any year do not exceed the maximum contribution permitted under the Code. The Company has received a Private Letter Ruling with respect to the status of the Policies as providing "incidental life insurance" when issued in connection with TSA Plans. In the Private Letter Ruling, the IRS has taken the position that the purchase of a life insurance Policy by the employer as part of a TSA Plan will not violate the "incidental benefit" rule applicable under Section 403(b). The Private Letter Ruling also stated that the use of current or accumulated contributions to purchase a life insurance Policy will not result in current taxation of the premium payments for the life insurance Policy, except for the current cost of the life insurance protection. A Policy qualifying under Section 403(b) of the Code must provide that withdrawals or other distributions attributable to salary reduction contributions (including earnings) may not begin before the employee attains age 59(1/)(2), separates from service, dies, or becomes disabled. In the case of hardship, a Policyowner may withdraw amounts contributed by salary reduction, but not the earnings on such amounts. Even though a distribution may be permitted under these rules (e.g., for hardship or after separation from service), it may nonetheless be subject to a 10% penalty tax as a premature distribution, in addition to income tax. Policy loans are generally permitted in accordance with the terms of the Policy. However, if a Policy loan does not comply with the requirements of Code Section 72(p), the Policyowner's TSA plan may become disqualified and Policy values may be includible in current income. WHAT ARE MODIFIED ENDOWMENT POLICIES AND HOW ARE THEY TAXED? The Technical and Miscellaneous Revenue Act of 1988 ("the 1988 Act") adversely affects the tax treatment of distributions under so-called "modified endowment contracts." A life insurance policy is treated as a modified endowment contract under Section 7702A of the Code if it meets the definition of life insurance in Section 7702, but fails the "seven-pay test" of Section 7702A. The Policy would fail to satisfy the seven-pay test if the cumulative premiums paid under the Policy at any time during the first seven Policy years (or within seven years of a material change in the Policy) exceed the sum of the net level premiums that would have been paid, had the Policy provided for paid-up future benefits after the payment of seven level annual premiums. In addition, if benefits are reduced during the first seven Policy years (or within 7 years of a material change in the Policy) during the life of the Policy, there may be adverse tax consequences. Please consult your tax adviser. If the Policy is considered a modified endowment contract, the Death Benefit will still qualify for the exclusion from gross income, and increases in Policy value are not subject to current taxation unless withdrawn or otherwise accessed. However, all distributions under the Policy will be taxed on an "income-first" basis. Most distributions received by the Policyowner directly or indirectly (including loans, withdrawals, surrenders, or the assignment or pledge of any portion of the Policy Value) will be includible in gross income to the extent that the Cash Surrender Value of the Policy exceeds the Policyowner's investment in the Policy. Any additional amounts will be treated as a return of capital to the extent of the Policyowner's basis in the Policy. With certain exceptions, an additional 10% tax will be imposed on the portion of any distribution that is includible in income. All modified endowment contracts issued by the same insurance company to the same Policyowner during any calendar period will be treated as a single modified endowment contract in determining taxable distributions. 49 Currently, each Policy is reviewed when premiums are received to determine if it satisfies the seven-pay test. If the Policy does not satisfy the seven-pay test, the Company will notify the Policyowner of the option of requesting a refund of the excess premium. The refund process must be completed within 60 days after the Policy anniversary, or the Policy will be classified permanently as a modified endowment contract. ARE POLICY DISTRIBUTIONS SUBJECT TO WITHHOLDING? To the extent that Policy distributions are taxable, they are generally subject to withholding for the recipient's federal income tax liability. Recipients can generally elect however, not to have tax withheld from distributions. ARE LIFE INSURANCE POLICIES PURCHASED BY RESIDENTS OF PUERTO RICO SUBJECT TO UNITED STATES FEDERAL INCOME TAX? The Internal Revenue Service has announced that income received by residents of Puerto Rico under life insurance contracts issued by a Puerto Rico branch of a United States life insurance company is U.S.-source income that is generally subject to United States Federal income tax. ARE LIFE INSURANCE POLICIES PURCHASED BY NON-RESIDENT ALIENS AND FOREIGN CORPORATIONS SUBJECT TO UNITED STATES FEDERAL INCOME TAX? Purchasers that are not U.S. citizens or residents will generally be subject to U.S. federal withholding tax on taxable distributions from life insurance policies at a 30% rate, unless a lower treaty rate applies. In addition, such purchasers may be subject to state and/or municipal taxes and taxes that may be imposed by the purchaser's country of citizenship or residence. ADDITIONAL WITHHOLDING MAY OCCUR WITH RESPECT TO ENTITY PURCHASERS (INCLUDING FOREIGN CORPORATIONS, PARTNERSHIPS, AND TRUSTS) THAT ARE NOT U.S. RESIDENTS. Policy owners that are not U.S. citizens or residents are advised to consult with a qualified tax adviser regarding U.S. and foreign taxation with respect to a life insurance policy purchase. ARE THERE TAX IMPLICATIONS FOR NON-INDIVIDUAL OWNERS AND BUSINESS BENEFICIARIES OF POLICIES? If a Policy is owned or held by a corporation, trust or other non-natural person, this could jeopardize some (or all) of such entity's interest deduction under Code Section 264, even where such entity's indebtedness is in no way connected to the Policy. In addition, under Section 264(f)(5), if a business (other than a sole proprietorship) is directly or indirectly a beneficiary of a Policy, this Policy could be treated as held by the business for purposes of the Section 264(f) entity-holder rules. Therefore, it would be advisable to consult with a qualified tax advisor before any non-natural person is made an owner or holder of a Policy, or before a business (other than a sole proprietorship) is made a beneficiary of a Policy. WHAT ARE THE DIVERSIFICATION REQUIREMENTS FOR THE SEPARATE ACCOUNT? The Code also requires that the investment of each Sub-Account be adequately diversified in accordance with Treasury regulations in order to be treated as a life insurance Policy for tax purposes. Although the Company does not have control over the investments of the Funds, the Company believes that the Funds currently meet the Treasury's diversification requirements, and the Company will monitor continued compliance with these requirements. 50 CAN I BE CONSIDERED THE OWNER OF THE SEPARATE ACCOUNT ASSETS FOR TAX PURPOSES? The IRS has stated that you will be considered the owner of Separate Account assets if you possess incidents of ownership in those assets, such as the ability to exercise investment control over the assets. Your rights under this Policy are different than those described by the IRS in rulings in which it found that contract owners were not owners of Separate Account assets. For example, you have the choice to allocate Premiums and Policy Values among more investment options. In addition, you may be able to transfer among investment options more frequently than in such rulings. WHILE WE BELIEVE THAT THE POLICY DOES NOT GIVE POLICYOWNERS INVESTMENT CONTROL OVER SEPARATE ACCOUNT ASSETS, THESE differences could result in you being treated as the owner of the Separate Account. If this occurs, income and gain from the Separate Account assets would be includible in your gross income. Under the circumstances, we reserve the right to modify the Policy as necessary to attempt to prevent you from being considered the federal tax owner of the assets of the Separate Account. However we make no guarantee that such modification to the Policy will be successful. CAN CHANGES IN TAX LAW AFFECT THE POLICY? Although the likelihood of legislative changes is uncertain, there is always the possibility that the tax treatment of the policy could change by legislation or otherwise. Consult a tax adviser with respect to legislative developments and their effect on the Policy. 51 OTHER INFORMATION ARE THERE OTHER IMPORTANT POLICY PROVISIONS? The following Policy provisions may vary in certain states in order to comply with requirements of the insurance laws, regulations and insurance regulatory agencies in those states. POLICYOWNER The Policyowner is the Insured unless another Policyowner has been named in the application for the Policy. The Policyowner generally is entitled to exercise all rights under the Policy while the Insured is alive, subject to the consent of any irrevocable Beneficiary (the consent of a revocable Beneficiary is not required). The consent of the Insured is required whenever the Face Amount of insurance is increased. BENEFICIARY The Beneficiary is the person or persons to whom the insurance proceeds are payable upon the Insured's death. Unless otherwise stated in the Policy, the Beneficiary has no rights in the Policy before the death of the Insured. While the Insured is alive, you may change any Beneficiary unless you have declared a Beneficiary to be irrevocable. If no Beneficiary is alive when the Insured dies, the Policyowner (or the Policyowner's estate) will be the Beneficiary. If more than one Beneficiary is alive when the Insured dies, they will be paid in equal shares, unless you have chosen otherwise. Where there is more than one Beneficiary, the interest of a Beneficiary who dies before the Insured will pass to surviving Beneficiaries proportionally, unless otherwise requested. INCONTESTABILITY The Company will not contest the validity of the Policy after it has been in force during the Insured's lifetime for two years from the Date of Issue. The Company will not contest the validity of any increase in the Face Amount after such increase or rider has been in force during the Insured's lifetime for two years from its effective date. SUICIDE The Death Proceeds will not be paid if the Insured commits suicide, while sane or insane, within two years from the Date of Issue. Instead, the Company will pay the Beneficiary an amount equal to all premiums paid for the Policy, without interest, and less any outstanding Debt and any partial withdrawals. If the Insured commits suicide, while sane or insane, generally within two years from the effective date of any increase in the Sum Insured, the Company's liability with respect to such increase will be limited to a refund of the cost thereof. The Beneficiary will receive the administrative charges and insurance charges paid for such increase. AGE AND SEX If the Insured's Age or sex as stated in the application for the Policy is not correct, benefits under the Policy will be adjusted to reflect the correct Age and sex, if death occurs prior to the Final Premium Payment Date. The adjusted benefit will be that which the most recent cost of insurance charge would have purchased for the correct Age and sex. In no event will the Sum Insured be reduced to less than the Guideline Minimum Sum Insured. In the case of a Policy issued on a unisex basis, this provision as it relates to misstatement of sex does not apply. 52 ASSIGNMENT To the extent required by state law, the Policyowner may assign the Policy as collateral or make an absolute assignment of the Policy. All rights under the Policy will be transferred to the extent of the assignee's interest. The consent of the assignee may be required in order to make changes in premium allocations, to make transfers, or to exercise other rights under the Policy. The Company is not bound by an assignment or release thereof, unless it is in writing and is recorded at the Service Office. When recorded, the assignment will take effect as of the date the Written Request was signed. Any rights created by the assignment will be subject to any payments made or actions taken by the Company before the assignment is recorded. The Company is not responsible for determining the validity of any assignment or release. CAN THE COMPANY DELAY PAYMENTS TO ME? Payments of any amount due from the Separate Account upon surrender, partial withdrawals, or death of the Insured, as well as payments of a Policy loan and transfers, may be postponed whenever: (1) the New York Stock Exchange is closed other than customary weekend and holiday closings, or trading on the New York Stock Exchange is restricted as determined by the SEC or (2) an emergency exists, as determined by the SEC, as a result of which disposal of securities is not reasonably practicable or it is not reasonably practicable to determine the value of the Separate Account's net assets. Payments under the Policy of any amounts derived from the premiums paid by check may be delayed until such time as the check has cleared your bank. The Company also reserves the right to defer payment of any amount due from the General Account upon surrender, partial withdrawal or death of the Insured, as well as payments of Policy loans and transfers from the General Account, for a period not to exceed six months. DO I HAVE ANY VOTING RIGHTS? To the extent required by law, the Company will vote Fund shares held by each Sub-Account in accordance with instructions received from Policyowners with Policy Value in such Sub-Account. If the 1940 Act or any rules thereunder should be amended, or if the present interpretation of the 1940 Act or such rules should change and, as a result the Company determines that it is permitted to vote shares in its own right, whether or not such shares are attributable to the Policy, the Company reserves the right to do so. Each person having a voting interest will be provided with proxy materials of the respective Fund, together with an appropriate form with which to give voting instructions to the Company. Shares held in each Sub-Account for which no timely instructions are received will be voted in proportion to the instructions which have been received by the Company. The Company also will vote shares held in the Separate Account that it owns and which are not attributable to the Policy in the same proportion. The number of votes which a Policyowner has the right to instruct will be determined by the Company as of the record date established for the Fund. This number is determined by dividing each Policyowner's Policy Value in the Sub-Account, if any, by the net asset value of one share in the corresponding Fund in which the assets of the Sub-Account are invested. We may, when required by state insurance regulatory authorities, disregard voting instructions if the instructions require that the Fund shares be voted so as (1) to cause a change in the sub-classification or investment objective of one or more of the Funds, or (2) to approve or disapprove an investment advisory contract for the Funds. In addition, the Company may disregard voting instructions that are in favor of any change in the investment policies or in any investment adviser or principal underwriter if the change has been initiated by Policyowners or the Trustees. Our disapproval of any such change must be reasonable and, in the case of a change in investment policies or investment adviser, based on 53 a good faith determination that such change would be contrary to state law or otherwise is inappropriate in light of the objectives and purposes of the Funds. In the event we do disregard voting instructions, a summary of and the reasons for that action will be included in the next periodic report to Policyowners. WHAT REPORTS WILL I RECEIVE CONCERNING MY POLICY? The Company will maintain the records relating to the Separate Account. Statements of significant transactions (such as premium payments, changes in specified Face Amount, changes in Sum Insured Option, transfers among Sub-Accounts and the General Account, partial withdrawals, increases in loan amount by you, loan repayments, lapse, termination for any reason, and reinstatement) will be sent to you promptly. In addition, you will be sent periodic reports containing financial statements and other information for the Separate Account and the Funds as required by the 1940 Act. An annual statement also will be sent to you within 30 days after a Policy anniversary. The annual statement will summarize all of the above transactions and deductions of charges during the Policy year. It also will set forth the status of the Death Proceeds, Policy Value, Surrender Value, amounts in the Sub-Accounts and General Account, and any Policy loan(s). The Owner should review the information in all statements carefully. All errors or corrections must be reported to the Company immediately to assure proper crediting to the Policy. The Company will assume that all transactions are accurately reported on confirmation statements and quarterly/annual statements unless the Owner notifies the Service Office in writing within 30 days after receipt of the statement. ARE THERE ANY PENDING LEGAL PROCEEDINGS INVOLVING THE SEPARATE ACCOUNT? There are no legal proceedings to which we, the Separate Account or the Principal Underwriter is a party, or to which the assets of the Separate Account are subject, that are likely to have a material adverse effect on: - the Separate Account; or - the ability of the principal underwriter to perform its contract with the Separate Account; or - on our ability to meet our obligations under the variable annuity contracts funded through the Separate Account. MAY THE COMPANY ADD, DELETE OR SUBSTITUTE FUNDS? The Company reserves the right, subject to applicable law, to close Sub-accounts to new investments or transfers, and to make substitutions for the shares of a fund that are held in the Sub-Accounts or that the Sub-Accounts may purchase. If the shares of any Fund are no longer available for investment or if in the Company's judgment further investment in any Fund should become inappropriate in view of the purposes of the Separate Account or the affected Sub-Account, the Company may redeem the shares of that Fund and substitute shares of another registered open-end management company. The Company will not substitute any shares attributable to a Policy interest in a Sub-Account without notice to the Policyowner and prior approval of the SEC and state insurance authorities, to the extent required by law. The Separate Account may, to the extent permitted by law, purchase other securities for other policies or permit a conversion between policies upon request by a Policyowner. The Company also reserves the right to establish additional Sub-Accounts of the Separate Account, each of which would invest in shares of a new Fund or in shares of another investment company. Subject to applicable law and any required SEC approval, the Company may, in its sole discretion, establish new Sub-Accounts or eliminate one or more Sub-Accounts if marketing needs, tax 54 considerations or investment conditions warrant. Any new Sub-Accounts may be made available to existing Policyowners on a basis to be determined by the Company. If any of these substitutions or changes are made, the Company may endorse the Policy to reflect the substitution or change, and will notify Policyowners of all such changes. If the Company deems it to be in the best interest of Policyowners, and subject to any approvals that may be required under applicable law, the Separate Account or any Sub-Account(s) may be operated as a management company under the 1940 Act, may be deregistered under the 1940 Act if registration is no longer required, or may be combined with other Sub-Accounts or other separate accounts of the Company. WHAT IS MIXED AND SHARED FUNDING? Shares of the Funds of the Trust also are issued to separate accounts of the Company and its affiliates which issue variable annuity contracts ("mixed funding"). Shares of the portfolios of the Funds also are issued to other unaffiliated insurance companies ("shared funding"). It is conceivable that in the future such mixed funding or shared funding may be disadvantageous for variable life Policyowners or variable annuity contract owners. Although the Company and the Investment Funds currently do not foresee any such disadvantages to either variable life insurance Policyowners or variable annuity contract owners, the Company and the respective Trustees intend to monitor events in order to identify any material conflicts and to determine what action, if any, should be taken. If the Trustees were to conclude that separate Funds should be established for variable life and variable annuity separate accounts, the Company will bear the expenses. WHERE CAN I FIND THE FINANCIAL STATEMENTS OF THE COMPANY AND THE SEPARATE ACCOUNT? Financial Statements for the Company and for the Variable Account are included in the Statement of Additional Information. The financial statements of the Company should be considered only as a bearing on our ability to meet our obligations under the Policy. They should not be considered as a bearing on the investment performance of the assets held in the Variable Account. 55 THE GENERAL ACCOUNT As discussed earlier, you may allocate Net Premiums and transfer Policy Value to the General Account. Because of exemption and exclusionary provisions in the securities law, any amount in the General Account generally is not subject to regulation under the provisions of the 1933 Act or the 1940 Act. Accordingly, the disclosures in this section have not been reviewed by the SEC. Disclosures regarding the fixed portion of the Policy and the General Account may, however, be subject to certain generally applicable provisions of the federal securities laws concerning the accuracy and completeness of statements made in prospectuses. GENERAL DESCRIPTION The Fixed Account is part of the Company's General Account which is made up of all of the general assets of the Company other than those allocated to separate accounts. Allocations to the Fixed Account become part of the assets of the Company and are used to support insurance and annuity obligations. The General Account is not segregated or insulated from the claims of the insurance company's creditors. Any amounts allocated to the Fixed Account or amounts that we guarantee in excess of your Policy Value are subject to our financial strength and claim's paying ability, and are subject to the risk that the insurance company may not be able to cover, or may default on, its obligations under those guarantees. A portion or all of net payments may be allocated to accumulate at a fixed rate of interest in the Fixed Account. Such net amounts are guaranteed by the Company as to principal and a minimum rate of interest. Currently, the Company will credit amounts allocated to the Fixed Account with interest at an effective annual rate of at least 4%, compounded daily. Additional "Excess Interest" may or may not be credited at the sole discretion of the Company. GENERAL ACCOUNT VALUES AND POLICY LOANS The Company bears the full investment risk for amounts allocated to the General Account, and guarantees that interest credited to each Policyowner's Policy Value in the General Account will be at an effective annual yield of 4.0% ("Guaranteed Minimum Rate") compounded daily. The Company may, AT ITS SOLE DISCRETION, credit a higher rate of interest ("excess interest"), although it is not obligated to credit interest in excess of 4%, and might not do so. The excess interest rate, if any, in effect on the date a premium is received at the Service Office, however, is guaranteed on that premium for one year, unless the Policy Value associated with the premium becomes security for a Policy loan. AFTER SUCH INITIAL ONE-YEAR GUARANTEE OF INTEREST ON NET PREMIUM, ANY INTEREST CREDITED ON THE POLICY'S ACCUMULATED VALUE IN THE GENERAL ACCOUNT IN EXCESS OF THE GUARANTEED MINIMUM RATE PER YEAR WILL BE DETERMINED IN THE SOLE DISCRETION OF THE COMPANY. THE POLICYOWNER ASSUMES THE RISK THAT INTEREST CREDITED MAY NOT EXCEED THE GUARANTEED MINIMUM RATE. Even if excess interest is credited to accumulated value in the General Account, no excess interest will be credited to that portion of the Policy Value which is equal to the Debt. Such Policy Value, however, will be credited interest at an effective annual yield of at least 6%. The Company guarantees that, on each Monthly Payment Date, the Policy Value in the General Account will be the amount of the Net Premiums allocated or the Policy Value transferred to the General Account, plus interest at an annual rate of 4%, plus any excess interest which the Company credits, less the sum of all Policy charges allocable to the General Account and any amounts deducted from the General Account in connection with loans, partial withdrawals, surrenders or transfers. Policy loans also may be made from the Policy Value in the General Account. 56 GLOSSARY OF SPECIAL TERMS ACCUMULATION UNIT: a measure of your interest in a Sub-Account. AGE: the Insured's age as of the nearest birthday measured from a Policy anniversary. BENEFICIARY: the person(s) designated by the Policyowner to receive the insurance proceeds upon the death of the Insured. COMPANY: Unless otherwise specified, any reference to "We," "our," "us," and "the Company" refers to Commonwealth Annuity and Life Insurance Company. DATE OF ISSUE: the date set forth in the Policy used to determine the Monthly Payment Date, Policy months, Policy years, and Policy anniversaries. DEATH PROCEEDS: Prior to the Final Premium Payment Date, the Death Proceeds equal the amount calculated under the applicable Sum Insured Option (Option 1 or Option 2), less Debt outstanding at the time of the Insured's death, partial withdrawals, if any, partial withdrawal charges, and any due and unpaid Monthly Deductions. After the Final Premium Payment Date, the Death Proceeds equal the Surrender Value of the Policy, unless the optional Guaranteed Death Benefit Rider is in effect. If the rider is in effect, the Death Proceeds will be greater of (a) the Face Amount as of the Final Premium Payment Date or (b) the Policy Value as of the date due proof of death for Option 2 and date of death for Option 1 is received by the Company. DEBT: all unpaid Policy loans plus interest due or accrued on such loans. DELIVERY RECEIPT: an acknowledgment, signed by the Policyowner and returned to the Company's Service Office, that the Policyowner has received the Policy and the Notice of Withdrawal Rights. EVIDENCE OF INSURABILITY: information, including medical information satisfactory to the Company, that is used to determine the Insured's Premium Class. FACE AMOUNT: the amount of insurance coverage applied for; the Face Amount of each Policy is set forth in the specification pages of the Policy. FINAL PREMIUM PAYMENT DATE: the Policy anniversary nearest the Insured's 95th birthday. The Final Premium Payment Date is the latest date on which a premium payment may be made. After this date, the Death Proceeds equal the Surrender Value of the Policy, unless the optional Guaranteed Death Benefit Rider is in effect. The Net Death Benefit may be different before and after the Final Payment Date. See THE DEATH BENEFIT. GENERAL ACCOUNT: all the assets of the Company other than those held in a separate account. GUIDELINE ANNUAL PREMIUM: the annual amount of premium that would be payable through the Final Premium Payment Date of a Policy for the specified Sum Insured, if premiums were fixed by the Company as to both timing and amount, and monthly cost of insurance charges were based on the 1980 Commissioners Standard Ordinary Mortality Tables (Mortality Table B, Smoker or Non-Smoker, for unisex Policies), net investment earnings at an annual effective rate of 5%, and fees and charges as set forth in the Policy and any Policy riders. The Sum Insured Option 1 Guideline Annual Premium is used when calculating the maximum surrender charge. GUIDELINE MINIMUM SUM INSURED: the Guideline Minimum Sum Insured required to qualify the Policy as "life insurance" under federal tax laws. The Guideline Minimum Sum Insured varies by age; it is calculated by multiplying the Policy Value by a percentage determined by the Insured's Age. 57 The percentage factor is a percentage that, when multiplied by the Certificate Value, determines the minimum death benefit required under federal tax laws. For both the Option 1 and the Option 2, the percentage factor is based on the Insured's attained age, as set forth in GUIDELINE MINIMUM SUM INSURED TABLE under THE DEATH BENEFIT, WHAT ARE THE SUM INSURED OPTIONS? INSURANCE AMOUNT AT RISK: the Sum Insured less the Policy Value. LOAN VALUE: the maximum amount that may be borrowed under the Policy. MINIMUM MONTHLY FACTOR: The Minimum Monthly Factor is a monthly premium amount calculated by the Company and specified in the Policy. If, in the first 48 Policy months following Date of Issue or the effective date of an increase in the Face Amount or of a Policy Change which causes a change in the Minimum Monthly Factor: - You make premium payments (less debt, partial withdrawals and partial withdrawal charges) at least equal to the sum of the Minimum Monthly Factors for the number of months the Policy, increase in Face Amount or Policy Change has been in force, and - Debt does not exceed Policy Value less surrender charges, then - the Policy is guaranteed not to lapse during that period. EXCEPT FOR THE 48 POLICY MONTH PERIODS, MAKING MONTHLY PAYMENTS AT LEAST EQUAL TO THE MINIMUM MONTHLY FACTOR DOES NOT GUARANTEE THAT THE POLICY WILL REMAIN IN FORCE. MONTHLY DEDUCTION: charges deducted monthly from the Policy Value of a Policy prior to the Final Premium Payment Date. The charges include the monthly cost of insurance, the monthly cost of any benefits provided by riders, and the monthly administrative charge. MONTHLY PAYMENT DATE: the date on which the Monthly Deduction is deducted from the Policy Value. NET PREMIUM: an amount equal to the premium less a tax expense charge. POLICY CHANGE: any change in the Face Amount, the deletion of a rider, or a change in the Sum Insured Option. POLICY VALUE: the total amount available for investment under a Policy at any time. It is equal to the sum of (a) the value of the Accumulation Units credited to a Policy in the Sub-Accounts, and (b) the accumulation in the General Account credited to that Policy. POLICYOWNER: the person, persons or entity entitled to exercise the rights and privileges under the Policy. PREMIUM CLASS: the risk classification that the Company assigns the Insured based on the information in the application and any other Evidence of Insurability considered by the Company. The Insured's Premium Class will affect the cost of insurance charge and the amount of premium required to keep the Policy in force. PRINCIPAL OFFICE: the Company's office, located at 132 Turnpike Road, Suite 210, Southborough, MA 01772. PRO-RATA ALLOCATION: In certain circumstances, you may specify from which Sub-Account certain deductions will be made or to which Sub-Account the Policy Value will be allocated. If you do not, the Company will allocate the deduction or Policy Value among the General Account and the Sub-Accounts in the same proportion that the Policy Value in the General Account (less Debt) and the Policy Value in each Sub-Account bear to the total Policy Value on the date of deduction or allocation. 58 SEPARATE ACCOUNT: A separate account consists of assets segregated from the Company's other assets. The investment performance of the assets of each separate account is determined separately from the other assets of the Company. The assets of a separate account which are equal to the reserves and other contract liabilities are not chargeable with liabilities arising out of any other business which the Company may conduct. In this prospectus, Separate Account refers to the VEL II Account of Commonwealth Annuity and Life Insurance Company. SERVICE OFFICE: se(2), Inc. (an affiliate of Security Distributors, Inc.) and its affiliates (collectively, "se(2)") provide administrative, accounting, and other services to the Company. The principal administrative offices of se(2) are located at One Security Benefit Place, Topeka, Kansas, 66636, Telephone 1-800-533-7881. SUB-ACCOUNT: a division of a Separate Account. Each Sub-Account invests exclusively in the shares of a corresponding Fund. SUM INSURED: the amount payable upon the death of the Insured, before the Final Premium Payment Date, prior to deductions for Debt outstanding at the time of the Insured's death, partial withdrawals and partial withdrawal charges, if any, and any due and unpaid Monthly Deductions. The amount of the Sum Insured will depend on the Sum Insured Option chosen, but always will be at least equal to the Face Amount. SURRENDER VALUE: the amount payable upon a full surrender of the Policy. It is the Policy Value less any Debt and applicable surrender charges. VALUATION DATE: a day on which the net asset value of the shares of any of the Funds is determined and Accumulation Unit values of the Sub-Accounts are determined. Valuation Dates currently occur on each day on which the New York Stock Exchange is open for trading, and on such other days (other than a day during which no payment, partial withdrawal, or surrender of a Policy is received) when there is a sufficient degree of trading in an Fund's securities such that the current net asset value of the Sub-Accounts may be affected materially. VEL II ACCOUNT: a separate account of the Company. WRITTEN REQUEST: a request in writing, by the Policyowner, satisfactory to the Company. YOU OR YOUR: the Policyowner, as shown in the application or the latest change filed with the Company. - THE STATEMENT OF ADDITIONAL INFORMATION ("SAI") INCLUDES ADDITIONAL INFORMATION ABOUT THE VEL II ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY. THE SAI IS AVAILABLE WITHOUT CHARGE UPON REQUEST BY CALLING 1-800-533-7881. - IF YOU OWN A POLICY AND WOULD LIKE MORE INFORMATION OR WOULD LIKE TO REQUEST A PERSONALIZED ILLUSTRATION OF DEATH BENEFITS, CASH SURRENDER VALUES AND CASH VALUES, YOU MAY CALL TOLL FREE 1-800-533-7881. ALL CORRESPONDENCE MAY BE MAILED TO: COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY. PO BOX 758554, TOPEKA, KS 66675 INFORMATION ABOUT THE VEL II ACCOUNT (INCLUDING THE SAI) CAN BE REVIEWED AND COPIED AT THE SECURITIES AND EXCHANGE COMMISSION'S PUBLIC REFERENCE ROOM IN WASHINGTON, DC. INFORMATION ON THE OPERATION OF THE PUBLIC REFERENCE ROOM MAY BE OBTAINED BY CALLING THE COMMISSION AT 202-942-8090. REPORTS AND OTHER INFORMATION ABOUT THE VEL II ACCOUNT ARE AVAILABLE ON THE COMMISSION'S INTERNET SITE AT HTTP://WWW.SEC.GOV. COPIES OF THIS INFORMATION MAY BE OBTAINED, UPON PAYMENT OF A DUPLICATING FEE, BY WRITING THE PUBLIC REFERENCE SECTION OF THE COMMISSION, 450 FIFTH STREET, NW, WASHINGTON, DC 20549-0102. 59 (This page has been left blank intentionally.) VEL II ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY STATEMENT OF ADDITIONAL INFORMATION INDIVIDUAL FLEXIBLE PAYMENT VARIABLE LIFE INSURANCE POLICIES THIS STATEMENT OF ADDITIONAL INFORMATION IS NOT A PROSPECTUS. IT SHOULD BE READ IN CONJUNCTION WITH THE PROSPECTUS DATED MAY 1, 2013 ("THE PROSPECTUS") FOR THE INDIVIDUAL FLEXIBLE PAYMENT VARIABLE LIFE INSURANCE POLICIES FUNDED BY THE VEL II ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY. THE PROSPECTUS MAY BE OBTAINED FROM CLIENT SERVICES, COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY, PO BOX 758554, TOPEKA, KS 66675, TELEPHONE 1-800-533-7881. DATED MAY 1, 2013 Commonwealth Annuity VEL II Account 1 TABLE OF CONTENTS
GENERAL INFORMATION AND HISTORY 3 SERVICES 4 SERVICE PROVIDERS 4 OTHER SERVICE ARRANGEMENTS 4 UNDERWRITERS AND DISTRIBUTION 5 MORE INFORMATION ABOUT DEATH BENEFITS 6 GUIDELINE MINIMUM SUM INSURED 6 DEATH PROCEEDS 6 EXAMPLES OF SUM INSURED OPTIONS 7 CHANGING BETWEEN SUM INSURED OPTIONS 8 ADDITIONAL INFORMATION ABOUT CHARGES AND DEDUCTIONS 9 WAIVER OR REDUCTION OF CHARGES 9 CALCULATION OF MAXIMUM SURRENDER CHARGES 9 PERFORMANCE INFORMATION 13 OTHER PERFORMANCE INFORMATION 13 EXPERTS 15 FINANCIAL STATEMENTS 15 FINANCIAL STATEMENTS FOR COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY AND THE VEL II SEPARATE ACCOUNT F-1
2 GENERAL INFORMATION AND HISTORY The Company's principal office (the "Principal Office") is located at 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. Effective September 1, 2006, Allmerica Financial Life Insurance and Annuity Company was renamed Commonwealth Annuity and Life Insurance Company (the "Company"). The Company is a life insurance company organized under the laws of Delaware in July 1974. Prior to December 31, 2002, the Company was a wholly owned subsidiary of First Allmerica Financial Life Insurance Company ("First Allmerica)", which in turn was a direct subsidiary of Allmerica Financial Corporation ("AFC"). Effective December 31, 2002, the Company became a Massachusetts domiciled insurance company and a direct wholly-owned subsidiary of The Hanover Insurance Group ("THG," formerly Allmerica Financial Corporation). On December 30, 2005, THG completed the closing of the sale of the Company to The Goldman Sachs Group, Inc. ("Goldman Sachs"), 200 West Street, New York, NY 10282. Effective April 30, 2013, Goldman Sachs completed the transfer of the common stock of the Company to Global Atlantic (Fin) Company, which is an indirect wholly-owned subsidiary of Global Atlantic Financial Group ("Global Atlantic"). The registered office of Global Atlantic is located at 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands. Goldman Sachs (together with the its employees) owns a total of approximately 25% of the outstanding ordinary shares of Global Atlantic, and unaffiliated investors, none of whom own more than 9.9%, own the remaining 75% of the outstanding ordinary shares. The Company is subject to the laws of the Commonwealth of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, the Company is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. In connection with the acquisition of the Company, Global Atlantic has provided certain written assurances to the Commissioner of the Massachusetts Division of Insurance (the "Commissioner"). More specifically, Global Atlantic agreed to make capital contributions to the Company, subject to a maximum of $250 million, if necessary to ensure that the Company maintains a risk-based capital ratio of at least 100%, pursuant to Massachusetts Insurance Law. Such assurances have been provided solely to the Commissioner by Global Atlantic, and terminate in 2018. These assurances are not evidence of indebtedness or an obligation or liability of Global Atlantic, and do not provide Contract Owners with any specific rights or recourse against Global Atlantic. These assurances replaced substantially similar assurances that had been provided by Goldman Sachs. The VEL II Account of Commonwealth Annuity and Life Insurance Company (the "Variable Account") is a separate investment account established on February 2, 1993. It meets the definition of "separate account" under federal securities laws, and is registered with the Securities and Exchange Commission ("SEC") as a unit investment trust under the Investment Company Act of 1940 ("1940 Act"). This registration does not involve SEC supervision of the management or investment practices or policies of the Variable Account or of the Companies. We reserve the right, subject to law, to change the names of the Variable Account and the sub-accounts. Several Sub-Accounts of the Variable Account are available under the VEL II policies (the "Policy"). Each Sub-Account invests in a corresponding investment portfolio: 3
GOLDMAN SACHS VARIABLE INSURANCE TRUST (SERVICE SHARES) --------------------------------------------------------------- Goldman Sachs VIT Core Fixed Income Fund Goldman Sachs VIT Equity Index Fund Goldman Sachs VIT High Quality Floating Rate Fund Goldman Sachs VIT Growth Opportunities Fund Goldman Sachs VIT Mid Cap Value Fund Goldman Sachs VIT Money Market Fund Goldman Sachs VIT Strategic Growth Fund Goldman Sachs VIT Strategic International Equity Fund Goldman Sachs VIT Structured U.S. Equity Fund AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) --------------------------------------------------------------- Invesco V.I. Global Health Care Fund ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS B) --------------------------------------------------------------- AllianceBernstein VPS Large Cap Growth Portfolio DELAWARE VIP TRUST --------------------------------------------------------------- Delaware VIP International Value Equity Series FIDELITY VARIABLE INSURANCE PRODUCTS FUND --------------------------------------------------------------- Fidelity VIP Asset Manager(SM) Portfolio Fidelity VIP Equity-Income Portfolio Fidelity VIP Growth Portfolio Fidelity VIP High Income Portfolio Fidelity VIP Overseas Portfolio FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST (CLASS 2) --------------------------------------------------------------- FT VIP Franklin Large Cap Growth Securities Fund FT VIP Franklin Small-Mid Cap Growth Securities Fund JANUS ASPEN SERIES (SERVICE SHARES) --------------------------------------------------------------- Janus Aspen Janus Portfolio T. ROWE PRICE INTERNATIONAL SERIES, INC. --------------------------------------------------------------- T. Rowe Price International Stock Portfolio
SERVICES SERVICE PROVIDERS CUSTODIAN OF SECURITIES. Commonwealth Annuity serves as custodian of the assets of the Variable Account. Underlying Fund shares owned by the Sub-Accounts are held on an open account basis. The Company's ownership of Underlying Fund shares is reflected on the records of the Underlying Fund and is not represented by any transferable stock certificates. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. PricewaterhouseCoopers LLP is the Company's Independent Registered Public Accounting Firm. PricewaterhouseCoopers LLP is located at 185 Asylum Street, Suite 2400, Hartford, CT 06103. MAIL ROOM AND ADMINISTRATIVE SERVICES. Goldman Sachs and Commonwealth Annuity have retained se2, Inc., an affiliate of Security Distributors, Inc., to provide administrative, accounting, mail room and lockbox services and other services to the Company. The principal administrative offices of se2, Inc. are located at One Security Benefit, Topeka, Kansas. OTHER SERVICE ARRANGEMENTS CERTAIN PAYMENTS WE RECEIVE WITH REGARD TO THE FUNDS. We and our principal underwriter, Epoch Securities, Inc., ("Epoch") may receive payments from the Funds or their service providers (e.g., the investment adviser, administrator, distributor, and/or their affiliates). These payments may be used for a variety of purposes, including payment of expenses that we (and our affiliates) incur in promoting, marketing, and administering the Contract and, in our role as an intermediary, the Funds. We (and our affiliates) may profit from these payments. The amount of payments we receive from the Funds' service providers is based on a percentage of the assets of the particular Fund attributable to the Contract as well as certain other variable insurance products that we and/or our affiliates may issue or administer. These percentages are negotiated and vary with each Fund. These payments may be derived, in whole or in part, from the investment advisory fee deducted from Fund assets. Contract Owners, through their indirect investment in the Funds, bear the costs of these investment advisory fees (see the Funds' prospectuses for more information). Some service providers may pay us significantly more than others and the amount we receive may 4 be substantial. These percentages currently range from 0.03% to 0.22%, and as of the date of this prospectus, we are receiving payments from EACH Fund's service providers. Additionally, certain of the Funds make payments to us or Epoch under their distribution plans (12b-1 plans). The payment rates currently range from 0.16% to 0.25% based on the amount of assets invested in those Funds. Payments made out of the assets of the Funds will reduce the amount of assets that otherwise would be available for investment, and will reduce the return on your investment. The dollar amount of future asset-based fees is not predictable because these fees are a percentage of the Fund's average net assets, which can fluctuate over time. If, however, the value of the Funds goes up, then so would the payment to us or to Epoch. Conversely, if the value of the Fund goes down, payments to us or to Epoch would decrease. A Fund's service provider may provide us (or our affiliates) and/or broker-dealers that sell the Contracts ("selling firms") with marketing support, may pay us (or our affiliates) and/or selling firms amounts to participate in national and regional sales conferences and meetings with the sales desks, and may occasionally provide us (or our affiliates) and/or selling firms with items of relatively small value, such as promotional gifts, meals, tickets, or other similar items in the normal course of business. We and/or Epoch also may directly or indirectly receive additional amounts or different percentages of assets under management from some of the Funds' service providers with regard to other variable insurance products we or our affiliates may issue or administer. UNDERWRITERS AND DISTRIBUTION Effective January 22, 2008, Epoch Securities, Inc., a Delaware company located at 132 Turnpike Road, Southborough, MA 01772 ("Epoch" or "Underwriter") became principal underwriter for the Contracts. Epoch is a corporation organized and existing under the laws of the state of Delaware, and is a wholly-owned subsidiary of The Goldman Sachs. Epoch is a registered broker-dealer with the SEC, and a member of the Financial Industry Regulatory Authority ("FINRA"). The Company has effectively ceased issuing new Policies. The Company pays commissions to registered representatives who sold the Policy based on a commission schedule. After issue of the Policy or an increase in the Face Amount, commissions generally equal 50% of the first-year premiums up to a basic premium amount established by the Company. Thereafter, commissions generally will not exceed 5.3% of any additional premiums. However, we may pay higher amounts under certain circumstances. The Company intends to recoup the commission and other sales expense through a combination of the deferred sales charge component of the anticipated surrender and partial withdrawal charges, and the investment earnings on amounts allocated to accumulate on a fixed basis in excess of the interest credited on fixed accumulations by the Company. There is no additional charge to Policyowners or to the Separate Account. Any surrender charge assessed on a Policy will be retained by the Company except for amounts it may pay to the Underwriter for services it performs and expenses it may incur as principal underwriter and general distributor. The aggregate amounts of commissions paid to Epoch for the years 2010, 2011 and 2012 were $616,554.03, $752,343.46 and $716,433.93, respectively. No commissions were retained by SDI or Epoch for sales of all contracts funded by the VEL II Account (including contracts not described in the Prospectus) for the years, 2010, 2011 and 2012. MORE INFORMATION ABOUT DEATH BENEFITS GUIDELINE MINIMUM SUM INSURED To remain qualified as "life insurance" for federal tax purposes, federal tax law requires that policies have a minimum amount of pure life insurance protection in relation to the size of the Policy Value. The Guideline Minimum Sum Insured is used to determine compliance with this requirement. So long as the Policy qualifies as a life insurance contract, the insurance proceeds will be excluded from the gross income of the Beneficiary. 5 The Policy provides two Sum Insured Options: Option 1 and Option 2, as described below. You designate the desired Sum Insured Option in the application. You may change the Option once per Policy year by written request. There is no charge for a change in Option. Under Option 1, the Sum Insured is equal to the greater of the Face Amount of insurance or the Guideline Minimum Sum Insured. Under Option 2, the Sum Insured is equal to the greater of the Face Amount of insurance plus the Policy Value or the Guideline Minimum Sum Insured.
PERCENTAGE AGE OF INSURED OF ON DATE OF DEATH POLICY VALUE ----------------- ------------ 40 and under 250% 45 215% 50 185% 55 150% 60 130% 65 120% 70 115% 75 105% 80 105% 85 105% 90 105% 95 and above 100%
For the Ages not listed, the progression between the listed Ages is linear. Under both Option 1 and Option 2, the Sum Insured provides insurance protection. Under Option 1, the Sum Insured remains level unless the applicable percentage of Policy Value under the Guideline Minimum Sum Insured exceeds the Face Amount, in which case the Sum Insured will vary as the Policy Value varies. Under Option 2, the Sum Insured varies as the Policy Value changes. For any Face Amount, the amount of the Sum Insured (and the Death Proceeds) will be greater under Option 2 than under Option 1. This is because the Policy Value is added to the specified Face Amount and included in the Death Proceeds only under Option 2. Under Option 2, however, the cost of insurance included in the Monthly Deduction will be greater, and the rate at which Policy Value will accumulate will be slower (assuming the same specified Face Amount and the same actual premiums paid). If you desire to have premium payments and investment performance reflected in the amount of the Sum Insured, you should choose Option 2. If you desire premium payments and investment performance reflected to the maximum extent in the Policy Value, you should select Option 1. DEATH PROCEEDS As long as the Policy remains in force, upon due proof of the Insured's death, the Company will pay the Death Proceeds of the Policy to the named Beneficiary. The Company normally will pay the Death Proceeds within seven days of receiving due proof of the Insured's death, but the Company may delay payments under certain circumstances. The Death Proceeds may be received by the Beneficiary in cash or under one or more of the payment options set forth in the Policy. 6 Prior to the Final Premium Payment Date, the Death Proceeds are equal to: - the Sum Insured provided under Option 1 or Option 2, whichever is elected and in effect on the date of death; plus - any additional insurance on the Insured's life that is provided by rider; minus - any outstanding Debt, any partial withdrawals and partial withdrawal charges, and any Monthly Deductions 6 due and unpaid through the Policy month in which the Insured dies. After the Final Premium Payment Date, the Death Proceeds equal the Surrender Value of the Policy, unless the Guaranteed Death Benefit Rider is in effect. If the Guaranteed Death Benefit Rider is in effect, the Death Proceed equal the greater of the Face Amount or Surrender Value. The amount of Death Proceeds payable will be determined as of the date the Company receives due proof of the Insured's death for Option 2 and on the date of the Insured's death for Option 1. EXAMPLES OF SUM INSURED OPTIONS For the purposes of the following examples, assume that the Insured is under the Age of 40 and that there is no outstanding Debt. EXAMPLE OF OPTION 1 Under Option 1, the Face Amount of the Policy generally will equal the Sum Insured. If at any time, however, the Policy Value multiplied by the applicable percentage is less than the Face Amount, the Sum Insured will equal the Face Amount of the Policy. For example, a Policy with a $50,000 Face Amount will generally have a Sum Insured equal to $50,000. Because the Sum Insured must be equal to or greater than 250% of Policy Value, however, if at any time the Policy Value exceeds $20,000, the Sum Insured will exceed the $50,000 Face Amount. In this example, each additional dollar of Policy Value above $20,000 will increase the Sum Insured by $2.50. For example, a Policy with a Policy Value of $35,000 will have a Guideline Minimum Sum Insured of $87,500 ($35,000 X 2.50); Policy Value of $40,000 will produce a Guideline Minimum Sum Insured of $100,000 ($40,000 X 2.50); and Policy Value of $50,000 will produce a Guideline Minimum Sum Insured of $125,000 ($50,000 X 2.50). Similarly, so long as Policy Value exceeds $20,000, each dollar taken out of Policy Value will reduce the Sum Insured by $2.50. If, for example, the Policy Value is reduced from $25,000 to $20,000 (because of partial withdrawals, charges or negative investment performance), the Sum Insured will be reduced from $62,500 to $50,000. The applicable percentage becomes lower as the Insured's Age increases. If the Insured's Age in the above example were, for example, 50 (rather than between 0 and 40), the applicable percentage would be 185%. The Sum Insured would not exceed the $50,000 Face Amount unless the Policy Value exceeded $27,027 (rather than $20,000), and each dollar then added to or taken from Policy Value would change the Sum Insured by $1.85. EXAMPLE OF OPTION 2 Under Option 2, the Sum Insured is generally equal to the Face Amount of the Policy plus the Policy Value. The Sum Insured under Option 2, however, always will be the greater of: - the Face Amount plus Policy Value; or - the Policy Value multiplied by the applicable percentage from the Guideline Minimum Sum Insured Table. For example, a Policy with a Face Amount of $50,000 and with Policy Value of $5,000 will produce a Sum Insured of $55,000 ($50,000 + $5,000). Policy Value of $10,000 will produce a Sum Insured of $60,000 ($50,000 + $10,000); Policy Value of $25,000 will produce a Sum Insured of $75,000 ($50,000 + $25,000). According to the Guideline Minimum Sum Insured Table, however, the Sum Insured for the example must be at least 250% of the Policy Value. Therefore, if the Policy Value is greater than $33,333, 250% of that amount will be the required Sum Insured, which will be greater than the Face Amount plus Policy Value. In this example, each additional dollar of Policy Value above $33,333 will increase the Sum Insured by $2.50. For example, if the Policy Value is $35,000, the Guideline Minimum Sum Insured will be $87,500 ($35,000 X 2.50); Policy Value of $40,000 will produce a Guideline Minimum Sum Insured of $100,000 ($40,000 X 2.50); and Policy Value of $50,000 will produce a Guideline Minimum Sum Insured of $125,000 ($50,000 X 2.50). 7 Similarly, if the Policy Value exceeds $33,333, each dollar taken out of the Policy Value will reduce the Sum Insured by $2.50. If, for example, the Policy Value is reduced from $45,000 to $40,000 because of partial withdrawals, charges or negative investment performance, the Sum Insured will be reduced from $112,500 to $100,000. If at any time, however, Policy Value multiplied by the applicable percentage is less than the Face Amount plus Policy Value, then the Sum Insured will be the current Face Amount plus the Policy Value. The applicable percentage becomes lower as the Insured's Age increases. If the Insured's Age in the above example were 50, the Sum Insured must be at least 1.85 times the Policy Value. The amount of the Sum Insured would be the sum of the Policy Value plus $50,000 unless the Policy Value exceeded $58,824 (rather than $33,000). Each dollar added to or subtracted from the Policy would change the Sum Insured by $1.85. CHANGING BETWEEN SUM INSURED OPTIONS Generally, the Sum Insured Option in effect may be changed once each Policy year by sending a Written Request for change to the Principal Office. Changing Sum Insured Options will not require Evidence of Insurability. The effective date of any such change will be the Monthly Payment Date on or following the date of receipt of the request. No charges will be imposed on changes in Sum Insured Options. CHANGE FROM OPTION 1 TO OPTION 2 If the Sum Insured Option is changed from Option 1 to Option 2, the Face Amount will be decreased to equal the Sum Insured less the Policy Value on the effective date of the change. This change may not be made if it would result in a Face Amount of less than $40,000. A change from Option 1 to Option 2 will not alter the amount of the Sum Insured at the time of the change, but will affect the determination of the Sum Insured from that point on. Because the Policy Value will be added to the new specified Face Amount, the Sum Insured will vary with the Policy Value. Under Option 2, the Insurance Amount at Risk always will equal the Face Amount unless the Guideline Minimum Sum Insured is in effect. The cost of insurance also may be higher or lower than it otherwise would have been without the change in Sum Insured Option. CHANGE FROM OPTION 2 TO OPTION 1 If the Sum Insured Option is changed from Option 2 to Option 1, the Face Amount will be increased to equal the Sum Insured which would have been payable under Option 2 on the effective date of the change (i.e., the Face Amount immediately prior to the change plus the Policy Value on the date of the change). The amount of the Sum Insured will not be altered at the time of the change. The change in option, however, will affect the determination of the Sum Insured from that point on, since the Policy Value no longer will be added to the Face Amount in determining the Sum Insured; the Sum Insured will equal the new Face Amount (or, if higher, the Guideline Minimum Sum Insured). The cost of insurance may be higher or lower than it otherwise would have been since any increases or decreases in Policy Value will reduce or increase, respectively, the Insurance Amount at Risk under Option 1. Assuming a positive net investment return with respect to any amounts in the Separate Account, changing the Sum Insured Option from Option 2 to Option 1 will reduce the Insurance Amount at Risk and therefore the cost of insurance charge for all subsequent Monthly Deductions, compared to what such charge would have been if no such change were made. A change in Sum Insured Option may result in total premiums paid exceeding the then-current maximum premium limitation determined by IRS rules. In such event, the Company will pay the excess to the Policyowner. 8 ADDITIONAL INFORMATION ABOUT CHARGES AND DEDUCTIONS WAIVER OR REDUCTION OF CHARGES The Company may waive or reduce the premium tax charge, administrative charges, surrender charge, or 5% partial withdrawal charge, and will not pay commissions on Policies, where the Insured is within the following class of individuals: All employees of First Allmerica Financial Life Insurance Company and its affiliates and subsidiaries located at First Allmerica's home office (or at off-site locations if such employees are on First Allmerica's home office payroll); all directors of First Allmerica and its affiliates and subsidiaries; all retired employees of First Allmerica and its affiliates and subsidiaries eligible under First Allmerica Companies' Pension Plan or any successor plan; all General Agents, agents and field staff of First Allmerica; and all spouses, children, siblings, parents and grandparents of any individuals identified above, who reside in the same household. CALCULATION OF MAXIMUM SURRENDER CHARGES A separate surrender charge is calculated upon issuance of the Policy and upon each increase in the Face Amount. The maximum surrender charge is equal to the sum of (a) plus (b), where (a) is a deferred administrative charge equal to $8.50 per $1,000 of initial Face Amount (or Face Amount increase), and (b) is a deferred sales charge of 49% of premiums received up to a maximum number of Guideline Annual Premiums (GAPs) subject to the deferred sales charge that varies by issue Age or Age at time of increase, as applicable:
APPLICABLE AGE MAXIMUM GAPS APPLICABLE AGE MAXIMUM GAPS -------------- ------------ -------------- ------------ 0-55 1.660714 68 1.290612 56 1.632245 69 1.262143 57 1.603776 70 1.233673 58 1.575306 71 1.205204 59 1.546837 72 1.176735 60 1.518367 73 1.148265 61 1.489898 74 1.119796 62 1.461429 75 1.091327 63 1.432959 76 1.062857 64 1.404490 77 1.034388 65 1.376020 78 1.005918 66 1.347551 79 0.977449 67 1.319082 80 0.948980
A further limitation is imposed based on the Standard Nonforfeiture Law of each state. The maximum surrender charges upon issuance of the Policy and upon each increase in the Face Amount are shown in the table below. During the first two Policy years following issue or an increase in the Face Amount, the actual surrender charge may be less than the maximum. See CHARGES AND DEDUCTIONS -- "Surrender Charge." The maximum surrender charge initially remains level and then grades down according to the following schedule: 9 AGES 0-50 The maximum surrender charge remains level for the first 40 Policy months, reduces by 0.5% for the next 80 Policy months, then decreases by 1% per month to zero at the end of 180 Policy months (15 Policy years). 51 The maximum surrender charge remains level for 40 Policy months and decreases per month by above the percentages below: Age 51 -- 0.78% per month for 128 months Age 52 -- 0.86% per month for 116 months Age 53 -- 0.96% per month for 104 months Age 54 -- 1.09% per month for 92 months Age 55 and over -- 1.25% per month for 80 months The factors used in calculating the maximum surrender charges vary with the issue Age, sex and Premium Class (Smoker) as indicated in the table below: MAXIMUM SURRENDER CHARGE PER $1,000 FACE AMOUNT -----------------------------------------------
AGE AT ISSUE OR MALE MALE FEMALE FEMALE INCREASE NONSMOKER SMOKER NONSMOKER SMOKER -------------- ------------- ------------ ------------ --------------- 0 8.63 7.68 1 8.63 7.70 2 8.78 7.81 3 8.94 7.93 4 9.10 8.05 5 9.27 8.18 6 9.46 8.32 7 9.65 8.47 8 9.86 8.62 9 10.08 8.78 10 10.31 8.95 11 10.55 9.13 12 10.81 9.32 13 11.07 9.51 14 11.34 9.71 15 11.62 9.92 16 11.89 10.14 17 12.16 10.36 18 10.65 12.44 9.73 10.59 19 10.87 12.73 9.93 10.83 20 11.10 13.02 10.15 11.09 21 11.34 13.33 10.37 11.35 22 11.59 13.66 10.60 11.63 23 11.85 14.01 10.85 11.92 24 12.14 14.38 11.10 12.22 25 12.44 14.77 11.37 12.54 26 12.75 15.19 11.66 12.88 27 13.09 15.64 11.95 13.23 28 13.45 16.11 12.26 13.60
10
AGE AT ISSUE OR MALE MALE FEMALE FEMALE INCREASE NONSMOKER SMOKER NONSMOKER SMOKER -------------- ------------- ------------ ------------ --------------- 29 13.83 16.62 12.59 13.99 30 14.23 17.15 12.93 14.40 31 14.66 17.72 13.29 14.83 32 15.10 18.32 13.67 15.28 33 15.58 18.96 14.07 15.75 34 16.08 19.63 14.49 16.25 35 16.60 20.35 14.93 16.77 36 17.16 21.10 15.39 17.33 37 17.75 21.89 15.88 17.91 38 18.37 22.73 16.39 18.51 39 19.02 23.55 16.93 19.15 40 19.71 24.28 17.50 19.81 41 20.44 25.04 18.09 20.51 42 21.20 25.85 18.71 21.23 43 22.02 26.71 19.36 21.98 44 22.87 27.61 20.04 22.77 45 23.61 28.56 20.76 23.56 46 24.36 29.57 21.52 24.23 47 25.15 30.63 22.33 24.94 48 26.00 31.16 23.14 24.69 49 26.90 32.95 23.83 26.47 50 27.85 34.21 24.57 27.31 51 28.87 35.56 25.35 28.18 52 29.96 36.99 26.17 29.11 53 31.12 38.25 27.05 30.09 54 32.56 38.25 27.95 31.12 55 33.67 38.25 28.97 32.21 56 34.62 38.25 29.65 32.94 57 35.61 38.25 30.36 33.70 58 36.65 38.25 31.11 34.49 59 37.73 38.25 32.74 36.23 60 38.25 38.25 32.74 36.23 61 38.25 38.25 33.63 37.18 62 38.25 38.25 34.57 38.18 63 38.25 38.25 35.56 38.25 64 38.25 38.25 36.60 38.25 65 38.25 38.25 37.68 38.25 66 38.25 38.25 38.25 38.25 67 38.25 38.25 38.25 38.25 68 38.25 38.25 38.25 38.25 69 38.25 38.25 38.25 38.25 70 38.25 38.25 38.25 38.25 71 38.25 38.25 38.25 38.25 72 38.25 38.25 38.25 38.25 73 38.25 38.25 38.25 38.25 74 38.25 38.25 38.25 38.25 75 38.25 38.25 38.25 38.25 76 38.25 38.25 38.25 38.25 77 38.25 38.25 38.25 38.25 78 38.25 38.25 38.25 38.25 79 38.25 38.25 38.25 38.25 80 38.25 38.25 38.25 38.25
11 EXAMPLES. For the purposes of these examples, assume that a male, Age 35, non-smoker purchases a $100,000 Policy. In this example the Guideline Annual Premium ("GAP") equals $1,118.22. His maximum surrender charge is calculated as follows: (a) Deferred administrative charge $850.00 ($8.50/$1,000 of Face Amount) (b) Deferred sales charge $909.95 (49% X 1.660714 GAPs) TOTAL $1,759.95 Maximum surrender charge per Table (16.60 X 100) $1,660.00
During the first two Policy years after the Date of Issue, the actual surrender charge is the smaller of the maximum surrender charge and the following sum: (a) Deferred administrative charge $850.00 ($8.50/$1,000 of Face Amount) (b) Deferred sales charge Varies (not to exceed 29% of Premiums received, up to one GAP, plus 9% of premiums received in excess of one GAP, but less than the maximum number of GAPs subject to the deferred sales charge) Sum of (a) and (b)
The maximum surrender charge is $1,660. All premiums are associated with the initial Face Amount unless the Face Amount is increased. EXAMPLE 1: Assume the Policyowner surrenders the Policy in the tenth Policy month, having paid total premiums of $900. The actual surrender charge would be $1,111. EXAMPLE 2: Assume the Policyowner surrenders the Policy in the 120th Policy month. After the 40th Policy month, the maximum surrender charge decreases by 0.5% per month ($8.30 per month in this example.) In this example, the maximum surrender charge would be $996. The Surrender charge is designed to partially reimburse us for the administrative costs of product research and development, underwriting, policy administration and for distribution expenses, including commissions to our representatives, advertising, and the printing of prospectuses and sales literature. 12 PERFORMANCE INFORMATION The Policy was first offered to the public in 1993. The Company may advertise "Total Return" and "Average Annual Total Return" performance information based on the periods that the Sub-Accounts have been in existence. The returns in the tables reflect the charges assessed against the Separate Account (e.g., the mortality and expense risk charge and the administration charge) and all charges and expenses of the Underlying Funds. However, the tax expense charge, the charges that vary with each Policy because they are based on certain factors that vary with the individual characteristics of the Insured (e.g., the Monthly Deduction and Surrender Charges), and transaction charges are not reflected in the rates of return shown below. If these charges were deducted, the returns in the Tables would have been significantly lower. The tables do not illustrate how investment performance of the underlying funds will affect policy values and benefits because they do not reflect deduction of all applicable policy charges. In each table, "One-Year Total Return" refers to the total of the income generated by a Sub-Account, based on certain charges and assumptions as described in the respective tables, for the one-year period ended December 31, 2012. "Average Annual Total Return" is based on the same charges and assumptions, but reflects the hypothetical annually compounded return that would have produced the same cumulative return if the Sub-Account's performance had been constant over the entire period. Because average annual total returns tend to smooth out variations in annual performance return, they are not the same as actual year-by-year results. OTHER PERFORMANCE INFORMATION We may compare performance information for a sub-account in reports and promotional literature to: - Standard & Poor's 500 Composite Stock Price Index (S&P 500) - Dow Jones Industrial Average (DJIA) - Shearson, Lehman Aggregate Bond Index - Other unmanaged indices of unmanaged securities widely regarded by investors as representative of the securities markets - Other groups of variable life separate accounts or other investment products tracked by Lipper Inc. - Other services, companies, publications or persons, such as Morningstar, Inc., who rank the investment products on performance or other criteria - The Consumer Price Index In advertising, sales literature, publications or other materials, we may give information on various topics of interest to Policy owners and prospective Policy owners. These topics may include: - The relationship between sectors of the economy and the economy as a whole and its effect on various securities markets, investment strategies and techniques (such as value investing, market timing, dollar cost averaging, asset allocation and automatic account rebalancing) - The advantages and disadvantages of investing in tax-deferred and taxable investments - Customer profiles and hypothetical payment and investment scenarios - Financial management and tax and retirement planning - Investment alternatives to certificates of deposit and other financial instruments, including comparisons between the Policies and the characteristics of and market for the financial instruments. 13 At times, the Company may also advertise the ratings and other information assigned to it by independent rating organizations such as A.M. Best Company ("A.M. Best"), Moody's Investors Service ("Moody's"), Standard & Poor's Insurance Rating Services ("S&P") and Duff & Phelps. A.M. Best's and Moody's ratings reflect their current opinion of the Company's relative financial strength and operating performance in comparison to the norms of the life/heath insurance industry. S&P's and Duff & Phelps' ratings measure the ability of an insurance company to meet its obligations under insurance policies it issues do not measure the ability of such companies to meet other non-policy obligations. The ratings also do not relate to the performance of the Underlying Portfolios. TABLE I COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY AVERAGE ANNUAL TOTAL RETURNS FOR PERIODS ENDING DECEMBER 31, 2012 SINCE INCEPTION OF SUB-ACCOUNTS (EXCLUDING MONTHLY POLICY CHARGES AND SURRENDER CHARGES) The following performance information is based on the periods that the Sub-Accounts have been in existence. The performance information is net of total Underlying Fund expenses and all Sub-Account charges. THE DATA DOES NOT REFLECT THE TAX EXPENSE CHARGE, MONTHLY CHARGES UNDER THE POLICIES, SURRENDER CHARGES, OR TRANSACTION CHARGES. IF THESE CHARGES WERE DEDUCTED, PERFORMANCE WOULD HAVE BEEN SIGNIFICANTLY LOWER IN THE TABLE BELOW. It is assumed that an annual premium payment of $3,000 (approximately one Guideline Annual Premium) was made at the beginning of each Policy year and that ALL premiums were allocated to EACH Sub-Account individually.
FOR 10 YEARS YEAR OR SINCE SUB-ACCOUNT ENDED 5 INCEPTION OF INCEPTION 12/31/12 YEARS SUB-ACOUNT DATE ---------- -------- ------------ ----------- Goldman Sachs VIT Core Fixed Income Fund 01/09/06 5.87 4.26 4.37 Goldman Sachs VIT Equity Index Fund 01/09/06 14.63 0.56 2.53 Goldman Sachs VIT High Quality Floating Rate Fund 01/09/06 1.96 3.93 4.17 Goldman Sachs VIT Growth Opportunities Fund 01/09/06 18.48 4.30 5.75 Goldman Sachs VIT Mid Cap Value Fund 01/09/06 17.24 1.97 3.35 Goldman Sachs VIT Money Market Fund 01/09/06 -0.80 -0.33 0.88 Goldman Sachs VIT Strategic Growth Fund 01/09/06 18.67 1.10 2.61 Goldman Sachs VIT Strategic International Equity Fund 01/09/06 19.92 -5.58 -1.16 Goldman Sachs VIT Structured U.S. Equity Fund 01/09/06 13.23 -0.51 0.38 AllianceBernstein VPS Large Cap Growth Portfolio 5/1/01 15.19 -0.45 4.99 Delaware VIP International Value Equity Series 7/18/93 14.28 -4.01 7.22 Fidelity VIP Asset Manager Portfolio 5/10/94 11.58 2.06 5.49 Fidelity VIP Equity-Income Portfolio 7/6/93 16.37 -0.44 5.85 Fidelity VIP Growth Portfolio 7/18/93 13.77 -1.46 5.81 Fidelity VIP High Income Portfolio 7/18/93 13.32 7.01 8.24 Fidelity VIP Overseas Portfolio 7/20/93 19.78 -5.03 7.15 FT VIP Franklin Large Cap Growth Securities Fund 5/1/01 11.47 0.15 4.67 FT VIP Franklin Small-Mid Cap Growth Securities Fund 5/1/01 9.97 1.32 7.12 Invesco V.I. Global Health Care Fund 5/1/01 19.93 2.99 6.89 Janus Aspen Janus Portfolio 5/1/01 17.34 0.06 5.77 T. Rowe Price International Stock Portfolio 6/21/95 17.49 -2.36 7.05
14 PERFORMANCE INFORMATION REFLECTS ONLY THE PERFORMANCE OF A HYPOTHETICAL INVESTMENT DURING THE PARTICULAR TIME PERIOD ON WHICH THE CALCULATIONS ARE BASED. ONE-YEAR TOTAL RETURN AND AVERAGE ANNUAL TOTAL RETURN FIGURES ARE BASED ON HISTORICAL EARNINGS AND ARE NOT INTENDED TO INDICATE FUTURE PERFORMANCE. PERFORMANCE INFORMATION SHOULD BE CONSIDERED IN LIGHT OF THE INVESTMENT OBJECTIVES AND POLICIES, CHARACTERISTICS AND QUALITY OF THE PORTFOLIO OF THE UNDERLYING FUND IN WHICH A SUB-ACCOUNT INVESTS AND THE MARKET CONDITIONS DURING THE GIVEN TIME PERIOD, AND SHOULD NOT BE CONSIDERED AS A REPRESENTATION OF WHAT MAY BE ACHIEVED IN THE FUTURE. EXPERTS The financial statements of the Company as of December 31, 2012 and 2011 and for each of the three years in the period ended December 31, 2012, and the financial statements of the VEL II Account of the Company as of December 31, 2012 and for the periods indicated, included in this Statement of Additional Information constituting part of this Registration Statement, have been so included in reliance on the reports of PricewaterhouseCoopers LLP, the Company's independent registered public accounting firm, given on the authority of said firm as experts in auditing and accounting. The financial statements of the Company included herein should be considered only as bearing on the ability of the Company to meet its obligations under the Policies. FINANCIAL STATEMENTS Financial Statements are included for Commonwealth Annuity and Life Insurance Company and for its VEL II Separate Account. [PWC LOGO] INDEPENDENT AUDITOR'S REPORT To the Board of Directors and Shareholder of Commonwealth Annuity and Life Insurance Company: We have audited the accompanying consolidated financial statements of Commonwealth Annuity and Life Insurance Company and its subsidiaries, which comprise the consolidated balance sheets as of December 31, 2012 and December 31, 2011, and the related consolidated statements of income, comprehensive income, shareholder's equity, and cash flows for the three years in the period ended December 31, 2012. MANAGEMENT'S RESPONSIBILITY FOR THE CONSOLIDATED FINANCIAL STATEMENTS Management is responsible for the preparation and fair presentation of the consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. AUDITOR'S RESPONSIBILITY Our responsibility is to express an opinion on the consolidated financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the Company's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Company's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. OPINION In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the financial position of Commonwealth Annuity and Life Insurance Company and its subsidiaries at December 31, 2012, and December 31, 2011, and the results of their operations and their cash flows for the years then ended in accordance with accounting principles generally accepted in the United States of America. /s/ PricewaterhouseCoopers LLP April 18, 2013 PRICEWATERHOUSECOOPERS LLP, 185 ASYLUM STREET, SUITE 2400, HARTFORD, CT 06103 T: (860) 241 7000, F: (860) 241 7590, www.pwc.com/us COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED BALANCE SHEETS
AS OF DECEMBER 31, 2012 2011 ---------------------------------------------------------------------------------------------------------------------------- (IN MILLIONS, EXCEPT SHARE AND PER SHARE AMOUNTS) ASSETS NOTES Investments: ----- Available-for-sale fixed maturities at fair value (amortized cost of $6,564.1 and $3,639.3 in 2012 and 2011, respectively) 6,8 $ 7,140.2 $ 3,770.6 Trading fixed maturities at fair value (amortized cost of $453.9 and $485.0 in 2012 and 2011, respectively) 8 519.5 528.7 Commercial mortgage loans 6,8 385.7 197.5 Policy loans 8 316.3 299.0 --------------- ---------------- Total investments 8,361.7 4,795.8 --------------- ---------------- Cash and cash equivalents 617.9 478.0 Accrued investment income 62.3 45.7 Premiums, accounts and notes receivable, net 1.7 1.9 Reinsurance receivable on paid and unpaid losses, benefits, unearned premiums, modified coinsurance and funds withheld coinsurance 13 6,624.7 4,639.8 Value of business acquired 12 62.9 23.1 Deferred policy acquisition costs 14 143.9 168.8 Derivative instruments receivable 6,8 168.3 146.7 Other assets 16 56.7 61.1 Separate account assets 8 3,179.8 3,296.1 --------------- ---------------- Total assets $ 19,279.9 $ 13,657.0 =============== ================ LIABILITIES Policy liabilities and accruals: Future policy benefits (includes liabilities at fair value of $592.2 and $584.4 in 2012 and 2011, respectively) 8,13 $ 5,201.6 $ 5,292.9 Outstanding claims and losses (includes liabilities at fair value of $7.7 and $7.1 in 2012 and 2011, respectively) 8,13 116.7 97.5 Contractholder deposit funds and other policy liabilities (includes liabilities at fair value of $91.9 and $94.6 in 2012 and 2011, respectively) 8,13 4,565.6 1,634.6 --------------- ---------------- Total policy liabilities and accruals 9,883.9 7,025.0 --------------- ---------------- Derivative instruments payable 6,8,13 283.4 - Collateral on derivative instruments 6,8 47.4 38.7 Securities sold under agreements to repurchase 8 115.4 99.7 Deferred federal income taxes 10 73.0 41.9 Dividend payable to shareholder 11 150.0 160.0 Accrued expenses and other liabilities 16 85.2 52.6 Reinsurance payable 13 4,536.8 2,077.0 Separate account liabilities 8 3,179.8 3,296.1 --------------- ---------------- Total liabilities $ 18,354.9 $ 12,791.0 --------------- ---------------- Commitments and contingencies (Notes 17 and 18) SHAREHOLDER'S EQUITY Common stock, $1,000 par value, 10,000 shares authorized, 2,526 shares issued and outstanding $ 2.5 $ 2.5 Additional paid-in capital 601.9 716.9 Accumulated other comprehensive income 318.3 53.0 Retained earnings 2.3 93.6 --------------- ---------------- Total shareholder's equity 925.0 866.0 --------------- ---------------- Total liabilities and shareholder's equity $ 19,279.9 $ 13,657.0 =============== ================ THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.
2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF INCOME
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ------------------------------------------------------------------------------------------------------------------------ (IN MILLIONS) NOTES REVENUES ----- Premiums 13 $ 43.8 $ 47.4 $ 51.0 Universal life and investment product policy fees 13 204.7 194.9 200.7 Net investment income 7 235.2 197.3 191.4 Net realized investment gains Total other-than-temporary impairment ("OTTI") losses 7 - (0.2) - --------------------------------------------- Net OTTI losses recognized in earnings - (0.2) - Net realized capital gains, excluding net OTTI losses recognized in earnings 7 85.0 102.0 91.0 --------------------------------------------- Total net realized investment gains 85.0 101.8 91.0 Other income 16 20.0 19.7 26.2 --------------------------------------------- Total revenues 588.7 561.1 560.3 --------------------------------------------- BENEFITS, LOSSES AND EXPENSES Policy benefits, claims, losses and loss adjustment expenses 13 338.7 295.2 259.1 Policy acquisition expenses 12,14 27.1 47.6 64.5 Losses/(gains) on derivative instruments 6 247.1 (133.0) (4.9) Other operating expenses 16 69.7 67.7 79.7 --------------------------------------------- Total benefits, losses and expenses 682.6 277.5 398.4 --------------------------------------------- (Loss)/Income before federal income taxes (93.9) 283.6 161.9 --------------------------------------------- FEDERAL INCOME TAX EXPENSE Current tax expense/(benefit) 10 74.2 (52.8) - Deferred tax (benefit)/expense 10 (111.8) 144.4 42.7 --------------------------------------------- Total federal income tax (benefit)/expense (37.6) 91.6 42.7 --------------------------------------------- Net (loss)/income $ (56.3) $ 192.0 $ 119.2 ============================================= THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.
3 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ----------------------------------------------------------------------------------------------------------------------------- (IN MILLIONS) ---------------------------------------------------- Net (loss)/income $ (56.3) $ 192.0 $ 119.2 ---------------------------------------------------- Other comprehensive income, before tax: Unrealized gains for the period 540.4 35.4 134.1 Less: reclassification adjustment for gains included in net income (95.6) (100.8) (94.2) ---------------------------------------------------- Unrealized gains/(losses) on available-for-sale securities 444.8 (65.4) 39.9 Net effect on value of business acquired and deferred acquisition costs (36.7) 2.0 2.6 ---------------------------------------------------- Other comprehensive income/(loss), before tax 408.1 (63.4) 42.5 Income tax (expense)/benefit related to: Net unrealized investment gains/(losses) (155.7) 22.9 (14.0) Net effect on value of business acquired and deferred acquisition costs 12.9 (0.7) (0.9) ---------------------------------------------------- Total income tax (expense)/benefit (142.8) 22.2 (14.9) ---------------------------------------------------- Other comprehensive income/(loss), net of tax 265.3 (41.2) 27.6 ---------------------------------------------------- ---------------------------------------------------- Comprehensive income $ 209.0 $ 150.8 $ 146.8 ==================================================== THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.
4 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF SHAREHOLDER'S EQUITY
ADDITIONAL ACCUMULATED OTHER TOTAL COMMON PAID-IN COMPREHENSIVE RETAINED SHAREHOLDER'S (IN MILLIONS) STOCK CAPITAL INCOME EARNINGS EQUITY ----------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------- BALANCE AT DECEMBER 31, 2009 $ 2.5 $ 716.9 $ 66.6 $ 192.2 $ 978.2 ================================================================================== Net income 119.2 119.2 Other comprehensive income - Net unrealized gains 27.6 0.2 27.8 Dividend to shareholder (250.0) (250.0) ---------------------------------------------------------------------------------- BALANCE AT DECEMBER 31, 2010 $ 2.5 $ 716.9 $ 94.2 $ 61.6 $ 875.2 ================================================================================== Net income 192.0 192.0 Other comprehensive income - Net unrealized losses (41.2) (41.2) Dividend to shareholder (160.0) (160.0) ---------------------------------------------------------------------------------- BALANCE AT DECEMBER 31, 2011 $ 2.5 $ 716.9 $ 53.0 $ 93.6 $ 866.0 ================================================================================== Net loss (56.3) (56.3) Other comprehensive income - Net unrealized gains 265.3 265.3 Dividend to shareholder (115.0) (35.0) (150.0) ---------------------------------------------------------------------------------- BALANCE AT DECEMBER 31, 2012 $ 2.5 $ 601.9 $ 318.3 $ 2.3 $ 925.0 ================================================================================== THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.
5 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF CASH FLOWS
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ----------------------------------------------------------------------------------------------------------------------------------- (IN MILLIONS) CASH FLOWS FROM OPERATING ACTIVITIES Net income $ (56.3) $ 192.0 $ 119.2 Adjustments to reconcile net income to net cash provided by/(used in) operating activities: Changes in fair value of trading fixed maturities (22.0) (8.5) (7.8) Net realized investment gains (85.0) (101.8) (91.0) Non cash derivative activity 365.7 (116.9) 29.8 Net accretion and amortization on investments (92.8) (72.7) (68.5) Net amortization and depreciation 27.2 47.5 64.8 Interest credited to contractholder deposit funds and trust instruments supported by funding obligations 89.3 19.5 0.9 Deferred federal income taxes (57.7) 144.4 42.7 Change in premiums and notes receivable, net of reinsurance premiums payable (92.6) 113.1 23.2 Change in accrued investment income (2.8) 12.1 (0.6) Change in policy liabilities and accruals, net (109.6) (185.1) (430.2) Change in reinsurance receivable and modified coinsurance 194.8 85.2 99.1 Change in accrued expenses and other liabilities (22.4) (1.5) (14.4) Other, net 13.1 (2.7) (52.8) ----------------- --------------- ----------------- Net cash provided by operating activities 148.9 124.6 (285.6) ----------------- --------------- ----------------- CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from disposals of available-for-sale fixed maturities 3,522.7 2,636.8 1,776.9 Proceeds from maturities of available-for-sale fixed maturities 40.6 26.9 45.4 Proceeds from disposals of trading fixed maturities 92.7 128.1 108.8 Proceeds from maturities of trading fixed maturities 5.2 0.2 4.8 Proceeds from mortgages sold, matured or collected 43.4 38.6 - Proceeds from other investments 535.7 627.1 364.2 Reinsurance transactions, net of cash acquired 697.8 26.6 - Purchase of available-for-sale fixed maturities (3,695.7) (2,259.5) (1,515.5) Purchase of trading fixed maturities (69.7) (117.0) (200.7) Purchase of other investments (627.1) (629.5) (389.1) ----------------- --------------- ----------------- Net cash provided by investing activities 545.6 478.3 194.8 ----------------- --------------- ----------------- CASH FLOWS FROM FINANCING ACTIVITIES Settlement of repurchase agreements (693.7) (139.0) (101.2) Proceeds from issuance of repurchase agreements 709.5 149.1 190.6 Withdrawals from contractholder deposit funds (410.4) (120.2) (46.6) Withdrawals from trust instruments supported by funding obligations - (16.2) (0.8) Dividend to shareholder (160.0) (250.0) - ----------------- --------------- ----------------- Net cash (used in)/provided by financing activities (554.6) (376.3) 42.0 ----------------- --------------- ----------------- Net change in cash and cash equivalents 139.9 226.6 (48.8) Cash and cash equivalents, beginning of period 478.0 251.4 300.2 ----------------- --------------- ----------------- Cash and cash equivalents, end of period $ 617.9 $ 478.0 $ 251.4 ================= =============== ================= Income taxes (paid)/received $ (74.0) $ 43.1 $ - THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.
6 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 1. ORGANIZATION Commonwealth Annuity and Life Insurance Company ("the Company") is a stock life insurance company organized under the laws of the Commonwealth of Massachusetts, and is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("Goldman Sachs"). The Company insures and reinsures blocks of fixed and variable annuities, universal and variable universal life insurance, traditional life insurance and to a lesser extent group retirement products. 2. BASIS OF PRESENTATION The accompanying audited consolidated financial statements have been prepared in accordance with generally accepted accounting principles in the United States ("U.S. GAAP"). The preparation of financial statements in conformity with U.S. GAAP requires the Company to make estimates and assumptions that affect the amounts reported in the consolidated financial statements and accompanying notes. The most significant estimates are those used in determining the fair value of financial instruments, deferred policy acquisition costs ("DAC"), value of business acquired ("VOBA"), liabilities for future contract and policyholder benefits, other-than-temporary impairments of investments, and valuation allowance on deferred tax assets. Although these and other estimates and assumptions are based on the best available information, actual results could differ from those estimates. The consolidated financial statements include the accounts of the Company and its subsidiaries. As of December 31, 2012, the Company directly owned all of the outstanding shares of First Allmerica Financial Life Insurance Company ("FAFLIC"), which insures and reinsures run-off blocks of fixed annuities, traditional life insurance, universal and variable universal life insurance, group retirement products, variable annuities and an exited accident and health business. 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. FINANCIAL INSTRUMENTS In the normal course of business, the Company enters into transactions involving various types of financial instruments. The Company separates its financial instruments into two categories: cash instruments and derivative contracts. The Company accounts for its financial instruments at fair value, except commercial mortgage loans as discussed below, in accordance with Financial Accounting Standards Board ("FASB") Accounting Standards Codification ("ASC") 820, "Fair Value Measurements and Disclosure". The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. See Notes 6-8 for further information about investments, investment income and gains and losses and fair value measurements respectively. Cash instruments include U.S. government and federal agency obligations, asset backed, commercial and residential mortgage backed securities ("structured securities"), investment-grade corporate bonds, money market securities, state, municipal and provincial obligations, mutual funds held in separate accounts, commercial mortgage loans, and other non-derivative financial instruments. Derivatives are instruments that derive their value from underlying asset prices, indices, reference rates and other inputs or a combination of these factors. Derivatives may be privately negotiated contracts, which are usually referred to as over-the-counter ("OTC") derivatives, or they may be listed and traded on an exchange ("exchange-traded"). The Company has entered into certain OTC derivatives, primarily equity put options, swaps and interest rate swaptions, to manage certain equity market, credit and interest rate risk. These instruments do not qualify for hedge accounting and are carried at fair value with changes flowing through net income. The Company trades equity futures contracts pursuant to an investment management agreement with Goldman Sachs Asset Management, L.P. ("GSAM"). Exchange-traded futures are effected through a regulated exchange and positions are carried at fair value with changes flowing through net income. The clearinghouse guarantees the performance of both counterparties, which mitigates credit risk. Depending on the nature of the derivative transaction, the Company maintains Credit Support Agreements ("CSA") with each counterparty, including affiliates. In general, the CSA sets a minimum threshold of exposure that must be collateralized. 7 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) B. VALUATION OF INVESTMENTS The Company accounts for its fixed maturity and equity security investments at fair value. Fixed maturities and equity securities may be classified as either available-for-sale or trading. Available-for-sale securities are carried at fair value, with unrealized gains and losses, net of tax, reported in accumulated other comprehensive income, a separate component of shareholder's equity. Trading securities are carried at fair value, with unrealized gains and losses reported in net investment income. The amortized cost of fixed maturities is adjusted for amortization of premiums and accretion of discounts to maturity. Such amortization and accretion is included in net investment income. Commercial mortgage loans ("CML's") acquired at a premium or discount are carried at amortized cost using the effective interest rate method. CML's held by the Company are diversified by property type and geographic area throughout the United States. CML's are considered impaired when it is probable that the Company will not collect amounts due according to the terms of the original loan agreement. The Company assesses the impairment of loans individually for all loans in the portfolio. The Company estimates the fair value of the underlying collateral using internal valuations generally based on discounted cash flow analyses. The Company estimates an allowance for loan and lease losses ("ALLL") representing potential credit losses embedded in the CML portfolio. The estimate is based on a consistently applied analysis of the loan portfolio and takes into consideration all available information, including industry, geographical, economic and political factors. See Note 6 for further information on CML's. Policy loans represent loans the Company issues to contractholders that use the cash surrender value of their life insurance policy as collateral. Policy loans are carried principally at unpaid principal balances. Interest income on such loans is recorded as earned using the contractually agreed upon interest rate. Generally, interest is capitalized on the policy's anniversary date. Realized investment gains and losses, other than those related to separate accounts for which the Company does not bear the investment risk and that meet the conditions for separate account reporting under FASB ASC 944-80, "Accounting and Reporting by Insurance Enterprises for Certain Non Traditional Long Duration Contracts and for Separate Accounts," are reported as a component of revenues based upon specific identification of the investment assets sold. Realized investment gains and losses related to separate accounts that meet the conditions for separate account reporting under FASB ASC 944-80 accrue to and are borne by the contract holder. The Company recognizes OTTI for securities classified as available-for-sale in accordance with FASB ASC Topic 320, "Investments-Debt and Equity Securities." At least quarterly, management reviews impaired securities for OTTI. The Company considers several factors when determining if a security is other-than-temporarily impaired, including but not limited to: its intent and ability to hold the impaired security until an anticipated recovery in value, the issuer's ability to meet current and future principal and interest obligations for fixed maturity securities, the length and severity of the impairment, the financial condition and near term and long term prospects for the issuer. In making these evaluations, the Company exercises considerable judgment. If the Company intends to sell or if it is more likely than not that it will be required to sell an impaired security prior to recovery of its cost basis, then the Company recognizes a charge to earnings for the full amount of the impairment (the difference between the amortized cost and fair value of the security). For fixed maturity securities that are considered other-than-temporarily impaired and that the Company does not intend to sell and will not be required to sell, the Company separates the impairment into two components: credit loss and non-credit loss. Credit losses are charged to net realized investment losses and non-credit losses are charged to other comprehensive income. The credit loss component is the difference between the security's amortized cost and the present value of its expected future cash flows discounted at the current effective rate. The remaining difference between the security's fair value and the present value of its expected future cash flows is the non-credit loss. For corporate bonds both historical default (by rating) data is used as a proxy for the probability of default, and loss given default (by issuer) projections are applied to the par amount of the bond. Potential losses incurred on structured securities are based on expected loss models rather than incurred loss models. Expected cash flows include assumptions about key systematic risks (e.g. unemployment rates, housing prices) and loan-specific information (e.g. delinquency rates, loan-to-volume ratios). Estimating future cash flows is a quantitative and qualitative process that incorporates information received from third parties, along with assumptions and judgments about the future performance of the underlying collateral. 8 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. CASH AND CASH EQUIVALENTS Cash and cash equivalents include cash on hand, amounts due from banks, highly liquid overnight deposits, discount notes and commercial paper held in the ordinary course of business. The Company also invests cash in overnight tri-party reverse repurchase agreements, in which the Company receives investment grade, highly liquid securities as collateral from counterparties. None of these assets is restricted or segregated for specific business reasons. D. DAC AND DEFERRED SALES INDUCEMENTS ("DSI") DAC consists of commissions, ceding commissions and other costs that are directly related to the successful acquisition of new or renewal insurance contracts. The Company defers sales inducements generated by variable annuities that offer enhanced crediting rates or bonus payments. Acquisition costs related to traditional life products are amortized in proportion to premium revenue recognized. Acquisition costs and sales inducements related to variable annuity products and universal and variable universal life insurance products are amortized in proportion to total estimated gross profits ("EGPs") from investment yields, mortality, surrender charges and expense margins over the deemed economic life of the contracts. DAC and DSI amortization on non-traditional products is reviewed periodically and adjusted retrospectively when the Company revises its estimate of current or future gross profits to be recognized from these products. Acquisition costs related to the reinsurance of fixed annuities are amortized in proportion to the reduction in contractholder deposit funds. See Note 14 for further information about DAC. E. REINSURANCE Reinsurance accounting is followed for ceded and assumed transactions when the risk transfer provisions of FASB ASC 944-40, "Accounting and Reporting for Reinsurance of Short-Duration and Long-Duration Contracts," have been met. To meet risk transfer requirements, a long-duration reinsurance contract must transfer mortality or morbidity risks, and subject the reinsurer to a reasonable possibility of a significant loss. Those contracts that do not meet risk transfer requirements are accounted for using deposit accounting. With respect to ceded reinsurance, the Company values reinsurance recoverables on reported claims at the time the underlying claim is recognized in accordance with contract terms. For future policy benefits, the Company estimates the amount of reinsurance recoverables based on the terms of the reinsurance contracts and historical reinsurance recovery information. The reinsurance recoverables are based on what the Company believes are reasonable estimates and the balance is reported as an asset in the Consolidated Balance Sheets. However, the ultimate amount of the reinsurance recoverable is not known until all claims are settled. Reinsurance contracts do not relieve the Company from its obligations to policyholders, and failure of reinsurers to honor their obligations could result in losses to the Company; consequently, allowances are established for amounts deemed uncollectible. There were no valuation allowances deemed necessary at December 31, 2012 and 2011, respectively. See Note 13 for further information about reinsurance. F. PROPERTY, EQUIPMENT AND CAPITALIZED SOFTWARE Property, equipment, leasehold improvements and capitalized software are stated at cost, less accumulated depreciation and amortization. Depreciation is calculated using the straight-line method over the estimated useful lives of the related assets. Certain costs of software developed or obtained for internal use are capitalized and amortized on a straight-line basis over the useful life of the software. Amortization of leasehold improvements is calculated using the straight-line method over the lesser of the term of the leases or the estimated useful life of the improvements. The Company tests for the potential impairment of long-lived assets whenever events or changes in circumstances suggest that the carrying amounts may not be recoverable in accordance with FASB ASC 360, "Accounting for the Impairment or Disposal of Long-Lived Assets." The Company recognizes impairment losses only when the carrying amounts of long-lived assets exceed the sum of the undiscounted cash flows expected to result from the use and eventual disposition of the assets. In such cases, the Company reduces the carrying value of the asset to fair value. Fair values are estimated using discounted cash flow analysis. 9 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) G. VOBA VOBA represents the difference between estimated fair value of insurance and reinsurance contracts acquired in a business combination and the carrying value of the contracts using traditional insurance accounting. VOBA is amortized over the life of the policies in relation to the emergence of EGP's from surrender charges, investment income, mortality net of reinsurance ceded and expense margins and actual realized gain/(loss) on investments. The economic life of the universal life and variable universal life block of policies is estimated at 30 years and is amortized accordingly. VOBA is reviewed periodically to ensure that the unamortized portion does not exceed the expected recoverable amount. As a result of the FAFLIC business acquisition, negative VOBA was recognized to reduce the carrying value of the acquired insurance liabilities, except for the closed block participating policies ("Closed Block"), to fair value. Since the acquired contracts do not have any future premiums, negative VOBA is amortized in proportion to the change in the underlying reserves. The carrying amount of VOBA is adjusted for the effects of realized and unrealized gains and losses on debt securities classified as available-for-sale and certain derivatives. See Note 12 for further information about VOBA. H. SEPARATE ACCOUNTS Separate account assets and liabilities represent segregated funds administered and invested by the Company for the benefit of variable annuity and variable universal life insurance contractholders and certain pension funds. Assets consist principally of mutual funds at fair value. The investment income and gains and losses of these accounts generally accrue to the contractholders and therefore, are not included in the Company's net income. However, the Company's net income reflects fees assessed and earned on fund values of these contracts. See Note 5 for further information about liabilities for minimum guarantees under ASC 944-80, "Accounting and Reporting by Insurance Enterprises for Certain Nontraditional Long-Duration Contracts and Separate Accounts." Separate account assets representing contractholder funds are measured at fair value and reported as a summary total in the Consolidated Balance Sheet, with an equivalent summary total reported for related liabilities. I. POLICY LIABILITIES AND ACCRUALS Future policy benefits are liabilities for annuity, life, and health products. Such liabilities are established in amounts adequate to meet the estimated future obligations of policies in-force. The liabilities associated with the Closed Block traditional life insurance policies are determined using a fair value approach. The fair value is computed using a number of assumptions including asset fair values and market participant assumptions for such items as the Company's credit risk, discount rates, expenses, and capital requirements. The liabilities associated with assumed life insurance products are computed using the net level premium method for individual life and annuity policies, and are based upon estimates as to future investment yield, mortality and withdrawals that include provisions for adverse deviation. Future policy benefits for individual life insurance and annuity policies are computed using interest rates ranging from 3.25 % to 11.25 % for annuities and 2.5 % to 6.5 % for life insurance. Mortality, morbidity and withdrawal assumptions for all policies are based on the Company's own experience and industry standards. Liabilities for universal life, variable universal life, fixed annuities and variable annuities include deposits received from customers and investment earnings on their fund balances, less administrative and surrender charges. Universal life and variable universal life fund balances are also assessed mortality charges. Liabilities for variable annuities include a reserve for guaranteed minimum death benefits ("GMDB") in excess of contract values. See Note 5 for further information about liabilities for minimum guarantees. Liabilities for outstanding claims and claims adjustment expenses are estimates of payments to be made on life and health insurance contracts for reported losses and claims adjustment expenses and estimates of losses and claims adjustment expenses incurred but not reported. These liabilities are determined using case basis evaluations and statistical analyses and represent estimates of the ultimate cost of all claims incurred but not paid. These estimates are continually reviewed and adjusted as necessary; such adjustments are reflected in current operations. See Note 15 for further information about outstanding claims, losses and loss adjustment expenses. Contractholder deposit funds and other policy liabilities include deposit administration funds and immediate participation guarantee funds and consist of deposits received from customers and earnings on their fund balances. Policy liabilities and accruals are based on the various estimates discussed above. Although the adequacy of these amounts cannot be assured, the Company believes that policy liabilities and accruals will be sufficient to meet future obligations of policies in-force. The amount of liabilities and accruals, however, could be revised in the near-term if the estimates discussed above are revised. 10 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) J. PREMIUMS, FEE REVENUES AND RELATED EXPENSES Premiums for individual life insurance and individual and group annuity products, excluding universal life and investment-related products, are considered revenue when due. Benefits, losses and related expenses are matched with premiums, resulting in their recognition over the lives of the contracts. This matching is accomplished through the provision for future benefits, estimated and unpaid losses, amortization of the value of business acquired and amortization of deferred policy acquisition costs. Revenues for investment-related products consist of net investment income and contract charges assessed against the fund values. Related benefit expenses include annuity benefit claims for guaranteed minimum death benefits in excess of contract values, and net investment income credited to the fund values after deduction for investment and risk charges. Revenues for universal life and investment products consist of net investment income, with mortality, administration and surrender charges assessed against the fund values. Related benefit expenses include universal life benefit claims in excess of fund values and net investment income credited to universal life and fixed annuity fund values. Certain policy charges such as enhanced crediting rates or bonus payments that represent compensation for services to be provided in future periods are classified as deferred sales inducements and amortized over the period benefited using the same assumptions used to amortize deferred acquisition costs. See Note 14 and Note 5 for further information regarding revaluation of DAC and deferred sales inducements. K. CLOSED BLOCK The Company's wholly-owned subsidiary, FAFLIC, established and began operating a Closed Block for the benefit of participating policies, consisting of certain individual life insurance participating policies, individual deferred annuity contracts and supplementary contracts not involving life contingencies which were in-force as of FAFLIC's demutualization on October 16, 1995. The purpose of the Closed Block is to benefit certain classes of policies and contracts for which the Company has a dividend scale payable. Unless the Commonwealth of Massachusetts Commissioner of Insurance (the "Commissioner") consents to an earlier termination, the Closed Block will continue to be in effect until none of the Closed Block policies are in force. FAFLIC allocated to the Closed Block assets in an amount that is expected to produce cash flows which, together with future revenues from the Closed Block, are reasonably sufficient to support the Closed Block, including provision for payment of policy benefits, certain future expenses and taxes, and for continuation of policyholder dividend scales payable in 1994 so long as the experience underlying such dividend scales continues. FAFLIC expects that the factors underlying such experience will fluctuate in the future and policyholder dividend scales for the Closed Block will be set accordingly. Although the assets and cash flow generated by the Closed Block inure solely to the benefit of the holders of policies included in the Closed Block, the excess of Closed Block liabilities over Closed Block assets as measured on a GAAP basis represent the expected future after-tax income from the Closed Block which may be recognized in income over the period the policies and contracts in the Closed Block remain in-force. The Company elected the fair value option on policies making up the Closed Block. Profitability attributable to the Closed Block is ultimately paid to the policyholders via policy dividends. Dividend payable formulas are set before the outset of the calendar year, and adverse investment performance does not change the dividend liability to the policyholders. A trading fixed maturity portfolio was established to back the Closed Block policy liabilities to match fair value asset and liability movements. See Note 9 for further information about Closed Block. L. RECENT ACCOUNTING DEVELOPMENTS RECONSIDERATION OF EFFECTIVE CONTROL FOR REPURCHASE AGREEMENTS (ASC 860). In April 2011, the FASB issued Accounting Standards Update ("ASU") No. 2011-03, "Transfers and Servicing (Topic 860)-- Reconsideration of Effective Control for Repurchase Agreements." ASU No. 2011-03 changes the assessment of effective control by removing (i) the criterion that requires the transferor to have the ability to repurchase or redeem financial assets on substantially the agreed terms, even in the event of default by the transferee, and (ii) the collateral maintenance implementation guidance related to that criterion. ASU No. 2011-03 was effective for periods beginning after December 15, 2011. The Company adopted the standard on January 1, 2012. Adoption of ASU No. 2011-03 did not affect the Company's financial condition, results of operations or cash flows. 11 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) L. RECENT ACCOUNTING DEVELOPMENTS (CONTINUED) AMENDMENTS TO ACHIEVE COMMON FAIR VALUE MEASUREMENT AND DISCLOSURE REQUIREMENTS IN U.S. GAAP AND IFRSS (ASC 820). In May 2011, the FASB issued ASU No. 2011-04, "Fair Value Measurements and Disclosures (Topic 820) - Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs." ASU No. 2011-04 clarifies the application of existing fair value measurement and disclosure requirements, changes certain principles related to measuring fair value, and requires additional disclosures about fair value measurements. ASU No. 2011-04 is effective for periods beginning after December 15, 2011. The Company adopted the standard on January 1, 2012. Adoption of ASU No. 2011-04 did not materially affect the Company's financial condition, results of income or cash flows. DISCLOSURES ABOUT OFFSETTING ASSETS AND LIABILITIES (ASC 210). In December 2011, the FASB issued ASU No. 2011-11, "Balance Sheet (Topic 210) - Disclosures about Offsetting Assets and Liabilities." ASU No. 2011-11, as amended by ASU 2013-01, "Balance Sheet (Topic 210): Clarifying the Scope of Disclosures about Offsetting Assets and Liabilities," requires disclosure of the effect or potential effect of offsetting arrangements on the Company's financial position as well as enhanced disclosure of the rights of setoff associated with the Company's recognized assets and recognized liabilities. ASU No. 2011-11 is effective for annual reporting periods beginning on or after January 1, 2013, and interim periods within those annual periods. Since these amended principles require only additional disclosures concerning offsetting and related arrangements, adoption will not affect the Company's financial condition, results of income or cash flows. ACCOUNTING FOR COSTS ASSOCIATED WITH ACQUIRING OR RENEWING INSURANCE CONTRACTS (ASC 944). In October 2010, the FASB issued amended accounting principles regarding accounting for deferred acquisition costs effective for the fiscal year beginning after December 15, 2011. These principles were codified as ASU No.2010-26,"Accounting for Costs Associated with Acquiring and Renewing Insurance Contracts." These principles clarify the costs that should be deferred by insurance entities when issuing and renewing insurance contracts and also specify that only costs related directly to successful acquisition of new or renewal contracts can be capitalized. All other acquisition-related costs should be expensed as incurred. Adoption of ASU No. 2010-26 did not have an effect on the Company's financial condition, results of income or cash flows. M. RECLASSIFICATIONS Certain reclassifications have been made to previously reported amounts to conform to the current presentation. 4. SIGNIFICANT TRANSACTIONS Effective July 1, 2012, the Company ceded via a funds withheld coinsurance, 90% of a block of its fixed annuity business to an affiliate, Arrow Reinsurance Company, Limited, a Bermuda domiciled Reinsurance Company ("Arrow Re"). In connection with this transaction, the Company incurred a negative ceding commission of $67.3 million. The transaction was approved by the Massachusetts Division of Insurance. See Note 13 for further information on reinsurance. Effective July 1, 2012, the Company entered into an agreement with a third party. The Company recaptured a ceded block of universal life business with reserves of approximately $384.6 million. In connection with this transaction, the Company incurred recapture fees of $43.8 million. The Company also received approximately $300.8 m in cash as part of this transaction. See Note 13 for further information on reinsurance. Effective July 1, 2012, the Company entered into a coinsurance agreement with a third party whereby the Company assumed approximately $1.6 billion of fixed annuity deposit liabilities and received a ceding commission of approximately $161.1 million. The Company received approximately $1.5 billion of available-for-sale fixed maturities and $272.2 million of cash. See Note 13 for further information on reinsurance. Effective June 30, 2012, the Company entered into a coinsurance agreement with a third party whereby the Company assumed approximately $1.5 billion of fixed annuity deposit liabilities and received a ceding commission of approximately $41.3 million. The Company received approximately $1.2 billion of available-for-sale fixed maturities, $239.5 million of commercial mortgage loan assets and $125.1 million in cash. See Note 13 for further information on reinsurance. Effective July 1, 2011, the Company entered into a coinsurance agreement with a third party whereby the Company assumed approximately $1.5 billion of fixed annuity deposit liabilities and received a ceding commission of approximately $21.3 million. The Company received approximately $1.2 billion of available-for-sale fixed maturities, $239.2 million of commercial mortgage loan assets and $26.7 million in cash. See Note 13 for further information on reinsurance. 12 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 5. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944-80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG-DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS GUARANTEED MINIMUM DEATH BENEFITS The Company has issued variable annuity contracts with a GMDB feature. The GMDB feature provides annuity contractholders with a guarantee that the benefit received at death will be no less than a prescribed minimum amount. This amount is based on either the net deposits paid into the contract, the net deposits accumulated at a specified rate, the highest historical account value on a contract anniversary, or more typically, the greatest of these values. If the GMDB is higher than the current account value at the time of death, the Company incurs a cost equal to the difference. The following table summarizes the liability for GMDB contracts reflected in the general account. The GMDB exposure includes reinsurance assumed, however, modified coinsurance is excluded as it provides negligible GMDB reserves and significant account values:
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 --------------------------------------------------------------------------------------- (IN MILLIONS) Beginning balance $ 254.4 $ 216.7 Provision for GMDB: GMDB expense incurred 38.8 37.0 Volatility (1) 16.6 70.5 ------------------------------- 55.4 107.5 Claims, net of reinsurance: Claims from policyholders (65.2) (71.2) Claims ceded to reinsurers 54.3 60.3 ------------------------------- (10.9) (10.9) GMDB reinsurance premium (54.3) (58.9) ------------------------------- Ending balance $ 244.6 $ 254.4 ===============================
(1) Volatility reflects the difference between actual and expected investment performance, persistency, age distribution, mortality and other factors that are assumptions within the GMDB reserving model. The reserve represents estimates, over a range of stochastic scenarios, of the present value of future GMDB net benefits expected to be paid less the present value of future GMDB net fees charged to the contractholders. The following information relates to the reserving methodology and assumptions for GMDB at December 31, 2012 and 2011. - The projection model uses 500 stochastically generated return scenarios. Funds are modeled as combinations of equity, bond and money market which have mean returns of 8%, 4% and 2%, respectively. - Implied volatilities by duration are based on a combination of over the counter quotes (when available) and historical volatilities. For 2012, volatility assumptions range from 18% to 44% for equities varying by fund type and duration; 2% to 4% for bond funds; and 0.2% to 0.5% for money market funds. For 2011, volatility assumptions range from 25% to 42% for equities varying by fund type and duration; 4% for bond funds; and 1% for money market funds. - The mortality assumptions are factors of an industry standard mortality table based on company experience varying by age and gender. Mortality improvement of 1% per year for 10 years is assumed. - The full surrender assumption was changed in 2012 to incorporate anti-selective policyholder behavior. Specifically, a dynamic lapse function was incorporated that assumes policyholders are more/less likely to lapse when their guaranteed benefit is more out/in the money. The base (pre dynamic adjustment) lapse assumption is 12%. This dynamic lapse function was developed using the Company's historical behavior. - The partial withdrawal rate assumption varies by tax qualified status and attained age. Total projected partial withdrawals are from 6% - 7% for all years. 13 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 5. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944-80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG-DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) The following table presents the account value, net amount at risk and average attained age of underlying contractholders for guarantees in the event of death as of December 31, 2012 and 2011. The net amount at risk is the death benefit coverage in-force or the amount that the Company would have to pay if all contractholders had died as of the specified date, and represents the excess of the guaranteed benefit over the account value.
DECEMBER 31, (IN MILLIONS, EXCEPT FOR CONTRACTHOLDER INFORMATION) 2012 2011 --------------------------------------------------------------------------------------------- Net deposits paid Account value $ 2,577 $ 2,549 Net amount at risk $ 13 $ 23 Average attained age of contractholders $ 64 $ 63 Ratchet (highest historical account value at specified anniversary dates) Account value $ 593 $ 622 Net amount at risk 53 93 Average attained age of contractholders $ 69 $ 68 Roll-up (net deposits accumulated at a specified rate) Account value $ 30 $ 33 Net amount at risk $ 20 $ 22 Average attained age of contractholders 80 80 Higher of ratchet or roll-up Account value $ 2,145 $ 2,245 Net amount at risk $ 1,140 $ 1,362 Average attained age of contractholders 76 76 Total of guaranteed benefits categorized above Account value $ 5,345 $ 5,449 Net amount at risk $ 1,226 $ 1,500 Average attained age of contractholders (weighted by account value) 69 69 Number of contractholders 121,968 133,441
GUARANTEED MINIMUM INCOME BENEFIT The Company previously issued variable annuity contracts with a guaranteed minimum income benefit ("GMIB") feature. The GMIB liability as of December 31, 2012 was $6.0 million with a benefit paid of approximately $2.0 million for the year ended December 31, 2012. The GMIB liability as of December 31, 2011 was $8.4 million with a benefit paid of approximately $4.7 million for the year ended December 31, 2011. Similar to the approach employed to value the GMDB reserve, the fair value reserve for the GMIB feature was computed using a risk neutral approach. The reserve was determined by estimating the present value of future GMIB benefits expected to be paid less the present value of future GMIB fees charged to the policyholders, over a range of stochastic scenarios. 14 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 5. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944-80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG-DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) SALES INDUCEMENTS The Company's variable annuity product offerings included contracts that offered enhanced crediting rates or bonus payments. The following reflects the changes to the deferred sales inducement asset:
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 ---------------------------------------------------------------------------------------- (IN MILLIONS) Balance at beginning of year $ - $ - Acquisition expenses deferred 1.3 2.9 Reinsurance ceded (1.3) (2.9) ------------------------------ Balance at end of year $ - $ - ==============================
SEPARATE ACCOUNTS WITH CREDITED INTEREST GUARANTEES The Company issued variable annuity and life contracts through its separate accounts for which net investment income and investment gains and losses accrue directly to, and investment risk is borne by, the contractholder. The Company also issued variable annuity and life contracts through separate accounts where the Company contractually guarantees to the contractholder the total deposits made to the contract less any partial withdrawals plus a minimum return. The market value adjusted ("MVA") product attributable to a third party was assumed on a modified coinsurance basis. Therefore, the assets related to these liabilities are recorded as a modified coinsurance receivable which is included within recoverable from reinsurers. See Note 13 for further information on reinsurance. The Company had the following variable annuities with guaranteed minimum returns:
DECEMBER 31, 2012 2011 ---------------------------------------------------------------------------------- (IN MILLIONS) Account value $ 15.1 $ 19.4 Range of guaranteed minimum return rates 2.8 - 3.5% 2.8 - 3.5%
Account balances of these contracts with guaranteed minimum returns were invested as follows:
DECEMBER 31, 2012 2011 ------------------------------------------------------------------------------- (IN MILLIONS) Asset Type: Fixed maturities $ 24.2 $ 26.7 Cash and cash equivalents 2.1 1.8 -------------------------------- Total $ 26.3 $ 28.5 ================================
15 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 6. INVESTMENTS A. FIXED MATURITIES The amortized cost and fair value for fixed maturities were as follows:
AVAILABLE-FOR-SALE FIXED MATURITIES -------------------------------------------------------------------------------------------------------- GROSS GROSS AMORTIZED UNREALIZED UNREALIZED FAIR DECEMBER 31, 2012 COST GAINS LOSSES VALUE -------------------------------------------------------------------------------------------------------- (IN MILLIONS) U.S. Treasury securities and U.S. government and agency securities $ 441.0 $ 35.4 $ (4.4) $ 472.0 States and political subdivisions 454.1 73.0 (0.8) 526.3 Emerging markets 1.6 0.1 - 1.7 Corporate fixed maturities 2,086.5 145.7 (3.4) 2,228.8 Structured securities 3,580.9 340.2 (9.7) 3,911.4 ------------------------------------------------------ Total available-for-sale fixed maturities $ 6,564.1 $ 594.4 $ (18.3) $ 7,140.2 ======================================================
AVAILABLE-FOR-SALE FIXED MATURITIES -------------------------------------------------------------------------------------------------------- GROSS GROSS AMORTIZED UNREALIZED UNREALIZED FAIR DECEMBER 31, 2011 COST GAINS LOSSES VALUE -------------------------------------------------------------------------------------------------------- (IN MILLIONS) U.S. Treasury securities and U.S. government $ 456.6 $ 68.2 $ - $ 524.8 and agency securities States and political subdivisions 292.8 46.2 - 339.0 Foreign governments 18.2 0.2 (0.2) 18.2 Corporate fixed maturities 1,229.5 84.7 (8.8) 1,305.4 Structured securities 1,642.2 40.2 (99.2) 1,583.2 ------------------------------------------------------ Total available-for-sale fixed maturities $ 3,639.3 $ 239.5 $ (108.2) $ 3,770.6 ======================================================
At December 31, 2012 and 2011, the amortized cost and fair value of the assets on deposit with various state and governmental authorities were $139.7 and $168.7 million, and $88.4 and $92.4 million, respectively. The Company entered into various derivative and other arrangements that required assets, such as cash and fixed maturities, to be pledged or received as collateral. At December 31, 2012 and 2011, cash and fixed maturities held as collateral were $47.4 and $40.5 million, respectively. The amortized cost and fair value by maturity periods for fixed maturities are shown below. Actual maturities may differ from contractual maturities, because borrowers may have the right to call or prepay obligations with or without call or prepayment penalties, or the Company may have the right to put or sell the obligations back to the issuers. Structured securities are included in the category representing their contractual maturity. The maturity distribution for available-for-sale fixed maturity securities is as follows:
AS OF DECEMBER 31, 2012 AMORTIZED COST FAIR VALUE ------------------------------------------------------------------------------------- (IN MILLIONS) Due in one year or less $ 76.5 $ 76.9 Due after one year through five years 2,212.9 2,325.3 Due after five years through ten years - - Due after ten years 4,274.7 4,738.0 --------------------------------------- Total $ 6,564.1 $ 7,140.2 =======================================
16 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 6. INVESTMENTS (CONTINUED) B. COMMERCIAL MORTGAGE LOANS The maturity distribution for commercial mortgage loans is as follows: AS OF DECEMBER 31, 2012 AMORTIZED COST -------------------------------------------------- (IN MILLIONS) 2013 $ 66.9 2014 67.9 2015 75.4 2016 20.6 2017 22.6 2018 and thereafter 132.3 ------------------- Total $ 385.7 =================== Actual maturities could differ from contractual maturities, because borrowers may have the right to prepay with or without prepayment penalties and loans may be refinanced. The Company individually and collectively evaluates all its mortgage loans for impairment. The credit quality indicator for the Company's CML's is an internal measure based on the borrower's ability to pay and the value of the underlying collateral. The internal risk rating is related to an increasing likelihood of loss, with a low quality rating representing the category in which a loss is first expected. There were no loans in arrears as of December 31, 2012. The Company's ALLL allowance was $6.7 million as of December 31, 2012. There were no loans in arrears and no valuation allowances deemed necessary as of December 31, 2011. The Company diversifies its commercial mortgage loan portfolio by both geographic region and property type to reduce the risk of concentration. The following tables present the Company's CML's by geographic region and property type. AMORTIZED COST AS OF DECEMBER 31, 2012 2011 ----------------------------------------------------------------------- (IN MILLIONS) California $ 66.2 $ 16.0 New York 54.5 40.8 Virginia 51.9 47.7 Florida 41.1 36.2 Washington 36.1 17.8 Ohio 25.1 - Pennsylvania 19.7 - Maryland 13.1 - Colorado 12.0 - Kentucky 9.0 - Utah 8.2 - North Carolina 8.0 - Idaho 7.0 - New Jersey 6.2 - Minnesota 5.6 18.6 Massachusetts 4.2 - Oregon 3.9 - Missouri 3.1 - Arizona 2.5 - Tennessee 2.3 - South Carolina 2.0 - Nebraska 1.8 10.0 Multiple 2.2 10.4 ---------------- ----------------- Total by Region $ 385.7 $ 197.5 ================ ================= 17 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 6. INVESTMENTS (CONTINUED) AMORTIZED COST AS OF DECEMBER 31, 2012 2011 ----------------------------------------------------------------------------- (IN MILLIONS) Office Building $ 141.2 $ 91.8 Retail 110.9 17.0 Warehouse 68.4 33.9 Apartment 45.3 38.1 Other Commercial 19.7 15.9 Industrial 0.2 0.8 ------------------- ------------------- Total by Property Type $ 385.7 $ 197.5 =================== =================== C. DERIVATIVE INSTRUMENTS The Company manages its risk through the purchase of equity derivative put options, swaps and equity futures used to protect against increases in GMDB liability in the event that the market declines; trading in interest rate derivatives to manage certain guaranteed crediting rate risks; and trading in credit derivatives to manage counterparty risk on reinsurance transactions. In addition, the Company invests in exchange traded futures and options as part of its overall diversification and total return objectives. The Company's embedded derivatives relate to reinsurance contracts that are accounted for on a modified coinsurance basis. Under such arrangements, the ceding company owns the assets backing the liabilities and transfers the investment returns on the pool of assets to the reinsurer; the reinsurer records a "modco" loan receivable for the assets held by the ceding company. An embedded derivative exists because the arrangement exposes the reinsurer to third-party credit risk. The Company does not employ hedge accounting. Management monitors the Company's derivative activities by reviewing portfolio activities and risk levels. Management also oversees all derivative transactions to ensure that the types of transactions entered into and the results obtained from those transactions are consistent with both the Company's risk management strategy and Company policies and procedures. The fair value of the derivative assets and liabilities were as follows:
AS OF DECEMBER 2012 --------------------------------------------------------------------------------------------------------------------- (IN MILLIONS, EXCEPT NUMBER OF CONTRACTS) DERIVATIVE DERIVATIVE NUMBER OF ASSETS LIABILITIES CONTRACTS ----------------------------------------------- Derivative contracts -------------------- Equity and non-hedging futures $ 16.0 $ - 10,680 GMDB product derivatives 54.5 - 574,280 Embedded derivatives under modified coinsurance contracts 97.8 283.4 4 ----------------------------------------------- Gross fair value of derivative contracts $ 168.3 $ 283.4 584,964 =============================================== Fair value included within total assets $ 168.3 ================ Fair value included within total liabilities $ 283.4 ==============
18 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 6. INVESTMENTS (CONTINUED) C. DERIVATIVE INSTRUMENTS (CONTINUED)
AS OF DECEMBER 2011 --------------------------------------------------------------------------------------------------------------------- (IN MILLIONS, EXCEPT NUMBER OF CONTRACTS) DERIVATIVE DERIVATIVE NUMBER OF ASSETS LIABILITIES CONTRACTS -------------------------------------------------- Derivative contracts -------------------- Equity and non-hedging futures $ 39.3 $ - 9,131 GMDB product derivatives 48.5 - 471,956 Embedded derivatives under modified coinsurance contracts 58.9 - 3 -------------------------------------------------- Gross fair value of derivative contracts $ 146.7 $ - 481,090 ================================================== Fair value included within total assets $ 146.7 ================ Fair value included within total liabilities $ - ==============
The derivative gains and losses for the year ended December 31, 2012 are reported as follows:
AMOUNT OF (LOSS)/GAIN LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME ON DERIVATIVE CONTRACTS INCOME ON DERIVATIVES DERIVATIVES -------------------------------------------------------------------------------------------------------------------------------- General account derivatives Net realized investment (losses)/gains $ (2.3) ----------------- GMDB product derivatives (Losses)/gains on derivative instruments (118.6) Embedded derivatives under modified coinsurance contacts (Losses)/gains on derivative instruments (128.5) ----------------- (247.1) ----------------- Total (loss) $ (249.4) =================
The derivative gains and losses for the year ended December 31, 2011 are reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME ON DERIVATIVE CONTRACTS INCOME ON DERIVATIVES DERIVATIVES -------------------------------------------------------------------------------------------------------------------------------- General account derivatives Net realized investment gains/(losses) $ 3.4 --------------- Foreign currency swap Gains/(losses) on derivative instruments 0.8 GMDB product derivatives Gains/(losses) on derivative instruments 20.0 Credit default swaps Gains/(losses) on derivative instruments (0.6) Embedded derivatives under modified coinsurance contacts Gains/(losses) on derivative instruments 112.8 --------------- 133.0 --------------- Total gain $ 136.4 ===============
The derivative gains and losses for the year ended December 31, 2010 are reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME ON DERIVATIVE CONTRACTS INCOME ON DERIVATIVES DERIVATIVES -------------------------------------------------------------------------------------------------------------------------------- General account derivatives Net realized investment gains/(losses) $ (4.4) --------------- Foreign currency swap Gains/(losses) on derivative instruments (0.6) GMDB product derivatives Gains/(losses) on derivative instruments (65.5) Credit default swaps Gains/(losses) on derivative instruments (1.6) Embedded derivatives under modified coinsurance contacts Gains/(losses) on derivative instruments 72.6 --------------- 4.9 --------------- Total gain $ 0.5 ===============
19 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 6. INVESTMENTS (CONTINUED) D. OTHER-THAN-TEMPORARY IMPAIRMENT The table below presents a rollforward of the cumulative credit loss component of OTTI impairment losses recognized in earnings on fixed maturity securities still held by the Company at December 31, 2012 and 2011, respectively, for which a portion of the OTTI losses were recognized in other comprehensive income:
2012 2011 ------------------- ------------------ (IN MILLIONS) BALANCE AT BEGINNING OF YEAR $ 3.9 $ 3.7 Additions: Initial impairments - credit loss OTTI recognized on securities not previously impaired - 0.2 Reductions: Due to sales (or maturities, pay downs or prepayments) during the period of securities previously credit loss OTTI impaired - - ------------------- ------------------ BALANCE AT END OF YEAR $ 3.9 $ 3.9 =================== ==================
E. SECURITIES IN A CONTINUOUS UNREALIZED LOSS POSITION The following table provides information about the Company's available-for-sale fixed maturities that have been continuously in an unrealized loss position.
----------------------------------------------------------------------------------------------------------------- DECEMBER 31, 2012 GROSS NUMBER OF (IN MILLIONS, EXCEPT NUMBER OF SECURITIES) UNREALIZED FAIR SECURITIES WITH GROSS LOSSES VALUE UNREALIZED LOSSES ----------------------------------------------------------------------------------------------------------------- Investment grade fixed maturities (1): 0-12 months $ 13.3 $ 610.6 82 Greater than 12 months 1.1 16.7 14 ----------------------------------------------------------------- Total investment grade fixed maturities $ 14.4 $ 627.3 96 ----------------------------------------------------------------- Below investment grade fixed maturities: 0-12 months $ 3.0 $ 201.1 30 Greater than 12 months 0.9 16.2 7 ----------------------------------------------------------------- Total below investment grade fixed maturities 3.9 217.3 37 ----------------------------------------------------------------- Total fixed maturities $ 18.3 $ 844.6 133 =================================================================
(1) Includes gross unrealized losses for investment grade fixed maturity obligations of the U.S. Treasury, U.S. government and agency securities, states, and political subdivisions of $5.2 million at December 31, 2012. The Company's intent is to hold the securities until anticipated recovery above book values.
----------------------------------------------------------------------------------------------------------------- DECEMBER 31, 2011 GROSS NUMBER OF (IN MILLIONS, EXCEPT NUMBER OF SECURITIES) UNREALIZED FAIR SECURITIES WITH GROSS LOSSES VALUE UNREALIZED LOSSES ----------------------------------------------------------------------------------------------------------------- Investment grade fixed maturities (1): 0-12 months $ 32.6 $ 750.4 104 Greater than 12 months 1.9 12.8 14 ----------------------------------------------------------------- Total investment grade fixed maturities $ 34.5 $ 763.2 118 ----------------------------------------------------------------- Below investment grade fixed maturities: 0-12 months $ 72.3 $ 710.1 120 Greater than 12 months 1.4 9.2 6 ---------------------------------------------------------------- Total below investment grade fixed maturities 73.7 719.3 126 ----------------------------------------------------------------- Total fixed maturities $ 108.2 $ 1,482.5 244 =================================================================
(1) Includes gross unrealized losses for investment grade fixed maturity obligations of the U.S. Treasury, U.S. government and agency securities, states, and political subdivisions of $3 thousand at December 31, 2011. 20 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 6.INVESTMENTS (CONTINUED) F. VARIABLE INTEREST ENTITY Through April 2011, the Company, through its subsidiary FAFLIC, held a Guaranteed Investment Contract through Allmerica Global Funding ("AGF"), a Cayman Islands based entity. AGF was formed as a special purpose vehicle solely for the purposes of issuing debt instruments to third party investors and used the proceeds to purchase investment contracts from the Company. AGF had one medium term note outstanding as of December 31, 2010 for $16.0 million with a 6.0% fixed rate, which was issued in June 1999 and matured on April 12, 2011. AGF was a VIE and was consolidated within the Company as the Company was the primary beneficiary. G. OTHER The Company had the following concentration of investments at fair value that exceeded 10% of shareholder's equity. The table below excludes residential mortgage-backed securities issued by individual sponsors: AS OF DECEMBER 31, 2012 2011 ISSUER NAME (IN MILLIONS) ------------------------------------------------------------------------- U.S. Treasury and Strips $ 406.4 $ 453.9 Bank of America Large Loan 123.9 91.2 7. INVESTMENT INCOME AND GAINS AND LOSSES A. NET INVESTMENT INCOME The components of net investment income were as follows:
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 -------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Fixed maturities - interest and other income $ 301.1 $ 226.3 $ 227.6 Fixed maturities - change in fair value on trading securities 22.0 8.5 7.8 Commercial mortgage loans 9.3 5.7 - Policy loans 21.5 20.9 21.7 Modified coinsurance interest income 66.3 64.5 70.3 Short-term investments and miscellaneous income/(loss) 17.6 0.2 (7.1) ----------------------------------------- Gross investment income 437.8 326.1 320.3 Less: modified coinsurance interest expense (138.4) (121.9) (122.6) Less: funds withheld interest expense (54.4) - - Less: investment expenses (9.8) (6.9) (6.3) ----------------------------------------- Net investment income $ 235.2 $ 197.3 $ 191.4 =========================================
The Company had no fixed maturities on non-accrual status at December 31, 2012, 2011 or 2010. The Company had no fixed maturities which were non-income producing at December 31, 2012, 2011 or 2010. B. NET REALIZED INVESTMENT GAINS AND LOSSES Net realized gains and (losses) on investments were as follows: FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 -------------------------------------------------------------------------------- (IN MILLIONS) Available-for-sale fixed maturities (1) $ 95.0 $ 100.8 $ 94.2 Trading fixed maturities (4.5) 1.5 1.1 Commercial mortgage loans - (1.1) - Affiliate secured note 0.6 - - Other investments (6.1) 0.6 (4.3) -------------------------------- Net realized investment gains 85.0 101.8 91.0 ================================ (1) The Company had no other-than-temporary impairments in 2012 and 2010. The Company recognized other-than-temporary impairments of $0.2 million in 2011. 21 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 7. INVESTMENT INCOME AND GAINS AND LOSSES (CONTINUED) B. NET REALIZED INVESTMENT GAINS AND LOSSES (CONTINUED) The proceeds from voluntary sales of available-for-sale fixed maturities and the gross realized gains and gross realized losses on those sales were as follows: PROCEEDS FROM VOLUNTARY GROSS GROSS FOR THE YEARS ENDED DECEMBER 31, SALES GAINS LOSSES -------------------------------------------------------------------------------- (IN MILLIONS) 2012 Fixed maturities $ 3,522.7 $ 28.2 $ 4.6 2011 Fixed maturities $ 2,414.7 $ 114.7 $ 13.9 2010 Fixed maturities $ 1,683.3 $ 105.6 $ 12.8 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (the exit price). The best evidence of fair value is a quoted price in an active market. If listed prices or quotations are not available, fair value is determined by reference to prices of similar instruments and quoted prices or recent prices in less active markets. U.S. GAAP has a three-level fair value hierarchy for disclosure of fair value measurements. The fair value hierarchy prioritizes inputs to the valuation techniques used to measure fair value, giving the highest priority to level 1 inputs and the lowest priority to level 3 inputs. A financial instrument's level in the fair value hierarchy is based on the lowest level of any input that is significant to fair value measurement. The three levels of the fair value hierarchy are described below: BASIS OF FAIR VALUE MEASUREMENT Level 1 Inputs are unadjusted quoted prices in active markets to which the Company had access at the measurement date for identical, unrestricted assets and liabilities. Level 2 Inputs to valuation techniques are observable either directly or indirectly. Level 3 One or more inputs to valuation techniques are significant and unobservable. The following tables set forth by level within the fair value hierarchy financial assets and liabilities accounted for at fair value under FASB ASC 820 as of December 31, 2012 and 2011. As required by FASB ASC 820, assets and liabilities are classified in their entirety based on the lowest level of input that is significant to the fair value measurement.
DECEMBER 31, 2012 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL --------------------------------------------------------------------------------------------------------------------- Financial Assets Available-for-sale fixed maturities U.S. Treasury securities and U.S. Government and agency securities $ 406.4 $ 65.5 $ - $ 471.9 States and political subdivisions - 526.3 - 526.3 Emerging markets - 1.7 - 1.7 Corporate fixed maturities - 2,228.6 0.2 2,228.8 Structured securities - 3,911.5 - 3,911.5 --------------------------------------------------------- Total available-for-sale fixed maturities 406.4 6,733.6 0.2 7,140.2 ---------------------------------------------------------
22 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED)
DECEMBER 31, 2012 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL --------------------------------------------------------------------------------------------------------------------- Trading fixed maturities U.S. Treasury securities and U.S. Government and agency securities 6.3 - - 6.3 States and political subdivisions - 32.3 - 32.3 Corporate fixed maturities - 334.6 - 334.6 Structured securities - 146.3 - 146.3 --------------------------------------------------------- Total trading fixed maturities 6.3 513.2 - 519.5 --------------------------------------------------------- Derivative instruments receivable Interest rate contracts - 50.8 - 50.8 Equity market contracts - 3.0 0.7 3.7 Foreign currency contracts 0.2 - - 0.2 Futures contracts 16.0 - - 16.0 Embedded derivatives - modco loans - - 97.6 97.6 --------------------------------------------------------- Total derivative instruments receivable 16.2 53.8 98.3 168.3 --------------------------------------------------------- Separate account assets 3,179.8 - - 3,179.8 --------------------------------------------------------- Total assets at fair value $ 3,608.7 $ 7,300.6 $ 98.5 $ 11,007.8 ========================================================= Financial Liabilities Closed Block policy liabilities $ - $ - $ 691.8 $ 691.8 --------------------------------------------------------- Total liabilities at fair value $ - $ - $ 691.8 $ 691.8 =========================================================
DECEMBER 31, 2011 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL --------------------------------------------------------------------------------------------------------------------- Financial Assets Available-for-sale fixed maturities U.S. Treasury securities and U.S. Government and agency securities $ 447.5 $ 77.3 $ - $ 524.8 States and political subdivisions - 339.0 - 339.0 Emerging Markets - 18.2 - 18.2 Corporate fixed maturities 12.0 1,293.1 0.3 1,305.4 Structured securities - 1,583.2 - 1,583.2 --------------------------------------------------------- Total available-for-sale fixed maturities 459.5 3,310.8 0.3 3,770.6 --------------------------------------------------------- Trading fixed maturities U.S. Treasury securities and U.S. Government and agency securities 6.5 2.6 - 9.1 States and political subdivisions - 30.4 - 30.4 Corporate fixed maturities - 331.4 - 331.4 Structured securities - 157.8 - 157.8 --------------------------------------------------------- Total trading fixed maturities 6.5 522.2 - 528.7 --------------------------------------------------------- Derivative instruments receivable Interest rate contracts - 32.9 - 32.9 Equity market contracts 39.3 14.8 0.8 54.9 Embedded derivatives - modco loan - - 58.9 58.9 --------------------------------------------------------- Total derivative instruments receivable 39.3 47.7 59.7 146.7 --------------------------------------------------------- Separate account assets 3,296.1 - - 3,296.1 --------------------------------------------------------- Total assets at fair value $ 3,801.4 $ 3,880.7 $ 60.0 $ 7,742.1 ========================================================= Financial Liabilities Closed Block policy liabilities $ - $ - $ 686.1 $ 686.1 --------------------------------------------------------- Total liabilities at fair value $ - $ - $ 686.1 $ 686.1 =========================================================
23 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) CASH INSTRUMENTS The Company's cash instruments are generally classified within level 1 or level 2, except for insurance liabilities which are classified within level 3. LEVEL 1 CASH INSTRUMENTS: Level 1 cash instruments include U.S. Treasury, agency and government guaranteed fixed maturity securities, foreign government securities and mutual funds held in separate accounts. Level 1 instruments are valued using quoted market prices for identical unrestricted instruments in active markets. LEVEL 2 CASH INSTRUMENTS: Level 2 cash instruments include fixed maturity securities and equity securities for which quoted market prices from active markets are not available. Level 2 cash instruments are priced using observable inputs, which can be verified to quoted prices, recent trading activity for identical or similar instruments, broker or dealer quotations or alternative pricing sources with reasonable levels of price transparency. Consideration is given to the nature of the quotations and the relationship of recent market activity to the prices provided from alternative pricing sources. The Company does not make valuation adjustments to level 2 instruments. LEVEL 3 CASH INSTRUMENTS: Level 3 cash instruments have one or more significant valuation inputs that are not observable. Absent evidence to the contrary, level 3 investments are initially valued at transaction price, which is considered to be the best initial estimate of fair value. Subsequently, the Company uses other methodologies to determine fair value, which vary based on the type of instrument. Valuation inputs and assumptions are changed when corroborated by substantive observable evidence, including values realized on sales of level 3 assets. DERIVATIVE CONTRACTS LEVEL 1 DERIVATIVE CONTRACTS: Level 1 derivatives include exchange traded futures as they are actively traded and are valued at their quoted market price. LEVEL 2 DERIVATIVE CONTRACTS: Level 2 derivatives include most types of derivative instruments utilized by the Company and include derivatives for which all significant valuation inputs are corroborated by market evidence. These derivative contracts are principally valued using an income approach. The Company calculates the fair value of derivative assets by discounting future cash flows at a rate that incorporates counterparty credit spreads and the fair value of derivative liabilities by discounting future cash flows at a rate that incorporates the Company's own credit spreads. When appropriate, valuations are adjusted for various factors such as liquidity, bid/offer spreads and credit considerations. Such adjustments are generally based on available market evidence. INTEREST RATE DERIVATIVES. Valuations for non-option based derivatives are based on present value techniques, which utilize significant inputs that may include the swap yield curve, LIBOR basis curves, and repurchase rates. Valuations for option based derivatives are based on option pricing models, which utilize significant inputs that may include the swap yield curve, LIBOR basis curves, and interest rate volatility. FOREIGN CURRENCY DERIVATIVES. Prices for currency derivatives based on the exchange rates of leading industrialized nations, including those with longer tenors, are generally transparent. EQUITY MARKET DERIVATIVES. Exchange traded and OTC equity derivatives generally have observable market prices, except for contracts with long tenors or reference prices that differ significantly from current market prices. CREDIT DERIVATIVES. Credit derivatives are valued using inputs that may include credit correlation, repurchase rates and the extrapolation beyond observable limits of the swap yield curve and credit curves. 24 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) LEVEL 3 DERIVATIVE CONTRACTS: Level 3 derivatives include credit derivatives and equity market derivatives, which are valued as described in level 2 but have significant unobservable inputs and also includes embedded derivatives which are principally valued using an income approach as explained in detail below. For level 3 equity derivatives, significant level 3 inputs generally include equity volatility inputs for options that are very long-dated. Valuations are based on present value techniques, which may utilize the swap yield curve and the spot equity and bond index level with significant unobservable inputs. FAIR VALUE OF OTHER ASSETS AND LIABILITIES EMBEDDED DERIVATIVES RELATED TO GUARANTEED MINIMUM BENEFITS These embedded derivatives are principally valued using an income approach. Valuations are based on option pricing techniques, which utilize significant inputs that may include swap yield curve and implied volatilities. These embedded derivatives result in Level 3 classification because one or more of the significant inputs are not observable in the market or cannot be derived principally from, or corroborated by, observable market data. Significant unobservable inputs generally include the extrapolation beyond observable limits of the swap yield curve and implied volatilities, actuarial assumptions for policyholder behavior and mortality and the potential variability in policyholder behavior and mortality, nonperformance risk, counterparty credit spreads and cost of capital for purposes of calculating the risk margin. CLOSED BLOCK POLICY LIABILITIES The fair value of the Closed Block policy liabilities is calculated as the sum of the fair value of Closed Block assets, an adjustment to the fair value of Closed Block assets for non-performance risk, fair value of the Closed Block maintenance expenses, and a risk margin based on the cost of holding capital to back the Closed Block. The estimated fair value for the provision for maintenance expense is determined by calculating the annual cost associated with administering the applicable policies, including servicing costs as well as provisions for overhead, both adjusted for inflation. The annual cost is discounted at a fair value rate, approximating risk free, with a provision for non-performance risk. The estimated fair value of the provision for cost of capital is determined by calculating an annual cost inherent in having to hold risk capital to back the business. This amount is generally determined by using standard regulatory metrics to determine how much capital should be held. The amount of capital held is reduced by the net investment income that would be earned from the assets backing the capital. The annual cost is discounted at a rate determined to approximate a market participant's hurdle rate. As the liability cash flows in total are based on the asset cash flows, the basic value of the liabilities are equal to the fair value of the Closed Block assets. By utilizing market participant assumptions, the Closed Block policy liabilities contain unobservable inputs resulting in a fair value measurement of level 3. TRANSFERS INTO OR OUT OF LEVEL 3: Overall, transfers into and/or out of Level 3 are attributable to a change in the observability of inputs. Assets and liabilities are transferred into Level 3 when a significant input cannot be corroborated with market observable data. This occurs when market activity decreases significantly and underlying inputs cannot be observed, current prices are not available, and/or when there are significant variances in quoted prices, thereby affecting transparency. Assets and liabilities are transferred out of Level 3 when circumstances change such that a significant input can be corroborated with market observable data. This may be due to a significant increase in market activity, a specific event, or one or more significant input(s) becoming observable. Transfers into and/or out of any level are assumed to occur at the beginning of the period. 25 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) The tables below set forth a summary of changes in the fair value of the Company's level 3 financial assets and liabilities for the years ended December 31, 2012 and 2011. The tables reflect gains and losses for the full year for all financial assets and liabilities categorized as level 3 as at December 31, 2012 and December 31, 2011.
NET UNREALIZED GAINS/ (LOSSES) RELATING TO NET INSTRUMENTS TRANSFERS BALANCE, NET REALIZED STILL HELD AT IN AND/OR BALANCE, BEGINNING OF GAINS/ THE REPORTING NET OUT OF END OF YEAR ENDED DECEMBER 2012 YEAR (LOSSES) DATE SETTLEMENTS LEVEL 3 YEAR ----------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Financial Assets Available-for-sale fixed maturities Corporate fixed maturities $ 0.3 $ - $ (0.1) $ - $ - $ 0.2 Derivative contracts Equity market 0.8 - (0.1) - - 0.7 Embedded derivative 58.9 - 38.7 - - 97.6 --------------------------------------------------------------------------------- Total derivative contracts 59.7 - 38.6 - - 98.3 --------------------------------------------------------------------------------- Total assets $ 60.0 $ - $ 38.5 $ - $ - $ 98.5 ================================================================================= Financial Liabilities Closed Block policy Liabilities $ 686.1 $ (16.3)(1) $ 22.0 $ - $ - $ 691.8 --------------------------------------------------------------------------------- Total liabilities $ 686.1 $ (16.3) $ 22.0 $ - $ - $ 691.8 =================================================================================
(1) Included in the net realized gains/(losses) is ($4.5) million of realized losses from the Company's trading portfolio and a release of policyholder benefits ($15.5) million offset by an increase in maintenance expenses of $1.6 million and cost of capital charges of $2.1 million for the year ended December 31, 2012. 26 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED)
NET UNREALIZED GAINS/ (LOSSES) RELATING TO NET NET NET INSTRUMENTS PURCHASES, TRANSFERS BALANCE, REALIZED STILL HELD AT ISSUANCES IN AND/OR BALANCE, BEGINNING OF GAINS/ THE REPORTING AND OUT OF END OF YEAR ENDED DECEMBER 2011 YEAR (LOSSES) DATE SETTLEMENTS LEVEL 3 YEAR ----------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Financial Assets Available-for-sale fixed maturities Corporate fixed maturities $ 0.3 $ - $ - $ - $ - $ 0.3 Derivative contracts Equity market 1.2 - 0.2 - (0.6) 0.8 Embedded derivative 59.0 - (0.1) - - 58.9 --------------------------------------------------------------------------------- Total derivative contracts 60.2 - 0.1 - (0.6) 59.7 --------------------------------------------------------------------------------- Total assets $ 60.5 $ - $ 0.1 $ - $ (0.6) $ 60.0 ================================================================================= Financial Liabilities Closed Block policy liabilities $ 688.3 $ (10.7)(1) $ 8.5 $ - $ - $ 686.1 Derivative contracts Credit 0.5 0.4 - (0.9) - - Embedded derivative 96.9 - (96.9) - - - --------------------------------------------------------------------------------- Total derivative contracts 97.4 0.4 (96.9) (0.9) - - --------------------------------------------------------------------------------- Total liabilities $ 785.7 $ (10.3) $ (88.4) $ (0.9) $ - $ 686.1 =================================================================================
(1) Included in the net realized gains/(losses) is $1.5 million of realized gains from the Company's trading portfolio offset by maintenance expenses of ($1.0) million, cost of capital charges of ($4.3) million, and a release of policyholder benefits of ($6.9) million for the year ended December 31, 2011. The following methods and assumptions are used to estimate the fair value of each class of financial instruments that are not held at fair value as required by FASB ASC 825-10-15, "Financial Instrument Disclosures." COMMERCIAL MORTGAGE LOANS The fair values of mortgages and other loans are estimated by discounting future cash flows using current rates at which similar loans would be made to borrowers with similar credit ratings and for the same remaining maturities. POLICY LOANS For policy loans with fixed interest rates, estimated fair values are determined by using discounted cash flow models applied to groups of similar policy loans determined by the nature of the underlying insurance liabilities. Cash flow estimates are developed by applying a weighted-average interest rate to the outstanding principal balance of the respective group of policy loans and an estimated average maturity determined through experience studies of the past performance of policyholder repayment behavior for similar loans. These cash flows are discounted using current risk-free interest rates with no adjustment for borrower credit risk as these loans are fully collateralized by the cash surrender value of the underlying insurance policy. The estimated fair value for policy loans with variable interest rates approximates carrying value due to the absence of borrower credit risk and the short time period between interest rate resets, which presents minimal risk of a material change in estimated fair value due to changes in market interest rates. 27 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) SECURITIES SOLD UNDER AGREEMENTS TO REPURCHASE During March of 2010, the Company entered into a series of third party repurchase agreements. The notional value as of December 31, 2012 and 2011 was approximately $115.4 and $99.7 million, respectively. The Company posted $115.4 and $99.7 million in Treasury securities as collateral for these transactions as of December 31, 2012 and 2011, respectively. Fair value is estimated based on expected future cash flows and interest rates. INVESTMENT CONTRACTS (WITHOUT MORTALITY FEATURES) Fair value of liabilities under supplementary contracts without life contingencies is estimated based on current fund balances and fair value of other individual contract funds represents the present value of future policy benefits. The following presents carrying amounts and fair values of the Company's financial instruments not carried at fair value as of December 31, 2012 and 2011:
2012 2011 ----------------------------------------------------------- CARRYING FAIR CARRYING FAIR DECEMBER 31, VALUE VALUE VALUE VALUE --------------------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Financial Assets Commercial mortgage loans $ 385.7 $ 391.7 $ 197.5 $ 199.9 Policy loans 316.3 416.8 299.0 398.1 ----------------------------------------------------------- $ 702.0 $ 808.5 $ 496.5 $ 598.0 =========================================================== Financial Liabilities Securities sold under agreements to repurchase $ 115.4 $ 115.4 $ 99.7 $ 99.7 Supplementary contracts without life contingencies 5.5 5.5 5.7 5.7 Other individual contract deposit funds 4,261.7 4,214.8 1,457.1 1,457.1 ----------------------------------------------------------- $ 4,382.6 $ 4,335.7 $ 1,562.5 $ 1,562.5 ===========================================================
28 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 9. CLOSED BLOCK Summarized financial information of the Closed Block is as follows:
BALANCE SHEETS DECEMBER 31 2012 2011 ------------------------------------------------------------------------------------------------------------- (IN MILLIONS) ASSETS Investments: Trading fixed maturities at fair value (amortized cost of $453.9 $ 519.5 $ 528.7 and $485.0 in 2012 and 2011, respectively) Policy loans 86.1 93.3 Cash and cash equivalents 29.0 8.2 Accrued investment income 8.7 9.3 Deferred federal income taxes 21.2 19.7 Other assets 1.3 1.4 -------------------------------- Total assets $ 665.8 $ 660.6 -------------------------------- LIABILITIES Policy liabilities and accruals at fair value $ 604.6 $ 596.5 Policyholder dividend obligation at fair value (1) 75.1 76.9 Policyholder dividends payable at fair value (1) 12.1 12.7 Other liabilities 5.2 4.4 -------------------------------- Total liabilities $ 697.0 $ 690.5 -------------------------------- Excess of Closed Block liabilities over assets designated to the Closed Block and maximum future earnings to be recognized from Closed Block assets and liabilities $ 31.2 $ 29.9 ================================
(1) Included within contractholder deposit funds and other policy liabilities in the accompanying Consolidated Balance Sheets.
STATEMENTS OF INCOME FOR THE YEARS ENDED DECEMBER 31 2012 2011 2010 ------------------------------------------------------------------------------------------------------------- (IN MILLIONS) REVENUES Premiums and other income $ 17.6 $ 18.0 $ 19.4 Net investment income 56.2 46.9 49.5 Net realized investment (losses)/gains (4.5) 1.5 1.1 ------------------------------------------ Total revenues 69.3 66.4 70.0 ------------------------------------------ BENEFITS AND EXPENSES Policy benefits 70.7 54.6 68.3 Other expenses 0.5 0.5 0.4 ------------------------------------------ Total benefits and expenses 71.2 55.1 68.7 ------------------------------------------ ------------------------------------------ Net contribution (to)/from the Closed Block $ (1.9) $ 11.3 $ 1.3 ------------------------------------------
Many expenses related to Closed Block operations are charged to operations outside the Closed Block; accordingly, the contribution from the Closed Block does not represent the actual profitability of the Closed Block operations. 29 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 10. FEDERAL INCOME TAXES PROVISION FOR INCOME TAXES Income taxes are provided for using the asset and liability method under which deferred tax assets and liabilities are recognized for temporary differences between the financial reporting and tax bases of assets and liabilities. The Company reports interest expense related to income tax matters in Federal income tax (benefit)/expense, and income tax penalties in other operating expenses in the Consolidated Statements of Income. The Company is expected to file a consolidated tax return with Goldman Sachs for the period January 1, 2012 through December 31, 2012. Any net operating loss carryforwards or foreign tax credits from prior to the acquisition date of December 30, 2005 can only be used against the income of the Company. A written agreement sets out the method of allocating tax between the companies and, in general, it is based upon the separately calculated liability of each consolidated member of Goldman Sachs with credit provided for losses used by other group members. FAFLIC will file a stand alone tax return for the period January 1, 2012 through December 31, 2012. Due to the purchase of FAFLIC, the capital loss carryforward acquired is subject to I.R.C. Section 382, which provides an annual limit on utilization and can only be used against the income of FAFLIC. The Company filed a consolidated tax return with Goldman Sachs for the period January 1, 2011 through December 31, 2011. The Company filed a consolidated tax return with FAFLIC for the period January 1, 2010 through December 31, 2010. The Company received payments for tax benefits in the amount of $57.3 million in 2011. The tables below present the components of the provision/(benefit) for taxes and a reconciliation of the U.S. federal statutory income tax rate to the Company's effective income tax rate.
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ----------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Federal income tax (benefit)/expense Current tax expense/(benefit) $ 74.2 $ (52.8) $ - Deferred tax (benefit)/expense (111.8) 144.4 42.7 ------------------------------------------- Total $ (37.6) $ 91.6 $ 42.7 ===========================================
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ----------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Expected federal income tax (benefit)/expense $ (32.9) $ 99.3 $ 56.7 Dividend received deduction (4.0) (4.4) (4.5) Prior years' federal income tax adjustment (0.8) (2.9) (2.9) Tax credits 0.1 (0.4) (0.5) Valuation allowance - - (6.1) ------------------------------------------- Federal income tax (benefit)/expense $ (37.6) $ 91.6 $ 42.7 ===========================================
DEFERRED INCOME TAXES Deferred income taxes reflect the net tax effects of temporary differences between the financial reporting and tax bases of assets and liabilites. These temporary differences result in taxable or deductible amounts in future years and are measured using the tax rates and laws that will be in effect when such differences are expected to reverse. Valuation allowances are established to reduce deferred tax assets to the amount that more likely than not will be realized. 30 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 10. FEDERAL INCOME TAXES (CONTINUED) Following are the components of the Company's deferred tax assets and liabilities.
DECEMBER 31, 2012 2011 --------------------------------------------------------------------------------------------- (IN MILLIONS) Deferred tax asset Insurance reserves $ 122.6 $ 70.5 Sec. 848 capitalization 67.4 50.2 Tax credit carryforwards 6.1 6.1 Loss carryforwards 28.6 35.4 Ceding commission 4.4 6.4 Accrued policyholder dividends 4.2 4.5 Deferred compensation 1.8 2.5 ------------------------- Subtotal deferred tax asset 235.1 175.6 Valuation allowance (6.1) (6.1) ------------------------- Total deferred tax asset, net $ 229.0 $ 169.5 ------------------------- Deferred tax liability VOBA/DAC $ (103.5) $ (85.6) Investments, net (170.1) (101.0) Fair value adjustment - Closed Block (23.0) (15.3) Other, net (5.4) (9.5) ------------------------- Total deferred tax liability (302.0) (211.4) ------------------------- Total deferred tax (liability), net $ (73.0) $ (41.9) =========================
The Company has recorded a valuation allowance against tax benefits from foreign tax credit carryforwards of $6.1 million for the tax year ended December 31, 2012 and 2011, as it is the Company's opinion that it is more likely than not that these deferred tax assets will not be fully realized. In management's judgment, the remaining gross deferred tax asset will more likely than not be realized through reductions of future taxes, except as otherwise noted. This conclusion is based primarily on a review of expected taxable income and considers all available evidence, both positive and negative. At December 31, 2012, the Company has foreign tax credit carryforwards of $6.1 million that will expire beginning in 2013, net operating loss carryforwards of $28.5 million that begin to expire in 2017 and no capital loss carryforwards. At December 31, 2011, the Company had foreign tax credit carryforwards of $6.1 million that will expire beginning in 2013, net operating loss carryforwards of $33.3 million that begin to expire in 2017 and no capital loss carryforwards. All tax credits and net operating loss carryforwards for the Company were generated prior to 2006 are subject to annual limitations on utilization. FAFLIC has a capital loss carryforward of $79 thousand at December 31, 2012 ($2.1 million at December 31, 2011) that expires in 2013 and is also subject to annual limitations on utilization. UNRECOGNIZED TAX BENEFITS The Company recognizes tax positions in the financials statements only when it is more likely than not that the position will be sustained on examination by the relevant taxing authority based on the technical merits of the position. A position that meets this standard is measured at the largest amount of benefit that will more likely than not be realized on settlement. A liability is established for differences between position taken in a tax return and amounts recognized in the financial statements. The Company believes that its income tax filing positions and deductions will be sustained on audit and does not anticipate any adjustments that will impact the Company's financial condition, results of income or cash flows. As of December 31, 2012 and December 31, 2011, the Company did not record a liability related to accounting for uncertainty in income taxes. REGULATORY TAX EXAMINATIONS The Company's and FAFLIC's federal income tax returns are routinely audited by the IRS, and when appropriate, provisions are made in the financial statements in anticipation of the results of these audits. The Company's exam period is open in 2006 and forward. FAFLIC's exam period is open in 2007 and forward. The Hanover Group ("THG") has agreed to indemnify the Company, FAFLIC and Goldman Sachs with respect to tax liabilities for periods before the acquisition as provided in the transaction agreements of both entities. 31 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 11. DIVIDEND RESTRICTIONS Massachusetts has enacted laws governing the payment of dividends to shareholders by insurers, which affect the dividend paying ability of the Company. The Company must obtain written approval from the Commissioner prior to the declaration of any dividend whilst it maintains a negative unassigned surplus. The Company must meet minimum capital and surplus requirements under a risk-based capital ("RBC") formula. RBC is the standard measurement of an insurance company's required capital on a statutory basis. It is based on a formula calculated by applying factors to various assets, premium and statutory reserve items. The formula takes into account the risk characteristics of the insurer, including asset risk, insurance risk, interest rate risk and business risk. Regulatory action is tied to the amount of a company's surplus deficit under the RBC formula. Goldman Sachs has an agreement with the Massachusetts Division of Insurance to maintain total adjusted capital levels at a minimum of 100% of the Company's Company Action Level, which was $72.0 and $71.7 million at December 31, 2012 and 2011, respectively. Total adjusted capital for life insurance companies is defined as statutory capital and surplus, plus asset valuation reserve, plus 50% of dividends apportioned for payment and was $371.3 and $403.9 million at December 31, 2012 and 2011, respectively, for the Company. FAFLIC, a Massachusetts domiciled insurance company, is subject to and in compliance with similar minimum capital and surplus requirements. In 2012, the Company declared a dividend payable of $150.0 million to its stockholder of record, Goldman Sachs, which was paid in January 2013. In 2011, the Company declared a dividend payable of $160.0 million to Goldman Sachs which was paid in January 2012. In 2010, the Company declared and paid a dividend of $250.0 million to Goldman Sachs. The Company received permission from the Commissioner prior to payment of each of the aforementioned dividends. 12. VALUE OF BUSINESS ACQUIRED The changes in VOBA for the years ended December 31 were as follows:
(IN MILLIONS) 2012 2011 ---------------------------- Balance, at beginning of year $ 23.1 $ 27.3 Business acquired 47.7 - Amortized to expense during the year (3.5) (4.3) Adjustment for unrealized investment (gains)/losses during the year (4.4) 0.1 ---------------------------- Balance, at end of year $ 62.9 $ 23.1 ============================
Effective July 1, 2012, the Company recaptured a ceded block of Universal Life business resulting in an intial VOBA balance of $47.7 million In 2010, the amount amortized to expense was $2.9 million. Estimated future amortization of VOBA as of December 31, 2012 is as follows: (IN MILLIONS) 2013 $ 3.7 2014 3.5 2015 3.3 2016 3.2 2017 3.0 2018 and thereafter 46.2 ---------- Total $ 62.9 ========== 13. REINSURANCE The Company seeks to diversify risk and limit its overall financial exposure via reinsurance. In addition, consistent with the overall business strategy, the Company assumes certain policy risks written by other insurance companies on a coinsurance, modified coinsurance, and funds withheld coinsurance basis. Under a coinsurance arrangement, depending upon the terms of the contract, the reinsurer may share in the risk of loss due to mortality or morbidity, lapses, and the investment risk, if any, inherent in the underlying policy. Modified coinsurance and funds withheld coinsurance differ from coinsurance in that the assets supporting the reserves are retained by the ceding company while the risk is transferred to the reinsurer. 32 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 13. REINSURANCE (CONTINUED) As discussed in Note 4 - Significant Transactions, effective July 1, 2012, the Company ceded via funds withheld coinsurance, 90% of a block of fixed annuity business to an affiliate, Arrow Re. As of December 2012, the ceded reserves under this contract were $2.4 billion. As discussed in Note 4 - Significant Transactions, effective July 1, 2012, the Company terminated a coinsurance agreement with a third party whereby the Company recaptured a ceded block of Universal Life business with reserves of approximately $384.6 million. As discussed in Note 4 - Significant Transactions, effective July 1, 2012, the Company entered into a coinsurance agreement with a third party whereby the Company assumed approximately $1.6 billion of fixed annuity deposit liabilities. As discussed in Note 4 - Significant Transactions, in 2012 and 2011 the Company entered into a coinsurance agreement with a third party whereby the Company assumed a total of approximately $3.0 billion ($1.5 billion in 2012 and $1.5 billion in 2011) of fixed annuity deposit liabilities. The Company entered into a coinsurance agreement to cede the entire Fidelity Mutual Life Insurance Company ("FML") block of business to its affiliate, Columbia Capital Life Reinsurance Company ("Columbia"). As of December 31, 2012 and 2011, the Company ceded reserves of $496.0 and $525.2 million, respectively. The Company also cedes 100% of its direct fixed annuity insurance business to Columbia. As of December 31, 2012 and 2011, the Company ceded reserves of $31.9 and $33.3 million, respectively. The Company maintains a number of reinsurance treaties whereby the Company assumes on a coinsurance basis and modified coinsurance basis life, fixed and variable annuities, universal life and variable universal life insurance policies. The Company also maintains other reinsurance treaties including the cession of non core universal life business, certain individual disability income policies, and discontinued accident and health insurance. The effects of reinsurance were as follows:
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 ------------------------------------------------------------------------------------ (IN MILLIONS) Policy liabilities and accruals: Direct $ 3,065.5 $ 3,160.4 Assumed - non-affiliated 6,818.4 3,864.6 ----------------------------------- Total policy liabilities and accruals: 9,883.9 7,025.0 ----------------------------------- Ceded - affiliated (1) (6,377.5) (3,979.2) Ceded - non-affiliated (1) (247.2) (660.6) ----------------------------------- Total ceded policy liabilities and accruals: (6,624.7) (4,639.8) ----------------------------------- Net policy liabilities and accruals $ 3,259.2 $ 2,385.2 ===================================
(1) Included within reinsurance receivable on paid and unpaid losses, benefits, unearned premiums, modified coinsurance and funds withheld coinsurance within the Consolidated Balance Sheets. The Company determines the appropriate amount of reinsurance based on evaluation of the risks accepted and on market conditions (including the availability and pricing of reinsurance). The Company evaluates the financial condition of its reinsurers and monitors concentrations of credit risk. Based on its review of its reinsurers' financial statements and reputations in the reinsurance marketplace, the Company believes that it does not have any uncollectible reinsurance recoverables and, accordingly, the Company has not established any reserves for uncollectible reinsurance at December 31, 2012 or 2011, respectively. As of December 31, 2012 and 2011, the Company's only concentrations of credit risk greater than 10% of the Company's shareholder's equity were with its affiliates, Columbia, Ariel Capital Re and Arrow Re. Reinsurance recoverables at December 31, 2012 and 2011 of approximately $527.9 and $558.5 million, respectively, related to the blocks of business reinsured with Columbia, and approximately $2.2 and $2.2 billion, respectively, related to the block of business reinsured with Ariel Capital Re. As of December 31, 2012, reinsurance recoverable related to the block of business reinsured with Arrow Re was $2.4 billion. 33 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 13. REINSURANCE (CONTINUED) The effects of reinsurance were as follows:
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ----------------------------------------------------------------------------------------------------- (IN MILLIONS) Life and accident and health insurance premiums: Direct $ 20.4 $ 27.5 $ 32.3 Assumed - non-affiliated 25.8 29.0 31.6 Ceded - non-affiliated (2.4) (9.1) (12.9) ---------------------------------------------------- Net premiums $ 43.8 $ 47.4 $ 51.0 ====================================================
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ----------------------------------------------------------------------------------------------------- (IN MILLIONS) Universal life and investment product policy fees: Direct $ 120.0 $ 112.4 $ 124.7 Assumed - affiliated - - 7.5 Assumed - non-affiliated 150.3 156.2 159.9 Ceded - affiliated (65.6) (73.7) (91.4) Ceded - non-affiliated - - - ---------------------------------------------------- Net universal life and investment product policy fees $ 204.7 $ 194.9 $ 200.7 ==================================================== Life and accident and health insurance and other individual policy benefits, claims, losses and loss adjustment expenses: Direct $ 245.5 $ 163.1 $ 250.9 Assumed - affiliated - - 2.2 Assumed - non-affiliated 283.0 223.3 193.9 Ceded - affiliated (182.4) (210.0) (163.3) Ceded - non-affiliated (7.4) 118.8 (24.6) ---------------------------------------------------- Net policy benefits, claims, losses and loss adjustment expenses $ 338.7 $ 295.2 $ 259.1 ====================================================
14. DEFERRED POLICY ACQUISITION COSTS The following reflects the changes to the deferred policy acquisition asset:
FOR THE YEARS ENDED DECEMBER 31, 2012 2011 ---------------------------------------------------------------------------------------- (IN MILLIONS) Balance, at beginning of year $ 168.8 $ 207.1 Block acquisition/Reinsurance 3.0 33.7 Amortized to expense during the year (23.6) (43.3) Adjustment for unrealized investment (gains)/losses during the year (32.3) 2.0 Reinsurance reductions (2.7) - ------------------------------ Balance, at end of year $ 143.9 $ 168.8 ==============================
In 2010, the amount amortized to expense was $61.6 million. Effective June 30, 2012, the Company entered into a funds withheld agreement with Arrow Re resulting in an initial DAC balance of $33.7 million. Effective July 1, 2011, the Company entered into a coinsurance agreement with an unrelated party resulting in an initial DAC balance of $3.0 million. 34 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 15. LIABILITIES FOR OUTSTANDING CLAIMS, LOSSES AND LOSS ADJUSTMENT EXPENSES The Company regularly updates its reserve estimates on accident and health business as new information becomes available and events occur which may impact the resolution of unsettled claims. Changes in these estimates are reflected in current year income. Such development can be either favorable or unfavorable to the Company's financial results. The liability for future policy benefits and outstanding claims and claims adjustment expenses, excluding the effect of reinsurance, related to the Company's accident and health business was $172.5 and $198.3 million at December 31, 2012 and 2011, respectively. This business consists of the Company's exited health businesses. Reinsurance recoverables related to this business were $172.3 and $198.3 million at December 31, 2012 and 2011 respectively. 16. COMPOSITION OF OTHER ASSETS, LIABILITIES, INCOME AND EXPENSES
Other assets consist of the following: DECEMBER 31, 2012 2011 ------------------------------------------------------------------------------------------- (IN MILLIONS) State licenses (intangible asset) $ 5.3 $ 5.3 Accounts receivable 4.8 4.6 Deferred modco interest expense 31.2 31.6 Taxes receivable 9.9 9.7 Miscellaneous assets 5.5 9.9 ------------------------------ Total other assets $ 56.7 $ 61.1 ==============================
Accrued expenses and other liabilities consist of the following: DECEMBER 31, 2012 2011 ------------------------------------------------------------------------------------------- (IN MILLIONS) Payables in process $ 72.4 $ 37.6 Policyholder liabilities 0.7 0.7 Taxes payable 1.1 1.2 Accrued expenses 7.5 7.3 Miscellaneous liabilities 3.5 5.8 ------------------------------ Total accrued expenses and other liabilities $ 85.2 $ 52.6 ==============================
Other income consists of the following: DECEMBER 31, 2012 2011 2010 --------------------------------------------------------------------------------------------------- (IN MILLIONS) Asset management fees $ 1.6 $ 1.5 $ 1.6 Reinsurance administration fee 17.3 16.8 17.6 Miscellaneous income 1.1 1.4 7.0 -------------------------------------- Total other income $ 20.0 $ 19.7 $ 26.2 ======================================
Other operating expenses consist of the following: DECEMBER 31, 2012 2011 2010 --------------------------------------------------------------------------------------------------- (IN MILLIONS) Taxes, licenses and fees $ 5.3 $ 6.2 $ 6.2 Commission expense 6.5 7.7 13.4 Fees and operational services 37.9 37.1 34.2 Salaries and benefits 11.5 9.8 10.7 Legal and auditing 3.5 1.9 5.5 Miscellaneous operating expenses 5.0 5.0 9.7 -------------------------------------- Total other operating expenses $ 69.7 $ 67.7 $ 79.7 ======================================
35 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 17. COMMITMENTS The Company was allocated certain rental expenses by its parent, primarily for the building lease in Southborough, MA. The Company does not have direct lease commitments for the Southborough, MA location. Rental expenses for these operating leases amounted to $0.5, $0.5 and $0.5 million for the years ended 2012, 2011, and 2010, respectively. On April 19, 2007, the Company entered into a lease agreement for the Elgin, IL office. As of December 31, 2012, lease commitments relating to this lease were $27.3 thousand for 2013 and $9.1 thousand for 2014. The base rent is subject to adjustments for taxes, insurance premiums, water and utilities, heating and cooling and common area charges. The Company has operational servicing agreements with third party administrators for contract/policy administration over certain of the Company's fixed annuity, traditional life, universal life, variable annuity and variable universal life business. Additionally, there is a professional services agreement to manage certain aspects of the Company's reinsurance portfolio. As of December 31, 2012, purchase commitments under agreements with third party administrators and other service providers were as follows: (IN MILLIONS) 2013 $ 14.5 2014 14.0 2015 13.5 2016 4.3 2017 3.3 2018 and thereafter 3.0 --------------- Total $ 52.6 =============== 18. CONTINGENCIES REGULATORY AND INDUSTRY DEVELOPMENTS Unfavorable economic conditions may contribute to an increase in the number of insurance companies that are under regulatory supervision. This may result in an increase in mandatory assessments by state guaranty funds, or voluntary payments by solvent insurance companies to cover losses to policyholders of insolvent or rehabilitated companies. Mandatory assessments, which are subject to statutory limits, can be partially recovered through a reduction in future premium taxes in some states. LITIGATION The Company is involved from time to time in judicial, regulatory and arbitration proceedings concerning matters arising in connection with the conduct of its business. THG has agreed to indemnify the Company and Goldman Sachs with respect to certain of these matters as provided in the Stock Purchase Agreement, although several of the representatives and warranties have expired. THG has also agreed to indemnify Goldman Sachs for certain litigation, regulatory matters and other liabilities related to the pre-closing activities of the transferred business. Management believes, based on currently available information, that the results of such proceedings, in the aggregate, will not have a material adverse effect on the Company's financial condition. Given the inherent difficulty of predicting the outcome of the Company's litigation and regulatory matters, particularly in cases or proceedings in which substantial or indeterminate damages or fines are sought, the Company cannot estimate losses or ranges of losses for cases or proceedings where there is only a reasonable possibility that a loss may be incurred. However, the Company believes that at the present time there are no pending or threatened lawsuits that are reasonably likely to have a material adverse effect on the its consolidated financial position or results of income. 19. RELATED PARTY TRANSACTIONS The Company has administration, shared services, management services, and investment management services agreements with related parties. These affiliates provide legal, compliance, technology, operations, financial reporting, human resources, risk management and distribution services. The Company recorded expenses for these agreements of $15.4, $14.1, and $10.1 million for the years ended December 31, 2012, 2011, and 2010, respectively, and had $0.7 and $0.4 million payable at December 31, 2012 and 2011, respectively. 36 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 19. RELATED PARTY TRANSACTIONS (CONTINUED) On December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Ariel Capital Re acting on behalf of, and for the benefit of a segregated account established by Ariel Capital Re. Under this agreement, Ariel Capital Re agreed to pay the Company certain fees for continued administration of the variable annuity business. The Company received fee income from Ariel Capital Re of $13.8, $15.0 and $15.7 million for the years ended December 31, 2012, 2011 and 2010, respectively, and had $1.2 and $1.9 million receivable at December 31, 2012 and 2011, respectively. Effective July 1, 2012, the Company ceded via funds withheld coinsurance, 90% of a block of fixed annuity business to an affiliate, Arrow Re. Under this agreement, Arrow Re agreed to pay the Company certain fees for the continued administration of the business. The Company recorded fee income from Arrow Re of $1.8 million for the year ended December 31, 2012 and had $0.5 million receivable at December 31, 2012. The Company provides management services, administrative support, and use of Company facilities for affiliates and receives certain distribution and administration fees from affiliates. The Company recorded income from these agreements of $7.3, $7.5, and $7.9 million for the years ended December 31, 2012, 2011, and 2010, respectively, and had $0.8 and $0.9 million receivable at December 31, 2012 and 2011, respectively. The Company has entered into several derivative transactions with affiliates, which resulted in expenses of $36.8 million for the year ended December 31, 2012, income of $28.1 million for the year ended December 31, 2011, and expenses of $7.8 million for the year ended December 31, 2010. The Company had affiliated derivatives payables of $283.4 million for the year ended December 31, 2012 and affiliated derivative receivables of $23.2 million for the year ended December 31, 2011. In December 2011, the Company entered into an agreement with an affiliate to purchase a $25.0 million secured note. Under the agreement, the secured note maintained an interest rate of 2.77%. In August 2012, the Company sold the note back to the same affiliate and recognized a pre-tax gain of $0.6 million, which is recorded within net realized capital gains within the Consolidated Statements of Income. The Company recognized interest income of $469.4 thousand and $30.8 thousand from the note for the years ended December 31, 2012 and 2011, respectively. This amount is recorded within net investment income within the Consolidated Statements of Income. At December 31, 2011, the amortized cost and fair value of the secured note were $25.0 and $24.8 million, respectively. These amounts are recorded within available-for-sale fixed maturities within the Consolidated Balance Sheets. The employees of the Company participate in The Goldman Sachs Amended and Restated Stock Incentive Plan (the "SIP"). Pursuant to the SIP, Goldman Sachs issued restricted stock units (RSUs) to certain employees of the Company as part of their overall compensation. For employees not deemed retirement eligible, unvested RSUs require future service as a condition of delivery of the underlying shares of Goldman Sachs' common stock generally over a three year period. Delivery of the underlying shares of common stock is also conditioned on the grantee's satisfying certain other requirements as outlined in the award agreement. The Company incurred expenses of $0.7, $0.3 and $0.1 million relating to RSUs for the years ended December 31, 2012, 2011 and 2010, respectively. 20. STATUTORY FINANCIAL INFORMATION The Company is required to file annual statements with state regulatory authorities prepared on an accounting basis prescribed or permitted by such authorities. Statutory surplus differs from shareholder's equity reported in accordance with generally accepted accounting principles primarily because fixed maturities are required to be carried at amortized cost, policy acquisition costs are expensed when incurred, asset valuation and interest maintenance reserves are required, life insurance reserves are based on different assumptions and the recognition of deferred tax assets is based on different recoverability assumptions.
Statutory capital and surplus was as follows: (UNAUDITED) DECEMBER 31, 2012 2011 ---------------------------------------------------------- --------------- ---------------- (IN MILLIONS) Commonwealth Annuity $ 327.4 $ 374.6 FAFLIC 125.4 85.9
Statutory net (loss)/income was as follows: (UNAUDITED) FOR THE YEARS ENDED DECEMBER 31, 2012 2011 2010 ------------------------------------------------------------ ------------- ---------------- -------------- (IN MILLIONS) Commonwealth Annuity $ (7.4) $ 122.4 $ 161.9 FAFLIC 19.6 19.5 37.1
37 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ------------------------------------------------------------------------------- 21. SUBSEQUENT EVENT In the second quarter of 2013, Goldman Sachs plans to contribute several of its insurance subsidiaries, including the Company, to Global Atlantic Financial Group ("GAFG"), a newly formed Cayman Islands company, and then sell approximately 80% of the ordinary shares of GAFG to third party investors. As a result of this transaction, the Company will become a wholly-owned subsidiary of Global Atlantic (Fin) Company, a Delaware company, which is a wholly-owned indirect subsidiary of GAFG. 38 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Commonwealth Annuity and Life Insurance Company and the Contract Owners of VEL II Account of Commonwealth Annuity and Life Insurance Company: In our opinion, the accompanying statements of assets and liabilities and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of each of the sub-accounts constituting VEL II Account of Commonwealth Annuity and Life Insurance Company at December 31, 2012, the results of each of their operations for the year then ended and the changes in each of their net assets for each of the two years in the period then ended December 31, 2012, and the financial highlights for the periods presented, in conformity with accounting principles generally accepted in the United States of America. These financial statements are the responsibility of Commonwealth Annuity and Life Insurance Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at December 31, 2012 by correspondence with the mutual funds' advisors, provide a reasonable basis for our opinion. /s/ PricewaterhouseCoopers LLP Hartford, Connecticut April 18, 2013 VEL II ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES DECEMBER 31, 2012
ALLIANCE- BERNSTEIN VPS DELAWARE VIP LARGE CAP INTERNATIONAL FIDELITY VIP FIDELITY VIP GROWTH VALUE EQUITY ASSET MANAGER(SM) EQUITY-INCOME FIDELITY VIP PORTFOLIO SERIES PORTFOLIO PORTFOLIO GROWTH PORTFOLIO CLASS B STANDARD CLASS INITIAL CLASS INITIAL CLASS INITIAL CLASS --------------- ---------------- ----------------- --------------- ---------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 1,430,738 $ 6,282,983 $ 4,235,637 $ 25,906,936 $ 23,914,262 --------------- ---------------- ----------------- --------------- ---------------- Total assets 1,430,738 6,282,983 4,235,637 25,906,936 23,914,262 LIABILITIES: - - - - - --------------- ---------------- ----------------- --------------- ---------------- Net assets $ 1,430,738 $ 6,282,983 $ 4,235,637 $ 25,906,936 $ 23,914,262 =============== ================ ================= =============== ================ NET ASSETS BY CATEGORY: Accumulation reserves 1,430,738 6,282,983 4,235,637 25,906,936 23,914,262 --------------- ---------------- ----------------- --------------- ---------------- $ 1,430,738 $ 6,282,983 $ 4,235,637 $ 25,906,936 $ 23,914,262 =============== ================ ================= =============== ================ Investments in shares of the Underlying Funds, at cost $ 1,059,716 $ 8,432,905 $ 4,018,610 $ 28,738,187 $ 19,961,755 Underlying Fund shares held 47,095 622,694 279,211 1,299,245 568,710 Units outstanding and unit fair values by distribution category: Vari-Exceptional Life 93 (policies during the first 10 policy years): Units outstanding, December 31, 2012 17,077 663 333 13,748 3,974 Unit fair value, December 31, 2012 $ 0.958797 $ 3.151402 $ 2.731336 $ 3.763873 $ 3.300673 Vari-Exceptional Life 93 (policies after 10 policy years): Units outstanding, December 31, 2012 787,006 2,946,386 2,350,930 13,247,198 12,321,118 Unit fair value, December 31, 2012 $ 1.797147 $ 2.131728 $ 1.801299 $ 1.951748 $ 1.939852
The accompanying notes are an integral part of these financial statements. SA-1 VEL II ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2012
FT VIP FRANKLIN FIDELITY VIP FIDELITY VIP FT VIP FRANKLIN SMALL-MID CAP GOLDMAN SACHS HIGH INCOME OVERSEAS LARGE CAP GROWTH GROWTH VIT CORE FIXED PORTFOLIO PORTFOLIO SECURITIES FUND SECURITIES FUND INCOME FUND INITIAL CLASS INITIAL CLASS CLASS 2 CLASS 2 SERVICE SHARES ---------------- -------------- ----------------- ---------------- ---------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 8,465,405 $ 6,857,615 $ 592,824 $ 2,361,889 $ 8,013,411 ---------------- -------------- ----------------- ---------------- ---------------- Total assets 8,465,405 6,857,615 592,824 2,361,889 8,013,411 LIABILITIES: - - - - - ---------------- -------------- ----------------- ---------------- ---------------- Net assets $ 8,465,405 $ 6,857,615 $ 592,824 $ 2,361,889 $ 8,013,411 ================ ============== ================= ================ ================ NET ASSETS BY CATEGORY: Accumulation reserves 8,465,405 6,857,615 592,824 2,361,889 8,013,411 ---------------- -------------- ----------------- ---------------- ---------------- $ 8,465,405 $ 6,857,615 $ 592,824 $ 2,361,889 $ 8,013,411 ================ ============== ================= ================ ================ Investments in shares of the Underlying Funds, at cost $ 9,835,382 $ 7,465,060 $ 516,996 $ 2,051,447 $ 7,514,572 Underlying Fund shares held 1,457,041 426,204 36,594 112,257 736,527 Units outstanding and unit fair values by distribution category: Vari-Exceptional Life 93 (policies during the first 10 policy years): Units outstanding, December 31, 2012 4,375 4,659 655 17,723 7,431 Unit fair value, December 31, 2012 $ 2.519315 $ 2.362715 $ 1.054372 $ 1.311104 $ 2.395529 Vari-Exceptional Life 93 (policies after 10 policy years): Units outstanding, December 31, 2012 3,830,628 3,178,788 344,249 1,072,811 5,488,848 Unit fair value, December 31, 2012 $ 2.207049 $ 2.153842 $ 1.720073 $ 2.179930 $ 1.456701
The accompanying notes are an integral part of these financial statements. SA-2 VEL II ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2012
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT GROWTH GOLDMAN SACHS GOLDMAN SACHS VIT EQUITY VIT GOVERNMENT OPPORTUNITIES VIT MID CAP VIT MONEY MARKET INDEX FUND INCOME FUND FUND VALUE FUND FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES ---------------- ------------------------------ ---------------- ----------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 20,873,972 $ 3,231,828 $ 12,740,434 $ 13,470,910 $ 5,586,606 ---------------- ------------------------------ ---------------- ----------------- Total assets 20,873,972 3,231,828 12,740,434 13,470,910 5,586,606 LIABILITIES: - - - - - ---------------- ------------------------------ ---------------- ----------------- Net assets $ 20,873,972 $ 3,231,828 $ 12,740,434 $ 13,470,910 $ 5,586,606 ================ ============================== ================ ================= NET ASSETS BY CATEGORY: Accumulation reserves 20,873,972 3,231,828 12,740,434 13,470,910 5,586,606 ---------------- ------------------------------ ---------------- ----------------- $ 20,873,972 $ 3,231,828 $ 12,740,434 $ 13,470,910 $ 5,586,606 ================ ============================== ================ ================= Investments in shares of the Underlying Funds, at cost $ 18,934,877 $ 3,166,243 $ 13,069,877 $ 13,593,751 $ 5,586,606 Underlying Fund shares held 1,980,453 305,466 1,838,446 877,584 5,586,606 Units outstanding and unit fair values by distribution category: Vari-Exceptional Life 93 (policies during the first 10 policy years): Units outstanding, December 31, 2012 2,098 5,857 2,350 5,619 94,575 Unit fair value, December 31, 2012 $ 3.669692 $ 2.227506 $ 5.471152 $ 5.146997 $ 1.545975 Vari-Exceptional Life 93 (policies after 10 policy years): Units outstanding, December 31, 2012 10,805,797 2,317,257 4,067,391 5,379,992 4,940,882 Unit fair value, December 31, 2012 $ 1.931026 $ 1.389048 $ 3.129174 $ 2.498515 $ 1.101098
The accompanying notes are an integral part of these financial statements. SA-3 VEL II ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2012
GOLDMAN SACHS GOLDMAN SACHS VIT STRATEGIC GOLDMAN SACHS INVESCO V.I. VIT STRATEGIC INTERNATIONAL VIT STRUCTURED GLOBAL HEALTH JANUS ASPEN GROWTH FUND EQUITY FUND U.S. EQUITY FUND CARE FUND JANUS PORTFOLIO SERVICE SHARES SERVICE SHARES SERVICE SHARES SERIES I SHARES SERVICE SHARES -------------- --------------- ----------------- ---------------- ----------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 23,951,487 $ 9,033,594 $ 12,370,352 $ 517,664 $ 799,903 -------------- --------------- ----------------- ---------------- ----------------- Total assets 23,951,487 9,033,594 12,370,352 517,664 799,903 LIABILITIES: - - - - - -------------- --------------- ----------------- ---------------- ----------------- Net assets $ 23,951,487 $ 9,033,594 $ 12,370,352 $ 517,664 $ 799,903 ============== =============== ================= ================ ================= NET ASSETS BY CATEGORY: Accumulation reserves 23,951,487 9,033,594 12,370,352 517,664 799,903 -------------- --------------- ----------------- ---------------- ----------------- $ 23,951,487 $ 9,033,594 $ 12,370,352 $ 517,664 $ 799,903 ============== =============== ================= ================ ================= Investments in shares of the Underlying Funds, at cost $ 17,886,532 $ 10,800,761 $ 14,350,185 $ 421,177 $ 578,356 Underlying Fund shares held 1,729,349 1,054,095 1,017,299 24,651 30,612 Units outstanding and unit fair values by distribution category: Vari-Exceptional Life 93 (policies during the first 10 policy years): Units outstanding, December 31, 2012 5,881 13,771 7,003 463 630 Unit fair value, December 31, 2012 $ 2.724080 $ 1.874867 $ 2.733430 $ 1.490768 $ 1.004983 Vari-Exceptional Life 93 (policies after 10 policy years): Units outstanding, December 31, 2012 12,377,471 5,217,749 7,261,420 246,093 414,924 Unit fair value, December 31, 2012 $ 1.933793 $ 1.726372 $ 1.700936 $ 2.100727 $ 1.926303
The accompanying notes are an integral part of these financial statements. SA-4 VEL II ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2012
T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO ---------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 5,183,653 ---------------- Total assets 5,183,653 LIABILITIES: - ---------------- Net assets $ 5,183,653 ================ NET ASSETS BY CATEGORY: Accumulation reserves 5,183,653 ---------------- $ 5,183,653 ================ Investments in shares of the Underlying Funds, at cost $ 4,953,004 Underlying Fund shares held 372,925 Units outstanding and unit fair values by distribution category: Vari-Exceptional Life 93 (policies during the first 10 policy years): Units outstanding, December 31, 2012 8,245 Unit fair value, December 31, 2012 $ 1.880458 Vari-Exceptional Life 93 (policies after 10 policy years): Units outstanding, December 31, 2012 2,372,656 Unit fair value, December 31, 2012 $ 2.178212
The accompanying notes are an integral part of these financial statements. SA-5 VEL II ACCOUNT STATEMENTS OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2012
ALLIANCE- BERNSTEIN VPS DELAWARE VIP LARGE CAP INTERNATIONAL FIDELITY VIP FIDELITY VIP FIDELITY VIP GROWTH VALUE EQUITY ASSET MANAGER(SM) EQUITY-INCOME GROWTH PORTFOLIO SERIES PORTFOLIO PORTFOLIO PORTFOLIO CLASS B STANDARD CLASS INITIAL CLASS INITIAL CLASS INITIAL CLASS ---------------- ---------------- ----------------- ---------------- -------------- INVESTMENT INCOME: Dividends $ 450 $ 154,989 $ 64,928 $ 791,401 $ 145,030 EXPENSES: Mortality and expense risk fees 9,902 40,088 27,230 170,926 163,353 Administrative expense fees 142 69 68 608 317 ---------------- ---------------- ----------------- ---------------- -------------- Total expenses 10,044 40,157 27,298 171,534 163,670 ---------------- ---------------- ----------------- ---------------- -------------- Net investment income (loss) (9,594) 114,832 37,630 619,867 (18,640) ---------------- ---------------- ----------------- ---------------- -------------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions - - 31,088 1,646,796 - Net realized gain (loss) from sales of investments 83,810 (308,220) 23,481 (431,072) 553,085 ---------------- ---------------- ----------------- ---------------- -------------- Net realized gain (loss) 83,810 (308,220) 54,569 1,215,724 553,085 Change in unrealized gain (loss) 141,395 1,025,266 362,396 2,174,806 2,722,811 ---------------- ---------------- ----------------- ---------------- -------------- Net realized and unrealized gain (loss) 225,205 717,046 416,965 3,390,530 3,275,896 ---------------- ---------------- ----------------- ---------------- -------------- Net increase (decrease) in net assets from operations $ 215,611 $ 831,878 $ 454,595 $ 4,010,397 $ 3,257,256 ================ ================ ================= ================ ==============
The accompanying notes are an integral part of these financial statements. SA-6 VEL II ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2012
FT VIP FRANKLIN FIDELITY VIP FIDELITY VIP FT VIP FRANKLIN SMALL-MID CAP GOLDMAN SACHS HIGH INCOME OVERSEAS LARGE CAP GROWTH GROWTH VIT CORE FIXED PORTFOLIO PORTFOLIO SECURITIES FUND SECURITIES FUND INCOME FUND INITIAL CLASS INITIAL CLASS CLASS 2 CLASS 2 SERVICE SHARES ---------------- ---------------- ----------------- ----------------- --------------- INVESTMENT INCOME: Dividends $ 477,222 $ 129,816 $ 5,024 $ - $ 186,072 EXPENSES: Mortality and expense risk fees 54,055 43,588 4,016 16,572 53,843 Administrative expense fees 91 75 143 269 356 ---------------- ---------------- ----------------- ----------------- --------------- Total expenses 54,146 43,663 4,159 16,841 54,199 ---------------- ---------------- ----------------- ----------------- --------------- Net investment income (loss) 423,076 86,153 865 (16,841) 131,873 ---------------- ---------------- ----------------- ----------------- --------------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions - 22,338 - 182,208 - Net realized gain (loss) from sales of investments (158,277) (140,222) 12,638 78,339 73,993 ---------------- ---------------- ----------------- ----------------- --------------- Net realized gain (loss) (158,277) (117,884) 12,638 260,547 73,993 Change in unrealized gain (loss) 779,065 1,243,772 55,392 8,852 277,361 ---------------- ---------------- ----------------- ----------------- --------------- Net realized and unrealized gain (loss) 620,788 1,125,888 68,030 269,399 351,354 ---------------- ---------------- ----------------- ----------------- --------------- Net increase (decrease) in net assets from operations $ 1,043,864 $ 1,212,041 $ 68,895 $ 252,558 $ 483,227 ================ ================ ================= ================= ===============
The accompanying notes are an integral part of these financial statements. SA-7 VEL II ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2012
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT GROWTH GOLDMAN SACHS GOLDMAN SACHS VIT EQUITY VIT GOVERNMENT OPPORTUNITIES VIT MID CAP VIT MONEY INDEX FUND INCOME FUND FUND VALUE FUND MARKET FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES ---------------- ---------------- ---------------- ----------------- --------------- INVESTMENT INCOME: Dividends $ 381,583 $ 25,251 $ - $ 125,185 $ 364 EXPENSES: Mortality and expense risk fees 138,408 21,710 84,355 88,401 39,438 Administrative expense fees 376 109 395 410 319 ---------------- ---------------- ---------------- ----------------- --------------- Total expenses 138,784 21,819 84,750 88,811 39,757 ---------------- ---------------- ---------------- ----------------- --------------- Net investment income (loss) 242,799 3,432 (84,750) 36,374 (39,393) ---------------- ---------------- ---------------- ----------------- --------------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions - 98,032 1,076,983 - - Net realized gain (loss) from sales of investments 199,386 28,241 12,394 (134,494) - ---------------- ---------------- ---------------- ----------------- --------------- Net realized gain (loss) 199,386 126,273 1,089,377 (134,494) - Change in unrealized gain (loss) 2,466,740 (57,930) 1,183,712 2,261,937 - ---------------- ---------------- ---------------- ----------------- --------------- Net realized and unrealized gain (loss) 2,666,126 68,343 2,273,089 2,127,443 - ---------------- ---------------- ---------------- ----------------- --------------- Net increase (decrease) in net assets from operations $ 2,908,925 $ 71,775 $ 2,188,339 $ 2,163,817 $ (39,393) ================ ================ ================ ================= ===============
The accompanying notes are an integral part of these financial statements. SA-8 VEL II ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2012
GOLDMAN SACHS GOLDMAN SACHS VIT STRATEGIC GOLDMAN SACHS INVESCO V.I. VIT STRATEGIC INTERNATIONAL VIT STRUCTURED GLOBAL HEALTH JANUS ASPEN GROWTH FUND EQUITY FUND U.S. EQUITY FUND CARE FUND JANUS PORTFOLIO SERVICE SHARES SERVICE SHARES SERVICE SHARES SERIES I SHARES SERVICE SHARES --------------- --------------- ----------------- ----------------- ---------------- INVESTMENT INCOME: Dividends $ 108,412 $ 163,176 $ 192,105 $ - $ 3,553 EXPENSES: Mortality and expense risk fees 157,146 57,234 82,643 3,212 5,301 Administrative expense fees 171 165 118 130 59 --------------- --------------- ----------------- ----------------- ---------------- Total expenses 157,317 57,399 82,761 3,342 5,360 --------------- --------------- ----------------- ----------------- ---------------- Net investment income (loss) (48,905) 105,777 109,344 (3,342) (1,807) --------------- --------------- ----------------- ----------------- ---------------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions - - - - 13,883 Net realized gain (loss) from sales of investments 633,160 (318,977) (304,011) 22,948 37,086 --------------- --------------- ----------------- ----------------- ---------------- Net realized gain (loss) 633,160 (318,977) (304,011) 22,948 50,969 Change in unrealized gain (loss) 3,513,423 1,815,607 1,781,597 65,277 83,918 --------------- --------------- ----------------- ----------------- ---------------- Net realized and unrealized gain (loss) 4,146,583 1,496,630 1,477,586 88,225 134,887 --------------- --------------- ----------------- ----------------- ---------------- Net increase (decrease) in net assets from operations $ 4,097,678 $ 1,602,407 $ 1,586,930 $ 84,883 $ 133,080 =============== =============== ================= ================= ================
The accompanying notes are an integral part of these financial statements. SA-9 VEL II ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2012
T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO ---------------- INVESTMENT INCOME: Dividends $ 62,913 EXPENSES: Mortality and expense risk fees 32,425 Administrative expense fees 118 ---------------- Total expenses 32,543 ---------------- Net investment income (loss) 30,370 ---------------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions - Net realized gain (loss) from sales of investments (14,310) ---------------- Net realized gain (loss) (14,310) Change in unrealized gain (loss) 791,901 ---------------- Net realized and unrealized gain (loss) 777,591 ---------------- Net increase (decrease) in net assets from operations $ 807,961 ================
The accompanying notes are an integral part of these financial statements. SA-10 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS FOR THE YEARS ENDED DECEMBER 31,
ALLIANCEBERNSTEIN DELAWARE VIP FIDELITY VIP VPS LARGE CAP INTERNATIONAL VALUE ASSET MANAGER(SM) GROWTH PORTFOLIO EQUITY SERIES PORTFOLIO CLASS B STANDARD CLASS INITIAL CLASS ----------------------------- ----------------------------- ------------------------------ 2012 2011 2012 2011 2012 2011 -------------- -------------- -------------- -------------- -------------- --------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (9,594) $ (9,995) $ 114,832 $ 42,958 $ 37,630 $ 52,625 Net realized gain (loss) 83,810 57,486 (308,220) (327,234) 54,569 38,639 Change in unrealized gain (loss) 141,395 (107,227) 1,025,266 (731,072) 362,396 (230,787) -------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets from operations 215,611 (59,736) 831,878 (1,015,348) 454,595 (139,523) -------------- -------------- -------------- -------------- -------------- --------------- FROM POLICY TRANSACTIONS: Net premiums 86,254 101,299 362,525 397,463 259,611 284,857 Terminations (124,387) (140,439) (334,752) (544,234) (230,858) (738,422) Insurance and other charges (106,798) (114,857) (448,480) (522,663) (383,484) (417,226) Transfers (136,697) (72,045) (102,914) (94,507) 123,091 (32,769) Other transfers from (to) the General Account 25 (702) (18) (3,252) 48 2,657 -------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets from policy transactions (281,603) (226,744) (523,639) (767,193) (231,592) (900,903) -------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets (65,992) (286,480) 308,239 (1,782,541) 223,003 (1,040,426) NET ASSETS: Beginning of year 1,496,730 1,783,210 5,974,744 7,757,285 4,012,634 5,053,060 -------------- -------------- -------------- -------------- -------------- --------------- End of year $ 1,430,738 $ 1,496,730 $ 6,282,983 $ 5,974,744 $ 4,235,637 $ 4,012,634 ============== ============== ============== ============== ============== ===============
The accompanying notes are an integral part of these financial statements. SA-11 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FIDELITY FIDELITY VIP EQUITY-INCOME FIDELITY VIP VIP HIGH INCOME PORTFOLIO GROWTH PORTFOLIO PORTFOLIO INITIAL CLASS INITIAL CLASS INITIAL CLASS ----------------------------- ----------------------------- ------------------------------ 2012 2011 2012 2011 2012 2011 -------------- -------------- -------------- -------------- -------------- --------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ 619,867 $ 484,027 $ (18,640) $ (79,898) $ 423,076 $ 495,480 Net realized gain (loss) 1,215,724 (688,857) 553,085 453,204 (158,277) (263,789) Change in unrealized gain (loss) 2,174,806 368,305 2,722,811 (345,758) 779,065 51,357 -------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets from operations 4,010,397 163,475 3,257,256 27,548 1,043,864 283,048 -------------- -------------- -------------- -------------- -------------- --------------- FROM POLICY TRANSACTIONS: Net premiums 1,522,241 1,672,931 1,625,451 1,775,616 489,668 525,700 Terminations (1,905,047) (2,113,378) (1,976,961) (2,098,474) (457,264) (588,631) Insurance and other charges (2,114,397) (2,260,726) (2,123,318) (2,256,968) (734,776) (763,800) Transfers (1,221,200) (1,161,897) (607,414) (1,003,085) 195,276 (157,706) Other transfers from (to) the General Account 188 (1,869) 509 (1,041) (37) (85) -------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets from policy transactions (3,718,215) (3,864,939) (3,081,733) (3,583,952) (507,133) (984,522) -------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets 292,182 (3,701,464) 175,523 (3,556,404) 536,731 (701,474) NET ASSETS: Beginning of year 25,614,754 29,316,218 23,738,739 27,295,143 7,928,674 8,630,148 -------------- -------------- -------------- -------------- -------------- --------------- End of year $ 25,906,936 $ 25,614,754 $ 23,914,262 $ 23,738,739 $ 8,465,405 $ 7,928,674 ============== ============== ============== ============== ============== ===============
The accompanying notes are an integral part of these financial statements. SA-12 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FT VIP FRANKLIN LARGE FT VIP FRANKLIN FIDELITY VIP CAP GROWTH SMALL-MID CAP OVERSEAS SECURITIES FUND GROWTH SECURITIES FUND INITIAL CLASS CLASS 2 CLASS 2 ----------------------------- ------------------------------- ----------------------------- 2012 2011 2012 2011 2012 2011 -------------- -------------- ---------------- --------------- -------------- ------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ 86,153 $ 54,652 $ 865 $ (230) $ (16,841) $ (19,568) Net realized gain (loss) (117,884) (73,989) 12,638 4,099 260,547 113,720 Change in unrealized gain (loss) 1,243,772 (1,334,493) 55,392 (18,498) 8,852 (227,919) -------------- -------------- ---------------- --------------- -------------- ------------- Net increase (decrease) in net assets from operations 1,212,041 (1,353,830) 68,895 (14,629) 252,558 (133,767) -------------- -------------- ---------------- -------------- -------------- -------------- FROM POLICY TRANSACTIONS: Net premiums 433,018 465,434 37,489 45,466 149,137 174,373 Terminations (456,969) (534,422) (38,915) (19,173) (173,662) (276,972) Insurance and other charges (496,607) (553,197) (45,559) (51,881) (185,615) (208,708) Transfers (139,875) (13,510) (37,663) (31,667) (216,665) (81,884) Other transfers from (to) the General Account 262 (1,168) 23 (7) 224 (1,574) -------------- -------------- ---------------- -------------- -------------- -------------- Net increase (decrease) in net assets from policy transactions (660,171) (636,863) (84,625) (57,262) (426,581) (394,765) -------------- -------------- ---------------- -------------- -------------- -------------- Net increase (decrease) in net assets 551,870 (1,990,693) (15,730) (71,891) (174,023) (528,532) NET ASSETS: Beginning of year 6,305,745 8,296,438 608,554 680,445 2,535,912 3,064,444 -------------- -------------- ---------------- -------------- -------------- -------------- End of year $ 6,857,615 $ 6,305,745 $ 592,824 $ 608,554 $ 2,361,889 $ 2,535,912 ============== ============== ================ ============== ============== ==============
The accompanying notes are an integral part of these financial statements. SA-13 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT CORE FIXED VIT EQUITY INDEX VIT GOVERNMENT INCOME FUND FUND INCOME FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES ----------------------------- ----------------------------- ----------------------------- 2012 2011 2012 2011 2012 2011 -------------- -------------- -------------- -------------- -------------- -------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ 131,873 $ 159,190 $ 242,799 $ 202,034 $ 3,432 $ 9,288 Net realized gain (loss) 73,993 9,074 199,386 (25,652) 126,273 161,563 Change in unrealized gain (loss) 277,361 355,526 2,466,740 83,621 (57,930) 23,889 -------------- -------------- -------------- -------------- -------------- -------------- Net increase (decrease) in net assets from operations 483,227 523,790 2,908,925 260,003 71,775 194,740 -------------- -------------- -------------- -------------- -------------- -------------- FROM POLICY TRANSACTIONS: Net premiums 510,276 547,863 1,519,470 1,616,867 283,657 309,463 Terminations (553,969) (648,747) (1,414,703) (1,603,897) (179,685) (188,993) Insurance and other charges (710,263) (748,290) (2,000,494) (2,120,958) (419,786) (444,926) Transfers (207,480) (41,116) (456,144) (736,656) 7,403 (84,790) Other transfers from (to) the General Account (4) 104 288 (103) (4) 3 -------------- -------------- -------------- -------------- -------------- -------------- Net increase (decrease) in net assets from policy transactions (961,440) (890,186) (2,351,583) (2,844,747) (308,415) (409,243) -------------- -------------- -------------- -------------- -------------- -------------- Net increase (decrease) in net assets (478,213) (366,396) 557,342 (2,584,744) (236,640) (214,503) NET ASSETS: Beginning of year 8,491,624 8,858,020 20,316,630 22,901,374 3,468,468 3,682,971 -------------- -------------- -------------- -------------- -------------- -------------- End of year $ 8,013,411 $ 8,491,624 $ 20,873,972 $ 20,316,630 $ 3,231,828 $ 3,468,468 ============== ============== ============== ============== ============== ==============
The accompanying notes are an integral part of these financial statements. SA-14 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
GOLDMAN SACHS GOLDMAN SACHS VIT GROWTH GROWTH GOLDMAN SACHS VIT VIT MONEY MARKET OPPORTUNITIES FUND MID CAP VALUE FUND FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES ----------------------------- ------------------------------- ----------------------------- 2012 2011 2012 2011 2012 2011 -------------- -------------- ---------------- -------------- -------------- -------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (84,750) $ (90,277) $ 36,374 $ (21,052) $ (39,393) $ (43,658) Net realized gain (loss) 1,089,377 (8,430) (134,494) (240,096) - - Change in unrealized gain (loss) 1,183,712 (561,727) 2,261,937 (753,967) - - -------------- -------------- ---------------- -------------- -------------- -------------- Net increase (decrease) in net assets from operations 2,188,339 (660,434) 2,163,817 (1,015,115) (39,393) (43,658) -------------- -------------- ---------------- -------------- -------------- -------------- FROM POLICY TRANSACTIONS: Net premiums 586,045 659,963 652,809 712,973 829,667 943,772 Terminations (957,137) (1,238,908) (807,640) (1,141,183) (725,438) (749,052) Insurance and other charges (913,642) (964,684) (976,340) (1,075,679) (887,764) (941,940) Transfers (310,797) (491,127) (657,561) (604,978) (274,478) 888,656 Other transfers from (to) the General Account (48) 5,963 280 (1,993) 7 (72) -------------- -------------- ---------------- -------------- -------------- -------------- Net increase (decrease) in net assets from policy transactions (1,595,579) (2,028,793) (1,788,452) (2,110,860) (1,058,006) 141,364 -------------- -------------- ---------------- -------------- -------------- -------------- Net increase (decrease) in net assets 592,760 (2,689,227) 375,365 (3,125,975) (1,097,399) 97,706 NET ASSETS: Beginning of year 12,147,674 14,836,901 13,095,545 16,221,520 6,684,005 6,586,299 -------------- -------------- ---------------- -------------- -------------- -------------- End of year $ 12,740,434 $ 12,147,674 $ 13,470,910 $ 13,095,545 $ 5,586,606 $ 6,684,005 ============== ============== ================ ============== ============== ==============
The accompanying notes are an integral part of these financial statements. SA-15 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT STRATEGIC VIT STRUCTURED VIT STRATEGIC INTERNATIONAL U.S. EQUITY GROWTH FUND EQUITY FUND FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES ------------------------------ ----------------------------- ------------------------------ 2012 2011 2012 2011 2012 2011 --------------- -------------- -------------- -------------- -------------- --------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (48,905) $ (111,164) $ 105,777 $ 233,301 $ 109,344 $ 103,551 Net realized gain (loss) 633,160 501,193 (318,977) (398,141) (304,011) (599,437) Change in unrealized gain (loss) 3,513,423 (1,239,990) 1,815,607 (1,333,498) 1,781,597 918,675 --------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets from operations 4,097,678 (849,961) 1,602,407 (1,498,338) 1,586,930 422,789 --------------- -------------- -------------- -------------- -------------- --------------- FROM POLICY TRANSACTIONS: Net premiums 1,688,251 1,819,099 608,357 654,512 932,993 1,008,431 Terminations (1,693,379) (2,127,525) (590,822) (910,594) (980,505) (1,009,490) Insurance and other charges (2,112,277) (2,186,593) (662,219) (746,145) (1,153,944) (1,231,286) Transfers (391,595) (738,951) (237,321) (29,293) (238,931) (556,360) Other transfers from (to) the General Account 502 1,686 145 (932) 495 (100) --------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets from policy transactions (2,508,498) (3,232,284) (881,860) (1,032,452) (1,439,892) (1,788,805) --------------- -------------- -------------- -------------- -------------- --------------- Net increase (decrease) in net assets 1,589,180 (4,082,245) 720,547 (2,530,790) 147,038 (1,366,016) NET ASSETS: Beginning of year 22,362,307 26,444,552 8,313,047 10,843,837 12,223,314 13,589,330 --------------- -------------- -------------- -------------- -------------- --------------- End of year $ 23,951,487 $ 22,362,307 $ 9,033,594 $ 8,313,047 $ 12,370,352 $ 12,223,314 =============== ============== ============== ============== ============== ===============
The accompanying notes are an integral part of these financial statements. SA-16 VEL II ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
INVESCO V.I. JANUS ASPEN T. ROWE PRICE GLOBAL HEALTH CARE JANUS PORTFOLIO INTERNATIONAL FUND SERIES I SHARES SERVICE SHARES STOCK PORTFOLIO ----------------------------- ----------------------------- ------------------------------- 2012 2011 2012 2011 2012 2011 -------------- -------------- -------------- -------------- ---------------- -------------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (3,342) $ (3,226) $ (1,807) $ (2,317) $ 30,370 $ 46,103 Net realized gain (loss) 22,948 9,222 50,969 34,546 (14,310) 15,732 Change in unrealized gain (loss) 65,277 13,368 83,918 (85,960) 791,901 (777,280) -------------- -------------- -------------- -------------- ---------------- -------------- Net increase (decrease) in net assets from operations 84,883 19,364 133,080 (53,731) 807,961 (715,445) -------------- -------------- -------------- -------------- ---------------- -------------- FROM POLICY TRANSACTIONS: Net premiums 29,959 33,415 47,965 53,011 266,142 291,732 Terminations (44,914) (53,510) (43,158) (94,714) (250,455) (308,356) Insurance and other charges (28,471) (29,079) (64,604) (70,815) (325,024) (366,862) Transfers 29,176 18,037 (62,735) (15,782) (9,311) (108,923) Other transfers from (to) the General Account (50) - (3) 29 159 (837) -------------- -------------- -------------- -------------- ---------------- -------------- Net increase (decrease) in net assets from policy transactions (14,300) (31,137) (122,535) (128,271) (318,489) (493,246) -------------- -------------- -------------- -------------- ---------------- -------------- Net increase (decrease) in net assets 70,583 (11,773) 10,545 (182,002) 489,472 (1,208,691) NET ASSETS: Beginning of year 447,081 458,854 789,358 971,360 4,694,181 5,902,872 -------------- -------------- -------------- -------------- ---------------- -------------- End of year $ 517,664 $ 447,081 $ 799,903 $ 789,358 $ 5,183,653 $ 4,694,181 ============== ============== ============== ============== ================ ==============
The accompanying notes are an integral part of these financial statements. SA-17 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS NOTE 1 - ORGANIZATION VEL II Account (the "Separate Account"), which funds the Vari-Exceptional Life 93 variable life insurance policies, is a separate investment account of Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity"), established on June 10, 1993, for the purpose of separating from the general assets of Commonwealth Annuity those assets used to fund the variable portion of certain flexible premium variable life insurance policies (the "Policies") issued by Commonwealth Annuity. Commonwealth Annuity is the Sponsor of the Separate Account. Commonwealth Annuity is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("Goldman Sachs"). Commonwealth Annuity is subject to the laws of the state of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, Commonwealth Annuity is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. Under applicable insurance law, the assets and liabilities of the Separate Account are clearly identified and distinguished from the other assets and liabilities of Commonwealth Annuity. The Separate Account cannot be charged with liabilities arising out of any other business of Commonwealth Annuity. Commonwealth Annuity's General Account is subject to the claims of creditors. The Separate Account is registered with the Securities and Exchange Commission ("SEC") as a unit investment trust under the Investment Company Act of 1940, as amended (the "1940 Act"). Such registration does not involve the supervision or management of investment practices or policies of the Separate Account or Commonwealth Annuity by the SEC. Twenty-one Sub-Accounts are currently offered by the Separate Account, all of which had activity during the year. Each Sub-Account invests exclusively in one of the Funds ("Underlying Funds") that are part of the following fund groups: FUND GROUPS ----------- Aim Variable Insurance Funds (Invesco Variable Insurance Funds) AllianceBernstein Variable Products Series Fund, Inc. Delaware VIP Trust Fidelity Variable Insurance Products Funds Franklin Templeton Variable Insurance Products Trust Goldman Sachs Variable Insurance Trust Janus Aspen Series T. Rowe Price International Series, Inc. The fund groups listed above are open-end, diversified management investment companies registered under the 1940 Act. NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The following is a summary of significant accounting policies followed by the Separate Account in the preparation of its financial statements. ESTIMATES - The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates at the date of the financial statements. Actual results could differ from those estimates. INVESTMENTS - Investment transactions are recorded as of the trade date. Investments held by the Sub-Accounts are recorded at fair value based on the stated net asset value per share ("NAV") of the Underlying Funds. The change in the difference between cost and fair value is reflected in unrealized gain (loss) in the SA-18 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) statements of operations. Realized investment gains and losses are determined using the average cost method. Dividend income and capital gain distributions are recorded on the ex-distribution date and are reinvested in additional shares of the Underlying Funds at NAV. Investment income receivable represents dividends receivable by, but not yet reinvested in, the Underlying Funds. FINANCIAL INSTRUMENTS - FASB ASC Topic 820 "Fair Value Measurements and Disclosures" clarifies that fair value is an exit price, representing the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants. Under FASB ASC Topic 820, fair value measurements do not include transaction costs. FASB ASC Topic 820 establishes a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1 measurements) and the lowest priority to unobservable inputs (level 3 measurements). The three levels of the fair value hierarchy under FASB ASC Topic 820 are described below: Basis of Fair Value Measurement Level 1 Unadjusted quoted prices in active markets that are accessible at the measurement date for identical, unrestricted assets or liabilities; Level 2 Quoted prices in markets that are not active or financial instruments for which all significant inputs are observable, either directly or indirectly; Level 3 Prices or valuations that require inputs that are both significant to the fair value measurement and unobservable. A financial instrument's level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. The open-end mutual funds in the Separate Account produce a daily NAV that is validated with a sufficient level of observable activity to support classification of the fair value measurement as level 1. RECEIVABLE FROM AND PAYABLE TO COMMONWEALTH ANNUITY - These represent transactions not settled with the general account. UNITS OUTSTANDING AND UNIT FAIR VALUES BY DISTRIBUTION CATEGORY - The units outstanding represent the total number of units outstanding for the Sub-Account for the noted distribution category. A dash denotes the Sub-Account has no investors. The unit fair value is the measurement used in determining the value of a unit. The unit fair value varies to reflect the investment experience of the Sub-Account and any assessment of charges against the Sub-Account's net assets. A dash denotes the investment option is not available for the noted distribution category. STATEMENTS OF CHANGES IN NET ASSETS - Policy Owners may allocate their Policy Values to variable investment options in the Separate Account and to the Fixed Account, which is a part of Commonwealth Annuity's General Account that guarantees principal and a fixed minimum interest rate. Net Premiums represent payments received under the Policies (excluding amounts allocated to the Fixed Account) reduced by refunds made during the initial free-look period, and by applicable deductions, charges, and state premium taxes. Terminations are payments to Policy Owners and beneficiaries made under the terms of the Policies and amounts that Policy Owners have requested to be withdrawn and paid to them. Insurance and other charges are deductions from Policy Values for policy fees such as Cost of Insurance. Cost of Insurance are charges based on individual characteristics such as the age, Policy year, underwriting class, Face amount and sex of the insured. Transfers are amounts that Policy Owners have directed to be moved among funds, including SA-19 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) permitted transfers from and to the Fixed Account. Other transfers from (to) the General Account include Policy loan activity and death claims. FEDERAL INCOME TAXES - The operations of the Separate Account are included in the federal income tax return of Commonwealth Annuity, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code ("IRC"). Under the current provisions of the IRC, Commonwealth Annuity does not expect to incur federal income taxes on the earnings or realized capital gains attributable to the Separate Account. Based on this, no Federal income tax provision is required. Commonwealth Annuity will review periodically the status of this policy in the event of changes in the tax law. A charge may be made in future years for any federal income taxes that would be attributable to the Policies. The Separate Account did not record any changes in and had no recorded liabilities for uncertain tax benefits or related interest and penalties as of and for the year ended December 31, 2012. DIVERSIFICATION REQUIREMENT - Under the provisions of Section 817(h) of the IRC, a variable life insurance policy, other than a policy issued in connection with certain types of employee benefit plans, will not be treated as a variable life insurance policy for federal income tax purposes for any period for which the investments of the segregated asset account on which the policy is based are not adequately diversified. The IRC provides that the "adequately diversified" requirement may be met if the underlying investments satisfy either a statutory safe harbor test or diversification requirements set forth in regulations issued by the Secretary of the Treasury. The Internal Revenue Service has issued regulations under Section 817(h) of the IRC. Commonwealth Annuity believes that the Separate Account satisfies the current requirements of the regulations, and it intends that it will continue to meet such requirements. NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS On the Date of Issue and each Monthly Payment Date, Commonwealth Annuity deducts a Cost of Insurance Charge for the cost of insurance protection under the Policies; a charge for any optional insurance benefits added by rider, and an Administrative Charge as reimbursement for expenses related to issuance and maintenance of the Policies. The Charges for Optional Benefits vary depending upon the optional benefits selected and by the underwriting classification of the Insured. Commonwealth Annuity may also charge other one-time fees for certain Policy transactions, which are not listed in the following table. For more detailed information about fees and charges, refer to the product prospectus. The Policy Owner may allocate Policy deductions to one Sub-Account. In the absence of allocation instructions, or if the Sub-Account chosen does not have sufficient funds to cover Policy deductions, Commonwealth Annuity makes a pro-rata allocation among the Sub-Accounts in the Policy. No Policy deductions are made after the Final Premium Payment date. Policy fees may be waived by Commonwealth Annuity in certain cases at its discretion, and where permitted by law. Commonwealth Annuity also assesses a Mortality and Expense Risk Charge and a Separate Account Administrative Charge. The Mortality and Expense Risk Charge compensates Commonwealth Annuity for assuming mortality and expense risks for variable interests in the Policies. The mortality risk assumed by Commonwealth Annuity is that Insureds may live for a shorter time than anticipated, and that Commonwealth Annuity therefore will pay an aggregate amount of Death Proceeds greater than anticipated. The expense risk assumed is that the expenses incurred in issuing and administering the Policies will exceed the amounts realized from the administrative charges provided in the Policies. If the charge for mortality and expense risks is not sufficient to cover mortality experience and expenses, Commonwealth Annuity absorbs the losses. If the charge is higher than mortality and expense risk expenses, the difference is a profit to Commonwealth Annuity. The Separate Account Administrative Charge reimburses Commonwealth Annuity for the costs of administering the Separate Account and the Sub-Accounts. Fees and charges may be deducted daily, monthly, or annually. They may be deducted from the net assets of each Sub-Account ("Unit Fair Value") or deducted from individual policies ("Individual Policy"). Current SA-20 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS (CONTINUED) fees and charges are summarized in the following table. For more detailed information about fees and charges, refer to the product prospectus. VARI-EXCEPTIONAL LIFE 93 --------------------------------- Mortality and Expense Risk Frequency Daily Deduction Method Unit Fair Value Rate (Annual) 0.65% Separate Account Administrative Charge Frequency Daily Deduction Method Unit Fair Value Rate (Current Annual) 0.15% Rate (Maximum Annual) 0.25% during the first 10 policy years, with no charge imposed thereafter Cost of Insurance Charge Frequency Monthly Deduction Method Individual Policy Rate (Annual) Varies by Policy Charges for Optional Benefits Frequency Monthly Deduction Method Individual Policy Rate (Annual) Varies by Policy Administrative Charge Frequency Monthly Deduction Method Individual Policy Maximum Annual Fee $5 A surrender charge may be deducted upon request of a full surrender of the Policy or a decrease in the Face Amount if less than a certain number of years have lapsed from the Date of Issue or from the effective date of any increase in the Face Amount. The maximum surrender charge is a detailed calculation. For more information see the prospectus. Some states and municipalities impose premium taxes, which currently range up to 5.0%, on variable life policies. The disclosures above include current fees and charges. There are certain other fees and charges that may be assessed in future periods, at the discretion of Commonwealth Annuity, in accordance with Policy terms. Detailed descriptions of these fees and charges are available in the product prospectus. Epoch Securities, Inc. ("Epoch") is the principal underwriter for the Separate Account. Epoch, an affiliate of Commonwealth Annuity, is a wholly-owned subsidiary of Goldman Sachs. Goldman Sachs Asset Management, L.P. ("GSAM"), a subsidiary of Goldman Sachs, is investment advisor to the Goldman Sachs Variable Insurance Trust ("Goldman Sachs VIT"). During the year ended December 31, 2012, management fees of the underlying Goldman Sachs VIT funds were paid directly by the funds to GSAM in its capacity as investment manager and administrator of the Goldman Sachs VIT funds. SA-21 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS (CONTINUED) The Goldman Sachs VIT funds' advisory agreement provided for each fund to pay a fee equal to an annual rate ranging from 0.22% to 0.98% of the fund's average daily net assets. According to the Plan of Distribution and Service pursuant to Rule 12b-1 under the 1940 Act, each Goldman Sachs VIT fund paid a fee equal to an annual rate ranging from 0.13% to 0.25% of the fund's average daily net assets. NOTE 4 - PURCHASES AND SALES OF INVESTMENTS The cost of purchases and proceeds from sales of shares of the Underlying Funds of the Separate Account during the year ended December 31, 2012 were as follows:
INVESTMENT PORTFOLIOS PURCHASES SALES --------------------- --------- ----- AllianceBernstein VPS Large Cap Growth Portfolio Class B $ 71,466 $ 362,663 Delaware VIP International Value Equity Series Standard Class 293,595 702,402 Fidelity VIP Asset Manager(SM) Portfolio Initial Class 514,046 676,920 Fidelity VIP Equity-Income Portfolio Initial Class 2,536,137 3,987,689 Fidelity VIP Growth Portfolio Initial Class 439,923 3,540,296 Fidelity VIP High Income Portfolio Initial Class 835,113 919,170 Fidelity VIP Overseas Portfolio Initial Class 327,849 879,530 FT VIP Franklin Large Cap Growth Securities Fund Class 2 28,611 112,371 FT VIP Franklin Small-Mid Cap Growth Securities Fund Class 2 257,213 518,427 Goldman Sachs VIT Core Fixed Income Fund Service Shares 719,449 1,549,016 Goldman Sachs VIT Equity Index Fund Service Shares 718,197 2,826,981 Goldman Sachs VIT Government Income Fund Service Shares 380,457 587,408 Goldman Sachs VIT Growth Opportunities Fund Service Shares 1,258,373 1,861,719 Goldman Sachs VIT Mid Cap Value Fund Service Shares 175,192 1,927,269 Goldman Sachs VIT Money Market Fund Service Shares 653,703 1,751,102 Goldman Sachs VIT Strategic Growth Fund Service Shares 302,906 2,860,308 Goldman Sachs VIT Strategic International Equity Fund Service Shares 332,793 1,108,876 Goldman Sachs VIT Structured U.S. Equity Fund Service Shares 270,282 1,600,829 Invesco V.I. Global Health Care Fund Series I Shares 122,269 139,911 Janus Aspen Janus Portfolio Service Shares 32,289 142,748 T. Rowe Price International Stock Portfolio 346,716 634,835
SA-22 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - FINANCIAL HIGHLIGHTS Unit fair values, units outstanding, income and expense ratios and total returns for the Separate Account were as follows:
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($)(4) ($)(4) ASSETS ($) (%)(1) (%)(2) (%)(2) (%)(3)(4) (%)(3)(4) ---------- --------- --------- ---------- ---------- ------- ------- --------- --------- ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO CLASS B 2012 804,083 0.958797 1.797147 1,430,738 0.03 0.65 0.80 15.19 15.37 2011 1,060,415 0.832339 1.557763 1,496,730 0.09 0.65 0.80 (4.05) (3.90) 2010 1,327,140 0.867445 1.621019 1,783,210 0.27 0.65 0.80 8.95 9.12 2009 1,598,906 0.796173 1.485574 1,863,192 N/A 0.65 0.80 36.01 36.21 2008 1,919,106 0.585381 1.090612 1,529,012 N/A 0.65 0.80 (40.30) (40.21) DELAWARE VIP INTERNATIONAL VALUE EQUITY SERIES STANDARD CLASS 2012 2,947,049 3.151402 2.131728 6,282,983 2.52 0.65 0.80 14.28 14.45 2011 3,189,538 2.757650 1.862565 5,974,744 1.25 0.65 0.80 (15.12) (14.99) 2010 3,484,691 3.248889 2.191027 7,757,285 3.78 0.65 0.80 10.04 10.20 2009 3,803,264 2.952569 1.988192 7,818,038 3.12 0.65 0.80 33.65 33.85 2008 4,160,810 2.209174 1.485366 6,523,660 2.37 0.65 0.80 (42.88) (42.80) FIDELITY VIP ASSET MANAGER(SM) PORTFOLIO INITIAL CLASS 2012 2,351,263 2.731336 1.801299 4,235,637 1.55 0.65 0.80 11.58 11.75 2011 2,464,418 2.447825 1.611886 4,012,634 1.79 0.65 0.80 (3.34) (3.19) 2010 2,963,817 2.532412 1.665064 5,053,060 1.69 0.65 0.80 13.35 13.52 2009 3,158,070 2.234131 1.466736 4,880,157 2.46 0.65 0.80 28.08 28.27 2008 3,116,441 1.744328 1.143450 3,907,364 2.70 0.65 0.80 (29.29) (29.18) FIDELITY VIP EQUITY-INCOME PORTFOLIO INITIAL CLASS 2012 13,260,946 3.763873 1.951748 25,906,936 3.02 0.65 0.80 16.37 16.55 2011 15,076,568 3.234413 1.674671 25,614,754 2.41 0.65 0.80 0.16 0.32 2010 16,940,123 3.229138 1.669412 29,316,218 1.79 0.65 0.80 14.23 14.40 2009 18,754,877 2.826921 1.459258 29,071,925 2.25 0.65 0.80 29.17 29.36 2008 20,944,825 2.188603 1.128054 25,923,299 2.44 0.65 0.80 (43.11) (43.03) FIDELITY VIP GROWTH PORTFOLIO INITIAL CLASS 2012 12,325,092 3.300673 1.939852 23,914,262 0.58 0.65 0.80 13.77 13.94 2011 13,848,379 2.901130 1.702464 23,738,739 0.35 0.65 0.80 (0.60) (0.45) 2010 15,589,604 2.918635 1.710149 27,295,143 0.27 0.65 0.80 23.18 23.37 2009 17,300,039 2.369420 1.386249 25,506,991 0.44 0.65 0.80 27.26 27.45 2008 18,815,702 1.861875 1.087656 22,585,837 0.80 0.65 0.80 (47.59) (47.51)
SA-23 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($)(4) ($)(4) ASSETS ($) (%)(1) (%)(2) (%)(2) (%)(3)(4) (%)(3)(4) ---------- --------- --------- ---------- ---------- ------- ------- --------- --------- FIDELITY VIP HIGH INCOME PORTFOLIO INITIAL CLASS 2012 3,835,003 2.519315 2.207049 8,465,405 5.75 0.65 0.80 13.32 13.49 2011 4,069,326 2.223282 1.944768 7,928,674 6.57 0.65 0.80 3.20 3.35 2010 4,559,418 2.154387 1.881651 8,630,148 7.66 0.65 0.80 12.91 13.08 2009 5,053,163 1.907992 1.663946 8,516,542 7.88 0.65 0.80 42.81 43.02 2008 5,781,470 1.336069 1.163419 6,878,004 8.36 0.65 0.80 (25.59) (25.47) FIDELITY VIP OVERSEAS PORTFOLIO INITIAL CLASS 2012 3,183,447 2.362715 2.153842 6,857,615 1.94 0.65 0.80 19.77 19.96 2011 3,507,442 1.972628 1.795524 6,305,745 1.38 0.65 0.80 (17.83) (17.70) 2010 3,786,393 2.400585 2.181747 8,296,438 1.36 0.65 0.80 12.21 12.38 2009 4,386,330 2.139388 1.941421 8,617,210 2.14 0.65 0.80 25.52 25.71 2008 4,837,452 1.704448 1.544396 7,605,054 2.56 0.65 0.80 (44.25) (44.17) FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND CLASS 2 2012 344,904 1.054372 1.720073 592,824 0.82 0.65 0.80 11.47 11.64 2011 448,923 0.945857 1.540708 608,554 0.66 0.65 0.80 (2.30) (2.15) 2010 507,121 0.968079 1.574511 680,445 0.83 0.65 0.80 10.70 10.86 2009 578,186 0.874541 1.420236 673,766 1.43 0.65 0.80 28.69 28.89 2008 736,686 0.679547 1.101904 636,815 1.30 0.65 0.80 (35.05) (34.95) FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND CLASS 2 2012 1,090,534 1.311104 2.179930 2,361,889 N/A 0.65 0.80 9.97 10.13 2011 1,382,215 1.192289 1.979389 2,535,912 N/A 0.65 0.80 (5.59) (5.45) 2010 1,681,508 1.262920 2.093480 3,064,444 N/A 0.65 0.80 26.60 26.79 2009 2,013,796 0.997547 1.651089 2,742,888 N/A 0.65 0.80 42.43 42.64 2008 2,541,643 0.700392 1.157513 2,303,163 N/A 0.65 0.80 (42.96) (42.87) GOLDMAN SACHS VIT CORE FIXED INCOME FUND SERVICE SHARES 2012 5,496,279 2.395529 1.456701 8,013,411 2.25 0.65 0.80 5.87 6.03 2011 6,061,060 2.262708 1.373854 8,491,624 2.50 0.65 0.80 6.11 6.27 2010 6,481,443 2.132455 1.292808 8,858,020 3.03 0.65 0.80 6.32 6.48 2009 6,893,869 2.005751 1.214152 9,064,705 4.85 0.65 0.80 13.76 13.94 2008 7,350,937 1.763083 1.065649 8,830,900 5.00 0.65 0.80 (9.31) (9.18)
SA-24 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($)(4) ($)(4) ASSETS ($) (%)(1) (%)(2) (%)(2) (%)(3)(4) (%)(3)(4) ---------- --------- --------- ---------- ---------- ------- ------- --------- --------- GOLDMAN SACHS VIT EQUITY INDEX FUND SERVICE SHARES 2012 10,807,895 3.669692 1.931026 20,873,972 1.80 0.65 0.80 14.63 14.80 2011 11,932,170 3.201476 1.682100 20,316,630 1.59 0.65 0.80 0.93 1.09 2010 13,240,497 3.171822 1.664003 22,901,374 1.62 0.65 0.80 14.00 14.18 2009 14,017,193 2.782189 1.457395 22,508,382 2.00 0.65 0.80 25.27 25.46 2008 15,119,714 2.220882 1.161604 20,675,873 1.70 0.65 0.80 (37.77) (37.67) GOLDMAN SACHS VIT GOVERNMENT INCOME FUND SERVICE SHARES 2012 2,323,114 2.227506 1.389048 3,231,828 0.76 0.65 0.80 1.96 2.12 2011 2,510,300 2.184663 1.360259 3,468,468 0.93 0.65 0.80 5.50 5.66 2010 2,675,556 2.070815 1.287426 3,682,971 1.73 0.65 0.80 4.35 4.51 2009 2,989,053 1.984433 1.231856 4,120,910 3.48 0.65 0.80 5.59 5.75 2008 3,177,942 1.879425 1.164903 4,352,416 4.35 0.65 0.80 2.33 2.48 GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND SERVICE SHARES 2012 4,069,741 5.471152 3.129174 12,740,434 N/A 0.65 0.80 18.48 18.66 2011 4,528,778 4.617921 2.637192 12,147,674 N/A 0.65 0.80 (4.74) (4.59) 2010 5,179,545 4.847601 2.764180 14,836,901 N/A 0.65 0.80 18.41 18.59 2009 5,731,065 4.094015 2.330944 14,337,087 N/A 0.65 0.80 57.32 57.56 2008 6,447,981 2.602285 1.479384 10,653,689 N/A 0.65 0.80 (41.28) (41.19) GOLDMAN SACHS VIT MID CAP VALUE FUND SERVICE SHARES 2012 5,385,611 5.146997 2.498515 13,470,910 0.92 0.65 0.80 17.24 17.42 2011 6,031,560 4.390131 2.127888 13,095,545 0.52 0.65 0.80 (7.34) (7.20) 2010 6,763,682 4.738008 2.293035 16,221,520 0.44 0.65 0.80 23.70 23.88 2009 7,440,232 3.830371 1.850977 14,971,602 1.54 0.65 0.80 31.72 31.92 2008 8,277,440 2.907978 1.403121 13,088,237 0.75 0.65 0.80 (37.71) (37.62) GOLDMAN SACHS VIT MONEY MARKET FUND SERVICE SHARES 2012 5,035,457 1.545975 1.101098 5,586,606 0.01 0.65 0.80 (0.80) (0.65) 2011 5,943,934 1.558404 1.108340 6,684,005 0.01 0.65 0.80 (0.79) (0.65) 2010 5,652,628 1.570877 1.115575 6,586,299 0.01 0.65 0.80 (0.80) (0.65) 2009 6,073,597 1.583502 1.122824 7,498,270 0.16 0.65 0.80 (0.65) (0.50) 2008 6,260,337 1.593927 1.128495 8,112,349 2.25 0.65 0.80 1.43 1.59
SA-25 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($)(4) ($)(4) ASSETS ($) (%)(1) (%)(2) (%)(2) (%)(3)(4) (%)(3)(4) ---------- --------- --------- ---------- ---------- ------- ------- --------- --------- GOLDMAN SACHS VIT STRATEGIC GROWTH FUND SERVICE SHARES 2012 12,383,352 2.724080 1.933793 23,951,487 0.45 0.65 0.80 18.67 18.85 2011 13,693,998 2.295483 1.627071 22,362,307 0.21 0.65 0.80 (3.64) (3.49) 2010 15,419,967 2.382196 1.685987 26,444,552 0.19 0.65 0.80 9.61 9.78 2009 16,882,549 2.173265 1.535794 27,251,341 0.21 0.65 0.80 46.32 46.54 2008 19,026,990 1.485314 1.048045 21,627,388 N/A 0.65 0.80 (42.41) (42.33) GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND SERVICE SHARES 2012 5,231,520 1.874867 1.726372 9,033,594 1.86 0.65 0.80 19.92 20.10 2011 5,771,212 1.563418 1.437422 8,313,047 3.03 0.65 0.80 (15.84) (15.72) 2010 6,312,447 1.857758 1.705449 10,843,837 1.26 0.65 0.80 9.20 9.37 2009 7,004,087 1.701166 1.559336 11,104,994 1.61 0.65 0.80 27.34 27.54 2008 7,905,662 1.335885 1.222665 9,908,249 2.68 0.65 0.80 (46.52) (46.44) GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND SERVICE SHARES 2012 7,268,423 2.733430 1.700936 12,370,352 1.52 0.65 0.80 13.23 13.40 2011 8,107,150 2.414113 1.499959 12,223,314 1.45 0.65 0.80 3.07 3.22 2010 9,130,322 2.342288 1.453132 13,589,330 1.25 0.65 0.80 11.70 11.87 2009 10,024,865 2.096984 1.298991 13,738,294 1.83 0.65 0.80 19.92 20.11 2008 11,149,731 1.748592 1.081545 13,107,657 1.31 0.65 0.80 (37.63) (37.54) INVESCO V.I. GLOBAL HEALTH CARE FUND SERIES I SHARES 2012 246,556 1.490768 2.100727 517,664 N/A 0.65 0.80 19.93 20.11 2011 289,180 1.243008 1.748953 447,081 N/A 0.65 0.80 3.12 3.27 2010 314,815 1.205437 1.693521 458,854 N/A 0.65 0.80 4.45 4.61 2009 348,365 1.154072 1.618907 464,952 0.35 0.65 0.80 26.65 26.85 2008 398,580 0.911199 1.276287 400,123 N/A 0.65 0.80 (29.19) (29.08) JANUS ASPEN JANUS PORTFOLIO SERVICE SHARES 2012 415,554 1.004983 1.926303 799,903 0.44 0.65 0.80 17.34 17.52 2011 534,340 0.856487 1.639190 789,358 0.43 0.65 0.80 (6.30) (6.15) 2010 703,805 0.914034 1.746687 971,360 0.36 0.65 0.80 13.34 13.52 2009 870,986 0.806425 1.538724 993,916 0.40 0.65 0.80 34.93 35.13 2008 1,177,683 0.597678 1.138703 935,759 0.60 0.65 0.80 (40.35) (40.26)
SA-26 VEL II ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($)(4) ($)(4) ASSETS ($) (%)(1) (%)(2) (%)(2) (%)(3)(4) (%)(3)(4) ---------- --------- --------- ---------- ---------- ------- ------- --------- --------- T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO 2012 2,380,901 1.880458 2.178212 5,183,653 1.27 0.65 0.80 17.49 17.67 2011 2,550,306 1.600505 1.851136 4,694,181 1.52 0.65 0.80 (13.53) (13.40) 2010 2,809,760 1.851001 2.137611 5,902,872 0.92 0.65 0.80 13.54 13.71 2009 3,096,613 1.630266 1.879843 5,646,450 2.65 0.65 0.80 51.17 51.40 2008 3,588,652 1.078436 1.241657 4,248,553 1.99 0.65 0.80 (49.11) (49.04)
(1) These amounts represent the dividends, excluding distributions of capital gains, received by the Sub-Account from the Underlying Fund, net of management fees assessed by the fund manager, divided by the average net assets. These ratios exclude those expenses, such as mortality and expense charges, that result in direct reductions in the unit fair values. The recognition of investment income by the Sub-Account is affected by the timing of the declaration of dividends by the Underlying Fund in which the Sub-Accounts invest. (2) These ratios represent the annualized policy expenses of the Separate Account, consisting primarily of mortality and expense charges, for each period indicated. The ratios include only those expenses that result in a direct reduction to unit fair values. See Note 3 for a list of all unit fair value charges. Charges made directly to policy owner accounts through the redemption of units and expenses of the Underlying Fund are excluded. (3) These amounts represent the total return for the periods indicated, including changes in the value of the Underlying Fund, and reflect deductions for all items included in the expense ratio. The total return does not include any expenses assessed through the redemption of units; inclusion of these expenses in the calculation would result in a reduction in the total return presented. Investment options with a date notation indicate the effective date of that investment option in the variable account. The total return is calculated for the period indicated or from the effective date through the end of the reporting period. (4) The highest unit fair value and total return correspond with the product with the lowest expense ratio. The lowest unit fair value and total return correspond with the product with the highest expense ratio. NOTE 6 - SUBSEQUENT EVENTS In the second quarter of 2013, Goldman Sachs plans to contribute several of its insurance subsidiaries, including Commonwealth Annuity, to Global Atlantic Financial Group ("GAFG"), a newly formed Cayman Islands company, and then sell approximately 80% of the ordinary shares of GAFG to third party investors. As a result of this transaction, Commonwealth Annuity will become a wholly-owned subsidiary of Global Atlantic (Fin) Company, a Delaware company, which is a wholly-owned indirect subsidiary of GAFG. SA-27 PART C: OTHER INFORMATION ITEM 26. EXHIBITS (A) BOARD OF DIRECTORS RESOLUTION. Certified copy of Resolutions of the Board of Directors of the Company of January 21, 1993 establishing the VEL II Account was previously filed on February 13, 1998 in Post-Effective Amendment No. 10 of this Registration Statement on Form S-6, and is incorporated by reference herein. (B) CUSTODIAN AGREEMENTS. Not applicable. (C) UNDERWRITING CONTRACTS. (1) Registered Representatives/Agents Agreement was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (2) Sales Agreements with broker-dealers were previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and are incorporated by reference herein. (3) Agreements with broker-dealer were previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and are incorporated by reference herein. (4) Commission Schedule was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (5) General Agents Agreement was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (6) Career Agents Agreement was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (7) Consolidated Underwriting and Administrative Service Agreement dated April 30, 2010 between and among Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc was previously filed on April 29, 2010 in Post-Effective Amendment No. 27 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (8) Form of Selling Agreement by and between Epoch Securities, Inc., Commonwealth Annuity and Life Insurance Company, First Allmerica Financial Life Insurance Company and the "Broker-Dealer" was previously filed on April 25, 2008 in Post-Effective Amendment No. 25 to Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (9) Service Agreement dated March 13, 2012 by and between Epoch Securities, Inc., Commonwealth Annuity and Life Insurance Company, se2 and Security Distributors, Inc. was previously filed on April 25, 2012 in Post-Effective Amendment No. 30 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (10) Shared Service Agreement dated August 5, 2010 by and between Commonwealth Annuity and Epoch Securities is filed in Post-Effective Amendment No. 34 to Registration Statement No. 33-39702/811-6293 on Form N-4, and is incorporated by reference herein.. (D) POLICY. (1) Policy and Initial Policy endorsements were previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and are incorporated by reference herein. The following endorsements were previously filed on February 27, 1998 in Post-Effective Amendment No. 8 of this Registration Statement on Form S-6, and are incorporated by reference herein. (2) Paid-Up Life Insurance Option Endorsement was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (3) Preferred Loan Endorsement was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (4) 403(b) Life Insurance Policy Endorsement was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (5) Guaranteed Death Benefit Rider was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (E) APPLICATION. (1) Application was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 of this Registration Statement on Form S-6, and is incorporated by reference herein. (F) DEPOSITOR'S CERTIFICATE OF INCORPORATION AND BYLAWS. (1) Articles of Organization and Bylaws, as amended, of the Company, effective as of September 1, 2006 were previously filed on February 28, 2007 in Post-Effective Amendment No. 22 of Registration Statement No. 33-57792/811-7466, and are incorporated by reference herein. Bylaws, as amended of the Company, effective as of December 30, 2005 were previously filed on April 28, 2006 in Post-Effective Amendment No. 22 of Registration Statement No. 33-57792/811-7466, and are incorporated by reference herein. Articles of Incorporation and Bylaws, as amended of the Company, effective as of October 1, 1995 were previously filed on September 29, 1995 in Post-Effective Amendment No. 5 of this Registration Statement on Form S-6, and are incorporated by reference herein. (G) REINSURANCE CONTRACTS. (1) Reinsurance contract dated January 1, 2001 among Allmerica Financial Life Insurance and Annuity Company and Reinsurance Company of Missouri, Inc. was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (2) Reinsurance contract dated January 1, 1998 among Allmerica Financial Life Insurance and Annuity Company and RGA Reinsurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (3) Reinsurance contract dated January 1, 1995 among State Mutual Life Assurance Company of America and Life Reassurance Corporation of America was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (4) Reinsurance contract dated January 1, 1994 among State Mutual Life Assurance Company of America and Connecticut General Life Insurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (5) Reinsurance contract dated January 1, 1993 among State Mutual Life Assurance Company of America and Life Reassurance Corporation of America was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (6) Reinsurance contract dated January 1, 1993 among State Mutual Life Assurance Company and The Cologne Life Reinsurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (7) Reinsurance contract dated February 26, 1991 among State Mutual Life Assurance Company of America and The Lincoln National Life Insurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (8) Reinsurance contract dated May 1, 1989 among State Mutual Life Assurance Company of America and General American Life Insurance Company was previously filed in on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (9) Reinsurance contract dated May 1, 1989 among State Mutual Life Assurance Company of America and General American Life Insurance Company was previously filed in on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (10) Reinsurance contract dated July 1, 1986 among State Mutual Life Assurance Company of America and General American Life Insurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (11) Reinsurance contract dated August 1, 1983 among State Mutual Life Assurance Company of America and The Lincoln National Life Insurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (12) Reinsurance contract dated August 1, 1983 among State Mutual Life Assurance Company and Connecticut General Life Insurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (13) Reinsurance contract dated August 1, 1983 among State Mutual Life Assurance Company and Cologne Life Reinsurance Company was previously filed on February 10, 2003 in Post-Effective Amendment No. 17 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (H) PARTICIPATION AGREEMENTS. (1) Amendment to the Delaware VIP Trust Participation Agreement dated December 31, 2007 was previously filed on April 28, 2011 in Post-Effective Amendment No. 28 of Registration No. 333-57792/811-7466 on Form S-6, and is incorporated by reference herein. Amendment dated May 1, 2001 to the Delaware Participation Agreement was previously filed on April 26, 2002 in Post-Effective Amendment No. 5 of Registration No. 333-84879/811-09529 on Form S-6, and is incorporated by reference herein. Participation Agreement with Delaware Group Premium Fund, Inc. was previously filed on April 16, 1998 in Post-Effective Amendment No. 11 on Form S-6, and is incorporated by reference herein. (2) Amendment to the Participation Agreement dated May 1, 2013 with T. Rowe Price is filed in Post-Effective Amendment No. 34 to Registration Statement No. 33-39702/811-6293 on Form N-4, and is incorporated by reference herein. Amendment to Schedule A dated October 1, 2000 to the T. Rowe Price International Series, Inc. Participation Agreement was previously filed on April 27, 2001 in Post-Effective Amendment No. 4 of Registration No. 333-84879/811-09529 on Form S-6, and is incorporated by reference herein. Participation Agreement with T. Rowe Price International Series, Inc. was previously filed on April 16, 1998 in Post-Effective Amendment No. 12 on Form S-6, and is incorporated by reference herein. (3) Amendment dated August 1, 2007 to the Participation Agreement with Janus Aspen Series was previously filed on April 29, 2010 in Post-Effective Amendment No. 27 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. Amendment dated February 25, 2000 to the Janus Aspen Participation Agreement was previously filed on April 26, 2002 in Post-Effective Amendment No. 5 of Registration No. 333-84879/811-09529 on Form S-6, and is incorporated by reference herein. Participation Agreement between the Company and Janus Distributors, Inc. dated May 27, 1999 was previously filed in April 2001 in Post-Effective Amendment No. 4 of Registration No. 333-84879/811-09529 on Form S-6, and is incorporated by reference herein. (4) Amendment dated January 15, 2013 to the Amended and Restated Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company is filed in Post-Effective Amendment No. 34 to Registration Statement No. 33-39702/811-6293 on Form N-4, and is incorporated by reference herein. Amendment dated August 16, 2010 to Amended and Restated Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on April 28, 2011 in Post-Effective Amendment No. 28 of Registration No. 333-57792/811-7466 on Form S-6, and is incorporated by reference herein. Amendments No. 2 and 1 dated May 1, 2009 to Amended and Restated Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on April 29, 2010 in Post-Effective Amendment No. 27 of Registration Statement No. 33-57792/811-7466, and are incorporated by reference herein. Amended and Restated Participation Agreement dated September 25, 2006 with Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on April 25, 2008 in Post-Effective Amendment No. 25 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (5) Amendment No. 1 dated April 30, 2010 and Amendment to the Participation Agreement dated May 1, 2008 to Amended and Restated Participation Agreement among Commonwealth Annuity and Life Insurance Company, AllianceBernstein L.P. and AllianceBernstein Investments, Inc. dated as of August 1, 2007 was previously filed on April 28, 2011 in Post-Effective Amendment No. 28 of Registration No. 333-57792/811-7466 on Form S-6, and is incorporated by reference herein. Amended and Restated Participation Agreement among Commonwealth Annuity and Life Insurance Company, AllianceBernstein L.P. and AllianceBernstein Investments, Inc. dated as of August 1, 2007 was previously filed on April 25, 2008 in Post-Effective Amendment No. 25 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (6) Amendment dated October 31, 2001 to the INVESCO Participation Agreement was previously filed on April 26, 2002 in Post-Effective Amendment No. 5 of Registration No. 333-84879/811-09529 on Form S-6, and is incorporated by reference herein. Participation Agreement dated March 21, 2000 between the Company and INVESCO Variable Investments Funds, Inc. were previously filed in April 2002 in Post-Effective Amendment No. 15 of Registration Statement No. 33-57792/811-7466 on Form S-6, and are incorporated by reference herein. (7) Amendment dated May 1, 2011 to the Amended and Restated Participation Agreement dated August 1, 2007 by and between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co., and Commonwealth Annuity and Life Insurance Company was previously filed on April 28, 2012 in Post-Effective Amendment No. 29 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. Amendment dated May 1, 2011, Amendment No. 3 dated February 11, 2011, Amendment dated September 1, 2010 and Fund/SERV and Networking Supplement dated August 12, 2008 to the Amended and Restated Participation Agreement dated August 1, 2007 by and between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co., and Commonwealth Annuity and Life Insurance Company were previously filed on April 28, 2012 in Post-Effective Amendment No. 29 of Registration No. 333-57792/811-7466 on Form S-6, and are incorporated by reference herein. Amendment No. 1 to the Amended and Restated Participation Agreement dated August 1, 2007 by and between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co., and Commonwealth Annuity and Life Insurance Company was previously filed on April 28, 2011 in Post-Effective Amendment No. 28 of Registration No. 333-57792/811-7466 on Form S-6, and is incorporated by reference herein. Amended and Restated Participation Agreement dated August 1, 2007 by and between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co., and Commonwealth Annuity And Life Insurance Company was previously filed on April 29, 2010 in Post-Effective Amendment No. 27 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (8) Amendment 2 dated April 30, 2010 and Amendment No. 1 dated February 21, 2008 to the AIM Participation Agreement dated July 27, 1998 was previously filed on April 29, 2010 in Post-Effective Amendment No. 27 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. Amended and Restated Participation Agreement by and among AIM Variable Insurance Funds, Inc., A I M Distributors, Inc. And Commonwealth Annuity And Life Insurance Company dated July 31, 2007 was previously filed on April 25, 2008 in Post-Effective Amendment No. 25 of Registration Statement No. 33-57792/811-7466, and is incorporated by reference herein. (9) First Amendment dated April 30, 2010 to the Amended and Restated Participation Agreement with Fidelity Variable Insurance Products Funds dated April 30, 2010 and Amended and Restated Participation Agreement dated April 30, 2010 was previously filed on April 29, 2010 in Post-Effective Amendment No. 27 of Registration Statement No. 33-57792/811-7466, and are incorporated by reference herein. (I) ADMINISTRATIVE CONTRACTS. (1) Third Party Adminstrator Agreement (TPA) between se2, Inc., Security Distributors, Inc. and Commonwealth Annuity and Life Insurance Company dated April 1, 2013 is filed in Amendment No. 34 of Registration Statement No. 33-39702/811-6293 on Form N-4, and is incorporated by reference herein. (2) Work Assignment dated April 1, 2013 by and between se2, Inc., Security Distributors, Inc., and Commonwealth Annuity and Life Insurance Company is filed in Amendment No. 34 of Registration Statement No. 33-39702/811-6293 on Form N-4, and is incorporated by reference herein. (3) Directors' Powers of Attorney are filed herewith. (J) OTHER MATERIAL CONTRACTS. Not Applicable. (K) LEGAL OPINION. Opinion of Counsel was previously filed on April 25, 2008 in Post-Effective Amendment No. 24 of Registration Statement No. 33-85916/811-8848, and is incorporated by reference herein. (L) ACTUARIAL OPINION. Not Applicable. The Registration Statement does not include illustrations. (M) CALCULATION. Not Applicable. The Registration Statement does not include illustrations. (N) OTHER OPINIONS. Consent of Independent Registered Public Accounting Firm is filed herewith. (O) OMITTED FINANCIAL STATEMENTS. Financial Statements included in Part B Financial Statements for Commonwealth Annuity and Life Insurance Company (the "Company" and "Depositor") and Financial Statements for the VEL II Account of Commonwealth Annuity and Life Insurance Company. (P) INITIAL CAPITAL AGREEMENTS. Not Applicable. (Q) REDEEMABILITY EXEMPTION. Not Applicable. Any such disclosures are included in the prospectus and/or SAI. ITEM 27. DIRECTORS AND OFFICERS OF THE DEPOSITOR The principal business address of most of the following Directors and Officers* is: 200 West St New York, NY 10282-2198 The principal business address of the other following Directors and Officers is: 132 Turnpike Road, Suite 210 Southborough, MA 01772. DIRECTORS AND PRINCIPAL OFFICERS OF THE COMPANY --------------------------------------------------------------------------------------------------------- Allan Levine* Chairman of the Board of Directors --------------------------------------------------------------------------------------------------------- Manda J. D'Agata* Director, Vice President and Treasurer --------------------------------------------------------------------------------------------------------- Kathleen M. Redgate* Director --------------------------------------------------------------------------------------------------------- Michael S. Rotter* Director and Vice Chairman --------------------------------------------------------------------------------------------------------- Nicholas Helmuth von Moltke* Director, President and Chief Executive Officer --------------------------------------------------------------------------------------------------------- Gilles M. Dellaert* Vice President and Chief Investment Officer --------------------------------------------------------------------------------------------------------- Robert J. Egan Vice President & and Chief Actuary --------------------------------------------------------------------------------------------------------- John J. Fowler Senior Vice President and Chief Financial Officer --------------------------------------------------------------------------------------------------------- Jane S. Grosso Vice President and Controller --------------------------------------------------------------------------------------------------------- Jonathan Hecht* Vice President --------------------------------------------------------------------------------------------------------- Kim Lee* Vice President & Chief Risk Officer --------------------------------------------------------------------------------------------------------- Kevin F. Leavey Vice President and Product Actuary --------------------------------------------------------------------------------------------------------- Justin MacNeil Vice President - Tax --------------------------------------------------------------------------------------------------------- Samuel Ramos* Vice President & Assistant Corporate Secretary --------------------------------------------------------------------------------------------------------- Jason M. Roach Vice President-Operations --------------------------------------------------------------------------------------------------------- Scott D. Silverman Senior Vice President, General Counsel and Corporate Secretary --------------------------------------------------------------------------------------------------------- Sheila B. St. Hilaire Vice President-Legal and Assistant Secretary --------------------------------------------------------------------------------------------------------- Joel Volcy Senior Vice President and Chief Operating Officer --------------------------------------------------------------------------------------------------------- Margot K. Wallin Vice President , Special Investigative Officer & Chief Compliance Officer --------------------------------------------------------------------------------------------------------- Robert E. Winawer Vice President -Risk ---------------------------------------------------------------------------------------------------------
ITEM 28. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH THE DEPOSITOR OR THE REGISTRANT THE GOLDMAN SACHS GROUP, INC. These entities are directly or indirectly controlled by or under common control with the Company.
STATE/ COUNTRY ROW NAICS STATE/ OF ID DEPTH LEGAL ENTITY NAME CODES/DESCRIPTIONS CITY PROVINCE INCORPORATION ----------------------------------------------------------------------------------------------------------------------------------- 1 1 THE GOLDMAN SACHS GROUP, INC. 523110 - Investment New York NY Delaware Banking and Securities Dealing 2 2 1000 DEAN INVESTOR LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 3 2 77 WATER STREET MANAGEMENT CO. LLC 561110 - Office Wilmington DE Delaware administration services 4 2 986 E 181ST ST LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 5 2 ARCHON GEN-PAR, INC. 525990 - Other New York NY Delaware Financial Vehicles 6 3 ARCHON GROUP, L.P. 541611 - Irving TX Delaware Administrative Management and General Management Consulting Services 7 4 ARCHON ACQUISITION, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 8 4 ARCHON ADMINISTRATIVE SERVICES, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 9 4 ARCHON INTERNATIONAL HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 10 5 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD LIMITADA 525990 - Other Mexico City MEXICO Financial Vehicles 11 4 ARCHON RESIDENTIAL MANAGEMENT GEN-PAR, INC. 525990 - Other Irving TX Delaware Financial Vehicles 12 5 ARCHON RESIDENTIAL MANAGEMENT, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 13 4 ARCHON RESIDENTIAL MANAGEMENT, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 14 4 AVELO MORTGAGE, L.L.C. 522292 - Real Estate Wilmington DE Delaware Credit 15 4 AWH ARCHON GEN-PAR, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 16 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 17 4 BANGKOK CAPITAL ALLIANCE HOLDINGS LLC 522390 - Other Irving TX Delaware Activities Related to Credit Intermediation 18 4 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD LIMITADA 525990 - Other Mexico City MEXICO Financial Vehicles 19 2 ARCHON GROUP, L.P. 541611 - Irving TX Delaware Administrative Management and General Management Consulting Services 20 2 ARCHON INTERNATIONAL, INC. 551112 - Offices of Irving TX Delaware Other Holding Companies 21 3 ARCHON CAPITAL BANK DEUTSCHLAND GMBH 522110 - Commercial Hof GERMANY Banking 22 4 ARCHON GROUP DEUTSCHLAND GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 23 3 ARCHON GROUP ITALIA, S.R.L. 523999 - Milan ITALY Miscellaneous (OTHER) Financial Investment Activities 24 4 SGC S.R.L. SOCIETA GESTIONE CREDITI 525990 - Other Milan ITALY Financial Vehicles (OTHER) 25 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI S.P.A. 525990 - Other London ITALY Financial Vehicles (OTHER) 26 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO CREDITI SRL 52399 - All Other Milan ITALY Financial Investment (OTHER) Activities 27 2 ARIEL CAPITAL REINSURANCE COMPANY, LIMITED 524130 - Reinsurance Hamilton BERMUDA Carriers 28 2 ARROW CORPORATE MEMBER HOLDINGS LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 29 3 ARIEL INDEMNITY LIMITED 524130 - Reinsurance Hamilton BERMUDA Carriers 30 3 GOLDMAN SACHS PROPERTY AND CASUALTY 524298 - All Other London UNITED Insurance Related KINGDOM Activities (OTHER) 31 4 ARIEL CORPORATE MEMBER LIMITED 524210 - Insurance London UNITED Agencies and KINGDOM Brokerages (OTHER) 32 2 ARROW REINSURANCE COMPANY, LIMITED 524130 - Reinsurance Hamilton BERMUDA Carriers 33 2 AUGUSTA ADVISORS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 34 3 AUGUSTA, L.P. 525990 - Other New York NY Delaware Financial Vehicles 35 2 BIRCHFIELD ESTATES LTD 531120 - Lessors of London UNITED nonresidential KINGDOM buildings (except (OTHER) mini warehouses) 36 2 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. 531390 - Other New York NY Delaware activities related to real estate 37 2 BRIDGE STREET 2011 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 38 3 BRIDGE STREET 2011, L.P. 525910 - Open-End New York NY Delaware Investment Funds 39 2 BRIDGE STREET 2011 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 40 3 BRIDGE STREET 2011 OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 41 4 BRIDGE STREET 2011 OFFSHORE EDGEMARC, INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 42 2 BRIDGE STREET 2012 ADVISORS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 43 3 BRIDGE STREET 2012, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 44 4 GS HEAL HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 45 2 BRIDGE STREET 2012 OFFSHORE ADVISORS, INC. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 46 3 BRIDGE STREET 2012 HOLDINGS, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 47 4 INTERLINE BRANDS, INC. 0 - N/A Jacksonville FL Delaware 48 4 SPARTANSHIELD HOLDINGS 525990 - Other NEW YORK NY Delaware Financial Vehicles 49 5 TRANSUNION HOLDING COMPANY, INC. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 50 6 TRANSUNION CORP. 551112 - Offices of Chicago IL Delaware Other Holding Companies 51 7 TRANS UNION LLC 56145 - Credit Chicago IL Delaware Bureaus 52 8 CENTRAL SOURCE, LLC 56145 - Credit Jacksonville FL Delaware Bureaus 53 8 DECISION SYSTEMS, INC. 56145 - Credit Chicago IL Georgia Bureaus 54 8 NEW MANAGEMENT SERVICES, LLC 56145 - Credit Jacksonville FL Georgia Bureaus 55 8 ONLINE DATA EXCHANGE, LLC 56145 - Credit Jacksonville FL Delaware Bureaus 56 8 OPT-OUT SERVICES, LLC 56145 - Credit Jacksonville FL Delaware Bureaus 57 8 SOLUCIONES DE INFORMATICA DE CENTROAMERICA 56145 - Credit Montano GUATEMALA (SICE), S.A. Bureaus 58 8 TRANS UNION CENTRAL AMERICA, S.A. 551112 - Offices of San Jose PANAMA Other Holding Companies 59 9 TRANS UNION COSTA RICA, S.A. 56145 - Credit San Jose COSTA RICA Bureaus 60 10 TRANS UNION HONDURAS - BURO DE CREDITO, S.A. 56145 - Credit Tegucigalpa HONDURAS Bureaus 61 10 TRANS UNION NICARAGUA, S.A. 56145 - Credit Managua NICARAGUA Bureaus 62 9 TRANS UNION GUATEMALA, S.A. 56145 - Credit Guatemala GUATEMALA Bureaus City 63 9 TRANS UNION HONDURAS - BURO DE CREDITO, S.A. 56145 - Credit Tegucigalpa HONDURAS Bureaus 64 9 TRANS UNION NICARAGUA, S.A. 56145 - Credit Managua NICARAGUA Bureaus 65 9 TRANSUNION EL SALVADOR, S.A. DE C.V. 56145 - Credit San Salvador EL SALVADOR Bureaus 66 8 TRANS UNION CONTENT SOLUTIONS LLC 56145 - Credit Chicago IL Delaware Bureaus 67 8 TRANS UNION DE MEXICO, S.A. 56145 - Credit Mexico MEXICO Bureaus 68 9 SERVICIOS Y ASESORIA SCOBC 56145 - Credit Mexico MEXICO Bureaus 69 8 TRANS UNION INTERNATIONAL INC. 551112 - Offices of Chicago IL Delaware Other Holding Companies 70 9 CENTRO DE INFORMACION Y ESTUDIOS ESTRATEGICOS 551112 - Offices of SANTO DOMINGO DOMINICAN EMPRESARIALES S.A. Other Holding REPUBLIC Companies 71 10 TRANS UNION S.A. 56145 - Credit SANTO DOMINGO DOMINICAN Bureaus REPUBLIC 72 9 CREDIT INFORMATION BUREAU (INDIA) LIMITED 56145 - Credit Mumbai INDIA Bureaus (OTHER) 73 9 CREDIT REPORTING SERVICES LIMITED 56145 - Credit Port of Spain TRINIDAD & Bureaus TOBAGO 74 9 SOLUCIONES DE INFORMATICA DE CENTROAMERICA 56145 - Credit Montano GUATEMALA (SICE), S.A. Bureaus 75 9 TRANS UNION CRIF DECISION SOLUTIONS LLC 56145 - Credit Chicago IL Delaware Bureaus 76 9 TRANS UNION DE PUERTO RICO, INC. 56145 - Credit San Juan PUERTO RICO Bureaus 77 9 TRANS UNION SOFTWARE SERVICES PRIVATE LIMITED 56145 - Credit Mumbai INDIA Bureaus (OTHER) 78 9 TRANSUNION COLOMBIA LTDA. 56145 - Credit Bogota COLOMBIA Bureaus 79 9 TRANSUNION CRIF DECISION SOLUTIONS S.A. DE C.V 56145 - Credit Mexico D.F. MEXICO Bureaus 80 9 TRANSUNION INTERNATIONAL HOLDINGS, LLC 551112 - Offices of Chicago IL Delaware Other Holding Companies 81 10 TRANSUNION SOLUCIONES DE INFORMACION, S. DE 56145 - Credit Col Polanco MEXICO R.L DE C.V Bureaus 82 9 TRANSUNION SOLUCIONES DE INFORMACION, S. DE 56145 - Credit Col Polanco MEXICO R.L DE C.V Bureaus 83 9 VAIL SYSTEMEN GROEP, B.V. 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 84 10 D&B TRANSUNION ANALYTIC AND DECISIONSERVICES 56145 - Credit Chennai INDIA PRIVATE LIMITED Bureaus (OTHER) 85 10 DATABUSINESS S.A. 56145 - Credit Santiago CHILE Bureaus 86 10 MOUSSORO PARTICIPACOES LTDA. 551112 - Offices of Sao Paulo SP BRAZIL Other Holding Companies 87 11 CRIVO SISTEMAS EM INFORMATICA LTDA. 56145 - Credit Sao Paulo SP BRAZIL Bureaus 88 10 STS VAIL BEHEEREN ADMINISTRACION S. DE. R.L. 56145 - Credit Mexico City MEXICO DE C.V. Bureaus 89 10 TRANSUNION KENYA LIMITED 56145 - Credit Nairobi KENYA Bureaus 90 10 TRANSUNION NETHERLANDS I B.V. 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 91 11 TRANSUNION ASIA LIMITED 56145 - Credit Tsim Sha Tsui HONG KONG Bureaus 92 12 TRANSUNION COMPANY OF VIETNAM LTD. 56145 - Credit Ho Chi Minh VIETNAM Bureaus City 93 12 TRANSUNION INFORMATION TECHNOLOGY LTD. 56145 - Credit Beijing CHINA, Bureaus PEOPLES REPUBLIC OF 94 11 TRANSUNION LIMITED 56145 - Credit Tsim Sha Tsui HONG KONG Bureaus 95 10 TRANSUNION NETHERLANDS II B.V. 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 96 11 MOUSSORO PARTICIPACOES LTDA. 551112 - Offices of Sao Paulo SP BRAZIL Other Holding Companies 97 11 TRANSUNION AFRICA (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 98 12 BEHEER EN BELEGGINGSMAATCHAPIJ STIVACO 551112 - Offices of Rotterdam NETHERLANDS B.V. Other Holding Companies 99 13 STS VAIL BEHEEREN ADMINISTRACION S. 56145 - Credit Mexico City MEXICO DE. R.L. DE C.V. Bureaus 100 13 TRANS UNION (PRIVATE) LTD. 56145 - Credit Harare ZIMBABWE Bureaus 101 12 CAMPBELL'S CONSUMER ENQUIRIES (PTY) 56145 - Credit Johannesburg SOUTH AFRICA LTD. Bureaus 102 12 COMMERCIAL INFORMATION AGENCY (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 103 12 ELABADIA INVESTMENT (PROPRIETARY) LTD. 551112 - Offices of Johannesburg SOUTH AFRICA Other Holding Companies 104 13 TRANS UNION HPI (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 105 12 ITC - BOTSWANA (PTY) LTD. 56145 - Credit Gaborone BC BOTSWANA Bureaus 106 12 TRANS UNION HPI (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 107 12 TRANSUNION ANALYTIC AND DECISION 56145 - Credit Johannesburg SOUTH AFRICA SERVICES (PTY) LTD. Bureaus 108 12 TRANSUNION AUTO INFORMATION SOLUTIONS 56145 - Credit Johannesburg SOUTH AFRICA (PTY) LTD. Bureaus 109 13 AUTOLOCATOR (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 110 12 TRANSUNION CGS (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 111 12 TRANSUNION CREDIT BUREAU (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 112 12 TRANSUNION CREDIT BUREAU NAMIBIA (PTY) 56145 - Credit Windhoek NAMBIA LTD. Bureaus 113 12 TRANSUNION ITC (PTY) LTD. 56145 - Credit Manzini SWAZILAND Bureaus 114 12 TRANSUNION MEAD & MCGROUTHER (PTY) LTD. 56145 - Credit Johannesburg SOUTH AFRICA Bureaus 115 11 TRANSUNION INFORMATION SOLUTIONS INC. 56145 - Credit Makati City PHILIPPINES Bureaus 116 11 TRANSUNION OF CANADA, INC. 56145 - Credit Toronto ON CANADA Bureaus 117 8 TRANSUNION CONSUMER SOLUTIONS LLC 56145 - Credit Chicago IL Delaware Bureaus 118 8 TRANSUNION FINANCING CORPORATION 56145 - Credit Chicago IL Delaware Bureaus 119 8 TRANSUNION HEALTHCARE LLC 56145 - Credit Chicago IL Delaware Bureaus 120 9 DIVERSIFIED DATA DEVELOPMENT CORPORATION 56145 - Credit Chicago IL California Bureaus 121 9 FINANCIAL HEALTHCARE SYSTEMS, LLC 56145 - Credit Chicago IL Colorado Bureaus 122 8 TRANSUNION INTELLIGENCE LLC 56145 - Credit Chicago IL Nevada Bureaus 123 8 TRANSUNION INTERACTIVE, INC. 56145 - Credit Chicago IL Delaware Bureaus 124 8 TRANSUNION RENTAL SCREENING SOLUTIONS, INC. 56145 - Credit Chicago IL Delaware Bureaus 125 9 CREDIT RETRIEVER LLC 56145 - Credit Chicago IL Delaware Bureaus 126 8 TRANSUNION TELEDATA, LLC 56145 - Credit Chicago IL Oregon Bureaus TOTAL TOTAL VOTING NON-VOTING PERCENTAGE PERCENTAGE ID DEPTH LEGAL ENTITY NAME COUNTRY HELD HELD COMMENTS ---------------------------------------------------------------------------------------------------------------------------------- 1 1 THE GOLDMAN SACHS GROUP, INC. UNITED STATES N/A N/A Top Entity 2 2 1000 DEAN INVESTOR LLC UNITED STATES N/A N/A 3 2 77 WATER STREET MANAGEMENT CO. LLC UNITED STATES N/A N/A 4 2 986 E 181ST ST LIHTC LLC UNITED STATES N/A N/A 5 2 ARCHON GEN-PAR, INC. UNITED STATES 100 N/A 6 3 ARCHON GROUP, L.P. UNITED STATES N/A N/A 7 4 ARCHON ACQUISITION, LLC UNITED STATES N/A N/A 8 4 ARCHON ADMINISTRATIVE SERVICES, L.L.C. UNITED STATES N/A N/A 9 4 ARCHON INTERNATIONAL HOLDINGS, L.L.C. UNITED STATES N/A N/A 10 5 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD LIMITADA MEXICO N/A N/A 11 4 ARCHON RESIDENTIAL MANAGEMENT GEN-PAR, INC. UNITED STATES 100 N/A 12 5 ARCHON RESIDENTIAL MANAGEMENT, L.P. UNITED STATES N/A N/A 13 4 ARCHON RESIDENTIAL MANAGEMENT, L.P. UNITED STATES N/A N/A 14 4 AVELO MORTGAGE, L.L.C. UNITED STATES N/A N/A 15 4 AWH ARCHON GEN-PAR, L.L.C. UNITED STATES N/A N/A 16 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. UNITED STATES N/A N/A 17 4 BANGKOK CAPITAL ALLIANCE HOLDINGS LLC UNITED STATES N/A N/A 18 4 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD LIMITADA MEXICO N/A N/A 19 2 ARCHON GROUP, L.P. UNITED STATES N/A N/A 20 2 ARCHON INTERNATIONAL, INC. UNITED STATES 100 N/A 21 3 ARCHON CAPITAL BANK DEUTSCHLAND GMBH GERMANY 100 N/A 22 4 ARCHON GROUP DEUTSCHLAND GMBH GERMANY 100 N/A 23 3 ARCHON GROUP ITALIA, S.R.L. ITALY (OTHER) 100 N/A 24 4 SGC S.R.L. SOCIETA GESTIONE CREDITI ITALY (OTHER) 100 N/A 25 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI S.P.A. UNITED KINGDOM 100 N/A (OTHER) 26 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO CREDITI SRL ITALY (OTHER) 100 N/A 27 2 ARIEL CAPITAL REINSURANCE COMPANY, LIMITED BERMUDA 100 N/A 28 2 ARROW CORPORATE MEMBER HOLDINGS LLC UNITED STATES N/A N/A 29 3 ARIEL INDEMNITY LIMITED BERMUDA 100 N/A 30 3 GOLDMAN SACHS PROPERTY AND CASUALTY UNITED KINGDOM 100 N/A (OTHER) 31 4 ARIEL CORPORATE MEMBER LIMITED UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Redeemable shares. 32 2 ARROW REINSURANCE COMPANY, LIMITED BERMUDA 100 N/A 33 2 AUGUSTA ADVISORS, L.L.C. UNITED STATES N/A N/A 34 3 AUGUSTA, L.P. UNITED STATES N/A N/A 35 2 BIRCHFIELD ESTATES LTD UNITED KINGDOM 100 N/A (OTHER) 36 2 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. UNITED STATES N/A 32 37 2 BRIDGE STREET 2011 ADVISORS, L.L.C. UNITED STATES N/A N/A 38 3 BRIDGE STREET 2011, L.P. UNITED STATES N/A N/A 39 2 BRIDGE STREET 2011 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 40 3 BRIDGE STREET 2011 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 41 4 BRIDGE STREET 2011 OFFSHORE EDGEMARC, INC. UNITED STATES 100 N/A 42 2 BRIDGE STREET 2012 ADVISORS, L.L.C. UNITED STATES N/A N/A 43 3 BRIDGE STREET 2012, L.P. UNITED STATES N/A N/A 44 4 GS HEAL HOLDINGS LIMITED MAURITIUS 50 N/A 45 2 BRIDGE STREET 2012 OFFSHORE ADVISORS, INC. UNITED STATES 100 N/A 46 3 BRIDGE STREET 2012 HOLDINGS, L.P. UNITED STATES N/A N/A 47 4 INTERLINE BRANDS, INC. UNITED STATES 81 N/A 48 4 SPARTANSHIELD HOLDINGS UNITED STATES N/A N/A 49 5 TRANSUNION HOLDING COMPANY, INC. UNITED STATES 49 N/A 50 6 TRANSUNION CORP. UNITED STATES 100 N/A 51 7 TRANS UNION LLC UNITED STATES N/A N/A 52 8 CENTRAL SOURCE, LLC UNITED STATES N/A N/A 53 8 DECISION SYSTEMS, INC. UNITED STATES 100 N/A 54 8 NEW MANAGEMENT SERVICES, LLC UNITED STATES N/A N/A 55 8 ONLINE DATA EXCHANGE, LLC UNITED STATES N/A N/A 56 8 OPT-OUT SERVICES, LLC UNITED STATES N/A N/A 57 8 SOLUCIONES DE INFORMATICA DE CENTROAMERICA (SICE), GUATEMALA 100 N/A S.A. 58 8 TRANS UNION CENTRAL AMERICA, S.A. PANAMA 100 N/A 59 9 TRANS UNION COSTA RICA, S.A. COSTA RICA 100 N/A 60 10 TRANS UNION HONDURAS - BURO DE CREDITO, S.A. HONDURAS 100 N/A 61 10 TRANS UNION NICARAGUA, S.A. NICARAGUA 100 N/A 62 9 TRANS UNION GUATEMALA, S.A. GUATEMALA 70 N/A 63 9 TRANS UNION HONDURAS - BURO DE CREDITO, S.A. HONDURAS 100 N/A 64 9 TRANS UNION NICARAGUA, S.A. NICARAGUA 100 N/A 65 9 TRANSUNION EL SALVADOR, S.A. DE C.V. EL SALVADOR 99 N/A 66 8 TRANS UNION CONTENT SOLUTIONS LLC UNITED STATES N/A N/A 67 8 TRANS UNION DE MEXICO, S.A. MEXICO 25 N/A 68 9 SERVICIOS Y ASESORIA SCOBC MEXICO 98 N/A 69 8 TRANS UNION INTERNATIONAL INC. UNITED STATES 100 N/A 70 9 CENTRO DE INFORMACION Y ESTUDIOS ESTRATEGICOS DOMINICAN 94 N/A EMPRESARIALES S.A. REPUBLIC 71 10 TRANS UNION S.A. DOMINICAN 100 N/A REPUBLIC 72 9 CREDIT INFORMATION BUREAU (INDIA) LIMITED INDIA (OTHER) 27 N/A 73 9 CREDIT REPORTING SERVICES LIMITED TRINIDAD & TOBAGO 65 N/A 74 9 SOLUCIONES DE INFORMATICA DE CENTROAMERICA GUATEMALA 100 N/A (SICE), S.A. 75 9 TRANS UNION CRIF DECISION SOLUTIONS LLC UNITED STATES N/A N/A 76 9 TRANS UNION DE PUERTO RICO, INC. PUERTO RICO 100 N/A 77 9 TRANS UNION SOFTWARE SERVICES PRIVATE LIMITED INDIA (OTHER) 100 N/A 78 9 TRANSUNION COLOMBIA LTDA. COLOMBIA N/A N/A 79 9 TRANSUNION CRIF DECISION SOLUTIONS S.A. DE C.V MEXICO 50 N/A 80 9 TRANSUNION INTERNATIONAL HOLDINGS, LLC UNITED STATES N/A N/A 81 10 TRANSUNION SOLUCIONES DE INFORMACION, S. DE R.L MEXICO 100 N/A DE C.V 82 9 TRANSUNION SOLUCIONES DE INFORMACION, S. DE R.L MEXICO 100 N/A DE C.V 83 9 VAIL SYSTEMEN GROEP, B.V. NETHERLANDS N/A N/A 84 10 D&B TRANSUNION ANALYTIC AND DECISIONSERVICES INDIA (OTHER) 24 N/A PRIVATE LIMITED 85 10 DATABUSINESS S.A. CHILE 51 N/A 86 10 MOUSSORO PARTICIPACOES LTDA. BRAZIL 100 N/A 87 11 CRIVO SISTEMAS EM INFORMATICA LTDA. BRAZIL 80 N/A 88 10 STS VAIL BEHEEREN ADMINISTRACION S. DE. R.L. DE MEXICO 100 N/A C.V. 89 10 TRANSUNION KENYA LIMITED KENYA 100 N/A 90 10 TRANSUNION NETHERLANDS I B.V. NETHERLANDS 100 N/A 91 11 TRANSUNION ASIA LIMITED HONG KONG 100 N/A 92 12 TRANSUNION COMPANY OF VIETNAM LTD. VIETNAM 100 N/A 93 12 TRANSUNION INFORMATION TECHNOLOGY LTD. CHINA, PEOPLES 100 N/A REPUBLIC OF 94 11 TRANSUNION LIMITED HONG KONG 56 N/A 95 10 TRANSUNION NETHERLANDS II B.V. NETHERLANDS 100 N/A 96 11 MOUSSORO PARTICIPACOES LTDA. BRAZIL 100 N/A 97 11 TRANSUNION AFRICA (PTY) LTD. SOUTH AFRICA 100 N/A 98 12 BEHEER EN BELEGGINGSMAATCHAPIJ STIVACO B.V. NETHERLANDS 100 N/A 99 13 STS VAIL BEHEEREN ADMINISTRACION S. DE. MEXICO 100 N/A R.L. DE C.V. 100 13 TRANS UNION (PRIVATE) LTD. ZIMBABWE 100 N/A 101 12 CAMPBELL'S CONSUMER ENQUIRIES (PTY) LTD. SOUTH AFRICA 100 N/A 102 12 COMMERCIAL INFORMATION AGENCY (PTY) LTD. SOUTH AFRICA 100 N/A 103 12 ELABADIA INVESTMENT (PROPRIETARY) LTD. SOUTH AFRICA 100 N/A 104 13 TRANS UNION HPI (PTY) LTD. SOUTH AFRICA 100 N/A 105 12 ITC - BOTSWANA (PTY) LTD. BOTSWANA 51 N/A 106 12 TRANS UNION HPI (PTY) LTD. SOUTH AFRICA 100 N/A 107 12 TRANSUNION ANALYTIC AND DECISION SERVICES SOUTH AFRICA 100 N/A (PTY) LTD. 108 12 TRANSUNION AUTO INFORMATION SOLUTIONS (PTY) SOUTH AFRICA 100 N/A LTD. 109 13 AUTOLOCATOR (PTY) LTD. SOUTH AFRICA 70 N/A 110 12 TRANSUNION CGS (PTY) LTD. SOUTH AFRICA 91 N/A 111 12 TRANSUNION CREDIT BUREAU (PTY) LTD. SOUTH AFRICA 90 N/A 112 12 TRANSUNION CREDIT BUREAU NAMIBIA (PTY) LTD. NAMBIA 100 N/A 113 12 TRANSUNION ITC (PTY) LTD. SWAZILAND 100 N/A 114 12 TRANSUNION MEAD & MCGROUTHER (PTY) LTD. SOUTH AFRICA 100 N/A 115 11 TRANSUNION INFORMATION SOLUTIONS INC. PHILIPPINES 80 N/A 116 11 TRANSUNION OF CANADA, INC. CANADA 100 N/A 117 8 TRANSUNION CONSUMER SOLUTIONS LLC UNITED STATES N/A N/A 118 8 TRANSUNION FINANCING CORPORATION UNITED STATES 100 N/A 119 8 TRANSUNION HEALTHCARE LLC UNITED STATES N/A N/A 120 9 DIVERSIFIED DATA DEVELOPMENT CORPORATION UNITED STATES 100 N/A 121 9 FINANCIAL HEALTHCARE SYSTEMS, LLC UNITED STATES N/A N/A 122 8 TRANSUNION INTELLIGENCE LLC UNITED STATES N/A N/A 123 8 TRANSUNION INTERACTIVE, INC. UNITED STATES 100 N/A 124 8 TRANSUNION RENTAL SCREENING SOLUTIONS, INC. UNITED STATES 100 N/A 125 9 CREDIT RETRIEVER LLC UNITED STATES N/A N/A 126 8 TRANSUNION TELEDATA, LLC UNITED STATES N/A N/A
127 8 VANTAGE SCORE SOLUTIONS LLC 56145 - Credit Stamford CT Delaware Bureaus 128 8 VISIONARY SYSTEMS, INC. 56145 - Credit Chicago IL Georgia Bureaus 129 9 WORTHKNOWING INC. 56145 - Credit Chicago IL Georgia Bureaus 130 3 BRIDGE STREET 2012 OFFSHORE, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 131 4 BRIDGE STREET 2012 OFFSHORE EAGLE WING INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 132 2 BRIDGE STREET ASIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 133 2 BRIDGE STREET FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 134 2 BRIDGE STREET FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 135 3 STONE STREET FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 136 4 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 137 2 BRIDGE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 138 2 BRIDGE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY Delaware Financial Vehicles 139 2 BRIDGE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY Delaware Financial Vehicles 140 2 BRIDGE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 141 3 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 142 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 143 2 BRIDGE STREET SPECIAL OPPORTUNITIES 2000, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 144 3 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 145 4 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 146 2 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 147 2 BRIDGEWATER ODC, LLC 531390 - Other Wilmington DE Delaware activities related to real estate 148 2 BROAD STREET (BEIJING) MANAGEMENT HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 149 3 GOLDMAN SACHS BROAD STREET (BEIJING) EQUITY INVESTMENT 525990 - Other Beijing CHINA, MANAGEMENT CO., LTD. Financial Vehicles PEOPLES REPUBLIC OF 150 2 BROAD STREET CONTROL ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 151 3 GUARD CONTROL PARTNERSHIP, L.P. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 152 2 BROAD STREET ENERGY ADVISORS AIV-1, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 153 3 BROAD STREET ENERGY PARTNERS OFFSHORE - B AIV-1, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 154 3 BROAD STREET ENERGY PARTNERS OFFSHORE AIV-1, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 155 4 BSEP OFFSHORE & OFFSHORE HOLDING - B HYDROEDGE INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 156 3 BROAD STREET ENERGY PARTNERS OFFSHORE HOLDING - B AIV-1, 525990 - Other NEW YORK NY CAYMAN L.P. Financial Vehicles ISLANDS 157 4 BSEP OFFSHORE & OFFSHORE HOLDING - B HYDROEDGE INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 158 2 BROAD STREET ENERGY ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 159 3 BROAD STREET ENERGY PARTNERS AIV-1, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 160 3 BROAD STREET ENERGY PARTNERS OFFSHORE - B, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 161 3 BROAD STREET ENERGY PARTNERS OFFSHORE HOLDING - B, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 162 3 BROAD STREET ENERGY PARTNERS OFFSHORE, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 163 3 BROAD STREET ENERGY PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 164 4 BSEP HYDROEDGE INC. 525990 - Other New York NY Delaware Financial Vehicles 165 4 GSCP VI HYDROEDGE HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 166 5 HYDROEDGE INTERMEDIATE HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 167 2 BROAD STREET ENERGY PARTNERS OFFSHORE, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 168 2 BROAD STREET PRINCIPAL INVESTMENTS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 169 2 CHX Holdings, Inc. 551112 - Offices of Chicago IL Delaware Other Holding Companies 170 3 CHICAGO STOCK EXCHANGE, INC. 523210 - Securities Chicago IL Delaware and Commodity Exchanges 171 3 CHXBD, LLC 523110 - Investment Chicago IL Delaware Banking and Securities Dealing 172 2 CIP 2011 PARTNERS ADVISORS, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 173 3 CIP 2011 PARTNERS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 174 3 CIP 2011-A PARTNERS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 175 2 CIP 2011 PARTNERS OFFSHORE ADVISORS, INC. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 176 3 CIP 2011 PARTNERS OFFSHORE, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 177 2 COLUMBIA CAPITAL LIFE REINSURANCE COMPANY 524130 - Reinsurance Washington DC District of Carriers Columbia 178 3 CHARLESTON CAPITAL REINSURANCE, LLC 524130 - Reinsurance Washington DC District of Carriers Columbia 179 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY 524113 - Direct Life Southborough MA Massachusetts Insurance Carriers 180 3 FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY 524113 - Direct Life Southborough MA Massachusetts Insurance Carriers 181 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE Delaware CORE FIXED INCOME FUND Investment Funds 182 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY Delaware EQUITY INDEX FUND Investment Funds 183 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY Delaware GOVERNMENT INCOME FUND Investment Funds 184 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE Delaware GROWTH OPPORTUNITIES FUND Investment Funds 185 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS MID 525910 - Open-End Wilmington DE Delaware CAP VALUE FUND Investment Funds 186 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY Delaware MONEY MARKET FUND Investment Funds 187 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY Delaware STRATEGIC GROWTH FUND Investment Funds 188 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY Delaware STRATEGIC INTERNATIONAL EQUITY FUND Investment Funds 189 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE Delaware STRUCTURED U.S. EQUITY FUND Investment Funds 190 2 CREDIT AND ASSET REPACKAGING VEHICLE CORPORATION 525990 - Other Wilmington DE Delaware Financial Vehicles 191 2 DIRECT EDGE HOLDINGS LLC 551112 - Offices of Jersey City NJ Delaware Other Holding Companies 192 3 DIRECT EDGE ECN LLC 523120 - Securities Jersey City NJ Delaware Brokerage 193 3 DIRECT EDGE, INC. 523210 - Securities Jersey City NJ Delaware and Commodity Exchanges 194 4 EDGA EXCHANGE, INC. 523210 - Securities Jersey City NJ Delaware and Commodity Exchanges 195 4 EDGX EXCHANGE, INC. 523210 - Securities Jersey City NJ Delaware and Commodity Exchanges 196 2 EASTPORT CAPITAL CORP. 524298 - All Other NEW YORK NY Delaware Insurance Related Activities 197 3 EPF FINANCIAL, LLC 524298 - All Other NEW YORK NY Delaware Insurance Related Activities 198 2 ELQ HOLDINGS (DEL) LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 199 3 ELQ HOLDINGS (UK) LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 200 4 ELQ INVESTORS II LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 201 5 CANDLEWICK ASSET MANAGEMENT LIMITED 525990 - Other Berkshire England UNITED Financial Vehicles KINGDOM (OTHER) 202 5 CDV-3, LTD. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 203 5 LUNDY GENPAR, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 204 6 LUNDY, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 205 7 REMICH HOLDING I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 206 7 REMICH HOLDING II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 207 5 VESTRA WEALTH LLP 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 208 6 VESTRA ASSET MANAGEMENT LTD. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 209 6 VESTRA CAPITAL LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 210 6 VESTRA INVESTMENTS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 211 6 VESTRA NOMINEES LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 212 6 VESTRA US WEALTH MANAGEMENT LTD. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 213 6 VESTRA WEALTH (JERSEY) LIMITED 525990 - Other St Helier JERSEY Financial Vehicles 214 6 VESTRA WEALTH (JERSEY) NOMINEES LIMITED 525990 - Other St Helier JERSEY Financial Vehicles 215 6 VESTRA WEALTH LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 216 4 ELQ INVESTORS III LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 217 3 GS CAPITAL FUNDING (UK) II LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 218 4 GS CAPITAL FUNDING (CAYMAN) LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 219 2 EPOCH SECURITIES, INC. 523110 - Investment Southborough MA Delaware Banking and Securities Dealing 220 2 EQUILEND HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 221 3 EQUILEND CANADA CORP. 523120 - Securities Ontario CANADA Brokerage 222 3 EQUILEND EUROPE LIMITED 523120 - Securities London UNITED Brokerage KINGDOM (OTHER) 223 3 EQUILEND LLC 523120 - Securities New York NY Delaware Brokerage 224 2 ESSENT GROUP LTD. 551112 - Offices of Hamilton BERMUDA Other Holding Companies 225 3 ESSENT REINSURANCE LTD. 524130 - Reinsurance Hamilton BERMUDA Carriers 226 3 ESSENT US HOLDINGS, INC. 551112 - Offices of Radnor PA Delaware Other Holding Companies 227 4 CUW SOLUTIONS, LLC 522292 - Real Estate Radnor PA Delaware Credit 228 4 ESSENT GUARANTY OF PA, INC. 524126 - Direct Radnor PA Pennsylvania Property and Casualty Insurance Carriers 229 4 ESSENT GUARANTY, INC. 524126 - Direct Radnor PA Pennsylvania Property and Casualty Insurance Carriers 230 5 ESSENT SOLUTIONS, LLC 561499 - All Other Radnor PA Delaware Business Support Services 231 2 FARRINGDON STREET (LUXEMBOURG) HOLDINGS S.A R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 232 3 FARRINGDON STREET (LUXEMBOURG) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 233 4 FARRINGDON STREET L.P. 531120 - Lessors of London UNITED nonresidential KINGDOM buildings (except (OTHER) mini warehouses) 234 2 FARRINGDON STREET PARTNERS LIMITED 531390 - Other London UNITED activities related KINGDOM to real estate (OTHER) 235 3 FARRINGDON STREET (NOMINEE) LIMITED 531390 - Other London UNITED activities related KINGDOM to real estate (OTHER) 236 3 FARRINGDON STREET L.P. 531120 - Lessors of London UNITED nonresidential KINGDOM buildings (except (OTHER) mini warehouses) 237 2 FBDC ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 238 3 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 239 3 FBDC INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 240 4 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 241 2 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 242 2 FEDERAL BOULEVARD, L.L.C. 531390 - Other Wilmington DE Delaware activities related to real estate 243 2 FRANKLIN HOLDINGS (BERMUDA), LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 244 2 FREEDOMPAY, INC. 525990 - Other Newtown PA Delaware Financial Vehicles Square 245 2 GCN CE HOLDINGS CORPORATION 525990 - Other Wilmington DE Delaware Financial Vehicles 246 3 GCN HOLDING (CANADA) ULC 525990 - Other New York NY CANADA Financial Vehicles 247 2 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 248 3 GOLDMAN SACHS HOLDINGS (HONG KONG) LIMITED 551112 - Offices of Central HONG KONG Other Holding Companies 249 4 GOLDMAN SACHS (ASIA) FINANCE 523110 - Investment Ebene MAURITIUS Banking and Securities Dealing 250 5 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE LIMITED 523110 - Investment Mumbai INDIA Banking and (OTHER) Securities Dealing 251 5 GOLDMAN SACHS STRUCTURED PRODUCTS (ASIA) LIMITED 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 252 5 OHM OIL PTY LIMITED 525990 - Other Sydney AUSTRALIA Financial Vehicles 253 4 GOLDMAN SACHS (ASIA) L.L.C. 523110 - Investment Central Delaware Banking and Securities Dealing 254 5 GOLDMAN SACHS GAO HUA SECURITIES COMPANY LIMITED 523110 - Investment Beijing CHINA, Banking and PEOPLES Securities Dealing REPUBLIC OF
127 8 VANTAGE SCORE SOLUTIONS LLC UNITED STATES N/A N/A 128 8 VISIONARY SYSTEMS, INC. UNITED STATES 100 N/A 129 9 WORTHKNOWING INC. UNITED STATES 100 N/A 130 3 BRIDGE STREET 2012 OFFSHORE, L.P. UNITED STATES N/A N/A 131 4 BRIDGE STREET 2012 OFFSHORE EAGLE WING INC. UNITED STATES 100 N/A 132 2 BRIDGE STREET ASIA FUND, L.P. UNITED STATES N/A N/A 133 2 BRIDGE STREET FUND 1996, L.P. UNITED STATES N/A N/A 134 2 BRIDGE STREET FUND 2000, L.P. UNITED STATES N/A N/A 135 3 STONE STREET FUND 2000, L.P. UNITED STATES N/A N/A 136 4 EACCESS HOLDINGS L.L.C. UNITED STATES N/A N/A 137 2 BRIDGE STREET REAL ESTATE FUND 1996, L.P. UNITED STATES N/A N/A 138 2 BRIDGE STREET REAL ESTATE FUND 1998, L.P. UNITED STATES N/A N/A 139 2 BRIDGE STREET REAL ESTATE FUND 1999, L.P. UNITED STATES N/A N/A 140 2 BRIDGE STREET REAL ESTATE FUND 2000, L.P. UNITED STATES N/A N/A 141 3 STONE STREET REAL ESTATE FUND 2000, L.P. UNITED STATES N/A N/A 142 4 WH13/TWENTY-FOUR B.V. NETHERLANDS 100 N/A 143 2 BRIDGE STREET SPECIAL OPPORTUNITIES 2000, L.L.C. UNITED STATES N/A N/A 144 3 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. UNITED STATES N/A N/A 145 4 EACCESS HOLDINGS L.L.C. UNITED STATES N/A N/A 146 2 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. UNITED STATES N/A N/A 147 2 BRIDGEWATER ODC, LLC UNITED STATES N/A N/A 148 2 BROAD STREET (BEIJING) MANAGEMENT HOLDINGS LLC UNITED STATES N/A N/A 149 3 GOLDMAN SACHS BROAD STREET (BEIJING) EQUITY INVESTMENT CHINA, PEOPLES 100 N/A MANAGEMENT CO., LTD. REPUBLIC OF 150 2 BROAD STREET CONTROL ADVISORS, L.L.C. UNITED STATES N/A N/A 151 3 GUARD CONTROL PARTNERSHIP, L.P. UNITED STATES N/A N/A 152 2 BROAD STREET ENERGY ADVISORS AIV-1, L.L.C. UNITED STATES N/A N/A 153 3 BROAD STREET ENERGY PARTNERS OFFSHORE - B AIV-1, L.P. UNITED STATES N/A N/A 154 3 BROAD STREET ENERGY PARTNERS OFFSHORE AIV-1, L.P. UNITED STATES N/A N/A 155 4 BSEP OFFSHORE & OFFSHORE HOLDING - B HYDROEDGE INC. UNITED STATES 100 N/A 156 3 BROAD STREET ENERGY PARTNERS OFFSHORE HOLDING - B AIV-1, L.P. UNITED STATES N/A N/A 157 4 BSEP OFFSHORE & OFFSHORE HOLDING - B HYDROEDGE INC. UNITED STATES 100 N/A 158 2 BROAD STREET ENERGY ADVISORS, L.L.C. UNITED STATES N/A N/A 159 3 BROAD STREET ENERGY PARTNERS AIV-1, L.P. UNITED STATES N/A N/A 160 3 BROAD STREET ENERGY PARTNERS OFFSHORE - B, L.P. UNITED STATES N/A N/A 161 3 BROAD STREET ENERGY PARTNERS OFFSHORE HOLDING - B, L.P. UNITED STATES N/A N/A 162 3 BROAD STREET ENERGY PARTNERS OFFSHORE, L.P. UNITED STATES N/A N/A 163 3 BROAD STREET ENERGY PARTNERS, L.P. UNITED STATES N/A N/A 164 4 BSEP HYDROEDGE INC. UNITED STATES 100 N/A 165 4 GSCP VI HYDROEDGE HOLDINGS, L.L.C. UNITED STATES N/A N/A 166 5 HYDROEDGE INTERMEDIATE HOLDINGS, L.L.C. UNITED STATES N/A N/A 167 2 BROAD STREET ENERGY PARTNERS OFFSHORE, L.P. UNITED STATES N/A N/A 168 2 BROAD STREET PRINCIPAL INVESTMENTS, L.L.C. UNITED STATES N/A N/A 169 2 CHX Holdings, Inc. UNITED STATES 26 N/A 170 3 CHICAGO STOCK EXCHANGE, INC. UNITED STATES 100 N/A 171 3 CHXBD, LLC UNITED STATES N/A N/A 172 2 CIP 2011 PARTNERS ADVISORS, L.L.C. UNITED STATES N/A N/A 173 3 CIP 2011 PARTNERS, L.P. UNITED STATES N/A N/A 174 3 CIP 2011-A PARTNERS, L.P. UNITED STATES N/A N/A 175 2 CIP 2011 PARTNERS OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 176 3 CIP 2011 PARTNERS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 177 2 COLUMBIA CAPITAL LIFE REINSURANCE COMPANY UNITED STATES 100 N/A 178 3 CHARLESTON CAPITAL REINSURANCE, LLC UNITED STATES N/A N/A 179 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY UNITED STATES 100 N/A 180 3 FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY UNITED STATES 100 N/A 181 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS CORE UNITED STATES 100 N/A FIXED INCOME FUND 182 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS EQUITY UNITED STATES 100 N/A INDEX FUND 183 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS UNITED STATES 100 N/A GOVERNMENT INCOME FUND 184 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS GROWTH UNITED STATES 100 N/A OPPORTUNITIES FUND 185 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS MID UNITED STATES 13 N/A CAP VALUE FUND 186 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS MONEY UNITED STATES 100 N/A MARKET FUND 187 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS UNITED STATES 61 N/A STRATEGIC GROWTH FUND 188 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS UNITED STATES 46 N/A STRATEGIC INTERNATIONAL EQUITY FUND 189 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS UNITED STATES 24 N/A STRUCTURED U.S. EQUITY FUND 190 2 CREDIT AND ASSET REPACKAGING VEHICLE CORPORATION UNITED STATES 100 N/A 191 2 DIRECT EDGE HOLDINGS LLC UNITED STATES N/A N/A 192 3 DIRECT EDGE ECN LLC UNITED STATES N/A N/A 193 3 DIRECT EDGE, INC. UNITED STATES 100 N/A 194 4 EDGA EXCHANGE, INC. UNITED STATES 100 N/A 195 4 EDGX EXCHANGE, INC. UNITED STATES 100 N/A 196 2 EASTPORT CAPITAL CORP. UNITED STATES 100 N/A 197 3 EPF FINANCIAL, LLC UNITED STATES N/A N/A 198 2 ELQ HOLDINGS (DEL) LLC UNITED STATES N/A N/A 199 3 ELQ HOLDINGS (UK) LTD UNITED KINGDOM 100 100 (OTHER) 200 4 ELQ INVESTORS II LTD UNITED KINGDOM 100 N/A (OTHER) 201 5 CANDLEWICK ASSET MANAGEMENT LIMITED UNITED KINGDOM 50 N/A (OTHER) 202 5 CDV-3, LTD. UNITED KINGDOM 100 N/A (OTHER) 203 5 LUNDY GENPAR, LTD. CAYMAN ISLANDS 50 N/A 204 6 LUNDY, L.P. CAYMAN ISLANDS N/A N/A 205 7 REMICH HOLDING I S.A R.L. LUXEMBOURG 100 N/A 206 7 REMICH HOLDING II S.A R.L. LUXEMBOURG 100 N/A 207 5 VESTRA WEALTH LLP UNITED KINGDOM N/A N/A (OTHER) 208 6 VESTRA ASSET MANAGEMENT LTD. UNITED KINGDOM 100 N/A (OTHER) 209 6 VESTRA CAPITAL LIMITED UNITED KINGDOM 100 N/A (OTHER) 210 6 VESTRA INVESTMENTS LTD UNITED KINGDOM 100 N/A (OTHER) 211 6 VESTRA NOMINEES LIMITED UNITED KINGDOM 100 N/A (OTHER) 212 6 VESTRA US WEALTH MANAGEMENT LTD. UNITED KINGDOM 100 N/A (OTHER) 213 6 VESTRA WEALTH (JERSEY) LIMITED JERSEY 100 N/A 214 6 VESTRA WEALTH (JERSEY) NOMINEES LIMITED JERSEY 100 N/A 215 6 VESTRA WEALTH LIMITED UNITED KINGDOM 100 N/A (OTHER) 216 4 ELQ INVESTORS III LTD UNITED KINGDOM 100 N/A (OTHER) 217 3 GS CAPITAL FUNDING (UK) II LIMITED UNITED KINGDOM 100 N/A (OTHER) 218 4 GS CAPITAL FUNDING (CAYMAN) LIMITED CAYMAN ISLANDS 100 N/A 219 2 EPOCH SECURITIES, INC. UNITED STATES 100 N/A 220 2 EQUILEND HOLDINGS LLC UNITED STATES N/A N/A 221 3 EQUILEND CANADA CORP. CANADA 100 N/A 222 3 EQUILEND EUROPE LIMITED UNITED KINGDOM 100 N/A (OTHER) 223 3 EQUILEND LLC UNITED STATES N/A N/A 224 2 ESSENT GROUP LTD. BERMUDA 28 N/A 225 3 ESSENT REINSURANCE LTD. BERMUDA 100 N/A 226 3 ESSENT US HOLDINGS, INC. UNITED STATES 100 N/A 227 4 CUW SOLUTIONS, LLC UNITED STATES N/A N/A 228 4 ESSENT GUARANTY OF PA, INC. UNITED STATES 100 N/A 229 4 ESSENT GUARANTY, INC. UNITED STATES 100 N/A 230 5 ESSENT SOLUTIONS, LLC UNITED STATES N/A N/A 231 2 FARRINGDON STREET (LUXEMBOURG) HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 232 3 FARRINGDON STREET (LUXEMBOURG) S.A R.L. LUXEMBOURG 100 N/A 233 4 FARRINGDON STREET L.P. UNITED KINGDOM N/A N/A (OTHER) 234 2 FARRINGDON STREET PARTNERS LIMITED UNITED KINGDOM 100 N/A (OTHER) 235 3 FARRINGDON STREET (NOMINEE) LIMITED UNITED KINGDOM 100 N/A (OTHER) 236 3 FARRINGDON STREET L.P. UNITED KINGDOM N/A N/A (OTHER) 237 2 FBDC ADVISORS OFFSHORE, INC. CAYMAN ISLANDS 100 N/A 238 3 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 239 3 FBDC INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 240 4 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 241 2 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 242 2 FEDERAL BOULEVARD, L.L.C. UNITED STATES N/A N/A 243 2 FRANKLIN HOLDINGS (BERMUDA), LTD. BERMUDA 20 N/A 244 2 FREEDOMPAY, INC. UNITED STATES 32 N/A 245 2 GCN CE HOLDINGS CORPORATION UNITED STATES 100 N/A 246 3 GCN HOLDING (CANADA) ULC UNITED STATES 39 N/A 247 2 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. UNITED STATES N/A N/A 248 3 GOLDMAN SACHS HOLDINGS (HONG KONG) LIMITED HONG KONG 100 N/A 249 4 GOLDMAN SACHS (ASIA) FINANCE MAURITIUS 100 N/A 250 5 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE LIMITED INDIA (OTHER) 100 N/A 251 5 GOLDMAN SACHS STRUCTURED PRODUCTS (ASIA) LIMITED CAYMAN ISLANDS 100 N/A 252 5 OHM OIL PTY LIMITED AUSTRALIA N/A N/A The direct holder is a Non-Member Manager 253 4 GOLDMAN SACHS (ASIA) L.L.C. HONG KONG N/A N/A 254 5 GOLDMAN SACHS GAO HUA SECURITIES COMPANY LIMITED CHINA, PEOPLES N/A N/A REPUBLIC OF
255 4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 523120 - Securities Hong Kong HONG KONG Brokerage 256 4 GOLDMAN SACHS (HONG KONG) COMPANY LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 257 5 KPL FUNDING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 258 4 GOLDMAN SACHS (LABUAN) INVESTMENT BANK LIMITED 523110 - Investment Federal Territory of MALAYSIA Banking and Labuan (OTHER) Securities Dealing 259 4 GOLDMAN SACHS (MALAYSIA) SDN. BHD. 523920 - Portfolio Kuala Lumpur MALAYSIA Management (OTHER) 260 4 GOLDMAN SACHS FOREIGN EXCHANGE (SINGAPORE) PTE. 551112 - Offices of Singapore SINGAPORE Other Holding Companies 261 5 GOLDMAN SACHS (SINGAPORE) PTE 523110 - Investment Singapore SINGAPORE Banking and Securities Dealing 262 5 GOLDMAN SACHS FUTURES PTE LTD 523999 - Singapore SINGAPORE Miscellaneous Financial Investment Activities 263 5 GOLDMAN SACHS INDIA INVESTMENTS (SINGAPORE) PTE. LTD. 523110 - Investment Singapore SINGAPORE Banking and Securities Dealing 264 5 GOLDMAN SACHS REALTY ASIA PACIFIC PTE. LTD. 551114 - Corporate, Singapore SINGAPORE Subsidiary, and Regional Managing Offices 265 5 J. ARON & COMPANY (SINGAPORE) PTE. 523130 - Commodity Singapore SINGAPORE Contracts Dealing 266 4 GOLDMAN SACHS FUTURES (ASIA) LIMITED 523140 - Commodity Central HONG KONG Contracts Brokerage 267 2 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 268 3 ELBE FUNDING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 269 4 RHYS TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 270 5 SAPIEN LIMITED 525990 - Other Saint Helier UNITED Financial Vehicles KINGDOM (OTHER) 271 6 SARGASSO LIMITED 525990 - Other Saint Helier UNITED Financial Vehicles KINGDOM (OTHER) 272 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 273 4 BEESTON INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 274 4 PT GOLDMAN SACHS INDONESIA 551114 - Corporate, Jakarta INDIA Subsidiary, and (OTHER) Regional Managing Offices 275 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 276 3 GOLDMAN SACHS AG 522110 - Commercial Frankfurt am GERMANY Banking Main 277 4 GOLDMAN, SACHS & CO. VERWALTUNGS GMBH 525990 - Other London GERMANY Financial Vehicles 278 5 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 279 5 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 280 6 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 281 6 GS 2000-I, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 282 7 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 283 7 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 284 6 GSCP 2000 GMBH CCH HOLDING I 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 285 6 GSCP 2000 GMBH CCH HOLDING II 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 286 6 GSCP GMBH CEBRIDGE HOLDING CORP. II 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 287 6 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 288 7 SUNGARD CAPITAL CORP. II 51821 - Data New York NY Delaware Processing, Hosting and Related Services 289 4 GOLDMAN, SACHS MANAGEMENT GP GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 290 5 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 291 5 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 292 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 293 7 Nybrojarl New1 AB 525990 - Other Stockholm SWEDEN Financial Vehicles 294 8 AHLSELL AB (PUBL) 525990 - Other Stockholm SWEDEN Financial Vehicles 295 9 Nybrojarl New3 AB 525990 - Other Stockholm SWEDEN Financial Vehicles 296 10 NYBROJARL HOLDING AB 525990 - Other Stockholm SWEDEN Financial Vehicles 297 11 NYBROJARL INVEST AB 525990 - Other Stockholm SWEDEN Financial Vehicles 298 6 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 299 6 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 300 7 PRYSMIAN (LUX) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 301 6 DEJAKOO CAYMAN I CORP. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 302 7 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 303 6 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 304 6 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 305 6 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 306 7 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 307 7 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 308 7 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 309 7 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 310 7 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 311 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 312 6 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 313 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 314 8 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 315 6 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 316 6 GSCP V GERMANY KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 317 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 318 6 GSCP V GMBH KNIGHT HOLDINGS 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 319 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 320 6 MULBERRY HOLDINGS I, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 321 7 HEALTHMARKETS, INC. 524114 - Direct North TX Delaware Health and Medical Richland Insurance Carriers Hills 322 6 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 323 6 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 324 7 MEDIANNUAIRE HOLDING 525990 - Other Paris FRANCE Financial Vehicles (OTHER) 325 6 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 326 6 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 327 4 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 328 4 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP 525990 - Other Berlin GERMANY Financial Vehicles 329 4 GSCP III MANAGING PARTNER AG & CO. KG 551112 - Offices of Frankfurt am GERMANY Other Holding Main Companies 330 5 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW 525990 - Other Frankfurt am GERMANY PARTNERSHIP Financial Vehicles Main 331 4 Goldman Sachs Gives gemeinnutzige GmbH 523991 - Trust, Frankfurt am GERMANY Fiduciary, and Main Custody Activities 332 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 541990 - All Other George Town CAYMAN Professional, ISLANDS Scientific, and Technical Services 333 4 GOLDMAN SACHS SERVICES (B.V.I.) LIMITED 54121 - Accounting, Tortola BRITISH Tax Preparation, VIRGIN Bookkeeping and ISLANDS Payroll Services 334 3 HILLTOP INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 335 3 LORRAINE FUNDING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 336 4 CHILTERN TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 337 3 PT GOLDMAN SACHS INDONESIA 551114 - Corporate, Jakarta INDIA Subsidiary, and (OTHER) Regional Managing Offices 338 2 GOLDMAN SACHS (CHINA) L.L.C. 551114 - Corporate, New York NY Delaware Subsidiary, and Regional Managing Offices 339 2 GOLDMAN SACHS (NETHERLANDS) B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 340 3 GOLDMAN SACHS GESTION S.G.I.I.C. S.A. 523930 - Investment Madrid SPAIN Advice 341 2 GOLDMAN SACHS (UK) L.L.C. 551112 - Offices of London Delaware Other Holding Companies 342 3 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 343 3 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 344 4 AMAGANSETT FINANCING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 345 4 FLEET TRADE & TRANSPORT LIMITED 523130 - Commodity London UNITED Contracts Dealing KINGDOM (OTHER) 346 4 GOLDMAN SACHS (MONACO) S.A.M. 523930 - Investment Monaco MONACO Advice 347 4 GOLDMAN SACHS (RUSSIA) 523110 - Investment London UNITED Banking and KINGDOM Securities Dealing (OTHER) 348 4 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL 523920 - Portfolio London UNITED Management KINGDOM (OTHER) 349 5 AUSTRALIA ENHANCED INCOME II MASTER COMPANY (IRELAND) 525990 - Other Dublin IRELAND LIMITED Financial Vehicles 350 5 GOLDMAN SACHS ASIA HIGH YIELD BOND FX SUB-TRUST 525910 - Open-End London CAYMAN Investment Funds ISLANDS 351 5 GOLDMAN SACHS ASIA PORTFOLIO (A SUBFUND OF GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS FUNDS) Investment Funds 352 5 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II 525910 - Open-End Dublin IRELAND Investment Funds 353 5 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 354 5 GOLDMAN SACHS BLENDED CURRENCY FUND (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 355 6 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 356 5 GOLDMAN SACHS BRICS EQUITY PASSIVE FUND (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 357 5 GOLDMAN SACHS BRICS PORTFOLIO (A SUBFUND OF GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS FUNDS) Investment Funds 358 5 GOLDMAN SACHS CHINA OPPORTUNITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 359 5 GOLDMAN SACHS COMMODITIES ALPHA PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 360 5 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS II PLC) Investment Funds 361 6 CCIF LOANS LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 362 5 GOLDMAN SACHS CUSTOM STERLING LIQUIDITY FUND (A SUB 525990 - Other Dublin IRELAND FUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS, PLC) Financial Vehicles 363 5 GOLDMAN SACHS DEDICATED INVESTMENT FUND (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 364 5 GOLDMAN SACHS EMERGING MARKET BOND PLUS SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 365 5 GOLDMAN SACHS EMERGING MARKETS DEBT LOCAL FEEDER (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS GLOBAL FUNDS) Investment Funds 366 5 GOLDMAN SACHS EURO FIXED INCOME PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 367 5 GOLDMAN SACHS EURO GOVERNMENT LIQUID RESERVES FUND (A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) Investment Funds 368 5 GOLDMAN SACHS EURO LIQUID RESERVES FUND, A SUB-FUND OF 525910 - Open-End Dublin IRELAND THE GOLDMANS SACHS FUNDS, PLC Investment Funds 369 5 GOLDMAN SACHS EURO MONEY MARKET FUND (A SUB-FUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS MONEY MARKET FUNDS) Investment Funds 370 5 GOLDMAN SACHS EUROPE AGGREGATE BOND PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 371 5 GOLDMAN SACHS EUROPE CONCENTRATED EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 372 5 GOLDMAN SACHS EUROPE CORE EQUITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 373 5 GOLDMAN SACHS EUROPE CORE FLEX PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 374 5 GOLDMAN SACHS EUROPE HIGH INCOME BOND PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 375 5 GOLDMAN SACHS EUROPE PORTFOLIO (A SUBFUND OF GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS FUNDS) Investment Funds 376 5 GOLDMAN SACHS FCP - US ENHANCED CORE EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 377 5 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 378 5 GOLDMAN SACHS FUNDS - GOLDMAN SACHS GROWTH & EMERGING 525910 - Open-End Luxembourg LUXEMBOURG MARKETS CORE EQUITY PORTFOLIO Investment Funds 379 5 GOLDMAN SACHS FUNDS - GOLDMAN SACHS GROWTH & EMERGING 525910 - Open-End Luxembourg LUXEMBOURG MARKETS CORPORATE BOND PORTFOLIO Investment Funds 380 5 GOLDMAN SACHS FUNDS - GOLDMAN SACHS GROWTH & EMERGING 525910 - Open-End Luxembourg LUXEMBOURG MARKETS DEBT PORTFOLIO Investment Funds 381 5 GOLDMAN SACHS GBP LIBOR TRACKER - 3 MONTHS FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 382 5 GOLDMAN SACHS GIVI EUROPE EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds
255 4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED HONG KONG 100 N/A 256 4 GOLDMAN SACHS (HONG KONG) COMPANY LIMITED HONG KONG 100 N/A 257 5 KPL FUNDING LIMITED CAYMAN ISLANDS 100 N/A 258 4 GOLDMAN SACHS (LABUAN) INVESTMENT BANK LIMITED MALAYSIA (OTHER) 100 N/A 259 4 GOLDMAN SACHS (MALAYSIA) SDN. BHD. MALAYSIA (OTHER) 100 N/A 260 4 GOLDMAN SACHS FOREIGN EXCHANGE (SINGAPORE) PTE. SINGAPORE 100 N/A 261 5 GOLDMAN SACHS (SINGAPORE) PTE SINGAPORE 79 N/A 262 5 GOLDMAN SACHS FUTURES PTE LTD SINGAPORE 100 N/A 263 5 GOLDMAN SACHS INDIA INVESTMENTS (SINGAPORE) PTE. LTD. SINGAPORE 100 N/A 264 5 GOLDMAN SACHS REALTY ASIA PACIFIC PTE. LTD. SINGAPORE 100 N/A 265 5 J. ARON & COMPANY (SINGAPORE) PTE. SINGAPORE 100 N/A 266 4 GOLDMAN SACHS FUTURES (ASIA) LIMITED HONG KONG 100 N/A 267 2 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY CAYMAN ISLANDS 100 N/A 268 3 ELBE FUNDING LIMITED CAYMAN ISLANDS 100 N/A 269 4 RHYS TRUST JERSEY N/A N/A The direct holder is a Trustee. 270 5 SAPIEN LIMITED JERSEY 100 N/A 271 6 SARGASSO LIMITED JERSEY 100 N/A 272 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. UNITED STATES N/A N/A 273 4 BEESTON INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 274 4 PT GOLDMAN SACHS INDONESIA INDIA (OTHER) 100 N/A 275 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. UNITED STATES N/A N/A 276 3 GOLDMAN SACHS AG GERMANY 100 N/A 277 4 GOLDMAN, SACHS & CO. VERWALTUNGS GMBH UNITED KINGDOM 100 N/A (OTHER) 278 5 EACCESS HOLDINGS L.L.C. UNITED STATES N/A N/A 279 5 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG GERMANY N/A N/A 280 6 FS Invest S.a r.l. LUXEMBOURG 44 N/A 281 6 GS 2000-I, L.L.C. UNITED STATES N/A N/A 282 7 GOLDMAN SACHS 1, L.P. CAYMAN ISLANDS N/A N/A 283 7 GOLDMAN SACHS 5, L.P. CAYMAN ISLANDS N/A N/A 284 6 GSCP 2000 GMBH CCH HOLDING I CAYMAN ISLANDS 100 N/A 285 6 GSCP 2000 GMBH CCH HOLDING II CAYMAN ISLANDS 100 N/A 286 6 GSCP GMBH CEBRIDGE HOLDING CORP. II CAYMAN ISLANDS 100 N/A 287 6 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 288 7 SUNGARD CAPITAL CORP. II UNITED STATES 100 N/A 289 4 GOLDMAN, SACHS MANAGEMENT GP GMBH GERMANY 100 N/A 290 5 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG GERMANY N/A N/A 291 5 GS CAPITAL PARTNERS V GMBH & CO. KG GERMANY N/A N/A 292 6 ALCHEMY HOLDING S.A.R.L. LUXEMBOURG 99 96 293 7 Nybrojarl New1 AB SWEDEN 100 N/A 294 8 AHLSELL AB (PUBL) SWEDEN 100 N/A 295 9 Nybrojarl New3 AB SWEDEN 100 N/A 296 10 NYBROJARL HOLDING AB SWEDEN 100 N/A 297 11 NYBROJARL INVEST AB SWEDEN 100 N/A 298 6 ARAMARK HOLDINGS CORPORATION UNITED STATES 20 N/A 299 6 ATHENA PIKCO LUX S.A R.L. LUXEMBOURG 100 N/A 300 7 PRYSMIAN (LUX) S.A R.L. LUXEMBOURG 100 N/A 301 6 DEJAKOO CAYMAN I CORP. CAYMAN ISLANDS 100 N/A 302 7 GS DEJAKOO, L.L.C. UNITED STATES N/A N/A 303 6 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 304 6 FS Invest S.a r.l. LUXEMBOURG 44 N/A 305 6 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. CAYMAN ISLANDS N/A N/A 306 7 GOLDMAN SACHS 1, L.P. CAYMAN ISLANDS N/A N/A 307 7 GOLDMAN SACHS 2, L.P. CAYMAN ISLANDS N/A N/A 308 7 GOLDMAN SACHS 3, L.P. CAYMAN ISLANDS N/A N/A 309 7 GOLDMAN SACHS 4, L.P. CAYMAN ISLANDS N/A N/A 310 7 GOLDMAN SACHS 5, L.P. CAYMAN ISLANDS N/A N/A 311 6 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 312 6 GSCP V EDMC GP, L.L.C. UNITED STATES N/A N/A 313 7 GSCP V EDMC HOLDINGS, L.P. UNITED STATES N/A N/A 314 8 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 315 6 GSCP V EDMC HOLDINGS, L.P. UNITED STATES N/A N/A 316 6 GSCP V GERMANY KNIGHT HOLDINGS CORP. UNITED STATES 100 N/A 317 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 318 6 GSCP V GMBH KNIGHT HOLDINGS CAYMAN ISLANDS 100 N/A 319 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 320 6 MULBERRY HOLDINGS I, LLC UNITED STATES N/A N/A 321 7 HEALTHMARKETS, INC. UNITED STATES 20 N/A 322 6 PVF HOLDINGS LLC UNITED STATES 63 N/A 323 6 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 324 7 MEDIANNUAIRE HOLDING FRANCE (OTHER) 29 N/A 325 6 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 326 6 SUPERLIFT HOLDING S.A R.L. LUXEMBOURG 44 N/A 327 4 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG GERMANY N/A N/A 328 4 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP GERMANY N/A N/A 329 4 GSCP III MANAGING PARTNER AG & CO. KG GERMANY N/A N/A 330 5 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW PARTNERSHIP GERMANY N/A N/A 331 4 Goldman Sachs Gives gemeinnutzige GmbH GERMANY 100 N/A 332 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED CAYMAN ISLANDS 100 N/A 333 4 GOLDMAN SACHS SERVICES (B.V.I.) LIMITED BRITISH VIRGIN 100 N/A ISLANDS 334 3 HILLTOP INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 335 3 LORRAINE FUNDING LIMITED CAYMAN ISLANDS 100 N/A 336 4 CHILTERN TRUST JERSEY N/A N/A The direct holder is a Trustee. 337 3 PT GOLDMAN SACHS INDONESIA INDIA (OTHER) 100 N/A 338 2 GOLDMAN SACHS (CHINA) L.L.C. UNITED STATES N/A N/A 339 2 GOLDMAN SACHS (NETHERLANDS) B.V. NETHERLANDS 100 N/A 340 3 GOLDMAN SACHS GESTION S.G.I.I.C. S.A. SPAIN 100 N/A 341 2 GOLDMAN SACHS (UK) L.L.C. UNITED KINGDOM N/A N/A (OTHER) 342 3 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 343 3 GOLDMAN SACHS GROUP HOLDINGS (U.K.) UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Preferred shares. 344 4 AMAGANSETT FINANCING LIMITED CAYMAN ISLANDS 100 N/A 345 4 FLEET TRADE & TRANSPORT LIMITED UNITED KINGDOM 100 N/A (OTHER) 346 4 GOLDMAN SACHS (MONACO) S.A.M. MONACO 99 N/A 347 4 GOLDMAN SACHS (RUSSIA) UNITED KINGDOM 99 N/A (OTHER) 348 4 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Ordinary B shares. 349 5 AUSTRALIA ENHANCED INCOME II MASTER COMPANY (IRELAND) IRELAND N/A N/A The direct LIMITED holder has Control through a Management Agreement or other arrangements. 350 5 GOLDMAN SACHS ASIA HIGH YIELD BOND FX SUB-TRUST UNITED KINGDOM N/A N/A The direct (OTHER) holder has Control through a Management Agreement or other arrangements. 351 5 GOLDMAN SACHS ASIA PORTFOLIO (A SUBFUND OF GOLDMAN SACHS LUXEMBOURG N/A N/A The direct FUNDS) holder has Control through a Management Agreement or other arrangements. 352 5 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 353 5 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 354 5 GOLDMAN SACHS BLENDED CURRENCY FUND (A SUBFUND OF GOLDMAN IRELAND N/A N/A The direct SACHS INSTITUTIONAL FUNDS PLC) holder has Control through a Management Agreement or other arrangements. 355 6 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC IRELAND 10 N/A 356 5 GOLDMAN SACHS BRICS EQUITY PASSIVE FUND (A SUBFUND OF IRELAND N/A N/A The direct GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) holder has Control through a Management Agreement or other arrangements. 357 5 GOLDMAN SACHS BRICS PORTFOLIO (A SUBFUND OF GOLDMAN SACHS LUXEMBOURG N/A N/A The direct holder FUNDS) has Control through a Management Agreement or other arrangements. 358 5 GOLDMAN SACHS CHINA OPPORTUNITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 359 5 GOLDMAN SACHS COMMODITIES ALPHA PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 360 5 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT FUND (A IRELAND N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS II PLC) has Control through a Management Agreement or other arrangements. 361 6 CCIF LOANS LIMITED IRELAND 100 N/A 362 5 GOLDMAN SACHS CUSTOM STERLING LIQUIDITY FUND (A SUB FUND IRELAND N/A N/A OF GOLDMAN SACHS INSTITUTIONAL FUNDS, PLC) 363 5 GOLDMAN SACHS DEDICATED INVESTMENT FUND (A SUBFUND OF IRELAND N/A N/A The direct holder GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) has Control through a Management Agreement or other arrangements. 364 5 GOLDMAN SACHS EMERGING MARKET BOND PLUS SUB-TRUST CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 365 5 GOLDMAN SACHS EMERGING MARKETS DEBT LOCAL FEEDER (A IRELAND N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS GLOBAL FUNDS) has Control through a Management Agreement or other arrangements. 366 5 GOLDMAN SACHS EURO FIXED INCOME PORTFOLIO LUXEMBOURG N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 367 5 GOLDMAN SACHS EURO GOVERNMENT LIQUID RESERVES FUND (A IRELAND N/A N/A The direct holder SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) has Control through a Management Agreement or other arrangements. 368 5 GOLDMAN SACHS EURO LIQUID RESERVES FUND, A SUB-FUND OF IRELAND N/A N/A The direct holder THE GOLDMANS SACHS FUNDS, PLC has Control through a Management Agreement or other arrangements. 369 5 GOLDMAN SACHS EURO MONEY MARKET FUND (A SUB-FUND OF IRELAND N/A N/A The direct holder GOLDMAN SACHS MONEY MARKET FUNDS) has Control through a Management Agreement or other arrangements. 370 5 GOLDMAN SACHS EUROPE AGGREGATE BOND PORTFOLIO (A SUBFUND LUXEMBOURG N/A N/A The direct holder OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 371 5 GOLDMAN SACHS EUROPE CONCENTRATED EQUITY PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 372 5 GOLDMAN SACHS EUROPE CORE EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 373 5 GOLDMAN SACHS EUROPE CORE FLEX PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 374 5 GOLDMAN SACHS EUROPE HIGH INCOME BOND PORTFOLIO LUXEMBOURG N/A N/A 375 5 GOLDMAN SACHS EUROPE PORTFOLIO (A SUBFUND OF GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS FUNDS) has Control through a Management Agreement or other arrangements. 376 5 GOLDMAN SACHS FCP - US ENHANCED CORE EQUITY PORTFOLIO LUXEMBOURG N/A N/A 377 5 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 378 5 GOLDMAN SACHS FUNDS - GOLDMAN SACHS GROWTH & EMERGING LUXEMBOURG N/A N/A The direct holder MARKETS CORE EQUITY PORTFOLIO has Control through a Management Agreement or other arrangements. 379 5 GOLDMAN SACHS FUNDS - GOLDMAN SACHS GROWTH & EMERGING LUXEMBOURG N/A N/A The direct holder MARKETS CORPORATE BOND PORTFOLIO has Control through a Management Agreement or other arrangements. 380 5 GOLDMAN SACHS FUNDS - GOLDMAN SACHS GROWTH & EMERGING LUXEMBOURG N/A N/A The direct holder MARKETS DEBT PORTFOLIO has Control through a Management Agreement or other arrangements. 381 5 GOLDMAN SACHS GBP LIBOR TRACKER - 3 MONTHS FUND (A IRELAND N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) has Control through a Management Agreement or other arrangements. 382 5 GOLDMAN SACHS GIVI EUROPE EQUITY PORTFOLIO LUXEMBOURG N/A N/A
383 5 GOLDMAN SACHS GIVI GLOBAL EQUITY - GROWTH MARKETS TILT 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO Investment Funds 384 5 GOLDMAN SACHS GIVI GROWTH & EMERGING MARKETS EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO Investment Funds 385 5 GOLDMAN SACHS GLOBAL CORE EQUITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 386 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 1 (IN JAPAN FOR 525910 - Open-End George Town CAYMAN QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 387 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 2 (IN JAPAN FOR 525910 - Open-End George Town CAYMAN QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 388 5 GOLDMAN SACHS GLOBAL CORPORATE MARKET CYCLE FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 389 5 GOLDMAN SACHS GLOBAL CORPORATE PORTFOLIO (HEDGED) (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 390 5 GOLDMAN SACHS GLOBAL CREDIT PORTFOLIO (HEDGED) (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 391 5 GOLDMAN SACHS GLOBAL CURRENCY FUND 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 392 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - DOLLAR PLUS 525910 - Open-End Dublin IRELAND Investment Funds 393 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - EURO PLUS 525910 - Open-End Dublin IRELAND Investment Funds 394 5 GOLDMAN SACHS GLOBAL CURRENCY PLUS PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 395 5 GOLDMAN SACHS GLOBAL EQUITY LEADERS PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 396 5 GOLDMAN SACHS GLOBAL EQUITY PARTNERS PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (PREVIOUSLY GLOBAL PCP EQUITY PORTFOLIO) (A SUBFUND Investment Funds OF GOLDMAN SACHS FUNDS) 397 5 GOLDMAN SACHS GLOBAL EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 398 5 GOLDMAN SACHS GLOBAL FIXED INCOME PLUS PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (HEDGED) (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 399 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 400 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO (HEDGED) 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 401 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 402 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO II (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 403 5 GOLDMAN SACHS GLOBAL LIBOR PLUS I PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 404 5 GOLDMAN SACHS GLOBAL LOWER BETA EQUITY FUND 525910 - Open-End London IRELAND Investment Funds 405 5 GOLDMAN SACHS GLOBAL SMALL CAP CORE EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 406 5 GOLDMAN SACHS GLOBAL STRATEGIC INCOME BOND PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 407 5 GOLDMAN SACHS GLOBAL TACTICAL ASSET ALLOCATION 525910 - Open-End Dublin IRELAND FUNDS-GOLDMAN SACHS GTAA EQUITY STRATEGY FUND Investment Funds 408 5 GOLDMAN SACHS GMS ALPHA+ EQUITY ADVISORS 1 (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 409 5 GOLDMAN SACHS GMS ASIA (EX-JAPAN) EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 410 5 GOLDMAN SACHS GMS DYNAMIC WORLD EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 411 5 GOLDMAN SACHS GMS EMERGING MARKETS EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 412 5 GOLDMAN SACHS GMS EUROPE EQUITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS II) Investment Funds 413 5 GOLDMAN SACHS GMS GLOBAL EQUITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS II) Investment Funds 414 5 GOLDMAN SACHS GMS JAPAN EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS II SICAV) Investment Funds 415 5 GOLDMAN SACHS GMS US EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS II) Investment Funds 416 5 GOLDMAN SACHS GROWTH & EMERGING MARKETS BROAD EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (SUB FUND OF GOLDMAN SACHS FUNDS) Investment Funds 417 5 GOLDMAN SACHS GROWTH & EMERGING MARKETS DEBT LOCAL 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (SUB FUND OF GOLDMAN SACHS FUNDS) Investment Funds 418 5 GOLDMAN SACHS GROWTH & EMERGING MARKETS EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (SUB FUND OF GOLDMAN SACHS FUNDS) Investment Funds 419 5 GOLDMAN SACHS GROWTH MARKETS BOND LOCAL SUB-TRUST (A 525910 - Open-End George Town CAYMAN SUB-TRUST OF THE GOLDMAN SACHS INVESTMENT UNIT Investment Funds ISLANDS TRUST) 420 5 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 421 5 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST N 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 422 5 GOLDMAN SACHS INDIA EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 423 5 GOLDMAN SACHS JAPAN CORE FLEX PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 424 5 GOLDMAN SACHS JAPAN PORTFOLIO (A SUBFUND OF GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS FUNDS) Investment Funds 425 5 GOLDMAN SACHS KOREA EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 426 5 GOLDMAN SACHS LIBERTY HARBOR OPPORTUNISTIC CORPORATE 525910 - Open-End Luxembourg LUXEMBOURG BOND PORTFOLIO Investment Funds 427 5 GOLDMAN SACHS N-11 EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 428 5 GOLDMAN SACHS PRIME ENERGY RESERVES PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 429 5 GOLDMAN SACHS QUANTITATIVE TOTAL CURRENCY MASTER FUND 525910 - Open-End Dublin IRELAND (A SUB FUND OF GOLDMAN SACHS TOTAL CURRENCY FUNDS Investment Funds PLC) 430 5 GOLDMAN SACHS SPECIALISED FIXED INCOME PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 431 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME PLUS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 432 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 433 5 GOLDMAN SACHS STERLING CREDIT PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 434 5 GOLDMAN SACHS STERLING GOVERNMENT LIQUID RESERVES FUND 525910 - Open-End Dublin IRELAND (A SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) Investment Funds 435 5 GOLDMAN SACHS STERLING LIQUID RESERVES FUND (A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) Investment Funds 436 5 GOLDMAN SACHS STRATEGIC ABSOLUTE RETURN BOND II 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 437 5 GOLDMAN SACHS STRATEGIC COMMODITIES PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 438 5 GOLDMAN SACHS TACTICAL TILT PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS II) Investment Funds 439 5 GOLDMAN SACHS TRUST-GOLDMAN SACHS INDIA EQUITY FUND 525910 - Open-End Chicago IL Delaware Investment Funds 440 6 GOLDMAN SACHS MAURITIUS INDIA EQUITY FUND LTD. 525910 - Open-End Ebene MAURITIUS Investment Funds 441 5 GOLDMAN SACHS US CORE EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 442 5 GOLDMAN SACHS US EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 443 5 GOLDMAN SACHS US FIXED INCOME FEEDER PORTFOLIO (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS GLOBAL FUNDS) Investment Funds 444 5 GOLDMAN SACHS US FIXED INCOME PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 445 5 GOLDMAN SACHS US GROWTH EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 446 5 GOLDMAN SACHS US MORTGAGE BACKED SECURITIES PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 447 5 GOLDMAN SACHS US REAL ESTATE BALANCED PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 448 5 GOLDMAN SACHS US SMALL CAP CORE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 449 5 GOLDMAN SACHS US SUPERCONCENTRATED GROWTH PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 450 5 GOLDMAN SACHS US VALUE EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 451 5 GOLDMAN SACHS US$ LIBOR TRACKER 3 MONTHS FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 452 5 GOLDMAN SACHS US$ LIQUID RESERVES FUND, A SUB-FUND OF 525910 - Open-End Dublin IRELAND THE GOLDMAN SACHS FUNDS, PLC Investment Funds 453 5 GOLDMAN SACHS US$ MONEY MARKET FUND (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS MONEY MARKET FUNDS) Investment Funds 454 5 GOLDMAN SACHS US$ TREASURY LIQUID RESERVES FUND (A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) Investment Funds 455 5 GOLDMAN SACHS YEN LIQUID RESERVES FUND, (A SUB-FUND OF 525910 - Open-End Dublin IRELAND THE GOLDMANS SACHS FUNDS, PLC) Investment Funds 456 5 GS GLOBAL SUBORDINATED DEBT SECURITIES FX SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 457 5 GS MULTI-ASSET BALANCE FUND 4 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 458 5 GS Multi-Asset Balance Fund 3 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 459 5 GSAM GLOBAL SUSTAIN EQUITY PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 460 5 GSAMI China Equity Portfolio (a sub-fund of GSAMI 525910 - Open-End Dublin IRELAND China Funds, Public Limited Company) Investment Funds 461 5 Goldman Sachs Brazil Equity Portfolio (A Subfund of 525910 - Open-End Luxembourg LUXEMBOURG Goldman Sachs Funds) Investment Funds 462 4 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 463 4 GOLDMAN SACHS HOLDINGS (U.K.) 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 464 5 DUNVEGAN INVESTMENTS, LTD. 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 465 5 FORRES LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 466 6 FORRES INVESTMENTS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 467 5 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE LIMITED 523920 - Portfolio Mumbai INDIA Management (OTHER) 468 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE LIMITED 523920 - Portfolio Mumbai INDIA Management (OTHER) 469 5 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 470 5 GOLDMAN SACHS INTERNATIONAL 523110 - Investment London UNITED Banking and KINGDOM Securities Dealing (OTHER) 471 6 ARES FINANCE S.r.l. 525990 - Other Milan ITALY Financial Vehicles (OTHER) 472 6 AVK Rohr Limited 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 473 6 DUNVEGAN INVESTMENTS, LTD. 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 474 6 FALCON FINANCE LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 475 6 GOLDMAN SACHS (CAYMAN) LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 476 6 GOLDMAN SACHS ALTERNATIVE BETA TREND INTEREST RATE 525910 - Open-End Grand Cayman CAYMAN LIMITED Investment Funds ISLANDS 477 6 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 478 6 GOLDMAN SACHS DYNAMIC TAIL RISK LIMITED 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 479 6 GOLDMAN SACHS EUROPE LIMITED 523930 - Investment Saint Helier UNITED Advice KINGDOM (OTHER) 480 6 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 481 7 COOLMORE SPMA LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 482 8 MA COOLMORE LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 483 9 COOLMORE TRADING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 484 7 MA ALTERNATIVE BETA TREND UCITS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 485 7 MA GOLDMAN SACHS ALTERNATIVE BETA CONVERTIBLE 525990 - Other George Town CAYMAN ARBITRAGE LIMITED Financial Vehicles ISLANDS 486 7 MA GOLDMAN SACHS ALTERNATIVE BETA EQUITY LONG 525990 - Other George Town CAYMAN SHORT LIMITED Financial Vehicles ISLANDS 487 7 MA GOLDMAN SACHS ALTERNATIVE BETA EVENT DRIVEN 525990 - Other George Town CAYMAN LIMITED Financial Vehicles ISLANDS 488 7 MA GOLDMAN SACHS ALTERNATIVE BETA MACRO LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 489 7 MA GOLDMAN SACHS ALTERNATIVE BETA RELATIVE VALUE 525990 - Other George Town CAYMAN LIMITED Financial Vehicles ISLANDS 490 7 SIGNUM MANAGED ACCOUNT I LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 491 6 GOLDMAN SACHS SECURITIES (NOMINEES) LIMITED 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 492 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - DYNAMO-J11 525910 - Open-End Luxembourg LUXEMBOURG V12 PORTFOLIO Investment Funds 493 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - GLOBAL 525910 - Open-End Luxembourg LUXEMBOURG TRACKER PORTFOLIO Investment Funds 494 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS SYSTEMATIC ABSOLUTE RETURN TRACKER JPY Investment Funds STRATEGY PORTFOLIO 495 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - GSQUARTIX 525910 - Open-End Luxembourg LUXEMBOURG ENHANCED STRATEGY ON THE DOW JONES - UBS COMMODITY Investment Funds INDEX MANAGED BY CLIVE CAPITAL 496 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - S&P GSCI 525910 - Open-End Luxembourg LUXEMBOURG ENHANCED STRATEGY PORTFOLIO Investment Funds 497 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - S&P GSCI 525910 - Open-End Luxembourg LUXEMBOURG LIGHT ENERGY PORTFOLIO Investment Funds 498 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - SYSTEMATIC 525910 - Open-End Luxembourg LUXEMBOURG MI VOLTAR4 (10-11) PORTFOLIO Investment Funds 499 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - SYSTEMATIC 525910 - Open-End Luxembourg LUXEMBOURG MI VOLTAR4 (15-11) PORTFOLIO Investment Funds 500 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS-DYNAMO-J11 V5 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO Investment Funds 501 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS-GLOBAL TRACKER 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO II Investment Funds 502 6 GOLDMAN SACHS STRATEGIC INVESTMENTS PLC-GOLDMAN 525910 - Open-End Dublin IRELAND SACHS DIVIDEND-LINKED EQUITY INCOME PORTFOLIO Investment Funds 503 6 GOLDMAN SACHS STRUCTURED INVESTMENT SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS ALTERNATIVE BETA MACRO UCITS PORTFOLIO Investment Funds 504 6 GOLDMAN SACHS STRUCTURED INVESTMENTS II SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS ABSOLUTE RETURN TRACKER INDEX ETF Investment Funds PORTFOLIO 505 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - BRICS 525910 - Open-End Luxembourg LUXEMBOURG NIFTY 50 DEVELOPED MARKETS PORTFOLIO Investment Funds 506 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - BRICS 525910 - Open-End Luxembourg LUXEMBOURG NIFTY 50 EMERGING MARKETS PORTFOLIO Investment Funds 507 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG DYNAMO-CHF PORTFOLIO Investment Funds 508 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS ABSOLUTE RETURN TRACKER INDEX PORTFOLIO Investment Funds 509 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS ALTERNATIVE BETA COMPOSITE I UCITS PORTFOLIO Investment Funds 510 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS ALTERNATIVE BETA EVENT DRIVEN UCITS Investment Funds PORTFOLIO
383 5 GOLDMAN SACHS GIVI GLOBAL EQUITY - GROWTH MARKETS TILT LUXEMBOURG N/A N/A PORTFOLIO 384 5 GOLDMAN SACHS GIVI GROWTH & EMERGING MARKETS EQUITY LUXEMBOURG N/A N/A PORTFOLIO 385 5 GOLDMAN SACHS GLOBAL CORE EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 386 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 1 (IN JAPAN FOR CAYMAN ISLANDS N/A N/A The direct holder QUALIFIED INSTITUTIONAL INVESTORS ONLY) has Control through a Management Agreement or other arrangements. 387 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 2 (IN JAPAN FOR CAYMAN ISLANDS N/A N/A The direct holder QUALIFIED INSTITUTIONAL INVESTORS ONLY) has Control through a Management Agreement or other arrangements. 388 5 GOLDMAN SACHS GLOBAL CORPORATE MARKET CYCLE FUND (A IRELAND N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) has Control through a Management Agreement or other arrangements. 389 5 GOLDMAN SACHS GLOBAL CORPORATE PORTFOLIO (HEDGED) (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 390 5 GOLDMAN SACHS GLOBAL CREDIT PORTFOLIO (HEDGED) (A SUBFUND LUXEMBOURG N/A N/A The direct holder OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 391 5 GOLDMAN SACHS GLOBAL CURRENCY FUND CAYMAN ISLANDS N/A N/A 392 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - DOLLAR PLUS IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 393 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - EURO PLUS IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 394 5 GOLDMAN SACHS GLOBAL CURRENCY PLUS PORTFOLIO (A SUBFUND LUXEMBOURG N/A N/A The direct holder OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 395 5 GOLDMAN SACHS GLOBAL EQUITY LEADERS PORTFOLIO LUXEMBOURG N/A N/A 396 5 GOLDMAN SACHS GLOBAL EQUITY PARTNERS PORTFOLIO LUXEMBOURG N/A N/A The direct holder (PREVIOUSLY GLOBAL PCP EQUITY PORTFOLIO) (A SUBFUND OF has Control GOLDMAN SACHS FUNDS) through a Management Agreement or other arrangements. 397 5 GOLDMAN SACHS GLOBAL EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 398 5 GOLDMAN SACHS GLOBAL FIXED INCOME PLUS PORTFOLIO (HEDGED) LUXEMBOURG N/A N/A The direct holder (A SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 399 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 400 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO (HEDGED) (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 401 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 402 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO II (A SUBFUND IRELAND N/A N/A The direct holder OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) has Control through a Management Agreement or other arrangements. 403 5 GOLDMAN SACHS GLOBAL LIBOR PLUS I PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 404 5 GOLDMAN SACHS GLOBAL LOWER BETA EQUITY FUND UNITED KINGDOM N/A N/A The direct holder (OTHER) has Control through a Management Agreement or other arrangements. 405 5 GOLDMAN SACHS GLOBAL SMALL CAP CORE EQUITY PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 406 5 GOLDMAN SACHS GLOBAL STRATEGIC INCOME BOND PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 407 5 GOLDMAN SACHS GLOBAL TACTICAL ASSET ALLOCATION IRELAND N/A N/A The direct holder FUNDS-GOLDMAN SACHS GTAA EQUITY STRATEGY FUND has Control through a Management Agreement or other arrangements. 408 5 GOLDMAN SACHS GMS ALPHA+ EQUITY ADVISORS 1 (A SUBFUND OF IRELAND N/A N/A The direct holder GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) has Control through a Management Agreement or other arrangements. 409 5 GOLDMAN SACHS GMS ASIA (EX-JAPAN) EQUITY PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS II) has Control through a Management Agreement or other arrangements. 410 5 GOLDMAN SACHS GMS DYNAMIC WORLD EQUITY PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 411 5 GOLDMAN SACHS GMS EMERGING MARKETS EQUITY PORTFOLIO (A LUXEMBOURG N/A N/A SUBFUND OF GOLDMAN SACHS FUNDS II) 412 5 GOLDMAN SACHS GMS EUROPE EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS II) has Control through a Management Agreement or other arrangements. 413 5 GOLDMAN SACHS GMS GLOBAL EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS II) has Control through a Management Agreement or other arrangements. 414 5 GOLDMAN SACHS GMS JAPAN EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS II SICAV) has Control through a Management Agreement or other arrangements. 415 5 GOLDMAN SACHS GMS US EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS II) has Control through a Management Agreement or other arrangements. 416 5 GOLDMAN SACHS GROWTH & EMERGING MARKETS BROAD EQUITY LUXEMBOURG N/A N/A The direct holder PORTFOLIO (SUB FUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 417 5 GOLDMAN SACHS GROWTH & EMERGING MARKETS DEBT LOCAL LUXEMBOURG N/A N/A The direct holder PORTFOLIO (SUB FUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 418 5 GOLDMAN SACHS GROWTH & EMERGING MARKETS EQUITY PORTFOLIO LUXEMBOURG N/A N/A The direct holder (SUB FUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 419 5 GOLDMAN SACHS GROWTH MARKETS BOND LOCAL SUB-TRUST (A CAYMAN ISLANDS N/A N/A SUB-TRUST OF THE GOLDMAN SACHS INVESTMENT UNIT TRUST) 420 5 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 421 5 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST N CAYMAN ISLANDS N/A N/A 422 5 GOLDMAN SACHS INDIA EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 423 5 GOLDMAN SACHS JAPAN CORE FLEX PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 424 5 GOLDMAN SACHS JAPAN PORTFOLIO (A SUBFUND OF GOLDMAN SACHS LUXEMBOURG N/A N/A The direct holder FUNDS) has Control through a Management Agreement or other arrangements. 425 5 GOLDMAN SACHS KOREA EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 426 5 GOLDMAN SACHS LIBERTY HARBOR OPPORTUNISTIC CORPORATE BOND LUXEMBOURG N/A N/A PORTFOLIO 427 5 GOLDMAN SACHS N-11 EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS FUNDS) has Control through a Management Agreement or other arrangements. 428 5 GOLDMAN SACHS PRIME ENERGY RESERVES PORTFOLIO (A SUBFUND LUXEMBOURG N/A N/A The direct holder OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 429 5 GOLDMAN SACHS QUANTITATIVE TOTAL CURRENCY MASTER FUND (A IRELAND N/A N/A The direct holder SUB FUND OF GOLDMAN SACHS TOTAL CURRENCY FUNDS PLC) has Control through a Management Agreement or other arrangements. 430 5 GOLDMAN SACHS SPECIALISED FIXED INCOME PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 431 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME PLUS PORTFOLIO LUXEMBOURG N/A N/A The direct holder (A SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 432 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 433 5 GOLDMAN SACHS STERLING CREDIT PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 434 5 GOLDMAN SACHS STERLING GOVERNMENT LIQUID RESERVES FUND (A IRELAND N/A N/A The direct holder SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) has Control through a Management Agreement or other arrangements. 435 5 GOLDMAN SACHS STERLING LIQUID RESERVES FUND (A SUB-FUND IRELAND N/A N/A The direct holder OF THE GOLDMANS SACHS FUNDS, PLC) has Control through a Management Agreement or other arrangements. 436 5 GOLDMAN SACHS STRATEGIC ABSOLUTE RETURN BOND II PORTFOLIO LUXEMBOURG N/A N/A The direct holder (A SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 437 5 GOLDMAN SACHS STRATEGIC COMMODITIES PORTFOLIO (A SUBFUND LUXEMBOURG N/A N/A The direct holder OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 438 5 GOLDMAN SACHS TACTICAL TILT PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS II) has Control through a Management Agreement or other arrangements. 439 5 GOLDMAN SACHS TRUST-GOLDMAN SACHS INDIA EQUITY FUND UNITED STATES N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 440 6 GOLDMAN SACHS MAURITIUS INDIA EQUITY FUND LTD. MAURITIUS 100 N/A 441 5 GOLDMAN SACHS US CORE EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 442 5 GOLDMAN SACHS US EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS FUNDS) has Control through a Management Agreement or other arrangements. 443 5 GOLDMAN SACHS US FIXED INCOME FEEDER PORTFOLIO (A IRELAND N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS GLOBAL FUNDS) has Control through a Management Agreement or other arrangements. 444 5 GOLDMAN SACHS US FIXED INCOME PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 445 5 GOLDMAN SACHS US GROWTH EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 446 5 GOLDMAN SACHS US MORTGAGE BACKED SECURITIES PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 447 5 GOLDMAN SACHS US REAL ESTATE BALANCED PORTFOLIO LUXEMBOURG N/A N/A 448 5 GOLDMAN SACHS US SMALL CAP CORE EQUITY PORTFOLIO (A LUXEMBOURG N/A N/A The direct holder SUBFUND OF GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 449 5 GOLDMAN SACHS US SUPERCONCENTRATED GROWTH PORTFOLIO LUXEMBOURG N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 450 5 GOLDMAN SACHS US VALUE EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 451 5 GOLDMAN SACHS US$ LIBOR TRACKER 3 MONTHS FUND (A SUBFUND IRELAND N/A N/A The direct holder OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) has Control through a Management Agreement or other arrangements. 452 5 GOLDMAN SACHS US$ LIQUID RESERVES FUND, A SUB-FUND OF THE IRELAND N/A N/A The direct holder GOLDMAN SACHS FUNDS, PLC has Control through a Management Agreement or other arrangements. 453 5 GOLDMAN SACHS US$ MONEY MARKET FUND (A SUBFUND OF IRELAND N/A N/A The direct holder GOLDMAN SACHS MONEY MARKET FUNDS) has Control through a Management Agreement or other arrangements. 454 5 GOLDMAN SACHS US$ TREASURY LIQUID RESERVES FUND (A IRELAND N/A N/A The direct holder SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) has Control through a Management Agreement or other arrangements. 455 5 GOLDMAN SACHS YEN LIQUID RESERVES FUND, (A SUB-FUND OF IRELAND N/A N/A The direct holder THE GOLDMANS SACHS FUNDS, PLC) has Control through a Management Agreement or other arrangements. 456 5 GS GLOBAL SUBORDINATED DEBT SECURITIES FX SUB-TRUST CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 457 5 GS MULTI-ASSET BALANCE FUND 4 CAYMAN ISLANDS N/A N/A 458 5 GS Multi-Asset Balance Fund 3 CAYMAN ISLANDS N/A N/A 459 5 GSAM GLOBAL SUSTAIN EQUITY PORTFOLIO (A SUBFUND OF LUXEMBOURG N/A N/A The direct holder GOLDMAN SACHS FUNDS) has Control through a Management Agreement or other arrangements. 460 5 GSAMI China Equity Portfolio (a sub-fund of GSAMI China IRELAND N/A N/A The direct holder Funds, Public Limited Company) has Control through a Management Agreement or other arrangements. 461 5 Goldman Sachs Brazil Equity Portfolio (A Subfund of LUXEMBOURG N/A N/A The direct holder Goldman Sachs Funds) has Control through a Management Agreement or other arrangements. 462 4 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 463 4 GOLDMAN SACHS HOLDINGS (U.K.) UNITED KINGDOM 100 N/A (OTHER) 464 5 DUNVEGAN INVESTMENTS, LTD. CAYMAN ISLANDS 100 N/A This holding represents ownership in Ordinary B shares. 465 5 FORRES LLC UNITED STATES N/A N/A 466 6 FORRES INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 467 5 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE LIMITED INDIA (OTHER) 100 N/A 468 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE LIMITED INDIA (OTHER) 99 N/A 469 5 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 470 5 GOLDMAN SACHS INTERNATIONAL UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Ordinary shares. 471 6 ARES FINANCE S.r.l. ITALY (OTHER) 100 N/A 472 6 AVK Rohr Limited CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 473 6 DUNVEGAN INVESTMENTS, LTD. CAYMAN ISLANDS 100 N/A This holding represents ownership in Preferred A shares. 474 6 FALCON FINANCE LIMITED CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 475 6 GOLDMAN SACHS (CAYMAN) LIMITED CAYMAN ISLANDS 100 N/A 476 6 GOLDMAN SACHS ALTERNATIVE BETA TREND INTEREST RATE CAYMAN ISLANDS N/A N/A LIMITED 477 6 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 478 6 GOLDMAN SACHS DYNAMIC TAIL RISK LIMITED CAYMAN ISLANDS N/A N/A 479 6 GOLDMAN SACHS EUROPE LIMITED JERSEY 91 N/A 480 6 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 481 7 COOLMORE SPMA LIMITED CAYMAN ISLANDS N/A 43 482 8 MA COOLMORE LIMITED CAYMAN ISLANDS N/A 100 483 9 COOLMORE TRADING LIMITED CAYMAN ISLANDS N/A 100 484 7 MA ALTERNATIVE BETA TREND UCITS LIMITED CAYMAN ISLANDS N/A 100 485 7 MA GOLDMAN SACHS ALTERNATIVE BETA CONVERTIBLE CAYMAN ISLANDS N/A 100 ARBITRAGE LIMITED 486 7 MA GOLDMAN SACHS ALTERNATIVE BETA EQUITY LONG SHORT CAYMAN ISLANDS N/A 100 LIMITED 487 7 MA GOLDMAN SACHS ALTERNATIVE BETA EVENT DRIVEN CAYMAN ISLANDS N/A 100 LIMITED 488 7 MA GOLDMAN SACHS ALTERNATIVE BETA MACRO LIMITED CAYMAN ISLANDS N/A 100 489 7 MA GOLDMAN SACHS ALTERNATIVE BETA RELATIVE VALUE CAYMAN ISLANDS 100 N/A LIMITED 490 7 SIGNUM MANAGED ACCOUNT I LIMITED CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 491 6 GOLDMAN SACHS SECURITIES (NOMINEES) LIMITED UNITED KINGDOM 100 N/A (OTHER) 492 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - DYNAMO-J11 V12 LUXEMBOURG N/A N/A The direct holder PORTFOLIO has Control through a Management Agreement or other arrangements. 493 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - GLOBAL TRACKER LUXEMBOURG N/A N/A The direct holder PORTFOLIO has Control through a Management Agreement or other arrangements. 494 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - GOLDMAN SACHS LUXEMBOURG N/A N/A The direct holder SYSTEMATIC ABSOLUTE RETURN TRACKER JPY STRATEGY has Control PORTFOLIO through a Management Agreement or other arrangements. 495 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - GSQUARTIX LUXEMBOURG N/A N/A ENHANCED STRATEGY ON THE DOW JONES - UBS COMMODITY INDEX MANAGED BY CLIVE CAPITAL 496 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - S&P GSCI LUXEMBOURG N/A N/A The direct holder ENHANCED STRATEGY PORTFOLIO has Control through a Management Agreement or other arrangements. 497 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - S&P GSCI LIGHT LUXEMBOURG N/A N/A The direct holder ENERGY PORTFOLIO has Control through a Management Agreement or other arrangements. 498 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - SYSTEMATIC MI LUXEMBOURG N/A N/A The direct holder VOLTAR4 (10-11) PORTFOLIO has Control through a Management Agreement or other arrangements. 499 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - SYSTEMATIC MI LUXEMBOURG N/A N/A The direct holder VOLTAR4 (15-11) PORTFOLIO has Control through a Management Agreement or other arrangements. 500 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS-DYNAMO-J11 V5 LUXEMBOURG N/A N/A The direct holder PORTFOLIO has Control through a Management Agreement or other arrangements. 501 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS-GLOBAL TRACKER LUXEMBOURG N/A N/A The direct holder PORTFOLIO II has Control through a Management Agreement or other arrangements. 502 6 GOLDMAN SACHS STRATEGIC INVESTMENTS PLC-GOLDMAN SACHS IRELAND N/A N/A The direct holder DIVIDEND-LINKED EQUITY INCOME PORTFOLIO has Control through a Management Agreement or other arrangements. 503 6 GOLDMAN SACHS STRUCTURED INVESTMENT SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ALTERNATIVE BETA MACRO UCITS PORTFOLIO has Control through a Management Agreement or other arrangements. 504 6 GOLDMAN SACHS STRUCTURED INVESTMENTS II SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ABSOLUTE RETURN TRACKER INDEX ETF PORTFOLIO has Control through a Management Agreement or other arrangements. 505 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - BRICS LUXEMBOURG N/A N/A The direct holder NIFTY 50 DEVELOPED MARKETS PORTFOLIO has Control through a Management Agreement or other arrangements. 506 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - BRICS LUXEMBOURG N/A N/A The direct holder NIFTY 50 EMERGING MARKETS PORTFOLIO has Control through a Management Agreement or other arrangements. 507 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - DYNAMO-CHF LUXEMBOURG N/A N/A The direct holder PORTFOLIO has Control through a Management Agreement or other arrangements. 508 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ABSOLUTE RETURN TRACKER INDEX PORTFOLIO has Control through a Management Agreement or other arrangements. 509 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ALTERNATIVE BETA COMPOSITE I UCITS PORTFOLIO has Control through a Management Agreement or other arrangements. 510 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ALTERNATIVE BETA EVENT DRIVEN UCITS PORTFOLIO has Control through a Management Agreement or other arrangements.
511 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS ALTERNATIVE BETA RELATIVE VALUE UCITS Investment Funds PORTFOLIO 512 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS ALTERNATIVE BETA TREND UCITS PORTFOLIO Investment Funds 513 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN 525910 - Open-End Luxembourg LUXEMBOURG SACHS FLOATING RATE EURO PORTFOLIO Investment Funds 514 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GSQUARTIX COMMODITY ALPHA PORTFOLIO Investment Funds 515 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GSQUARTIX COMMODITY ALPHA-BETA PORTFOLIO Investment Funds 516 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GSQUARTIX DIVERSIFIED STRATEGIES PORTFOLIO Investment Funds 517 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GSQUARTIX DIVIDEND LINKED PORTFOLIO ON THE DOW Investment Funds JONES EURO STOXX 50(R) INDEX 518 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GSQUARTIX DOW JONES - UBS ENHANCED STRATEGY Investment Funds PORTFOLIO 519 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GSQUARTIX MACRO HARVESTER PORTFOLIO Investment Funds 520 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS ALTERNATIVE BETA EQUITY LONG SHORT Investment Funds UCITS PORTFOLIO 521 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-ALTERNATIVE ALPHA TACTICAL TRADING INDEX Investment Funds PORTFOLIO 522 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV-GSQUARTIX 525910 - Open-End Luxembourg LUXEMBOURG DYNAMO PORTFOLIO Investment Funds 523 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV-REDUCED 525910 - Open-End Luxembourg LUXEMBOURG VOLATILITY VELOCITY AND CARRY STRATEGY PORTFOLIO Investment Funds 524 6 GSQUARTIX PUBLIC LIMITED COMPANY - GSQUARTIX BRICS 525910 - Open-End Dublin IRELAND NIFTY 50 DEVELOPED MARKETS PORTFOLIO Investment Funds 525 6 MA GOLDMAN SACHS ALTERNATIVE BETA TREND INTEREST 525910 - Open-End Grand Cayman CAYMAN RATE LIMITED Investment Funds ISLANDS 526 6 MA GOLDMAN SACHS DYNAMIC TAIL RISK LIMITED 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 527 6 MA WCM FF Limited 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 528 6 SERVICED PLATFORM SICAV - KARSCH CAPITAL UCITS FUND 525910 - Open-End Luxembourg LUXEMBOURG Investment Funds 529 6 SIGNUM MANAGED ACCOUNT I LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 530 6 SIGNUM MANAGED ACCOUNT III LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 531 6 SPHERE FUNDO DE INVESTIMENTO MULTIMERCADO - 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO NO EXTERIOR CREDITO PRIVADO Investment Funds 532 7 SPHERE FUND 525910 - Open-End Sao Paulo CAYMAN Investment Funds ISLANDS 533 6 Signum AVK Limited 525990 - Other Dublin IRELAND Financial Vehicles 534 6 ULTEGRA FINANCE LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 535 5 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 536 5 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE LIMITED 523991 - Trust, Mumbai INDIA Fiduciary, and (OTHER) Custody Activities 537 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED 523991 - Trust, Mumbai INDIA Fiduciary, and (OTHER) Custody Activities 538 6 GOLDMAN SACHS BANKING INDEX EXCHANGE TRADED SCHEME - 525910 - Open-End Mumbai INDIA SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 539 6 GOLDMAN SACHS DERIVATIVE FUND - SUB FUND OF GOLDMAN 525910 - Open-End Mumbai INDIA SACHS MUTUAL FUND Investment Funds (OTHER) 540 6 GOLDMAN SACHS EQUITY & DERIVATIVES OPPORTUNITIES 525910 - Open-End Mumbai INDIA FUND - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 541 6 GOLDMAN SACHS GOLD EXCHANGE TRADED SCHEME - SUB FUND 525910 - Open-End Mumbai INDIA OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 542 6 GOLDMAN SACHS HANG SENG EXCHANGE TRADED SCHEME - SUB 525910 - Open-End Mumbai INDIA FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 543 6 GOLDMAN SACHS INDIA EQUITY FUND - SUB FUND OF 525910 - Open-End Mumbai INDIA GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 544 6 GOLDMAN SACHS INFRASTRUCTURE EXCHANGE TRADED SCHEME 525910 - Open-End Mumbai INDIA - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 545 6 GOLDMAN SACHS LIQUID EXCHANGE TRADED SCHEME - SUB 525910 - Open-End Mumbai INDIA FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 546 6 GOLDMAN SACHS MUTUAL FUND 523920 - Portfolio Mumbai INDIA Management (OTHER) 547 6 GOLDMAN SACHS NIFTY EXCHANGE TRADED SCHEME - SUB 525910 - Open-End Mumbai INDIA FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 548 6 GOLDMAN SACHS NIFTY JUNIOR EXCHANGE TRADED SCHEME - 525910 - Open-End Mumbai INDIA SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 549 6 GOLDMAN SACHS PSU BANK EXCHANGE TRADED SCHEME - SUB 525910 - Open-End Mumbai INDIA FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds (OTHER) 550 6 GOLDMAN SACHS S&P CNX NIFTY SHARIAH INDEX EXCHANGE 525910 - Open-End Mumbai INDIA TRADED SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL Investment Funds (OTHER) FUND 551 6 GOLDMAN SACHS SHORT TERM FUND - SUB FUND OF GOLDMAN 525910 - Open-End Mumbai INDIA SACHS MUTUAL FUND Investment Funds (OTHER) 552 6 Goldman Sachs S&P CNX 500 Fund - Sub fund of Goldman 525910 - Open-End Mumbai INDIA Sachs Mutual Fund Investment Funds (OTHER) 553 5 MONTAGUE PLACE CUSTODY SERVICES 523991 - Trust, London UNITED Fiduciary, and KINGDOM Custody Activities (OTHER) 554 4 GOLDMAN SACHS INTERNATIONAL 523110 - Investment London UNITED Banking and KINGDOM Securities Dealing (OTHER) 555 4 GOLDMAN SACHS INTERNATIONAL BANK 522110 - Commercial London UNITED Banking KINGDOM (OTHER) 556 4 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 557 4 GS LEASING HOLDINGS LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 558 5 BEHEER- EN BELEGGINGSMAATSCHAPPIJ BEFRACO B.V. 525990 - Other London NETHERLANDS Financial Vehicles 559 4 GS LEASING MANAGEMENT LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 560 4 GS LIQUID TRADING PLATFORM I PCC 525990 - Other Saint Helier UNITED Financial Vehicles KINGDOM (OTHER) 561 4 GS LIQUID TRADING PLATFORM II LIMITED 525990 - Other Saint Helier UNITED Financial Vehicles KINGDOM (OTHER) 562 4 KILLINGHOLME POWER GROUP LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 563 5 KILLINGHOLME HOLDINGS LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 564 4 MONEY PARTNERS HOLDINGS LIMITED 551112 - Offices of Uxbridge UNITED Other Holding KINGDOM Companies (OTHER) 565 4 MONTAGUE PLACE CUSTODY SERVICES 523991 - Trust, London UNITED Fiduciary, and KINGDOM Custody Activities (OTHER) 566 4 NUFCOR INTERNATIONAL LIMITED 523130 - Commodity London UNITED Contracts Dealing KINGDOM (OTHER) 567 5 NUFCOR CAPITAL LIMITED 523930 - Investment London UNITED Advice KINGDOM (OTHER) 568 4 PUMBAA FINANCE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 569 4 PUMBAA LUXEMBOURG S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 570 4 SCADBURY UK LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 571 5 GS EQUIPMENT FINANCE I LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 572 5 GS EQUIPMENT FINANCE II LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 573 5 GS LEASING NO. 1 LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 574 6 GS LEASING 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 575 5 GS LEASING NO. 3 LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 576 6 GS LEASING 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 577 5 SCADBURY ASSETS 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 578 5 SCADBURY FUNDING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 579 6 SCADBURY ASSETS 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 580 6 SCADBURY II ASSETS LIMITED 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 581 4 SHIRE UK LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 582 5 GS FUNDING INVESTMENTS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 583 5 GS FUNDING MANAGEMENT LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 584 5 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 585 6 GS KILLINGHOLME CAYMAN INVESTMENTS LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 586 6 KPL ACQUISITIONS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 587 7 KPL HOLDINGS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 588 6 KPL FINANCE LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 589 5 SHIRE ASSETS 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 590 5 SHIRE FUNDING LIMITED 525990 - Other London CAYMAN Financial Vehicles ISLANDS 591 6 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 592 6 SHIRE ASSETS 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 593 5 SHIRE II ASSETS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 594 3 GOLDMAN SACHS PROPERTY MANAGEMENT 53131 - London UNITED Nonresidential KINGDOM property managers (OTHER) 595 2 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 596 2 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 597 2 GOLDMAN SACHS 2002 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 598 3 GOLDMAN SACHS 2002 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 599 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 600 2 GOLDMAN SACHS 2004 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 601 3 GOLDMAN SACHS 2004 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 602 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 603 2 GOLDMAN SACHS 2005 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 604 3 GOLDMAN SACHS 2005 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 605 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 606 4 GSEP 2005 REALTY CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 607 2 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 608 2 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 609 2 GOLDMAN SACHS 49 FUND, LLC 525990 - Other New York NY Delaware Financial Vehicles 610 2 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 611 2 GOLDMAN SACHS ARGENTINA L.L.C. 523110 - Investment New York NY Delaware Banking and Securities Dealing 612 2 GOLDMAN SACHS ASSET BACKED SECURITIES CORP. 522320 - Financial Wilmington DE Delaware Transactions Processing, Reserve, and Clearinghouse Activities 613 2 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 523920 - Portfolio Tokyo JAPAN Management 614 3 GS GIVI JAPAN EQUITY FUND (DB) 525910 - Open-End Tokyo JAPAN Investment Funds 615 4 GS GIVI JAPAN EQUITY MOTHER FUND 525910 - Open-End Tokyo JAPAN Investment Funds 616 3 GS GIVI JAPAN EQUITY MOTHER FUND 525910 - Open-End Tokyo JAPAN Investment Funds 617 3 JAPAN PRIVATE REIT, INC. 525990 - Other Tokyo JAPAN Financial Vehicles 618 2 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 523920 - Portfolio New York NY Delaware Management 619 3 ACADIAN: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN SACHS 525910 - Open-End New York NY Delaware GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. Investment Funds 620 3 ALTRINSIC: NON-US EQUITY LLC 525910 - Open-End New York NY Delaware Investment Funds 621 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 622 3 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) LLC 525910 - Open-End New York NY Delaware Investment Funds 623 3 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) [SERIES], A SERIES 525910 - Open-End New York NY Delaware OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 624 3 COF ASSET TRUST 11/11 525990 - Other Newark DE Delaware Financial Vehicles 625 3 DONALD SMITH: SMALL CAP VALUE [SERIES], A SERIES OF 525910 - Open-End New York NY Delaware GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 626 3 DWIGHT ASSET MANAGEMENT COMPANY LLC 523920 - Portfolio Burlington VT Delaware Management 627 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 3 525910 - Open-End New York NY Delaware [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 628 4 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 629 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 5 525910 - Open-End New York NY Delaware [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 630 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF 525910 - Open-End New York NY Delaware GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 631 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 [SERIES], SERIES OF 525910 - Open-End New York NY Delaware GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 632 4 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 633 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 [SERIES], A SERIES OF 525910 - Open-End New York NY Delaware GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 634 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 LLC 525910 - Open-End New York NY Delaware Investment Funds 635 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE MASTER 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 636 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 LLC 525910 - Open-End New York NY Delaware Investment Funds 637 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE MASTER 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 638 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 LLC 525910 - Open-End New York NY Delaware Investment Funds
511 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A SACHS ALTERNATIVE BETA RELATIVE VALUE UCITS PORTFOLIO 512 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ALTERNATIVE BETA TREND UCITS PORTFOLIO has Control through a Management Agreement or other arrangements. 513 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS FLOATING RATE EURO PORTFOLIO has Control through a Management Agreement or other arrangements. 514 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GSQUARTIX LUXEMBOURG N/A N/A The direct holder COMMODITY ALPHA PORTFOLIO has Control through a Management Agreement or other arrangements. 515 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GSQUARTIX LUXEMBOURG N/A N/A The direct holder COMMODITY ALPHA-BETA PORTFOLIO has Control through a Management Agreement or other arrangements. 516 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GSQUARTIX LUXEMBOURG N/A N/A The direct holder DIVERSIFIED STRATEGIES PORTFOLIO has Control through a Management Agreement or other arrangements. 517 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GSQUARTIX LUXEMBOURG N/A N/A The direct holder DIVIDEND LINKED PORTFOLIO ON THE DOW JONES EURO has Control STOXX 50(R) INDEX through a Management Agreement or other arrangements. 518 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GSQUARTIX LUXEMBOURG N/A N/A The direct holder DOW JONES - UBS ENHANCED STRATEGY PORTFOLIO has Control through a Management Agreement or other arrangements. 519 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GSQUARTIX LUXEMBOURG N/A N/A The direct holder MACRO HARVESTER PORTFOLIO has Control through a Management Agreement or other arrangements. 520 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV - GOLDMAN LUXEMBOURG N/A N/A The direct holder SACHS ALTERNATIVE BETA EQUITY LONG SHORT UCITS has Control PORTFOLIO through a Management Agreement or other arrangements. 521 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV-ALTERNATIVE LUXEMBOURG N/A N/A The direct holder ALPHA TACTICAL TRADING INDEX PORTFOLIO has Control through a Management Agreement or other arrangements. 522 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV-GSQUARTIX LUXEMBOURG N/A N/A The direct holder DYNAMO PORTFOLIO has Control through a Management Agreement or other arrangements. 523 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV-REDUCED LUXEMBOURG N/A N/A The direct holder VOLATILITY VELOCITY AND CARRY STRATEGY PORTFOLIO has Control through a Management Agreement or other arrangements. 524 6 GSQUARTIX PUBLIC LIMITED COMPANY - GSQUARTIX BRICS IRELAND 100 N/A NIFTY 50 DEVELOPED MARKETS PORTFOLIO 525 6 MA GOLDMAN SACHS ALTERNATIVE BETA TREND INTEREST RATE CAYMAN ISLANDS N/A N/A LIMITED 526 6 MA GOLDMAN SACHS DYNAMIC TAIL RISK LIMITED CAYMAN ISLANDS N/A N/A 527 6 MA WCM FF Limited CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 528 6 SERVICED PLATFORM SICAV - KARSCH CAPITAL UCITS FUND LUXEMBOURG 100 N/A 529 6 SIGNUM MANAGED ACCOUNT I LIMITED CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 530 6 SIGNUM MANAGED ACCOUNT III LIMITED CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 531 6 SPHERE FUNDO DE INVESTIMENTO MULTIMERCADO - BRAZIL 100 N/A INVESTIMENTO NO EXTERIOR CREDITO PRIVADO 532 7 SPHERE FUND BRAZIL 100 N/A 533 6 Signum AVK Limited IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 534 6 ULTEGRA FINANCE LIMITED IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 535 5 GOLDMAN SACHS SAUDI ARABIA SAUDI ARABIA 100 N/A 536 5 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE LIMITED INDIA (OTHER) 100 N/A 537 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED INDIA (OTHER) 99 N/A 538 6 GOLDMAN SACHS BANKING INDEX EXCHANGE TRADED SCHEME - INDIA (OTHER) N/A N/A The direct holder SUB FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 539 6 GOLDMAN SACHS DERIVATIVE FUND - SUB FUND OF GOLDMAN INDIA (OTHER) N/A N/A The direct holder SACHS MUTUAL FUND is a Settlor. 540 6 GOLDMAN SACHS EQUITY & DERIVATIVES OPPORTUNITIES FUND - INDIA (OTHER) N/A N/A The direct holder SUB FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 541 6 GOLDMAN SACHS GOLD EXCHANGE TRADED SCHEME - SUB FUND OF INDIA (OTHER) N/A N/A The direct holder GOLDMAN SACHS MUTUAL FUND is a Settlor. 542 6 GOLDMAN SACHS HANG SENG EXCHANGE TRADED SCHEME - SUB INDIA (OTHER) N/A N/A The direct holder FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 543 6 GOLDMAN SACHS INDIA EQUITY FUND - SUB FUND OF GOLDMAN INDIA (OTHER) N/A N/A The direct holder SACHS MUTUAL FUND is a Trustee. 544 6 GOLDMAN SACHS INFRASTRUCTURE EXCHANGE TRADED SCHEME - INDIA (OTHER) N/A N/A The direct holder SUB FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 545 6 GOLDMAN SACHS LIQUID EXCHANGE TRADED SCHEME - SUB FUND INDIA (OTHER) N/A N/A The direct holder OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 546 6 GOLDMAN SACHS MUTUAL FUND INDIA (OTHER) N/A N/A The direct holder is a Trustee. 547 6 GOLDMAN SACHS NIFTY EXCHANGE TRADED SCHEME - SUB FUND INDIA (OTHER) N/A N/A The direct holder OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 548 6 GOLDMAN SACHS NIFTY JUNIOR EXCHANGE TRADED SCHEME - SUB INDIA (OTHER) N/A N/A The direct holder FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 549 6 GOLDMAN SACHS PSU BANK EXCHANGE TRADED SCHEME - SUB INDIA (OTHER) N/A N/A The direct holder FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 550 6 GOLDMAN SACHS S&P CNX NIFTY SHARIAH INDEX EXCHANGE INDIA (OTHER) N/A N/A The direct holder TRADED SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND is a Settlor. 551 6 GOLDMAN SACHS SHORT TERM FUND - SUB FUND OF GOLDMAN INDIA (OTHER) N/A N/A The direct holder SACHS MUTUAL FUND is a Settlor. 552 6 Goldman Sachs S&P CNX 500 Fund - Sub fund of Goldman INDIA (OTHER) N/A N/A The direct holder Sachs Mutual Fund is a Settlor. 553 5 MONTAGUE PLACE CUSTODY SERVICES UNITED KINGDOM 100 N/A (OTHER) 554 4 GOLDMAN SACHS INTERNATIONAL UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Preferred B shares. 555 4 GOLDMAN SACHS INTERNATIONAL BANK UNITED KINGDOM 100 N/A (OTHER) 556 4 GOLDMAN SACHS SAUDI ARABIA SAUDI ARABIA 100 N/A 557 4 GS LEASING HOLDINGS LIMITED UNITED KINGDOM 100 N/A (OTHER) 558 5 BEHEER- EN BELEGGINGSMAATSCHAPPIJ BEFRACO B.V. UNITED KINGDOM 100 N/A (OTHER) 559 4 GS LEASING MANAGEMENT LIMITED CAYMAN ISLANDS 100 N/A 560 4 GS LIQUID TRADING PLATFORM I PCC JERSEY 100 N/A 561 4 GS LIQUID TRADING PLATFORM II LIMITED JERSEY 100 N/A 562 4 KILLINGHOLME POWER GROUP LIMITED UNITED KINGDOM 100 N/A (OTHER) 563 5 KILLINGHOLME HOLDINGS LIMITED UNITED KINGDOM 100 N/A (OTHER) 564 4 MONEY PARTNERS HOLDINGS LIMITED UNITED KINGDOM 100 N/A (OTHER) 565 4 MONTAGUE PLACE CUSTODY SERVICES UNITED KINGDOM 100 N/A (OTHER) 566 4 NUFCOR INTERNATIONAL LIMITED UNITED KINGDOM 100 N/A (OTHER) 567 5 NUFCOR CAPITAL LIMITED UNITED KINGDOM 100 N/A (OTHER) 568 4 PUMBAA FINANCE B.V. NETHERLANDS 100 N/A 569 4 PUMBAA LUXEMBOURG S.A R.L. LUXEMBOURG 100 N/A 570 4 SCADBURY UK LIMITED UNITED KINGDOM 100 N/A (OTHER) 571 5 GS EQUIPMENT FINANCE I LIMITED CAYMAN ISLANDS 100 N/A 572 5 GS EQUIPMENT FINANCE II LIMITED CAYMAN ISLANDS 100 N/A 573 5 GS LEASING NO. 1 LIMITED CAYMAN ISLANDS 100 N/A 574 6 GS LEASING UNITED KINGDOM N/A N/A (OTHER) 575 5 GS LEASING NO. 3 LIMITED CAYMAN ISLANDS 100 N/A 576 6 GS LEASING UNITED KINGDOM N/A N/A (OTHER) 577 5 SCADBURY ASSETS UNITED KINGDOM 100 N/A (OTHER) 578 5 SCADBURY FUNDING LIMITED CAYMAN ISLANDS 100 N/A 579 6 SCADBURY ASSETS UNITED KINGDOM 100 N/A (OTHER) 580 6 SCADBURY II ASSETS LIMITED CAYMAN ISLANDS 100 N/A 581 4 SHIRE UK LIMITED UNITED KINGDOM 100 N/A (OTHER) 582 5 GS FUNDING INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 583 5 GS FUNDING MANAGEMENT LIMITED CAYMAN ISLANDS 100 N/A 584 5 KILLINGHOLME GENERATION LIMITED UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Ordinary shares. 585 6 GS KILLINGHOLME CAYMAN INVESTMENTS LTD. CAYMAN ISLANDS 100 N/A 586 6 KPL ACQUISITIONS LIMITED CAYMAN ISLANDS 100 N/A 587 7 KPL HOLDINGS LIMITED CAYMAN ISLANDS 100 N/A 588 6 KPL FINANCE LIMITED CAYMAN ISLANDS 100 N/A 589 5 SHIRE ASSETS UNITED KINGDOM 100 N/A (OTHER) 590 5 SHIRE FUNDING LIMITED UNITED KINGDOM 100 N/A (OTHER) 591 6 KILLINGHOLME GENERATION LIMITED UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Ordinary shares. 592 6 SHIRE ASSETS UNITED KINGDOM 100 N/A (OTHER) 593 5 SHIRE II ASSETS LIMITED CAYMAN ISLANDS 100 N/A 594 3 GOLDMAN SACHS PROPERTY MANAGEMENT UNITED KINGDOM 100 N/A (OTHER) 595 2 GOLDMAN SACHS 1, L.P. CAYMAN ISLANDS N/A N/A 596 2 GOLDMAN SACHS 2, L.P. CAYMAN ISLANDS N/A N/A 597 2 GOLDMAN SACHS 2002 EXCHANGE FUND ADVISORS, L.L.C. UNITED STATES N/A N/A 598 3 GOLDMAN SACHS 2002 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 599 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 600 2 GOLDMAN SACHS 2004 EXCHANGE FUND ADVISORS, L.L.C. UNITED STATES N/A N/A 601 3 GOLDMAN SACHS 2004 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 602 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 603 2 GOLDMAN SACHS 2005 EXCHANGE FUND ADVISORS, L.L.C. UNITED STATES N/A N/A 604 3 GOLDMAN SACHS 2005 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 605 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 606 4 GSEP 2005 REALTY CORP. UNITED STATES 100 N/A 607 2 GOLDMAN SACHS 3, L.P. CAYMAN ISLANDS N/A N/A 608 2 GOLDMAN SACHS 4, L.P. CAYMAN ISLANDS N/A N/A 609 2 GOLDMAN SACHS 49 FUND, LLC UNITED STATES N/A N/A 610 2 GOLDMAN SACHS 5, L.P. CAYMAN ISLANDS N/A N/A 611 2 GOLDMAN SACHS ARGENTINA L.L.C. UNITED STATES N/A N/A 612 2 GOLDMAN SACHS ASSET BACKED SECURITIES CORP. UNITED STATES 100 N/A 613 2 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. JAPAN 100 N/A 614 3 GS GIVI JAPAN EQUITY FUND (DB) JAPAN N/A N/A 615 4 GS GIVI JAPAN EQUITY MOTHER FUND JAPAN N/A N/A 616 3 GS GIVI JAPAN EQUITY MOTHER FUND JAPAN N/A N/A 617 3 JAPAN PRIVATE REIT, INC. JAPAN 100 N/A 618 2 GOLDMAN SACHS ASSET MANAGEMENT, L.P. UNITED STATES N/A N/A 619 3 ACADIAN: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN SACHS UNITED STATES N/A N/A GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 620 3 ALTRINSIC: NON-US EQUITY LLC UNITED STATES N/A N/A 621 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 622 3 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) LLC UNITED STATES N/A N/A 623 3 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) [SERIES], A SERIES OF UNITED STATES N/A N/A GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 624 3 COF ASSET TRUST 11/11 UNITED STATES N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 625 3 DONALD SMITH: SMALL CAP VALUE [SERIES], A SERIES OF GOLDMAN UNITED STATES N/A N/A SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 626 3 DWIGHT ASSET MANAGEMENT COMPANY LLC UNITED STATES N/A N/A 627 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 3 UNITED STATES N/A N/A [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 628 4 GMS DISCOVERY FUND, LLC UNITED STATES N/A N/A 629 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 5 UNITED STATES N/A N/A [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 630 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF UNITED STATES N/A N/A GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 631 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 [SERIES], SERIES OF UNITED STATES N/A N/A GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 632 4 GMS DISCOVERY FUND, LLC UNITED STATES N/A N/A 633 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 [SERIES], A SERIES OF UNITED STATES N/A N/A GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 634 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 LLC UNITED STATES N/A N/A 635 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 636 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 LLC UNITED STATES N/A N/A 637 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 638 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 LLC UNITED STATES N/A N/A
639 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE 525910 - Open-End George Town CAYMAN MASTER L.P. Investment Funds ISLANDS 640 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 [ERISA] 525910 - Open-End New York NY Delaware Investment Funds 641 3 FAIRHOLME: DYNAMIC EQUITY [SERIES], A SERIES OF GOLDMAN 525910 - Open-End New York NY Delaware SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, Investment Funds L.L.C. 642 3 FIRST PACIFIC: DYNAMIC EQUITY OPPORTUNITIES LLC 525910 - Open-End NEW YORK NY Delaware Investment Funds 643 3 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 644 3 GOLDMAN SACHS 130/30 FUNDAMENTAL EQUITY STRATEGY FUND SEED 525990 - Other Wilmington DE Delaware ACCOUNT, LLC Financial Vehicles 645 3 GOLDMAN SACHS 2007 LIQUIDITY ADVISORS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 646 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 647 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007, L.P. 525990 - Other New York NY Delaware Financial Vehicles 648 4 GS CREDIT OPPORTUNITIES 2007, L.P. 525990 - Other New York NY Delaware Financial Vehicles 649 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 650 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 651 7 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 652 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 653 8 GSMP V ONSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 654 9 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter GUERNSEY INCORPORATED Financial Vehicles Port 655 8 GSMP V ONSHORE INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 656 8 GSMP V ONSHORE S.a. r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 657 8 GSMP V ONSHORE US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 658 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 659 3 GOLDMAN SACHS 49 FUND, LLC 525990 - Other New York NY Delaware Financial Vehicles 660 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 523920 - Portfolio Sao Paulo BRAZIL Management 661 4 GOLDMAN SACHS 1 FUNDO DE INVESTIMENTO MULTIMERCADO 525910 - Open-End Rio de BRAZIL Investment Funds Janeiro 662 3 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 523920 - Portfolio Tokyo JAPAN Management 663 3 GOLDMAN SACHS ASSET MANAGEMENT KOREA CO., LTD. 523920 - Portfolio Chong Ro-Gu KOREA, SOUTH Management 664 4 GOLDMAN SACHS KOREA SECURITIES MASTER INVESTMENT TRUST 525910 - Open-End Seoul KOREA, SOUTH [EQUITY] Investment Funds 665 4 GOLDMAN SACHS US EQUITY SECURITIES FEEDER INVESTMENT 525910 - Open-End Chong Ro-Gu KOREA, SOUTH TRUST Investment Funds 666 4 GOLDMAN SACHS US EQUITY SECURITIES MASTER INVESTMENT 525910 - Open-End Chong Ro-Gu KOREA, SOUTH TRUST Investment Funds 667 3 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II 525910 - Open-End Dublin IRELAND Investment Funds 668 3 GOLDMAN SACHS BANK LOAN SUB-TRUST (IN JAPAN FOR QUALIFIED 525910 - Open-End George Town CAYMAN INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 669 4 GOLDMAN SACHS BANK LOAN PORTFOLIO (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS INSTITUTIONAL FUNDS II PLC) Investment Funds 670 5 ABS Loans 2007 Limited 525910 - Open-End Dublin IRELAND Investment Funds 671 3 GOLDMAN SACHS CANADIAN LONG DURATION PLUS FIXED INCOME 525910 - Open-End Toronto ON CANADA FUND Investment Funds 672 3 GOLDMAN SACHS CATASTROPHE RISK PREMIUM OPPORTUNITIES 525990 - Other Wilmington DE Delaware ADVISORS III, L.L.C. Financial Vehicles 673 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 674 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES TRUST (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS SELECT INVESTMENT FUNDS II) Investment Funds 675 3 GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED FUND, 525990 - Other New York NY Delaware LLC Financial Vehicles 676 4 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 677 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 678 6 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 679 7 GSMP 2006 ONSHORE INVESTMENT FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 680 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 681 8 GSMP 2006 ONSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 682 9 GSMP 2006 ONSHORE HOLDINGS INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 683 10 GSMP 2006 ONSHORE HOLDINGS INTERNATIONAL 525990 - Other George Town CAYMAN (BRENNTAG), LTD. Financial Vehicles ISLANDS 684 10 GSMP 2006 Onshore Holdings S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 685 9 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 686 8 GSMP 2006 ONSHORE US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 687 9 GSMP 2006 ONSHORE HOLDINGS US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 688 7 GSMP 2006 ONSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 689 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 690 3 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES GP, LLC 525990 - Other New York NY Delaware Financial Vehicles 691 4 LIBERTY HARBOR CONVEX STRATEGIES MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 692 3 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 693 3 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 694 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 FUND OFFSHORE, 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 695 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER FUND, 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 696 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 FUND, L.P. 525910 - Open-End New York NY Delaware Investment Funds 697 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER FUND, 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 698 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER FUND, 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 699 3 GOLDMAN SACHS CREDIT OPPORTUNITIES INSTITUTIONAL 2008 525990 - Other Wilmington DE Delaware ADVISORS, L.L.C. Financial Vehicles 700 4 GOLDMAN SACHS CREDIT OPPORTUNITIES INSTITUTIONAL 2008 525910 - Open-End George Town CAYMAN FUND, L.P. Investment Funds ISLANDS 701 3 GOLDMAN SACHS DIRECT STRATEGIES EMPLOYEE FUND, LLC 525990 - Other New York NY Delaware Financial Vehicles 702 3 GOLDMAN SACHS DIRECT STRATEGIES QEP EMPLOYEE FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 703 3 GOLDMAN SACHS EMERGING MARKET BOND LOCAL SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 704 3 GOLDMAN SACHS EMERGING MARKET BOND PLUS SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 705 3 GOLDMAN SACHS EMERGING MARKET BOND SUB-TRUST (IN JAPAN FOR 525910 - Open-End George Town CAYMAN QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 706 3 GOLDMAN SACHS EMERGING MARKETS GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 707 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING MARKETS 525910 - Open-End George Town CAYMAN MASTER FUND, L.P. Investment Funds ISLANDS 708 3 GOLDMAN SACHS EMERGING MARKETS INVESTMENT GRADE BOND 525910 - Open-End George Town CAYMAN SUB-TRUST Investment Funds ISLANDS 709 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 710 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 711 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING MARKETS 525910 - Open-End George Town CAYMAN MASTER FUND, L.P. Investment Funds ISLANDS 712 3 GOLDMAN SACHS ENHANCED COMMODITY SUB-TRUST (IN JAPAN FOR 525910 - Open-End George Town CAYMAN QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 713 3 GOLDMAN SACHS EXOTIC BALANCE FUND (IN JAPAN FOR QUALIFIED 525910 - Open-End George Town CAYMAN INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 714 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 715 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 716 3 GOLDMAN SACHS GLOBAL ALPHA EMPLOYEE FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 717 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 718 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 719 3 GOLDMAN SACHS GLOBAL EQUITY PARTNERS I, LLC 525910 - Open-End New York NY Delaware Investment Funds 720 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT FUND, 525990 - Other Wilmington DE Delaware LLC Financial Vehicles 721 3 GOLDMAN SACHS GLOBAL HIGH YIELD BOND SUB-TRUST (IN JAPAN 525910 - Open-End George Town CAYMAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds ISLANDS 722 3 GOLDMAN SACHS GLOBAL MARKETS NAVIGATOR FUND 525910 - Open-End New York NY Delaware Investment Funds 723 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 724 4 LIBERTY HARBOR CONVEX STRATEGIES MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 725 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES SELECT OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 726 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES SELECT, LLC 525910 - Open-End NEW YORK NY Delaware Investment Funds 727 3 GOLDMAN SACHS GLOBAL VOLATILITY GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 728 3 GOLDMAN SACHS GROWTH MARKETS BOND LOCAL SUB-TRUST (A 525910 - Open-End George Town CAYMAN SUB-TRUST OF THE GOLDMAN SACHS INVESTMENT UNIT TRUST) Investment Funds ISLANDS 729 3 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 730 3 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST N 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 731 3 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 523930 - Investment New York NY Delaware Advice 732 4 GOLDMAN SACHS ACCESS FUND GSIP/LH GP, LLC 525910 - Open-End New York NY Delaware Investment Funds 733 5 Goldman Sachs Access - Goldman Sachs Investment 525910 - Open-End New York NY Delaware Partners/Liberty Harbor, L.P. 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KOREA, SOUTH 100 N/A 664 4 GOLDMAN SACHS KOREA SECURITIES MASTER INVESTMENT TRUST KOREA, SOUTH N/A N/A The direct holder [EQUITY] has Control through a Management Agreement or other arrangements. 665 4 GOLDMAN SACHS US EQUITY SECURITIES FEEDER INVESTMENT TRUST KOREA, SOUTH N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 666 4 GOLDMAN SACHS US EQUITY SECURITIES MASTER INVESTMENT TRUST KOREA, SOUTH N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 667 3 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 668 3 GOLDMAN SACHS BANK LOAN SUB-TRUST (IN JAPAN FOR QUALIFIED CAYMAN ISLANDS N/A N/A The direct holder INSTITUTIONAL INVESTORS ONLY) has Control through a Management Agreement or other arrangements. 669 4 GOLDMAN SACHS BANK LOAN PORTFOLIO (A SUBFUND OF GOLDMAN IRELAND 75 N/A SACHS INSTITUTIONAL FUNDS II PLC) 670 5 ABS Loans 2007 Limited IRELAND 100 N/A 671 3 GOLDMAN SACHS CANADIAN LONG DURATION PLUS FIXED INCOME FUND CANADA N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 672 3 GOLDMAN SACHS CATASTROPHE RISK PREMIUM OPPORTUNITIES ADVISORS UNITED STATES N/A N/A III, L.L.C. 673 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND, LLC UNITED STATES N/A N/A 674 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES TRUST (A SUBFUND OF IRELAND N/A N/A The direct holder GOLDMAN SACHS SELECT INVESTMENT FUNDS II) has Control through a Management Agreement or other arrangements. 675 3 GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED FUND, LLC UNITED STATES N/A N/A 676 4 GS MEZZANINE PARTNERS 2006, L.P. 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CAYMAN ISLANDS N/A N/A 743 4 GOLDMAN SACHS EP PARTNERS SPC CAYMAN ISLANDS 100 N/A 744 4 GOLDMAN SACHS EP PARTNERS, LLC UNITED STATES N/A N/A 745 4 GOLDMAN SACHS FUNDS II SICAV - GOLDMAN SACHS DYNAMIC LUXEMBOURG N/A N/A ALTERNATIVE STRATEGIES PORTFOLIO 746 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 747 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II, LLC UNITED STATES N/A N/A 748 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 749 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT, LLC UNITED STATES N/A N/A 750 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES (IRELAND) IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 751 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II (IRELAND) IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 752 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II, LLC UNITED STATES N/A N/A 753 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES, LLC UNITED STATES N/A N/A 754 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE II, LLC UNITED STATES N/A N/A 755 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 756 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE, LLC UNITED STATES N/A N/A 757 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 758 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II, LLC UNITED STATES N/A N/A 759 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING III, LLC UNITED STATES N/A N/A 760 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING INSTITUTIONAL PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 761 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 762 5 TE JENKINS INVESTORS, LTD. 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Open-End New York NY Delaware Investment Funds 844 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 845 4 GOLDMAN SACHS WEST STREET PARTNERS, LLC 525910 - Open-End New York NY Delaware Investment Funds 846 5 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LLC 525910 - Open-End New York NY Delaware Investment Funds 847 4 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND 2007, LLC 525910 - Open-End New York NY Delaware Investment Funds 848 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2006 525910 - Open-End New York NY Delaware SEGREGATED PORTFOLIO Investment Funds 849 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2007 525910 - Open-End New York NY Delaware SEGREGATED PORTFOLIO Investment Funds 850 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2011 525910 - Open-End New York NY Delaware SEGREGATED PORTFOLIO Investment Funds 851 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2006 525910 - Open-End George Town CAYMAN SEGREGATED PORTFOLIO Investment Funds ISLANDS 852 4 Goldman Sachs Multi-Strategy Portfolio RT, LLC 525910 - 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UNITED STATES N/A N/A 911 4 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES OFFSHORE FUND, CAYMAN ISLANDS N/A N/A L.P. 912 3 GOLDMAN SACHS SMC CREDIT OPPORTUNITIES 2008 ADVISORS, L.L.C. UNITED STATES N/A N/A 913 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH FUND, LLC UNITED STATES N/A N/A 914 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 915 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH GP, LLC UNITED STATES N/A N/A 916 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 917 5 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 918 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 919 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND, LLC UNITED STATES N/A N/A 920 3 GOLDMAN SACHS US EQUITY MARKET NEUTRAL FUND (UNIT TRUST) (IN IRELAND N/A N/A The direct holder JAPAN CLASS B FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) has Control (A SUBFUND OF GOLDMAN SACHS SELECT INVESTMENT FUNDS) through a Management Agreement or other arrangements. 921 3 GOLDMAN SACHS YEN LIBOR PLUS FUND #1 (IN JAPAN FOR QUALIFIED CAYMAN ISLANDS N/A N/A The direct holder INSTITUTIONAL INVESTORS ONLY) has Control through a Management Agreement or other arrangements. 922 3 GS CREDIT BALANCE FUND CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 923 3 GS GLOBAL SUBORDINATED DEBT SECURITIES FX SUB-TRUST CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 924 3 GS MULTI-ASSET BALANCE FUND 4 CAYMAN ISLANDS N/A N/A 925 3 GS Multi-Asset Balance Fund 3 CAYMAN ISLANDS N/A N/A 926 3 GS TACS ENHANCED DIVIDEND (U.S. LARGE CAP), LLC UNITED STATES N/A N/A 927 3 GS TACS MARKET CONTINUOUS (INTERNATIONAL), LLC UNITED STATES N/A N/A 928 3 GS TACS MARKET CONTINUOUS (U.S. LARGE CAP), LLC UNITED STATES N/A N/A 929 3 GS TC ADVISORS, L.L.C. UNITED STATES N/A N/A 930 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. CAYMAN ISLANDS N/A N/A 931 3 GSAM (GMS CAYMAN GP) LTD. CAYMAN ISLANDS 100 N/A 932 4 ACADIAN: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 933 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 934 4 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 935 4 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) OFFSHORE MASTER CAYMAN ISLANDS N/A N/A L.P. 936 4 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 937 4 DONALD SMITH: SMALL CAP VALUE OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 938 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 3 CAYMAN ISLANDS N/A N/A OFFSHORE L.P. 939 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 5 CAYMAN ISLANDS N/A N/A OFFSHORE L.P. 940 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 941 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 942 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 943 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 944 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 945 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 946 5 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE CAYMAN ISLANDS N/A N/A MASTER L.P. 947 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE CAYMAN ISLANDS N/A N/A MASTER L.P. 948 4 FAIRHOLME: DYNAMIC EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 949 4 FIRST PACIFIC: DYNAMIC EQUITY OPPORTUNITIES OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 950 4 FIRST PACIFIC: DYNAMIC EQUITY OPPORTUNITIES OFFSHORE MASTER CAYMAN ISLANDS N/A N/A L.P. 951 4 LATEEF: DYNAMIC EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 952 4 LATEEF: DYNAMIC EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 953 4 LSV: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 954 4 NON-US EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 955 4 NON-US EQUITY MANAGERS: PORTFOLIO 2 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 956 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 957 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 958 5 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 959 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 960 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 961 5 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 962 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 963 4 PICTET: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 964 5 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 965 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 966 4 SMALL CAP MANAGERS: PORTFOLIO 1 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 967 4 SPRUCEGROVE: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 968 4 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 969 4 TRILOGY: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 970 4 VONTOBEL: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 971 5 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 972 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 973 4 WILLIAM BLAIR: NON-US EQUITY OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 974 3 GSAM INDIA HOLDINGS LIMITED MAURITIUS 100 N/A 975 4 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE LIMITED INDIA (OTHER) 100 N/A 976 4 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE LIMITED INDIA (OTHER) 100 N/A 977 3 LATEEF: DYNAMIC EQUITY LLC UNITED STATES N/A N/A 978 3 LIBERTY HARBOR I AGGREGATING FUND, LLC UNITED STATES N/A N/A 979 4 LIBERTY HARBOR MASTER FUND I, L.P. CAYMAN ISLANDS N/A N/A 980 5 LH (MAURITIUS) LIMITED MAURITIUS 100 N/A 981 5 LIBERTY HARBOR CONVEX STRATEGIES MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 982 3 LIBERTY HARBOR I GP, LLC UNITED STATES N/A N/A 983 4 LIBERTY HARBOR MASTER FUND I, L.P. CAYMAN ISLANDS N/A N/A 984 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. CAYMAN ISLANDS N/A N/A 985 5 LIBERTY HARBOR MASTER FUND I, L.P. CAYMAN ISLANDS N/A N/A 986 3 LIBERTY HARBOR I QP FUND, LLC UNITED STATES N/A N/A 987 4 LIBERTY HARBOR I AGGREGATING FUND, LLC UNITED STATES N/A N/A 988 3 LIBERTY HARBOR I, LLC UNITED STATES N/A N/A 989 4 LIBERTY HARBOR I AGGREGATING FUND, LLC UNITED STATES N/A N/A 990 3 LIBERTY HARBOR NATURAL RESOURCES FUND, LLC UNITED STATES N/A N/A 991 3 LIBERTY HARBOR NATURAL RESOURCES OFFSHORE GP, LLC UNITED STATES N/A N/A 992 4 LIBERTY HARBOR NATURAL RESOURCES FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 993 3 LIBERTY HARBOR SPECIAL INVESTMENTS, LLC UNITED STATES N/A N/A 994 3 LSV: NON-US EQUITY LLC UNITED STATES N/A N/A 995 3 Liberty Harbor Distressed Credit Opportunities Advisors, LLC UNITED STATES N/A N/A 996 4 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. CAYMAN ISLANDS N/A N/A 997 4 LIBERTY HARBOR DISTRESSED CREDIT OPPORTUNITIES FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 998 5 LIBERTY HARBOR DISTRESSED CREDIT OPPORTUNITIES OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS, LTD. 999 6 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. CAYMAN ISLANDS N/A N/A 1000 4 Liberty Harbor Distressed Credit Opportunities Fund, L.P. UNITED STATES N/A N/A 1001 5 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. CAYMAN ISLANDS N/A N/A 1002 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] UNITED STATES N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1003 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF UNITED STATES N/A N/A GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 1004 3 NON-US EQUITY MANAGERS: PORTFOLIO 2 [SERIES], A SERIES OF UNITED STATES N/A N/A GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 1005 3 NON-US EQUITY MANAGERS: PORTFOLIO 3 LLC UNITED STATES N/A N/A 1006 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 1007 3 NON-US EQUITY MANAGERS: PORTFOLIO 4 LLC UNITED STATES N/A N/A 1008 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 1009 3 NON-US EQUITY MANAGERS: PORTFOLIO 5 LLC UNITED STATES N/A N/A 1010 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 1011 3 PICTET: NON-US EQUITY LLC UNITED STATES N/A N/A 1012 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 1013 3 RA Program (A) Unit Trust (for Qualified Institutional CAYMAN ISLANDS N/A N/A The direct holder Investors only) has Control through a Management Agreement or other arrangements. 1014 4 RA PROGRAM (B) UNIT TRUST (FOR QUALIFIED INSTITUTIONAL CAYMAN ISLANDS 100 N/A INVESTORS ONLY) 1015 5 GS RA Program I Trading, Inc. CAYMAN ISLANDS 100 N/A 1016 6 GS RA PROGRAM I, L.P. CAYMAN ISLANDS N/A N/A 1017 7 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1018 8 GS VAN GOGH LUX I S.A R.L. LUXEMBOURG 100 N/A 1019 8 GS VAN GOGH LUX II S.A R.L. LUXEMBOURG 100 N/A 1020 8 GSPEH RAVEN MANAGER STAKE LLC UNITED STATES N/A N/A 1021 8 GSV HEYDEN HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1022 8 GSV RIVERA HOLDINGS, LLC UNITED STATES N/A N/A
1023 8 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY Delaware Financial Vehicles 1024 8 PRIVATE EQUITY HOLDINGS FOREIGN INCOME BLOCKER, 551112 - Offices of George Town CAYMAN LTD. Other Holding ISLANDS Companies 1025 7 GS RA I HG6, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1026 7 GS RA PROGRAM I FOREIGN INCOME BLOCKER, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1027 7 GSV ENERGY HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 1028 7 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 1029 8 GSVA HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1030 7 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 1031 3 SMALL CAP MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF 525910 - Open-End New York NY Delaware GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 1032 3 SPRUCEGROVE: NON-US EQUITY LLC 525910 - Open-End New York NY Delaware Investment Funds 1033 3 TACTICAL TILT FUND, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 1034 4 TACTICAL TILT HOLDINGS, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 1035 3 TACTICAL TILT HOLDINGS, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 1036 3 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 [SERIES], A 525910 - Open-End New York NY Delaware SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 1037 3 TRILOGY: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN SACHS 525910 - Open-End New York NY Delaware GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. Investment Funds 1038 3 U.S. HOUSING RECOVERY FUND, LLC 525910 - Open-End NEW YORK NY Delaware Investment Funds 1039 3 U.S. HOUSING RECOVERY MASTER FUND GP, LLC 525910 - Open-End NEW YORK NY Delaware Investment Funds 1040 4 U.S. HOUSING RECOVERY MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1041 3 US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] 525910 - Open-End New York NY New York Investment Funds 1042 3 VONTOBEL: NON-US EQUITY LLC 525910 - Open-End New York NY Delaware Investment Funds 1043 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1044 3 WILLIAM BLAIR: NON-US EQUITY LLC 525910 - Open-End New York NY Delaware Investment Funds 1045 2 GOLDMAN SACHS BANK AG 522110 - Commercial Zurich SWITZERLAND Banking (OTHER) 1046 2 GOLDMAN SACHS BANK USA 522110 - Commercial New York NY New York Banking 1047 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. 522292 - Real Estate Irving TX Delaware Credit 1048 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 1049 4 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. 522292 - Real Estate Irving TX Delaware Credit 1050 3 GOLDMAN SACHS CREDIT PARTNERS L.P. 522294 - Secondary New York NY BERMUDA Market Financing 1051 4 GSFS INVESTMENTS IV, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1052 3 GOLDMAN SACHS HOLDINGS (NETHERLANDS) B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1053 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. 523110 - Investment New York NY Delaware Banking and Securities Dealing 1054 3 GOLDMAN SACHS MORTGAGE COMPANY 522294 - Secondary New York NY New York Market Financing 1055 3 GOLDMAN SACHS REAL ESTATE FUNDING CORP. 551112 - Offices of New York NY New York Other Holding Companies 1056 4 GOLDMAN SACHS MORTGAGE COMPANY 522294 - Secondary New York NY New York Market Financing 1057 3 GS NEW MARKETS FUND PNR, INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 1058 4 GS NEW MARKETS FUND, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1059 3 GS NEW MARKETS FUND, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1060 3 GSCP (DEL) LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1061 4 GOLDMAN SACHS CREDIT PARTNERS L.P. 522294 - Secondary New York NY BERMUDA Market Financing 1062 3 GSMMDPGP, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 1063 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. 523110 - Investment New York NY Delaware Banking and Securities Dealing 1064 3 WILLIAM STREET COMMITMENT CORPORATION 522298 - All Other New York NY Delaware Nondepository Credit Intermediation 1065 3 WILLIAM STREET CREDIT CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 1066 3 WILLIAM STREET LLC 522298 - All Other New York NY Utah Nondepository Credit Intermediation 1067 2 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1068 3 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1069 2 GOLDMAN SACHS BMET INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1070 3 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1071 2 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 1072 2 GOLDMAN SACHS CANADA FINANCE CO. 525990 - Other Halifax NS CANADA Financial Vehicles 1073 2 GOLDMAN SACHS CANADA FINANCE INC. 551112 - Offices of Calgary AB CANADA Other Holding Companies 1074 3 GOLDMAN SACHS CANADA FINANCE CO. 525990 - Other Halifax NS CANADA Financial Vehicles 1075 2 GOLDMAN SACHS CANADA INC. 523110 - Investment Toronto ON CANADA Banking and Securities Dealing 1076 3 GS GLOBAL FUNDING II, CO. 525990 - Other Wilmington DE Delaware Financial Vehicles 1077 4 GS GLOBAL FUNDING III, CO. 525990 - Other New York NY Delaware Financial Vehicles 1078 5 GS GLOBAL FUNDING IV, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1079 2 GOLDMAN SACHS CAPITAL I 525990 - Other New York NY Delaware Financial Vehicles 1080 2 GOLDMAN SACHS CAPITAL II 525990 - Other New York NY Delaware Financial Vehicles 1081 2 GOLDMAN SACHS CAPITAL III 525990 - Other New York NY Delaware Financial Vehicles 1082 2 GOLDMAN SACHS CAPITAL PARTNERS V-I GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1083 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1084 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1085 3 GOLDMAN SACHS CAPITAL PARTNERS V-IA, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1086 4 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1087 4 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1088 4 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1089 3 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1090 2 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1091 2 GOLDMAN SACHS CAPITAL PARTNERS V-II GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1092 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY VOTECO, 525990 - Other Wilmington DE Delaware LLC Financial Vehicles 1093 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 1094 4 Goldman Sachs Developing Markets Real Estate Cooperatief 525990 - Other London NETHERLANDS U.A. Financial Vehicles 1095 5 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1096 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other Amsterdam NETHERLANDS (US) B.V. Financial Vehicles 1097 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE FUND GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1098 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS PMD 525990 - Other New York NY Delaware ESC FUND, L.P. Financial Vehicles 1099 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other New York NY Delaware PMD QP FUND, L.P. Financial Vehicles 1100 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other George Town CAYMAN (US), L.P. Financial Vehicles ISLANDS 1101 6 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS PARTNERS (US) COOPERATIEF U.A. Financial Vehicles 1102 7 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1103 7 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS PARTNERS (US) B.V. Financial Vehicles 1104 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS PMD 525990 - Other New York NY Delaware QP FUND, L.P. Financial Vehicles 1105 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD ESC FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 1106 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD QP FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 1107 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other Amsterdam NETHERLANDS (GERMANY) COOPERATIEF U.A. Financial Vehicles 1108 3 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1109 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other New York NY Delaware (GERMANY) GP, LLC Financial Vehicles 1110 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other George Town CAYMAN (GERMANY), L.P. Financial Vehicles ISLANDS 1111 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other Amsterdam NETHERLANDS (GERMANY) COOPERATIEF U.A. Financial Vehicles 1112 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) 525990 - Other Amsterdam NETHERLANDS COOPERATIEF U.A. Financial Vehicles 1113 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) 525990 - Other New York NY Delaware GP, LLC Financial Vehicles 1114 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other George Town CAYMAN (US), L.P. Financial Vehicles ISLANDS 1115 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1116 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Amsterdam NETHERLANDS COOPERATIEF U.A. Financial Vehicles 1117 4 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1118 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA COOPERATIEF 525990 - Other Amsterdam NETHERLANDS U.A. Financial Vehicles 1119 2 GOLDMAN SACHS DEVELOPING MARKETS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1120 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1121 2 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1122 3 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 1123 2 GOLDMAN SACHS DGC INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1124 3 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 1125 2 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1126 3 FREEDOMPAY, INC. 525990 - Other Newtown PA Delaware Financial Vehicles Square 1127 3 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 1128 3 GS 2000-I, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1129 3 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 1130 2 GOLDMAN SACHS DIRECT STRATEGIES FUND II OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1131 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUNDS GP, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 1132 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 1133 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1134 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND GP, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 1135 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 1136 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1137 2 GOLDMAN SACHS DYNAMIC OPPORTUNITIES LIMITED 525910 - Open-End St. Peter GUERNSEY Investment Funds Port 1138 2 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1139 3 GS ESF QEP OFFSHORE HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 1140 2 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1141 2 GOLDMAN SACHS EDMC INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1142 3 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 1143 2 GOLDMAN SACHS EUR EURIBOR TRACKER - 6 MONTHS FUND (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 1144 2 GOLDMAN SACHS EURO EURIBOR TRACKER 3 MONTHS FUND (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 1145 2 GOLDMAN SACHS FINANCIAL MARKETS L.L.C. 551114 - Corporate, New York NY Delaware Subsidiary, and Regional Managing Offices 1146 3 GOLDMAN SACHS FINANCIAL MARKETS, L.P. 523110 - Investment New York NY Delaware Banking and Securities Dealing 1147 2 GOLDMAN SACHS FINANCIAL MARKETS, L.P. 523110 - Investment New York NY Delaware Banking and Securities Dealing 1148 2 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1149 2 GOLDMAN SACHS FINANZPRODUKTE GMBH 525990 - Other Eschborn GERMANY Financial Vehicles 1150 2 GOLDMAN SACHS GBP LIBOR TRACKER - 6 MONTHS FUND (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds
1023 8 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC UNITED STATES N/A N/A 1024 8 PRIVATE EQUITY HOLDINGS FOREIGN INCOME BLOCKER, CAYMAN ISLANDS 100 N/A LTD. 1025 7 GS RA I HG6, L.P. UNITED STATES N/A N/A 1026 7 GS RA PROGRAM I FOREIGN INCOME BLOCKER, LTD. CAYMAN ISLANDS 100 N/A 1027 7 GSV ENERGY HOLDINGS, INC. UNITED STATES 99 N/A 1028 7 GSVA OFFSHORE HOLDINGS, INC. UNITED STATES 100 N/A 1029 8 GSVA HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1030 7 GSVF AHO INVESTMENTS CORP. UNITED STATES 99 N/A 1031 3 SMALL CAP MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF GOLDMAN UNITED STATES N/A N/A SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 1032 3 SPRUCEGROVE: NON-US EQUITY LLC UNITED STATES N/A N/A 1033 3 TACTICAL TILT FUND, LLC UNITED STATES N/A N/A 1034 4 TACTICAL TILT HOLDINGS, LLC UNITED STATES N/A N/A 1035 3 TACTICAL TILT HOLDINGS, LLC UNITED STATES N/A N/A 1036 3 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 [SERIES], A SERIES UNITED STATES N/A N/A OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 1037 3 TRILOGY: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN SACHS UNITED STATES N/A N/A GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 1038 3 U.S. HOUSING RECOVERY FUND, LLC UNITED STATES N/A N/A 1039 3 U.S. HOUSING RECOVERY MASTER FUND GP, LLC UNITED STATES N/A N/A 1040 4 U.S. HOUSING RECOVERY MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 1041 3 US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] UNITED STATES N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1042 3 VONTOBEL: NON-US EQUITY LLC UNITED STATES N/A N/A 1043 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. CAYMAN ISLANDS N/A N/A 1044 3 WILLIAM BLAIR: NON-US EQUITY LLC UNITED STATES N/A N/A 1045 2 GOLDMAN SACHS BANK AG SWITZERLAND 100 N/A (OTHER) 1046 2 GOLDMAN SACHS BANK USA UNITED STATES 100 N/A 1047 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. UNITED STATES N/A N/A 1048 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, LLC UNITED STATES N/A N/A 1049 4 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. UNITED STATES N/A N/A 1050 3 GOLDMAN SACHS CREDIT PARTNERS L.P. UNITED STATES N/A N/A 1051 4 GSFS INVESTMENTS IV, LLC UNITED STATES N/A N/A 1052 3 GOLDMAN SACHS HOLDINGS (NETHERLANDS) B.V. NETHERLANDS 100 N/A 1053 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. UNITED STATES N/A N/A 1054 3 GOLDMAN SACHS MORTGAGE COMPANY UNITED STATES N/A N/A 1055 3 GOLDMAN SACHS REAL ESTATE FUNDING CORP. UNITED STATES 100 N/A 1056 4 GOLDMAN SACHS MORTGAGE COMPANY UNITED STATES N/A N/A 1057 3 GS NEW MARKETS FUND PNR, INC. UNITED STATES 100 N/A 1058 4 GS NEW MARKETS FUND, LLC UNITED STATES N/A N/A 1059 3 GS NEW MARKETS FUND, LLC UNITED STATES N/A N/A 1060 3 GSCP (DEL) LLC UNITED STATES N/A N/A 1061 4 GOLDMAN SACHS CREDIT PARTNERS L.P. UNITED STATES N/A N/A 1062 3 GSMMDPGP, INC. UNITED STATES 100 N/A 1063 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. UNITED STATES N/A N/A 1064 3 WILLIAM STREET COMMITMENT CORPORATION UNITED STATES 100 N/A 1065 3 WILLIAM STREET CREDIT CORPORATION UNITED STATES 100 N/A 1066 3 WILLIAM STREET LLC UNITED STATES N/A N/A 1067 2 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1068 3 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 1069 2 GOLDMAN SACHS BMET INVESTORS, L.P. UNITED STATES N/A N/A 1070 3 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 1071 2 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. CANADA 100 N/A 1072 2 GOLDMAN SACHS CANADA FINANCE CO. CANADA 100 N/A 1073 2 GOLDMAN SACHS CANADA FINANCE INC. CANADA 100 N/A 1074 3 GOLDMAN SACHS CANADA FINANCE CO. CANADA 100 N/A 1075 2 GOLDMAN SACHS CANADA INC. CANADA 100 N/A 1076 3 GS GLOBAL FUNDING II, CO. UNITED STATES 100 N/A 1077 4 GS GLOBAL FUNDING III, CO. UNITED STATES 100 N/A 1078 5 GS GLOBAL FUNDING IV, LLC UNITED STATES N/A N/A 1079 2 GOLDMAN SACHS CAPITAL I UNITED STATES N/A N/A 1080 2 GOLDMAN SACHS CAPITAL II UNITED STATES N/A N/A 1081 2 GOLDMAN SACHS CAPITAL III UNITED STATES N/A N/A 1082 2 GOLDMAN SACHS CAPITAL PARTNERS V-I GP, L.L.C. UNITED STATES N/A N/A 1083 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, L.P. CAYMAN ISLANDS N/A N/A 1084 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, LTD. CAYMAN ISLANDS 100 N/A 1085 3 GOLDMAN SACHS CAPITAL PARTNERS V-IA, L.P. CAYMAN ISLANDS N/A N/A 1086 4 GOLDMAN SACHS 3, L.P. CAYMAN ISLANDS N/A N/A 1087 4 GOLDMAN SACHS 4, L.P. CAYMAN ISLANDS N/A N/A 1088 4 GOLDMAN SACHS 5, L.P. CAYMAN ISLANDS N/A N/A 1089 3 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. CAYMAN ISLANDS N/A N/A 1090 2 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. CAYMAN ISLANDS N/A N/A 1091 2 GOLDMAN SACHS CAPITAL PARTNERS V-II GP, L.L.C. UNITED STATES N/A N/A 1092 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY VOTECO, UNITED STATES N/A N/A LLC 1093 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY UNITED STATES 100 N/A 1094 4 Goldman Sachs Developing Markets Real Estate Cooperatief UNITED KINGDOM N/A N/A U.A. (OTHER) 1095 5 DMREF ADMIN CAYMAN CAYMAN ISLANDS 99 N/A 1096 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS NETHERLANDS 75 N/A (US) B.V. 1097 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE FUND GP, L.L.C. UNITED STATES N/A N/A 1098 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS PMD ESC UNITED STATES N/A N/A FUND, L.P. 1099 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS PMD UNITED STATES N/A N/A QP FUND, L.P. 1100 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS CAYMAN ISLANDS N/A N/A (US), L.P. 1101 6 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS NETHERLANDS 100 N/A (US) COOPERATIEF U.A. 1102 7 DMREF ADMIN CAYMAN CAYMAN ISLANDS 99 N/A 1103 7 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS NETHERLANDS 75 N/A (US) B.V. 1104 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS PMD QP UNITED STATES N/A N/A FUND, L.P. 1105 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD ESC FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 1106 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD QP FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 1107 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (GERMANY) NETHERLANDS 99 N/A COOPERATIEF U.A. 1108 3 DMREF ADMIN CAYMAN CAYMAN ISLANDS 99 N/A 1109 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (GERMANY) UNITED STATES N/A N/A GP, LLC 1110 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS CAYMAN ISLANDS N/A N/A (GERMANY), L.P. 1111 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS NETHERLANDS 99 N/A (GERMANY) COOPERATIEF U.A. 1112 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) NETHERLANDS 100 N/A COOPERATIEF U.A. 1113 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) GP, UNITED STATES N/A N/A LLC 1114 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US), CAYMAN ISLANDS N/A N/A L.P. 1115 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA LUXEMBOURG 100 N/A This holding represents ownership in A-2 shares. 1116 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA COOPERATIEF NETHERLANDS N/A N/A U.A. 1117 4 DMREF ADMIN CAYMAN CAYMAN ISLANDS 99 N/A 1118 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA COOPERATIEF NETHERLANDS N/A N/A U.A. 1119 2 GOLDMAN SACHS DEVELOPING MARKETS S.A.R.L. LUXEMBOURG 100 N/A 1120 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA LUXEMBOURG 100 N/A This holding represents ownership in A-1 shares. 1121 2 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1122 3 BUCK HOLDINGS L.P. UNITED STATES N/A 21 1123 2 GOLDMAN SACHS DGC INVESTORS, L.P. UNITED STATES N/A N/A 1124 3 BUCK HOLDINGS L.P. UNITED STATES N/A 21 1125 2 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. UNITED STATES N/A N/A 1126 3 FREEDOMPAY, INC. UNITED STATES 32 N/A 1127 3 FS Invest S.a r.l. LUXEMBOURG 44 N/A 1128 3 GS 2000-I, L.L.C. UNITED STATES N/A N/A 1129 3 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 1130 2 GOLDMAN SACHS DIRECT STRATEGIES FUND II OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1131 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUNDS GP, UNITED STATES N/A N/A L.L.C. 1132 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 1133 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 1134 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND GP, UNITED STATES N/A N/A L.L.C. 1135 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 1136 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND, UNITED STATES N/A N/A L.P. 1137 2 GOLDMAN SACHS DYNAMIC OPPORTUNITIES LIMITED GUERNSEY 100 N/A 1138 2 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1139 3 GS ESF QEP OFFSHORE HOLDINGS CORP. UNITED STATES 100 N/A 1140 2 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. UNITED STATES N/A N/A 1141 2 GOLDMAN SACHS EDMC INVESTORS, L.P. UNITED STATES N/A N/A 1142 3 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 1143 2 GOLDMAN SACHS EUR EURIBOR TRACKER - 6 MONTHS FUND (A SUBFUND OF IRELAND 100 N/A GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1144 2 GOLDMAN SACHS EURO EURIBOR TRACKER 3 MONTHS FUND (A SUBFUND OF IRELAND 100 N/A GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1145 2 GOLDMAN SACHS FINANCIAL MARKETS L.L.C. UNITED STATES N/A N/A 1146 3 GOLDMAN SACHS FINANCIAL MARKETS, L.P. UNITED STATES N/A N/A 1147 2 GOLDMAN SACHS FINANCIAL MARKETS, L.P. UNITED STATES N/A N/A 1148 2 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1149 2 GOLDMAN SACHS FINANZPRODUKTE GMBH GERMANY N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1150 2 GOLDMAN SACHS GBP LIBOR TRACKER - 6 MONTHS FUND (A SUBFUND OF IRELAND 28 N/A GOLDMAN SACHS INSTITUTIONAL FUNDS PLC)
1151 2 GOLDMAN SACHS GLOBAL ADVISORY PRODUCTS LLC 525910 - Open-End NEW YORK NY Delaware Investment Funds 1152 2 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT FUND, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1153 2 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1154 3 ARROW CORPORATE MEMBER HOLDINGS LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1155 3 CER HOLDINGS GP 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1156 4 CER HOLDINGS LP 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1157 5 CER INVESTMENTS 1 523999 - George Town CAYMAN Miscellaneous ISLANDS Financial Investment Activities 1158 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1159 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding PEOPLES Companies REPUBLIC OF 1160 4 BEIJING DE SHANG VENTURE CAPITAL COMPANY LIMITED 551112 - Offices of Beijing CHINA, Other Holding PEOPLES Companies REPUBLIC OF 1161 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 523120 - Securities Beijing CHINA, Brokerage PEOPLES REPUBLIC OF 1162 6 GAO HUA CHINA RMB MONEY MARKET FUND 525910 - Open-End Beijing CHINA, Investment Funds PEOPLES REPUBLIC OF 1163 6 GOLDMAN SACHS GAO HUA SECURITIES COMPANY LIMITED 523110 - Investment Beijing CHINA, Banking and PEOPLES Securities Dealing REPUBLIC OF 1164 6 QIAN KUN FUTURES CO., LTD. 523120 - Securities Shenzhen CHINA, Brokerage PEOPLES REPUBLIC OF 1165 4 BEIJING GAO WANG VENTURE CAPITAL COMPANY LIMITED 551112 - Offices of Beijing CHINA, Other Holding PEOPLES Companies REPUBLIC OF 1166 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 523120 - Securities Beijing CHINA, Brokerage PEOPLES REPUBLIC OF 1167 4 BEIJING HOU FENG VENTURE CAPITAL COMPANY LIMITED 551112 - Offices of Beijing CHINA, Other Holding PEOPLES Companies REPUBLIC OF 1168 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 523120 - Securities Beijing CHINA, Brokerage PEOPLES REPUBLIC OF 1169 4 CORNWALL INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 1170 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 1171 4 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1172 5 AKIMOTOKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1173 5 EXPRESS INVESTMENTS III PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 1174 5 GS MONGOLIA INVESTMENTS LIMITED 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 1175 5 KIRORO (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1176 5 MATSU (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1177 5 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 1178 6 RONG SHENG ASSET MANAGEMENT CO. LTD. 525990 - Other Beijing CHINA, Financial Vehicles PEOPLES REPUBLIC OF 1179 5 MERCER INVESTMENTS V PRIVATE LTD. 551114 - Corporate, Federal MALAYSIA Subsidiary, and Territory of (OTHER) Regional Managing Labuan Offices 1180 6 BEIJING GOLDMAN SACHS CONSULTING CO., LTD. 525990 - Other Beijing CHINA, Financial Vehicles PEOPLES REPUBLIC OF 1181 5 SAGAMIKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1182 4 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 1183 5 BROAD STREET (HONG KONG) INVESTOR LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 1184 6 BROAD STREET (CAYMAN) GP LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1185 7 BROAD STREET (BEIJING) INVESTMENT MANAGEMENT 525990 - Other Beijing CHINA, CENTRE (LIMITED PARTNERSHIP) Financial Vehicles PEOPLES REPUBLIC OF 1186 8 BEIJING GOLDMAN SACHS INVESTMENT CENTER (LIMITED 525990 - Other Beijing CHINA, PARTNERSHIP) Financial Vehicles PEOPLES REPUBLIC OF 1187 8 BROAD STREET (BEIJING) 2011 INVESTMENT CENTER 525990 - Other Beijing CHINA, (LIMITED PARTNERSHIP) Financial Vehicles PEOPLES REPUBLIC OF 1188 9 BEIJING GOLDMAN SACHS INVESTMENT CENTER 525990 - Other Beijing CHINA, (LIMITED PARTNERSHIP) Financial Vehicles PEOPLES REPUBLIC OF 1189 6 BROAD STREET (CAYMAN) LP LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1190 7 BROAD STREET (BEIJING) INVESTMENT MANAGEMENT 525990 - Other Beijing CHINA, CENTRE (LIMITED PARTNERSHIP) Financial Vehicles PEOPLES REPUBLIC OF 1191 5 DHONI CAYMAN GP LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1192 6 DHONI CAYMAN LIMITED PARTNERSHIP 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1193 5 DHONI CAYMAN HOLDINGS LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1194 6 DHONI CAYMAN LIMITED PARTNERSHIP 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1195 5 GOLDMAN SACHS CHINA INVESTMENTS (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1196 5 GOLDMAN SACHS INVESTMENTS HOLDINGS (ASIA) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1197 5 GOLDMAN SACHS RE INVESTMENTS HOLDINGS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1198 5 GS COMMODITY ASSET HOLDINGS (CAYMAN) LTD. 523999 - George Town CAYMAN Miscellaneous ISLANDS Financial Investment Activities 1199 5 GS HONY HOLDINGS I LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1200 5 GS HONY HOLDINGS II LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1201 5 GSPS ASIA LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1202 6 GREEN LOTUS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1203 6 GSPS DAI VIET LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 1204 6 NAM VIET LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 1205 5 TIGER STRATEGIC INVESTMENTS LTD 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1206 6 JADE DRAGON (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1207 7 GOLDMAN SACHS CHINA STRATEGIC INVESTMENTS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1208 7 GOLDMAN SACHS CHINA VENTURE I (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1209 8 JADE DRAGON VENTURE INVESTMENT LIMITED 525990 - Other Beijing CHINA, Financial Vehicles PEOPLES REPUBLIC OF 1210 7 GOLDMAN SACHS CHINA VENTURE II (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1211 8 JADE DRAGON VENTURE INVESTMENT LIMITED 525990 - Other Beijing CHINA, Financial Vehicles PEOPLES REPUBLIC OF 1212 7 PANDA INVESTMENTS LTD 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1213 8 GOLDMAN SACHS STRATEGIC INVESTMENTS II LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1214 8 GS STRATEGIC INVESTMENTS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1215 9 M. PALLONJI ENTERPRISES PRIVATE LIMITED 525990 - Other Mumbai INDIA Financial Vehicles (OTHER) 1216 7 ZAHEER HOLDINGS (MAURITIUS) 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1217 8 ZAHEER MAURITIUS 525990 - Other Ebene MAURITIUS Financial Vehicles 1218 5 TRIUMPH II INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1219 5 VANTAGE QUEST (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1220 5 VANTAGE STRIDE (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1221 6 WWD RUBY LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1222 4 KIRI (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1223 4 SHIGA (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1224 3 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1225 3 GOLDMAN SACHS (CHINA) L.L.C. 551114 - Corporate, New York NY Delaware Subsidiary, and Regional Managing Offices 1226 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices of New York NY Delaware Other Holding Companies 1227 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 1228 3 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS LP 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1229 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 1230 3 GOLDMAN SACHS ARGENTINA L.L.C. 523110 - Investment New York NY Delaware Banking and Securities Dealing 1231 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 523920 - Portfolio Sao Paulo BRAZIL Management 1232 3 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 523920 - Portfolio New York NY Delaware Management 1233 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP 551112 - Offices of New York NY Delaware Other Holding Companies 1234 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) CORPORATION 523130 - Commodity Halifax NS CANADA Contracts Dealing 1235 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 541990 - All Other George Town CAYMAN Professional, ISLANDS Scientific, and Technical Services 1236 3 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. 551114 - Corporate, Col Lomas de MEXICO Subsidiary, and Chapultepec Regional Managing Offices 1237 4 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD ANONIMA DE 523120 - Securities Mexico City MEXICO CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO Brokerage MULTIPLE, ENTIDAD NO REGULADA 1238 4 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 522298 - All Other Mexico City MEXICO Nondepository Credit Intermediation 1239 3 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1240 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1241 4 GOLDMAN SACHS (RUSSIA) 523110 - Investment London UNITED Banking and KINGDOM Securities Dealing (OTHER) 1242 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (U.K.) LIMITED 523999 - London UNITED Miscellaneous KINGDOM Financial Investment (OTHER) Activities 1243 5 CMC Markets PLC 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1244 6 CMC MARKETS UK HOLDINGS LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1245 7 CLIENT2CLIENT.COM LIMITED 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1246 7 CMC Group Limited 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1247 7 CMC MARKETS UK PLC 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1248 8 CMC Markets US LLC 523910 - Wilmington DE Delaware Miscellaneous Intermediation 1249 7 CMC Spreadbet Plc 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1250 7 CMC Trustees Limited 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1251 7 DEAL4FREE.COM LIMITED 522320 - Financial London UNITED Transactions KINGDOM Processing, Reserve, (OTHER) and Clearinghouse Activities 1252 7 Information Internet Limited 541511 - Computer London UNITED program or software KINGDOM development (OTHER) 1253 7 MARKETMAKER LIMITED 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1254 6 CMC Markets (Finance) Limited 523910 - London UNITED Miscellaneous KINGDOM Intermediation (OTHER) 1255 6 CMC Markets Overseas Holdings Limited 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1256 7 CMC Markets Asia Limited 523910 - Wan Chai HONG KONG Miscellaneous Intermediation 1257 7 CMC Markets Canada Inc 523910 - Toronto ON CANADA Miscellaneous Intermediation 1258 7 CMC Markets Development (pty) Limited 523910 - Sunninghill SOUTH AFRICA Miscellaneous Intermediation 1259 7 CMC Markets Digital Options GmbH 541511 - Computer Vienna AUSTRIA program or software development 1260 7 CMC Markets Group Australia Pty Ltd. 551112 - Offices of Sydney AUSTRALIA Other Holding Companies 1261 8 CMC MARKETS ASIA PACIFIC PTY LIMITED 541990 - All Other Sydney AUSTRALIA Professional, Scientific, and Technical Services 1262 9 CMC Markets Pty Ltd 523910 - Sydney AUSTRALIA Miscellaneous Intermediation 1263 10 CMC International Financial Consulting 541990 - All Other Beijing CHINA, (Beijing) Co., Ltd Professional, PEOPLES Scientific, and REPUBLIC OF Technical Services 1264 8 CMC Markets Stockbroking Limited 523120 - Securities Sydney AUSTRALIA Brokerage 1265 9 CMC Markets Stockbroking Limited Nominees 522320 - Financial Sydney AUSTRALIA (No.2 Account) Pty Limited Transactions Processing, Reserve, and Clearinghouse Activities 1266 8 CMC Markets Stockbroking Limited Nominees Pty 522320 - Financial Sydney AUSTRALIA Limited Transactions Processing, Reserve, and Clearinghouse Activities 1267 7 CMC Markets Japan KK 523910 - Tokyo JAPAN Miscellaneous Intermediation 1268 7 CMC Markets NZ Limited 523910 - Auckland NEW ZEALAND Miscellaneous (OTHER) Intermediation 1269 7 CMC Markets Singapore Pte. Ltd 541990 - All Other Singapore SINGAPORE Professional, Scientific, and Technical Services 1270 7 CMC Markets South Africa (pty) Limited 523910 - Sunninghill SOUTH AFRICA Miscellaneous Intermediation 1271 7 REDMONITOR GMBH 522320 - Financial Vienna AUSTRIA Transactions Processing, Reserve, and Clearinghouse Activities 1272 5 THE EUROPEAN POWER SOURCE COMPANY B.V. 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 1273 6 THE EUROPEAN POWER SOURCE COMPANY (U.K.) LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1274 5 TURQUOISE GLOBAL HOLDINGS LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1275 4 TEX FUNDING 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1276 3 GOLDMAN SACHS IRELAND LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1277 4 GOLDMAN SACHS IRELAND GROUP LIMITED 551112 - Offices of Dublin IRELAND Other Holding Companies 1278 5 GOLDMAN SACHS IRELAND HOLDINGS LIMITED 551112 - Offices of Dublin IRELAND Other Holding Companies
1151 2 GOLDMAN SACHS GLOBAL ADVISORY PRODUCTS LLC UNITED STATES N/A N/A 1152 2 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT FUND, LLC UNITED STATES N/A N/A 1153 2 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. UNITED STATES N/A N/A 1154 3 ARROW CORPORATE MEMBER HOLDINGS LLC UNITED STATES N/A N/A 1155 3 CER HOLDINGS GP CAYMAN ISLANDS 100 N/A 1156 4 CER HOLDINGS LP CAYMAN ISLANDS N/A N/A 1157 5 CER INVESTMENTS 1 CAYMAN ISLANDS 100 N/A 1158 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. UNITED STATES N/A N/A 1159 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. UNITED STATES N/A N/A 1160 4 BEIJING DE SHANG VENTURE CAPITAL COMPANY LIMITED CHINA, PEOPLES N/A N/A REPUBLIC OF 1161 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED CHINA, PEOPLES 75 N/A REPUBLIC OF 1162 6 GAO HUA CHINA RMB MONEY MARKET FUND CHINA, PEOPLES N/A N/A REPUBLIC OF 1163 6 GOLDMAN SACHS GAO HUA SECURITIES COMPANY LIMITED CHINA, PEOPLES N/A N/A REPUBLIC OF 1164 6 QIAN KUN FUTURES CO., LTD. CHINA, PEOPLES N/A N/A REPUBLIC OF 1165 4 BEIJING GAO WANG VENTURE CAPITAL COMPANY LIMITED CHINA, PEOPLES N/A N/A REPUBLIC OF 1166 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED CHINA, PEOPLES 75 N/A REPUBLIC OF 1167 4 BEIJING HOU FENG VENTURE CAPITAL COMPANY LIMITED CHINA, PEOPLES N/A N/A The direct holder REPUBLIC OF has Control through a Management Agreement or other arrangements. 1168 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED CHINA, PEOPLES 75 N/A REPUBLIC OF 1169 4 CORNWALL INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 1170 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. UNITED STATES N/A N/A 1171 4 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED MAURITIUS 100 N/A 1172 5 AKIMOTOKO (DELAWARE) L.L.C. UNITED STATES N/A N/A 1173 5 EXPRESS INVESTMENTS III PRIVATE LTD. MALAYSIA (OTHER) 100 N/A 1174 5 GS MONGOLIA INVESTMENTS LIMITED MALAYSIA (OTHER) 100 N/A 1175 5 KIRORO (DELAWARE) L.L.C. UNITED STATES N/A N/A 1176 5 MATSU (DELAWARE) L.L.C. UNITED STATES N/A N/A 1177 5 MERCER INVESTMENTS IV PRIVATE LTD. MALAYSIA (OTHER) 100 N/A This holding represents ownership in Ordinary shares. 1178 6 RONG SHENG ASSET MANAGEMENT CO. LTD. CHINA, PEOPLES N/A N/A REPUBLIC OF 1179 5 MERCER INVESTMENTS V PRIVATE LTD. MALAYSIA (OTHER) 100 N/A 1180 6 BEIJING GOLDMAN SACHS CONSULTING CO., LTD. CHINA, PEOPLES N/A N/A REPUBLIC OF 1181 5 SAGAMIKO (DELAWARE) L.L.C. UNITED STATES N/A N/A 1182 4 GS ASIAN VENTURE (DELAWARE) L.L.C. UNITED STATES N/A N/A 1183 5 BROAD STREET (HONG KONG) INVESTOR LIMITED HONG KONG 100 N/A 1184 6 BROAD STREET (CAYMAN) GP LIMITED CAYMAN ISLANDS 100 N/A 1185 7 BROAD STREET (BEIJING) INVESTMENT MANAGEMENT CENTRE CHINA, PEOPLES N/A N/A (LIMITED PARTNERSHIP) REPUBLIC OF 1186 8 BEIJING GOLDMAN SACHS INVESTMENT CENTER (LIMITED CHINA, PEOPLES N/A N/A PARTNERSHIP) REPUBLIC OF 1187 8 BROAD STREET (BEIJING) 2011 INVESTMENT CENTER CHINA, PEOPLES N/A N/A (LIMITED PARTNERSHIP) REPUBLIC OF 1188 9 BEIJING GOLDMAN SACHS INVESTMENT CENTER (LIMITED CHINA, PEOPLES N/A N/A PARTNERSHIP) REPUBLIC OF 1189 6 BROAD STREET (CAYMAN) LP LIMITED CAYMAN ISLANDS 100 N/A 1190 7 BROAD STREET (BEIJING) INVESTMENT MANAGEMENT CENTRE CHINA, PEOPLES N/A N/A (LIMITED PARTNERSHIP) REPUBLIC OF 1191 5 DHONI CAYMAN GP LTD. CAYMAN ISLANDS 100 N/A 1192 6 DHONI CAYMAN LIMITED PARTNERSHIP CAYMAN ISLANDS N/A N/A 1193 5 DHONI CAYMAN HOLDINGS LTD. CAYMAN ISLANDS 100 N/A 1194 6 DHONI CAYMAN LIMITED PARTNERSHIP CAYMAN ISLANDS N/A N/A 1195 5 GOLDMAN SACHS CHINA INVESTMENTS (MAURITIUS) LIMITED MAURITIUS 100 N/A 1196 5 GOLDMAN SACHS INVESTMENTS HOLDINGS (ASIA) LIMITED MAURITIUS 100 N/A 1197 5 GOLDMAN SACHS RE INVESTMENTS HOLDINGS LIMITED CAYMAN ISLANDS 100 N/A 1198 5 GS COMMODITY ASSET HOLDINGS (CAYMAN) LTD. CAYMAN ISLANDS 100 N/A 1199 5 GS HONY HOLDINGS I LTD. CAYMAN ISLANDS 100 N/A 1200 5 GS HONY HOLDINGS II LTD. CAYMAN ISLANDS 100 N/A 1201 5 GSPS ASIA LIMITED MAURITIUS 100 N/A 1202 6 GREEN LOTUS LIMITED MAURITIUS 100 N/A 1203 6 GSPS DAI VIET LTD. MAURITIUS 100 N/A 1204 6 NAM VIET LTD. MAURITIUS 100 N/A 1205 5 TIGER STRATEGIC INVESTMENTS LTD MAURITIUS 100 N/A 1206 6 JADE DRAGON (MAURITIUS) LIMITED MAURITIUS 100 N/A 1207 7 GOLDMAN SACHS CHINA STRATEGIC INVESTMENTS LIMITED MAURITIUS 100 N/A 1208 7 GOLDMAN SACHS CHINA VENTURE I (MAURITIUS) LIMITED MAURITIUS 100 N/A 1209 8 JADE DRAGON VENTURE INVESTMENT LIMITED CHINA, PEOPLES 100 N/A REPUBLIC OF 1210 7 GOLDMAN SACHS CHINA VENTURE II (MAURITIUS) LIMITED MAURITIUS 100 N/A 1211 8 JADE DRAGON VENTURE INVESTMENT LIMITED CHINA, PEOPLES 100 N/A REPUBLIC OF 1212 7 PANDA INVESTMENTS LTD MAURITIUS 99 N/A 1213 8 GOLDMAN SACHS STRATEGIC INVESTMENTS II LIMITED MAURITIUS 100 N/A 1214 8 GS STRATEGIC INVESTMENTS LIMITED MAURITIUS 100 N/A 1215 9 M. PALLONJI ENTERPRISES PRIVATE LIMITED INDIA (OTHER) 39 N/A 1216 7 ZAHEER HOLDINGS (MAURITIUS) MAURITIUS 98 N/A 1217 8 ZAHEER MAURITIUS MAURITIUS 100 N/A 1218 5 TRIUMPH II INVESTMENTS (IRELAND) LIMITED IRELAND 100 N/A 1219 5 VANTAGE QUEST (MAURITIUS) LIMITED MAURITIUS 100 N/A 1220 5 VANTAGE STRIDE (MAURITIUS) LIMITED MAURITIUS 100 N/A 1221 6 WWD RUBY LIMITED MAURITIUS 100 N/A 1222 4 KIRI (DELAWARE) L.L.C. UNITED STATES N/A N/A 1223 4 SHIGA (DELAWARE) L.L.C. UNITED STATES N/A N/A 1224 3 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY CAYMAN ISLANDS 100 N/A 1225 3 GOLDMAN SACHS (CHINA) L.L.C. UNITED STATES N/A N/A 1226 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION UNITED STATES 100 N/A 1227 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. UNITED STATES N/A N/A 1228 3 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS LP UNITED STATES N/A N/A 1229 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) CO. CANADA 100 N/A 1230 3 GOLDMAN SACHS ARGENTINA L.L.C. UNITED STATES N/A N/A 1231 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. BRAZIL 100 N/A 1232 3 GOLDMAN SACHS ASSET MANAGEMENT, L.P. UNITED STATES N/A N/A 1233 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP UNITED STATES N/A N/A 1234 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) CORPORATION CANADA 100 N/A 1235 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED CAYMAN ISLANDS 100 N/A 1236 3 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. MEXICO N/A N/A 1237 4 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD ANONIMA DE MEXICO 100 N/A CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 1238 4 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. MEXICO 100 100 1239 3 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED MAURITIUS 100 N/A 1240 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC UNITED STATES N/A N/A 1241 4 GOLDMAN SACHS (RUSSIA) UNITED KINGDOM 99 N/A (OTHER) 1242 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (U.K.) LIMITED UNITED KINGDOM 100 N/A (OTHER) 1243 5 CMC Markets PLC UNITED KINGDOM 9 N/A (OTHER) 1244 6 CMC MARKETS UK HOLDINGS LIMITED UNITED KINGDOM 100 N/A (OTHER) 1245 7 CLIENT2CLIENT.COM LIMITED UNITED KINGDOM 100 N/A (OTHER) 1246 7 CMC Group Limited UNITED KINGDOM 100 N/A (OTHER) 1247 7 CMC MARKETS UK PLC UNITED KINGDOM 100 N/A (OTHER) 1248 8 CMC Markets US LLC UNITED STATES N/A N/A 1249 7 CMC Spreadbet Plc UNITED KINGDOM 100 N/A (OTHER) 1250 7 CMC Trustees Limited UNITED KINGDOM 100 N/A (OTHER) 1251 7 DEAL4FREE.COM LIMITED UNITED KINGDOM 100 N/A (OTHER) 1252 7 Information Internet Limited UNITED KINGDOM 100 N/A (OTHER) 1253 7 MARKETMAKER LIMITED UNITED KINGDOM 100 N/A (OTHER) 1254 6 CMC Markets (Finance) Limited UNITED KINGDOM 100 N/A (OTHER) 1255 6 CMC Markets Overseas Holdings Limited UNITED KINGDOM 100 N/A (OTHER) 1256 7 CMC Markets Asia Limited HONG KONG 100 N/A 1257 7 CMC Markets Canada Inc CANADA 100 N/A 1258 7 CMC Markets Development (pty) Limited SOUTH AFRICA 100 N/A 1259 7 CMC Markets Digital Options GmbH AUSTRIA N/A N/A 1260 7 CMC Markets Group Australia Pty Ltd. AUSTRALIA 100 N/A 1261 8 CMC MARKETS ASIA PACIFIC PTY LIMITED AUSTRALIA 100 N/A 1262 9 CMC Markets Pty Ltd AUSTRALIA 100 N/A 1263 10 CMC International Financial Consulting CHINA, PEOPLES N/A N/A (Beijing) Co., Ltd REPUBLIC OF 1264 8 CMC Markets Stockbroking Limited AUSTRALIA 100 N/A 1265 9 CMC Markets Stockbroking Limited Nominees (No.2 AUSTRALIA 100 N/A Account) Pty Limited 1266 8 CMC Markets Stockbroking Limited Nominees Pty AUSTRALIA 100 N/A Limited 1267 7 CMC Markets Japan KK JAPAN 100 N/A 1268 7 CMC Markets NZ Limited NEW ZEALAND 100 N/A (OTHER) 1269 7 CMC Markets Singapore Pte. Ltd SINGAPORE 100 N/A 1270 7 CMC Markets South Africa (pty) Limited SOUTH AFRICA 100 N/A 1271 7 REDMONITOR GMBH AUSTRIA N/A N/A 1272 5 THE EUROPEAN POWER SOURCE COMPANY B.V. NETHERLANDS 100 N/A 1273 6 THE EUROPEAN POWER SOURCE COMPANY (U.K.) LIMITED UNITED KINGDOM 100 N/A (OTHER) 1274 5 TURQUOISE GLOBAL HOLDINGS LIMITED UNITED KINGDOM 14 N/A (OTHER) 1275 4 TEX FUNDING CAYMAN ISLANDS 100 N/A 1276 3 GOLDMAN SACHS IRELAND LLC UNITED STATES N/A N/A 1277 4 GOLDMAN SACHS IRELAND GROUP LIMITED IRELAND 100 N/A 1278 5 GOLDMAN SACHS IRELAND HOLDINGS LIMITED IRELAND 100 N/A
1279 6 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 1280 3 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1281 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS EURO FUND, A 525910 - Open-End Dublin IRELAND SUB-FUND OF GOLDMAN SACHS GLOBAL MULTI MANAGER FUNDS Investment Funds 1282 4 SCIOS INVESTMENT TRUST (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1283 3 GOLDMAN SACHS PARIS INC. ET CIE 522110 - Commercial Paris FRANCE Banking (OTHER) 1284 3 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1285 3 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 522110 - Commercial Sao Paulo BRAZIL Banking 1286 4 GARDA FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS 525910 - Open-End Osasco BRAZIL NAO-PADRONIZADOS MULTICARTEIRA Investment Funds 1287 4 GOLDMAN SACHS DO BRASIL CORRETORA DE TITULOS E VALORES 523120 - Securities Sao Paulo BRAZIL MOBILIARIOS S/A Brokerage 1288 3 GS (ASIA) L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 1289 4 GOLDMAN SACHS (JAPAN) LTD. 551112 - Offices of Tortola UNITED Other Holding KINGDOM Companies (OTHER) 1290 5 GOLDMAN SACHS JAPAN CO., LTD. 523110 - Investment Tokyo JAPAN Banking and Securities Dealing 1291 6 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR PORTFOLIO YEN 525910 - Open-End George Town CAYMAN FUND (FOR QUALIFIED INSTITUTIONAL INVESTORS) Investment Funds ISLANDS 1292 5 GOLDMAN SACHS JAPAN HOLDINGS, LTD. 541990 - All Other Tokyo JAPAN Professional, Scientific, and Technical Services 1293 5 MLT INVESTMENTS LTD. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1294 6 ELEVATECH LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 1295 6 GLOBAL TECHNOLOGIES INTERNATIONAL LIMITED 525990 - Other Tortola BRITISH Financial Vehicles VIRGIN ISLANDS 1296 6 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1297 7 AGALIA CAPITAL LTD. 525990 - Other Tortola BRITISH Financial Vehicles VIRGIN ISLANDS 1298 3 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 1299 3 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices of New York NY Delaware Other Holding Companies 1300 4 BEST II INVESTMENTS (DELAWARE) L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1301 5 TRIUMPH III INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1302 5 TRIUMPH INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1303 4 BEST INVESTMENTS (DELAWARE) L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 1304 4 CAPITAL INVESTMENTS (U.S.) III, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1305 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS 551112 - Offices of NEW YORK NY Delaware LLC Other Holding Companies 1306 5 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) 551112 - Offices of NEW YORK NY Delaware HOLDINGS LP Other Holding Companies 1307 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS 551112 - Offices of NEW YORK NY Delaware LP Other Holding Companies 1308 4 GOLDMAN SACHS CAPITAL INVESTMENTS LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1309 5 GOLDMAN SACHS CAPITAL INVESTMENTS II LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1310 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1311 5 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP 551112 - Offices of New York NY Delaware Other Holding Companies 1312 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP 551112 - Offices of New York NY Delaware Other Holding Companies 1313 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1314 4 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 1315 4 GS CAPITAL FUNDING, INC. 525990 - Other Wilmington DE Delaware Financial Vehicles 1316 4 GS DIVERSIFIED FINANCE V, LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1317 4 GS GLOBAL FUNDING II, CO. 525990 - Other Wilmington DE Delaware Financial Vehicles 1318 4 GS LONGPORT INVESTMENT CORPORATION 525990 - Other Wilmington DE Delaware Financial Vehicles 1319 4 GS Wind Power I, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1320 4 GSFS (CAYMAN) 2002 A LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1321 4 JLQ LLC 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1322 5 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1323 5 JUPITER INVESTMENT CO., LTD. 525990 - Other Minato-ku JAPAN Financial Vehicles 1324 6 GK BLUE SQUARE 525990 - Other Tokyo JAPAN Financial Vehicles 1325 6 NVCC CHINESE NEW STARS I PARTNERSHIP 525990 - Other Yokohama JAPAN Financial Vehicles 1326 4 JTGLQ COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1327 5 GS STRATEGIC INVESTMENTS JAPAN LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1328 4 LANDPRO INVESTMENTS (DELAWARE) L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1329 5 BAEKDU INVESTMENTS LIMITED 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1330 4 LANSDALE INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN Banking and ISLANDS Securities Dealing 1331 4 MHLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 1332 4 MLQ2 (DELAWARE) LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1333 5 JLQ2 GK 551112 - Offices of Minato-ku JAPAN Other Holding Companies 1334 6 GK IZUMO CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1335 6 GK JUPITER INVESTMENT II 525990 - Other Tokyo JAPAN Financial Vehicles 1336 6 GK MIBU CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1337 6 GK MISHIMA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1338 6 GK OUKA 525990 - Other Tokyo JAPAN Financial Vehicles 1339 6 GK SHIROKAWA 525990 - Other Tokyo JAPAN Financial Vehicles 1340 6 GK TERAMACHI CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1341 6 GK YUSHIMA CAPITAL 551112 - Offices of Tokyo JAPAN Other Holding Companies 1342 6 GS RENEWABLE HOLDINGS GK 525990 - Other Minato-ku JAPAN Financial Vehicles 1343 6 SH KASUMICHO PROPERTIES 525990 - Other Tokyo JAPAN Financial Vehicles 1344 6 SH OUKA HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1345 7 GK OUKA 525990 - Other Tokyo JAPAN Financial Vehicles 1346 4 NAEBA (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1347 4 NJLQ (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1348 4 RESTAMOVE IRELAND LIMITED 523110 - Investment Dublin IRELAND Banking and Securities Dealing 1349 4 SENNA INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1350 4 SHIZUOKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1351 4 SINGEL COOL ONE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1352 5 ARCHON GROUP (FRANCE) 525990 - Other Paris FRANCE Financial Vehicles (OTHER) 1353 6 Archon Group Gestion 525990 - Other Paris FRANCE Financial Vehicles (OTHER) 1354 4 SINGEL COOL TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1355 5 ARCHON GROUP (FRANCE) 525990 - Other Paris FRANCE Financial Vehicles (OTHER) 1356 4 STRATEGIC INVESTMENT JV LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1357 3 GS INDIA HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 1358 4 GOLDMAN SACHS (MAURITIUS) NBFC L.L.C. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1359 5 GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE LIMITED 523110 - Investment Mumbai INDIA Banking and (OTHER) Securities Dealing 1360 5 GOLDMAN SACHS SERVICES PRIVATE LIMITED 541990 - All Other Bangalore INDIA Professional, (OTHER) Scientific, and Technical Services 1361 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE LIMITED 523920 - Portfolio Mumbai INDIA Management (OTHER) 1362 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED 523991 - Trust, Mumbai INDIA Fiduciary, and (OTHER) Custody Activities 1363 6 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE 523991 - Trust, Mumbai INDIA LIMITED Fiduciary, and (OTHER) Custody Activities 1364 6 Goldman Sachs (India) Finance Private Limited 522294 - Secondary Mumbai INDIA Market Financing (OTHER) 1365 5 Goldman Sachs (India) Finance Private Limited 522294 - Secondary Mumbai INDIA Market Financing (OTHER) 1366 4 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I LIMITED 523110 - Investment Ebene MAURITIUS Banking and Securities Dealing 1367 5 GOLDMAN SACHS (MAURITIUS) L.L.C. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1368 6 GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE 523110 - Investment Mumbai INDIA LIMITED Banking and (OTHER) Securities Dealing 1369 6 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE LIMITED 523110 - Investment Mumbai INDIA Banking and (OTHER) Securities Dealing 1370 6 GOLDMAN SACHS SERVICES PRIVATE LIMITED 541990 - All Other Bangalore INDIA Professional, (OTHER) Scientific, and Technical Services 1371 4 VANTAGE GROUND (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1372 3 GSEM (DEL) HOLDINGS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 1373 4 CER HOLDINGS LP 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1374 4 GOLDMAN SACHS INVESTMENT PARTNERS HOLDCO CAYMAN LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1375 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING 525910 - Open-End George Town CAYMAN FUND, L.P. Investment Funds ISLANDS 1376 6 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End George Town CAYMAN HOLDINGS OFFSHORE, L.P. Investment Funds ISLANDS 1377 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS (DEL.) I, LLC Investment Funds 1378 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS (DEL.) II, LLC Investment Funds 1379 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS (DEL.) III, LLC Investment Funds 1380 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS (DEL.) IV, LLC Investment Funds 1381 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS (DEL.) V, LLC Investment Funds 1382 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End New York NY Delaware HOLDINGS (DEL.) VI, LLC Investment Funds 1383 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 551112 - Offices of NEW YORK NY Delaware HOLDINGS (DEL.) VII, LLC Other Holding Companies 1384 6 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1385 7 GOLDMAN SACHS GSIP FUND (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1386 8 GOLDMAN SACHS GSIP MASTER COMPANY (IRELAND) 525910 - Open-End Dublin IRELAND LIMITED Investment Funds 1387 7 GOLDMAN SACHS INVESTMENT PARTNERS HOLDINGS (LUX) 525910 - Open-End Luxembourg LUXEMBOURG OFFSHORE S.A.R.L Investment Funds 1388 7 GS INVESTMENT PARTNERS (MAURITIUS) I LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 1389 8 GS INVESTMENT PARTNERS (MAURITIUS) II LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 1390 8 GS INVESTMENT PARTNERS (MAURITIUS) V LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1391 8 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1392 9 GS INVESTMENT PARTNERS (MAURITIUS) IV LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1393 4 GOLDMAN SACHS MIDDLE EAST (CAYMAN) LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1394 5 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1395 4 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1396 4 GS INVESTMENTS (CAYMAN) LTD. 523999 - George Town CAYMAN Miscellaneous ISLANDS Financial Investment Activities 1397 5 SOURCE HOLDINGS LIMITED 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1398 6 Source Investment Management Limited 523920 - Portfolio Dublin IRELAND Management 1399 6 Source UK Services Limited 522294 - Secondary London UNITED Market Financing KINGDOM (OTHER) 1400 4 GSEM BERMUDA HOLDINGS, L.P. 551112 - Offices of Hamilton BERMUDA Other Holding Companies 1401 5 GS EQUITY MARKETS, L.P. 525990 - Other Hamilton BERMUDA Financial Vehicles 1402 5 GSEM (DEL) LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1403 6 GS EQUITY MARKETS, L.P. 525990 - Other Hamilton BERMUDA Financial Vehicles 1404 3 GSEM BERMUDA HOLDINGS, L.P. 551112 - Offices of Hamilton BERMUDA Other Holding Companies 1405 3 GSPS (DEL) L.P. 525990 - Other New York NY Delaware Financial Vehicles 1406 4 GSPS BERMUDA CORPORATION LIMITED 525990 - Other Hamilton BERMUDA Financial Vehicles
1279 6 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 1280 3 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED IRELAND 100 N/A 1281 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS EURO FUND, A IRELAND N/A N/A The direct holder SUB-FUND OF GOLDMAN SACHS GLOBAL MULTI MANAGER FUNDS has Control through a Management Agreement or other arrangements. 1282 4 SCIOS INVESTMENT TRUST (IRELAND) IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1283 3 GOLDMAN SACHS PARIS INC. ET CIE FRANCE (OTHER) N/A N/A 1284 3 GOLDMAN SACHS SAUDI ARABIA SAUDI ARABIA 100 N/A 1285 3 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A BRAZIL 100 N/A 1286 4 GARDA FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS BRAZIL 100 N/A NAO-PADRONIZADOS MULTICARTEIRA 1287 4 GOLDMAN SACHS DO BRASIL CORRETORA DE TITULOS E VALORES BRAZIL 100 N/A MOBILIARIOS S/A 1288 3 GS (ASIA) L.P. UNITED STATES N/A N/A 1289 4 GOLDMAN SACHS (JAPAN) LTD. BRITISH VIRGIN 100 N/A ISLANDS 1290 5 GOLDMAN SACHS JAPAN CO., LTD. JAPAN 100 N/A 1291 6 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR PORTFOLIO YEN CAYMAN ISLANDS 100 N/A FUND (FOR QUALIFIED INSTITUTIONAL INVESTORS) 1292 5 GOLDMAN SACHS JAPAN HOLDINGS, LTD. JAPAN 100 N/A 1293 5 MLT INVESTMENTS LTD. MAURITIUS 100 N/A 1294 6 ELEVATECH LIMITED HONG KONG 100 N/A 1295 6 GLOBAL TECHNOLOGIES INTERNATIONAL LIMITED BRITISH VIRGIN 100 N/A ISLANDS 1296 6 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) L.L.C. UNITED STATES N/A N/A 1297 7 AGALIA CAPITAL LTD. BRITISH VIRGIN 75 N/A ISLANDS 1298 3 GS ASIAN VENTURE (DELAWARE) L.L.C. UNITED STATES N/A N/A 1299 3 GS FINANCIAL SERVICES L.P. (DEL) UNITED STATES N/A N/A 1300 4 BEST II INVESTMENTS (DELAWARE) L.L.C. UNITED STATES N/A N/A 1301 5 TRIUMPH III INVESTMENTS (IRELAND) LIMITED IRELAND 100 N/A 1302 5 TRIUMPH INVESTMENTS (IRELAND) LIMITED IRELAND 100 N/A 1303 4 BEST INVESTMENTS (DELAWARE) L.L.C. UNITED STATES N/A N/A 1304 4 CAPITAL INVESTMENTS (U.S.) III, L.L.C. UNITED STATES N/A N/A 1305 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS LLC UNITED STATES N/A N/A 1306 5 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS UNITED STATES N/A N/A LP 1307 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) HOLDINGS LP UNITED STATES N/A N/A 1308 4 GOLDMAN SACHS CAPITAL INVESTMENTS LIMITED UNITED KINGDOM 100 N/A (OTHER) 1309 5 GOLDMAN SACHS CAPITAL INVESTMENTS II LIMITED UNITED KINGDOM 100 N/A (OTHER) 1310 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS LLC UNITED STATES N/A N/A 1311 5 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP UNITED STATES N/A N/A 1312 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP UNITED STATES N/A N/A 1313 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) L.L.C. UNITED STATES N/A N/A 1314 4 GS ASIAN VENTURE (DELAWARE) L.L.C. UNITED STATES N/A N/A 1315 4 GS CAPITAL FUNDING, INC. UNITED STATES 100 N/A 1316 4 GS DIVERSIFIED FINANCE V, LLC UNITED STATES N/A N/A 1317 4 GS GLOBAL FUNDING II, CO. UNITED STATES 100 N/A 1318 4 GS LONGPORT INVESTMENT CORPORATION UNITED STATES 100 N/A 1319 4 GS Wind Power I, LLC UNITED STATES N/A N/A 1320 4 GSFS (CAYMAN) 2002 A LIMITED CAYMAN ISLANDS 100 N/A 1321 4 JLQ LLC CAYMAN ISLANDS 100 N/A 1322 5 GK CRYSTAL INVESTMENT JAPAN N/A N/A 1323 5 JUPITER INVESTMENT CO., LTD. JAPAN N/A N/A 1324 6 GK BLUE SQUARE JAPAN N/A N/A 1325 6 NVCC CHINESE NEW STARS I PARTNERSHIP JAPAN N/A N/A 1326 4 JTGLQ COMPANY CAYMAN ISLANDS 100 N/A 1327 5 GS STRATEGIC INVESTMENTS JAPAN LLC UNITED STATES N/A N/A 1328 4 LANDPRO INVESTMENTS (DELAWARE) L.L.C. UNITED STATES N/A N/A 1329 5 BAEKDU INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 1330 4 LANSDALE INVESTMENTS LIMITED CAYMAN ISLANDS 100 N/A 1331 4 MHLQ, S. DE R.L. DE C.V. MEXICO N/A N/A 1332 4 MLQ2 (DELAWARE) LLC UNITED STATES N/A N/A 1333 5 JLQ2 GK JAPAN N/A N/A 1334 6 GK IZUMO CAPITAL JAPAN N/A N/A 1335 6 GK JUPITER INVESTMENT II JAPAN N/A N/A 1336 6 GK MIBU CAPITAL JAPAN N/A N/A 1337 6 GK MISHIMA CAPITAL JAPAN N/A N/A 1338 6 GK OUKA JAPAN N/A N/A 1339 6 GK SHIROKAWA JAPAN N/A N/A 1340 6 GK TERAMACHI CAPITAL JAPAN N/A N/A 1341 6 GK YUSHIMA CAPITAL JAPAN N/A N/A 1342 6 GS RENEWABLE HOLDINGS GK JAPAN N/A N/A 1343 6 SH KASUMICHO PROPERTIES JAPAN N/A N/A 1344 6 SH OUKA HOLDINGS JAPAN N/A N/A 1345 7 GK OUKA JAPAN N/A N/A 1346 4 NAEBA (DELAWARE) L.L.C. UNITED STATES N/A N/A 1347 4 NJLQ (IRELAND) LIMITED IRELAND 100 N/A 1348 4 RESTAMOVE IRELAND LIMITED IRELAND 100 N/A 1349 4 SENNA INVESTMENTS (IRELAND) LIMITED IRELAND 100 N/A 1350 4 SHIZUOKA (DELAWARE) L.L.C. UNITED STATES N/A N/A 1351 4 SINGEL COOL ONE B.V. NETHERLANDS 100 N/A 1352 5 ARCHON GROUP (FRANCE) FRANCE (OTHER) 100 N/A 1353 6 Archon Group Gestion FRANCE (OTHER) 100 N/A 1354 4 SINGEL COOL TWO B.V. NETHERLANDS 100 N/A 1355 5 ARCHON GROUP (FRANCE) FRANCE (OTHER) 100 N/A 1356 4 STRATEGIC INVESTMENT JV LLC UNITED STATES N/A N/A 1357 3 GS INDIA HOLDINGS L.P. UNITED STATES N/A N/A 1358 4 GOLDMAN SACHS (MAURITIUS) NBFC L.L.C. MAURITIUS 100 N/A 1359 5 GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE LIMITED INDIA (OTHER) 84 N/A 1360 5 GOLDMAN SACHS SERVICES PRIVATE LIMITED INDIA (OTHER) 100 99 1361 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE LIMITED INDIA (OTHER) 99 N/A 1362 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED INDIA (OTHER) 99 N/A 1363 6 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE LIMITED INDIA (OTHER) 100 N/A 1364 6 Goldman Sachs (India) Finance Private Limited INDIA (OTHER) 100 N/A 1365 5 Goldman Sachs (India) Finance Private Limited INDIA (OTHER) 100 100 1366 4 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I LIMITED MAURITIUS 100 N/A 1367 5 GOLDMAN SACHS (MAURITIUS) L.L.C. MAURITIUS 100 N/A 1368 6 GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE LIMITED INDIA (OTHER) 84 N/A 1369 6 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE LIMITED INDIA (OTHER) 100 N/A 1370 6 GOLDMAN SACHS SERVICES PRIVATE LIMITED INDIA (OTHER) 100 99 1371 4 VANTAGE GROUND (MAURITIUS) LIMITED MAURITIUS 100 N/A 1372 3 GSEM (DEL) HOLDINGS, L.P. UNITED STATES N/A N/A 1373 4 CER HOLDINGS LP CAYMAN ISLANDS N/A N/A 1374 4 GOLDMAN SACHS INVESTMENT PARTNERS HOLDCO CAYMAN LTD. CAYMAN ISLANDS 100 N/A 1375 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING CAYMAN ISLANDS N/A N/A FUND, L.P. 1376 6 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND CAYMAN ISLANDS N/A N/A HOLDINGS OFFSHORE, L.P. 1377 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) I, LLC 1378 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) II, LLC 1379 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) III, LLC 1380 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) IV, LLC 1381 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) V, LLC 1382 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) VI, LLC 1383 7 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS (DEL.) VII, LLC 1384 6 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 1385 7 GOLDMAN SACHS GSIP FUND (IRELAND) IRELAND 100 N/A 1386 8 GOLDMAN SACHS GSIP MASTER COMPANY (IRELAND) LIMITED IRELAND 100 N/A 1387 7 GOLDMAN SACHS INVESTMENT PARTNERS HOLDINGS (LUX) LUXEMBOURG 100 N/A OFFSHORE S.A.R.L 1388 7 GS INVESTMENT PARTNERS (MAURITIUS) I LIMITED MAURITIUS 100 N/A 1389 8 GS INVESTMENT PARTNERS (MAURITIUS) II LIMITED MAURITIUS 100 N/A 1390 8 GS INVESTMENT PARTNERS (MAURITIUS) V LIMITED MAURITIUS 100 N/A 1391 8 Goldman Sachs TDN Investors Offshore, L.P. CAYMAN ISLANDS N/A N/A 1392 9 GS INVESTMENT PARTNERS (MAURITIUS) IV LIMITED MAURITIUS 100 N/A 1393 4 GOLDMAN SACHS MIDDLE EAST (CAYMAN) LIMITED CAYMAN ISLANDS 100 N/A 1394 5 GOLDMAN SACHS SAUDI ARABIA SAUDI ARABIA 100 N/A 1395 4 GOLDMAN SACHS SAUDI ARABIA SAUDI ARABIA 100 N/A 1396 4 GS INVESTMENTS (CAYMAN) LTD. CAYMAN ISLANDS 100 N/A 1397 5 SOURCE HOLDINGS LIMITED CAYMAN ISLANDS 22 N/A 1398 6 Source Investment Management Limited IRELAND N/A N/A 1399 6 Source UK Services Limited UNITED KINGDOM 100 N/A (OTHER) 1400 4 GSEM BERMUDA HOLDINGS, L.P. BERMUDA N/A N/A 1401 5 GS EQUITY MARKETS, L.P. BERMUDA N/A N/A 1402 5 GSEM (DEL) LLC UNITED STATES N/A N/A 1403 6 GS EQUITY MARKETS, L.P. BERMUDA N/A N/A 1404 3 GSEM BERMUDA HOLDINGS, L.P. BERMUDA N/A N/A 1405 3 GSPS (DEL) L.P. UNITED STATES N/A N/A 1406 4 GSPS BERMUDA CORPORATION LIMITED BERMUDA 100 N/A
1407 3 J. ARON (CHINA) HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1408 4 J. ARON (CHINA) COMMODITIES TRADING COMPANY LIMITED 523130 - Commodity Shanghai CHINA, Contracts Dealing PEOPLES REPUBLIC OF 1409 3 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1410 3 MEP GS INVESTOR (GP) LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1411 4 MEP GS INVESTOR L.P. 525990 - Other LONDON UNITED Financial Vehicles KINGDOM (OTHER) 1412 5 MERCHANT EQUITY PARTNERS, L.P. 525990 - Other St. Peter UNITED Financial Vehicles Port KINGDOM (OTHER) 1413 3 MLQ, L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1414 4 CMLQ INVESTORS COMPANY 525990 - Other Halifax NS CANADA Financial Vehicles 1415 4 ELQ HOLDINGS (DEL) LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1416 4 MEP GS INVESTOR (CAYCO) LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1417 5 MEP GS INVESTOR L.P. 525990 - Other LONDON UNITED Financial Vehicles KINGDOM (OTHER) 1418 4 MLQ INVESTORS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1419 5 AR HOLDINGS (DELAWARE) L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 1420 6 AR HOLDINGS GK 551114 - Corporate, Tokyo JAPAN Subsidiary, and Regional Managing Offices 1421 7 GK GOLDMAN SACHS SSG I 525990 - Other Tokyo JAPAN Financial Vehicles 1422 7 GK KAGURAZAKA HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1423 8 GK ARISUGAWA FINANCE 525990 - Other Tokyo JAPAN Financial Vehicles 1424 8 GK SAKURAZAKA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1425 7 GK NISHI-AZABU SHINYO HOSHOU 525990 - Other Tokyo JAPAN Financial Vehicles 1426 6 GK YAMAMOTO KAIUN HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1427 7 YAMAMOTO KAIUN CO., LTD. 525990 - Other Kure-shi JAPAN Financial Vehicles 1428 6 GOLDMAN SACHS CREDIT PARTNERS (JAPAN), LTD. 523910 - Tokyo JAPAN Miscellaneous Intermediation 1429 5 DOTONBORI KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1430 5 ENDEAVOR CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1431 5 FOREST GREEN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1432 5 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1433 5 GK KAGURAZAKA HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1434 5 GK YAMAMOTO KAIUN HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1435 5 GOLDMAN SACHS REALTY JAPAN LTD. 551112 - Offices of Tokyo JAPAN Other Holding Companies 1436 6 BLUE DAISY CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1437 6 DANDELION INVESTMENTS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1438 6 GAC PERSONAL CO., LTD. 52399 - All Other Tokyo JAPAN Financial Investment Activities 1439 6 GK ARISUGAWA FINANCE 525990 - Other Tokyo JAPAN Financial Vehicles 1440 6 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1441 6 JUPITER INVESTMENT CO., LTD. 525990 - Other Minato-ku JAPAN Financial Vehicles 1442 6 REAL ESTATE CREATION FUND CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1443 6 REC INVESTMENTS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1444 6 S.H. MINATO HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1445 7 GREEN MOUNTAIN ONE CO., LTD 525990 - Other Tokyo JAPAN Financial Vehicles 1446 6 SH IZUMO HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1447 7 GK IZUMO CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1448 6 SH MISHIMA HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1449 7 GK MISHIMA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1450 6 SH SHIROKAWA HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1451 7 GK SHIROKAWA 525990 - Other Tokyo JAPAN Financial Vehicles 1452 6 SH TERAMACHI HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1453 7 GK TERAMACHI CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1454 6 SH WHITE FLOWER 525990 - Other Tokyo JAPAN Financial Vehicles 1455 7 GK FRANGIPANI 525990 - Other Tokyo JAPAN Financial Vehicles 1456 6 WHITE OCEAN CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1457 5 GS GFKL INVESTOR LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1458 6 DOVULL SPV GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 1459 5 GS PIA HOLDINGS GK 525990 - Other Tokyo JAPAN Financial Vehicles 1460 6 CRANE HOLDINGS LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1461 7 SG INVESTMENTS KK 525990 - Other Tokyo JAPAN Financial Vehicles 1462 6 GS RENEWABLE HOLDINGS GK 525990 - Other Minato-ku JAPAN Financial Vehicles 1463 6 GS TK HOLDINGS I GK 525990 - Other Tokyo JAPAN Financial Vehicles 1464 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1465 6 GS TK HOLDINGS III GK 525990 - Other Tokyo JAPAN Financial Vehicles 1466 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1467 6 GS TK HOLDINGS V GK 525990 - Other Tokyo JAPAN Financial Vehicles 1468 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1469 5 Impact Holding Cayman Co., Ltd. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1470 5 K.K. MINATO SAIKEN KAISHU 551114 - Corporate, Tokyo JAPAN Subsidiary, and Regional Managing Offices 1471 5 KAIHIN CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1472 5 KEISEN KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1473 5 KINMIRAI CAYMAN CO., LTD 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1474 5 KUROBE CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1475 5 LINDEN WOOD IIS LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1476 6 CMA CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1477 5 LINDEN WOOD, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1478 5 LUIGI CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1479 5 MUSASHI CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1480 5 PIA HOLDINGS CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1481 6 GS PIA HOLDINGS GK 525990 - Other Tokyo JAPAN Financial Vehicles 1482 5 RUBY REALTY CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1483 5 SAYAMA CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1484 5 SHINING PARTNERS LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1485 5 SHIOHAMA CAYMAN CO., LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1486 5 SOLAR WIND II LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1487 5 SOLAR WIND LTD. 525990 - Other Tokyo CAYMAN Financial Vehicles ISLANDS 1488 5 SOUTH WIND REALTY FINANCE (CAYMAN) COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1489 6 ISEZAKI KAIHATSU CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1490 6 SPORTS SHINKO FINANCE CO., LTD. 522298 - All Other Tokyo JAPAN Nondepository Credit Intermediation 1491 5 UNIVERSAL REALTY CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1492 4 MTGLQ INVESTORS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1493 5 CMLQ INVESTORS COMPANY 525990 - Other Halifax NS CANADA Financial Vehicles 1494 5 DADELAND RETAIL LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1495 5 ELQ INVESTORS IV LTD 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1496 6 CDV-2, LTD. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1497 7 QAF ASSETS s.r.o. 525990 - Other Praha CZECH Financial Vehicles REPUBLIC 1498 5 ELQ INVESTORS, LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1499 6 CERBERUS BAVARIAN INVESTMENTS B.V. 525990 - Other Baarn NETHERLANDS Financial Vehicles 1500 6 GOLDMAN SACHS CREDIT PARTNERS (EUROPE) LTD 523999 - London UNITED Miscellaneous KINGDOM Financial Investment (OTHER) Activities 1501 6 GS EUROPEAN OPPORTUNITIES FUND B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1502 7 BLOSSOM HOLDING III BV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1503 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP (2009) LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1504 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1505 8 STICHTING ADMINISTRATIEKANTOOR TREOFAN 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 1506 7 MATTERHORN ACQUISITIONS LTD. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1507 7 PMF-2, LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1508 7 YELLOW ACQUISITIONS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1509 6 GS EUROPEAN OPPORTUNITIES FUND II GP LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1510 7 GS EUROPEAN OPPORTUNITIES FUND II L.P. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1511 8 GS EUROPEAN INVESTMENT GROUP II LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1512 8 KRETA ACQUISITIONS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1513 9 KRETA IMMOBILIEN GMBH 525990 - Other Hof GERMANY Financial Vehicles 1514 8 KYPRIS ACQUISITIONS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1515 9 KYPRIS IMMOBILIEN GMBH 525990 - Other Hof GERMANY Financial Vehicles 1516 8 POSEIDON ACQUISITIONS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1517 9 POSEIDON IMMOBILIEN GMBH 525990 - Other Hof GERMANY Financial Vehicles 1518 7 SANA ACQUISITIONS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1519 6 GS EUROPEAN OPPORTUNITIES FUND II L.P. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1520 6 GS UK FUNDING GPCO LIMITED 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1521 7 GS UK FUNDING LIMITED PARTNERSHIP 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1522 6 GS UK FUNDING LIMITED PARTNERSHIP 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1523 6 KILLINGHOLME POWER 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1524 6 MB ACQUISITIONS B.V. 525990 - Other Baarn NETHERLANDS Financial Vehicles 1525 7 MB CAPITAL GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 1526 6 MONT BLANC ACQUISITIONS LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1527 7 KILLINGHOLME POWER 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1528 6 NEG (TPL) LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1529 6 PMF-1, LTD 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1530 6 QMH LIMITED 525990 - Other Essex UNITED Financial Vehicles KINGDOM (OTHER) 1531 6 SCC SEQUOIA CREDIT CONSOLIDATION LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1532 7 CROMAN INVESTMENTS LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1533 7 RINANI INVESTMENTS LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1534 7 SCC ASSETS MANAGEMENT 525990 - Other Moscow RUSSIA Financial Vehicles
1407 3 J. ARON (CHINA) HOLDINGS L.L.C. UNITED STATES N/A N/A 1408 4 J. ARON (CHINA) COMMODITIES TRADING COMPANY LIMITED CHINA, PEOPLES 100 N/A REPUBLIC OF 1409 3 LS UNIT TRUST 2009-I IRELAND N/A N/A The direct holder is a Trustee. 1410 3 MEP GS INVESTOR (GP) LLC UNITED STATES N/A N/A 1411 4 MEP GS INVESTOR L.P. UNITED KINGDOM N/A N/A (OTHER) 1412 5 MERCHANT EQUITY PARTNERS, L.P. GUERNSEY N/A N/A 1413 3 MLQ, L.L.C. UNITED STATES N/A N/A 1414 4 CMLQ INVESTORS COMPANY CANADA 100 N/A 1415 4 ELQ HOLDINGS (DEL) LLC UNITED STATES N/A N/A 1416 4 MEP GS INVESTOR (CAYCO) LIMITED CAYMAN ISLANDS 100 N/A 1417 5 MEP GS INVESTOR L.P. UNITED KINGDOM N/A N/A (OTHER) 1418 4 MLQ INVESTORS, L.P. UNITED STATES N/A N/A 1419 5 AR HOLDINGS (DELAWARE) L.L.C. UNITED STATES N/A N/A 1420 6 AR HOLDINGS GK JAPAN N/A N/A 1421 7 GK GOLDMAN SACHS SSG I JAPAN N/A N/A 1422 7 GK KAGURAZAKA HOLDINGS JAPAN N/A N/A 1423 8 GK ARISUGAWA FINANCE JAPAN N/A N/A 1424 8 GK SAKURAZAKA CAPITAL JAPAN N/A N/A 1425 7 GK NISHI-AZABU SHINYO HOSHOU JAPAN N/A N/A 1426 6 GK YAMAMOTO KAIUN HOLDINGS JAPAN N/A N/A 1427 7 YAMAMOTO KAIUN CO., LTD. JAPAN 100 N/A 1428 6 GOLDMAN SACHS CREDIT PARTNERS (JAPAN), LTD. JAPAN 100 N/A 1429 5 DOTONBORI KAIHATSU CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1430 5 ENDEAVOR CAYMAN LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1431 5 FOREST GREEN LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1432 5 GK CRYSTAL INVESTMENT JAPAN N/A N/A 1433 5 GK KAGURAZAKA HOLDINGS JAPAN N/A N/A 1434 5 GK YAMAMOTO KAIUN HOLDINGS JAPAN N/A N/A 1435 5 GOLDMAN SACHS REALTY JAPAN LTD. JAPAN 100 N/A 1436 6 BLUE DAISY CO., LTD. JAPAN 100 N/A 1437 6 DANDELION INVESTMENTS CO., LTD. JAPAN 100 N/A 1438 6 GAC PERSONAL CO., LTD. JAPAN 100 N/A 1439 6 GK ARISUGAWA FINANCE JAPAN N/A N/A 1440 6 GK CRYSTAL INVESTMENT JAPAN N/A N/A 1441 6 JUPITER INVESTMENT CO., LTD. JAPAN N/A N/A 1442 6 REAL ESTATE CREATION FUND CO., LTD. JAPAN 100 N/A 1443 6 REC INVESTMENTS CO., LTD. JAPAN 100 N/A 1444 6 S.H. MINATO HOLDINGS JAPAN N/A N/A 1445 7 GREEN MOUNTAIN ONE CO., LTD JAPAN 100 N/A 1446 6 SH IZUMO HOLDINGS JAPAN N/A N/A 1447 7 GK IZUMO CAPITAL JAPAN N/A N/A 1448 6 SH MISHIMA HOLDINGS JAPAN N/A N/A 1449 7 GK MISHIMA CAPITAL JAPAN N/A N/A 1450 6 SH SHIROKAWA HOLDINGS JAPAN N/A N/A 1451 7 GK SHIROKAWA JAPAN N/A N/A 1452 6 SH TERAMACHI HOLDINGS JAPAN N/A N/A 1453 7 GK TERAMACHI CAPITAL JAPAN N/A N/A 1454 6 SH WHITE FLOWER JAPAN N/A N/A 1455 7 GK FRANGIPANI JAPAN N/A N/A 1456 6 WHITE OCEAN CO., LTD. JAPAN 100 N/A 1457 5 GS GFKL INVESTOR LLC UNITED STATES N/A N/A 1458 6 DOVULL SPV GMBH & CO. KG GERMANY N/A N/A 1459 5 GS PIA HOLDINGS GK JAPAN N/A N/A 1460 6 CRANE HOLDINGS LTD. JAPAN 100 N/A 1461 7 SG INVESTMENTS KK JAPAN 61 N/A 1462 6 GS RENEWABLE HOLDINGS GK JAPAN N/A N/A 1463 6 GS TK HOLDINGS I GK JAPAN N/A N/A 1464 7 EACCESS LTD. JAPAN 30 N/A 1465 6 GS TK HOLDINGS III GK JAPAN N/A N/A 1466 7 EACCESS LTD. JAPAN 30 N/A 1467 6 GS TK HOLDINGS V GK JAPAN N/A N/A 1468 7 EACCESS LTD. JAPAN 30 N/A 1469 5 Impact Holding Cayman Co., Ltd. CAYMAN ISLANDS 100 N/A 1470 5 K.K. MINATO SAIKEN KAISHU JAPAN 100 N/A 1471 5 KAIHIN CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1472 5 KEISEN KAIHATSU CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1473 5 KINMIRAI CAYMAN CO., LTD CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1474 5 KUROBE CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1475 5 LINDEN WOOD IIS LTD. CAYMAN ISLANDS 100 N/A 1476 6 CMA CO., LTD. JAPAN 100 N/A 1477 5 LINDEN WOOD, LTD. CAYMAN ISLANDS 100 N/A 1478 5 LUIGI CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1479 5 MUSASHI CAYMAN CO., LTD. CAYMAN ISLANDS 100 N/A 1480 5 PIA HOLDINGS CAYMAN CAYMAN ISLANDS 100 N/A 1481 6 GS PIA HOLDINGS GK JAPAN N/A N/A 1482 5 RUBY REALTY CAYMAN LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1483 5 SAYAMA CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1484 5 SHINING PARTNERS LTD. CAYMAN ISLANDS 100 N/A 1485 5 SHIOHAMA CAYMAN CO., LTD. CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1486 5 SOLAR WIND II LTD. CAYMAN ISLANDS 100 N/A 1487 5 SOLAR WIND LTD. JAPAN 100 N/A 1488 5 SOUTH WIND REALTY FINANCE (CAYMAN) COMPANY CAYMAN ISLANDS 100 N/A 1489 6 ISEZAKI KAIHATSU CO., LTD. JAPAN 100 N/A 1490 6 SPORTS SHINKO FINANCE CO., LTD. JAPAN 100 N/A 1491 5 UNIVERSAL REALTY CO., LTD. JAPAN 100 N/A 1492 4 MTGLQ INVESTORS, L.P. UNITED STATES N/A N/A 1493 5 CMLQ INVESTORS COMPANY CANADA 100 N/A 1494 5 DADELAND RETAIL LLC UNITED STATES N/A N/A 1495 5 ELQ INVESTORS IV LTD UNITED KINGDOM 100 N/A (OTHER) 1496 6 CDV-2, LTD. UNITED KINGDOM 100 N/A (OTHER) 1497 7 QAF ASSETS s.r.o. CZECH REPUBLIC N/A N/A 1498 5 ELQ INVESTORS, LTD UNITED KINGDOM 100 100 (OTHER) 1499 6 CERBERUS BAVARIAN INVESTMENTS B.V. NETHERLANDS 50 N/A 1500 6 GOLDMAN SACHS CREDIT PARTNERS (EUROPE) LTD UNITED KINGDOM 100 N/A (OTHER) 1501 6 GS EUROPEAN OPPORTUNITIES FUND B.V. NETHERLANDS 100 N/A 1502 7 BLOSSOM HOLDING III BV NETHERLANDS 100 N/A 1503 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP (2009) LTD UNITED KINGDOM 100 N/A (OTHER) 1504 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP B.V. NETHERLANDS 100 N/A 1505 8 STICHTING ADMINISTRATIEKANTOOR TREOFAN NETHERLANDS N/A N/A 1506 7 MATTERHORN ACQUISITIONS LTD. UNITED KINGDOM 100 N/A (OTHER) 1507 7 PMF-2, LTD UNITED KINGDOM 100 N/A (OTHER) 1508 7 YELLOW ACQUISITIONS LTD UNITED KINGDOM 100 N/A (OTHER) 1509 6 GS EUROPEAN OPPORTUNITIES FUND II GP LTD UNITED KINGDOM 100 N/A (OTHER) 1510 7 GS EUROPEAN OPPORTUNITIES FUND II L.P. UNITED KINGDOM N/A N/A (OTHER) 1511 8 GS EUROPEAN INVESTMENT GROUP II LTD UNITED KINGDOM 100 N/A (OTHER) 1512 8 KRETA ACQUISITIONS LTD UNITED KINGDOM 100 N/A (OTHER) 1513 9 KRETA IMMOBILIEN GMBH GERMANY 100 N/A 1514 8 KYPRIS ACQUISITIONS LTD UNITED KINGDOM 100 N/A (OTHER) 1515 9 KYPRIS IMMOBILIEN GMBH GERMANY 100 N/A 1516 8 POSEIDON ACQUISITIONS LTD UNITED KINGDOM 100 N/A (OTHER) 1517 9 POSEIDON IMMOBILIEN GMBH GERMANY 100 N/A 1518 7 SANA ACQUISITIONS LTD UNITED KINGDOM 100 N/A (OTHER) 1519 6 GS EUROPEAN OPPORTUNITIES FUND II L.P. UNITED KINGDOM N/A N/A (OTHER) 1520 6 GS UK FUNDING GPCO LIMITED UNITED KINGDOM 100 N/A (OTHER) 1521 7 GS UK FUNDING LIMITED PARTNERSHIP UNITED KINGDOM N/A N/A (OTHER) 1522 6 GS UK FUNDING LIMITED PARTNERSHIP UNITED KINGDOM N/A N/A (OTHER) 1523 6 KILLINGHOLME POWER UNITED KINGDOM 99 100 (OTHER) 1524 6 MB ACQUISITIONS B.V. NETHERLANDS 100 N/A 1525 7 MB CAPITAL GMBH GERMANY N/A N/A 1526 6 MONT BLANC ACQUISITIONS LTD UNITED KINGDOM 100 N/A (OTHER) 1527 7 KILLINGHOLME POWER UNITED KINGDOM 99 N/A (OTHER) 1528 6 NEG (TPL) LIMITED UNITED KINGDOM 100 N/A (OTHER) 1529 6 PMF-1, LTD UNITED KINGDOM 100 N/A (OTHER) 1530 6 QMH LIMITED UNITED KINGDOM 90 N/A (OTHER) 1531 6 SCC SEQUOIA CREDIT CONSOLIDATION LIMITED CYPRUS 45 N/A 1532 7 CROMAN INVESTMENTS LIMITED CYPRUS 100 N/A 1533 7 RINANI INVESTMENTS LIMITED CYPRUS 100 N/A 1534 7 SCC ASSETS MANAGEMENT RUSSIA 100 N/A
1535 7 SEQUOIA CREDIT CONSOLIDATION 525990 - Other Moscow RUSSIA Financial Vehicles 1536 6 SOUTH WALES TPL INVESTMENTS LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1537 6 STICHTING ADMINISTRATIEKANTOOR TREOFAN 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 1538 6 WESTERN POWER INVESTMENTS LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1539 6 YPSILON PORTFOLIO LTD 525990 - Other LONDON UNITED Financial Vehicles KINGDOM (OTHER) 1540 7 YPSILON PORTFOLIO BETEILIGUNGS GMBH 525990 - Other Hof GERMANY Financial Vehicles 1541 5 GS EUROPEAN OPPORTUNITIES FUND B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1542 5 GS EUROPEAN OPPORTUNITIES FUND GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1543 5 GS GUERNSEY INVESTMENTS LIMITED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 1544 5 GS MACRO INVESTMENTS LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1545 6 GS MACRO INVESTMENTS IV, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1546 6 GS MACRO INVESTMENTS V, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1547 5 GSEMI HOLDINGS CORPORATION 551112 - Offices of New York NY Delaware Other Holding Companies 1548 6 GS Euro Investments 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1549 6 GS Euro Management 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1550 5 HILTON GLOBAL HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1551 5 LIQUIDITY ASSETS LIMITED 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 1552 5 MLQ SGR HOLDCO III, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 1553 6 MLQ SGR HOLDCO II, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 1554 7 MLQ SGR HOLDCO I, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 1555 8 MLQ SGR REO, L.L.C. 531390 - Other Irving TX Delaware activities related to real estate 1556 5 POWER RECEIVABLE FINANCE, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1557 5 PRESIDIO, LLC 525990 - Other Woodbury NY Delaware Financial Vehicles 1558 5 SCLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 1559 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI S.P.A. 525990 - Other London ITALY Financial Vehicles (OTHER) 1560 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO CREDITI SRL 52399 - All Other Milan ITALY Financial Investment (OTHER) Activities 1561 5 SPARTA INSURANCE HOLDINGS, INC. 551112 - Offices of Hartford CT Delaware Other Holding Companies 1562 6 SPARTA INSURANCE COMPANY 524126 - Direct Hartford CT Connecticut Property and Casualty Insurance Carriers 1563 7 SPARTA AMERICAN INSURANCE COMPANY 524126 - Direct Hartford CT Connecticut Property and Casualty Insurance Carriers 1564 7 SPARTA SPECIALTY INSURANCE COMPANY 524126 - Direct Hartford CT Connecticut Property and Casualty Insurance Carriers 1565 5 SPECIAL SITUATIONS INVESTING GROUP II, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 1566 6 CDMC HOLDING COMPANY GEN-PAR, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1567 7 CDMC, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1568 8 DEMAC FINANCIAL SERVICES, s.r.o. 525990 - Other Praha CZECH Financial Vehicles REPUBLIC 1569 6 CDMC, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1570 6 CDV-1 HOLDING COMPANY GEN-PAR, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1571 7 CDV-1 HOLDING COMPANY, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1572 8 CDV-1, LTD. 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 1573 9 CRE-1 a.s. 525990 - Other Praha CZECH Financial Vehicles REPUBLIC 1574 6 CDV-1 HOLDING COMPANY, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1575 6 DBGS FRANKLIN HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1576 7 DBGS FRANKLIN LLC 525990 - Other New York NY Delaware Financial Vehicles 1577 6 ERGS HI NASHVILLE, L.L.C. 531390 - Other Irving TX Delaware activities related to real estate 1578 6 ERGS I, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 1579 6 ERGS II, L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1580 7 ERGS II REO OWNER, L.L.C. 531390 - Other NEW YORK NY Delaware activities related to real estate 1581 7 ERGS REO OWNER, L.L.C. 531390 - Other NEW YORK NY Delaware activities related to real estate 1582 6 ERGS WI ORLANDO, L.L.C. 531390 - Other NEW YORK NY Delaware activities related to real estate 1583 6 ETI HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 1584 6 GCN HOLDING LLC 525990 - Other New York NY Delaware Financial Vehicles 1585 6 MLQ HOLDCO, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 1586 7 MLQ BK REO, L.L.C. 531390 - Other Wilmington DE Delaware activities related to real estate 1587 6 MLQ-MLL, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1588 6 MTGRP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1589 7 NZ PROPERTY FINANCE PARTNERS 525990 - Other Singapore SINGAPORE Financial Vehicles 1590 6 NCS I LLC 525990 - Other Dallas TX Delaware Financial Vehicles 1591 7 NCS Holding Company, Inc. 525990 - Other Dallas TX Delaware Financial Vehicles 1592 8 ACFI Funding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1593 8 ACLC Funding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1594 8 Amresco Commercial Finance, LLC 525990 - Other Dallas TX Delaware Financial Vehicles 1595 8 Amresco SBA Holdings, Inc. 525990 - Other Dallas TX Delaware Financial Vehicles 1596 9 40 Maplecrest Road, LLC 525990 - Other Dallas TX Delaware Financial Vehicles 1597 9 Independence Funding Holding Company, LLC 525990 - Other Dallas TX Delaware Financial Vehicles 1598 8 CLC Funding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1599 8 NCS Securities Holding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1600 9 ACFI Funding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1601 9 ACLC Funding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1602 9 Amresco SBA Holdings, Inc. 525990 - Other Dallas TX Delaware Financial Vehicles 1603 9 CLC Funding Corp. 525990 - Other Dallas TX Delaware Financial Vehicles 1604 6 REMARK FUNDING CO., LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1605 6 REP PEB REALTY, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1606 6 SCGS, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 1607 3 MLQ2 (DELAWARE) LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1608 3 NATURAL RESOURCES INVESTMENTS S.L. 551112 - Offices of Madrid SPAIN Other Holding Companies 1609 3 NRI CAYMAN LTD. 551112 - Offices of Grand Cayman Other Holding Companies 1610 3 PT GOLDMAN SACHS INDONESIA 551114 - Corporate, Jakarta INDIA Subsidiary, and (OTHER) Regional Managing Offices 1611 3 ROTHESAY LIFE, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 1612 4 ROTHESAY LIFE (CAYMAN) LIMITED 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1613 5 Paternoster Limited 524113 - Direct Life London ISLE OF MAN Insurance Carriers 1614 6 Paternoster Financial Services Limited 524113 - Direct Life London UNITED Insurance Carriers KINGDOM (OTHER) 1615 6 Paternoster Holdings Limited 551112 - Offices of London ISLE OF MAN Other Holding Companies 1616 7 Paternoster UK Limited 524113 - Direct Life London UNITED Insurance Carriers KINGDOM (OTHER) 1617 6 Paternoster Services Limited 524113 - Direct Life London UNITED Insurance Carriers KINGDOM (OTHER) 1618 5 ROTHESAY LIFE LIMITED 524210 - Insurance London UNITED Agencies and KINGDOM Brokerages (OTHER) 1619 3 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1620 3 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 1621 2 GOLDMAN SACHS GLOBAL SERVICES I LIMITED 541990 - All Other George Town CAYMAN Professional, ISLANDS Scientific, and Technical Services 1622 2 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 1623 2 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. 551114 - Corporate, Col Lomas de Chapultepe MEXICO Subsidiary, and Regional Managing Offices 1624 2 GOLDMAN SACHS HEADQUARTERS LLC 531390 - Other New York NY Delaware activities related to real estate 1625 2 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 523930 - Investment New York NY Delaware Advice 1626 2 GOLDMAN SACHS HOLDINGS ANZ PTY LIMITED 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1627 3 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1628 4 AXM Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1629 4 CATUMNAL NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1630 4 COLLINS STREET ENTERPRISES PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1631 5 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 551114 - Corporate, Melbourne AUSTRALIA Subsidiary, and Regional Managing Offices 1632 6 GOLDMAN SACHS AUSTRALIA (UK) LIMITED 523930 - Investment London UNITED Advice KINGDOM (OTHER) 1633 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA Investment Funds 1634 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 - ACCESS 525910 - Open-End Sydney AUSTRALIA FUND Investment Funds 1635 5 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA Investment Funds 1636 4 GOLDMAN SACHS AUSTRALIA FINANCIAL SERVICES PTY LTD 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1637 4 GOLDMAN SACHS AUSTRALIA HOLDINGS PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1638 5 GOLDMAN SACHS AUSTRALIA EQUITY PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1639 4 GOLDMAN SACHS AUSTRALIA INC. 523120 - Securities New York NY New York Brokerage 1640 4 GOLDMAN SACHS AUSTRALIA INTERNATIONAL PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1641 5 GOLDMAN SACHS NEW ZEALAND HOLDINGS LIMITED 551112 - Offices of Auckland NEW ZEALAND Other Holding (OTHER) Companies 1642 6 GOLDMAN SACHS NEW ZEALAND MANAGEMENT LIMITED 551112 - Offices of Auckland NEW ZEALAND Other Holding (OTHER) Companies 1643 7 DEVELOPMENT SECURITIES LIMITED 523110 - Investment Auckland NEW ZEALAND Banking and (OTHER) Securities Dealing 1644 7 GOLDMAN SACHS NEW ZEALAND LIMITED 523120 - Securities Auckland NEW ZEALAND Brokerage (OTHER) 1645 8 EQUITY NOMINEES LIMITED 523991 - Trust, Auckland NEW ZEALAND Fiduciary, and (OTHER) Custody Activities 1646 7 GOLDMAN SACHS NEW ZEALAND MEZZANINE LIMITED 523920 - Portfolio Auckland NEW ZEALAND Management (OTHER) 1647 8 GOLDMAN SACHS COLLATERAL MEZZANINE (NZ) FUND 05 525990 - Other Auckland NEW ZEALAND Financial Vehicles (OTHER) 1648 7 GOLDMAN SACHS NEW ZEALAND PRIVATE EQUITY LIMITED 523920 - Portfolio Auckland NEW ZEALAND Management (OTHER) 1649 8 GOLDMAN SACHS NEW ZEALAND TRANS-TASMAN PRIVATE 525990 - Other Auckland NEW ZEALAND EQUITY FUND 07 LIMITED Financial Vehicles (OTHER) 1650 8 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 525990 - Other Auckland NEW ZEALAND 07 NEW ZEALAND EMPLOYEE TRUST Financial Vehicles (OTHER) 1651 7 GOLDMAN SACHS NEW ZEALAND SECURITIES LIMITED 523120 - Securities Auckland NEW ZEALAND Brokerage (OTHER) 1652 7 PORTFOLIO CUSTODIAN LIMITED 523991 - Trust, Auckland NEW ZEALAND Fiduciary, and (OTHER) Custody Activities 1653 5 Rothmill Investment Company Limited 523999 - George Town CAYMAN Miscellaneous ISLANDS Financial Investment Activities 1654 4 GOLDMAN SACHS AUSTRALIA PIA (MANAGEMENT) PTY LTD 523920 - Portfolio Melbourne AUSTRALIA Management 1655 4 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (CARRIED 523991 - Trust, Melbourne AUSTRALIA INTEREST) PTY LTD Fiduciary, and Custody Activities 1656 4 GOLDMAN SACHS AUSTRALIA PTY LTD 523120 - Securities Melbourne AUSTRALIA Brokerage 1657 5 AMBYNE NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1658 5 Darling Nominees Pty Ltd 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 1659 5 FREMANTLE NOMINEES PTY LTD 523991 - Trust, Perth AUSTRALIA Fiduciary, and Custody Activities 1660 5 GOLDMAN SACHS AUSTRALIA FUTURES PTY LTD 523210 - Securities Melbourne AUSTRALIA and Commodity Exchanges 1661 5 GOLDMAN SACHS AUSTRALIA NOMINEE HOLDINGS PTY LTD 523999 - Melbourne AUSTRALIA Miscellaneous Financial Investment Activities 1662 5 Harbour Nominees Pty Ltd 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities
1535 7 SEQUOIA CREDIT CONSOLIDATION RUSSIA 100 N/A 1536 6 SOUTH WALES TPL INVESTMENTS LIMITED UNITED KINGDOM 100 N/A (OTHER) 1537 6 STICHTING ADMINISTRATIEKANTOOR TREOFAN NETHERLANDS N/A N/A 1538 6 WESTERN POWER INVESTMENTS LIMITED UNITED KINGDOM 100 N/A (OTHER) 1539 6 YPSILON PORTFOLIO LTD UNITED KINGDOM 100 100 (OTHER) 1540 7 YPSILON PORTFOLIO BETEILIGUNGS GMBH GERMANY N/A N/A 1541 5 GS EUROPEAN OPPORTUNITIES FUND B.V. NETHERLANDS 100 N/A 1542 5 GS EUROPEAN OPPORTUNITIES FUND GP, LLC UNITED STATES N/A N/A 1543 5 GS GUERNSEY INVESTMENTS LIMITED GUERNSEY 99 N/A 1544 5 GS MACRO INVESTMENTS LLC UNITED STATES N/A N/A 1545 6 GS MACRO INVESTMENTS IV, LLC UNITED STATES N/A N/A 1546 6 GS MACRO INVESTMENTS V, LLC UNITED STATES N/A N/A 1547 5 GSEMI HOLDINGS CORPORATION UNITED STATES 100 N/A 1548 6 GS Euro Investments CAYMAN ISLANDS 100 N/A 1549 6 GS Euro Management CAYMAN ISLANDS 100 N/A 1550 5 HILTON GLOBAL HOLDINGS LLC UNITED STATES 26 N/A 1551 5 LIQUIDITY ASSETS LIMITED UNITED STATES 100 N/A 1552 5 MLQ SGR HOLDCO III, L.L.C. UNITED STATES N/A N/A 1553 6 MLQ SGR HOLDCO II, L.L.C. UNITED STATES N/A N/A 1554 7 MLQ SGR HOLDCO I, L.L.C. UNITED STATES N/A N/A 1555 8 MLQ SGR REO, L.L.C. UNITED STATES N/A N/A 1556 5 POWER RECEIVABLE FINANCE, LLC UNITED STATES N/A N/A 1557 5 PRESIDIO, LLC UNITED STATES N/A N/A 1558 5 SCLQ, S. DE R.L. DE C.V. MEXICO 100 N/A 1559 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI S.P.A. UNITED KINGDOM 100 N/A (OTHER) 1560 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO CREDITI SRL ITALY (OTHER) 100 N/A 1561 5 SPARTA INSURANCE HOLDINGS, INC. UNITED STATES 25 N/A 1562 6 SPARTA INSURANCE COMPANY UNITED STATES 100 N/A 1563 7 SPARTA AMERICAN INSURANCE COMPANY UNITED STATES 100 N/A 1564 7 SPARTA SPECIALTY INSURANCE COMPANY UNITED STATES 100 N/A 1565 5 SPECIAL SITUATIONS INVESTING GROUP II, LLC UNITED STATES N/A N/A 1566 6 CDMC HOLDING COMPANY GEN-PAR, L.L.C. UNITED STATES N/A N/A 1567 7 CDMC, L.P. UNITED STATES N/A N/A 1568 8 DEMAC FINANCIAL SERVICES, s.r.o. CZECH REPUBLIC N/A N/A 1569 6 CDMC, L.P. UNITED STATES N/A N/A 1570 6 CDV-1 HOLDING COMPANY GEN-PAR, L.L.C. UNITED STATES N/A N/A 1571 7 CDV-1 HOLDING COMPANY, L.P. UNITED STATES N/A N/A 1572 8 CDV-1, LTD. UNITED KINGDOM 100 100 (OTHER) 1573 9 CRE-1 a.s. CZECH REPUBLIC 100 N/A 1574 6 CDV-1 HOLDING COMPANY, L.P. UNITED STATES N/A N/A 1575 6 DBGS FRANKLIN HOLDINGS LLC UNITED STATES N/A N/A 1576 7 DBGS FRANKLIN LLC UNITED STATES N/A N/A 1577 6 ERGS HI NASHVILLE, L.L.C. UNITED STATES N/A N/A 1578 6 ERGS I, L.L.C. UNITED STATES N/A N/A 1579 6 ERGS II, L.L.C. UNITED STATES N/A N/A 1580 7 ERGS II REO OWNER, L.L.C. UNITED STATES N/A N/A 1581 7 ERGS REO OWNER, L.L.C. UNITED STATES N/A N/A 1582 6 ERGS WI ORLANDO, L.L.C. UNITED STATES N/A N/A 1583 6 ETI HOLDINGS LLC UNITED STATES N/A N/A 1584 6 GCN HOLDING LLC UNITED STATES N/A N/A 1585 6 MLQ HOLDCO, L.L.C. UNITED STATES N/A N/A 1586 7 MLQ BK REO, L.L.C. UNITED STATES N/A N/A 1587 6 MLQ-MLL, LLC UNITED STATES N/A N/A 1588 6 MTGRP, L.L.C. UNITED STATES N/A N/A 1589 7 NZ PROPERTY FINANCE PARTNERS SINGAPORE N/A N/A 1590 6 NCS I LLC UNITED STATES N/A N/A 1591 7 NCS Holding Company, Inc. UNITED STATES 100 N/A 1592 8 ACFI Funding Corp. UNITED STATES 100 N/A 1593 8 ACLC Funding Corp. UNITED STATES 100 N/A 1594 8 Amresco Commercial Finance, LLC UNITED STATES N/A N/A 1595 8 Amresco SBA Holdings, Inc. UNITED STATES 100 N/A 1596 9 40 Maplecrest Road, LLC UNITED STATES N/A N/A 1597 9 Independence Funding Holding Company, LLC UNITED STATES N/A N/A 1598 8 CLC Funding Corp. UNITED STATES 100 N/A 1599 8 NCS Securities Holding Corp. UNITED STATES 100 N/A 1600 9 ACFI Funding Corp. UNITED STATES 100 N/A 1601 9 ACLC Funding Corp. UNITED STATES 100 N/A 1602 9 Amresco SBA Holdings, Inc. UNITED STATES 100 N/A 1603 9 CLC Funding Corp. UNITED STATES 100 N/A 1604 6 REMARK FUNDING CO., LLC UNITED STATES N/A N/A 1605 6 REP PEB REALTY, L.L.C. UNITED STATES N/A N/A 1606 6 SCGS, L.L.C. UNITED STATES N/A N/A 1607 3 MLQ2 (DELAWARE) LLC UNITED STATES N/A N/A 1608 3 NATURAL RESOURCES INVESTMENTS S.L. SPAIN 100 N/A 1609 3 NRI CAYMAN LTD. CAYMAN ISLANDS 99 N/A 1610 3 PT GOLDMAN SACHS INDONESIA INDIA (OTHER) 100 N/A 1611 3 ROTHESAY LIFE, L.L.C. UNITED STATES 100 N/A 1612 4 ROTHESAY LIFE (CAYMAN) LIMITED CAYMAN ISLANDS 100 N/A 1613 5 Paternoster Limited UNITED KINGDOM 100 N/A (OTHER) 1614 6 Paternoster Financial Services Limited UNITED KINGDOM 100 N/A (OTHER) 1615 6 Paternoster Holdings Limited UNITED KINGDOM 100 N/A (OTHER) 1616 7 Paternoster UK Limited UNITED KINGDOM 100 N/A (OTHER) 1617 6 Paternoster Services Limited UNITED KINGDOM 100 N/A (OTHER) 1618 5 ROTHESAY LIFE LIMITED UNITED KINGDOM 100 N/A (OTHER) 1619 3 SPA UNIT TRUST 2009-I IRELAND N/A N/A The direct holder is a Trustee. 1620 3 SPA UNIT TRUST 2009-II IRELAND N/A N/A The direct holder is a Trustee. 1621 2 GOLDMAN SACHS GLOBAL SERVICES I LIMITED CAYMAN ISLANDS 100 N/A 1622 2 GOLDMAN SACHS GROUP HOLDINGS (U.K.) UNITED KINGDOM 100 N/A This holding (OTHER) represents ownership in Ordinary shares. 1623 2 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. MEXICO N/A N/A 1624 2 GOLDMAN SACHS HEADQUARTERS LLC UNITED STATES N/A N/A 1625 2 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC UNITED STATES N/A N/A 1626 2 GOLDMAN SACHS HOLDINGS ANZ PTY LIMITED AUSTRALIA 100 N/A 1627 3 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD AUSTRALIA 100 N/A This holding represents ownership in Ordinary shares. 1628 4 AXM Pty Ltd AUSTRALIA 100 N/A 1629 4 CATUMNAL NOMINEES PTY LTD AUSTRALIA 100 N/A 1630 4 COLLINS STREET ENTERPRISES PTY LTD AUSTRALIA 100 N/A 1631 5 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD AUSTRALIA 100 N/A This holding represents ownership in Class B shares. 1632 6 GOLDMAN SACHS AUSTRALIA (UK) LIMITED UNITED KINGDOM 100 N/A (OTHER) 1633 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 AUSTRALIA 67 N/A 1634 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 - ACCESS FUND AUSTRALIA 3 N/A 1635 5 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 AUSTRALIA 67 N/A 1636 4 GOLDMAN SACHS AUSTRALIA FINANCIAL SERVICES PTY LTD AUSTRALIA 100 N/A 1637 4 GOLDMAN SACHS AUSTRALIA HOLDINGS PTY LTD AUSTRALIA 100 N/A 1638 5 GOLDMAN SACHS AUSTRALIA EQUITY PTY LTD AUSTRALIA 100 N/A 1639 4 GOLDMAN SACHS AUSTRALIA INC. UNITED STATES 100 N/A 1640 4 GOLDMAN SACHS AUSTRALIA INTERNATIONAL PTY LTD AUSTRALIA 100 N/A 1641 5 GOLDMAN SACHS NEW ZEALAND HOLDINGS LIMITED NEW ZEALAND 100 N/A (OTHER) 1642 6 GOLDMAN SACHS NEW ZEALAND MANAGEMENT LIMITED NEW ZEALAND 100 N/A This holding (OTHER) represents ownership in Class A shares. 1643 7 DEVELOPMENT SECURITIES LIMITED NEW ZEALAND 100 N/A (OTHER) 1644 7 GOLDMAN SACHS NEW ZEALAND LIMITED NEW ZEALAND 100 N/A (OTHER) 1645 8 EQUITY NOMINEES LIMITED NEW ZEALAND 100 N/A (OTHER) 1646 7 GOLDMAN SACHS NEW ZEALAND MEZZANINE LIMITED NEW ZEALAND 100 N/A (OTHER) 1647 8 GOLDMAN SACHS COLLATERAL MEZZANINE (NZ) FUND 05 NEW ZEALAND N/A N/A The direct holder (OTHER) has Control through a Management Agreement or other arrangements. 1648 7 GOLDMAN SACHS NEW ZEALAND PRIVATE EQUITY LIMITED NEW ZEALAND 100 N/A (OTHER) 1649 8 GOLDMAN SACHS NEW ZEALAND TRANS-TASMAN PRIVATE NEW ZEALAND 100 N/A EQUITY FUND 07 LIMITED (OTHER) 1650 8 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 NEW ZEALAND N/A N/A The direct holder NEW ZEALAND EMPLOYEE TRUST (OTHER) is a Trustee. 1651 7 GOLDMAN SACHS NEW ZEALAND SECURITIES LIMITED NEW ZEALAND 100 N/A (OTHER) 1652 7 PORTFOLIO CUSTODIAN LIMITED NEW ZEALAND 100 N/A (OTHER) 1653 5 Rothmill Investment Company Limited CAYMAN ISLANDS 100 N/A 1654 4 GOLDMAN SACHS AUSTRALIA PIA (MANAGEMENT) PTY LTD AUSTRALIA 100 N/A 1655 4 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (CARRIED INTEREST) AUSTRALIA 100 N/A PTY LTD 1656 4 GOLDMAN SACHS AUSTRALIA PTY LTD AUSTRALIA 100 N/A 1657 5 AMBYNE NOMINEES PTY LTD AUSTRALIA 100 N/A 1658 5 Darling Nominees Pty Ltd AUSTRALIA 100 N/A 1659 5 FREMANTLE NOMINEES PTY LTD AUSTRALIA 100 N/A 1660 5 GOLDMAN SACHS AUSTRALIA FUTURES PTY LTD AUSTRALIA 100 N/A 1661 5 GOLDMAN SACHS AUSTRALIA NOMINEE HOLDINGS PTY LTD AUSTRALIA 100 N/A 1662 5 Harbour Nominees Pty Ltd AUSTRALIA 100 N/A
1663 5 Hedonwick Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1664 5 Medonola Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1665 5 Melton Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1666 5 Moreton Nominees Pty Ltd 523991 - Trust, Brisbane AUSTRALIA Fiduciary, and Custody Activities 1667 5 PERRODON NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1668 5 TORRENS NOMINEES PTY LTD 523991 - Trust, Adelaide AUSTRALIA Fiduciary, and Custody Activities 1669 5 WEREFUND PROPRIETARY LIMITED 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1670 6 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 551114 - Corporate, Melbourne AUSTRALIA Subsidiary, and Regional Managing Offices 1671 5 WERESYD PTY LTD 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 1672 4 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 551114 - Corporate, Melbourne AUSTRALIA Subsidiary, and Regional Managing Offices 1673 4 Grancill Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1674 4 IRREWARRA INVESTMENTS PTY LTD 523110 - Investment Melbourne AUSTRALIA Banking and Securities Dealing 1675 4 TAROMO PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1676 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (A UNITS) PTY 523991 - Trust, Melbourne AUSTRALIA LTD Fiduciary, and Custody Activities 1677 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 525990 - Other Sydney AUSTRALIA TRUST A Financial Vehicles 1678 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (B UNITS) PTY 523991 - Trust, Melbourne AUSTRALIA LTD Fiduciary, and Custody Activities 1679 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 525990 - Other Sydney AUSTRALIA TRUST B Financial Vehicles 1680 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 525990 - Other Sydney AUSTRALIA TRUST C Financial Vehicles 1681 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (GENERAL 523991 - Trust, Melbourne AUSTRALIA PARTNER) PTY LTD Fiduciary, and Custody Activities 1682 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY MANAGEMENT 525990 - Other Sydney AUSTRALIA PARTNERSHIP, LP Financial Vehicles 1683 7 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07, 525990 - Other Sydney AUSTRALIA LP Financial Vehicles 1684 4 WERENOM PROPRIETARY LIMITED 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1685 5 GOLDMAN SACHS AUSTRALIA CAPITAL MARKETS LIMITED 523110 - Investment Melbourne AUSTRALIA Banking and Securities Dealing 1686 6 COLLINS STREET FINANCIAL SERVICES PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 1687 6 GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTD 523920 - Portfolio Melbourne AUSTRALIA Management 1688 7 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II 525910 - Open-End Dublin IRELAND Investment Funds 1689 6 GOLDMAN SACHS AUSTRALIA MANAGED FUNDS LIMITED 523920 - Portfolio Melbourne AUSTRALIA Management 1690 7 ASIAN EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1691 7 BRIC EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1692 7 BRIC II KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1693 7 COMMODITY HINDSIGHT KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1694 7 EUROPEAN EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1695 7 FOOD, FEED, FUEL II KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1696 7 FOOD, FEED, FUEL KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1697 7 GLOBAL ALPHA FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1698 7 GLOBAL ALPHA FUND IDPS 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1699 7 GLOBAL EQUITY HINDSIGHT KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1700 7 GOLDMAN SACHS A$ CASH RESERVES FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1701 7 GOLDMAN SACHS AUSTRALIA QUANTITATIVE EQUITY FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1702 7 GOLDMAN SACHS AUSTRALIAN EQUITIES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1703 7 GOLDMAN SACHS AUSTRALIAN EQUITIES POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1704 7 GOLDMAN SACHS AUSTRALIAN EQUITIES WHOLESALE FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1705 7 GOLDMAN SACHS AUSTRALIAN INFRASTRUCTURE WHOLESALE 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1706 7 GOLDMAN SACHS CASH TRUST 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1707 7 GOLDMAN SACHS COLLATERAL MEZZANINE FUND 05 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1708 7 GOLDMAN SACHS CORE PLUS AUSTRALIAN FIXED INCOME 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1709 7 GOLDMAN SACHS DIVERSIFIED GROWTH FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1710 7 GOLDMAN SACHS DIVERSIFIED GROWTH POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1711 7 GOLDMAN SACHS DIVERSIFIED GROWTH WHOLESALE FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1712 7 GOLDMAN SACHS EMERGING LEADERS FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1713 7 GOLDMAN SACHS EMERGING LEADERS POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1714 7 GOLDMAN SACHS EMERGING LEADERS WHOLESALE FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1715 7 GOLDMAN SACHS ENHANCED INCOME FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1716 7 GOLDMAN SACHS ENHANCED INCOME POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1717 7 GOLDMAN SACHS ENHANCED INCOME WHOLESALE FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1718 7 GOLDMAN SACHS GLOBAL FLEX FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1719 7 GOLDMAN SACHS GLOBAL FLEX POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1720 7 GOLDMAN SACHS GLOBAL HIGH YIELD POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1721 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1722 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1723 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES WHOLESALE 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1724 7 GOLDMAN SACHS HEDGED GLOBAL FLEX FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1725 7 GOLDMAN SACHS INCOME PLUS POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1726 7 GOLDMAN SACHS INCOME PLUS WHOLESALE FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1727 7 GOLDMAN SACHS INTERNATIONAL FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1728 7 GOLDMAN SACHS INTERNATIONAL POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1729 7 GOLDMAN SACHS INTERNATIONAL WHOLESALE FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1730 7 GOLDMAN SACHS INVESTMENT FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1731 7 GOLDMAN SACHS LEADERS FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1732 7 GOLDMAN SACHS PREMIER AUSTRALIAN EQUITIES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1733 7 GOLDMAN SACHS PREMIER AUSTRALIAN EQUITIES POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1734 7 GOLDMAN SACHS RESOURCES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1735 7 GOLDMAN SACHS RESOURCES POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1736 7 MULTI-STRATEGY FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1737 7 PORTFOLIO ADVANTAGE 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1738 7 PRIVATE EQUITY FUND 2000 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1739 7 SUSTAINABILITY KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1740 3 GOLDMAN SACHS FINANCIAL MARKETS PTY LTD 523130 - Commodity Sydney AUSTRALIA Contracts Dealing 1741 3 GS HLDGS ANZ II PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1742 4 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 1743 3 GS KILLINGHOLME CAYMAN INVESTMENTS II LTD 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1744 3 GS KILLINGHOLME CAYMAN INVESTMENTS III 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1745 2 GOLDMAN SACHS HOUSING AND HEALTH CARE CAPITAL CORPORATION 551112 - Offices of New York NY New York Other Holding Companies 1746 3 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY 525990 - Other Irving TX New York Financial Vehicles 1747 2 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY 525990 - Other Irving TX New York Financial Vehicles 1748 2 GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 1749 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other New York NY Delaware ADVISORS, L.L.C. Financial Vehicles 1750 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 1751 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525910 - Open-End George Town CAYMAN HOLDINGS, L.P. Investment Funds ISLANDS 1752 5 PRIVATE OPPORTUNITIES (MAURITIUS) I LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1753 5 PRIVATE OPPORTUNITIES (MAURITIUS) II LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1754 5 SANDS (CAYMAN) LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1755 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 1756 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525910 - Open-End George Town CAYMAN HOLDINGS, L.P. Investment Funds ISLANDS 1757 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN OFFSHORE ADVISORS, INC. Financial Vehicles ISLANDS 1758 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 1759 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other Wilmington DE Delaware HOLDINGS I CORP. Financial Vehicles 1760 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 551112 - Offices of NEW YORK NY Delaware HOLDINGS II CORP. Other Holding Companies 1761 5 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 551112 - Offices of NEW YORK NY Delaware OPPORTUNITIES HOLDINGS (DEL.) II, LLC Other Holding Companies 1762 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525910 - Open-End George Town CAYMAN HOLDINGS, L.P. Investment Funds ISLANDS 1763 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN FUND OFFSHORE, L.P. Financial Vehicles ISLANDS 1764 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 1765 2 GOLDMAN SACHS INVESTMENTS LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 1766 2 GOLDMAN SACHS IRELAND GROUP HOLDINGS LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1767 3 GOLDMAN SACHS IRELAND LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1768 2 GOLDMAN SACHS ISRAEL LLC 523110 - Investment New York NY Delaware Banking and Securities Dealing 1769 2 GOLDMAN SACHS IUT MANAGEMENT LIMITED 523920 - Portfolio Dublin IRELAND Management 1770 3 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1771 3 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1772 3 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 1773 2 GOLDMAN SACHS KMI INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1774 2 GOLDMAN SACHS KOREA EQUITY FEEDER INVESTMENT TRUST NO.1 525910 - Open-End Chong Ro-Gu KOREA, SOUTH Investment Funds 1775 2 GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 1776 2 GOLDMAN SACHS LONDON PROPERTY LIMITED 531120 - Lessors of London UNITED nonresidential KINGDOM buildings (except (OTHER) mini warehouses) 1777 2 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1778 2 GOLDMAN SACHS MANAGEMENT, INC. 525990 - Other New York NY Delaware Financial Vehicles 1779 3 COF SPV 11/11, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1780 3 COIF SPV 3/11, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1781 3 GOLDMAN SACHS 2006 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1782 4 GOLDMAN SACHS 2006 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1783 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 1784 5 GSEP 2006 REALTY CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 1785 3 GOLDMAN SACHS ABSOLUTE RETURN FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1786 3 GOLDMAN SACHS ALPHA LIMITED PARTNERS STRATEGIES, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1787 3 GOLDMAN SACHS ALPHA-BETA CONTINUUM FUND SPV, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1788 3 GOLDMAN SACHS BH FUND OFFSHORE, SPC 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1789 3 GOLDMAN SACHS COMMODITIES FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1790 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN INSTITUTIONAL, LTD. Investment Funds ISLANDS
1663 5 Hedonwick Nominees Pty Ltd AUSTRALIA 100 N/A 1664 5 Medonola Nominees Pty Ltd AUSTRALIA 100 N/A 1665 5 Melton Nominees Pty Ltd AUSTRALIA 100 N/A 1666 5 Moreton Nominees Pty Ltd AUSTRALIA 100 N/A 1667 5 PERRODON NOMINEES PTY LTD AUSTRALIA 100 N/A 1668 5 TORRENS NOMINEES PTY LTD AUSTRALIA 100 N/A 1669 5 WEREFUND PROPRIETARY LIMITED AUSTRALIA 100 N/A 1670 6 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD AUSTRALIA 100 N/A This holding represents ownership in Class C shares. 1671 5 WERESYD PTY LTD AUSTRALIA 100 N/A 1672 4 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD AUSTRALIA 100 N/A This holding represents ownership in Ordinary shares. 1673 4 Grancill Pty Ltd AUSTRALIA 100 N/A 1674 4 IRREWARRA INVESTMENTS PTY LTD AUSTRALIA 50 N/A 1675 4 TAROMO PTY LTD AUSTRALIA 100 N/A 1676 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (A UNITS) PTY LTD AUSTRALIA 100 N/A 1677 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 TRUST AUSTRALIA N/A N/A The direct holder A is a Trustee. 1678 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (B UNITS) PTY LTD AUSTRALIA 100 N/A 1679 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 TRUST AUSTRALIA N/A N/A The direct holder B is a Trustee. 1680 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07 TRUST AUSTRALIA N/A N/A The direct holder C is a Trustee. 1681 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (GENERAL PARTNER) AUSTRALIA 100 N/A PTY LTD 1682 6 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY MANAGEMENT AUSTRALIA N/A N/A PARTNERSHIP, LP 1683 7 GOLDMAN SACHS TRANS-TASMAN PRIVATE EQUITY FUND 07, LP AUSTRALIA N/A N/A 1684 4 WERENOM PROPRIETARY LIMITED AUSTRALIA 100 N/A 1685 5 GOLDMAN SACHS AUSTRALIA CAPITAL MARKETS LIMITED AUSTRALIA 100 N/A 1686 6 COLLINS STREET FINANCIAL SERVICES PTY LTD AUSTRALIA 100 N/A 1687 6 GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTD AUSTRALIA 100 N/A 1688 7 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1689 6 GOLDMAN SACHS AUSTRALIA MANAGED FUNDS LIMITED AUSTRALIA 100 N/A 1690 7 ASIAN EQUITIES KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1691 7 BRIC EQUITIES KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1692 7 BRIC II KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1693 7 COMMODITY HINDSIGHT KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1694 7 EUROPEAN EQUITIES KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1695 7 FOOD, FEED, FUEL II KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1696 7 FOOD, FEED, FUEL KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1697 7 GLOBAL ALPHA FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1698 7 GLOBAL ALPHA FUND IDPS AUSTRALIA N/A N/A The direct holder is a Trustee. 1699 7 GLOBAL EQUITY HINDSIGHT KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1700 7 GOLDMAN SACHS A$ CASH RESERVES FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1701 7 GOLDMAN SACHS AUSTRALIA QUANTITATIVE EQUITY FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1702 7 GOLDMAN SACHS AUSTRALIAN EQUITIES FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1703 7 GOLDMAN SACHS AUSTRALIAN EQUITIES POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1704 7 GOLDMAN SACHS AUSTRALIAN EQUITIES WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1705 7 GOLDMAN SACHS AUSTRALIAN INFRASTRUCTURE WHOLESALE AUSTRALIA N/A N/A The direct holder FUND is a Trustee. 1706 7 GOLDMAN SACHS CASH TRUST AUSTRALIA N/A N/A The direct holder is a Trustee. 1707 7 GOLDMAN SACHS COLLATERAL MEZZANINE FUND 05 AUSTRALIA N/A N/A The direct holder is a Trustee. 1708 7 GOLDMAN SACHS CORE PLUS AUSTRALIAN FIXED INCOME FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1709 7 GOLDMAN SACHS DIVERSIFIED GROWTH FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1710 7 GOLDMAN SACHS DIVERSIFIED GROWTH POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1711 7 GOLDMAN SACHS DIVERSIFIED GROWTH WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1712 7 GOLDMAN SACHS EMERGING LEADERS FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1713 7 GOLDMAN SACHS EMERGING LEADERS POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1714 7 GOLDMAN SACHS EMERGING LEADERS WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1715 7 GOLDMAN SACHS ENHANCED INCOME FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1716 7 GOLDMAN SACHS ENHANCED INCOME POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1717 7 GOLDMAN SACHS ENHANCED INCOME WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1718 7 GOLDMAN SACHS GLOBAL FLEX FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1719 7 GOLDMAN SACHS GLOBAL FLEX POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1720 7 GOLDMAN SACHS GLOBAL HIGH YIELD POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1721 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1722 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1723 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1724 7 GOLDMAN SACHS HEDGED GLOBAL FLEX FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1725 7 GOLDMAN SACHS INCOME PLUS POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1726 7 GOLDMAN SACHS INCOME PLUS WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1727 7 GOLDMAN SACHS INTERNATIONAL FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1728 7 GOLDMAN SACHS INTERNATIONAL POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1729 7 GOLDMAN SACHS INTERNATIONAL WHOLESALE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1730 7 GOLDMAN SACHS INVESTMENT FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1731 7 GOLDMAN SACHS LEADERS FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1732 7 GOLDMAN SACHS PREMIER AUSTRALIAN EQUITIES FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1733 7 GOLDMAN SACHS PREMIER AUSTRALIAN EQUITIES POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1734 7 GOLDMAN SACHS RESOURCES FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1735 7 GOLDMAN SACHS RESOURCES POOLED FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1736 7 MULTI-STRATEGY FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1737 7 PORTFOLIO ADVANTAGE AUSTRALIA N/A N/A The direct holder is a Trustee. 1738 7 PRIVATE EQUITY FUND 2000 AUSTRALIA N/A N/A The direct holder is a Trustee. 1739 7 SUSTAINABILITY KEYSTONE FUND AUSTRALIA N/A N/A The direct holder is a Trustee. 1740 3 GOLDMAN SACHS FINANCIAL MARKETS PTY LTD AUSTRALIA 100 N/A 1741 3 GS HLDGS ANZ II PTY LTD AUSTRALIA 100 N/A 1742 4 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD AUSTRALIA 100 N/A This holding represents ownership in Ordinary shares. 1743 3 GS KILLINGHOLME CAYMAN INVESTMENTS II LTD CAYMAN ISLANDS 100 N/A 1744 3 GS KILLINGHOLME CAYMAN INVESTMENTS III CAYMAN ISLANDS N/A N/A 1745 2 GOLDMAN SACHS HOUSING AND HEALTH CARE CAPITAL CORPORATION UNITED STATES 100 N/A 1746 3 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY UNITED STATES N/A N/A 1747 2 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY UNITED STATES N/A N/A 1748 2 GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO UNITED STATES 38 N/A 1749 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES UNITED STATES N/A N/A ADVISORS, L.L.C. 1750 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES FUND, UNITED STATES N/A N/A L.P. 1751 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 1752 5 PRIVATE OPPORTUNITIES (MAURITIUS) I LIMITED MAURITIUS 100 N/A 1753 5 PRIVATE OPPORTUNITIES (MAURITIUS) II LIMITED MAURITIUS 100 N/A 1754 5 SANDS (CAYMAN) LTD. CAYMAN ISLANDS 100 N/A 1755 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES CAYMAN ISLANDS 100 N/A HOLDINGS ADVISORS, INC. 1756 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 1757 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES CAYMAN ISLANDS 100 N/A OFFSHORE ADVISORS, INC. 1758 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 1759 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES UNITED STATES 100 N/A HOLDINGS I CORP. 1760 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES UNITED STATES 100 N/A HOLDINGS II CORP. 1761 5 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES UNITED STATES N/A N/A HOLDINGS (DEL.) II, LLC 1762 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 1763 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 1764 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES CAYMAN ISLANDS N/A N/A FUND OFFSHORE HOLDINGS, L.P. 1765 2 GOLDMAN SACHS INVESTMENTS LTD. BERMUDA 100 N/A 1766 2 GOLDMAN SACHS IRELAND GROUP HOLDINGS LLC UNITED STATES N/A N/A 1767 3 GOLDMAN SACHS IRELAND LLC UNITED STATES N/A N/A 1768 2 GOLDMAN SACHS ISRAEL LLC UNITED STATES N/A N/A 1769 2 GOLDMAN SACHS IUT MANAGEMENT LIMITED IRELAND 100 N/A 1770 3 LS UNIT TRUST 2009-I IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1771 3 SPA UNIT TRUST 2009-I IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1772 3 SPA UNIT TRUST 2009-II IRELAND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1773 2 GOLDMAN SACHS KMI INVESTORS, L.P. UNITED STATES N/A N/A 1774 2 GOLDMAN SACHS KOREA EQUITY FEEDER INVESTMENT TRUST NO.1 KOREA, SOUTH 90 N/A 1775 2 GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC UNITED STATES N/A N/A 1776 2 GOLDMAN SACHS LONDON PROPERTY LIMITED UNITED KINGDOM 100 N/A (OTHER) 1777 2 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED IRELAND 100 N/A 1778 2 GOLDMAN SACHS MANAGEMENT, INC. UNITED STATES 100 N/A 1779 3 COF SPV 11/11, LTD. CAYMAN ISLANDS 100 100 1780 3 COIF SPV 3/11, LTD. CAYMAN ISLANDS 100 N/A 1781 3 GOLDMAN SACHS 2006 EXCHANGE FUND ADVISORS, L.L.C. UNITED STATES N/A N/A 1782 4 GOLDMAN SACHS 2006 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 1783 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 1784 5 GSEP 2006 REALTY CORP. UNITED STATES 100 N/A 1785 3 GOLDMAN SACHS ABSOLUTE RETURN FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1786 3 GOLDMAN SACHS ALPHA LIMITED PARTNERS STRATEGIES, LTD. CAYMAN ISLANDS 100 N/A 1787 3 GOLDMAN SACHS ALPHA-BETA CONTINUUM FUND SPV, LTD. CAYMAN ISLANDS 100 N/A 1788 3 GOLDMAN SACHS BH FUND OFFSHORE, SPC CAYMAN ISLANDS 100 N/A 1789 3 GOLDMAN SACHS COMMODITIES FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1790 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND CAYMAN ISLANDS 99 N/A INSTITUTIONAL, LTD.
1791 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1792 3 GOLDMAN SACHS DIRECT STRATEGIES - QUANTITATIVE AND ACTIVE 525990 - Other George Town CAYMAN FUND OFFSHORE (L HOLDINGS), LTD. Financial Vehicles ISLANDS 1793 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE (L 525990 - Other George Town CAYMAN HOLDINGS), LTD. Financial Vehicles ISLANDS 1794 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1795 3 GOLDMAN SACHS DIRECT STRATEGIES OFFSHORE EMPLOYEE FUND, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1796 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND OFFSHORE 525990 - Other George Town CAYMAN (L HOLDINGS), LTD. Financial Vehicles ISLANDS 1797 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND 525910 - Open-End George Town CAYMAN OFFSHORE, LTD. Investment Funds ISLANDS 1798 3 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1799 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND OFFSHORE 525990 - Other George Town CAYMAN SPV, LTD. Financial Vehicles ISLANDS 1800 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND 525910 - Open-End George Town CAYMAN OFFSHORE, LTD. Investment Funds ISLANDS 1801 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND OFFSHORE, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1802 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING MARKETS 525910 - Open-End George Town CAYMAN MASTER FUND, L.P. Investment Funds ISLANDS 1803 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND OFFSHORE, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1804 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1805 3 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1806 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES INSTITUTIONAL, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1807 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1808 3 GOLDMAN SACHS GLOBAL RELATIVE VALUE INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1809 3 GOLDMAN SACHS GLOBAL TACTICAL TRADING INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1810 3 GOLDMAN SACHS GLOBAL TRADING ADVISORS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1811 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1812 3 GOLDMAN SACHS HEDGE FUND DYNAMIC STRATEGIES, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1813 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1814 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1815 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1816 3 GOLDMAN SACHS HEDGE FUND PARTNERS INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1817 3 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1818 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV LIMITED 525910 - Open-End Dublin IRELAND Investment Funds 1819 3 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1820 3 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1821 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1822 5 GSIP ERISA FUND (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1823 6 GSIP ERISA MASTER COMPANY (IRELAND) LIMITED 525910 - Open-End Dublin IRELAND Investment Funds 1824 3 GOLDMAN SACHS INVESTMENT PARTNERS JAPAN MANAGER OFFSHORE 525910 - Open-End Camana Bay CAYMAN EMPLOYEE FUND, LTD. Investment Funds ISLANDS 1825 3 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE EMPLOYEE FUND, 525910 - Open-End Camana Bay CAYMAN LTD. Investment Funds ISLANDS 1826 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING 525910 - Open-End George Town CAYMAN FUND, L.P. Investment Funds ISLANDS 1827 3 GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1828 4 GOLDMAN SACHS 1998 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1829 4 GOLDMAN SACHS 1999 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1830 4 GOLDMAN SACHS 2000 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1831 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 1832 4 GOLDMAN SACHS 2001 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1833 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 1834 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE Delaware Financial Vehicles 1835 4 GOLDMAN SACHS GLOBAL ALPHA FUND, L.P. 525910 - Open-End New York NY Delaware Investment Funds 1836 4 MANAGING DIRECTOR INVESTMENT FUND I, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1837 3 GOLDMAN SACHS MARKET INDEPENDENT FUND (2007) LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1838 3 GOLDMAN SACHS MARKET INDEPENDENT FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1839 3 GOLDMAN SACHS MULTI-STRATEGY OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1840 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO COIS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1841 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1842 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS A, 525990 - Other New York NY CAYMAN LTD. Financial Vehicles ISLANDS 1843 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS, 525990 - Other New York NY Delaware LLC Financial Vehicles 1844 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS B, 525990 - Other New York NY CAYMAN LTD. Financial Vehicles ISLANDS 1845 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS, 525990 - Other New York NY Delaware LLC Financial Vehicles 1846 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE), 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1847 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) 525910 - Open-End George Town CAYMAN HOLDINGS A, LTD. Investment Funds ISLANDS 1848 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End New York NY Delaware (BROADSCOPE) HOLDINGS, LLC Investment Funds 1849 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) 525910 - Open-End George Town CAYMAN HOLDINGS B, LTD. Investment Funds ISLANDS 1850 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End New York NY Delaware (BROADSCOPE) HOLDINGS, LLC Investment Funds 1851 4 MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) HOLDINGS SP, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 1852 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO NG, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1853 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SAF FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1854 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO V, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1855 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VI, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1856 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VII, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1857 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VIII, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1858 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO X, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1859 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1860 3 GOLDMAN SACHS MULTI-U PORTFOLIO LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1861 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY OFFSHORE FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1862 3 GOLDMAN SACHS PRINCETON FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1863 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV LIMITED 525910 - Open-End Dublin IRELAND Investment Funds 1864 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES FUND INSTITUTIONAL, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1865 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN OFFSHORE, LTD. Investment Funds ISLANDS 1866 3 GOLDMAN SACHS SELECT FUND II, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1867 3 GOLDMAN SACHS SELECT FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1868 3 GOLDMAN SACHS SHERWOOD FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1869 3 GOLDMAN SACHS STRATEGIC ALTERNATIVES FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1870 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS EMPLOYEE FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1871 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1872 3 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1873 3 GOLDMAN SACHS TC FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1874 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1875 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND OFFSHORE, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 1876 3 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1877 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1878 3 GOLDMAN SACHS WEST STREET PARTNERS II EMPLOYEE FUND 2006, 525910 - Open-End George Town CAYMAN LTD Investment Funds ISLANDS 1879 3 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1880 3 GOLDMAN SACHS WEST STREET PARTNERS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1881 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1882 3 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND 2007, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1883 3 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2007 SEGREGATED 525910 - Open-End George Town CAYMAN PORTFOLIO Investment Funds ISLANDS 1884 3 GREEN CYPRESS FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1885 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1886 3 GS DEWORDE PORTFOLIO SPC LLC 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1887 3 GS DIRECT STRATEGIES FUND II OFFSHORE (L HOLDINGS), LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1888 3 LIBERTY HARBOR CONVEX STRATEGIES, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1889 3 LIBERTY HARBOR I OFFSHORE PMD FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1890 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1891 3 LIBERTY HARBOR OFFSHORE I, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1892 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1893 3 MARKET INDEPENDENT FUND (2007) SPV, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1894 3 MULTI-STRATEGY PORTFOLIO GD PENSION FUND, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1895 3 MULTI-STRATEGY PORTFOLIO ROCKTENN, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1896 3 MULTI-STRATEGY PORTFOLIO THE DUFFIELD FAMILY FOUNDATION 525910 - Open-End George Town CAYMAN DBA MADDIES FUND, LTD. Investment Funds ISLANDS 1897 3 SELECT COMMODITIES STRATEGIES, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1898 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1899 3 U.S. HOUSING RECOVERY FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1900 2 GOLDMAN SACHS MEXICO HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 1901 2 GOLDMAN SACHS NEW JERSEY L.L.C. 541990 - All Other Jersey City NJ Delaware Professional, Scientific, and Technical Services 1902 2 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1903 3 GOLDMAN SACHS PEG COMBO KE FUND, L.P. 525910 - Open-End New York NY Delaware Investment Funds 1904 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1905 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1906 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 1907 4 GOLDMAN SACHS VINTAGE FUND V, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1908 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1909 5 VINTAGE FUND V FOREIGN INCOME BLOCKER, L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 1910 5 VINTAGE V ONSHORE CONSTABLE HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 1911 2 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND GP, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 1912 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 1913 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1914 2 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND IV, LLC 525990 - Other New York NY Delaware Financial Vehicles 1915 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, LLC 525990 - Other New York NY Delaware Financial Vehicles 1916 3 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1917 3 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1918 4 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town Delaware Financial Vehicles
1791 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1792 3 GOLDMAN SACHS DIRECT STRATEGIES - QUANTITATIVE AND ACTIVE CAYMAN ISLANDS 100 N/A FUND OFFSHORE (L HOLDINGS), LTD. 1793 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE (L CAYMAN ISLANDS 100 N/A HOLDINGS), LTD. 1794 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE, LTD CAYMAN ISLANDS 100 N/A 1795 3 GOLDMAN SACHS DIRECT STRATEGIES OFFSHORE EMPLOYEE FUND, LTD. CAYMAN ISLANDS 100 N/A 1796 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND OFFSHORE (L CAYMAN ISLANDS 100 N/A HOLDINGS), LTD. 1797 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND OFFSHORE, CAYMAN ISLANDS 100 N/A LTD. 1798 3 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD CAYMAN ISLANDS 100 N/A 1799 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND OFFSHORE CAYMAN ISLANDS 100 N/A SPV, LTD. 1800 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND OFFSHORE, CAYMAN ISLANDS 100 N/A LTD. 1801 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND OFFSHORE, CAYMAN ISLANDS 100 N/A LTD. 1802 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING MARKETS CAYMAN ISLANDS N/A N/A MASTER FUND, L.P. 1803 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1804 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD CAYMAN ISLANDS N/A N/A 1805 3 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT INSTITUTIONAL, LTD. CAYMAN ISLANDS 100 N/A 1806 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES INSTITUTIONAL, CAYMAN ISLANDS 100 N/A LTD. 1807 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1808 3 GOLDMAN SACHS GLOBAL RELATIVE VALUE INSTITUTIONAL, LTD. CAYMAN ISLANDS 100 N/A 1809 3 GOLDMAN SACHS GLOBAL TACTICAL TRADING INSTITUTIONAL, LTD. CAYMAN ISLANDS 100 N/A 1810 3 GOLDMAN SACHS GLOBAL TRADING ADVISORS, LTD. CAYMAN ISLANDS 100 N/A 1811 4 TE JENKINS INVESTORS, LTD. CAYMAN ISLANDS N/A N/A 1812 3 GOLDMAN SACHS HEDGE FUND DYNAMIC STRATEGIES, LTD. CAYMAN ISLANDS 100 N/A 1813 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES FUND, LTD. CAYMAN ISLANDS 100 N/A 1814 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES INSTITUTIONAL, LTD. CAYMAN ISLANDS 100 N/A 1815 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LTD. CAYMAN ISLANDS 100 N/A 1816 3 GOLDMAN SACHS HEDGE FUND PARTNERS INSTITUTIONAL, LTD. CAYMAN ISLANDS 100 N/A 1817 3 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LTD. CAYMAN ISLANDS 100 N/A 1818 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV LIMITED IRELAND 59 N/A 1819 3 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. CAYMAN ISLANDS 100 N/A 1820 3 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, LTD. CAYMAN ISLANDS 100 N/A 1821 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. CAYMAN ISLANDS N/A N/A 1822 5 GSIP ERISA FUND (IRELAND) IRELAND 100 N/A 1823 6 GSIP ERISA MASTER COMPANY (IRELAND) LIMITED IRELAND 100 N/A 1824 3 GOLDMAN SACHS INVESTMENT PARTNERS JAPAN MANAGER OFFSHORE CAYMAN ISLANDS 100 N/A EMPLOYEE FUND, LTD. 1825 3 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE EMPLOYEE FUND, CAYMAN ISLANDS 100 N/A LTD. 1826 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING CAYMAN ISLANDS N/A N/A FUND, L.P. 1827 3 GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. UNITED STATES N/A N/A 1828 4 GOLDMAN SACHS 1998 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 1829 4 GOLDMAN SACHS 1999 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 1830 4 GOLDMAN SACHS 2000 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 1831 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 1832 4 GOLDMAN SACHS 2001 EXCHANGE PLACE FUND, L.P. UNITED STATES N/A N/A 1833 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 1834 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. UNITED STATES N/A N/A 1835 4 GOLDMAN SACHS GLOBAL ALPHA FUND, L.P. UNITED STATES N/A N/A 1836 4 MANAGING DIRECTOR INVESTMENT FUND I, L.P. UNITED STATES N/A N/A 1837 3 GOLDMAN SACHS MARKET INDEPENDENT FUND (2007) LTD. CAYMAN ISLANDS 100 N/A 1838 3 GOLDMAN SACHS MARKET INDEPENDENT FUND, LTD. CAYMAN ISLANDS 100 N/A 1839 3 GOLDMAN SACHS MULTI-STRATEGY OPPORTUNISTIC FUND, LTD. CAYMAN ISLANDS 100 N/A 1840 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO COIS, LTD. CAYMAN ISLANDS 100 N/A 1841 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II, LTD. CAYMAN ISLANDS 100 N/A 1842 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS A, LTD. UNITED STATES 100 N/A 1843 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS, LLC UNITED STATES N/A N/A 1844 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS B, LTD. UNITED STATES 100 N/A 1845 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II HOLDINGS, LLC UNITED STATES N/A N/A 1846 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE), CAYMAN ISLANDS 100 N/A LTD. 1847 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) CAYMAN ISLANDS 100 N/A HOLDINGS A, LTD. 1848 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) UNITED STATES N/A N/A HOLDINGS, LLC 1849 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) CAYMAN ISLANDS 100 N/A HOLDINGS B, LTD. 1850 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) UNITED STATES N/A N/A HOLDINGS, LLC 1851 4 MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) HOLDINGS SP, CAYMAN ISLANDS 100 N/A LTD. 1852 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO NG, LTD. CAYMAN ISLANDS 100 N/A 1853 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SAF FUND, LTD. CAYMAN ISLANDS 100 N/A 1854 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO V, LTD. CAYMAN ISLANDS 100 N/A 1855 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VI, LTD. CAYMAN ISLANDS 100 N/A 1856 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VII, LTD. CAYMAN ISLANDS 100 N/A 1857 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VIII, LTD. CAYMAN ISLANDS 100 N/A 1858 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO X, LTD. CAYMAN ISLANDS 100 N/A 1859 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO, LTD. CAYMAN ISLANDS 100 N/A 1860 3 GOLDMAN SACHS MULTI-U PORTFOLIO LTD. CAYMAN ISLANDS 100 N/A 1861 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY OFFSHORE FUND, LTD. CAYMAN ISLANDS 100 N/A 1862 3 GOLDMAN SACHS PRINCETON FUND, LTD. CAYMAN ISLANDS 100 N/A 1863 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV LIMITED IRELAND 59 N/A 1864 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES FUND INSTITUTIONAL, CAYMAN ISLANDS 100 N/A LTD. 1865 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND OFFSHORE, CAYMAN ISLANDS 100 N/A LTD. 1866 3 GOLDMAN SACHS SELECT FUND II, LTD. CAYMAN ISLANDS 100 N/A 1867 3 GOLDMAN SACHS SELECT FUND, LTD. CAYMAN ISLANDS 100 N/A 1868 3 GOLDMAN SACHS SHERWOOD FUND, LTD. CAYMAN ISLANDS 100 N/A 1869 3 GOLDMAN SACHS STRATEGIC ALTERNATIVES FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1870 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS EMPLOYEE FUND, LTD. CAYMAN ISLANDS 100 N/A 1871 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LTD. CAYMAN ISLANDS 100 N/A 1872 3 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, LTD. CAYMAN ISLANDS 100 N/A 1873 3 GOLDMAN SACHS TC FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1874 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. CAYMAN ISLANDS N/A N/A 1875 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1876 3 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE FUND, LTD. CAYMAN ISLANDS 100 N/A 1877 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. CAYMAN ISLANDS N/A 100 1878 3 GOLDMAN SACHS WEST STREET PARTNERS II EMPLOYEE FUND 2006, LTD CAYMAN ISLANDS 100 N/A 1879 3 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. CAYMAN ISLANDS 100 N/A 1880 3 GOLDMAN SACHS WEST STREET PARTNERS, LTD. CAYMAN ISLANDS 100 N/A 1881 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. CAYMAN ISLANDS N/A 100 1882 3 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND 2007, LTD. CAYMAN ISLANDS 100 N/A 1883 3 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2007 SEGREGATED CAYMAN ISLANDS 100 N/A PORTFOLIO 1884 3 GREEN CYPRESS FUND, LTD. CAYMAN ISLANDS 100 N/A 1885 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD CAYMAN ISLANDS N/A N/A 1886 3 GS DEWORDE PORTFOLIO SPC LLC CAYMAN ISLANDS 100 N/A 1887 3 GS DIRECT STRATEGIES FUND II OFFSHORE (L HOLDINGS), LTD. CAYMAN ISLANDS 100 N/A 1888 3 LIBERTY HARBOR CONVEX STRATEGIES, LTD. CAYMAN ISLANDS 100 N/A 1889 3 LIBERTY HARBOR I OFFSHORE PMD FUND, LTD. CAYMAN ISLANDS 100 N/A 1890 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. CAYMAN ISLANDS N/A N/A 1891 3 LIBERTY HARBOR OFFSHORE I, LTD. CAYMAN ISLANDS 100 N/A 1892 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. CAYMAN ISLANDS N/A N/A 1893 3 MARKET INDEPENDENT FUND (2007) SPV, LTD. CAYMAN ISLANDS 100 N/A 1894 3 MULTI-STRATEGY PORTFOLIO GD PENSION FUND, LTD. CAYMAN ISLANDS 100 N/A 1895 3 MULTI-STRATEGY PORTFOLIO ROCKTENN, LTD. CAYMAN ISLANDS 100 N/A 1896 3 MULTI-STRATEGY PORTFOLIO THE DUFFIELD FAMILY FOUNDATION DBA CAYMAN ISLANDS 100 N/A MADDIES FUND, LTD. 1897 3 SELECT COMMODITIES STRATEGIES, LTD. CAYMAN ISLANDS 100 N/A 1898 4 TE JENKINS INVESTORS, LTD. CAYMAN ISLANDS N/A N/A 1899 3 U.S. HOUSING RECOVERY FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1900 2 GOLDMAN SACHS MEXICO HOLDINGS LLC UNITED STATES N/A N/A 1901 2 GOLDMAN SACHS NEW JERSEY L.L.C. UNITED STATES N/A N/A 1902 2 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. UNITED STATES N/A N/A 1903 3 GOLDMAN SACHS PEG COMBO KE FUND, L.P. UNITED STATES N/A N/A 1904 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND, L.P. UNITED STATES N/A N/A 1905 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. UNITED STATES N/A N/A 1906 5 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 1907 4 GOLDMAN SACHS VINTAGE FUND V, L.P. UNITED STATES N/A N/A 1908 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1909 5 VINTAGE FUND V FOREIGN INCOME BLOCKER, L.L.C. UNITED STATES N/A N/A 1910 5 VINTAGE V ONSHORE CONSTABLE HOLDINGS, INC. UNITED STATES 100 N/A 1911 2 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND GP, UNITED STATES N/A N/A L.L.C. 1912 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 1913 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 1914 2 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND IV, LLC UNITED STATES N/A N/A 1915 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, LLC UNITED STATES N/A N/A 1916 3 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1917 3 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 1918 4 GS CAPITAL PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A
1919 5 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 1920 3 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1921 3 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1922 4 VF Holdings, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1923 3 NBK/GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1924 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND II, LLC 525990 - Other New York NY Delaware Financial Vehicles 1925 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 1926 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 1927 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 1928 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1929 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 1930 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 1931 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 1932 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1933 3 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1934 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND III, LLC 525990 - Other New York NY Delaware Financial Vehicles 1935 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 1936 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other George Town CAYMAN FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 1937 3 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1938 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1939 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND IV, LLC 525990 - Other New York NY Delaware Financial Vehicles 1940 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 1941 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 1942 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND V, LLC 525990 - Other New York NY Delaware Financial Vehicles 1943 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC 525910 - Open-End New York NY Delaware Investment Funds 1944 3 GS PE CSEC ENERGY HOLDINGS, L.P. 525910 - Open-End NEW YORK NY Delaware Investment Funds 1945 4 GSVA HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 1946 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND GP, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 1947 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 1948 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1949 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND GP, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 1950 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 1951 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1952 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA PMD QP FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1953 4 PRIVATE EQUITY PARTNERS ASIA PMD QP FUND FOREIGN INCOME 551112 - Offices of New York NY Delaware BLOCKER, L.L.C. Other Holding Companies 1954 3 Goldman Sachs Private Equity Partners Asia PMD QP Fund 525990 - Other George Town CAYMAN Offshore, Ltd. Financial Vehicles ISLANDS 1955 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND GP, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 1956 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 1957 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 1958 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 1959 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1960 2 GOLDMAN SACHS PROPERTY MANAGEMENT 53131 - London UNITED Nonresidential KINGDOM property managers (OTHER) 1961 2 GOLDMAN SACHS PROPRIETARY ACCESS FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 1962 3 GOLDMAN SACHS GLOBAL ALPHA FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 1963 2 GOLDMAN SACHS REAL ESTATE ADVISORS GERMANY GMBH 525990 - Other London GERMANY Financial Vehicles 1964 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG 525990 - Other London GERMANY Financial Vehicles 1965 2 GOLDMAN SACHS REAL ESTATE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 1966 3 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1967 4 GOLDMAN SACHS REAL ESTATE OPERATOR INTEREST HOLDINGS, 525990 - Other Wilmington DE Delaware L.L.C. Financial Vehicles 1968 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1969 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG 525990 - Other London GERMANY Financial Vehicles 1970 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) 525990 - Other George Town CAYMAN LIMITED PARTNERSHIP Financial Vehicles ISLANDS 1971 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1972 4 GSREMP DB ATP POOL 1 GP-B, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1973 5 GSREMP DB ATP POOL 1-B, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1974 4 GSREMP DB ATP POOL 1-B, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1975 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1976 4 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 1977 3 GSREMP ASSET HOLDING OFFSHORE GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 1978 4 GSREMP ASSET HOLDING OFFSHORE, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1979 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1980 6 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1981 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1982 3 GSREMP ASSET HOLDING OFFSHORE, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1983 3 GSREMP FINANCE OFFSHORE GP, LLC 525990 - Other Irving TX Delaware Financial Vehicles 1984 4 GSREMP FINANCE OFFSHORE, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1985 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX Delaware Financial Vehicles 1986 6 GSREMP BWY POOL 1, LP 525990 - Other Irving TX Delaware Financial Vehicles 1987 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX Delaware Financial Vehicles 1988 5 GSREMP DB POOL 1 GP- B, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1989 6 GSREMP DB POOL 1-B, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1990 5 GSREMP DB POOL 1-B, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1991 3 GSREMP FINANCE OFFSHORE, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1992 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) 525990 - Other New York NY Delaware LIMITED PARTNERSHIP Financial Vehicles 1993 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 1994 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY ORIGINATION GP, 525990 - Other Wilmington DE Delaware L.L.C. Financial Vehicles 1995 5 GS Real Estate Mezzanine Partners Treaty Origination, 525990 - Other Wilmington DE Delaware L.P. Financial Vehicles 1996 4 GS Real Estate Mezzanine Partners Treaty Origination, 525990 - Other Wilmington DE Delaware L.P. Financial Vehicles 1997 4 GSREMP DB ATP POOL 1 GP-C, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 1998 5 GSREMP DB ATP POOL 1-C, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 1999 4 GSREMP DB ATP POOL 1-C, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2000 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2001 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2002 3 GSREMP ASSET HOLDING TREATY GP, LLC 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2003 4 GSREMP ASSET HOLDING TREATY, L.P. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2004 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2005 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2006 5 GSREMP ASSET HOLDING FUNDING TREATY, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2007 6 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2008 7 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Estate Wilmington DE Delaware Credit 2009 6 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Estate Wilmington DE Delaware Credit 2010 5 GSREMP Asset Holding Funding Treaty GP, LLC 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2011 6 GSREMP ASSET HOLDING FUNDING TREATY, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2012 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2013 6 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2014 5 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2015 3 GSREMP ASSET HOLDING TREATY, L.P. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2016 3 GSREMP FINANCE TREATY GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2017 4 GSREMP FINANCE TREATY, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2018 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX Delaware Financial Vehicles 2019 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX Delaware Financial Vehicles 2020 5 GSREMP DB POOL 1 GP- C, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2021 6 GSREMP DB POOL 1-C, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2022 5 GSREMP DB POOL 1-C, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2023 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) LIMITED 525990 - Other New York NY Delaware PARTNERSHIP Financial Vehicles 2024 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2025 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE ORIGINATION 525990 - Other Wilmington DE Delaware GP, L.L.C. Financial Vehicles 2026 5 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE ORIGINATION, 525990 - Other Wilmington DE Delaware L.P. Financial Vehicles 2027 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE ORIGINATION, 525990 - Other Wilmington DE Delaware L.P. Financial Vehicles 2028 4 GSREMP DB ATP POOL 1 GP-A, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2029 5 GSREMP DB ATP POOL 1-A, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2030 4 GSREMP DB ATP POOL 1-A, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2031 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2032 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2033 3 GSREMP ASSET HOLDING ONSHORE GP, LLC 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2034 4 GSREMP ASSET HOLDING ONSHORE, L.P. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2035 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2036 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2037 5 GSREMP ASSET HOLDING FUNDING ONSHORE GP, LLC 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2038 6 GSREMP ASSET HOLDING FUNDING ONSHORE, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2039 7 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2040 7 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Estate Wilmington DE Delaware Credit 2041 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2042 5 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2043 3 GSREMP ASSET HOLDING ONSHORE, L.P. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2044 3 GSREMP FINANCE ONSHORE GP, LLC 525990 - Other New York NY Delaware Financial Vehicles 2045 4 GSREMP FINANCE ONSHORE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2046 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX Delaware Financial Vehicles
1919 5 EACCESS HOLDINGS L.L.C. UNITED STATES N/A N/A 1920 3 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1921 3 GS VINTAGE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 1922 4 VF Holdings, L.L.C. UNITED STATES N/A N/A 1923 3 NBK/GS PRIVATE EQUITY PARTNERS, L.P. CAYMAN ISLANDS N/A N/A 1924 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND II, LLC UNITED STATES N/A N/A 1925 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 1926 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 1927 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 1928 4 MULTI-STRATEGY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1929 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 1930 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 1931 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 1932 4 MULTI-STRATEGY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1933 3 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1934 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND III, LLC UNITED STATES N/A N/A 1935 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 1936 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 1937 3 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1938 4 VF III HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1939 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND IV, LLC UNITED STATES N/A N/A 1940 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 1941 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 1942 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND V, LLC UNITED STATES N/A N/A 1943 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC UNITED STATES N/A N/A 1944 3 GS PE CSEC ENERGY HOLDINGS, L.P. UNITED STATES N/A N/A 1945 4 GSVA HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 1946 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND GP, UNITED STATES N/A N/A L.L.C. 1947 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 1948 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND, UNITED STATES N/A N/A L.P. 1949 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND GP, UNITED STATES N/A N/A L.L.C. 1950 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 1951 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND, UNITED STATES N/A N/A L.P. 1952 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA PMD QP FUND, L.P. UNITED STATES N/A N/A 1953 4 PRIVATE EQUITY PARTNERS ASIA PMD QP FUND FOREIGN INCOME UNITED STATES N/A N/A BLOCKER, L.L.C. 1954 3 Goldman Sachs Private Equity Partners Asia PMD QP Fund CAYMAN ISLANDS 100 N/A Offshore, Ltd. 1955 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND GP, UNITED STATES N/A N/A L.L.C. 1956 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 1957 4 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 1958 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 1959 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND, L.P. UNITED STATES N/A N/A 1960 2 GOLDMAN SACHS PROPERTY MANAGEMENT UNITED KINGDOM 100 N/A (OTHER) 1961 2 GOLDMAN SACHS PROPRIETARY ACCESS FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 1962 3 GOLDMAN SACHS GLOBAL ALPHA FUND PLC IRELAND 1 N/A 1963 2 GOLDMAN SACHS REAL ESTATE ADVISORS GERMANY GMBH UNITED KINGDOM N/A N/A (OTHER) 1964 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG UNITED KINGDOM N/A N/A (OTHER) 1965 2 GOLDMAN SACHS REAL ESTATE ADVISORS, L.L.C. UNITED STATES N/A N/A 1966 3 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. UNITED STATES N/A N/A 1967 4 GOLDMAN SACHS REAL ESTATE OPERATOR INTEREST HOLDINGS, UNITED STATES N/A N/A L.L.C. 1968 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. UNITED STATES N/A N/A 1969 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG UNITED KINGDOM N/A N/A (OTHER) 1970 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) LIMITED CAYMAN ISLANDS N/A N/A PARTNERSHIP 1971 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 1972 4 GSREMP DB ATP POOL 1 GP-B, L.L.C. UNITED STATES N/A N/A 1973 5 GSREMP DB ATP POOL 1-B, L.P. UNITED STATES N/A N/A 1974 4 GSREMP DB ATP POOL 1-B, L.P. UNITED STATES N/A N/A 1975 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE GP, LLC UNITED STATES N/A N/A 1976 4 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 1977 3 GSREMP ASSET HOLDING OFFSHORE GP, LLC UNITED STATES N/A N/A 1978 4 GSREMP ASSET HOLDING OFFSHORE, L.P. UNITED STATES N/A N/A 1979 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. UNITED STATES N/A N/A 1980 6 GSREMP ACQUISITION JOINT HOLDING, L.P. UNITED STATES N/A N/A 1981 5 GSREMP ACQUISITION JOINT HOLDING, L.P. UNITED STATES N/A N/A 1982 3 GSREMP ASSET HOLDING OFFSHORE, L.P. UNITED STATES N/A N/A 1983 3 GSREMP FINANCE OFFSHORE GP, LLC UNITED STATES N/A N/A 1984 4 GSREMP FINANCE OFFSHORE, L.P. UNITED STATES N/A N/A 1985 5 GSREMP BWY POOL 1 GP, L.L.C. UNITED STATES N/A N/A 1986 6 GSREMP BWY POOL 1, LP UNITED STATES N/A N/A 1987 5 GSREMP BWY POOL 1, LP UNITED STATES N/A N/A 1988 5 GSREMP DB POOL 1 GP- B, L.L.C. UNITED STATES N/A N/A 1989 6 GSREMP DB POOL 1-B, L.P. UNITED STATES N/A N/A 1990 5 GSREMP DB POOL 1-B, L.P. UNITED STATES N/A N/A 1991 3 GSREMP FINANCE OFFSHORE, L.P. UNITED STATES N/A N/A 1992 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) LIMITED UNITED STATES N/A N/A PARTNERSHIP 1993 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. UNITED STATES N/A N/A 1994 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY ORIGINATION GP, UNITED STATES N/A N/A L.L.C. 1995 5 GS Real Estate Mezzanine Partners Treaty Origination, UNITED STATES N/A N/A L.P. 1996 4 GS Real Estate Mezzanine Partners Treaty Origination, L.P. UNITED STATES N/A N/A 1997 4 GSREMP DB ATP POOL 1 GP-C, L.L.C. UNITED STATES N/A N/A 1998 5 GSREMP DB ATP POOL 1-C, L.P. UNITED STATES N/A N/A 1999 4 GSREMP DB ATP POOL 1-C, L.P. UNITED STATES N/A N/A 2000 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY GP, LLC UNITED STATES N/A N/A 2001 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. UNITED STATES N/A N/A 2002 3 GSREMP ASSET HOLDING TREATY GP, LLC UNITED STATES N/A N/A 2003 4 GSREMP ASSET HOLDING TREATY, L.P. UNITED STATES N/A N/A 2004 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. UNITED STATES N/A N/A 2005 5 GSREMP ACQUISITION JOINT HOLDING, L.P. UNITED STATES N/A N/A 2006 5 GSREMP ASSET HOLDING FUNDING TREATY, L.P. UNITED STATES N/A N/A 2007 6 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. UNITED STATES N/A N/A 2008 7 GSREMP ORIGINATION JOINT HOLDING, L.P. UNITED STATES N/A N/A 2009 6 GSREMP ORIGINATION JOINT HOLDING, L.P. UNITED STATES N/A N/A 2010 5 GSREMP Asset Holding Funding Treaty GP, LLC UNITED STATES N/A N/A 2011 6 GSREMP ASSET HOLDING FUNDING TREATY, L.P. UNITED STATES N/A N/A 2012 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. UNITED STATES N/A N/A 2013 6 GSREMP MONTAGE JOINT HOLDING, L.P. UNITED STATES N/A N/A 2014 5 GSREMP MONTAGE JOINT HOLDING, L.P. UNITED STATES N/A N/A 2015 3 GSREMP ASSET HOLDING TREATY, L.P. 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2047 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX Delaware Financial Vehicles 2048 5 GSREMP DB POOL 1 GP- A, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2049 6 GSREMP DB POOL 1-A, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2050 5 GSREMP DB POOL 1-A, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2051 5 GSREMP ORIGINATION FINANCE JH GP, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 2052 6 GSREMP ORIGINATION FINANCE JH, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2053 7 GSREMP ORIGINATION TWO JOINT HOLDING GP, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 2054 8 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2055 7 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2056 5 GSREMP ORIGINATION FINANCE JH, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2057 3 GSREMP FINANCE ONSHORE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2058 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD FUNDS G.P., 525990 - Other New York NY Delaware L.L.C. 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Financial Vehicles ISLANDS 2066 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 2067 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2068 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2069 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2070 3 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2071 2 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2072 2 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2073 2 GOLDMAN SACHS REPRESENTACOES LTDA. 523110 - Investment Sao Paulo BRAZIL Banking and Securities Dealing 2074 2 GOLDMAN SACHS RETIREMENT STRATEGY 2010 PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 2075 2 GOLDMAN SACHS RETIREMENT STRATEGY 2015 PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 2076 2 GOLDMAN SACHS RETIREMENT STRATEGY 2020 PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 2077 2 GOLDMAN SACHS RETIREMENT STRATEGY 2030 PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 2078 2 GOLDMAN SACHS RETIREMENT STRATEGY 2040 PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 2079 2 GOLDMAN SACHS RETIREMENT STRATEGY 2050 PORTFOLIO 525910 - Open-End New York NY Delaware Investment Funds 2080 2 GOLDMAN SACHS RISK ADVISORS, L.P. 524298 - All Other NEW YORK NY Delaware Insurance Related Activities 2081 3 ARIEL RE BERMUDA LIMITED 524298 - All Other Hamilton BERMUDA Insurance Related Activities 2082 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 524298 - All Other Hamilton BERMUDA Insurance Related Activities 2083 2 GOLDMAN SACHS RISK SERVICES L.L.C. 524210 - Insurance NEW YORK NY Delaware Agencies and Brokerages 2084 2 GOLDMAN SACHS SECURED FINANCE LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 2085 2 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2086 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. 525990 - Other Wilmington DE Delaware Financial Vehicles 2087 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. 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2047 5 GSREMP BWY POOL 1, LP UNITED STATES N/A N/A 2048 5 GSREMP DB POOL 1 GP- A, L.L.C. UNITED STATES N/A N/A 2049 6 GSREMP DB POOL 1-A, L.P. UNITED STATES N/A N/A 2050 5 GSREMP DB POOL 1-A, L.P. UNITED STATES N/A N/A 2051 5 GSREMP ORIGINATION FINANCE JH GP, L.L.C. UNITED STATES N/A N/A 2052 6 GSREMP ORIGINATION FINANCE JH, L.P. UNITED STATES N/A N/A 2053 7 GSREMP ORIGINATION TWO JOINT HOLDING GP, L.L.C. UNITED STATES N/A N/A 2054 8 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. UNITED STATES N/A N/A 2055 7 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. UNITED STATES N/A N/A 2056 5 GSREMP ORIGINATION FINANCE JH, L.P. UNITED STATES N/A N/A 2057 3 GSREMP FINANCE ONSHORE, L.P. UNITED STATES N/A N/A 2058 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD FUNDS G.P., UNITED STATES N/A N/A L.L.C. 2059 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND, UNITED STATES N/A N/A L.P. 2060 4 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) LIMITED UNITED STATES N/A N/A PARTNERSHIP 2061 3 Goldman Sachs Real Estate Mezzanine Partners Employee CAYMAN ISLANDS N/A N/A Holdings, LP 2062 4 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) CAYMAN ISLANDS N/A N/A LIMITED PARTNERSHIP 2063 3 Goldman Sachs Real Estate Mezzanine Partners Override Fund UNITED STATES N/A N/A 2008, L.P. 2064 3 Goldman Sachs Real Estate Mezzanine Partners Override CAYMAN ISLANDS 100 N/A Offshore Fund 2008, LTD. 2065 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 2066 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND, L.P. UNITED STATES N/A N/A 2067 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2068 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. UNITED STATES N/A N/A 2069 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2070 3 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2071 2 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. UNITED STATES N/A N/A 2072 2 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. UNITED STATES N/A N/A 2073 2 GOLDMAN SACHS REPRESENTACOES LTDA. BRAZIL N/A N/A 2074 2 GOLDMAN SACHS RETIREMENT STRATEGY 2010 PORTFOLIO UNITED STATES 61 N/A 2075 2 GOLDMAN SACHS RETIREMENT STRATEGY 2015 PORTFOLIO UNITED STATES 60 N/A 2076 2 GOLDMAN SACHS RETIREMENT STRATEGY 2020 PORTFOLIO UNITED STATES 50 N/A 2077 2 GOLDMAN SACHS RETIREMENT STRATEGY 2030 PORTFOLIO UNITED STATES 33 N/A 2078 2 GOLDMAN SACHS RETIREMENT STRATEGY 2040 PORTFOLIO UNITED STATES 51 N/A 2079 2 GOLDMAN SACHS RETIREMENT STRATEGY 2050 PORTFOLIO UNITED STATES 74 N/A 2080 2 GOLDMAN SACHS RISK ADVISORS, L.P. UNITED STATES N/A N/A 2081 3 ARIEL RE BERMUDA LIMITED BERMUDA 100 N/A 2082 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. BERMUDA 100 N/A 2083 2 GOLDMAN SACHS RISK SERVICES L.L.C. UNITED STATES N/A N/A 2084 2 GOLDMAN SACHS SECURED FINANCE LIMITED IRELAND 100 N/A 2085 2 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. UNITED STATES N/A N/A 2086 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. UNITED STATES 100 N/A 2087 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. II UNITED STATES 100 N/A 2088 3 GOLDMAN SACHS SPECIALTY LENDING CLO-I, LTD. CAYMAN ISLANDS 100 N/A 2089 2 GOLDMAN SACHS TRUST - GOLDMAN SACHS U.S. EQUITY FUND UNITED STATES 100 N/A 2090 2 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2091 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2092 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2093 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2094 2 GOLDMAN SACHS TXU INVESTORS, L.P. UNITED STATES N/A N/A 2095 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2096 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2097 2 GOLDMAN SACHS US DOLLAR LIBOR TRACKER 6 MONTHS FUND IRELAND 100 N/A 2098 2 GOLDMAN SACHS VINTAGE III EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2099 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2100 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2101 4 VF III HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2102 2 GOLDMAN SACHS VOL-HOLDINGS, LLC UNITED STATES N/A N/A 2103 3 VOLBROKER.COM LIMITED UNITED KINGDOM 21 N/A (OTHER) 2104 4 TFS-ICAP Limited UNITED KINGDOM 49 N/A (OTHER) 2105 4 TFS-ICAP, LLC UNITED STATES N/A N/A 2106 4 TRADITION FINANCIAL SERVICES GMBH GERMANY N/A N/A 2107 2 GOLDMAN SACHS YES INVESTORS ADVISORS, L.L.C. UNITED STATES N/A N/A 2108 3 GOLDMAN SACHS YES INVESTORS, L.P. UNITED STATES N/A N/A 2109 4 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 2110 2 GOLDMAN SACHS YES INVESTORS, L.P. UNITED STATES N/A N/A 2111 2 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A BRAZIL 100 N/A 2112 2 GOLDMAN, SACHS & CO. UNITED STATES N/A N/A 2113 3 ACADIASOFT, INC. UNITED STATES 11 N/A 2114 3 ATLANTIC CAPITAL BANCSHARES, INC. UNITED STATES 9 N/A 2115 3 AUGUSTA ADVISORS, L.L.C. UNITED STATES N/A N/A 2116 3 AVENUE FINANCIAL HOLDINGS, INC. UNITED STATES 9 N/A 2117 3 BROAD STREET ENERGY ADVISORS, L.L.C. UNITED STATES N/A N/A 2118 3 CHI-X GLOBAL HOLDINGS LLC UNITED STATES N/A N/A 2119 3 CHILTERN TRUST JERSEY N/A N/A The direct holder is a Trustee. 2120 3 CIP 2011 PARTNERS ADVISORS, L.L.C. UNITED STATES N/A N/A 2121 3 FLURET TRUST JERSEY N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2122 3 GOLDMAN SACHS HOPU I PMD FUND GP, L.L.C. UNITED STATES N/A N/A 2123 4 GOLDMAN SACHS HOPU I PMD QP FUND, L.P. CAYMAN ISLANDS N/A N/A 2124 3 GOLDMAN SACHS PARIS INC. ET CIE FRANCE (OTHER) N/A N/A 2125 3 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. UNITED STATES N/A N/A 2126 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY FUND, LLC UNITED STATES N/A N/A 2127 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND GP, UNITED STATES N/A N/A L.L.C. 2128 3 GOLDMAN SACHS REPRESENTACOES LTDA. BRAZIL N/A N/A 2129 3 GS CAPITAL PARTNERS V EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2130 4 GS CAPITAL PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2131 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2132 6 GS CAPITAL PARTNERS V FUND, L.P. UNITED STATES N/A N/A 2133 7 ALCHEMY HOLDING S.A.R.L. LUXEMBOURG 99 96 2134 7 ARAMARK HOLDINGS CORPORATION UNITED STATES 20 N/A 2135 7 ATHENA PIKCO LUX S.A R.L. LUXEMBOURG 100 N/A 2136 7 EDAM HOLDING S.A R.L. LUXEMBOURG 100 N/A 2137 8 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. NETHERLANDS 33 N/A 2138 7 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 2139 7 FS Invest S.a r.l. LUXEMBOURG 44 N/A 2140 7 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. CAYMAN ISLANDS N/A N/A 2141 7 GS DEJAKOO II, LLC UNITED STATES N/A N/A 2142 8 GS DEJAKOO, L.L.C. UNITED STATES N/A N/A 2143 7 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2144 7 GS PRYSMIAN CO-INVEST LP CAYMAN ISLANDS N/A N/A 2145 8 ATHENA PIKCO LUX S.A R.L. LUXEMBOURG 100 N/A 2146 7 GSCP V EDMC GP, L.L.C. UNITED STATES N/A N/A 2147 7 GSCP V EDMC HOLDINGS, L.P. UNITED STATES N/A N/A 2148 7 MULBERRY HOLDINGS I, LLC UNITED STATES N/A N/A 2149 7 PVF HOLDINGS LLC UNITED STATES 63 N/A 2150 7 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 2151 6 GSCP V ADVISORS, L.L.C. UNITED STATES N/A N/A 2152 7 GS CAPITAL PARTNERS V FUND, L.P. UNITED STATES N/A N/A 2153 7 GS PRYSMIAN CO-INVEST GP LIMITED CAYMAN ISLANDS 100 N/A 2154 8 GS PRYSMIAN CO-INVEST LP CAYMAN ISLANDS N/A N/A 2155 6 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 2156 6 SUPERLIFT HOLDING S.A R.L. LUXEMBOURG 44 N/A 2157 4 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2158 4 GS CAPITAL PARTNERS V EMPLOYEE JAPAN FUND, L.P. CAYMAN ISLANDS N/A N/A 2159 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2160 4 GS CAPITAL PARTNERS V PCP FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2161 5 GS CAPITAL PARTNERS V PCP FUND, L.P. UNITED STATES N/A N/A 2162 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2163 6 GS CAPITAL PARTNERS V GMBH & CO. KG GERMANY N/A N/A 2164 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. UNITED STATES N/A N/A 2165 7 ALCHEMY HOLDING S.A.R.L. LUXEMBOURG 99 96 2166 7 ARAMARK HOLDINGS CORPORATION UNITED STATES 20 N/A 2167 7 ATHENA PIKCO LUX S.A R.L. LUXEMBOURG 100 N/A 2168 7 DEJAKOO CAYMAN CORP. CAYMAN ISLANDS 100 N/A 2169 7 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 2170 7 FS Invest S.a r.l. LUXEMBOURG 44 N/A 2171 7 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. CAYMAN ISLANDS N/A N/A 2172 7 GS DEJAKOO I, LLC UNITED STATES N/A N/A 2173 8 DEJAKOO CAYMAN CORP. CAYMAN ISLANDS 100 N/A 2174 8 GS DEJAKOO, L.L.C. UNITED STATES N/A N/A
2175 7 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2176 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2177 7 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2178 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2179 7 MULBERRY HOLDINGS II, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2180 7 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 2181 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 2182 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2183 7 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2184 8 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2185 8 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 2186 8 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2187 8 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 2188 8 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2189 8 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2190 8 GS DEJAKOO II, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2191 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2192 8 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2193 8 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2194 8 GSCP V OFFSHORE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2195 9 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2196 8 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2197 8 MULBERRY HOLDINGS I, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2198 8 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 2199 8 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 2200 7 GSCP V OFFSHORE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2201 8 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2202 8 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2203 7 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 2204 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2205 6 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2206 7 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2207 7 GSCP V ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2208 6 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2209 7 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 2210 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2211 6 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2212 7 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 2213 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2214 4 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2215 4 GS CAPITAL PARTNERS V PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2216 5 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2217 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2218 6 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2219 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2220 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2221 6 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2222 6 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2223 6 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2224 4 GSCP V OVERRIDE OFFSHORE, LTD 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2225 4 GSCP V OVERRIDE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2226 3 GS CAPITAL PARTNERS VI EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2227 4 GS CAPITAL PARTNERS V PCP JAPAN FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2228 5 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2229 4 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2230 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2231 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. 525990 - Other New York NY New York Financial Vehicles 2232 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2233 6 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2234 7 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 2235 7 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 2236 7 COMPASS DELAWARE HOLDINGS I CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2237 7 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2238 7 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2239 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2240 7 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2241 7 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2242 8 GS SUNRAY HOLDINGS SUBCO I, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2243 9 Hyatt Hotels Corporation 531390 - Other Chicago IL Delaware activities related to real estate 2244 8 GS SUNRAY HOLDINGS SUBCO II, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2245 9 Hyatt Hotels Corporation 531390 - Other Chicago IL Delaware activities related to real estate 2246 7 GS TELE CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2247 7 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2248 7 GSCP VI HYDROEDGE HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2249 7 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2250 8 GSCP VI NORTH HOLDINGS CORP. 525990 - Other New York NY CANADA Financial Vehicles 2251 9 RED SKY HOLDINGS L.P. 525990 - Other New York NY CANADA Financial Vehicles 2252 7 GSCP VI ONSHORE HYDROEDGE, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2253 8 GSCP VI HYDROEDGE HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2254 7 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2255 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2256 7 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS Delaware Financial Vehicles 2257 7 HWBCC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2258 8 HWBCC LP 525990 - Other Wilmington DE Delaware Financial Vehicles 2259 7 HWBCC LP 525990 - Other Wilmington DE Delaware Financial Vehicles 2260 7 INTERLINE BRANDS, INC. 0 - N/A Jacksonville FL Delaware 2261 7 INVESTMENT HOLDING ENTITY GP, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2262 8 PAPERCO HOLDINGS II, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2263 8 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2264 7 KAR HOLDINGS II, LLC 525990 - Other New York NY Delaware Financial Vehicles 2265 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2266 7 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2267 7 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2268 7 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2269 8 ONTEX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2270 9 ONTEX II-A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2271 10 ONTEX III S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2272 11 ONTEX IV S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2273 12 ONV TOPCO N.V. 551112 - Offices of Zele BELGIUM Other Holding Companies 2274 7 PAPERCO HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2275 7 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2276 7 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2277 8 PROSIGHT GLOBAL HOLDINGS LIMITED 551112 - Offices of Hamilton BERMUDA Other Holding Companies 2278 9 PROSIGHT GLOBAL, INC. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2279 10 ProSight Specialty Insurance Holdings, Inc. 551112 - Offices of New York NY Delaware Other Holding Companies 2280 11 PROSIGHT SPECIALTY INSURANCE GROUP, INC. 551112 - Offices of New York NY New York Other Holding Companies 2281 12 GOTHAM INSURANCE COMPANY 524126 - Direct New York NY New York Property and Casualty Insurance Carriers 2282 12 MUTUAL MARINE OFFICE OF THE MIDWEST, 524210 - Insurance New York NY Illinois INC. Agencies and Brokerages 2283 12 NEW YORK MARINE AND GENERAL INSURANCE 524126 - Direct New York NY New York COMPANY Property and Casualty Insurance Carriers 2284 13 GOTHAM INSURANCE COMPANY 524126 - Direct New York NY New York Property and Casualty Insurance Carriers 2285 13 SOUTHWEST MARINE AND GENERAL INSURANCE 524126 - Direct New York NY Arizona COMPANY Property and Casualty Insurance Carriers 2286 12 PACIFIC MUTUAL MARINE OFFICE, INC. 524210 - Insurance New York NY California Agencies and Brokerages 2287 12 PROSIGHT SPECIALTY MANAGEMENT COMPANY, 524210 - Insurance New York NY New York INC. Agencies and Brokerages 2288 9 PROSIGHT SPECIALTY INTERNATIONAL HOLDINGS 551112 - Offices of Hamilton BERMUDA LIMITED Other Holding Companies 2289 10 PROSIGHT SPECIALTY BERMUDA LIMITED 525990 - Other Hamilton BERMUDA Financial Vehicles 2290 10 PROSIGHT SPECIALTY EUROPEAN HOLDINGS LIMITED 551112 - Offices of Hamilton BERMUDA Other Holding Companies 2291 11 EC UNDERWRITING CORPORATE MEMBER LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 2292 11 TSM AGENCIES LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 2293 11 TSM CAPITAL LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 2294 7 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 2295 7 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2296 7 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2297 8 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2298 7 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2299 7 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2300 7 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX Delaware Financial Vehicles 2301 7 TRANSUNION HOLDING COMPANY, INC. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2302 7 U.S. SECURITY ASSOCIATES, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles
2175 7 GS DEJAKOO, L.L.C. UNITED STATES N/A N/A 2176 7 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2177 7 GSCP V EDMC GP, L.L.C. UNITED STATES N/A N/A 2178 7 GSCP V EDMC HOLDINGS, L.P. UNITED STATES N/A N/A 2179 7 MULBERRY HOLDINGS II, LLC UNITED STATES N/A N/A 2180 7 PVF HOLDINGS LLC UNITED STATES 63 N/A 2181 7 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 2182 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2183 7 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2184 8 ALCHEMY HOLDING S.A.R.L. LUXEMBOURG 99 96 2185 8 ARAMARK HOLDINGS CORPORATION UNITED STATES 20 N/A 2186 8 ATHENA PIKCO LUX S.A R.L. LUXEMBOURG 100 N/A 2187 8 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 2188 8 FS Invest S.a r.l. LUXEMBOURG 44 N/A 2189 8 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. CAYMAN ISLANDS N/A N/A 2190 8 GS DEJAKOO II, LLC UNITED STATES N/A N/A 2191 8 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2192 8 GSCP V EDMC GP, L.L.C. UNITED STATES N/A N/A 2193 8 GSCP V EDMC HOLDINGS, L.P. UNITED STATES N/A N/A 2194 8 GSCP V OFFSHORE KNIGHT HOLDINGS CORP. UNITED STATES 100 N/A 2195 9 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2196 8 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2197 8 MULBERRY HOLDINGS I, LLC UNITED STATES N/A N/A 2198 8 PVF HOLDINGS LLC UNITED STATES 63 N/A 2199 8 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 2200 7 GSCP V OFFSHORE ADVISORS, L.L.C. UNITED STATES N/A N/A 2201 8 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2202 8 GS PRYSMIAN CO-INVEST GP LIMITED CAYMAN ISLANDS 100 N/A 2203 7 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 2204 7 SUPERLIFT HOLDING S.A R.L. LUXEMBOURG 44 N/A 2205 6 GS CAPITAL PARTNERS V, L.P. UNITED STATES N/A N/A 2206 7 GS CAPITAL PARTNERS V FUND, L.P. UNITED STATES N/A N/A 2207 7 GSCP V ADVISORS, L.L.C. UNITED STATES N/A N/A 2208 6 GSCP V AIV, L.P. CAYMAN ISLANDS N/A N/A 2209 7 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 2210 7 SUPERLIFT HOLDING S.A R.L. LUXEMBOURG 44 N/A 2211 6 GSCP V INSTITUTIONAL AIV, L.P. CAYMAN ISLANDS N/A N/A 2212 7 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 2213 7 SUPERLIFT HOLDING S.A R.L. LUXEMBOURG 44 N/A 2214 4 GS CAPITAL PARTNERS V PCP FUND, L.P. UNITED STATES N/A N/A 2215 4 GS CAPITAL PARTNERS V PIA FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2216 5 GS CAPITAL PARTNERS V PIA FUND, L.P. UNITED STATES N/A N/A 2217 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2218 6 GS CAPITAL PARTNERS V GMBH & CO. KG GERMANY N/A N/A 2219 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. UNITED STATES N/A N/A 2220 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2221 6 GS CAPITAL PARTNERS V, L.P. UNITED STATES N/A N/A 2222 6 GSCP V AIV, L.P. CAYMAN ISLANDS N/A N/A 2223 6 GSCP V INSTITUTIONAL AIV, L.P. CAYMAN ISLANDS N/A N/A 2224 4 GSCP V OVERRIDE OFFSHORE, LTD CAYMAN ISLANDS 100 N/A 2225 4 GSCP V OVERRIDE, L.P. UNITED STATES N/A N/A 2226 3 GS CAPITAL PARTNERS VI EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2227 4 GS CAPITAL PARTNERS V PCP JAPAN FUND, L.P. CAYMAN ISLANDS N/A N/A 2228 5 GS CAPITAL PARTNERS V PCP FUND, L.P. UNITED STATES N/A N/A 2229 4 GS CAPITAL PARTNERS V PIA FUND, L.P. UNITED STATES N/A N/A 2230 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2231 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2232 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 2233 6 GS CAPITAL PARTNERS VI FUND, L.P. UNITED STATES N/A N/A 2234 7 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 2235 7 BUCK HOLDINGS L.P. UNITED STATES N/A 21 2236 7 COMPASS DELAWARE HOLDINGS I CORP. UNITED STATES 100 N/A 2237 7 CUCINA HOLDINGS SARL LUXEMBOURG 100 N/A 2238 7 GS EDAM DEBT HOLDINGS CAYMAN ISLANDS 99 N/A 2239 7 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2240 7 GS MACE HOLDINGS LIMITED MAURITIUS 100 N/A 2241 7 GS SUNRAY HOLDINGS, L.L.C. UNITED STATES N/A N/A 2242 8 GS SUNRAY HOLDINGS SUBCO I, L.L.C. UNITED STATES N/A N/A 2243 9 Hyatt Hotels Corporation UNITED STATES 7 N/A 2244 8 GS SUNRAY HOLDINGS SUBCO II, L.L.C. UNITED STATES N/A N/A 2245 9 Hyatt Hotels Corporation UNITED STATES 7 N/A 2246 7 GS TELE CAYMAN CAYMAN ISLANDS 100 N/A 2247 7 GSCP VI AA ONE HOLDING SARL LUXEMBOURG 100 N/A 2248 7 GSCP VI HYDROEDGE HOLDINGS, L.L.C. UNITED STATES N/A N/A 2249 7 GSCP VI NORTH HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2250 8 GSCP VI NORTH HOLDINGS CORP. UNITED STATES 100 N/A 2251 9 RED SKY HOLDINGS L.P. UNITED STATES N/A 21 2252 7 GSCP VI ONSHORE HYDROEDGE, L.L.C. UNITED STATES N/A N/A 2253 8 GSCP VI HYDROEDGE HOLDINGS, L.L.C. UNITED STATES N/A N/A 2254 7 GSCPVI BHC CAYMAN LTD. CAYMAN ISLANDS 100 N/A 2255 7 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2256 7 HAWKER BEECHCRAFT, INC UNITED STATES 46 N/A 2257 7 HWBCC LLC UNITED STATES N/A N/A 2258 8 HWBCC LP UNITED STATES N/A N/A 2259 7 HWBCC LP UNITED STATES N/A N/A 2260 7 INTERLINE BRANDS, INC. UNITED STATES 81 N/A 2261 7 INVESTMENT HOLDING ENTITY GP, LTD. CAYMAN ISLANDS 100 N/A 2262 8 PAPERCO HOLDINGS II, L.P. CAYMAN ISLANDS N/A N/A 2263 8 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2264 7 KAR HOLDINGS II, LLC UNITED STATES 34 N/A 2265 7 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 2266 7 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 2267 7 NORTH HOLDINGS CAYMAN CORP. CAYMAN ISLANDS 100 N/A 2268 7 ONTEX I S.A R.L. LUXEMBOURG 50 N/A 2269 8 ONTEX II S.A R.L. LUXEMBOURG 100 N/A 2270 9 ONTEX II-A S.A R.L. LUXEMBOURG 100 N/A 2271 10 ONTEX III S.A R.L. LUXEMBOURG 100 N/A 2272 11 ONTEX IV S.A R.L. LUXEMBOURG 100 N/A 2273 12 ONV TOPCO N.V. BELGIUM 100 N/A 2274 7 PAPERCO HOLDINGS, L.P. UNITED STATES N/A N/A 2275 7 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 2276 7 PROSIGHT INVESTMENT LLC UNITED STATES N/A N/A 2277 8 PROSIGHT GLOBAL HOLDINGS LIMITED BERMUDA 51 N/A 2278 9 PROSIGHT GLOBAL, INC. UNITED STATES 100 N/A 2279 10 ProSight Specialty Insurance Holdings, Inc. UNITED STATES 100 N/A 2280 11 PROSIGHT SPECIALTY INSURANCE GROUP, INC. UNITED STATES 100 N/A 2281 12 GOTHAM INSURANCE COMPANY UNITED STATES 100 N/A 2282 12 MUTUAL MARINE OFFICE OF THE MIDWEST, INC. UNITED STATES 100 N/A 2283 12 NEW YORK MARINE AND GENERAL INSURANCE UNITED STATES 100 N/A COMPANY 2284 13 GOTHAM INSURANCE COMPANY UNITED STATES 100 N/A 2285 13 SOUTHWEST MARINE AND GENERAL INSURANCE UNITED STATES 100 N/A COMPANY 2286 12 PACIFIC MUTUAL MARINE OFFICE, INC. UNITED STATES 100 N/A 2287 12 PROSIGHT SPECIALTY MANAGEMENT COMPANY, INC. UNITED STATES 100 N/A 2288 9 PROSIGHT SPECIALTY INTERNATIONAL HOLDINGS LIMITED BERMUDA 100 N/A 2289 10 PROSIGHT SPECIALTY BERMUDA LIMITED BERMUDA 100 N/A 2290 10 PROSIGHT SPECIALTY EUROPEAN HOLDINGS LIMITED BERMUDA 100 N/A 2291 11 EC UNDERWRITING CORPORATE MEMBER LIMITED UNITED KINGDOM 100 N/A (OTHER) 2292 11 TSM AGENCIES LIMITED UNITED KINGDOM 100 N/A (OTHER) 2293 11 TSM CAPITAL LIMITED UNITED KINGDOM 100 N/A (OTHER) 2294 7 PVF HOLDINGS LLC UNITED STATES 63 N/A 2295 7 PaperCo Holdings II, L.L.C. UNITED STATES N/A N/A 2296 7 STEAK HOLDINGS, L.L.C. UNITED STATES N/A N/A 2297 8 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 2298 7 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2299 7 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2300 7 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2301 7 TRANSUNION HOLDING COMPANY, INC. UNITED STATES 49 N/A 2302 7 U.S. SECURITY ASSOCIATES, L.P. UNITED STATES N/A N/A
2303 7 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2304 6 GSCP VI ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2305 7 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2306 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 2307 4 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2308 4 GS CAPITAL PARTNERS VI PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2309 4 GS CAPITAL PARTNERS VI PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2310 5 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2311 6 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 2312 6 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 2313 6 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2314 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 2315 6 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2316 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2317 6 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2318 6 GS SUNRAY GERMAN FUND I, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2319 7 GS SUNRAY GERMAN FUND, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2320 8 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2321 6 GS SUNRAY GERMAN FUND II, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2322 7 GS SUNRAY GERMAN FUND, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2323 6 GS TELE CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2324 6 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2325 6 GSCP VI GERMANY EDGEMARC, INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2326 6 GSCP VI GERMANY KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2327 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2328 6 GSCP VI GERMANY TXU HOLDINGS CAYMAN, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2329 7 GSCP VI GERMANY TXU HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2330 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2331 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX Delaware Financial Vehicles 2332 6 GSCP VI GERMANY TXU HOLDINGS, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2333 7 GSCP VI GERMANY TXU HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2334 6 GSCP VI GMBH COMPASS CAYMAN GP CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2335 7 GSCP VI GMBH COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2336 8 COMPASS CAYMAN HOLDINGS L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2337 6 GSCP VI GMBH COMPASS CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2338 7 GSCP VI GMBH COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2339 6 GSCP VI GMBH GYMBO HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2340 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2341 6 GSCP VI GMBH HYDROEDGE (CAYMAN) LTD. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 2342 6 GSCP VI GMBH KNIGHT HOLDINGS 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2343 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2344 6 GSCP VI GMBH NAVI GP, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2345 7 GSCP VI GMBH NAVI, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2346 6 GSCP VI GMBH NAVI, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2347 6 GSCP VI GMBH PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2348 7 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2349 6 GSCP VI GMBH STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2350 6 GSCP VI GmbH Investment Holdings (Cayman) Ltd. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2351 7 GSCP VI GMBH PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2352 7 GSCP VI GmbH PaperCo, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2353 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2354 6 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2355 6 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2356 6 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS Delaware Financial Vehicles 2357 6 HWBCC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2358 6 HWBCC LP 525990 - Other Wilmington DE Delaware Financial Vehicles 2359 6 INTERLINE BRANDS, INC. 0 - N/A Jacksonville FL Delaware 2360 6 KAR HOLDINGS II, LLC 525990 - Other New York NY Delaware Financial Vehicles 2361 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2362 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2363 6 MFI HOLDING CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 2364 6 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2365 6 OCEANS14 GMBH, LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 2366 6 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2367 6 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2368 6 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 2369 6 SPARTANSHIELD HOLDINGS 525990 - Other NEW YORK NY Delaware Financial Vehicles 2370 6 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2371 6 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2372 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 2373 6 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2374 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2375 6 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2376 7 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 2377 7 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 2378 7 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2379 7 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2380 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2381 7 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2382 7 GS SUNRAY OFFSHORE FUND, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2383 8 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2384 7 GS SUNRAY OFFSHORE FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2385 8 GS SUNRAY OFFSHORE FUND, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2386 7 GS TELE CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2387 7 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2388 7 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2389 7 GSCP VI OFFSHORE COMPASS CAYMAN GP CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2390 8 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2391 9 COMPASS CAYMAN HOLDINGS L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2392 7 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2393 7 GSCP VI OFFSHORE EDGEMARC, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2394 8 GSCP VI HYDROEDGE HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2395 7 GSCP VI OFFSHORE GYMBO HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2396 8 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2397 7 GSCP VI OFFSHORE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2398 8 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2399 7 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2400 7 GSCP VI OFFSHORE PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2401 7 GSCP VI OFFSHORE PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2402 8 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2403 7 GSCP VI OFFSHORE STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2404 7 GSCP VI Offshore PaperCo, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2405 7 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2406 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2407 7 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS Delaware Financial Vehicles 2408 7 HWBCC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2409 7 HWBCC LP 525990 - Other Wilmington DE Delaware Financial Vehicles 2410 7 INTERLINE BRANDS, INC. 0 - N/A Jacksonville FL Delaware 2411 7 KAR HOLDINGS II, LLC 525990 - Other New York NY Delaware Financial Vehicles 2412 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2413 7 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2414 7 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2415 7 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2416 7 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2417 7 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 2418 7 SPARTANSHIELD HOLDINGS 525990 - Other NEW YORK NY Delaware Financial Vehicles 2419 7 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2420 7 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2421 7 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2422 6 GSCP VI OFFSHORE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2423 7 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2424 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2425 7 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2426 8 GSCP VI OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2427 9 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2428 9 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX Delaware PARTNERSHIP Financial Vehicles 2429 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2430 6 GSCP VI OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles
2303 7 Xella International Holdings S.a.r.l. LUXEMBOURG 50 N/A 2304 6 GSCP VI ADVISORS, L.L.C. UNITED STATES N/A N/A 2305 7 GS CAPITAL PARTNERS VI FUND, L.P. UNITED STATES N/A N/A 2306 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2307 4 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 2308 4 GS CAPITAL PARTNERS VI PIA FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2309 4 GS CAPITAL PARTNERS VI PIA FUND, L.P. UNITED STATES N/A N/A 2310 5 GS CAPITAL PARTNERS VI GMBH & CO. KG GERMANY N/A N/A 2311 6 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 2312 6 BUCK HOLDINGS L.P. UNITED STATES N/A 21 2313 6 CUCINA HOLDINGS SARL LUXEMBOURG 100 N/A 2314 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. NETHERLANDS 33 N/A 2315 6 GS EDAM DEBT HOLDINGS CAYMAN ISLANDS 99 N/A 2316 6 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2317 6 GS MACE HOLDINGS LIMITED MAURITIUS 100 N/A 2318 6 GS SUNRAY GERMAN FUND I, LTD. CAYMAN ISLANDS 100 N/A 2319 7 GS SUNRAY GERMAN FUND, L.P. UNITED STATES N/A N/A 2320 8 GS SUNRAY HOLDINGS, L.L.C. UNITED STATES N/A N/A 2321 6 GS SUNRAY GERMAN FUND II, LTD. CAYMAN ISLANDS 100 N/A 2322 7 GS SUNRAY GERMAN FUND, L.P. UNITED STATES N/A N/A 2323 6 GS TELE CAYMAN CAYMAN ISLANDS 100 N/A 2324 6 GSCP VI AA ONE HOLDING SARL LUXEMBOURG 100 N/A 2325 6 GSCP VI GERMANY EDGEMARC, INC. UNITED STATES 100 N/A 2326 6 GSCP VI GERMANY KNIGHT HOLDINGS CORP. UNITED STATES 100 N/A 2327 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2328 6 GSCP VI GERMANY TXU HOLDINGS CAYMAN, LTD. CAYMAN ISLANDS 100 N/A 2329 7 GSCP VI GERMANY TXU HOLDINGS, L.P. UNITED STATES N/A N/A 2330 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2331 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2332 6 GSCP VI GERMANY TXU HOLDINGS, LTD. CAYMAN ISLANDS 100 N/A 2333 7 GSCP VI GERMANY TXU HOLDINGS, L.P. UNITED STATES N/A N/A 2334 6 GSCP VI GMBH COMPASS CAYMAN GP CORP. UNITED STATES 100 N/A 2335 7 GSCP VI GMBH COMPASS HOLDINGS L.P. CAYMAN ISLANDS N/A N/A 2336 8 COMPASS CAYMAN HOLDINGS L.P. CAYMAN ISLANDS N/A N/A 2337 6 GSCP VI GMBH COMPASS CAYMAN LTD. CAYMAN ISLANDS 100 N/A 2338 7 GSCP VI GMBH COMPASS HOLDINGS L.P. CAYMAN ISLANDS N/A N/A 2339 6 GSCP VI GMBH GYMBO HOLDINGS, L.L.C. UNITED STATES N/A N/A 2340 7 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2341 6 GSCP VI GMBH HYDROEDGE (CAYMAN) LTD. UNITED STATES 100 N/A 2342 6 GSCP VI GMBH KNIGHT HOLDINGS CAYMAN ISLANDS 100 N/A 2343 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2344 6 GSCP VI GMBH NAVI GP, LTD. CAYMAN ISLANDS 100 N/A 2345 7 GSCP VI GMBH NAVI, L.P. CAYMAN ISLANDS N/A N/A 2346 6 GSCP VI GMBH NAVI, L.P. CAYMAN ISLANDS N/A N/A 2347 6 GSCP VI GMBH PAPERCO INVESTMENTS, L.L.C. UNITED STATES N/A N/A 2348 7 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 2349 6 GSCP VI GMBH STEEL HOLDINGS, L.L.C. UNITED STATES N/A N/A 2350 6 GSCP VI GmbH Investment Holdings (Cayman) Ltd. CAYMAN ISLANDS 100 N/A 2351 7 GSCP VI GMBH PAPERCO HOLDINGS, L.L.C. UNITED STATES N/A N/A 2352 7 GSCP VI GmbH PaperCo, L.L.C. UNITED STATES N/A N/A 2353 7 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2354 6 GSCP VI NORTH HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2355 6 GSCPVI BHC CAYMAN LTD. CAYMAN ISLANDS 100 N/A 2356 6 HAWKER BEECHCRAFT, INC UNITED STATES 46 N/A 2357 6 HWBCC LLC UNITED STATES N/A N/A 2358 6 HWBCC LP UNITED STATES N/A N/A 2359 6 INTERLINE BRANDS, INC. UNITED STATES 81 N/A 2360 6 KAR HOLDINGS II, LLC UNITED STATES 34 N/A 2361 6 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 2362 6 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 2363 6 MFI HOLDING CORPORATION UNITED STATES 72 N/A 2364 6 NORTH HOLDINGS CAYMAN CORP. CAYMAN ISLANDS 100 N/A 2365 6 OCEANS14 GMBH, LTD. CAYMAN ISLANDS 100 N/A 2366 6 ONTEX I S.A R.L. LUXEMBOURG 50 N/A 2367 6 PROSIGHT INVESTMENT LLC UNITED STATES N/A N/A 2368 6 PVF HOLDINGS LLC UNITED STATES 63 N/A 2369 6 SPARTANSHIELD HOLDINGS UNITED STATES N/A N/A 2370 6 STEAK HOLDINGS, L.L.C. UNITED STATES N/A N/A 2371 6 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2372 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2373 6 Xella International Holdings S.a.r.l. LUXEMBOURG 50 N/A 2374 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2375 6 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2376 7 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 2377 7 BUCK HOLDINGS L.P. UNITED STATES N/A 21 2378 7 CUCINA HOLDINGS SARL LUXEMBOURG 100 N/A 2379 7 GS EDAM DEBT HOLDINGS CAYMAN ISLANDS 99 N/A 2380 7 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2381 7 GS MACE HOLDINGS LIMITED MAURITIUS 100 N/A 2382 7 GS SUNRAY OFFSHORE FUND, L.P. UNITED STATES N/A N/A 2383 8 GS SUNRAY HOLDINGS, L.L.C. UNITED STATES N/A N/A 2384 7 GS SUNRAY OFFSHORE FUND, LTD. CAYMAN ISLANDS 100 N/A 2385 8 GS SUNRAY OFFSHORE FUND, L.P. UNITED STATES N/A N/A 2386 7 GS TELE CAYMAN CAYMAN ISLANDS 100 N/A 2387 7 GSCP VI AA ONE HOLDING SARL LUXEMBOURG 100 N/A 2388 7 GSCP VI NORTH HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2389 7 GSCP VI OFFSHORE COMPASS CAYMAN GP CORP. UNITED STATES 100 N/A 2390 8 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. CAYMAN ISLANDS N/A N/A 2391 9 COMPASS CAYMAN HOLDINGS L.P. CAYMAN ISLANDS N/A N/A 2392 7 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. CAYMAN ISLANDS N/A N/A 2393 7 GSCP VI OFFSHORE EDGEMARC, L.L.C. UNITED STATES N/A N/A 2394 8 GSCP VI HYDROEDGE HOLDINGS, L.L.C. UNITED STATES N/A N/A 2395 7 GSCP VI OFFSHORE GYMBO HOLDINGS, L.L.C. UNITED STATES N/A N/A 2396 8 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2397 7 GSCP VI OFFSHORE KNIGHT HOLDINGS CORP. UNITED STATES 100 N/A 2398 8 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2399 7 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2400 7 GSCP VI OFFSHORE PAPERCO HOLDINGS, L.L.C. UNITED STATES N/A N/A 2401 7 GSCP VI OFFSHORE PAPERCO INVESTMENTS, L.L.C. UNITED STATES N/A N/A 2402 8 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 2403 7 GSCP VI OFFSHORE STEEL HOLDINGS, L.L.C. UNITED STATES N/A N/A 2404 7 GSCP VI Offshore PaperCo, L.L.C. UNITED STATES N/A N/A 2405 7 GSCPVI BHC CAYMAN LTD. CAYMAN ISLANDS 100 N/A 2406 7 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2407 7 HAWKER BEECHCRAFT, INC UNITED STATES 46 N/A 2408 7 HWBCC LLC UNITED STATES N/A N/A 2409 7 HWBCC LP UNITED STATES N/A N/A 2410 7 INTERLINE BRANDS, INC. UNITED STATES 81 N/A 2411 7 KAR HOLDINGS II, LLC UNITED STATES 34 N/A 2412 7 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 2413 7 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 2414 7 NORTH HOLDINGS CAYMAN CORP. CAYMAN ISLANDS 100 N/A 2415 7 ONTEX I S.A R.L. LUXEMBOURG 50 N/A 2416 7 PROSIGHT INVESTMENT LLC UNITED STATES N/A N/A 2417 7 PVF HOLDINGS LLC UNITED STATES 63 N/A 2418 7 SPARTANSHIELD HOLDINGS UNITED STATES N/A N/A 2419 7 STEAK HOLDINGS, L.L.C. UNITED STATES N/A N/A 2420 7 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2421 7 Xella International Holdings S.a.r.l. LUXEMBOURG 50 N/A 2422 6 GSCP VI OFFSHORE ADVISORS, L.L.C. UNITED STATES N/A N/A 2423 7 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2424 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN GP, LLC UNITED STATES N/A N/A 2425 7 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. CAYMAN ISLANDS N/A N/A 2426 8 GSCP VI OFFSHORE TXU HOLDINGS, L.P. UNITED STATES N/A N/A 2427 9 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2428 9 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2429 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. CAYMAN ISLANDS N/A N/A 2430 6 GSCP VI OFFSHORE TXU HOLDINGS, L.P. UNITED STATES N/A N/A
2431 6 MFI HOLDING CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 2432 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 2433 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2434 6 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 2435 6 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 2436 6 COMPASS DELAWARE HOLDINGS II CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2437 6 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2438 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 2439 6 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2440 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2441 6 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2442 6 GS SUNRAY HOLDINGS PARALLEL, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2443 7 GS SUNRAY HOLDINGS PARALLEL SUBCO, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2444 8 Hyatt Hotels Corporation 531390 - Other Chicago IL Delaware activities related to real estate 2445 6 GS TELE CAYMAN 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2446 6 GSCP VI AA ONE PARALLEL HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2447 6 GSCP VI PARALLEL EDGEMARC HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2448 6 GSCP VI PARALLEL EDGEMARC, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2449 7 GSCP VI PARALLEL EDGEMARC HOLDINGS, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2450 6 GSCP VI PARALLEL HYDROEDGE, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2451 6 GSCP VI PARALLEL NORTH HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2452 7 GSCP VI PARALLEL NORTH HOLDING CORP. 525990 - Other Halifax NS CANADA Financial Vehicles 2453 8 RED SKY HOLDINGS L.P. 525990 - Other New York NY CANADA Financial Vehicles 2454 6 GSCP VI PARALLEL PROSIGHT, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2455 7 ProSight Parallel Investment LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2456 8 PROSIGHT GLOBAL HOLDINGS LIMITED 551112 - Offices of Hamilton BERMUDA Other Holding Companies 2457 6 GSCP VI PARALLEL WHITELABEL B LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2458 7 GSCP VI PARALLEL WHITELABEL S LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2459 8 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2460 6 GSCP VI PARALLEL WHITELABEL S LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2461 6 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2462 6 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2463 6 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS Delaware Financial Vehicles 2464 6 HWBCC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2465 6 HWBCC LP 525990 - Other Wilmington DE Delaware Financial Vehicles 2466 6 INTERLINE BRANDS, INC. 0 - N/A Jacksonville FL Delaware 2467 6 KAR HOLDINGS II, LLC 525990 - Other New York NY Delaware Financial Vehicles 2468 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2469 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2470 6 MFI HOLDING CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 2471 6 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2472 6 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2473 6 PVF HOLDINGS LLC 525990 - Other New York NY Delaware Financial Vehicles 2474 6 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2475 6 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2476 6 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2477 6 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX Delaware Financial Vehicles 2478 6 TRANSUNION HOLDING COMPANY, INC. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2479 6 VALOUR HOLDINGS GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2480 7 U.S. SECURITY ASSOCIATES, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2481 6 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2482 5 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2483 6 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2484 6 GSCP VI ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2485 6 MFI HOLDING CORPORATION 525990 - Other New York NY Delaware Financial Vehicles 2486 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2487 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2488 4 GS CAPITAL PARTNERS VI PMD ESC FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2489 4 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2490 4 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, L.P. 525990 - Other George Town New York Financial Vehicles 2491 4 GS CAPITAL PARTNERS VI PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2492 4 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2493 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2494 5 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2495 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2496 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2497 5 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2498 3 GS DIRECT, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2499 4 GOLDMAN SACHS CLEAN TECHNOLOGY INVESTMENTS GK 525990 - Other Minato-ku JAPAN Financial Vehicles 2500 4 GS CHROMA HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2501 4 GS DIRECT GD LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2502 4 GS DIRECT PHARMA LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2503 4 GS DIRECT VALENTINE HOLDINGS 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 2504 4 GS HEAL HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2505 4 GS LOGISTICS HOLDINGS LTD 525990 - Other Ebene MAURITIUS Financial Vehicles 2506 4 GS PHERECLUS HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2507 4 GS Treasure S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2508 4 VGG HOLDING LLC 525990 - Other Dover DE Delaware Financial Vehicles 2509 4 WATERCUBE HOLDINGS, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 2510 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 2511 3 GS LOAN PARTNERS I EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2512 4 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2513 5 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2514 6 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2515 7 GSLP I ONSHORE INVESTMENT FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2516 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2517 8 GSLP I ONSHORE HOLDINGS FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2518 8 GSLP I ONSHORE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2519 9 GSLP I ONSHORE (BRENNTAG) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2520 4 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2521 3 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2522 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2523 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2524 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2525 7 GSMP 2006 OFFSHORE INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2526 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2527 8 GSMP 2006 OFFSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2528 9 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL 525990 - Other George Town CAYMAN (BRENNTAG), LTD. Financial Vehicles ISLANDS 2529 9 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 2530 10 GSMP 2006 OFFSHORE HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2531 9 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 2532 7 GSMP 2006 OFFSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2533 7 GSMP 2006 OFFSHORE US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2534 8 GSMP 2006 OFFSHORE HARRAH'S HOLDINGS, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2535 8 GSMP 2006 OFFSHORE HOLDINGS US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2536 8 GSMP 2006 OFFSHORE MARSICO INVESTMENT, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2537 8 GSMP 2006 OFFSHORE SBI HOLDINGS, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2538 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2539 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2540 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2541 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2542 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2543 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2544 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 2545 7 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 2546 8 GSMP 2006 INSTITUTIONAL INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2547 9 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2548 9 GSMP 2006 INSTITUTIONAL INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2549 10 GSMP 2006 INSTITUTIONAL HOLDINGS 525990 - Other George Town CAYMAN INTERNATIONAL, LTD. Financial Vehicles ISLANDS 2550 11 GSMP 2006 INSTITUTIONAL HOLDINGS 525990 - Other George Town CAYMAN INTERNATIONAL (BRENNTAG), LTD. Financial Vehicles ISLANDS 2551 11 GSMP 2006 INSTITUTIONAL HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2552 10 SEVRES II S.A.R.L. 525990 - Other London LUXEMBOURG Financial Vehicles 2553 9 GSMP 2006 INSTITUTIONAL US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2554 10 GSMP 2006 INSTITUTIONAL HARRAH'S HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 2555 10 GSMP 2006 INSTITUTIONAL HOLDINGS US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2556 10 GSMP 2006 INSTITUTIONAL MARSICO INVESTMENT, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 2557 8 GSMP 2006 INSTITUTIONAL S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2558 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS
2431 6 MFI HOLDING CORPORATION UNITED STATES 72 N/A 2432 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2433 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. UNITED STATES N/A N/A 2434 6 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 2435 6 BUCK HOLDINGS L.P. UNITED STATES N/A 21 2436 6 COMPASS DELAWARE HOLDINGS II CORP. UNITED STATES 100 N/A 2437 6 CUCINA HOLDINGS SARL LUXEMBOURG 100 N/A 2438 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. NETHERLANDS 33 N/A 2439 6 GS EDAM DEBT HOLDINGS CAYMAN ISLANDS 99 N/A 2440 6 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2441 6 GS MACE HOLDINGS LIMITED MAURITIUS 100 N/A 2442 6 GS SUNRAY HOLDINGS PARALLEL, L.L.C. UNITED STATES N/A N/A 2443 7 GS SUNRAY HOLDINGS PARALLEL SUBCO, L.L.C. UNITED STATES N/A N/A 2444 8 Hyatt Hotels Corporation UNITED STATES 7 N/A 2445 6 GS TELE CAYMAN CAYMAN ISLANDS 100 N/A 2446 6 GSCP VI AA ONE PARALLEL HOLDING SARL LUXEMBOURG 100 N/A 2447 6 GSCP VI PARALLEL EDGEMARC HOLDINGS, L.L.C. UNITED STATES N/A N/A 2448 6 GSCP VI PARALLEL EDGEMARC, L.L.C. UNITED STATES N/A N/A 2449 7 GSCP VI PARALLEL EDGEMARC HOLDINGS, L.L.C. UNITED STATES N/A N/A 2450 6 GSCP VI PARALLEL HYDROEDGE, L.L.C. UNITED STATES N/A N/A 2451 6 GSCP VI PARALLEL NORTH HOLDINGS S.A.R.L. LUXEMBOURG 100 N/A 2452 7 GSCP VI PARALLEL NORTH HOLDING CORP. CANADA 100 N/A 2453 8 RED SKY HOLDINGS L.P. UNITED STATES N/A 21 2454 6 GSCP VI PARALLEL PROSIGHT, L.L.C. UNITED STATES N/A N/A 2455 7 ProSight Parallel Investment LLC UNITED STATES N/A N/A 2456 8 PROSIGHT GLOBAL HOLDINGS LIMITED BERMUDA 51 N/A 2457 6 GSCP VI PARALLEL WHITELABEL B LLC UNITED STATES N/A N/A 2458 7 GSCP VI PARALLEL WHITELABEL S LLC UNITED STATES N/A N/A 2459 8 ONTEX I S.A R.L. LUXEMBOURG 50 N/A 2460 6 GSCP VI PARALLEL WHITELABEL S LLC UNITED STATES N/A N/A 2461 6 GSCPVI BHC CAYMAN LTD. CAYMAN ISLANDS 100 N/A 2462 6 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2463 6 HAWKER BEECHCRAFT, INC UNITED STATES 46 N/A 2464 6 HWBCC LLC UNITED STATES N/A N/A 2465 6 HWBCC LP UNITED STATES N/A N/A 2466 6 INTERLINE BRANDS, INC. UNITED STATES 81 N/A 2467 6 KAR HOLDINGS II, LLC UNITED STATES 34 N/A 2468 6 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 2469 6 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 2470 6 MFI HOLDING CORPORATION UNITED STATES 72 N/A 2471 6 NORTH HOLDINGS CAYMAN CORP. CAYMAN ISLANDS 100 N/A 2472 6 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 2473 6 PVF HOLDINGS LLC UNITED STATES 63 N/A 2474 6 STEAK HOLDINGS, L.L.C. UNITED STATES N/A N/A 2475 6 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2476 6 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2477 6 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2478 6 TRANSUNION HOLDING COMPANY, INC. UNITED STATES 49 N/A 2479 6 VALOUR HOLDINGS GP, L.L.C. UNITED STATES N/A N/A 2480 7 U.S. SECURITY ASSOCIATES, L.P. UNITED STATES N/A N/A 2481 6 Xella International Holdings S.a.r.l. LUXEMBOURG 50 N/A 2482 5 GS CAPITAL PARTNERS VI, L.P. UNITED STATES N/A N/A 2483 6 GS CAPITAL PARTNERS VI FUND, L.P. UNITED STATES N/A N/A 2484 6 GSCP VI ADVISORS, L.L.C. UNITED STATES N/A N/A 2485 6 MFI HOLDING CORPORATION UNITED STATES 72 N/A 2486 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2487 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. UNITED STATES N/A N/A 2488 4 GS CAPITAL PARTNERS VI PMD ESC FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2489 4 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. UNITED STATES N/A N/A 2490 4 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2491 4 GS CAPITAL PARTNERS VI PMD QP FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2492 4 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. UNITED STATES N/A N/A 2493 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 2494 5 GS CAPITAL PARTNERS VI GMBH & CO. KG GERMANY N/A N/A 2495 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2496 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. UNITED STATES N/A N/A 2497 5 GS CAPITAL PARTNERS VI, L.P. UNITED STATES N/A N/A 2498 3 GS DIRECT, L.L.C. UNITED STATES N/A N/A 2499 4 GOLDMAN SACHS CLEAN TECHNOLOGY INVESTMENTS GK JAPAN N/A N/A 2500 4 GS CHROMA HOLDINGS LIMITED MAURITIUS 100 N/A 2501 4 GS DIRECT GD LIMITED MAURITIUS 100 N/A 2502 4 GS DIRECT PHARMA LIMITED MAURITIUS 100 N/A 2503 4 GS DIRECT VALENTINE HOLDINGS CAYMAN ISLANDS 100 N/A 2504 4 GS HEAL HOLDINGS LIMITED MAURITIUS 50 N/A 2505 4 GS LOGISTICS HOLDINGS LTD MAURITIUS 100 N/A 2506 4 GS PHERECLUS HOLDINGS LIMITED MAURITIUS 100 N/A 2507 4 GS Treasure S.a r.l. LUXEMBOURG 100 N/A 2508 4 VGG HOLDING LLC UNITED STATES 19 N/A 2509 4 WATERCUBE HOLDINGS, L.L.C. UNITED STATES N/A N/A 2510 4 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 2511 3 GS LOAN PARTNERS I EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2512 4 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2513 5 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. UNITED STATES N/A N/A 2514 6 GS LOAN PARTNERS I ONSHORE, L.P. UNITED STATES N/A N/A 2515 7 GSLP I ONSHORE INVESTMENT FUND, L.L.C. UNITED STATES N/A N/A 2516 8 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2517 8 GSLP I ONSHORE HOLDINGS FUND, L.L.C. UNITED STATES N/A N/A 2518 8 GSLP I ONSHORE S.A R.L. LUXEMBOURG 100 N/A 2519 9 GSLP I ONSHORE (BRENNTAG) S.A R.L. LUXEMBOURG 100 N/A 2520 4 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. UNITED STATES N/A N/A 2521 3 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2522 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2523 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 2524 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2525 7 GSMP 2006 OFFSHORE INVESTMENT FUND, LTD. CAYMAN ISLANDS 100 N/A 2526 8 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2527 8 GSMP 2006 OFFSHORE INTERNATIONAL, LTD. CAYMAN ISLANDS 100 N/A 2528 9 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL CAYMAN ISLANDS 100 N/A (BRENNTAG), LTD. 2529 9 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL, LTD. CAYMAN ISLANDS 100 N/A 2530 10 GSMP 2006 OFFSHORE HOLDINGS S.A.R.L. LUXEMBOURG 100 N/A 2531 9 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 2532 7 GSMP 2006 OFFSHORE S.A.R.L. LUXEMBOURG 100 N/A 2533 7 GSMP 2006 OFFSHORE US, LTD. CAYMAN ISLANDS 100 N/A 2534 8 GSMP 2006 OFFSHORE HARRAH'S HOLDINGS, LTD. CAYMAN ISLANDS 100 N/A 2535 8 GSMP 2006 OFFSHORE HOLDINGS US, LTD. CAYMAN ISLANDS 100 N/A 2536 8 GSMP 2006 OFFSHORE MARSICO INVESTMENT, LTD. CAYMAN ISLANDS 100 N/A 2537 8 GSMP 2006 OFFSHORE SBI HOLDINGS, LTD. CAYMAN ISLANDS 100 N/A 2538 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2539 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2540 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. UNITED STATES N/A N/A 2541 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. UNITED STATES N/A N/A 2542 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2543 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 2544 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, L.L.C. UNITED STATES N/A N/A 2545 7 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, L.P. CAYMAN ISLANDS N/A N/A 2546 8 GSMP 2006 INSTITUTIONAL INVESTMENT FUND, LTD. CAYMAN ISLANDS 100 N/A 2547 9 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2548 9 GSMP 2006 INSTITUTIONAL INTERNATIONAL, LTD. CAYMAN ISLANDS 100 N/A 2549 10 GSMP 2006 INSTITUTIONAL HOLDINGS INTERNATIONAL, CAYMAN ISLANDS 100 N/A LTD. 2550 11 GSMP 2006 INSTITUTIONAL HOLDINGS CAYMAN ISLANDS 100 N/A INTERNATIONAL (BRENNTAG), LTD. 2551 11 GSMP 2006 INSTITUTIONAL HOLDINGS S.A.R.L. LUXEMBOURG 100 N/A 2552 10 SEVRES II S.A.R.L. UNITED KINGDOM 73 73 (OTHER) 2553 9 GSMP 2006 INSTITUTIONAL US, LTD. CAYMAN ISLANDS 100 N/A 2554 10 GSMP 2006 INSTITUTIONAL HARRAH'S HOLDINGS, LTD. CAYMAN ISLANDS 100 N/A 2555 10 GSMP 2006 INSTITUTIONAL HOLDINGS US, LTD. CAYMAN ISLANDS 100 N/A 2556 10 GSMP 2006 INSTITUTIONAL MARSICO INVESTMENT, CAYMAN ISLANDS 100 N/A LTD. 2557 8 GSMP 2006 INSTITUTIONAL S.A.R.L. LUXEMBOURG 100 N/A 2558 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, L.P. CAYMAN ISLANDS N/A N/A
2559 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2560 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2561 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2562 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2563 4 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2564 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2565 5 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2566 4 GS MEZZANINE PARTNERS 2006 PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2567 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2568 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2569 4 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2570 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2571 5 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2572 3 GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2573 4 GS FUND HOLDINGS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2574 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE 525990 - Other New York NY Delaware II, L.L.C. Financial Vehicles 2575 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2576 7 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2577 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2578 8 GSMP V OFFSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2579 9 GSMP V OFFSHORE HOLDINGS INTERNATIONAL, LTD. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 2580 9 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter GUERNSEY INCORPORATED Financial Vehicles Port 2581 8 GSMP V OFFSHORE INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2582 8 GSMP V OFFSHORE S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2583 8 GSMP V OFFSHORE US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2584 9 GSMP V OFFSHORE MARSICO INVESTMENT, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2585 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2586 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE 525990 - Other New York NY Delaware II, L.L.C. Financial Vehicles 2587 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2588 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2589 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2590 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 2591 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2592 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2593 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2594 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, 525990 - Other New York NY Delaware L.P. Financial Vehicles 2595 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2596 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2597 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE 525990 - Other New York NY Delaware II, L.L.C. Financial Vehicles 2598 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 2599 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE II, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 2600 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, 525990 - Other New York NY Delaware L.P. Financial Vehicles 2601 4 GS MEZZANINE PARTNERS V PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2602 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, 525990 - Other New York NY Delaware L.P. Financial Vehicles 2603 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2604 4 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2605 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2606 6 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY Delaware ONSHORE, L.P. Financial Vehicles 2607 6 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2608 4 GS MEZZANINE PARTNERS V PMD ESC FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2609 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2610 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2611 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 2612 5 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2613 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2614 7 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.P. 525990 - Other George Town New York Financial Vehicles 2615 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2616 8 GSMP V INSTITUTIONAL INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2617 9 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter GUERNSEY INCORPORATED Financial Vehicles Port 2618 8 GSMP V INSTITUTIONAL INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2619 8 GSMP V INSTITUTIONAL S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2620 8 GSMP V INSTITUTIONAL US, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2621 9 GSMP V INSTITUTIONAL MARSICO INVESTMENT, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2622 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.P. 525990 - Other George Town New York Financial Vehicles 2623 5 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2624 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2625 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2626 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2627 5 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2628 4 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2629 3 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2630 3 GS PEG EMPLOYEE FUNDS I ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 2631 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND I, LLC 525990 - Other New York NY Delaware Financial Vehicles 2632 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, LLC 525990 - Other New York NY Delaware Financial Vehicles 2633 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND I, LLC 525990 - Other New York NY Delaware Financial Vehicles 2634 3 GS PEG EMPLOYEE FUNDS II ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 2635 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND II, LLC 525990 - Other New York NY Delaware Financial Vehicles 2636 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND II, LLC 525990 - Other New York NY Delaware Financial Vehicles 2637 3 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 2638 3 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC 525910 - Open-End New York NY Delaware Investment Funds 2639 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VII, 525990 - Other New York NY Delaware LLC Financial Vehicles 2640 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, 525910 - Open-End New York NY Delaware LLC Investment Funds 2641 4 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC 525910 - Open-End New York NY Delaware Investment Funds 2642 3 JEREZ FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS 525910 - Open-End Osasco BRAZIL NAO-PADRONIZADOS MULTICARTEIRA Investment Funds 2643 3 LIQUIDITYMATCH LLC 525990 - Other Jersey City NJ Delaware Financial Vehicles 2644 3 M-CCP PARENT, INC. 525990 - Other Charlotte NC Delaware Financial Vehicles 2645 4 M-CCP HOLDINGS, INC. 551112 - Offices of Charlotte NC Delaware Other Holding Companies 2646 5 MERGENT, INC. 518210 - Data Charlotte NC Delaware Processing, Hosting, and Related Services 2647 3 MBD 2011 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2648 4 MBD 2011, L.P. 525910 - Open-End New York NY Delaware Investment Funds 2649 3 NYSE AMEX OPTIONS LLC 523210 - Securities New York NY Delaware and Commodity Exchanges 2650 3 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC 525910 - Open-End New York NY Delaware Investment Funds 2651 4 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC 525910 - Open-End New York NY Delaware Investment Funds 2652 5 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC 525910 - Open-End New York NY Delaware Investment Funds 2653 4 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC 525910 - Open-End New York NY Delaware Investment Funds 2654 3 PIVOTAL HOLDINGS LTD. 525990 - Other Montreal QC CANADA Financial Vehicles 2655 4 PIVOTAL PAYMENTS INC. 525990 - Other Melville NY Delaware Financial Vehicles 2656 4 Pivotal Payments Corporation 525990 - Other Montreal QC CANADA Financial Vehicles 2657 3 PRLP VENTURES II, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 2658 4 PRLP 2011 HOLDINGS LLC 551112 - Offices of San Juan PR PUERTO RICO Other Holding Companies 2659 3 PRLP VENTURES LLC 525990 - Other Irving TX Delaware Financial Vehicles 2660 4 CPG/GS PR NPL, LLC 525990 - Other San Juan PUERTO RICO Financial Vehicles 2661 3 ProSight Equity Management Inc. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2662 4 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2663 4 ProSight Parallel Investment LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2664 3 REDI GLOBAL TECHNOLOGIES LLC 523120 - Securities New York NY New York Brokerage 2665 3 REDLINE TRADING SOLUTIONS, INC. 511210 - Woburn MA Delaware Applications software, computer, packaged 2666 3 SHOELANE GP, L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2667 4 SHOELANE, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2668 3 SPIRAL HOLDINGS INC. 525990 - Other Woodcliff NJ Delaware Financial Vehicles Lake 2669 4 SPIRAL INTERMEDIATE INC. 525990 - Other Woodcliff NJ Delaware Financial Vehicles Lake 2670 5 SYNCSORT INCORPORATED 541511 - Computer Woodcliff NJ New Jersey program or software Lake development 2671 3 STONE STREET PEP TECHNOLOGY 2000, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2672 4 BRIDGE STREET PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2673 4 STONE STREET PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2674 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2008 Financial Vehicles 2675 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2676 4 W2008 INTERNATIONAL FINANCE SUB LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2677 5 W2007 BEAR L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2678 5 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2679 5 W2008 JUPITER INVESTMENT CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2680 5 W2008 OUKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2681 5 W2008 RAINBOW 1 (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2682 5 W2008 RAINBOW 2 (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2683 5 W2008 RAINBOW 3 (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2684 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2685 6 WHITEHALL EUROPEAN RE 7A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2686 7 AMELIA HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles
2559 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2560 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 2561 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2562 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2563 4 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. UNITED STATES N/A N/A 2564 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2565 5 GS MEZZANINE PARTNERS 2006, L.P. UNITED STATES N/A N/A 2566 4 GS MEZZANINE PARTNERS 2006 PIA FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2567 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 2568 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2569 4 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. UNITED STATES N/A N/A 2570 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2571 5 GS MEZZANINE PARTNERS 2006, L.P. UNITED STATES N/A N/A 2572 3 GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2573 4 GS FUND HOLDINGS, L.L.C. UNITED STATES N/A N/A 2574 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE II, UNITED STATES N/A N/A L.L.C. 2575 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 2576 7 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2577 8 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2578 8 GSMP V OFFSHORE INTERNATIONAL, LTD. CAYMAN ISLANDS 100 N/A 2579 9 GSMP V OFFSHORE HOLDINGS INTERNATIONAL, LTD. UNITED STATES 100 N/A 2580 9 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2581 8 GSMP V OFFSHORE INVESTMENT FUND, LTD. CAYMAN ISLANDS 100 N/A 2582 8 GSMP V OFFSHORE S.a r.l. LUXEMBOURG 100 N/A 2583 8 GSMP V OFFSHORE US, LTD. CAYMAN ISLANDS 100 N/A 2584 9 GSMP V OFFSHORE MARSICO INVESTMENT, LTD. CAYMAN ISLANDS 100 N/A 2585 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2586 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE II, UNITED STATES N/A N/A L.L.C. 2587 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. UNITED STATES N/A N/A 2588 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. UNITED STATES N/A N/A 2589 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2590 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 2591 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 2592 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2593 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2594 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, UNITED STATES N/A N/A L.P. 2595 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. UNITED STATES N/A N/A 2596 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. UNITED STATES N/A N/A 2597 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE II, UNITED STATES N/A N/A L.L.C. 2598 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2599 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE II, UNITED STATES N/A N/A L.L.C. 2600 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, L.P. UNITED STATES N/A N/A 2601 4 GS MEZZANINE PARTNERS V PIA FUND, L.P. UNITED STATES N/A N/A 2602 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, UNITED STATES N/A N/A L.P. 2603 5 GS MEZZANINE PARTNERS V, L.P. UNITED STATES N/A N/A 2604 4 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. UNITED STATES N/A N/A 2605 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. UNITED STATES N/A N/A 2606 6 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND ONSHORE, UNITED STATES N/A N/A L.P. 2607 6 GS MEZZANINE PARTNERS V, L.P. UNITED STATES N/A N/A 2608 4 GS MEZZANINE PARTNERS V PMD ESC FUND, L.P. UNITED STATES N/A N/A 2609 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. UNITED STATES N/A N/A 2610 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2611 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 2612 5 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 2613 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.L.C. UNITED STATES N/A N/A 2614 7 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.P. CAYMAN ISLANDS N/A N/A 2615 8 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2616 8 GSMP V INSTITUTIONAL INTERNATIONAL, LTD. CAYMAN ISLANDS 100 N/A 2617 9 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2618 8 GSMP V INSTITUTIONAL INVESTMENT FUND, LTD. CAYMAN ISLANDS 100 N/A 2619 8 GSMP V INSTITUTIONAL S.A R.L. LUXEMBOURG 100 N/A 2620 8 GSMP V INSTITUTIONAL US, LTD. CAYMAN ISLANDS 100 N/A 2621 9 GSMP V INSTITUTIONAL MARSICO INVESTMENT, LTD. CAYMAN ISLANDS 100 N/A 2622 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.P. CAYMAN ISLANDS N/A N/A 2623 5 GS MEZZANINE PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2624 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 2625 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2626 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 2627 5 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2628 4 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. UNITED STATES N/A N/A 2629 3 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 2630 3 GS PEG EMPLOYEE FUNDS I ADVISORS, LLC UNITED STATES N/A N/A 2631 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND I, LLC UNITED STATES N/A N/A 2632 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, LLC UNITED STATES N/A N/A 2633 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND I, LLC UNITED STATES N/A N/A 2634 3 GS PEG EMPLOYEE FUNDS II ADVISORS, LLC UNITED STATES N/A N/A 2635 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND II, LLC UNITED STATES N/A N/A 2636 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND II, LLC UNITED STATES N/A N/A 2637 3 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC UNITED STATES N/A N/A 2638 3 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC UNITED STATES N/A N/A 2639 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VII, LLC UNITED STATES N/A N/A 2640 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC UNITED STATES N/A N/A 2641 4 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC UNITED STATES N/A N/A 2642 3 JEREZ FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS BRAZIL 100 N/A NAO-PADRONIZADOS MULTICARTEIRA 2643 3 LIQUIDITYMATCH LLC UNITED STATES N/A N/A 2644 3 M-CCP PARENT, INC. UNITED STATES 100 N/A 2645 4 M-CCP HOLDINGS, INC. UNITED STATES 100 N/A 2646 5 MERGENT, INC. UNITED STATES 100 N/A 2647 3 MBD 2011 ADVISORS, L.L.C. UNITED STATES N/A N/A 2648 4 MBD 2011, L.P. UNITED STATES N/A N/A 2649 3 NYSE AMEX OPTIONS LLC UNITED STATES N/A N/A 2650 3 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC UNITED STATES N/A N/A 2651 4 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC UNITED STATES N/A N/A 2652 5 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC UNITED STATES N/A N/A 2653 4 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC UNITED STATES N/A N/A 2654 3 PIVOTAL HOLDINGS LTD. CANADA 1 N/A 2655 4 PIVOTAL PAYMENTS INC. UNITED STATES 100 N/A 2656 4 Pivotal Payments Corporation CANADA 100 N/A 2657 3 PRLP VENTURES II, LLC UNITED STATES N/A N/A 2658 4 PRLP 2011 HOLDINGS LLC UNITED STATES N/A N/A 2659 3 PRLP VENTURES LLC UNITED STATES N/A N/A 2660 4 CPG/GS PR NPL, LLC PUERTO RICO N/A N/A 2661 3 ProSight Equity Management Inc. UNITED STATES 100 N/A 2662 4 PROSIGHT INVESTMENT LLC UNITED STATES N/A N/A 2663 4 ProSight Parallel Investment LLC UNITED STATES N/A N/A 2664 3 REDI GLOBAL TECHNOLOGIES LLC UNITED STATES N/A N/A 2665 3 REDLINE TRADING SOLUTIONS, INC. UNITED STATES 100 N/A 2666 3 SHOELANE GP, L.L.C. UNITED STATES N/A N/A 2667 4 SHOELANE, L.P. UNITED STATES N/A N/A 2668 3 SPIRAL HOLDINGS INC. UNITED STATES 19 N/A 2669 4 SPIRAL INTERMEDIATE INC. UNITED STATES 100 N/A 2670 5 SYNCSORT INCORPORATED UNITED STATES 100 N/A 2671 3 STONE STREET PEP TECHNOLOGY 2000, L.L.C. UNITED STATES N/A N/A 2672 4 BRIDGE STREET PEP TECHNOLOGY FUND 2000, L.P. UNITED STATES N/A N/A 2673 4 STONE STREET PEP TECHNOLOGY FUND 2000, L.P. UNITED STATES N/A N/A 2674 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2008 2675 4 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2676 4 W2008 INTERNATIONAL FINANCE SUB LTD. CAYMAN ISLANDS 100 N/A 2677 5 W2007 BEAR L.L.C. UNITED STATES N/A N/A 2678 5 W2007/W2008 FINANCE LTD. CAYMAN ISLANDS 100 N/A 2679 5 W2008 JUPITER INVESTMENT CAYMAN LTD. CAYMAN ISLANDS 100 N/A 2680 5 W2008 OUKA (DELAWARE) L.L.C. UNITED STATES N/A N/A 2681 5 W2008 RAINBOW 1 (DELAWARE) L.L.C. UNITED STATES N/A N/A 2682 5 W2008 RAINBOW 2 (DELAWARE) L.L.C. UNITED STATES N/A N/A 2683 5 W2008 RAINBOW 3 (DELAWARE) L.L.C. UNITED STATES N/A N/A 2684 5 WHITEHALL EUROPEAN RE 7 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class C shares. 2685 6 WHITEHALL EUROPEAN RE 7A S.A R.L. LUXEMBOURG 100 N/A 2686 7 AMELIA HOLDING 1 B.V. NETHERLANDS 100 N/A
2687 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2688 8 SATUREA B.V. 531390 - Other Amsterdam NETHERLANDS activities related to real estate 2689 9 LANCASTER GMBH & CO. KG 525990 - Other Dusseldorf GERMANY Financial Vehicles 2690 9 LANCASTER HOLDING GmbH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2691 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2692 6 WHITEHALL EUROPEAN RE 8A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2693 7 AMELIA HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2694 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2695 5 WHITEHALL EUROPEAN RE 9 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2696 6 Whitehall European RE 9A S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2697 7 AMELIA HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2698 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2699 2 GOLDMAN, SACHS & CO. FINANZ GMBH 551112 - Offices of Frankfurt am GERMANY Other Holding Main Companies 2700 3 GOLDMAN SACHS AG 522110 - Commercial Frankfurt am GERMANY Banking Main 2701 2 GOLDMAN, SACHS & CO. WERTPAPIER GMBH 523110 - Investment Frankfurt am GERMANY Banking and Main Securities Dealing 2702 2 GREENE AVENUE LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2703 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 525990 - Other George Town CAYMAN OFFSHORE ADVISORS INC. Financial Vehicles ISLANDS 2704 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 525990 - Other George Town CAYMAN OFFSHORE L.P. Financial Vehicles ISLANDS 2705 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other George Town CAYMAN 2011 OFFSHORE HOLDINGS L.P. Financial Vehicles ISLANDS 2706 5 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 551112 - Offices of George Town CAYMAN 2011 OFFSHORE HOLDINGS FOREIGN INCOME BLOCKER, LTD. Other Holding ISLANDS Companies 2707 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS ADVISORS INC. Financial Vehicles ISLANDS 2708 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS L.P. Financial Vehicles ISLANDS 2709 2 GS (ASIA) L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2710 2 GS - MPIM I, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2711 2 GS 1 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2712 3 GS 1 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2713 2 GS 2 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2714 3 GS 2 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2715 2 GS 20 FRONT MEMBER LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2716 2 GS 2280 FDB MEMBER LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2717 2 GS 230 PARK ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2718 2 GS 3 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2719 3 GS 3 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2720 2 GS 4 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2721 3 GS 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2722 2 GS 5 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2723 3 GS 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2724 2 GS 5555 HOLLYWOOD MEMBER LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2725 2 GS 6 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2726 3 GS 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2727 2 GS 7 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2728 3 GS 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2729 2 GS ACA, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2730 2 GS ADMINISTRATIVE SERVICES, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2731 2 GS ADVISORS 2000, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2732 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2733 4 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2734 4 GS 2000-I, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2735 4 GSCP 2000 OFFSHORE CCH HOLDING 525990 - Other George Town Delaware Financial Vehicles 2736 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 2737 3 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2738 4 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2739 4 GS 2000-I, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2740 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 2741 2 GS ADVISORS II, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2742 2 GS ADVISORS III, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2743 3 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town Delaware Financial Vehicles 2744 3 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2745 4 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE Delaware Other Holding Companies 2746 2 GS ADVISORS V AIV, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2747 3 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2748 3 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2749 2 GS ADVISORS V, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2750 3 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2751 3 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2752 3 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2753 3 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2754 3 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2755 2 GS ADVISORS VI AIV, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2756 3 GSCP VI AIV, L.P. 525990 - Other George Town New York Financial Vehicles 2757 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 2758 3 GSCP VI PARALLEL AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2759 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 2760 2 GS ADVISORS VI, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2761 3 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2762 3 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2763 3 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2764 3 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2765 3 PAPERCO HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2766 2 GS ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2767 2 GS AT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2768 2 GS AYCO SENIOR HOLDING LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2769 3 GS AYCO HOLDING LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2770 4 MERCER ALLIED COMPANY, L.P. 523120 - Securities Saratoga NY Delaware Brokerage Springs 2771 4 SARATOGA SPRINGS LLC 551112 - Offices of Saratoga NY Delaware Other Holding Springs Companies 2772 5 THE AYCO COMPANY, L.P. 523930 - Investment Saratoga NY Delaware Advice Springs 2773 6 MERCER ALLIED COMPANY, L.P. 523120 - Securities Saratoga NY Delaware Brokerage Springs 2774 6 THE AYCO SERVICES AGENCY, L.P. 524210 - Insurance Saratoga NY Delaware Agencies and Springs Brokerages 2775 7 MERCAY CORPORATION 551112 - Offices of Saratoga NY Delaware Other Holding Springs Companies 2776 8 THE AYCO SERVICES INSURANCE AGENCY, INC. 524210 - Insurance Saratoga NY New York Agencies and Springs Brokerages 2777 4 THE AYCO COMPANY, L.P. 523930 - Investment Saratoga NY Delaware Advice Springs 2778 4 THE AYCO SERVICES AGENCY, L.P. 524210 - Insurance Saratoga NY Delaware Agencies and Springs Brokerages 2779 2 GS BMET ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2780 3 GOLDMAN SACHS BMET INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2781 2 GS BMET OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2782 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2783 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2784 4 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2785 2 GS BPC Parking Garage, LLC 531390 - Other Wilmington DE Delaware activities related to real estate 2786 2 GS CABLE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2787 3 GOLDMAN SACHS CABLE INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2788 2 GS CABLE INVESTORS SLP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2789 3 GOLDMAN SACHS CABLE INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2790 2 GS CAPITAL OPPORTUNITIES LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2791 3 GS FINANCING OPPORTUNITIES LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2792 2 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2793 3 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2794 3 GS 2000-I, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2795 3 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 2796 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2797 3 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2798 3 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 2799 2 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 2800 2 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2801 2 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2802 2 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP 525990 - Other Berlin GERMANY Financial Vehicles 2803 2 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW PARTNERSHIP 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2804 2 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town Delaware Financial Vehicles 2805 2 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2806 2 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2807 2 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2808 2 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2809 2 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2810 2 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2811 2 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2812 2 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2813 2 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. 525990 - Other New York NY New York Financial Vehicles 2814 2 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS
2687 7 RESTIO B.V. NETHERLANDS 100 N/A 2688 8 SATUREA B.V. NETHERLANDS 100 N/A 2689 9 LANCASTER GMBH & CO. KG GERMANY 100 100 2690 9 LANCASTER HOLDING GmbH GERMANY 100 N/A 2691 5 WHITEHALL EUROPEAN RE 8 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class C shares. 2692 6 WHITEHALL EUROPEAN RE 8A S.A R.L. LUXEMBOURG 100 N/A 2693 7 AMELIA HOLDING 1 B.V. NETHERLANDS 100 N/A 2694 7 RESTIO B.V. NETHERLANDS 100 N/A 2695 5 WHITEHALL EUROPEAN RE 9 S.A R.L. LUXEMBOURG 100 N/A 2696 6 Whitehall European RE 9A S.a r.l. LUXEMBOURG 100 N/A 2697 7 AMELIA HOLDING 1 B.V. NETHERLANDS 100 N/A 2698 7 RESTIO B.V. NETHERLANDS 100 N/A 2699 2 GOLDMAN, SACHS & CO. FINANZ GMBH GERMANY 100 N/A 2700 3 GOLDMAN SACHS AG GERMANY 100 N/A 2701 2 GOLDMAN, SACHS & CO. WERTPAPIER GMBH GERMANY 100 N/A 2702 2 GREENE AVENUE LIHTC LLC UNITED STATES N/A N/A 2703 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 CAYMAN ISLANDS 100 N/A OFFSHORE ADVISORS INC. 2704 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 CAYMAN ISLANDS N/A N/A OFFSHORE L.P. 2705 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS L.P. 2706 5 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 CAYMAN ISLANDS 100 N/A OFFSHORE HOLDINGS FOREIGN INCOME BLOCKER, LTD. 2707 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 CAYMAN ISLANDS 100 N/A OFFSHORE HOLDINGS ADVISORS INC. 2708 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS L.P. 2709 2 GS (ASIA) L.P. UNITED STATES N/A N/A 2710 2 GS - MPIM I, LLC UNITED STATES N/A N/A 2711 2 GS 1 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2712 3 GS 1 S.A R.L. LUXEMBOURG 100 N/A 2713 2 GS 2 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2714 3 GS 2 S.A R.L. LUXEMBOURG 100 N/A 2715 2 GS 20 FRONT MEMBER LLC UNITED STATES N/A N/A 2716 2 GS 2280 FDB MEMBER LLC UNITED STATES N/A N/A 2717 2 GS 230 PARK ADVISORS, L.L.C. UNITED STATES N/A N/A 2718 2 GS 3 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2719 3 GS 3 S.A R.L. LUXEMBOURG 100 N/A 2720 2 GS 4 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2721 3 GS 4 S.A R.L. LUXEMBOURG 100 N/A 2722 2 GS 5 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2723 3 GS 5 S.A R.L. LUXEMBOURG 100 N/A 2724 2 GS 5555 HOLLYWOOD MEMBER LLC UNITED STATES N/A N/A 2725 2 GS 6 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2726 3 GS 6 S.A R.L. LUXEMBOURG 100 N/A 2727 2 GS 7 HOLDINGS S.A R.L. LUXEMBOURG 100 N/A 2728 3 GS 7 S.A R.L. LUXEMBOURG 100 N/A 2729 2 GS ACA, LLC UNITED STATES N/A N/A 2730 2 GS ADMINISTRATIVE SERVICES, LLC UNITED STATES N/A N/A 2731 2 GS ADVISORS 2000, L.L.C. UNITED STATES N/A N/A 2732 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2733 4 FS Invest S.a r.l. LUXEMBOURG 44 N/A 2734 4 GS 2000-I, L.L.C. UNITED STATES N/A N/A 2735 4 GSCP 2000 OFFSHORE CCH HOLDING CAYMAN ISLANDS 100 N/A 2736 4 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 2737 3 GS CAPITAL PARTNERS 2000, L.P. UNITED STATES N/A N/A 2738 4 FS Invest S.a r.l. LUXEMBOURG 44 N/A 2739 4 GS 2000-I, L.L.C. UNITED STATES N/A N/A 2740 4 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 2741 2 GS ADVISORS II, L.L.C. UNITED STATES N/A N/A 2742 2 GS ADVISORS III, L.L.C. UNITED STATES N/A N/A 2743 3 GS CAPITAL PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2744 3 GS CAPITAL PARTNERS III, L.P. UNITED STATES N/A N/A 2745 4 EACCESS HOLDINGS L.L.C. UNITED STATES N/A N/A 2746 2 GS ADVISORS V AIV, LTD. CAYMAN ISLANDS 100 N/A 2747 3 GSCP V AIV, L.P. CAYMAN ISLANDS N/A N/A 2748 3 GSCP V INSTITUTIONAL AIV, L.P. CAYMAN ISLANDS N/A N/A 2749 2 GS ADVISORS V, L.L.C. UNITED STATES N/A N/A 2750 3 GS CAPITAL PARTNERS V GMBH & CO. KG GERMANY N/A N/A 2751 3 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. UNITED STATES N/A N/A 2752 3 GS CAPITAL PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2753 3 GS CAPITAL PARTNERS V, L.P. UNITED STATES N/A N/A 2754 3 GS PRYSMIAN CO-INVEST GP LIMITED CAYMAN ISLANDS 100 N/A 2755 2 GS ADVISORS VI AIV, LTD. CAYMAN ISLANDS 100 N/A 2756 3 GSCP VI AIV, L.P. CAYMAN ISLANDS N/A N/A 2757 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2758 3 GSCP VI PARALLEL AIV, L.P. CAYMAN ISLANDS N/A N/A 2759 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 2760 2 GS ADVISORS VI, L.L.C. UNITED STATES N/A N/A 2761 3 GS CAPITAL PARTNERS VI GMBH & CO. KG GERMANY N/A N/A 2762 3 GS CAPITAL PARTNERS VI OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2763 3 GS CAPITAL PARTNERS VI PARALLEL, L.P. UNITED STATES N/A N/A 2764 3 GS CAPITAL PARTNERS VI, L.P. UNITED STATES N/A N/A 2765 3 PAPERCO HOLDINGS, L.P. UNITED STATES N/A N/A 2766 2 GS ADVISORS, L.L.C. UNITED STATES N/A N/A 2767 2 GS AT ADVISORS, L.L.C. UNITED STATES N/A N/A 2768 2 GS AYCO SENIOR HOLDING LLC UNITED STATES N/A N/A 2769 3 GS AYCO HOLDING LLC UNITED STATES N/A N/A 2770 4 MERCER ALLIED COMPANY, L.P. UNITED STATES N/A N/A 2771 4 SARATOGA SPRINGS LLC UNITED STATES N/A N/A 2772 5 THE AYCO COMPANY, L.P. UNITED STATES N/A N/A 2773 6 MERCER ALLIED COMPANY, L.P. UNITED STATES N/A N/A 2774 6 THE AYCO SERVICES AGENCY, L.P. UNITED STATES N/A N/A 2775 7 MERCAY CORPORATION UNITED STATES 100 N/A 2776 8 THE AYCO SERVICES INSURANCE AGENCY, INC. UNITED STATES 100 N/A 2777 4 THE AYCO COMPANY, L.P. UNITED STATES N/A N/A 2778 4 THE AYCO SERVICES AGENCY, L.P. UNITED STATES N/A N/A 2779 2 GS BMET ADVISORS, L.L.C. UNITED STATES N/A N/A 2780 3 GOLDMAN SACHS BMET INVESTORS, L.P. UNITED STATES N/A N/A 2781 2 GS BMET OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 2782 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2783 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2784 4 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2785 2 GS BPC Parking Garage, LLC UNITED STATES N/A N/A 2786 2 GS CABLE ADVISORS, L.L.C. UNITED STATES N/A N/A 2787 3 GOLDMAN SACHS CABLE INVESTORS, L.P. UNITED STATES N/A N/A 2788 2 GS CABLE INVESTORS SLP, L.L.C. UNITED STATES N/A N/A 2789 3 GOLDMAN SACHS CABLE INVESTORS, L.P. UNITED STATES N/A N/A 2790 2 GS CAPITAL OPPORTUNITIES LLC UNITED STATES N/A N/A 2791 3 GS FINANCING OPPORTUNITIES LLC UNITED STATES N/A N/A 2792 2 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2793 3 FS Invest S.a r.l. LUXEMBOURG 44 N/A 2794 3 GS 2000-I, L.L.C. UNITED STATES N/A N/A 2795 3 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG GERMANY N/A N/A 2796 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2797 3 GS CAPITAL PARTNERS 2000, L.P. UNITED STATES N/A N/A 2798 3 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in A-4 shares. 2799 2 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG GERMANY N/A N/A 2800 2 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2801 2 GS CAPITAL PARTNERS 2000, L.P. UNITED STATES N/A N/A 2802 2 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP GERMANY N/A N/A 2803 2 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW PARTNERSHIP GERMANY N/A N/A 2804 2 GS CAPITAL PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2805 2 GS CAPITAL PARTNERS III, L.P. UNITED STATES N/A N/A 2806 2 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2807 2 GS CAPITAL PARTNERS V GMBH & CO. KG GERMANY N/A N/A 2808 2 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. UNITED STATES N/A N/A 2809 2 GS CAPITAL PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2810 2 GS CAPITAL PARTNERS V PCP FUND, L.P. UNITED STATES N/A N/A 2811 2 GS CAPITAL PARTNERS V PIA FUND, L.P. UNITED STATES N/A N/A 2812 2 GS CAPITAL PARTNERS V, L.P. UNITED STATES N/A N/A 2813 2 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2814 2 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A
2815 2 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2816 2 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2817 2 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2818 2 GS CAPITAL PARTNERS VI PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2819 2 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2820 2 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2821 2 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, L.P. 525990 - Other George Town New York Financial Vehicles 2822 2 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2823 2 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2824 2 GS COMMERCIAL REAL ESTATE LP 522292 - Real Estate New York NY Delaware Credit 2825 2 GS CORE INNOVATIONS INVESTOR LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2826 2 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2827 2 GS DGC ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2828 3 GOLDMAN SACHS DGC INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2829 2 GS DGC OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2830 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2831 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2832 4 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2833 2 GS DIRECT, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2834 2 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2835 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2836 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2837 2 GS DIVERSIFIED FUNDING LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2838 3 GS DIVERSIFIED HOLDINGS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2839 3 GS DIVERSIFIED INVESTMENTS LIMITED 525990 - Other Wilmington DE Delaware Financial Vehicles 2840 4 GS CAPITAL FUNDING (UK) 1 LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 2841 3 PANDA INVESTMENTS LTD 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2842 2 GS EDMC ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2843 3 GOLDMAN SACHS EDMC INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2844 2 GS EDMC INVESTORS SLP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2845 2 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2846 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2847 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2848 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2849 2 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2850 2 GS EMPLOYEE FUNDS 2000 GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2851 3 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2852 3 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2853 3 GS PIA 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2854 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2855 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2856 3 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2857 4 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2858 2 GS EMPLOYEE FUNDS 2000 OFFSHORE GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2859 3 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2860 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2861 2 GS FINANCE CORP. 525990 - Other NEW YORK NY Delaware Financial Vehicles 2862 2 GS FINANCIAL SERVICES II, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2863 3 AMAGANSETT ASSETS 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 2864 3 ASSET FUNDING COMPANY IV LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2865 3 GS FUNDING EUROPE 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 2866 4 AMAGANSETT FUNDING LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2867 4 AMAGANSETT II ASSETS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2868 4 GS FUNDING EUROPE I LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 2869 5 GS FUNDING EUROPE II LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 2870 4 GS FUNDING EUROPE II LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 2871 2 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices of New York NY Delaware Other Holding Companies 2872 2 GS FUND HOLDINGS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2873 2 GS FUNDING OPPORTUNITIES II LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2874 3 GS FUNDING OPPORTUNITIES LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2875 2 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2876 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2877 4 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2878 5 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2879 6 MATADOR INFRA B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2880 7 RED DE CARRETERAS DE OCCIDENTE, S. DE R.L. DE C.V. 525910 - Open-End Mexico City MEXICO Investment Funds 2881 5 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2882 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2883 5 GSIP GLOBAL ADVISORS 2006, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2884 6 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2885 5 GSIP I Mezzanine Global and International S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2886 5 GSPX CARRIX LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2887 6 GSPX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2888 6 PX 3, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2889 5 GSPX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2890 5 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2891 5 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX Delaware Financial Vehicles 2892 2 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2893 2 GS GLOBAL INVESTMENTS, CO. 525990 - Other Wilmington DE Delaware Financial Vehicles 2894 3 GS GLOBAL INVESTMENTS UK, INC. 525990 - Other Wilmington DE Delaware Financial Vehicles 2895 4 COUNTY UK LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2896 5 COUNTY FUNDING 551112 - Offices of London UNITED Other Holding KINGDOM Companies (OTHER) 2897 6 COUNTY ASSETS LIMITED 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2898 2 GS GLOBAL MARKETS, INC. 525990 - Other Wilmington DE Delaware Financial Vehicles 2899 2 GS HOLDINGS (DELAWARE) L.L.C. II 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2900 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2901 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices of New York NY Delaware Other Holding Companies 2902 3 GOLDMAN SACHS PARENTIS LIMITED 551114 - Corporate, George Town CAYMAN Subsidiary, and ISLANDS Regional Managing Offices 2903 4 GOLDMAN SACHS SERVICES LIMITED 54121 - Accounting, Tortola UNITED Tax Preparation, KINGDOM Bookkeeping and (OTHER) Payroll Services 2904 3 GS LENDING PARTNERS HOLDINGS LLC 525910 - Open-End NEW YORK NY Delaware Investment Funds 2905 4 GOLDMAN SACHS LENDING PARTNERS LLC 522294 - Secondary New York NY Delaware Market Financing 2906 3 PANDA INVESTMENTS LTD 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2907 2 GS HUDSON FERRY HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2908 3 HUDSON FERRY OWNER HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2909 4 HUDSON FERRY OWNER 1 LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2910 4 HUDSON FERRY OWNER 2 LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2911 3 HUDSON FERRY PARENT 1 LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2912 4 HUDSON FERRY OWNER HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2913 3 HUDSON FERRY PARENT 2 LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2914 4 HUDSON FERRY PARENT 1 LLC 551112 - Offices of New York NY Delaware Other Holding Companies 2915 2 GS HULL HOLDING, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 2916 3 THE HULL GROUP, L.L.C. 551112 - Offices of Chicago IL Illinois, Other Holding Cook Country Companies 2917 2 GS INDIA HOLDINGS (DELAWARE) L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 2918 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2919 3 GS INDIA HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2920 2 GS INDIA HOLDINGS L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 2921 2 GS INFRASTRUCTURE ADVISORS 2006, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2922 3 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2923 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2924 4 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2925 5 MATADOR INFRA B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2926 4 GSPX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2927 4 MATADOR GEN PAR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2928 5 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2929 4 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2930 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX Delaware Financial Vehicles 2931 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2932 4 GS CARRIX CAYMAN HOLDINGS ADVISORS 2007, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2933 5 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 2934 6 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2935 7 GSPX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2936 7 PX 3, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2937 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2938 4 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 2939 4 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2940 4 GS INFRASTRUCTURE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 2941 5 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2942 4 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles
2815 2 GS CAPITAL PARTNERS VI GMBH & CO. KG GERMANY N/A N/A 2816 2 GS CAPITAL PARTNERS VI OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2817 2 GS CAPITAL PARTNERS VI PARALLEL, L.P. UNITED STATES N/A N/A 2818 2 GS CAPITAL PARTNERS VI PIA FUND, L.P. UNITED STATES N/A N/A 2819 2 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. UNITED STATES N/A N/A 2820 2 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. UNITED STATES N/A N/A 2821 2 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2822 2 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. UNITED STATES N/A N/A 2823 2 GS CAPITAL PARTNERS VI, L.P. UNITED STATES N/A N/A 2824 2 GS COMMERCIAL REAL ESTATE LP UNITED STATES N/A N/A 2825 2 GS CORE INNOVATIONS INVESTOR LLC UNITED STATES N/A N/A 2826 2 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. UNITED STATES N/A N/A 2827 2 GS DGC ADVISORS, L.L.C. UNITED STATES N/A N/A 2828 3 GOLDMAN SACHS DGC INVESTORS, L.P. UNITED STATES N/A N/A 2829 2 GS DGC OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 2830 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2831 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2832 4 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 2833 2 GS DIRECT, L.L.C. UNITED STATES N/A N/A 2834 2 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2835 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2836 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2837 2 GS DIVERSIFIED FUNDING LLC UNITED STATES N/A N/A 2838 3 GS DIVERSIFIED HOLDINGS LIMITED CAYMAN ISLANDS 100 N/A 2839 3 GS DIVERSIFIED INVESTMENTS LIMITED UNITED STATES 100 N/A 2840 4 GS CAPITAL FUNDING (UK) 1 LIMITED UNITED KINGDOM 100 N/A (OTHER) 2841 3 PANDA INVESTMENTS LTD MAURITIUS 99 N/A 2842 2 GS EDMC ADVISORS, L.L.C. UNITED STATES N/A N/A 2843 3 GOLDMAN SACHS EDMC INVESTORS, L.P. UNITED STATES N/A N/A 2844 2 GS EDMC INVESTORS SLP, L.L.C. UNITED STATES N/A N/A 2845 2 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. CAYMAN ISLANDS N/A N/A 2846 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2847 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. UNITED STATES N/A N/A 2848 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2849 2 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2850 2 GS EMPLOYEE FUNDS 2000 GP, L.L.C. UNITED STATES N/A N/A 2851 3 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. UNITED STATES N/A N/A 2852 3 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2853 3 GS PIA 2000 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2854 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. UNITED STATES N/A N/A 2855 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2856 3 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 2857 4 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. CAYMAN ISLANDS N/A N/A 2858 2 GS EMPLOYEE FUNDS 2000 OFFSHORE GP, L.L.C. UNITED STATES N/A N/A 2859 3 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. CAYMAN ISLANDS N/A N/A 2860 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2861 2 GS FINANCE CORP. UNITED STATES 100 N/A 2862 2 GS FINANCIAL SERVICES II, LLC UNITED STATES N/A N/A 2863 3 AMAGANSETT ASSETS UNITED KINGDOM 100 N/A (OTHER) 2864 3 ASSET FUNDING COMPANY IV LIMITED CAYMAN ISLANDS 100 N/A 2865 3 GS FUNDING EUROPE UNITED KINGDOM 100 N/A (OTHER) 2866 4 AMAGANSETT FUNDING LIMITED CAYMAN ISLANDS 100 N/A 2867 4 AMAGANSETT II ASSETS LIMITED CAYMAN ISLANDS 100 N/A 2868 4 GS FUNDING EUROPE I LTD. CAYMAN ISLANDS 100 N/A 2869 5 GS FUNDING EUROPE II LTD. CAYMAN ISLANDS 100 N/A This holding represents ownership in Ordinary shares. 2870 4 GS FUNDING EUROPE II LTD. CAYMAN ISLANDS 100 N/A This holding represents ownership in Redeemable shares. 2871 2 GS FINANCIAL SERVICES L.P. (DEL) UNITED STATES N/A N/A 2872 2 GS FUND HOLDINGS, L.L.C. UNITED STATES N/A N/A 2873 2 GS FUNDING OPPORTUNITIES II LLC UNITED STATES N/A N/A 2874 3 GS FUNDING OPPORTUNITIES LLC UNITED STATES N/A N/A 2875 2 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2876 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2877 4 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. UNITED STATES N/A N/A 2878 5 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. NETHERLANDS N/A N/A 2879 6 MATADOR INFRA B.V. NETHERLANDS 100 N/A 2880 7 RED DE CARRETERAS DE OCCIDENTE, S. DE R.L. DE C.V. MEXICO 79 N/A 2881 5 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. UNITED STATES N/A N/A 2882 5 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2883 5 GSIP GLOBAL ADVISORS 2006, L.L.C. UNITED STATES N/A N/A 2884 6 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. UNITED STATES N/A N/A 2885 5 GSIP I Mezzanine Global and International S.a r.l. LUXEMBOURG 100 N/A 2886 5 GSPX CARRIX LLC UNITED STATES N/A N/A 2887 6 GSPX, L.P. UNITED STATES N/A N/A 2888 6 PX 3, L.P. UNITED STATES N/A N/A 2889 5 GSPX, L.P. UNITED STATES N/A N/A 2890 5 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2891 5 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2892 2 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. UNITED STATES N/A N/A 2893 2 GS GLOBAL INVESTMENTS, CO. UNITED STATES 100 N/A 2894 3 GS GLOBAL INVESTMENTS UK, INC. UNITED STATES 100 N/A 2895 4 COUNTY UK LIMITED CAYMAN ISLANDS 100 100 2896 5 COUNTY FUNDING UNITED KINGDOM 100 N/A (OTHER) 2897 6 COUNTY ASSETS LIMITED CAYMAN ISLANDS 100 N/A 2898 2 GS GLOBAL MARKETS, INC. UNITED STATES 100 N/A 2899 2 GS HOLDINGS (DELAWARE) L.L.C. II UNITED STATES N/A N/A 2900 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. UNITED STATES N/A N/A 2901 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION UNITED STATES 100 N/A 2902 3 GOLDMAN SACHS PARENTIS LIMITED CAYMAN ISLANDS 100 N/A 2903 4 GOLDMAN SACHS SERVICES LIMITED BRITISH VIRGIN 100 N/A ISLANDS 2904 3 GS LENDING PARTNERS HOLDINGS LLC UNITED STATES N/A N/A 2905 4 GOLDMAN SACHS LENDING PARTNERS LLC UNITED STATES N/A N/A 2906 3 PANDA INVESTMENTS LTD MAURITIUS 99 N/A 2907 2 GS HUDSON FERRY HOLDINGS LLC UNITED STATES N/A N/A 2908 3 HUDSON FERRY OWNER HOLDINGS LLC UNITED STATES N/A N/A 2909 4 HUDSON FERRY OWNER 1 LLC UNITED STATES N/A N/A 2910 4 HUDSON FERRY OWNER 2 LLC UNITED STATES N/A N/A 2911 3 HUDSON FERRY PARENT 1 LLC UNITED STATES N/A N/A 2912 4 HUDSON FERRY OWNER HOLDINGS LLC UNITED STATES N/A N/A 2913 3 HUDSON FERRY PARENT 2 LLC UNITED STATES N/A N/A 2914 4 HUDSON FERRY PARENT 1 LLC UNITED STATES N/A N/A 2915 2 GS HULL HOLDING, INC. UNITED STATES 100 N/A 2916 3 THE HULL GROUP, L.L.C. UNITED STATES N/A N/A 2917 2 GS INDIA HOLDINGS (DELAWARE) L.L.C. UNITED STATES N/A N/A 2918 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. UNITED STATES N/A N/A 2919 3 GS INDIA HOLDINGS L.P. UNITED STATES N/A N/A 2920 2 GS INDIA HOLDINGS L.P. UNITED STATES N/A N/A 2921 2 GS INFRASTRUCTURE ADVISORS 2006, L.L.C. UNITED STATES N/A N/A 2922 3 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. UNITED STATES N/A N/A 2923 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. UNITED STATES N/A N/A 2924 4 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. NETHERLANDS N/A N/A 2925 5 MATADOR INFRA B.V. NETHERLANDS 100 N/A 2926 4 GSPX, L.P. UNITED STATES N/A N/A 2927 4 MATADOR GEN PAR B.V. NETHERLANDS 100 N/A 2928 5 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. NETHERLANDS N/A N/A 2929 4 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2930 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2931 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. CAYMAN ISLANDS N/A N/A 2932 4 GS CARRIX CAYMAN HOLDINGS ADVISORS 2007, LLC UNITED STATES N/A N/A 2933 5 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. UNITED STATES N/A N/A 2934 6 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. UNITED STATES N/A N/A 2935 7 GSPX, L.P. UNITED STATES N/A N/A 2936 7 PX 3, L.P. UNITED STATES N/A N/A 2937 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. NETHERLANDS N/A N/A 2938 4 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. UNITED STATES N/A N/A 2939 4 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. UNITED STATES N/A N/A 2940 4 GS INFRASTRUCTURE KNIGHT HOLDINGS CORP. UNITED STATES 100 N/A 2941 5 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A 2942 4 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. UNITED STATES N/A N/A
2943 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2944 5 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2945 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS DELAWARE, 525990 - Other New York NY Delaware L.P. Financial Vehicles 2946 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2947 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2948 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX Delaware Financial Vehicles 2949 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS GP, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 2950 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS DELAWARE, 525990 - Other New York NY Delaware L.P. Financial Vehicles 2951 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2952 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 2953 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2954 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2955 4 GSIP I Mezzanine Global and International S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2956 4 GSIP INTERNATIONAL ADVISORS 2006, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2957 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2958 2 GS INFRASTRUCTURE ADVISORS 2008, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2959 3 GS GLOBAL INFRASTRUCTURE PARTNERS II, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2960 3 GS INFRASTRUCTURE PARTNERS II LUX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2961 2 GS INFRASTRUCTURE PARTNERS I EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 2962 3 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2963 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2964 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 2965 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE 525990 - Other George Town CAYMAN FUND, L.P. Financial Vehicles ISLANDS 2966 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2967 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 2968 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE 525990 - Other George Town CAYMAN FUND, L.P. Financial Vehicles ISLANDS 2969 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE 525990 - Other George Town CAYMAN FUND, L.P. Financial Vehicles ISLANDS 2970 2 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 2971 2 GS INTERNATIONAL INFRASTRUCTURE ADVISORS 2008, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2972 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2973 4 GSIP GREENHOUSE, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 2974 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 2975 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 2976 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II LIQUIDATOR, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 2977 2 GS INVESTMENT STRATEGIES CANADA INC. 523930 - Investment Toronto ON CANADA Advice 2978 2 GS INVESTMENT STRATEGIES, LLC 523920 - Portfolio New York NY Delaware Management 2979 3 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 551112 - Offices of NEW YORK NY Delaware HOLDINGS (DEL.) VII, LLC Other Holding Companies 2980 3 GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC 525910 - Open-End Wilmington DE Delaware Investment Funds 2981 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End George Town CAYMAN HOLDINGS OFFSHORE, L.P. Investment Funds ISLANDS 2982 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS, L.P. Investment Funds 2983 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. 525910 - Open-End Wilmington DE Delaware Investment Funds 2984 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE Delaware HOLDINGS, L.P. Investment Funds 2985 5 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 2986 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 2987 4 GOLDMAN SACHS INVESTMENT PARTNERS ESC FUND, L.P. 525910 - Open-End New York NY Delaware Investment Funds 2988 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, 525910 - Open-End Wilmington DE Delaware L.P. Investment Funds 2989 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER EMPLOYEE FUND, 525910 - Open-End New York NY Delaware L.P. Investment Funds 2990 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER OFFSHORE 525910 - Open-End Camana Bay CAYMAN EMPLOYEE FUND, L.P. Investment Funds ISLANDS 2991 4 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 2992 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING 525910 - Open-End George Town CAYMAN FUND, L.P. Investment Funds ISLANDS 2993 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 2994 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING 525910 - Open-End George Town CAYMAN FUND, L.P. Investment Funds ISLANDS 2995 4 GOLDMAN SACHS INVESTMENT PARTNERS QP FUND, L.P. 525910 - Open-End New York NY Delaware Investment Funds 2996 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, 525910 - Open-End Wilmington DE Delaware L.P. Investment Funds 2997 4 GOLDMAN SACHS INVESTMENT PARTNERS, L.P. 525910 - Open-End New York NY Delaware Investment Funds 2998 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, 525910 - Open-End Wilmington DE Delaware L.P. Investment Funds 2999 3 GOLDMAN SACHS INVESTMENT PARTNERS SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3000 4 GOLDMAN SACHS INVESTMENT PARTNERS INTERMEDIATE SUB-TRUST 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3001 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING 525910 - Open-End George Town CAYMAN FUND, L.P. Investment Funds ISLANDS 3002 3 GS TDN Advisors, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3003 4 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3004 3 LIBERTY HARBOR, LLC 525910 - Open-End New York NY Delaware Investment Funds 3005 3 SCIOS INVESTMENT PARTNERS GP, LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 3006 4 SCIOS INVESTMENT PARTNERS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3007 2 GS ISS ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3008 3 GOLDMAN SACHS ISS INVESTORS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3009 4 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 3010 2 GS JRVR OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3011 3 GOLDMAN SACHS JRVR INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3012 2 GS KMI ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3013 3 GOLDMAN SACHS KMI INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3014 2 GS KMI INVESTORS SLP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3015 2 GS LEG INVESTORS (EURO) COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3016 3 LANCASTER COINVESTORS A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3017 4 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3018 3 LANCASTER COINVESTORS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3019 4 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3020 2 GS LEG INVESTORS COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3021 3 LANCASTER COINVESTORS A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3022 3 LANCASTER COINVESTORS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3023 2 GS LOAN PARTNERS I ADVISORS, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3024 3 GS LOAN PARTNERS I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3025 4 GSLP I OFFSHORE INVESTMENT FUND A, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3026 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3027 5 GSLP I JAGUAR INVESTMENT A CORP. 525990 - Other New York NY Delaware Financial Vehicles 3028 5 GSLP I OFFSHORE A S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3029 6 GSLP I OFFSHORE A (BRENNTAG) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3030 5 GSLP I OFFSHORE HOLDINGS FUND A, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3031 3 GSLP I OFFSHORE HOLDINGS FUND A, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3032 3 GSLP I OFFSHORE INVESTMENT FUND A, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3033 2 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3034 2 GS LOAN PARTNERS I OFFSHORE ADVISORS B, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3035 3 GS LOAN PARTNERS I OFFSHORE B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3036 4 GSLP I OFFSHORE INVESTMENT FUND B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3037 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3038 5 GSLP I JAGUAR INVESTMENT B CORP. 525990 - Other New York NY Delaware Financial Vehicles 3039 5 GSLP I OFFSHORE B S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3040 6 GSLP I Offshore B (Brenntag) S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3041 5 GSLP I OFFSHORE HOLDINGS FUND B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3042 3 GSLP I OFFSHORE HOLDINGS FUND B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3043 3 GSLP I OFFSHORE INVESTMENT FUND B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3044 2 GS LOAN PARTNERS I OFFSHORE ADVISORS C, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3045 3 GS LOAN PARTNERS I OFFSHORE C, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3046 4 GSLP I OFFSHORE INVESTMENT FUND C, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3047 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3048 5 GSLP I JAGUAR INVESTMENT C CORP. 525990 - Other New York NY Delaware Financial Vehicles 3049 5 GSLP I OFFSHORE C S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3050 6 GSLP I Offshore C (Brenntag) S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3051 5 GSLP I OFFSHORE HOLDINGS FUND C, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3052 3 GSLP I OFFSHORE HOLDINGS FUND C, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3053 3 GSLP I OFFSHORE INVESTMENT FUND C, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3054 2 GS LOAN PARTNERS I OFFSHORE B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3055 2 GS LOAN PARTNERS I OFFSHORE C, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3056 2 GS LOAN PARTNERS I ONSHORE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3057 3 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3058 3 GSLP I ONSHORE HOLDINGS FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3059 2 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3060 2 GS LOAN PARTNERS I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3061 2 GS LVB ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3062 3 GS LVB CO-INVEST, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 3063 4 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3064 2 GS MBA INVESTOR LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3065 2 GS MBEYE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3066 3 GOLDMAN SACHS MBEYE INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3067 2 GS MEHETIA CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 3068 3 GS MEHETIA PARTNERSHIP LP 525990 - Other Wilmington DE Delaware Financial Vehicles 3069 4 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE Delaware Financial Vehicles 3070 3 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE Delaware Financial Vehicles
2943 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN GP, LLC UNITED STATES N/A N/A 2944 5 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. CAYMAN ISLANDS N/A N/A 2945 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS DELAWARE, L.P. UNITED STATES N/A N/A 2946 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. UNITED STATES N/A N/A 2947 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC UNITED STATES N/A N/A 2948 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP UNITED STATES 100 11 2949 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS GP, LLC UNITED STATES N/A N/A 2950 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS DELAWARE, UNITED STATES N/A N/A L.P. 2951 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. CAYMAN ISLANDS N/A N/A 2952 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. UNITED STATES N/A N/A 2953 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, L.P. CAYMAN ISLANDS N/A N/A 2954 4 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 2955 4 GSIP I Mezzanine Global and International S.a r.l. LUXEMBOURG 100 N/A 2956 4 GSIP INTERNATIONAL ADVISORS 2006, L.L.C. UNITED STATES N/A N/A 2957 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, L.P. CAYMAN ISLANDS N/A N/A 2958 2 GS INFRASTRUCTURE ADVISORS 2008, L.L.C. UNITED STATES N/A N/A 2959 3 GS GLOBAL INFRASTRUCTURE PARTNERS II, L.P. UNITED STATES N/A N/A 2960 3 GS INFRASTRUCTURE PARTNERS II LUX, L.P. UNITED STATES N/A N/A 2961 2 GS INFRASTRUCTURE PARTNERS I EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 2962 3 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2963 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 2964 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, CAYMAN ISLANDS N/A N/A L.P. 2965 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, CAYMAN ISLANDS N/A N/A L.P. 2966 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. CAYMAN ISLANDS N/A N/A 2967 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, CAYMAN ISLANDS 100 N/A LTD. 2968 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, CAYMAN ISLANDS N/A N/A L.P. 2969 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, CAYMAN ISLANDS N/A N/A L.P. 2970 2 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. UNITED STATES N/A N/A 2971 2 GS INTERNATIONAL INFRASTRUCTURE ADVISORS 2008, LTD. CAYMAN ISLANDS 100 N/A 2972 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II, L.P. CAYMAN ISLANDS N/A N/A 2973 4 GSIP GREENHOUSE, L.L.C. UNITED STATES N/A N/A 2974 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. CAYMAN ISLANDS N/A N/A 2975 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. CAYMAN ISLANDS N/A N/A 2976 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II LIQUIDATOR, L.L.C. UNITED STATES N/A N/A 2977 2 GS INVESTMENT STRATEGIES CANADA INC. CANADA 100 N/A 2978 2 GS INVESTMENT STRATEGIES, LLC UNITED STATES N/A N/A 2979 3 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND HOLDINGS UNITED STATES N/A N/A (DEL.) VII, LLC 2980 3 GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC UNITED STATES N/A N/A 2981 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND HOLDINGS CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 2982 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS, L.P. 2983 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. UNITED STATES N/A N/A 2984 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND UNITED STATES N/A N/A HOLDINGS, L.P. 2985 5 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 2986 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. CAYMAN ISLANDS N/A N/A 2987 4 GOLDMAN SACHS INVESTMENT PARTNERS ESC FUND, L.P. UNITED STATES N/A N/A 2988 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. UNITED STATES N/A N/A 2989 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER EMPLOYEE FUND, UNITED STATES N/A N/A L.P. 2990 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER OFFSHORE EMPLOYEE CAYMAN ISLANDS N/A N/A FUND, L.P. 2991 4 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 2992 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING CAYMAN ISLANDS N/A N/A FUND, L.P. 2993 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 2994 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING CAYMAN ISLANDS N/A N/A FUND, L.P. 2995 4 GOLDMAN SACHS INVESTMENT PARTNERS QP FUND, L.P. UNITED STATES N/A N/A 2996 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. UNITED STATES N/A N/A 2997 4 GOLDMAN SACHS INVESTMENT PARTNERS, L.P. UNITED STATES N/A N/A 2998 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. UNITED STATES N/A N/A 2999 3 GOLDMAN SACHS INVESTMENT PARTNERS SUB-TRUST CAYMAN ISLANDS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3000 4 GOLDMAN SACHS INVESTMENT PARTNERS INTERMEDIATE SUB-TRUST CAYMAN ISLANDS 100 N/A 3001 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AGGREGATING CAYMAN ISLANDS N/A N/A FUND, L.P. 3002 3 GS TDN Advisors, L.L.C. UNITED STATES N/A N/A 3003 4 Goldman Sachs TDN Investors Offshore, L.P. CAYMAN ISLANDS N/A N/A 3004 3 LIBERTY HARBOR, LLC UNITED STATES N/A N/A 3005 3 SCIOS INVESTMENT PARTNERS GP, LLC UNITED STATES N/A N/A 3006 4 SCIOS INVESTMENT PARTNERS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3007 2 GS ISS ADVISORS, L.L.C. UNITED STATES N/A N/A 3008 3 GOLDMAN SACHS ISS INVESTORS, L.P. CAYMAN ISLANDS N/A N/A 3009 4 FS Invest S.a r.l. LUXEMBOURG 44 N/A 3010 2 GS JRVR OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3011 3 GOLDMAN SACHS JRVR INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3012 2 GS KMI ADVISORS, L.L.C. UNITED STATES N/A N/A 3013 3 GOLDMAN SACHS KMI INVESTORS, L.P. UNITED STATES N/A N/A 3014 2 GS KMI INVESTORS SLP, L.L.C. UNITED STATES N/A N/A 3015 2 GS LEG INVESTORS (EURO) COMPANY CAYMAN ISLANDS 100 N/A 3016 3 LANCASTER COINVESTORS A S.A R.L. LUXEMBOURG 100 N/A 3017 4 RESTIO B.V. NETHERLANDS 100 N/A 3018 3 LANCASTER COINVESTORS S.A R.L. LUXEMBOURG N/A N/A 3019 4 RESTIO B.V. NETHERLANDS 100 N/A 3020 2 GS LEG INVESTORS COMPANY CAYMAN ISLANDS 100 N/A 3021 3 LANCASTER COINVESTORS A S.A R.L. LUXEMBOURG 100 N/A 3022 3 LANCASTER COINVESTORS S.A R.L. LUXEMBOURG N/A N/A 3023 2 GS LOAN PARTNERS I ADVISORS, LTD. CAYMAN ISLANDS 100 N/A 3024 3 GS LOAN PARTNERS I, L.P. CAYMAN ISLANDS N/A N/A 3025 4 GSLP I OFFSHORE INVESTMENT FUND A, L.P. CAYMAN ISLANDS N/A N/A 3026 5 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 3027 5 GSLP I JAGUAR INVESTMENT A CORP. UNITED STATES 100 N/A 3028 5 GSLP I OFFSHORE A S.A.R.L. LUXEMBOURG 100 N/A 3029 6 GSLP I OFFSHORE A (BRENNTAG) S.A R.L. LUXEMBOURG 100 N/A 3030 5 GSLP I OFFSHORE HOLDINGS FUND A, L.P. CAYMAN ISLANDS N/A N/A 3031 3 GSLP I OFFSHORE HOLDINGS FUND A, L.P. CAYMAN ISLANDS N/A N/A 3032 3 GSLP I OFFSHORE INVESTMENT FUND A, L.P. CAYMAN ISLANDS N/A N/A 3033 2 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3034 2 GS LOAN PARTNERS I OFFSHORE ADVISORS B, LTD. CAYMAN ISLANDS 100 N/A 3035 3 GS LOAN PARTNERS I OFFSHORE B, L.P. CAYMAN ISLANDS N/A N/A 3036 4 GSLP I OFFSHORE INVESTMENT FUND B, L.P. CAYMAN ISLANDS N/A N/A 3037 5 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 3038 5 GSLP I JAGUAR INVESTMENT B CORP. UNITED STATES 100 N/A 3039 5 GSLP I OFFSHORE B S.A.R.L. LUXEMBOURG 100 N/A 3040 6 GSLP I Offshore B (Brenntag) S.a r.l. LUXEMBOURG 100 N/A 3041 5 GSLP I OFFSHORE HOLDINGS FUND B, L.P. CAYMAN ISLANDS N/A N/A 3042 3 GSLP I OFFSHORE HOLDINGS FUND B, L.P. CAYMAN ISLANDS N/A N/A 3043 3 GSLP I OFFSHORE INVESTMENT FUND B, L.P. CAYMAN ISLANDS N/A N/A 3044 2 GS LOAN PARTNERS I OFFSHORE ADVISORS C, LTD. CAYMAN ISLANDS 100 N/A 3045 3 GS LOAN PARTNERS I OFFSHORE C, L.P. CAYMAN ISLANDS N/A N/A 3046 4 GSLP I OFFSHORE INVESTMENT FUND C, L.P. CAYMAN ISLANDS N/A N/A 3047 5 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 3048 5 GSLP I JAGUAR INVESTMENT C CORP. UNITED STATES 100 N/A 3049 5 GSLP I OFFSHORE C S.A R.L. LUXEMBOURG 100 N/A 3050 6 GSLP I Offshore C (Brenntag) S.a r.l. LUXEMBOURG 100 N/A 3051 5 GSLP I OFFSHORE HOLDINGS FUND C, L.P. CAYMAN ISLANDS N/A N/A 3052 3 GSLP I OFFSHORE HOLDINGS FUND C, L.P. CAYMAN ISLANDS N/A N/A 3053 3 GSLP I OFFSHORE INVESTMENT FUND C, L.P. CAYMAN ISLANDS N/A N/A 3054 2 GS LOAN PARTNERS I OFFSHORE B, L.P. CAYMAN ISLANDS N/A N/A 3055 2 GS LOAN PARTNERS I OFFSHORE C, L.P. CAYMAN ISLANDS N/A N/A 3056 2 GS LOAN PARTNERS I ONSHORE ADVISORS, L.L.C. UNITED STATES N/A N/A 3057 3 GS LOAN PARTNERS I ONSHORE, L.P. UNITED STATES N/A N/A 3058 3 GSLP I ONSHORE HOLDINGS FUND, L.L.C. UNITED STATES N/A N/A 3059 2 GS LOAN PARTNERS I ONSHORE, L.P. UNITED STATES N/A N/A 3060 2 GS LOAN PARTNERS I, L.P. CAYMAN ISLANDS N/A N/A 3061 2 GS LVB ADVISORS, L.L.C. UNITED STATES N/A N/A 3062 3 GS LVB CO-INVEST, L.P. UNITED STATES N/A N/A 3063 4 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 3064 2 GS MBA INVESTOR LLC UNITED STATES N/A N/A 3065 2 GS MBEYE ADVISORS, L.L.C. UNITED STATES N/A N/A 3066 3 GOLDMAN SACHS MBEYE INVESTORS, L.P. UNITED STATES N/A N/A 3067 2 GS MEHETIA CORP. UNITED STATES 100 N/A 3068 3 GS MEHETIA PARTNERSHIP LP UNITED STATES N/A N/A 3069 4 MEHETIA HOLDINGS INC. UNITED STATES 100 N/A 3070 3 MEHETIA HOLDINGS INC. UNITED STATES 100 N/A
3071 2 GS MEHETIA LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3072 3 GS MEHETIA PARTNERSHIP LP 525990 - Other Wilmington DE Delaware Financial Vehicles 3073 3 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE Delaware Financial Vehicles 3074 2 GS MEZZANINE ADVISORS 2006, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3075 3 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3076 3 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3077 3 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3078 2 GS MEZZANINE ADVISORS II, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3079 3 GS MEZZANINE PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3080 3 GS MEZZANINE PARTNERS II, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3081 2 GS MEZZANINE ADVISORS III, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3082 3 GS MEZZANINE PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3083 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3084 5 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3085 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3086 6 GSMP 3 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3087 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3088 3 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3089 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3090 5 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3091 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3092 6 GSMP 3 ONSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3093 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3094 2 GS MEZZANINE ADVISORS V, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3095 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3096 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3097 3 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3098 2 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3099 2 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3100 2 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3101 2 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3102 2 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3103 2 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3104 2 GS MEZZANINE PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3105 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3106 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3107 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3108 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3109 3 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3110 2 GS MEZZANINE PARTNERS III EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3111 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3112 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3113 3 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3114 4 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3115 3 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3116 2 GS MEZZANINE PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3117 2 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3118 2 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3119 2 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3120 2 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3121 2 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3122 2 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3123 2 GS MEZZANINE PARTNERS V PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3124 3 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3125 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3126 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3127 2 GS MEZZANINE PARTNERS V PIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3128 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3129 3 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3130 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3131 2 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3132 2 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3133 2 GS MORTGAGE DERIVATIVES, INC. 523110 - Investment New York NY Delaware Banking and Securities Dealing 3134 2 GS MORTGAGE SECURITIES CORP. 522320 - Financial New York NY Delaware Transactions Processing, Reserve, and Clearinghouse Activities 3135 2 GS MORTGAGE SECURITIES CORPORATION II 522320 - Financial New York NY Delaware Transactions Processing, Reserve, and Clearinghouse Activities 3136 2 GS OPPORTUNITY ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3137 3 GS OPPORTUNITY PARTNERS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3138 4 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 3139 4 GSOP OFFSHORE GYMBO HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3140 5 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3141 4 GSOP OFFSHORE PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3142 4 GSOP OFFSHORE PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3143 5 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3144 4 GSOP OFFSHORE STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3145 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3146 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3147 3 GS OPPORTUNITY PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3148 4 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 3149 4 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3150 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3151 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3152 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3153 2 GS Opportunity Advisors, Ltd. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3154 3 GS OPPORTUNITY PARTNERS OFFSHORE - C, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3155 4 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 3156 4 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3157 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3158 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3159 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3160 3 GS Opportunity Partners Offshore - B, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3161 4 BLADERUNNER S.A.R.L. 551112 - Offices of Luxembourg LUXEMBOURG Other Holding Companies 3162 4 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3163 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3164 4 PAPERCO HOLDINGS II, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3165 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3166 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3167 2 GS PCP CORE PLUS 2002 GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3168 3 GS PCP CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3169 4 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3170 2 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3171 3 GS VAN GOGH LUX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3172 3 GS VAN GOGH LUX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3173 3 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3174 2 GS PEG EMPLOYEE FUNDS III ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3175 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND III, LLC 525990 - Other New York NY Delaware Financial Vehicles 3176 2 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3177 2 GS PEG EMPLOYEE FUNDS V ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3178 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND V, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3179 2 GS PEG EMPLOYEE FUNDS VI ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3180 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VI, LLC 525990 - Other New York NY Delaware Financial Vehicles 3181 4 Goldman Sachs Private Equity Group Master Fund VI, LLC 525990 - Other New York NY Delaware Financial Vehicles 3182 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3183 6 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS FOREIGN INCOME BLOCKER, LTD. Financial Vehicles ISLANDS 3184 6 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3185 6 GS PEP X Offshore YES Holdings Corp. 525990 - Other New York NY Delaware Financial Vehicles 3186 7 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 3187 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. 525990 - Other Edinburgh UNITED Financial Vehicles KINGDOM (OTHER) 3188 6 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3189 6 GSV ENERGY HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 3190 6 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 3191 6 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 3192 5 VINTAGE FUND GSVA, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3193 6 GSVA HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3194 2 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC 525910 - Open-End New York NY Delaware Investment Funds 3195 2 GS PIA 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3196 2 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3197 2 GS PIA ADVISORS I, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3198 2 GS POWER HOLDINGS LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies
3071 2 GS MEHETIA LLC UNITED STATES N/A N/A 3072 3 GS MEHETIA PARTNERSHIP LP UNITED STATES N/A N/A 3073 3 MEHETIA HOLDINGS INC. UNITED STATES 100 N/A 3074 2 GS MEZZANINE ADVISORS 2006, L.L.C. UNITED STATES N/A N/A 3075 3 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 3076 3 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3077 3 GS MEZZANINE PARTNERS 2006, L.P. UNITED STATES N/A N/A 3078 2 GS MEZZANINE ADVISORS II, L.L.C. UNITED STATES N/A N/A 3079 3 GS MEZZANINE PARTNERS II OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3080 3 GS MEZZANINE PARTNERS II, L.P. UNITED STATES N/A N/A 3081 2 GS MEZZANINE ADVISORS III, L.L.C. UNITED STATES N/A N/A 3082 3 GS MEZZANINE PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3083 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.L.C. UNITED STATES N/A N/A 3084 5 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 3085 6 ALCHEMY HOLDING S.A.R.L. LUXEMBOURG 99 96 3086 6 GSMP 3 S.A.R.L. LUXEMBOURG 100 N/A 3087 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 3088 3 GS MEZZANINE PARTNERS III, L.P. UNITED STATES N/A N/A 3089 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. UNITED STATES N/A N/A 3090 5 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. UNITED STATES N/A N/A 3091 6 ALCHEMY HOLDING S.A.R.L. LUXEMBOURG 99 96 3092 6 GSMP 3 ONSHORE S.A.R.L. LUXEMBOURG 100 N/A 3093 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. UNITED STATES N/A N/A 3094 2 GS MEZZANINE ADVISORS V, L.L.C. UNITED STATES N/A N/A 3095 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 3096 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3097 3 GS MEZZANINE PARTNERS V, L.P. UNITED STATES N/A N/A 3098 2 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3099 2 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 3100 2 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3101 2 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. UNITED STATES N/A N/A 3102 2 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. UNITED STATES N/A N/A 3103 2 GS MEZZANINE PARTNERS 2006, L.P. UNITED STATES N/A N/A 3104 2 GS MEZZANINE PARTNERS II OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3105 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3106 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3107 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. UNITED STATES N/A N/A 3108 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. UNITED STATES N/A N/A 3109 3 GS MEZZANINE PARTNERS III, L.P. UNITED STATES N/A N/A 3110 2 GS MEZZANINE PARTNERS III EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 3111 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3112 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3113 3 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3114 4 GS MEZZANINE PARTNERS III PIA FUND, L.P. UNITED STATES N/A N/A 3115 3 GS MEZZANINE PARTNERS III PIA FUND, L.P. UNITED STATES N/A N/A 3116 2 GS MEZZANINE PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3117 2 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3118 2 GS MEZZANINE PARTNERS III PIA FUND, L.P. UNITED STATES N/A N/A 3119 2 GS MEZZANINE PARTNERS III, L.P. UNITED STATES N/A N/A 3120 2 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3121 2 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 3122 2 GS MEZZANINE PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3123 2 GS MEZZANINE PARTNERS V PIA FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 3124 3 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3125 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. CAYMAN ISLANDS N/A N/A 3126 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3127 2 GS MEZZANINE PARTNERS V PIA FUND, L.P. UNITED STATES N/A N/A 3128 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND OFFSHORE, LTD. CAYMAN ISLANDS 44 N/A 3129 3 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3130 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. UNITED STATES N/A N/A 3131 2 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. UNITED STATES N/A N/A 3132 2 GS MEZZANINE PARTNERS V, L.P. UNITED STATES N/A N/A 3133 2 GS MORTGAGE DERIVATIVES, INC. UNITED STATES 100 N/A 3134 2 GS MORTGAGE SECURITIES CORP. UNITED STATES 100 N/A 3135 2 GS MORTGAGE SECURITIES CORPORATION II UNITED STATES 100 N/A 3136 2 GS OPPORTUNITY ADVISORS, L.L.C. UNITED STATES N/A N/A 3137 3 GS OPPORTUNITY PARTNERS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3138 4 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 3139 4 GSOP OFFSHORE GYMBO HOLDINGS, L.L.C. UNITED STATES N/A N/A 3140 5 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3141 4 GSOP OFFSHORE PAPERCO HOLDINGS, L.L.C. UNITED STATES N/A N/A 3142 4 GSOP OFFSHORE PAPERCO INVESTMENTS, L.L.C. UNITED STATES N/A N/A 3143 5 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 3144 4 GSOP OFFSHORE STEEL HOLDINGS, L.L.C. UNITED STATES N/A N/A 3145 4 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 3146 4 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3147 3 GS OPPORTUNITY PARTNERS, L.P. UNITED STATES N/A N/A 3148 4 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 3149 4 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3150 4 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 3151 4 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 3152 4 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3153 2 GS Opportunity Advisors, Ltd. CAYMAN ISLANDS 100 N/A 3154 3 GS OPPORTUNITY PARTNERS OFFSHORE - C, L.P. CAYMAN ISLANDS N/A N/A 3155 4 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 3156 4 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3157 4 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 3158 4 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 3159 4 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3160 3 GS Opportunity Partners Offshore - B, L.P. CAYMAN ISLANDS N/A N/A 3161 4 BLADERUNNER S.A.R.L. LUXEMBOURG 100 N/A 3162 4 GYMBO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3163 4 LUX GSCP 6 / GSOP DEBT S.A R.L. LUXEMBOURG 100 N/A 3164 4 PAPERCO HOLDINGS II, L.P. CAYMAN ISLANDS N/A N/A 3165 4 PAPERCO INVESTMENTS, L.P. CAYMAN ISLANDS N/A N/A 3166 4 STEEL HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3167 2 GS PCP CORE PLUS 2002 GP, L.L.C. UNITED STATES N/A N/A 3168 3 GS PCP CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. UNITED STATES N/A N/A 3169 4 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. UNITED STATES N/A N/A 3170 2 GS PE CSEC OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3171 3 GS VAN GOGH LUX I S.A R.L. LUXEMBOURG 100 N/A 3172 3 GS VAN GOGH LUX II S.A R.L. LUXEMBOURG 100 N/A 3173 3 GSV HEYDEN HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3174 2 GS PEG EMPLOYEE FUNDS III ADVISORS, LLC UNITED STATES N/A N/A 3175 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND III, LLC UNITED STATES N/A N/A 3176 2 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC UNITED STATES N/A N/A 3177 2 GS PEG EMPLOYEE FUNDS V ADVISORS, LLC UNITED STATES N/A N/A 3178 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND V, L.L.C. UNITED STATES N/A N/A 3179 2 GS PEG EMPLOYEE FUNDS VI ADVISORS, LLC UNITED STATES N/A N/A 3180 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VI, LLC UNITED STATES N/A N/A 3181 4 Goldman Sachs Private Equity Group Master Fund VI, LLC UNITED STATES N/A N/A 3182 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3183 6 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS FOREIGN INCOME BLOCKER, LTD. 3184 6 GS PEP SAFWAY HOLDINGS, L.L.C. UNITED STATES N/A N/A 3185 6 GS PEP X Offshore YES Holdings Corp. UNITED STATES 100 N/A 3186 7 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 3187 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. UNITED KINGDOM N/A N/A (OTHER) 3188 6 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3189 6 GSV ENERGY HOLDINGS, INC. UNITED STATES 99 N/A 3190 6 GSVA OFFSHORE HOLDINGS, INC. UNITED STATES 100 N/A 3191 6 GSVF AHO INVESTMENTS CORP. UNITED STATES 99 N/A 3192 5 VINTAGE FUND GSVA, L.P. UNITED STATES N/A N/A 3193 6 GSVA HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3194 2 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC UNITED STATES N/A N/A 3195 2 GS PIA 2000 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3196 2 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 3197 2 GS PIA ADVISORS I, L.L.C. UNITED STATES N/A N/A 3198 2 GS POWER HOLDINGS LLC UNITED STATES N/A N/A
3199 3 C.I. COLOMBIAN NATURAL RESOURCES I S.A.S. 551112 - Offices of Bogota COLOMBIA Other Holding Companies 3200 3 COGENTRIX ENERGY, LLC 551112 - Offices of Charlotte NC North Other Holding Carolina Companies 3201 4 COGENTRIX DELAWARE HOLDINGS, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3202 5 CI, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3203 6 COGENTRIX-MEXICO, INC. 551112 - Offices of Charlotte NC North Other Holding Carolina Companies 3204 5 COGENTRIX EASTERN AMERICA, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3205 6 COGENTRIX POWER HOLDINGS II LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3206 7 COGENTRIX ENERGY POWER COMPANY LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3207 8 APACHE SOLAR ENERGY, LLC 221119 - Other Charlotte NC Delaware Electric Power Generation 3208 9 SOLAR GEN 2 LLC 551112 - Offices of Folsom CA Delaware Other Holding Companies 3209 10 SG2 IMPERIAL VALLEY LLC 551112 - Offices of Folsom CA Delaware Other Holding Companies 3210 8 JMCS I HOLDINGS, INC. 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3211 8 RAPTOR HOLDINGS COMPANY 551112 - Offices of Charlotte NC California Other Holding Companies 3212 9 CB POWER HOLDINGS, LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3213 10 CBAS POWER HOLDINGS, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3214 11 CBAS POWER, INC. 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3215 12 GRAY HAWK POWER CORPORATION 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3216 13 CEDAR BAY COGENERATION, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3217 14 CEDAR BAY GENERATING COMPANY, 22111 - Electric Wilmington DE Delaware LIMITED PARTNERSHIP Power Generation 3218 13 CEDAR POWER, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3219 14 CEDAR I POWER, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3220 15 CEDAR II POWER, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3221 16 CEDAR BAY GENERATING COMPANY, 22111 - Electric Wilmington DE Delaware LIMITED PARTNERSHIP Power Generation 3222 5 COGENTRIX PARTS COMPANY, INC. 22111 - Electric Charlotte NC Delaware Power Generation 3223 5 COGENTRIX ZYDECO, LLC 211111 - Development Charlotte NC Delaware of Coal Gasification Project 3224 5 SOUTHAVEN POWER, LLC 525990 - Other Charlotte NC Delaware Financial Vehicles 3225 4 COGENTRIX ENERGY MANAGEMENT SERVICES, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3226 4 COGENTRIX INTERNATIONAL HOLDINGS, INC. 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3227 5 BASAT ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3228 5 COGENTRIX INTERNATIONAL HOLDINGS, BV 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 3229 5 COGENTRIX INTERNATIONAL TURKEY I, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3230 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3231 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3232 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3233 5 COGENTRIX INTERNATIONAL TURKEY II, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3234 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3235 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3236 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3237 5 COGENTRIX INTERNATIONAL TURKEY III, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3238 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3239 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3240 5 COGENTRIX INTERNATIONAL UK LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 3241 6 ETI ELEKTRIK URETIM, A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3242 7 BASAT ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3243 7 DERTON ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3244 7 DORAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3245 7 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3246 7 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3247 7 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3248 7 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3249 7 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3250 7 UCGEN ENERJI ELEKTRIK URETIM L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3251 7 YADE ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3252 5 DERTON ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3253 5 DORAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3254 5 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3255 5 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3256 5 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3257 5 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3258 5 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3259 5 UCGEN ENERJI ELEKTRIK URETIM L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3260 5 YADE ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3261 4 COGENTRIX POWER HOLDINGS I LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3262 5 COGENTRIX OPERATING SERVICES HOLDINGS, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3263 5 U.S OPERATING SERVICES HOLDINGS, LLC 551112 - Offices of Charlotte NC California Other Holding Companies 3264 6 USGEN HOLDINGS, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3265 6 USOSC HOLDINGS, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3266 4 NORTHAMPTON HOLDCO LLC 551112 - Offices of Needham MA Delaware Other Holding Companies 3267 5 COGENTRIX/NORTHAMPTON, LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3268 6 NORTHAMPTON GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC Delaware Electric Power Generation 3269 7 NORTHAMPTON FUEL SUPPLY COMPANY, INC. 213113 - Culm Bank Charlotte NC Delaware Recovery, Coal, on a contract basis 3270 7 NORTHAMPTON WATER SUPPLY, INC. 221310 - Water Charlotte NC Delaware supply systems 3271 5 JAEGER II LLC 551112 - Offices of Charlotte NC Delaware Other Holding Companies 3272 6 NORTHAMPTON GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC Delaware Electric Power Generation 3273 4 SPECTRAWATT, INC. 523120 - Securities Hillsboro OR Delaware Brokerage 3274 3 MCEPF METRO I, INC. 551112 - Offices of Dover DE Delaware Other Holding Companies 3275 4 MITSI HOLDINGS LLC 551112 - Offices of Romulus MI Delaware Other Holding Companies 3276 3 MITSI HOLDINGS LLC 551112 - Offices of Romulus MI Delaware Other Holding Companies 3277 3 NATURAL RESOURCES INVESTMENTS S.L. 551112 - Offices of Madrid SPAIN Other Holding Companies 3278 3 NRI CAYMAN LTD. 551112 - Offices of Grand Cayman Other Holding Companies 3279 2 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3280 3 GS PRIVATE EQUITY PARTNERS CONNECTICUT, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3281 2 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3282 3 GS PRIVATE EQUITY PARTNERS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3283 2 GS PRIVATE EQUITY MANAGEMENT, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3284 3 GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3285 4 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3286 2 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3287 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3288 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3289 4 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3290 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3291 2 GS PS 90 MEMBER LLC 525990 - Other Dover DE Delaware Financial Vehicles 3292 2 GS RBD HOLDINGS I CORP. 551112 - Offices of New York NY Delaware Other Holding Companies 3293 3 GS RBD HOLDINGS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3294 4 OOO GOLDMAN SACHS 523120 - Securities Moscow RUSSIA Brokerage 3295 2 GS RBD HOLDINGS II CORP. 551112 - Offices of New York NY Delaware Other Holding Companies 3296 3 GS RBD HOLDINGS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3297 2 GS RE HOLDINGS, INC. 524298 - All Other NEW YORK NY Delaware Insurance Related Activities 3298 3 LONGMORE CREDIT SERVICES, LLC 524298 - All Other Southborough MA Delaware Insurance Related Activities 3299 2 GS REA HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3300 3 GS REA GOLDENBRIDGE HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3301 3 RELATED INVESTCO LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3302 2 GS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) GP, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3303 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) 525990 - Other George Town CAYMAN LIMITED PARTNERSHIP Financial Vehicles ISLANDS 3304 2 GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) GP, L.L.C. 531390 - Other Wilmington DE Delaware activities related to real estate 3305 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) 525990 - Other George Town CAYMAN LIMITED PARTNERSHIP Financial Vehicles ISLANDS 3306 2 GS REAL ESTATE MEZZANINE PARTNERS (TREATY) GP, LTD. 531390 - Other George Town CAYMAN activities related ISLANDS to real estate 3307 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) 525990 - Other New York NY Delaware LIMITED PARTNERSHIP Financial Vehicles 3308 2 GS REAL ESTATE MEZZANINE PARTNERS (U.S.) GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3309 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) 525990 - Other New York NY Delaware LIMITED PARTNERSHIP Financial Vehicles 3310 2 GS REALTY INCOME ADVISORS, L.L.C. 2002 525990 - Other New York NY Delaware Financial Vehicles 3311 3 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3312 2 GS RISK ADVISORS, INC. 524210 - Insurance NEW YORK NY Delaware Agencies and Brokerages 3313 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 524298 - All Other Hamilton BERMUDA Insurance Related Activities 3314 3 GOLDMAN SACHS RISK ADVISORS, L.P. 524298 - All Other NEW YORK NY Delaware Insurance Related Activities 3315 2 GS SECURED GUARANTY COMPANY LIMITED 524126 - Direct Hamilton BERMUDA Property and Casualty Insurance Carriers 3316 2 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD ANONIMA DE 523120 - Securities Mexico City MEXICO CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, Brokerage ENTIDAD NO REGULADA 3317 2 GS SITE 25 HOTEL HOLDINGS, LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3318 3 GS SITE 25 HOTEL, LLC 531390 - Other New York NY Delaware activities related to real estate 3319 2 GS SITE 25 RETAIL HOLDINGS, LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3320 3 GS SITE 25 RETAIL, LLC 531390 - Other New York NY Delaware activities related to real estate 3321 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3322 3 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3323 4 ASO DWCS CAYMAN LLC 523991 - Trust, George Town CAYMAN Fiduciary, and ISLANDS Custody Activities 3324 4 ASO I (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 3325 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3326 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS
3199 3 C.I. COLOMBIAN NATURAL RESOURCES I S.A.S. Colombia 100 N/A 3200 3 COGENTRIX ENERGY, LLC UNITED STATES N/A N/A 3201 4 COGENTRIX DELAWARE HOLDINGS, LLC UNITED STATES N/A N/A 3202 5 CI, LLC UNITED STATES N/A N/A 3203 6 COGENTRIX-MEXICO, INC. UNITED STATES 100 N/A 3204 5 COGENTRIX EASTERN AMERICA, LLC UNITED STATES N/A N/A 3205 6 COGENTRIX POWER HOLDINGS II LLC UNITED STATES N/A N/A 3206 7 COGENTRIX ENERGY POWER COMPANY LLC UNITED STATES N/A N/A 3207 8 APACHE SOLAR ENERGY, LLC UNITED STATES N/A N/A 3208 9 SOLAR GEN 2 LLC UNITED STATES N/A N/A 3209 10 SG2 IMPERIAL VALLEY LLC UNITED STATES N/A N/A 3210 8 JMCS I HOLDINGS, INC. UNITED STATES 100 N/A 3211 8 RAPTOR HOLDINGS COMPANY UNITED STATES 100 N/A 3212 9 CB POWER HOLDINGS, LLC UNITED STATES N/A N/A 3213 10 CBAS POWER HOLDINGS, LLC UNITED STATES N/A N/A 3214 11 CBAS POWER, INC. UNITED STATES 100 N/A 3215 12 GRAY HAWK POWER CORPORATION UNITED STATES 100 N/A 3216 13 CEDAR BAY COGENERATION, LLC UNITED STATES 100 N/A 3217 14 CEDAR BAY GENERATING COMPANY, LIMITED UNITED STATES N/A N/A PARTNERSHIP 3218 13 CEDAR POWER, LLC UNITED STATES 100 N/A 3219 14 CEDAR I POWER, LLC UNITED STATES 100 N/A 3220 15 CEDAR II POWER, LLC UNITED STATES 100 N/A 3221 16 CEDAR BAY GENERATING COMPANY, UNITED STATES N/A N/A LIMITED PARTNERSHIP 3222 5 COGENTRIX PARTS COMPANY, INC. UNITED STATES 100 N/A 3223 5 COGENTRIX ZYDECO, LLC UNITED STATES N/A N/A 3224 5 SOUTHAVEN POWER, LLC UNITED STATES N/A N/A 3225 4 COGENTRIX ENERGY MANAGEMENT SERVICES, LLC UNITED STATES N/A N/A 3226 4 COGENTRIX INTERNATIONAL HOLDINGS, INC. UNITED STATES 100 N/A 3227 5 BASAT ELEKTRIK URETIM VE TICARET L.S. TURKEY 100 N/A 3228 5 COGENTRIX INTERNATIONAL HOLDINGS, BV NETHERLANDS 100 N/A 3229 5 COGENTRIX INTERNATIONAL TURKEY I, LLC UNITED STATES N/A N/A 3230 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3231 6 KARET ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3232 6 SONAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3233 5 COGENTRIX INTERNATIONAL TURKEY II, LLC UNITED STATES N/A N/A 3234 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3235 6 KARET ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3236 6 SONAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3237 5 COGENTRIX INTERNATIONAL TURKEY III, LLC UNITED STATES N/A N/A 3238 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3239 6 KARET ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3240 5 COGENTRIX INTERNATIONAL UK LIMITED UNITED KINGDOM 100 N/A (OTHER) 3241 6 ETI ELEKTRIK URETIM, A.S. TURKEY 100 N/A 3242 7 BASAT ELEKTRIK URETIM VE TICARET L.S. TURKEY 100 N/A 3243 7 DERTON ELEKTRIK URETIM VE TICARET A.S. TURKEY 99 N/A 3244 7 DORAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 91 N/A 3245 7 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. TURKEY 100 N/A 3246 7 FIRAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3247 7 KARET ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3248 7 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. TURKEY 100 N/A 3249 7 SONAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3250 7 UCGEN ENERJI ELEKTRIK URETIM L.S. TURKEY 100 N/A 3251 7 YADE ELEKTRIK URETIM VE TICARET L.S. TURKEY 99 N/A 3252 5 DERTON ELEKTRIK URETIM VE TICARET A.S. TURKEY 99 N/A 3253 5 DORAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 91 N/A 3254 5 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. TURKEY 100 N/A 3255 5 FIRAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3256 5 KARET ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3257 5 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. TURKEY 100 N/A 3258 5 SONAT ELEKTRIK URETIM VE TICARET A.S. TURKEY 100 N/A 3259 5 UCGEN ENERJI ELEKTRIK URETIM L.S. TURKEY 100 N/A 3260 5 YADE ELEKTRIK URETIM VE TICARET L.S. TURKEY 99 N/A 3261 4 COGENTRIX POWER HOLDINGS I LLC UNITED STATES N/A N/A 3262 5 COGENTRIX OPERATING SERVICES HOLDINGS, LLC UNITED STATES N/A N/A 3263 5 U.S OPERATING SERVICES HOLDINGS, LLC UNITED STATES N/A N/A 3264 6 USGEN HOLDINGS, LLC UNITED STATES N/A N/A 3265 6 USOSC HOLDINGS, LLC UNITED STATES N/A N/A 3266 4 NORTHAMPTON HOLDCO LLC UNITED STATES N/A N/A 3267 5 COGENTRIX/NORTHAMPTON, LLC UNITED STATES N/A N/A 3268 6 NORTHAMPTON GENERATING COMPANY, L.P. UNITED STATES N/A N/A 3269 7 NORTHAMPTON FUEL SUPPLY COMPANY, INC. UNITED STATES 100 N/A 3270 7 NORTHAMPTON WATER SUPPLY, INC. UNITED STATES 100 N/A 3271 5 JAEGER II LLC UNITED STATES N/A N/A 3272 6 NORTHAMPTON GENERATING COMPANY, L.P. UNITED STATES N/A N/A 3273 4 SPECTRAWATT, INC. UNITED STATES 30 N/A 3274 3 MCEPF METRO I, INC. UNITED STATES 100 N/A 3275 4 MITSI HOLDINGS LLC UNITED STATES 97 2 3276 3 MITSI HOLDINGS LLC UNITED STATES 97 2 3277 3 NATURAL RESOURCES INVESTMENTS S.L. SPAIN 100 N/A 3278 3 NRI CAYMAN LTD. CAYMAN ISLANDS 99 N/A 3279 2 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. UNITED STATES N/A N/A 3280 3 GS PRIVATE EQUITY PARTNERS CONNECTICUT, L.P. UNITED STATES N/A N/A 3281 2 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. CAYMAN ISLANDS 100 N/A 3282 3 GS PRIVATE EQUITY PARTNERS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3283 2 GS PRIVATE EQUITY MANAGEMENT, L.L.C. UNITED STATES N/A N/A 3284 3 GS PRIVATE EQUITY PARTNERS, L.P. UNITED STATES N/A N/A 3285 4 GS CAPITAL PARTNERS 2000, L.P. UNITED STATES N/A N/A 3286 2 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 3287 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3288 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3289 4 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3290 4 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3291 2 GS PS 90 MEMBER LLC UNITED STATES N/A N/A 3292 2 GS RBD HOLDINGS I CORP. UNITED STATES 100 N/A 3293 3 GS RBD HOLDINGS, L.P. UNITED STATES N/A N/A 3294 4 OOO GOLDMAN SACHS RUSSIA N/A N/A 3295 2 GS RBD HOLDINGS II CORP. UNITED STATES 100 N/A 3296 3 GS RBD HOLDINGS, L.P. UNITED STATES N/A N/A 3297 2 GS RE HOLDINGS, INC. UNITED STATES 100 N/A 3298 3 LONGMORE CREDIT SERVICES, LLC UNITED STATES N/A N/A 3299 2 GS REA HOLDINGS, L.L.C. UNITED STATES N/A N/A 3300 3 GS REA GOLDENBRIDGE HOLDINGS LLC UNITED STATES N/A N/A 3301 3 RELATED INVESTCO LLC UNITED STATES 12 N/A 3302 2 GS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) GP, L.L.C. UNITED STATES N/A N/A 3303 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) LIMITED CAYMAN ISLANDS N/A N/A PARTNERSHIP 3304 2 GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) GP, L.L.C. UNITED STATES N/A N/A 3305 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) CAYMAN ISLANDS N/A N/A LIMITED PARTNERSHIP 3306 2 GS REAL ESTATE MEZZANINE PARTNERS (TREATY) GP, LTD. CAYMAN ISLANDS 100 N/A 3307 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) LIMITED UNITED STATES N/A N/A PARTNERSHIP 3308 2 GS REAL ESTATE MEZZANINE PARTNERS (U.S.) GP, L.L.C. UNITED STATES N/A N/A 3309 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) LIMITED UNITED STATES N/A N/A PARTNERSHIP 3310 2 GS REALTY INCOME ADVISORS, L.L.C. 2002 UNITED STATES N/A N/A 3311 3 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. UNITED STATES N/A N/A 3312 2 GS RISK ADVISORS, INC. UNITED STATES 100 N/A 3313 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. BERMUDA 100 N/A 3314 3 GOLDMAN SACHS RISK ADVISORS, L.P. UNITED STATES N/A N/A 3315 2 GS SECURED GUARANTY COMPANY LIMITED BERMUDA 100 N/A 3316 2 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD ANONIMA DE CAPITAL MEXICO 100 N/A VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 3317 2 GS SITE 25 HOTEL HOLDINGS, LLC UNITED STATES N/A N/A 3318 3 GS SITE 25 HOTEL, LLC UNITED STATES N/A N/A 3319 2 GS SITE 25 RETAIL HOLDINGS, LLC UNITED STATES N/A N/A 3320 3 GS SITE 25 RETAIL, LLC UNITED STATES N/A N/A 3321 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 3322 3 GSSOAF HOLDING COMPANY CAYMAN ISLANDS 100 N/A 3323 4 ASO DWCS CAYMAN LLC CAYMAN ISLANDS 100 N/A 3324 4 ASO I (MAURITIUS) LIMITED MAURITIUS 100 100 3325 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, LTD. CAYMAN ISLANDS 100 N/A 3326 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A
3327 2 GS TAX CREDIT SLP LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3328 2 GS TDN Advisors, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3329 2 GS TXU ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3330 3 GOLDMAN SACHS TXU INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3331 2 GS TXU OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3332 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3333 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3334 4 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3335 2 GS UDC 114TH STREET MEMBER LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3336 2 GS VINTAGE II EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3337 3 GS VINTAGE II EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3338 3 GS VINTAGE II EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3339 2 GS YES ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3340 2 GSAM - THL ACCESS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3341 3 GS THL EQUITY FUND VI - GS ACCESS ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3342 4 THL EQUITY FUND VI - GS ACCESS EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3343 4 THL EQUITY FUND VI - GS ACCESS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3344 4 THL EQUITY FUND VI - GS ACCESS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3345 3 THL EQUITY FUND VI - GS ACCESS DLP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3346 2 GSAM GEN-PAR II, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3347 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3348 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3349 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3350 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3351 5 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3352 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3353 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3354 3 GOLDMAN SACHS PETERSHILL FUND ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3355 4 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3356 4 GOLDMAN SACHS PETERSHILL FUND, L.P. 525910 - Open-End New York NY Delaware Investment Funds 3357 5 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (CAPE) II, 525910 - Open-End New York NY CAYMAN LTD. Investment Funds ISLANDS 3358 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3359 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3360 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 525990 - Other George Town CAYMAN HOLDINGS, LTD. Financial Vehicles ISLANDS 3361 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 525990 - Other George Town CAYMAN HOLDINGS, LTD. Financial Vehicles ISLANDS 3362 5 GOLDMAN SACHS PETERSHILL U.S. GP (PALMEIRO) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3363 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) HOLDINGS 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3364 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOMBARDI) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3365 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3366 5 GOLDMAN SACHS PETERSHILL U.S. IM (PALMEIRO) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3367 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) HOLDINGS 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3368 4 GOLDMAN SACHS PETERSHILL PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3369 5 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (CAPE) II, 525910 - Open-End New York NY CAYMAN LTD. Investment Funds ISLANDS 3370 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, LTD. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3371 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3372 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 525990 - Other George Town CAYMAN HOLDINGS, LTD. Financial Vehicles ISLANDS 3373 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 525990 - Other George Town CAYMAN HOLDINGS, LTD. Financial Vehicles ISLANDS 3374 5 GOLDMAN SACHS PETERSHILL U.S. GP (PALMEIRO) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3375 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) HOLDINGS 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3376 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOMBARDI) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3377 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3378 5 GOLDMAN SACHS PETERSHILL U.S. IM (PALMEIRO) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3379 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) HOLDINGS 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3380 3 GOLDMAN SACHS PETERSHILL FUND OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3381 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN (CAYMAN), L.P. Financial Vehicles ISLANDS 3382 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) HOLDINGS, 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3383 5 GOLDMAN SACHS PETERSHILL U.S. GP (PALMEIRO) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3384 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) HOLDINGS 525910 - Open-End George Town CAYMAN LTD. Investment Funds ISLANDS 3385 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3386 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, 551112 - Offices of New York NY Delaware L.P. Other Holding Companies 3387 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) 525990 - Other New York NY Delaware HOLDINGS CORP. Financial Vehicles 3388 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (PALMEIRO) 525990 - Other New York NY Delaware HOLDINGS CORP. Financial Vehicles 3389 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) 525910 - Open-End New York NY Delaware HOLDINGS CORP. Investment Funds 3390 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN (CAYMAN), L.P. Financial Vehicles ISLANDS 3391 5 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND 525910 - Open-End George Town CAYMAN HOLDINGS, L.P. Investment Funds ISLANDS 3392 6 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (CAPE) 525910 - Open-End New York NY CAYMAN II, LTD. Investment Funds ISLANDS 3393 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3394 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 525990 - Other George Town CAYMAN HOLDINGS, LTD. Financial Vehicles ISLANDS 3395 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3396 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 525990 - Other George Town CAYMAN HOLDINGS, LTD. Financial Vehicles ISLANDS 3397 5 Goldman Sachs Petershill Fund Offshore (Lombardi) 525910 - Open-End New York NY Delaware Holdings Corp. Investment Funds 3398 4 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (TRUEMAN) 525990 - Other George Town CAYMAN III, L.P. Financial Vehicles ISLANDS 3399 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND HOLDINGS, 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 3400 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3401 5 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS I, LTD. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3402 4 GOLDMAN SACHS PETERSHILL PMD QP FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3403 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, 551112 - Offices of New York NY Delaware L.P. Other Holding Companies 3404 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) 525990 - Other New York NY Delaware HOLDINGS CORP. Financial Vehicles 3405 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (PALMEIRO) 525990 - Other New York NY Delaware HOLDINGS CORP. Financial Vehicles 3406 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) 525910 - Open-End New York NY Delaware HOLDINGS CORP. Investment Funds 3407 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN (CAYMAN), L.P. Financial Vehicles ISLANDS 3408 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3409 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) HOLDINGS, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3410 5 Goldman Sachs Petershill Fund Offshore (Lombardi) 525910 - Open-End New York NY Delaware Holdings Corp. Investment Funds 3411 2 GSAM GEN-PAR, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3412 3 AEGIS INVESTORS ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3413 4 AEGIS INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3414 5 AEGIS INVESTORS FOREIGN INCOME BLOCKER, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 3415 3 CAP IV Access Advisors, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3416 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, INC. Financial Vehicles ISLANDS 3417 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3418 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS OFFSHORE, 525990 - Other George Town CAYMAN INC. Financial Vehicles ISLANDS 3419 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3420 5 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3421 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3422 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3423 3 GOLDMAN SACHS CONCENTRATED MEZZANINE & DISTRESSED FUND II 525990 - Other New York NY Delaware GP, LLC Financial Vehicles 3424 4 GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED FUND 525990 - Other New York NY Delaware II, L.P. Financial Vehicles 3425 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3426 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS (FL), 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 3427 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES (FL), L.P. 525990 - Other New York NY Delaware Financial Vehicles 3428 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS II, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3429 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3430 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3431 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3432 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3433 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3434 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3435 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III ADVISORS, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 3436 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3437 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3438 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 3439 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3440 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3441 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3442 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3443 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV FOREIGN 551112 - Offices of NEW YORK NY Delaware INCOME BLOCKER, L.L.C. Other Holding Companies 3444 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUNDS 525990 - Other New York NY Delaware GP, L.L.C. Financial Vehicles 3445 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV EMPLOYEE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3446 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 3447 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3448 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 3449 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3450 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3451 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3452 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3453 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3454 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV 551112 - Offices of George Town CAYMAN OFFSHORE HOLDINGS FOREIGN INCOME BLOCKER, LTD. Other Holding ISLANDS Companies
3327 2 GS TAX CREDIT SLP LLC UNITED STATES N/A N/A 3328 2 GS TDN Advisors, L.L.C. UNITED STATES N/A N/A 3329 2 GS TXU ADVISORS, L.L.C. UNITED STATES N/A N/A 3330 3 GOLDMAN SACHS TXU INVESTORS, L.P. UNITED STATES N/A N/A 3331 2 GS TXU OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3332 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3333 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3334 4 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3335 2 GS UDC 114TH STREET MEMBER LLC UNITED STATES N/A N/A 3336 2 GS VINTAGE II EMPLOYEE FUNDS GP, L.L.C. UNITED STATES N/A N/A 3337 3 GS VINTAGE II EMPLOYEE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3338 3 GS VINTAGE II EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3339 2 GS YES ADVISORS, L.L.C. UNITED STATES N/A N/A 3340 2 GSAM - THL ACCESS, L.L.C. UNITED STATES N/A N/A 3341 3 GS THL EQUITY FUND VI - GS ACCESS ADVISORS, L.L.C. UNITED STATES N/A N/A 3342 4 THL EQUITY FUND VI - GS ACCESS EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3343 4 THL EQUITY FUND VI - GS ACCESS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3344 4 THL EQUITY FUND VI - GS ACCESS, L.P. UNITED STATES N/A N/A 3345 3 THL EQUITY FUND VI - GS ACCESS DLP, L.L.C. UNITED STATES N/A N/A 3346 2 GSAM GEN-PAR II, L.L.C. UNITED STATES N/A N/A 3347 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES ADVISORS, L.L.C. UNITED STATES N/A N/A 3348 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND, L.P. UNITED STATES N/A N/A 3349 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3350 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 3351 5 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3352 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE HOLDINGS CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3353 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3354 3 GOLDMAN SACHS PETERSHILL FUND ADVISORS, L.L.C. UNITED STATES N/A N/A 3355 4 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, L.P. UNITED STATES N/A N/A 3356 4 GOLDMAN SACHS PETERSHILL FUND, L.P. UNITED STATES N/A N/A 3357 5 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (CAPE) II, UNITED STATES 100 N/A LTD. 3358 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, LTD. CAYMAN ISLANDS 100 N/A 3359 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3360 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3361 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3362 5 GOLDMAN SACHS PETERSHILL U.S. GP (PALMEIRO) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3363 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) HOLDINGS LTD. CAYMAN ISLANDS 99 N/A 3364 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOMBARDI) HOLDINGS, CAYMAN ISLANDS 100 N/A LTD. 3365 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) HOLDINGS, LTD. CAYMAN ISLANDS 99 N/A 3366 5 GOLDMAN SACHS PETERSHILL U.S. IM (PALMEIRO) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3367 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) HOLDINGS LTD. CAYMAN ISLANDS 99 N/A 3368 4 GOLDMAN SACHS PETERSHILL PMD QP FUND, L.P. UNITED STATES N/A N/A 3369 5 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (CAPE) II, UNITED STATES 100 N/A LTD. 3370 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, LTD. CAYMAN ISLANDS 100 N/A 3371 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3372 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3373 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3374 5 GOLDMAN SACHS PETERSHILL U.S. GP (PALMEIRO) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3375 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) HOLDINGS LTD. CAYMAN ISLANDS 99 N/A 3376 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOMBARDI) HOLDINGS, CAYMAN ISLANDS 100 N/A LTD. 3377 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) HOLDINGS, LTD. CAYMAN ISLANDS 99 N/A 3378 5 GOLDMAN SACHS PETERSHILL U.S. IM (PALMEIRO) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3379 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) HOLDINGS LTD. CAYMAN ISLANDS 99 N/A 3380 3 GOLDMAN SACHS PETERSHILL FUND OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3381 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS (CAYMAN), CAYMAN ISLANDS N/A N/A L.P. 3382 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3383 5 GOLDMAN SACHS PETERSHILL U.S. GP (PALMEIRO) HOLDINGS, CAYMAN ISLANDS 99 N/A LTD. 3384 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) HOLDINGS LTD. CAYMAN ISLANDS 99 N/A 3385 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3386 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, L.P. UNITED STATES N/A N/A 3387 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) HOLDINGS UNITED STATES 100 N/A CORP. 3388 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (PALMEIRO) UNITED STATES 100 N/A HOLDINGS CORP. 3389 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) HOLDINGS UNITED STATES 100 N/A CORP. 3390 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS (CAYMAN), CAYMAN ISLANDS N/A N/A L.P. 3391 5 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3392 6 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (CAPE) II, UNITED STATES 100 N/A LTD. 3393 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) HOLDINGS, LTD. CAYMAN ISLANDS 99 N/A 3394 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) CAYMAN ISLANDS 99 N/A HOLDINGS, LTD. 3395 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) HOLDINGS, LTD. CAYMAN ISLANDS 99 N/A 3396 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) CAYMAN ISLANDS 99 N/A HOLDINGS, LTD. 3397 5 Goldman Sachs Petershill Fund Offshore (Lombardi) UNITED STATES 100 N/A Holdings Corp. 3398 4 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS (TRUEMAN) III, CAYMAN ISLANDS N/A N/A L.P. 3399 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3400 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A 3401 5 GOLDMAN SACHS PETERSHILL NON-U.S. HOLDINGS I, LTD. CAYMAN ISLANDS 100 N/A 3402 4 GOLDMAN SACHS PETERSHILL PMD QP FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3403 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, L.P. UNITED STATES N/A N/A 3404 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) HOLDINGS UNITED STATES 100 N/A CORP. 3405 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (PALMEIRO) UNITED STATES 100 N/A HOLDINGS CORP. 3406 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) HOLDINGS UNITED STATES 100 N/A CORP. 3407 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS (CAYMAN), CAYMAN ISLANDS N/A N/A L.P. 3408 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) HOLDINGS, LTD. CAYMAN ISLANDS 99 N/A 3409 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) HOLDINGS, LTD. CAYMAN ISLANDS 99 N/A 3410 5 Goldman Sachs Petershill Fund Offshore (Lombardi) UNITED STATES 100 N/A Holdings Corp. 3411 2 GSAM GEN-PAR, L.L.C. UNITED STATES N/A N/A 3412 3 AEGIS INVESTORS ADVISORS, L.L.C. UNITED STATES N/A N/A 3413 4 AEGIS INVESTORS, L.P. UNITED STATES N/A N/A 3414 5 AEGIS INVESTORS FOREIGN INCOME BLOCKER, L.L.C. UNITED STATES N/A N/A 3415 3 CAP IV Access Advisors, L.L.C. UNITED STATES N/A N/A 3416 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS, INC. 3417 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3418 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS OFFSHORE, INC. CAYMAN ISLANDS 100 N/A 3419 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3420 5 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3421 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3422 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND, L.P. UNITED STATES N/A N/A 3423 3 GOLDMAN SACHS CONCENTRATED MEZZANINE & DISTRESSED FUND II GP, UNITED STATES N/A N/A LLC 3424 4 GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED FUND UNITED STATES N/A N/A II, L.P. 3425 5 GS MEZZANINE PARTNERS V, L.P. UNITED STATES N/A N/A 3426 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS (FL), L.L.C. UNITED STATES N/A N/A 3427 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES (FL), L.P. UNITED STATES N/A N/A 3428 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS II, L.L.C. UNITED STATES N/A N/A 3429 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II, L.P. UNITED STATES N/A N/A 3430 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3431 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 3432 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3433 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE HOLDINGS CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3434 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3435 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III ADVISORS, L.L.C. UNITED STATES N/A N/A 3436 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III, L.P. UNITED STATES N/A N/A 3437 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3438 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 3439 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE HOLDINGS CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3440 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3441 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV ADVISORS, L.L.C. UNITED STATES N/A N/A 3442 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV, L.P. UNITED STATES N/A N/A 3443 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV FOREIGN UNITED STATES N/A N/A INCOME BLOCKER, L.L.C. 3444 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUNDS GP, UNITED STATES N/A N/A L.L.C. 3445 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV EMPLOYEE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3446 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 3447 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUND, UNITED STATES N/A N/A L.P. 3448 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 3449 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP FUND, L.P. UNITED STATES N/A N/A 3450 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3451 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 3452 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE HOLDINGS CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3453 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3454 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS FOREIGN INCOME BLOCKER, LTD.
3455 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3456 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3457 5 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3458 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3459 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3460 3 GOLDMAN SACHS MULTI-STRATEGY FUND PALMETTO STATE ADVISORS, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 3461 4 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3462 4 GOLDMAN SACHS PALMETTO STATE FUND A, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3463 5 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3464 4 GOLDMAN SACHS PALMETTO STATE FUND B, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3465 5 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3466 5 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3467 3 GOLDMAN SACHS PEP (NJ) ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3468 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ), L.P. 525990 - Other New York NY Delaware Financial Vehicles 3469 3 GOLDMAN SACHS PEP (NJ) II ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3470 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ) II, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3471 3 GOLDMAN SACHS PEP 2004 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3472 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3473 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3474 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3475 3 GOLDMAN SACHS PEP 2004 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3476 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - DIRECT 525990 - Other New York NY Delaware INVESTMENT FUND, L.P. Financial Vehicles 3477 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3478 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3479 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3480 3 GOLDMAN SACHS PEP 2004 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3481 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - MANAGER 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3482 3 GOLDMAN SACHS PEP 2004 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3483 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3484 3 GOLDMAN SACHS PEP 2004 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3485 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3486 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3487 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3488 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE ADVISORS, 525990 - Other George Town CAYMAN INC. Financial Vehicles ISLANDS 3489 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3490 5 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3491 3 GOLDMAN SACHS PEP 2005 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3492 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3493 3 GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3494 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - DIRECT 525990 - Other New York NY Delaware INVESTMENT FUND, L.P. Financial Vehicles 3495 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3496 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 3497 3 GOLDMAN SACHS PEP 2005 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3498 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - MANAGER 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3499 3 GOLDMAN SACHS PEP 2005 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3500 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 OFFSHORE, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3501 3 GOLDMAN SACHS PEP 2005 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3502 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3503 3 GOLDMAN SACHS PEP ASIA ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3504 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3505 5 PRIVATE EQUITY PARTNERS ASIA FUND FOREIGN INCOME 551112 - Offices of New York NY Delaware BLOCKER, L.L.C. Other Holding Companies 3506 3 GOLDMAN SACHS PEP ASIA OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3507 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA OFFSHORE 525990 - Other George Town CAYMAN FUND, L.P. Financial Vehicles ISLANDS 3508 3 GOLDMAN SACHS PEP IX ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3509 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3510 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 3511 3 GOLDMAN SACHS PEP IX DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3512 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - DIRECT 525990 - Other New York NY Delaware INVESTMENT FUND, L.P. Financial Vehicles 3513 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3514 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 3515 3 GOLDMAN SACHS PEP IX MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3516 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - MANAGER FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3517 3 GOLDMAN SACHS PEP IX OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3518 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3519 3 GOLDMAN SACHS PEP IX OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3520 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3521 5 GS PEP BASS HOLDINGS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3522 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3523 5 GS PEP IX Offshore YES Holdings Corp. 525990 - Other New York NY Delaware Financial Vehicles 3524 6 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 3525 5 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3526 5 Goldman Sachs Private Equity Partners IX Offshore 525990 - Other New York NY Delaware Holdings Graphite VII, L.P. Financial Vehicles 3527 4 Goldman Sachs Private Equity Partners IX Offshore 525990 - Other New York NY Delaware Holdings Graphite VII, L.P. Financial Vehicles 3528 3 GOLDMAN SACHS PEP NEW PARTNERS MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3529 4 GOLDMAN SACHS PEP NEW PARTNERS-MANAGER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3530 3 GOLDMAN SACHS PEP X ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3531 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3532 3 GOLDMAN SACHS PEP X DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3533 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - DIRECT 525990 - Other New York NY Delaware INVESTMENT FUND, L.P. Financial Vehicles 3534 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE Delaware Financial Vehicles 3535 3 GOLDMAN SACHS PEP X MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3536 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - MANAGER FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3537 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - MANAGER 525990 - Other Wilmington DE Delaware FUND FOREIGN INCOME BLOCKER, L.L.C. Financial Vehicles 3538 3 GOLDMAN SACHS PEP X OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3539 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3540 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3541 3 GOLDMAN SACHS PEP X OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3542 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3543 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY ADVISORS, 525990 - Other New York NY Delaware L.L.C. Financial Vehicles 3544 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3545 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN OFFSHORE ADVISORS, INC. Financial Vehicles ISLANDS 3546 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3547 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN FUND OFFSHORE, L.P. Financial Vehicles ISLANDS 3548 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3549 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3550 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other New York NY Delaware ADVISORS, L.L.C. Financial Vehicles 3551 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3552 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other New York NY Delaware FUND II ADVISORS, L.L.C. Financial Vehicles 3553 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other New York NY Delaware FUND II, L.P. Financial Vehicles 3554 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other George Town CAYMAN OFFSHORE ADVISORS, INC. Financial Vehicles ISLANDS 3555 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other George Town CAYMAN FUND OFFSHORE, L.P. Financial Vehicles ISLANDS 3556 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3557 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3558 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES 525990 - Other George Town CAYMAN FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3559 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN OFFSHORE ADVISORS, INC. Financial Vehicles ISLANDS 3560 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 3561 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3562 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3563 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3564 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3565 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 3566 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3567 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS ADVISORS, INC. Financial Vehicles ISLANDS 3568 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3569 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE FUNDS 525990 - Other New York NY Delaware GP, L.L.C. Financial Vehicles 3570 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 3571 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3572 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3573 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3574 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND 525990 - Other George Town CAYMAN OFFSHORE, LTD. Financial Vehicles ISLANDS 3575 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II OFFSHORE 525990 - Other New York NY Delaware ADVISORS, LLC Financial Vehicles 3576 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II OFFSHORE, 525990 - Other Edinburgh UNITED L.P. Financial Vehicles KINGDOM (OTHER) 3577 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II OFFSHORE 525990 - Other New York NY Delaware HOLDINGS ADVISORS, LLC Financial Vehicles 3578 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II OFFSHORE 525990 - Other Edinburgh UNITED HOLDINGS, L.P. Financial Vehicles KINGDOM (OTHER) 3579 3 GOLDMAN SACHS VINTAGE FUND IV ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3580 4 GOLDMAN SACHS VINTAGE FUND IV, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3581 5 GSVF-IV ONSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY Delaware Financial Vehicles 3582 3 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles
3455 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3456 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3457 5 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3458 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE HOLDINGS ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3459 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3460 3 GOLDMAN SACHS MULTI-STRATEGY FUND PALMETTO STATE ADVISORS, UNITED STATES N/A N/A L.L.C. 3461 4 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. UNITED STATES N/A N/A 3462 4 GOLDMAN SACHS PALMETTO STATE FUND A, L.P. UNITED STATES N/A N/A 3463 5 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. UNITED STATES N/A N/A 3464 4 GOLDMAN SACHS PALMETTO STATE FUND B, L.P. UNITED STATES N/A N/A 3465 5 GOLDMAN SACHS YES INVESTORS, L.P. UNITED STATES N/A N/A 3466 5 GS LOAN PARTNERS I ONSHORE, L.P. UNITED STATES N/A N/A 3467 3 GOLDMAN SACHS PEP (NJ) ADVISORS, L.L.C. UNITED STATES N/A N/A 3468 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ), L.P. UNITED STATES N/A N/A 3469 3 GOLDMAN SACHS PEP (NJ) II ADVISORS, L.L.C. UNITED STATES N/A N/A 3470 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ) II, L.P. UNITED STATES N/A N/A 3471 3 GOLDMAN SACHS PEP 2004 ADVISORS, L.L.C. UNITED STATES N/A N/A 3472 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004, L.P. UNITED STATES N/A N/A 3473 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3474 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3475 3 GOLDMAN SACHS PEP 2004 DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3476 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - DIRECT UNITED STATES N/A N/A INVESTMENT FUND, L.P. 3477 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3478 5 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 3479 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3480 3 GOLDMAN SACHS PEP 2004 MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3481 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - MANAGER FUND, UNITED STATES N/A N/A L.P. 3482 3 GOLDMAN SACHS PEP 2004 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3483 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3484 3 GOLDMAN SACHS PEP 2004 OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3485 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3486 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3487 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3488 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3489 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3490 5 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3491 3 GOLDMAN SACHS PEP 2005 ADVISORS, L.L.C. UNITED STATES N/A N/A 3492 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005, L.P. UNITED STATES N/A N/A 3493 3 GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3494 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - DIRECT UNITED STATES N/A N/A INVESTMENT FUND, L.P. 3495 5 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 3496 5 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 3497 3 GOLDMAN SACHS PEP 2005 MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3498 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - MANAGER FUND, UNITED STATES N/A N/A L.P. 3499 3 GOLDMAN SACHS PEP 2005 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3500 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3501 3 GOLDMAN SACHS PEP 2005 OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3502 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3503 3 GOLDMAN SACHS PEP ASIA ADVISORS, L.L.C. UNITED STATES N/A N/A 3504 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA FUND, L.P. UNITED STATES N/A N/A 3505 5 PRIVATE EQUITY PARTNERS ASIA FUND FOREIGN INCOME BLOCKER, UNITED STATES N/A N/A L.L.C. 3506 3 GOLDMAN SACHS PEP ASIA OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3507 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA OFFSHORE FUND, CAYMAN ISLANDS N/A N/A L.P. 3508 3 GOLDMAN SACHS PEP IX ADVISORS, L.L.C. UNITED STATES N/A N/A 3509 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX, L.P. UNITED STATES N/A N/A 3510 5 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 3511 3 GOLDMAN SACHS PEP IX DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3512 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - DIRECT UNITED STATES N/A N/A INVESTMENT FUND, L.P. 3513 5 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 3514 5 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 3515 3 GOLDMAN SACHS PEP IX MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3516 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - MANAGER FUND, UNITED STATES N/A N/A L.P. 3517 3 GOLDMAN SACHS PEP IX OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3518 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3519 3 GOLDMAN SACHS PEP IX OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3520 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3521 5 GS PEP BASS HOLDINGS, LLC UNITED STATES N/A N/A 3522 6 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 3523 5 GS PEP IX Offshore YES Holdings Corp. UNITED STATES 100 N/A 3524 6 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 3525 5 GS PEP SAFWAY HOLDINGS, L.L.C. UNITED STATES N/A N/A 3526 5 Goldman Sachs Private Equity Partners IX Offshore UNITED STATES N/A N/A Holdings Graphite VII, L.P. 3527 4 Goldman Sachs Private Equity Partners IX Offshore Holdings UNITED STATES N/A N/A Graphite VII, L.P. 3528 3 GOLDMAN SACHS PEP NEW PARTNERS MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3529 4 GOLDMAN SACHS PEP NEW PARTNERS-MANAGER FUND, L.P. UNITED STATES N/A N/A 3530 3 GOLDMAN SACHS PEP X ADVISORS, L.L.C. UNITED STATES N/A N/A 3531 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. UNITED STATES N/A N/A 3532 3 GOLDMAN SACHS PEP X DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3533 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - DIRECT INVESTMENT UNITED STATES N/A N/A FUND, L.P. 3534 5 YES NETWORK HOLDING COMPANY, LLC UNITED STATES 11 N/A 3535 3 GOLDMAN SACHS PEP X MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3536 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - MANAGER FUND, UNITED STATES N/A N/A L.P. 3537 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - MANAGER FUND UNITED STATES N/A N/A FOREIGN INCOME BLOCKER, L.L.C. 3538 3 GOLDMAN SACHS PEP X OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3539 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3540 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3541 3 GOLDMAN SACHS PEP X OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3542 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3543 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY ADVISORS, UNITED STATES N/A N/A L.L.C. 3544 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND, L.P. UNITED STATES N/A N/A 3545 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE OFFSHORE CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3546 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 3547 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 3548 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 3549 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS ADVISORS, INC. 3550 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES UNITED STATES N/A N/A ADVISORS, L.L.C. 3551 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES UNITED STATES N/A N/A FUND, L.P. 3552 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES FUND UNITED STATES N/A N/A II ADVISORS, L.L.C. 3553 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES UNITED STATES N/A N/A FUND II, L.P. 3554 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES CAYMAN ISLANDS 100 N/A OFFSHORE ADVISORS, INC. 3555 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES CAYMAN ISLANDS N/A N/A FUND OFFSHORE, L.P. 3556 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES CAYMAN ISLANDS N/A N/A FUND OFFSHORE HOLDINGS, L.P. 3557 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES CAYMAN ISLANDS 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3558 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED OPPORTUNITIES CAYMAN ISLANDS N/A N/A FUND OFFSHORE HOLDINGS, L.P. 3559 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) CAYMAN ISLANDS 100 N/A OFFSHORE ADVISORS, INC. 3560 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 3561 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 3562 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) CAYMAN ISLANDS 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3563 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 3564 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3565 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE, CAYMAN ISLANDS N/A N/A L.P. 3566 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3567 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS ADVISORS, INC. 3568 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3569 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE FUNDS GP, UNITED STATES N/A N/A L.L.C. 3570 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 3571 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE FUND, UNITED STATES N/A N/A L.P. 3572 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3573 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3574 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND CAYMAN ISLANDS 100 N/A OFFSHORE, LTD. 3575 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II OFFSHORE UNITED STATES N/A N/A ADVISORS, LLC 3576 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II OFFSHORE, L.P. UNITED KINGDOM N/A N/A (OTHER) 3577 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II OFFSHORE UNITED STATES N/A N/A HOLDINGS ADVISORS, LLC 3578 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II OFFSHORE UNITED KINGDOM N/A N/A HOLDINGS, L.P. (OTHER) 3579 3 GOLDMAN SACHS VINTAGE FUND IV ADVISORS, L.L.C. UNITED STATES N/A N/A 3580 4 GOLDMAN SACHS VINTAGE FUND IV, L.P. UNITED STATES N/A N/A 3581 5 GSVF-IV ONSHORE RAVEN MANAGER STAKE LLC UNITED STATES N/A N/A 3582 3 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND GP, L.L.C. UNITED STATES N/A N/A
3583 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND OFFSHORE, 525990 - Other George Town CAYMAN LTD. Financial Vehicles ISLANDS 3584 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3585 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3586 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3587 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3588 4 GOLDMAN SACHS VINTAGE FUND V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3589 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3590 4 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. 525990 - Other Edinburgh UNITED Financial Vehicles KINGDOM (OTHER) 3591 4 GOLDMAN SACHS VINTAGE FUND V EUROPE, L.P. 525990 - Other Edinburgh UNITED Financial Vehicles KINGDOM (OTHER) 3592 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. 525990 - Other Edinburgh UNITED Financial Vehicles KINGDOM (OTHER) 3593 4 GOLDMAN SACHS VINTAGE FUND V, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 3594 3 GOLDMAN SACHS VINTAGE FUND V HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3595 4 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3596 3 GOLDMAN SACHS VINTAGE FUND V INITIAL PARTNER GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3597 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3598 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3599 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS ADVISORS, 525990 - Other George Town CAYMAN INC. Financial Vehicles ISLANDS 3600 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3601 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3602 5 GSV ENERGY HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 3603 5 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 3604 5 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 3605 3 GOLDMAN SACHS VINTAGE III ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3606 4 GOLDMAN SACHS VINTAGE FUND III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3607 5 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3608 3 GOLDMAN SACHS VINTAGE III OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3609 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3610 5 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3611 3 GOLDMAN SACHS VINTAGE III OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3612 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3613 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 525990 - Other Wilmington DE Delaware ADVISORS L.L.C. Financial Vehicles 3614 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other New York NY Delaware 2011 L.P. Financial Vehicles 3615 5 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 551112 - Offices of New York NY Delaware 2011 FOREIGN INCOME BLOCKER, L.L.C. Other Holding Companies 3616 3 GS ACCESS - LIBERTY HARBOR/PERRY ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3617 4 GS ACCESS-LIBERTY HARBOR/PERRY, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3618 3 GS CONCENTRATED ENERGY OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3619 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND 525990 - Other George Town CAYMAN OFFSHORE, L.P. Financial Vehicles ISLANDS 3620 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3621 3 GS CONCENTRATED ENERGY OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3622 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND 525990 - Other George Town CAYMAN OFFSHORE HOLDINGS, L.P. Financial Vehicles ISLANDS 3623 3 GS DISTRESSED OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3624 4 GS DISTRESSED OPPORTUNITIES FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3625 3 GS DISTRESSED OPPORTUNITIES OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3626 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3627 5 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3628 3 GS DISTRESSED OPPORTUNITIES OFFSHORE HOLDINGS ADVISORS, 525990 - Other George Town CAYMAN INC. Financial Vehicles ISLANDS 3629 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3630 3 GS INITIAL INVESTOR, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 3631 4 GS INITIAL INVESTOR, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 3632 5 PRIVATE EQUITY MANAGERS 2012, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3633 6 PRIVATE EQUITY MANAGERS: 2012 FOREIGN INCOME 551112 - Offices of New York NY Delaware BLOCKER, L.L.C. Other Holding Companies 3634 5 PRIVATE REAL ESTATE MANAGERS: 2011 LP 525990 - Other New York NY Delaware Financial Vehicles 3635 6 PRIVATE REAL ESTATE MANAGERS: 2011 FOREIGN INCOME 525990 - Other Wilmington DE Delaware BLOCKER, L.L.C. Financial Vehicles 3636 5 U.S. REAL PROPERTY INCOME FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3637 6 USRPI REIT, INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3638 3 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS FUND 525990 - Other New York NY Delaware ADVISORS, L.L.C. Financial Vehicles 3639 4 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3640 3 GS MERCHANT BANKING ACCESS 2006 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3641 4 GOLDMAN SACHS MERCHANT BANKING ACCESS FUND 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3642 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2007 Financial Vehicles 3643 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3644 6 W2007 FINANCE SUB, LLC 525990 - Other New York NY Delaware Financial Vehicles 3645 7 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, 531390 - Other New York NY Delaware L.P. activities related to real estate 3646 7 PFD HOLDINGS, LLC 531390 - Other New York NY Delaware activities related to real estate 3647 7 W2007 BEAR L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 3648 7 W2007 GRACE I, LLC 525990 - Other Knoxville TN Tennessee Financial Vehicles 3649 8 W2007 EQUITY INNS GEN-PAR, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3650 9 W2007 EQUITY INNS PARTNERSHIP, L.P. 525990 - Other Knoxville TN Tennessee Financial Vehicles 3651 10 W2007 EQUITY INNS JUNIOR MEZZ, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3652 11 W2007 EQUITY INNS INTERMEDIATE MEZZ V, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3653 12 W2007 EQUITY INNS INTERMEDIATE MEZZ IV, 525990 - Other Wilmington DE Delaware LLC Financial Vehicles 3654 13 W2007 EQUITY INNS INTERMEDIATE MEZZ 525990 - Other Wilmington DE Delaware III, LLC Financial Vehicles 3655 14 W2007 EQUITY INNS INTERMEDIATE MEZZ 525990 - Other Wilmington DE Delaware II, LLC Financial Vehicles 3656 15 W2007 EQUITY INNS INTERMEDIATE 525990 - Other Wilmington DE Delaware MEZZ I, LLC Financial Vehicles 3657 16 W2007 EQUITY INNS SENIOR MEZZ, 525990 - Other Wilmington DE Delaware LLC Financial Vehicles 3658 17 W2007 EQUITY INNS REALTY, LLC 531120 - Lessors of WILMINGTON DE Delaware nonresidential buildings (except mini warehouses) 3659 8 W2007 EQUITY INNS PARTNERSHIP, L.P. 525990 - Other Knoxville TN Tennessee Financial Vehicles 3660 8 W2007 GRACE ACQUISITION I, INC. 525990 - Other Knoxville TN Tennessee Financial Vehicles 3661 9 W2007 EQUITY INNS PARTNERSHIP, L.P. 525990 - Other Knoxville TN Tennessee Financial Vehicles 3662 7 W2007 MVP HOTELS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3663 7 W2007 SEATTLE MEZZ LENDER, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3664 7 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3665 7 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3666 7 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3667 8 MALETA HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3668 8 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3669 8 W2005/W2007 EQUINOX 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3670 9 W2005/W2007 EQUINOX 3 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3671 8 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3672 9 W2005/W2007 VERNAL ASSET 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3673 9 W2005/W2007 VERNAL HOLDING 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3674 10 W2005/W2007 VERNAL ASSET 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3675 8 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3676 9 ATLANTIC 2 - BERENICE FONDO COMUNE DI 525990 - Other Milan ITALY INVESTIMENTO IMMOBILIARE DI TIPO CHIUSO Financial Vehicles (OTHER) 3677 7 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3678 7 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3679 7 WNT HOLDINGS, LLC 531390 - Other New York NY Delaware activities related to real estate 3680 6 WHITEHALL EUROPEAN RE 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3681 7 MALETA HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3682 7 VERNAL HOLDING B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3683 8 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3684 8 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3685 7 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3686 7 W2005/W2007 EQUINOX 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3687 7 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3688 7 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3689 6 WHITEHALL EUROPEAN RE 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3690 7 MALETA HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3691 7 VERNAL HOLDING B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3692 7 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3693 7 W2005/W2007 EQUINOX 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3694 7 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3695 7 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3696 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3697 4 GS Mount Kellett Capital Partners Access Fund, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3698 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS OFFSHORE 525990 - Other George Town CAYMAN ADVISORS, INC. Financial Vehicles ISLANDS 3699 4 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS FUND OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3700 4 GS Mount Kellett Capital Partners Access Corporate 525990 - Other George Town CAYMAN Feeder Fund, Ltd. Financial Vehicles ISLANDS 3701 4 GS Mount Kellett Capital Partners Access Fund Offshore, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3702 3 GS PE CSEC CORPORATE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3703 4 GS PE CSEC CORPORATE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3704 5 GS ESF QEP OFFSHORE HOLDINGS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 3705 5 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 3706 3 GS PE CSEC ENERGY ADVISORS, L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 3707 4 GS PE CSEC ENERGY, INC. 525910 - Open-End NEW YORK NY Delaware Investment Funds 3708 5 GS PE CSEC ENERGY HOLDINGS, L.P. 525910 - Open-End NEW YORK NY Delaware Investment Funds 3709 3 GS PE CSEC ENERGY HOLDINGS ADVISORS, L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 3710 4 GS PE CSEC ENERGY HOLDINGS, L.P. 525910 - Open-End NEW YORK NY Delaware Investment Funds
3583 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 3584 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND, L.P. UNITED STATES N/A N/A 3585 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 3586 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND, L.P. UNITED STATES N/A N/A 3587 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS GMBH GERMANY 100 N/A 3588 4 GOLDMAN SACHS VINTAGE FUND V GMBH & CO. KG GERMANY N/A N/A 3589 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS, L.L.C. UNITED STATES N/A N/A 3590 4 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. UNITED KINGDOM N/A N/A (OTHER) 3591 4 GOLDMAN SACHS VINTAGE FUND V EUROPE, L.P. UNITED KINGDOM N/A N/A (OTHER) 3592 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. UNITED KINGDOM N/A N/A (OTHER) 3593 4 GOLDMAN SACHS VINTAGE FUND V, L.P. UNITED STATES N/A N/A 3594 3 GOLDMAN SACHS VINTAGE FUND V HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3595 4 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3596 3 GOLDMAN SACHS VINTAGE FUND V INITIAL PARTNER GMBH GERMANY 100 N/A 3597 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3598 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3599 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3600 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3601 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3602 5 GSV ENERGY HOLDINGS, INC. UNITED STATES 99 N/A 3603 5 GSVA OFFSHORE HOLDINGS, INC. UNITED STATES 100 N/A 3604 5 GSVF AHO INVESTMENTS CORP. UNITED STATES 99 N/A 3605 3 GOLDMAN SACHS VINTAGE III ADVISORS, L.L.C. UNITED STATES N/A N/A 3606 4 GOLDMAN SACHS VINTAGE FUND III, L.P. UNITED STATES N/A N/A 3607 5 VF III HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3608 3 GOLDMAN SACHS VINTAGE III OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3609 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3610 5 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3611 3 GOLDMAN SACHS VINTAGE III OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3612 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3613 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 UNITED STATES N/A N/A ADVISORS L.L.C. 3614 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 UNITED STATES N/A N/A L.P. 3615 5 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 UNITED STATES N/A N/A FOREIGN INCOME BLOCKER, L.L.C. 3616 3 GS ACCESS - LIBERTY HARBOR/PERRY ADVISORS, L.L.C. UNITED STATES N/A N/A 3617 4 GS ACCESS-LIBERTY HARBOR/PERRY, L.P. UNITED STATES N/A N/A 3618 3 GS CONCENTRATED ENERGY OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3619 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND CAYMAN ISLANDS N/A N/A OFFSHORE, L.P. 3620 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 3621 3 GS CONCENTRATED ENERGY OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3622 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND CAYMAN ISLANDS N/A N/A OFFSHORE HOLDINGS, L.P. 3623 3 GS DISTRESSED OPPORTUNITIES ADVISORS, L.L.C. UNITED STATES N/A N/A 3624 4 GS DISTRESSED OPPORTUNITIES FUND, L.P. UNITED STATES N/A N/A 3625 3 GS DISTRESSED OPPORTUNITIES OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3626 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3627 5 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3628 3 GS DISTRESSED OPPORTUNITIES OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3629 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3630 3 GS INITIAL INVESTOR, L.L.C. UNITED STATES N/A N/A 3631 4 GS INITIAL INVESTOR, INC. UNITED STATES 100 N/A 3632 5 PRIVATE EQUITY MANAGERS 2012, L.P. UNITED STATES N/A N/A 3633 6 PRIVATE EQUITY MANAGERS: 2012 FOREIGN INCOME BLOCKER, UNITED STATES N/A N/A L.L.C. 3634 5 PRIVATE REAL ESTATE MANAGERS: 2011 LP UNITED STATES N/A N/A 3635 6 PRIVATE REAL ESTATE MANAGERS: 2011 FOREIGN INCOME UNITED STATES N/A N/A BLOCKER, L.L.C. 3636 5 U.S. REAL PROPERTY INCOME FUND, L.P. UNITED STATES N/A N/A 3637 6 USRPI REIT, INC. UNITED STATES 100 N/A 3638 3 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS FUND ADVISORS, UNITED STATES N/A N/A L.L.C. 3639 4 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS FUND, L.P. UNITED STATES N/A N/A 3640 3 GS MERCHANT BANKING ACCESS 2006 ADVISORS, L.L.C. UNITED STATES N/A N/A 3641 4 GOLDMAN SACHS MERCHANT BANKING ACCESS FUND 2006, L.P. UNITED STATES N/A N/A 3642 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2007 3643 6 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 3644 6 W2007 FINANCE SUB, LLC UNITED STATES N/A N/A 3645 7 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. UNITED STATES N/A 32 3646 7 PFD HOLDINGS, LLC UNITED STATES N/A N/A 3647 7 W2007 BEAR L.L.C. UNITED STATES N/A N/A 3648 7 W2007 GRACE I, LLC UNITED STATES N/A N/A 3649 8 W2007 EQUITY INNS GEN-PAR, LLC UNITED STATES N/A N/A 3650 9 W2007 EQUITY INNS PARTNERSHIP, L.P. UNITED STATES N/A N/A 3651 10 W2007 EQUITY INNS JUNIOR MEZZ, LLC UNITED STATES N/A N/A 3652 11 W2007 EQUITY INNS INTERMEDIATE MEZZ V, LLC UNITED STATES N/A N/A 3653 12 W2007 EQUITY INNS INTERMEDIATE MEZZ IV, LLC UNITED STATES N/A N/A 3654 13 W2007 EQUITY INNS INTERMEDIATE MEZZ III, UNITED STATES N/A N/A LLC 3655 14 W2007 EQUITY INNS INTERMEDIATE MEZZ II, UNITED STATES N/A N/A LLC 3656 15 W2007 EQUITY INNS INTERMEDIATE MEZZ UNITED STATES N/A N/A I, LLC 3657 16 W2007 EQUITY INNS SENIOR MEZZ, LLC UNITED STATES N/A N/A 3658 17 W2007 EQUITY INNS REALTY, LLC UNITED STATES 100 N/A 3659 8 W2007 EQUITY INNS PARTNERSHIP, L.P. UNITED STATES N/A N/A 3660 8 W2007 GRACE ACQUISITION I, INC. UNITED STATES 100 N/A 3661 9 W2007 EQUITY INNS PARTNERSHIP, L.P. UNITED STATES N/A N/A 3662 7 W2007 MVP HOTELS, LLC UNITED STATES 94 N/A 3663 7 W2007 SEATTLE MEZZ LENDER, LLC UNITED STATES N/A N/A 3664 7 W2007/ACEP HOLDINGS, LLC UNITED STATES 96 N/A 3665 7 W2007/W2008 FINANCE LTD. CAYMAN ISLANDS 100 N/A 3666 7 WHITEHALL EUROPEAN RE 6 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class F shares. 3667 8 MALETA HOLDING S.A R.L. LUXEMBOURG 99 N/A 3668 8 W2005/W2007 EQUINOX 1 B.V. NETHERLANDS 100 N/A 3669 8 W2005/W2007 EQUINOX 2 B.V. NETHERLANDS 100 N/A 3670 9 W2005/W2007 EQUINOX 3 B.V. NETHERLANDS 100 N/A 3671 8 W2005/W2007 VERNAL HOLDING 1 B.V. NETHERLANDS 100 N/A 3672 9 W2005/W2007 VERNAL ASSET 1 B.V. NETHERLANDS 100 N/A 3673 9 W2005/W2007 VERNAL HOLDING 2 B.V. NETHERLANDS 100 N/A 3674 10 W2005/W2007 VERNAL ASSET 1 B.V. NETHERLANDS 100 N/A 3675 8 ZWINGER OPCO 6 B.V. NETHERLANDS 100 N/A 3676 9 ATLANTIC 2 - BERENICE FONDO COMUNE DI ITALY (OTHER) 94 N/A INVESTIMENTO IMMOBILIARE DI TIPO CHIUSO 3677 7 WHITEHALL EUROPEAN RE 7 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class A shares. 3678 7 WHITEHALL EUROPEAN RE 8 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class A shares. 3679 7 WNT HOLDINGS, LLC UNITED STATES N/A N/A 3680 6 WHITEHALL EUROPEAN RE 4 S.A R.L. LUXEMBOURG 100 N/A 3681 7 MALETA HOLDING S.A R.L. LUXEMBOURG 99 N/A 3682 7 VERNAL HOLDING B.V. NETHERLANDS 100 N/A 3683 8 W2005/W2007 EQUINOX 1 B.V. NETHERLANDS 100 N/A 3684 8 W2005/W2007 VERNAL HOLDING 1 B.V. NETHERLANDS 100 N/A 3685 7 W2005/W2007 EQUINOX 1 B.V. NETHERLANDS 100 N/A 3686 7 W2005/W2007 EQUINOX 2 B.V. NETHERLANDS 100 N/A 3687 7 W2005/W2007 VERNAL HOLDING 1 B.V. NETHERLANDS 100 N/A 3688 7 ZWINGER OPCO 6 B.V. NETHERLANDS 100 N/A 3689 6 WHITEHALL EUROPEAN RE 5 S.A R.L. LUXEMBOURG 99 N/A 3690 7 MALETA HOLDING S.A R.L. LUXEMBOURG 99 N/A 3691 7 VERNAL HOLDING B.V. NETHERLANDS 100 N/A 3692 7 W2005/W2007 EQUINOX 1 B.V. NETHERLANDS 100 N/A 3693 7 W2005/W2007 EQUINOX 2 B.V. NETHERLANDS 100 N/A 3694 7 W2005/W2007 VERNAL HOLDING 1 B.V. NETHERLANDS 100 N/A 3695 7 ZWINGER OPCO 6 B.V. NETHERLANDS 100 N/A 3696 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS ADVISORS, L.L.C. UNITED STATES N/A N/A 3697 4 GS Mount Kellett Capital Partners Access Fund, L.P. UNITED STATES N/A N/A 3698 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS OFFSHORE ADVISORS, CAYMAN ISLANDS 100 N/A INC. 3699 4 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS FUND OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3700 4 GS Mount Kellett Capital Partners Access Corporate Feeder CAYMAN ISLANDS 100 N/A Fund, Ltd. 3701 4 GS Mount Kellett Capital Partners Access Fund Offshore, CAYMAN ISLANDS N/A N/A L.P. 3702 3 GS PE CSEC CORPORATE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3703 4 GS PE CSEC CORPORATE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3704 5 GS ESF QEP OFFSHORE HOLDINGS CORP. UNITED STATES 100 N/A 3705 5 GSVF AHO INVESTMENTS CORP. UNITED STATES 99 N/A 3706 3 GS PE CSEC ENERGY ADVISORS, L.L.C. UNITED STATES N/A N/A 3707 4 GS PE CSEC ENERGY, INC. UNITED STATES 100 N/A 3708 5 GS PE CSEC ENERGY HOLDINGS, L.P. UNITED STATES N/A N/A 3709 3 GS PE CSEC ENERGY HOLDINGS ADVISORS, L.L.C. UNITED STATES N/A N/A 3710 4 GS PE CSEC ENERGY HOLDINGS, L.P. UNITED STATES N/A N/A
3711 3 GS PE CSEC OFFSHORE ADVISORS, INC. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3712 4 GS PE CSEC OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3713 5 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3714 3 GS PE CSEC OFFSHORE HOLDINGS ADVISORS, INC. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3715 4 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 3716 3 GS PEO HOLDINGS LLC 551112 - Offices of Wilmington DE Delaware Other Holding Companies 3717 3 GS PEP 1999 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3718 4 GS PRIVATE EQUITY PARTNERS 1999, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3719 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3720 3 GS PEP 1999 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3721 4 GS PRIVATE EQUITY PARTNERS 1999 - DIRECT INVESTMENT 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3722 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3723 3 GS PEP 1999 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3724 4 GS PRIVATE EQUITY PARTNERS 1999 - MANAGER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3725 3 GS PEP 1999 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3726 4 GS PRIVATE EQUITY PARTNERS 1999 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3727 5 GS PEP 99 VCP OFFSHORE HOLDINGS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3728 6 GS PEP 99 VCP Offshore Holdings, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3729 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3730 3 GS PEP 2000 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3731 4 GS PRIVATE EQUITY PARTNERS 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3732 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3733 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3734 3 GS PEP 2000 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3735 4 GS PRIVATE EQUITY PARTNERS 2000 - DIRECT INVESTMENT 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3736 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3737 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3738 3 GS PEP 2000 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3739 4 GS PRIVATE EQUITY PARTNERS 2000 - MANAGER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3740 5 GS Private Equity Partners 2000 - Manager BC Holdings 525990 - Other George Town CAYMAN Limited Financial Vehicles ISLANDS 3741 3 GS PEP 2000 OFFSHORE ADVISORS, INC 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3742 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3743 3 GS PEP 2000 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3744 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3745 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3746 5 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3747 5 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE COLLECTIVE 551112 - Offices of New York NY Delaware HOLDINGS, L.L.C. Other Holding Companies 3748 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3749 3 GS PEP 2002 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3750 4 GS PRIVATE EQUITY PARTNERS 2002, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3751 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3752 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3753 3 GS PEP 2002 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3754 4 GS PRIVATE EQUITY PARTNERS 2002 - DIRECT INVESTMENT 525990 - Other New York NY Delaware FUND, L.P. Financial Vehicles 3755 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3756 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3757 3 GS PEP 2002 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3758 4 GS PRIVATE EQUITY PARTNERS 2002 - MANAGER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3759 3 GS PEP 2002 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3760 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3761 3 GS PEP 2002 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3762 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3763 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA Pennsylvania Financial Vehicles 3764 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY Delaware Processing, Hosting and Related Services 3765 3 GS PEP BASS HOLDINGS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3766 3 GS PEP II ADVISORS (SC), L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3767 4 GS PRIVATE EQUITY PARTNERS II (SOUTHERN COMPANY) - 525990 - Other New York NY Delaware MANAGER FUND, L.P. Financial Vehicles 3768 3 GS PEP II ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3769 4 GS PRIVATE EQUITY PARTNERS II, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3770 5 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3771 3 GS PEP II DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3772 4 GS PRIVATE EQUITY PARTNERS II-DIRECT INVESTMENT FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3773 3 GS PEP II MANAGER ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3774 4 GS PRIVATE EQUITY PARTNERS II - MANAGER FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3775 3 GS PEP II OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3776 4 GS PRIVATE EQUITY PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3777 5 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town Delaware Financial Vehicles 3778 3 GS PEP III ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3779 4 GS PRIVATE EQUITY PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3780 5 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3781 3 GS PEP III OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3782 4 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3783 3 GS PEP OFFSHORE ADVISORS (NBK), INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3784 4 NBK/GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3785 3 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3786 3 GS PEP TECH 2000 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3787 4 GS PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3788 3 GS PEP TECH 2000 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3789 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3790 3 GS PEP TECH 2000 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3791 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3792 3 GS PRIVATE EQUITY ALLOCATION ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3793 4 GOLDMAN SACHS PRIVATE EQUITY ALLOCATION FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3794 3 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3795 3 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3796 3 GS PRIVATE EQUITY MANAGEMENT, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3797 3 GS RA I HG6 ADVISORS, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 3798 4 GS RA I HG6, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3799 3 GS RA PROGRAM I ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3800 4 GS RA PROGRAM I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3801 3 GS REAL ESTATE OPPORTUNITIES 2006 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3802 4 GOLDMAN SACHS REAL ESTATE OPPORTUNITIES FUND 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3803 5 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3804 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2007 Financial Vehicles 3805 3 GS SPECIAL OPPORTUNITIES 2006 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3806 4 GOLDMAN SACHS SPECIAL OPPORTUNITIES FUND 2006, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3807 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2007 Financial Vehicles 3808 3 GS Special Opportunities 2008 Advisors, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3809 4 Goldman Sachs Special Opportunities Fund 2008, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3810 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3811 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3812 5 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3813 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE HOLDINGS ADVISORS, 525990 - Other George Town CAYMAN INC. Financial Vehicles ISLANDS 3814 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 3815 3 GS VINTAGE ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3816 4 GS VINTAGE FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3817 5 VF Holdings, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3818 3 GS VINTAGE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3819 4 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3820 3 GS VINTAGE II ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3821 4 GS VINTAGE FUND II, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3822 3 GS VINTAGE II OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3823 4 GS VINTAGE FUND II OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3824 5 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3825 3 GS VINTAGE II OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3826 4 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3827 3 GS VINTAGE OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3828 4 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3829 3 GS VINTAGE/REAL ESTATE MEZZANINE ACCESS ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3830 4 GOLDMAN SACHS VINTAGE/REAL ESTATE MEZZANINE ACCESS FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3831 3 GS WLR OPPORTUNITIES ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3832 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3833 3 GS WLR OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3834 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3835 3 GSV HEYDEN HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3836 4 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3837 3 GSV RIVERA HOLDINGS, LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 3838 3 GSVA HOLDINGS ADVISORS, INC. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies
3711 3 GS PE CSEC OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3712 4 GS PE CSEC OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3713 5 GS PE CSEC OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3714 3 GS PE CSEC OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3715 4 GS PE CSEC OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3716 3 GS PEO HOLDINGS LLC UNITED STATES N/A N/A 3717 3 GS PEP 1999 ADVISORS, L.L.C. UNITED STATES N/A N/A 3718 4 GS PRIVATE EQUITY PARTNERS 1999, L.P. UNITED STATES N/A N/A 3719 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3720 3 GS PEP 1999 DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3721 4 GS PRIVATE EQUITY PARTNERS 1999 - DIRECT INVESTMENT FUND, UNITED STATES N/A N/A L.P. 3722 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3723 3 GS PEP 1999 MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3724 4 GS PRIVATE EQUITY PARTNERS 1999 - MANAGER FUND, L.P. UNITED STATES N/A N/A 3725 3 GS PEP 1999 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3726 4 GS PRIVATE EQUITY PARTNERS 1999 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3727 5 GS PEP 99 VCP OFFSHORE HOLDINGS, INC. CAYMAN ISLANDS 100 N/A 3728 6 GS PEP 99 VCP Offshore Holdings, L.P. CAYMAN ISLANDS N/A N/A 3729 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3730 3 GS PEP 2000 ADVISORS, L.L.C. UNITED STATES N/A N/A 3731 4 GS PRIVATE EQUITY PARTNERS 2000, L.P. UNITED STATES N/A N/A 3732 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3733 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3734 3 GS PEP 2000 DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3735 4 GS PRIVATE EQUITY PARTNERS 2000 - DIRECT INVESTMENT FUND, UNITED STATES N/A N/A L.P. 3736 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3737 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3738 3 GS PEP 2000 MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3739 4 GS PRIVATE EQUITY PARTNERS 2000 - MANAGER FUND, L.P. UNITED STATES N/A N/A 3740 5 GS Private Equity Partners 2000 - Manager BC Holdings CAYMAN ISLANDS 100 N/A Limited 3741 3 GS PEP 2000 OFFSHORE ADVISORS, INC CAYMAN ISLANDS 100 N/A 3742 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3743 3 GS PEP 2000 OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3744 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3745 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3746 5 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3747 5 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE COLLECTIVE UNITED STATES N/A N/A HOLDINGS, L.L.C. 3748 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3749 3 GS PEP 2002 ADVISORS, L.L.C. UNITED STATES N/A N/A 3750 4 GS PRIVATE EQUITY PARTNERS 2002, L.P. UNITED STATES N/A N/A 3751 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3752 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3753 3 GS PEP 2002 DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3754 4 GS PRIVATE EQUITY PARTNERS 2002 - DIRECT INVESTMENT FUND, UNITED STATES N/A N/A L.P. 3755 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3756 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3757 3 GS PEP 2002 MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3758 4 GS PRIVATE EQUITY PARTNERS 2002 - MANAGER FUND, L.P. UNITED STATES N/A N/A 3759 3 GS PEP 2002 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3760 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3761 3 GS PEP 2002 OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3762 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3763 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3764 5 SUNGARD CAPITAL CORP. UNITED STATES 11 N/A This holding represents ownership in Class L shares. 3765 3 GS PEP BASS HOLDINGS, LLC UNITED STATES N/A N/A 3766 3 GS PEP II ADVISORS (SC), L.L.C. UNITED STATES N/A N/A 3767 4 GS PRIVATE EQUITY PARTNERS II (SOUTHERN COMPANY) - MANAGER UNITED STATES N/A N/A FUND, L.P. 3768 3 GS PEP II ADVISORS, L.L.C. UNITED STATES N/A N/A 3769 4 GS PRIVATE EQUITY PARTNERS II, L.P. UNITED STATES N/A N/A 3770 5 GS CAPITAL PARTNERS III, L.P. UNITED STATES N/A N/A 3771 3 GS PEP II DIRECT INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A 3772 4 GS PRIVATE EQUITY PARTNERS II-DIRECT INVESTMENT FUND, L.P. UNITED STATES N/A N/A 3773 3 GS PEP II MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A 3774 4 GS PRIVATE EQUITY PARTNERS II - MANAGER FUND, L.P. UNITED STATES N/A N/A 3775 3 GS PEP II OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3776 4 GS PRIVATE EQUITY PARTNERS II OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3777 5 GS CAPITAL PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3778 3 GS PEP III ADVISORS, L.L.C. UNITED STATES N/A N/A 3779 4 GS PRIVATE EQUITY PARTNERS III, L.P. UNITED STATES N/A N/A 3780 5 GS CAPITAL PARTNERS III, L.P. UNITED STATES N/A N/A 3781 3 GS PEP III OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3782 4 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3783 3 GS PEP OFFSHORE ADVISORS (NBK), INC. CAYMAN ISLANDS 100 N/A 3784 4 NBK/GS PRIVATE EQUITY PARTNERS, L.P. CAYMAN ISLANDS N/A N/A 3785 3 GS PEP SAFWAY HOLDINGS, L.L.C. UNITED STATES N/A N/A 3786 3 GS PEP TECH 2000 ADVISORS, L.L.C. UNITED STATES N/A N/A 3787 4 GS PEP TECHNOLOGY FUND 2000, L.P. UNITED STATES N/A N/A 3788 3 GS PEP TECH 2000 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3789 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3790 3 GS PEP TECH 2000 OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3791 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3792 3 GS PRIVATE EQUITY ALLOCATION ADVISORS, L.L.C. UNITED STATES N/A N/A 3793 4 GOLDMAN SACHS PRIVATE EQUITY ALLOCATION FUND, L.P. UNITED STATES N/A N/A 3794 3 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. UNITED STATES N/A N/A 3795 3 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. CAYMAN ISLANDS 100 N/A 3796 3 GS PRIVATE EQUITY MANAGEMENT, L.L.C. UNITED STATES N/A N/A 3797 3 GS RA I HG6 ADVISORS, L.L.C. UNITED STATES N/A N/A 3798 4 GS RA I HG6, L.P. UNITED STATES N/A N/A 3799 3 GS RA PROGRAM I ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3800 4 GS RA PROGRAM I, L.P. CAYMAN ISLANDS N/A N/A 3801 3 GS REAL ESTATE OPPORTUNITIES 2006 ADVISORS, L.L.C. UNITED STATES N/A N/A 3802 4 GOLDMAN SACHS REAL ESTATE OPPORTUNITIES FUND 2006, L.P. UNITED STATES N/A N/A 3803 5 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. UNITED STATES N/A N/A 3804 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2007 3805 3 GS SPECIAL OPPORTUNITIES 2006 ADVISORS, L.L.C. UNITED STATES N/A N/A 3806 4 GOLDMAN SACHS SPECIAL OPPORTUNITIES FUND 2006, L.P. UNITED STATES N/A N/A 3807 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2007 3808 3 GS Special Opportunities 2008 Advisors, L.L.C. UNITED STATES N/A N/A 3809 4 Goldman Sachs Special Opportunities Fund 2008, L.P. UNITED STATES N/A N/A 3810 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3811 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3812 5 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3813 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3814 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3815 3 GS VINTAGE ADVISORS, L.L.C. UNITED STATES N/A N/A 3816 4 GS VINTAGE FUND, L.P. UNITED STATES N/A N/A 3817 5 VF Holdings, L.L.C. UNITED STATES N/A N/A 3818 3 GS VINTAGE FUND OFFSHORE, LTD. CAYMAN ISLANDS 100 N/A 3819 4 GS VINTAGE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3820 3 GS VINTAGE II ADVISORS, L.L.C. UNITED STATES N/A N/A 3821 4 GS VINTAGE FUND II, L.P. UNITED STATES N/A N/A 3822 3 GS VINTAGE II OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3823 4 GS VINTAGE FUND II OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3824 5 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3825 3 GS VINTAGE II OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3826 4 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3827 3 GS VINTAGE OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3828 4 GS VINTAGE FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3829 3 GS VINTAGE/REAL ESTATE MEZZANINE ACCESS ADVISORS, L.L.C. UNITED STATES N/A N/A 3830 4 GOLDMAN SACHS VINTAGE/REAL ESTATE MEZZANINE ACCESS FUND, UNITED STATES N/A N/A L.P. 3831 3 GS WLR OPPORTUNITIES ADVISORS OFFSHORE, INC. CAYMAN ISLANDS 100 N/A 3832 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3833 3 GS WLR OPPORTUNITIES ADVISORS, L.L.C. UNITED STATES N/A N/A 3834 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND, L.P. UNITED STATES N/A N/A 3835 3 GSV HEYDEN HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3836 4 GSV HEYDEN HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3837 3 GSV RIVERA HOLDINGS, LLC UNITED STATES N/A N/A 3838 3 GSVA HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A
3839 4 GSVA HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 3840 3 Goldman Sachs Early Secondaries Advisors, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3841 4 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3842 3 Goldman Sachs PEG Advisors, Inc. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3843 3 Goldman Sachs PEP 2004 US-Focused (KP) Offshore Holdings 525990 - Other George Town CAYMAN Advisors, Inc. Financial Vehicles ISLANDS 3844 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE 525990 - Other George Town CAYMAN HOLDINGS, L.P. Financial Vehicles ISLANDS 3845 3 Goldman Sachs Private Equity Opportunities Advisors, Inc. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3846 4 GOLDMAN SACHS PRIVATE EQUITY OPPORTUNITIES, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3847 5 Exeter Finance Holdings, L.P. 525990 - Other Atlanta GA Delaware Financial Vehicles 3848 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3849 6 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3850 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3851 5 TP PARTNERS 551112 - Offices of Ebene MAURITIUS Other Holding Companies 3852 6 TECHPROCESS SOLUTIONS LIMITED 522320 - Financial Kamala City INDIA Transactions (OTHER) Processing, Reserve, and Clearinghouse Activities 3853 6 TP HOLD CO (MAURITIUS) LTD. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 3854 3 Goldman Sachs Vintage Fund IV Offshore Advisors, Inc. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3855 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3856 3 Goldman Sachs Vintage Fund IV Offshore Holdings Advisors, 525990 - Other George Town CAYMAN Inc. Financial Vehicles ISLANDS 3857 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3858 5 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY Delaware Financial Vehicles 3859 3 MULTI-STRATEGY HOLDINGS OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3860 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3861 3 PEP XI ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3862 4 PRIVATE EQUITY PARTNERS XI, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3863 5 PRIVATE EQUITY PARTNERS XI FOREIGN INCOME BLOCKER, 551112 - Offices of New York NY Delaware L.L.C. Other Holding Companies 3864 3 PRIVATE EQUITY CONCENTRATED ENERGY II ADVISORS, L.L.C. 525910 - Open-End New York NY Delaware Investment Funds 3865 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II, L.P. 525910 - Open-End New York NY Delaware Investment Funds 3866 5 PEP CONCENTRATED ENERGY FOREIGN INCOME BLOCKER, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 3867 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE ADVISORS, 551112 - Offices of George Town CAYMAN INC. Other Holding ISLANDS Companies 3868 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II OFFSHORE, 525910 - Open-End George Town CAYMAN L.P. Investment Funds ISLANDS 3869 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE HOLDINGS 551112 - Offices of George Town CAYMAN ADVISORS, INC. Other Holding ISLANDS Companies 3870 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II OFFSHORE 525910 - Open-End George Town CAYMAN HOLDINGS, L.P. Investment Funds ISLANDS 3871 5 PEP CONCENTRATED ENERGY OFFSHORE FOREIGN INCOME 551112 - Offices of George Town CAYMAN BLOCKER, LTD. Other Holding ISLANDS Companies 3872 3 PRIVATE EQUITY MANAGERS 2012 ADVISORS L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3873 4 PRIVATE EQUITY MANAGERS 2012, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3874 3 PRIVATE EQUITY MANAGERS: 2011 ADVISORS L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3875 4 PRIVATE EQUITY MANAGERS: 2011 L.P. 525990 - Other New York NY Delaware Financial Vehicles 3876 4 PRIVATE EQUITY MANAGERS: 2011 OFFSHORE L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3877 3 PRIVATE REAL ESTATE MANAGERS: 2011 ADVISORS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3878 4 PRIVATE REAL ESTATE MANAGERS: 2011 LP 525990 - Other New York NY Delaware Financial Vehicles 3879 3 RICHMOND ACQUISITION GP, LLC 525990 - Other New York NY Delaware Financial Vehicles 3880 4 Richmond Acquisition, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3881 3 SDC INVESTORS GP, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 3882 4 SDC INVESTORS, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3883 3 U.S. REAL PROPERTY INCOME FUND ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 3884 4 U.S. REAL PROPERTY INCOME FUND OFFSHORE, L.P. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 3885 4 U.S. REAL PROPERTY INCOME FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3886 3 UBAR ADVISORS LIMITED 551112 - Offices of NEW YORK NY JERSEY Other Holding Companies 3887 4 UBAR INVESTORS, L.P. 525990 - Other New York NY JERSEY Financial Vehicles 3888 5 UBAR INVESTMENT HOLDINGS LIMITED 551112 - Offices of NEW YORK NY JERSEY Other Holding Companies 3889 3 VF III HOLDINGS OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3890 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3891 3 VFC ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3892 4 VFC LIMITED PARTNERSHIP 525990 - Other New York NY Delaware Financial Vehicles 3893 5 VFC Investments Holdings, SRL 525990 - Other Christ Church BARBADOS Financial Vehicles 3894 6 VFC Investments, SRL 525990 - Other Christ Church BARBADOS Financial Vehicles 3895 3 VINTAGE / BROAD STREET ENERGY ACCESS ADVISORS L.L.C. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3896 4 VINTAGE / BROAD STREET ENERGY ACCESS FUND, L.P. 525990 - Other NEW YORK NY Delaware Financial Vehicles 3897 3 VINTAGE FUND GSVA ADVISORS, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 3898 4 VINTAGE FUND GSVA, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3899 2 GSCP EXPRO ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3900 3 GSCP EXPRO INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3901 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter GUERNSEY Financial Vehicles Port 3902 2 GSCP KMI ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3903 3 GSCP KMI INVESTORS, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3904 2 GSCP KMI OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3905 3 GSCP KMI INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3906 2 GSCP LATIN AMERICA LLC 522294 - Secondary New York NY Delaware Market Financing 3907 2 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 522298 - All Other Mexico City MEXICO Nondepository Credit Intermediation 3908 2 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3909 2 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3910 2 GSCS HOLDINGS I, LLC 525910 - Open-End Wilmington DE Delaware Investment Funds 3911 3 GSCS HOLDINGS II, LLC 525910 - Open-End New York NY Delaware Investment Funds 3912 2 GSEM (DEL) INC. 551112 - Offices of New York NY Delaware Other Holding Companies 3913 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3914 3 GSEM (DEL) HOLDINGS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3915 2 GSEM ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3916 2 GSFS INVESTMENTS I CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 3917 3 1903 DEBT FUND, LP 52399 - All Other Boston MA Delaware Financial Investment Activities 3918 3 CASPIAN FINANCING LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3919 4 ENTERTAINMENT ACQUISITION FINANCING LLC 525990 - Other New York NY Delaware Financial Vehicles 3920 3 CATGS I, LLC 525990 - Other Irving TX Delaware Financial Vehicles 3921 3 DBGS ANTHEM GP, LLC 525990 - Other NEW YORK NY Delaware Financial Vehicles 3922 4 DBGS ANTHEM LP 525990 - Other NEW YORK NY Delaware Financial Vehicles 3923 3 ENERGY CENTER HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3924 3 GS LEASING (KCSR 2005-1) LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3925 3 GS SOLAR POWER I, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3926 3 GS WIND HOLDINGS LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3927 3 GS WIND POWER II, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3928 3 GSFS INVESTMENTS III, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3929 3 GSFS INVESTMENTS IV, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3930 3 GSFS IV LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3931 3 RAFT RIVER I HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3932 3 VOLITO AVIATION SERVICES AB 541990 - All Other Malmo SWEDEN Professional, Scientific, and Technical Services 3933 2 GSGROUP NMTC INVESTOR LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3934 2 GSIP HOLDCO A LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3935 3 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. 525910 - Open-End Wilmington DE Delaware Investment Funds 3936 3 GSIP HOLDCO B LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3937 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. 525910 - Open-End Wilmington DE Delaware Investment Funds 3938 2 GSJC 30 HUDSON URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ New Jersey activities related to real estate 3939 2 GSJC 50 HUDSON URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ New Jersey activities related to real estate 3940 2 GSJC LAND LLC 531390 - Other Wilmington DE Delaware activities related to real estate 3941 3 PH PIER MANAGEMENT LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3942 2 GSJC MASTER LESSEE L.L.C. 531390 - Other Wilmington DE Delaware activities related to real estate 3943 2 GSPS STRATEGIES CORP. 551112 - Offices of New York NY Delaware Other Holding Companies 3944 3 GSPS (DEL) L.P. 525990 - Other New York NY Delaware Financial Vehicles 3945 3 GSPS INVESTMENTS LIMITED 525990 - Other London UNITED Financial Vehicles KINGDOM (OTHER) 3946 4 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 3947 2 GSSLG GEN-PAR, L.L.C. 525990 - Other IRVING TX Delaware Financial Vehicles 3948 3 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 3949 2 GSSO (ASIA) OFFSHORE, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3950 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3951 2 GSSO (ASIA), LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3952 3 GS SPECIAL OPPORTUNITIES (ASIA) FUND, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 3953 4 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3954 2 GSTM LLC 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 3955 3 SLK LLC 551112 - Offices of New York NY New York Other Holding Companies 3956 4 GOLDMAN SACHS EXECUTION & CLEARING, L.P. 523120 - Securities New York NY New York Brokerage 3957 5 REDI HOLDINGS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 3958 6 REDI TECH, LLC 525990 - Other New York NY Delaware Financial Vehicles 3959 2 GSTP LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3960 2 GSUIG REAL ESTATE MEMBER LLC 525990 - Other Dover DE Delaware Financial Vehicles 3961 3 GSLM FUND MEMBER LLC 525990 - Other Dover DE Delaware Financial Vehicles 3962 3 LAFITTE II LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3963 3 WEST 116TH ST. LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3964 2 GSUIG, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3965 3 BUCK HOLDINGS L.P. 525990 - Other New York NY Delaware Financial Vehicles 3966 2 GUARD CONTROL PMD GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles
3839 4 GSVA HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3840 3 Goldman Sachs Early Secondaries Advisors, L.L.C. UNITED STATES N/A N/A 3841 4 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. UNITED STATES N/A N/A 3842 3 Goldman Sachs PEG Advisors, Inc. CAYMAN ISLANDS 100 N/A 3843 3 Goldman Sachs PEP 2004 US-Focused (KP) Offshore Holdings CAYMAN ISLANDS 100 N/A Advisors, Inc. 3844 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE HOLDINGS, CAYMAN ISLANDS N/A N/A L.P. 3845 3 Goldman Sachs Private Equity Opportunities Advisors, Inc. CAYMAN ISLANDS 100 N/A 3846 4 GOLDMAN SACHS PRIVATE EQUITY OPPORTUNITIES, L.P. CAYMAN ISLANDS N/A N/A 3847 5 Exeter Finance Holdings, L.P. UNITED STATES N/A N/A 3848 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3849 6 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. CAYMAN ISLANDS N/A N/A 3850 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. CAYMAN ISLANDS N/A N/A 3851 5 TP PARTNERS MAURITIUS 48 N/A 3852 6 TECHPROCESS SOLUTIONS LIMITED INDIA (OTHER) 44 N/A 3853 6 TP HOLD CO (MAURITIUS) LTD. MAURITIUS 100 N/A 3854 3 Goldman Sachs Vintage Fund IV Offshore Advisors, Inc. CAYMAN ISLANDS 100 N/A 3855 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3856 3 Goldman Sachs Vintage Fund IV Offshore Holdings Advisors, CAYMAN ISLANDS 100 N/A Inc. 3857 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3858 5 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC UNITED STATES N/A N/A 3859 3 MULTI-STRATEGY HOLDINGS OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3860 4 MULTI-STRATEGY HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3861 3 PEP XI ADVISORS, L.L.C. UNITED STATES N/A N/A 3862 4 PRIVATE EQUITY PARTNERS XI, L.P. UNITED STATES N/A N/A 3863 5 PRIVATE EQUITY PARTNERS XI FOREIGN INCOME BLOCKER, L.L.C. UNITED STATES N/A N/A 3864 3 PRIVATE EQUITY CONCENTRATED ENERGY II ADVISORS, L.L.C. UNITED STATES N/A N/A 3865 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II, L.P. UNITED STATES N/A N/A 3866 5 PEP CONCENTRATED ENERGY FOREIGN INCOME BLOCKER, L.L.C. UNITED STATES N/A N/A 3867 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3868 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3869 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE HOLDINGS CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3870 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II OFFSHORE CAYMAN ISLANDS N/A N/A HOLDINGS, L.P. 3871 5 PEP CONCENTRATED ENERGY OFFSHORE FOREIGN INCOME BLOCKER, CAYMAN ISLANDS 100 N/A LTD. 3872 3 PRIVATE EQUITY MANAGERS 2012 ADVISORS L.L.C. UNITED STATES N/A N/A 3873 4 PRIVATE EQUITY MANAGERS 2012, L.P. UNITED STATES N/A N/A 3874 3 PRIVATE EQUITY MANAGERS: 2011 ADVISORS L.L.C. UNITED STATES N/A N/A 3875 4 PRIVATE EQUITY MANAGERS: 2011 L.P. UNITED STATES N/A N/A 3876 4 PRIVATE EQUITY MANAGERS: 2011 OFFSHORE L.P. CAYMAN ISLANDS N/A N/A 3877 3 PRIVATE REAL ESTATE MANAGERS: 2011 ADVISORS LLC UNITED STATES N/A N/A 3878 4 PRIVATE REAL ESTATE MANAGERS: 2011 LP UNITED STATES N/A N/A 3879 3 RICHMOND ACQUISITION GP, LLC UNITED STATES N/A N/A 3880 4 Richmond Acquisition, L.P. UNITED STATES N/A N/A 3881 3 SDC INVESTORS GP, LLC UNITED STATES N/A N/A 3882 4 SDC INVESTORS, L.P. UNITED STATES N/A N/A 3883 3 U.S. REAL PROPERTY INCOME FUND ADVISORS, LLC UNITED STATES N/A N/A 3884 4 U.S. REAL PROPERTY INCOME FUND OFFSHORE, L.P. UNITED STATES N/A N/A 3885 4 U.S. REAL PROPERTY INCOME FUND, L.P. UNITED STATES N/A N/A 3886 3 UBAR ADVISORS LIMITED UNITED STATES 100 N/A 3887 4 UBAR INVESTORS, L.P. UNITED STATES N/A N/A 3888 5 UBAR INVESTMENT HOLDINGS LIMITED UNITED STATES 100 N/A 3889 3 VF III HOLDINGS OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3890 4 VF III HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 3891 3 VFC ADVISORS, L.L.C. UNITED STATES N/A N/A 3892 4 VFC LIMITED PARTNERSHIP UNITED STATES N/A N/A 3893 5 VFC Investments Holdings, SRL BARBADOS 100 N/A 3894 6 VFC Investments, SRL BARBADOS 100 N/A 3895 3 VINTAGE / BROAD STREET ENERGY ACCESS ADVISORS L.L.C. UNITED STATES N/A N/A 3896 4 VINTAGE / BROAD STREET ENERGY ACCESS FUND, L.P. UNITED STATES N/A N/A 3897 3 VINTAGE FUND GSVA ADVISORS, L.L.C. UNITED STATES N/A N/A 3898 4 VINTAGE FUND GSVA, L.P. UNITED STATES N/A N/A 3899 2 GSCP EXPRO ADVISORS OFFSHORE, INC. CAYMAN ISLANDS 100 N/A 3900 3 GSCP EXPRO INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3901 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED GUERNSEY N/A 43 3902 2 GSCP KMI ADVISORS, L.L.C. UNITED STATES N/A N/A 3903 3 GSCP KMI INVESTORS, L.P. UNITED STATES N/A N/A 3904 2 GSCP KMI OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3905 3 GSCP KMI INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 3906 2 GSCP LATIN AMERICA LLC UNITED STATES N/A N/A 3907 2 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. MEXICO 100 100 3908 2 GSCP V AIV, L.P. CAYMAN ISLANDS N/A N/A 3909 2 GSCP V INSTITUTIONAL AIV, L.P. CAYMAN ISLANDS N/A N/A 3910 2 GSCS HOLDINGS I, LLC UNITED STATES N/A N/A 3911 3 GSCS HOLDINGS II, LLC UNITED STATES N/A N/A 3912 2 GSEM (DEL) INC. UNITED STATES 100 N/A 3913 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC UNITED STATES N/A N/A 3914 3 GSEM (DEL) HOLDINGS, L.P. UNITED STATES N/A N/A 3915 2 GSEM ADVISORS, L.L.C. UNITED STATES N/A N/A 3916 2 GSFS INVESTMENTS I CORP. UNITED STATES 100 N/A 3917 3 1903 DEBT FUND, LP UNITED STATES N/A N/A 3918 3 CASPIAN FINANCING LLC UNITED STATES N/A N/A 3919 4 ENTERTAINMENT ACQUISITION FINANCING LLC UNITED STATES N/A N/A 3920 3 CATGS I, LLC UNITED STATES N/A N/A 3921 3 DBGS ANTHEM GP, LLC UNITED STATES N/A N/A 3922 4 DBGS ANTHEM LP UNITED STATES N/A N/A 3923 3 ENERGY CENTER HOLDINGS, LLC UNITED STATES N/A N/A 3924 3 GS LEASING (KCSR 2005-1) LLC UNITED STATES N/A N/A 3925 3 GS SOLAR POWER I, LLC UNITED STATES N/A N/A 3926 3 GS WIND HOLDINGS LLC UNITED STATES N/A N/A 3927 3 GS WIND POWER II, LLC UNITED STATES N/A N/A 3928 3 GSFS INVESTMENTS III, LLC UNITED STATES N/A N/A 3929 3 GSFS INVESTMENTS IV, LLC UNITED STATES N/A N/A 3930 3 GSFS IV LLC UNITED STATES N/A N/A 3931 3 RAFT RIVER I HOLDINGS, LLC UNITED STATES N/A N/A 3932 3 VOLITO AVIATION SERVICES AB SWEDEN 20 N/A 3933 2 GSGROUP NMTC INVESTOR LLC UNITED STATES N/A N/A 3934 2 GSIP HOLDCO A LLC UNITED STATES N/A N/A 3935 3 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. UNITED STATES N/A N/A 3936 3 GSIP HOLDCO B LLC UNITED STATES N/A N/A 3937 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, L.P. UNITED STATES N/A N/A 3938 2 GSJC 30 HUDSON URBAN RENEWAL L.L.C. UNITED STATES N/A N/A 3939 2 GSJC 50 HUDSON URBAN RENEWAL L.L.C. UNITED STATES N/A N/A 3940 2 GSJC LAND LLC UNITED STATES N/A N/A 3941 3 PH PIER MANAGEMENT LLC UNITED STATES N/A N/A 3942 2 GSJC MASTER LESSEE L.L.C. UNITED STATES N/A N/A 3943 2 GSPS STRATEGIES CORP. UNITED STATES 100 N/A 3944 3 GSPS (DEL) L.P. UNITED STATES N/A N/A 3945 3 GSPS INVESTMENTS LIMITED UNITED KINGDOM 100 N/A (OTHER) 3946 4 GOLDMAN SACHS BANK (EUROPE) PLC IRELAND 100 N/A 3947 2 GSSLG GEN-PAR, L.L.C. UNITED STATES N/A N/A 3948 3 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. UNITED STATES N/A N/A 3949 2 GSSO (ASIA) OFFSHORE, LLC UNITED STATES N/A N/A 3950 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. CAYMAN ISLANDS N/A N/A 3951 2 GSSO (ASIA), LLC UNITED STATES N/A N/A 3952 3 GS SPECIAL OPPORTUNITIES (ASIA) FUND, L.P. UNITED STATES N/A N/A 3953 4 GSSOAF HOLDING COMPANY CAYMAN ISLANDS 100 N/A 3954 2 GSTM LLC UNITED STATES N/A N/A 3955 3 SLK LLC UNITED STATES N/A N/A 3956 4 GOLDMAN SACHS EXECUTION & CLEARING, L.P. UNITED STATES N/A N/A 3957 5 REDI HOLDINGS LLC UNITED STATES N/A N/A 3958 6 REDI TECH, LLC UNITED STATES N/A N/A 3959 2 GSTP LLC UNITED STATES N/A N/A 3960 2 GSUIG REAL ESTATE MEMBER LLC UNITED STATES N/A N/A 3961 3 GSLM FUND MEMBER LLC UNITED STATES N/A N/A 3962 3 LAFITTE II LIHTC LLC UNITED STATES N/A N/A 3963 3 WEST 116TH ST. LIHTC LLC UNITED STATES N/A N/A 3964 2 GSUIG, L.L.C. UNITED STATES N/A N/A 3965 3 BUCK HOLDINGS L.P. UNITED STATES N/A 21 3966 2 GUARD CONTROL PMD GP, L.L.C. UNITED STATES N/A N/A
3967 3 GUARD CONTROL PMD, L.P. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 3968 2 Goldman Sachs Developing Markets Real Estate Cooperatief 525990 - Other London NETHERLANDS U.A. Financial Vehicles 3969 2 Goldman Sachs Mount Kellett Capital Partners Employee Funds 525990 - Other New York NY Delaware GP, L.L.C. Financial Vehicles 3970 3 GOLDMAN SACHS MOUNT KELLETT CAPITAL PARTNERS PMD QP FUND, 525990 - Other New York NY Delaware L.P. Financial Vehicles 3971 3 Goldman Sachs Mount Kellett Capital Partners Offshore PMD 525990 - Other George Town CAYMAN QP Fund, Ltd. Financial Vehicles ISLANDS 3972 2 Goldman Sachs Private Equity Group Master Fund VI, LLC 525990 - Other New York NY Delaware Financial Vehicles 3973 2 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3974 2 HCCI LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3975 2 HULL TRADING ASIA LIMITED 551112 - Offices of Central HONG KONG Other Holding Companies 3976 3 GOLDMAN SACHS LLC 525990 - Other Ebene MAURITIUS Financial Vehicles 3977 4 GOLDMAN SACHS VENTURE LLC 551112 - Offices of Ebene MAURITIUS Other Holding Companies 3978 5 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3979 5 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3980 2 Hyatt Hotels Corporation 531390 - Other Chicago IL Delaware activities related to real estate 3981 2 J. ARON HOLDINGS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 3982 3 GOLDMAN SACHS TRADING AND CLEARING SERVICES (NETHERLANDS) 523110 - Investment Amsterdam NETHERLANDS B.V. Banking and Securities Dealing 3983 3 J. ARON & COMPANY 523130 - Commodity New York NY New York Contracts Dealing 3984 4 GOLDMAN SACHS TRADING AND CLEARING SERVICES 523110 - Investment Amsterdam NETHERLANDS (NETHERLANDS) B.V. Banking and Securities Dealing 3985 4 HORIZON FUNDO DE INVESTIMENTO MULTIMERCADO CREDITO 525910 - Open-End Rio de BRAZIL PRIVADO - INVESTIMENTO NO EXTERIOR Investment Funds Janeiro 3986 5 HORIZON FUND 525910 - Open-End Sao Paulo CAYMAN Investment Funds ISLANDS 3987 2 KALORAMA GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3988 3 KALORAMA, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3989 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3990 4 GSPX, L.P. 525990 - Other New York NY Delaware Financial Vehicles 3991 2 KVC ADVISORS, INC. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 3992 3 KAISER VINTAGE VI CO-INVESTMENT FUND A, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 3993 3 KAISER VINTAGE VI CO-INVESTMENT FUND B, L.P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 3994 2 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG 525990 - Other London GERMANY Financial Vehicles 3995 2 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 3996 2 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 3997 2 MACARTHUR PHASE A LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 3998 2 MBD 2011 ADVISORS, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 3999 2 MBD 2011 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4000 3 MBD 2011 HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 4001 4 GS HEAL HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 4002 4 INTERLINE BRANDS, INC. 0 - N/A Jacksonville FL Delaware 4003 4 SPARTANSHIELD HOLDINGS 525990 - Other NEW YORK NY Delaware Financial Vehicles 4004 3 MBD 2011 OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 4005 4 MBD 2011 OFFSHORE EAGLE WING INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 4006 4 MBD 2011 OFFSHORE EDGEMARC, INC. 525990 - Other NEW YORK NY Delaware Financial Vehicles 4007 2 MERBAU ADVISORS, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4008 3 MERBAU INVESTORS OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 4009 4 GS VAN GOGH LUX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4010 4 GS VAN GOGH LUX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4011 4 GSV ENERGY HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 4012 4 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices of George Town CAYMAN Other Holding ISLANDS Companies 4013 4 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 4014 4 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 4015 4 MERBAU INVESTORS OFFSHORE HOLDINGS FOREIGN INCOME 551112 - Offices of George Town CAYMAN BLOCKER, LTD. Other Holding ISLANDS Companies 4016 3 MERBAU INVESTORS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN Investment Funds ISLANDS 4017 2 MLK DRIVE URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ New Jersey activities related to real estate 4018 2 MLQ INVESTORS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 4019 2 MLQ STRATOSPHERE, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4020 3 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4021 2 MLQ, L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 4022 2 MOTHER ZION LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4023 2 MSMC, INC. 551112 - Offices of New York NY Delaware Other Holding Companies 4024 3 GS COMMERCIAL REAL ESTATE LP 522292 - Real Estate New York NY Delaware Credit 4025 2 MTGLQ INVESTORS, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 4026 2 MURRAY STREET INVESTMENT TRUST I 525990 - Other NEW YORK NY Delaware Financial Vehicles 4027 2 MURRAY STREET INVESTMENT TRUST II 525990 - Other NEW YORK NY Delaware Financial Vehicles 4028 2 NEXUS LLC 551112 - Offices of New York NY Delaware Other Holding Companies 4029 2 NORMANDY FUNDING CORP. 525990 - Other Wilmington DE Delaware Financial Vehicles 4030 2 ONE SANTA FE LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4031 2 OOO GOLDMAN SACHS BANK 522110 - Commercial Moscow RUSSIA Banking 4032 2 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV ADVISORS, LTD. 525990 - Other Luxembourg CAYMAN Financial Vehicles ISLANDS 4033 3 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV, L.P. 525990 - Other Luxembourg CAYMAN Financial Vehicles ISLANDS 4034 4 SPARTANSHIELD HOLDINGS 525990 - Other NEW YORK NY Delaware Financial Vehicles 4035 4 VALOUR TWO HOLDINGS ENTITY GP, LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4036 5 VALOUR TWO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4037 4 VALOUR TWO HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4038 2 PEARL STREET INSURANCE COMPANY, INC. 524126 - Direct Burlington VT Vermont Property and Casualty Insurance Carriers 4039 2 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC 525910 - Open-End New York NY Delaware Investment Funds 4040 2 PEP XI OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4041 3 PRIVATE EQUITY PARTNERS XI OFFSHORE, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4042 4 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4043 5 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS FOREIGN 551112 - Offices of George Town CAYMAN INCOME BLOCKER, LTD. Other Holding ISLANDS Companies 4044 2 PEP XI OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4045 3 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4046 2 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC 525910 - Open-End New York NY Delaware Investment Funds 4047 2 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC 525910 - Open-End New York NY Delaware Investment Funds 4048 2 PROVIDENCE PLACE LIHTC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4049 2 REGULATORY DATACORP, INC. 561499 - All Other King of PA Delaware Business Support Prussia Services 4050 2 REP ELD GEN-PAR, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4051 2 REP SVY REALTY HOLDINGS, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4052 2 RHYS TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 4053 2 ROTHESAY LIFE, L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 4054 2 ROTHESAY PENSIONS MANAGEMENT LIMITED 524298 - All Other London UNITED Insurance Related KINGDOM Activities (OTHER) 4055 2 SATURN FUND ADVISORS, INC. 525990 - Other New York NY CAYMAN Financial Vehicles ISLANDS 4056 3 SCHAEFFLER INVESTORS, L. P. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 4057 2 SBI JAPANNEXT CO., LTD. 523120 - Securities Tokyo JAPAN Brokerage 4058 2 SCLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 4059 2 SITE 26 HOLDINGS INC. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 4060 3 GOLDMAN SACHS HEADQUARTERS LLC 531390 - Other New York NY Delaware activities related to real estate 4061 2 SOPAC LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4062 2 SOUTHERN PACIFIC FUNDING CORPORATION 525990 - Other New York NY California Financial Vehicles 4063 2 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 4064 2 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 4065 2 SPECIAL SITUATIONS INVESTING GROUP, INC. 522294 - Secondary NEW YORK NY Delaware Market Financing 4066 3 FLATIRON HOLDINGS LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 4067 4 FLATIRON RE LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 4068 3 Madison/Special Situations Value Fund II LLC 525990 - Other Incline NV Delaware Financial Vehicles Village 4069 2 SPIRAL HOLDINGS INC. 525990 - Other Woodcliff NJ Delaware Financial Vehicles Lake 4070 2 STONE STREET 1994 REALTY, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4071 3 BRIDGE STREET REAL ESTATE FUND 1994, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4072 3 STONE STREET REAL ESTATE FUND 1994, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4073 2 STONE STREET 1995 REALTY, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4074 2 STONE STREET 1995, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4075 2 STONE STREET 1996 REALTY, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4076 3 BRIDGE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4077 3 STONE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4078 2 STONE STREET 1996, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4079 3 BRIDGE STREET FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4080 3 STONE STREET FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4081 2 STONE STREET 1997 REALTY, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4082 3 BRIDGE STREET REAL ESTATE FUND 1997, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4083 3 STONE STREET REAL ESTATE FUND 1997, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4084 2 STONE STREET 1997, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4085 2 STONE STREET 1998 REALTY, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4086 3 BRIDGE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4087 3 STONE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4088 2 STONE STREET 1998, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4089 2 STONE STREET 1999 REALTY, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4090 3 BRIDGE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4091 3 STONE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4092 2 STONE STREET 1999, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4093 2 STONE STREET 2000, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4094 3 BRIDGE STREET FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles
3967 3 GUARD CONTROL PMD, L.P. UNITED STATES N/A N/A 3968 2 Goldman Sachs Developing Markets Real Estate Cooperatief U.A. UNITED KINGDOM N/A N/A (OTHER) 3969 2 Goldman Sachs Mount Kellett Capital Partners Employee Funds GP, UNITED STATES N/A N/A L.L.C. 3970 3 GOLDMAN SACHS MOUNT KELLETT CAPITAL PARTNERS PMD QP FUND, UNITED STATES N/A N/A L.P. 3971 3 Goldman Sachs Mount Kellett Capital Partners Offshore PMD QP CAYMAN ISLANDS 100 N/A Fund, Ltd. 3972 2 Goldman Sachs Private Equity Group Master Fund VI, LLC UNITED STATES N/A N/A 3973 2 Goldman Sachs TDN Investors Offshore, L.P. CAYMAN ISLANDS N/A N/A 3974 2 HCCI LIHTC LLC UNITED STATES N/A N/A 3975 2 HULL TRADING ASIA LIMITED HONG KONG 100 N/A 3976 3 GOLDMAN SACHS LLC MAURITIUS 100 N/A 3977 4 GOLDMAN SACHS VENTURE LLC MAURITIUS 100 N/A 3978 5 GOLDMAN SACHS 2, L.P. CAYMAN ISLANDS N/A N/A 3979 5 GOLDMAN SACHS 3, L.P. CAYMAN ISLANDS N/A N/A 3980 2 Hyatt Hotels Corporation UNITED STATES 7 N/A 3981 2 J. ARON HOLDINGS, L.P. UNITED STATES N/A N/A 3982 3 GOLDMAN SACHS TRADING AND CLEARING SERVICES (NETHERLANDS) NETHERLANDS 100 N/A B.V. 3983 3 J. ARON & COMPANY UNITED STATES N/A N/A 3984 4 GOLDMAN SACHS TRADING AND CLEARING SERVICES (NETHERLANDS) NETHERLANDS 100 N/A B.V. 3985 4 HORIZON FUNDO DE INVESTIMENTO MULTIMERCADO CREDITO PRIVADO BRAZIL 100 N/A - INVESTIMENTO NO EXTERIOR 3986 5 HORIZON FUND BRAZIL 100 N/A 3987 2 KALORAMA GP, L.L.C. UNITED STATES N/A N/A 3988 3 KALORAMA, L.P. CAYMAN ISLANDS N/A N/A 3989 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. NETHERLANDS N/A N/A 3990 4 GSPX, L.P. UNITED STATES N/A N/A 3991 2 KVC ADVISORS, INC. UNITED STATES 100 N/A 3992 3 KAISER VINTAGE VI CO-INVESTMENT FUND A, L.P. UNITED STATES N/A N/A 3993 3 KAISER VINTAGE VI CO-INVESTMENT FUND B, L.P. UNITED STATES N/A N/A 3994 2 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG UNITED KINGDOM N/A N/A (OTHER) 3995 2 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. CAYMAN ISLANDS N/A N/A 3996 2 LS UNIT TRUST 2009-I IRELAND N/A N/A The direct holder is a Trustee. 3997 2 MACARTHUR PHASE A LIHTC LLC UNITED STATES N/A N/A 3998 2 MBD 2011 ADVISORS, L.L.C. UNITED STATES N/A N/A 3999 2 MBD 2011 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 4000 3 MBD 2011 HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4001 4 GS HEAL HOLDINGS LIMITED MAURITIUS 50 N/A 4002 4 INTERLINE BRANDS, INC. UNITED STATES 81 N/A 4003 4 SPARTANSHIELD HOLDINGS UNITED STATES N/A N/A 4004 3 MBD 2011 OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 4005 4 MBD 2011 OFFSHORE EAGLE WING INC. UNITED STATES 100 N/A 4006 4 MBD 2011 OFFSHORE EDGEMARC, INC. UNITED STATES 100 N/A 4007 2 MERBAU ADVISORS, LTD. CAYMAN ISLANDS 100 N/A 4008 3 MERBAU INVESTORS OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4009 4 GS VAN GOGH LUX I S.A R.L. LUXEMBOURG 100 N/A 4010 4 GS VAN GOGH LUX II S.A R.L. LUXEMBOURG 100 N/A 4011 4 GSV ENERGY HOLDINGS, INC. UNITED STATES 99 N/A 4012 4 GSV HEYDEN HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4013 4 GSVA OFFSHORE HOLDINGS, INC. UNITED STATES 100 N/A 4014 4 GSVF AHO INVESTMENTS CORP. UNITED STATES 99 N/A 4015 4 MERBAU INVESTORS OFFSHORE HOLDINGS FOREIGN INCOME BLOCKER, CAYMAN ISLANDS 100 N/A LTD. 4016 3 MERBAU INVESTORS OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 4017 2 MLK DRIVE URBAN RENEWAL L.L.C. UNITED STATES N/A N/A 4018 2 MLQ INVESTORS, L.P. UNITED STATES N/A N/A 4019 2 MLQ STRATOSPHERE, L.L.C. UNITED STATES N/A N/A 4020 3 W2007/ACEP HOLDINGS, LLC UNITED STATES 96 N/A 4021 2 MLQ, L.L.C. UNITED STATES N/A N/A 4022 2 MOTHER ZION LIHTC LLC UNITED STATES N/A N/A 4023 2 MSMC, INC. UNITED STATES 100 N/A 4024 3 GS COMMERCIAL REAL ESTATE LP UNITED STATES N/A N/A 4025 2 MTGLQ INVESTORS, L.P. UNITED STATES N/A N/A 4026 2 MURRAY STREET INVESTMENT TRUST I UNITED STATES N/A N/A 4027 2 MURRAY STREET INVESTMENT TRUST II UNITED STATES N/A N/A 4028 2 NEXUS LLC UNITED STATES N/A N/A 4029 2 NORMANDY FUNDING CORP. UNITED STATES 100 N/A 4030 2 ONE SANTA FE LIHTC LLC UNITED STATES N/A N/A 4031 2 OOO GOLDMAN SACHS BANK RUSSIA N/A N/A 4032 2 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV ADVISORS, LTD. LUXEMBOURG 100 N/A 4033 3 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV, L.P. LUXEMBOURG N/A N/A 4034 4 SPARTANSHIELD HOLDINGS UNITED STATES N/A N/A 4035 4 VALOUR TWO HOLDINGS ENTITY GP, LTD. CAYMAN ISLANDS 100 N/A 4036 5 VALOUR TWO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4037 4 VALOUR TWO HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4038 2 PEARL STREET INSURANCE COMPANY, INC. UNITED STATES 100 N/A 4039 2 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC UNITED STATES N/A N/A 4040 2 PEP XI OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 4041 3 PRIVATE EQUITY PARTNERS XI OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A 4042 4 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4043 5 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS FOREIGN CAYMAN ISLANDS 100 N/A INCOME BLOCKER, LTD. 4044 2 PEP XI OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 4045 3 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. CAYMAN ISLANDS N/A N/A 4046 2 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC UNITED STATES N/A N/A 4047 2 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC UNITED STATES N/A N/A 4048 2 PROVIDENCE PLACE LIHTC LLC UNITED STATES N/A N/A 4049 2 REGULATORY DATACORP, INC. UNITED STATES 59 N/A 4050 2 REP ELD GEN-PAR, L.L.C. UNITED STATES N/A N/A 4051 2 REP SVY REALTY HOLDINGS, L.L.C. UNITED STATES N/A N/A 4052 2 RHYS TRUST JERSEY N/A N/A The direct holder is a Trustee. 4053 2 ROTHESAY LIFE, L.L.C. UNITED STATES 100 N/A 4054 2 ROTHESAY PENSIONS MANAGEMENT LIMITED UNITED KINGDOM 100 N/A (OTHER) 4055 2 SATURN FUND ADVISORS, INC. UNITED STATES 100 N/A 4056 3 SCHAEFFLER INVESTORS, L. P. UNITED STATES N/A N/A 4057 2 SBI JAPANNEXT CO., LTD. JAPAN 43 N/A 4058 2 SCLQ, S. DE R.L. DE C.V. MEXICO 100 N/A 4059 2 SITE 26 HOLDINGS INC. UNITED STATES 100 N/A 4060 3 GOLDMAN SACHS HEADQUARTERS LLC UNITED STATES N/A N/A 4061 2 SOPAC LLC UNITED STATES N/A N/A 4062 2 SOUTHERN PACIFIC FUNDING CORPORATION UNITED STATES 100 N/A 4063 2 SPA UNIT TRUST 2009-I IRELAND N/A N/A The direct holder is a Trustee. 4064 2 SPA UNIT TRUST 2009-II IRELAND N/A N/A The direct holder is a Trustee. 4065 2 SPECIAL SITUATIONS INVESTING GROUP, INC. UNITED STATES 100 N/A 4066 3 FLATIRON HOLDINGS LTD. BERMUDA 36 N/A 4067 4 FLATIRON RE LTD. BERMUDA 100 N/A 4068 3 Madison/Special Situations Value Fund II LLC UNITED STATES N/A N/A 4069 2 SPIRAL HOLDINGS INC. UNITED STATES 19 N/A 4070 2 STONE STREET 1994 REALTY, L.L.C. UNITED STATES N/A N/A 4071 3 BRIDGE STREET REAL ESTATE FUND 1994, L.P. UNITED STATES N/A N/A 4072 3 STONE STREET REAL ESTATE FUND 1994, L.P. UNITED STATES N/A N/A 4073 2 STONE STREET 1995 REALTY, L.L.C. UNITED STATES N/A N/A 4074 2 STONE STREET 1995, L.L.C. UNITED STATES N/A N/A 4075 2 STONE STREET 1996 REALTY, L.L.C. UNITED STATES N/A N/A 4076 3 BRIDGE STREET REAL ESTATE FUND 1996, L.P. UNITED STATES N/A N/A 4077 3 STONE STREET REAL ESTATE FUND 1996, L.P. UNITED STATES N/A N/A 4078 2 STONE STREET 1996, L.L.C. UNITED STATES N/A N/A 4079 3 BRIDGE STREET FUND 1996, L.P. UNITED STATES N/A N/A 4080 3 STONE STREET FUND 1996, L.P. UNITED STATES N/A N/A 4081 2 STONE STREET 1997 REALTY, L.L.C. UNITED STATES N/A N/A 4082 3 BRIDGE STREET REAL ESTATE FUND 1997, L.P. UNITED STATES N/A N/A 4083 3 STONE STREET REAL ESTATE FUND 1997, L.P. UNITED STATES N/A N/A 4084 2 STONE STREET 1997, L.L.C. UNITED STATES N/A N/A 4085 2 STONE STREET 1998 REALTY, L.L.C. UNITED STATES N/A N/A 4086 3 BRIDGE STREET REAL ESTATE FUND 1998, L.P. UNITED STATES N/A N/A 4087 3 STONE STREET REAL ESTATE FUND 1998, L.P. UNITED STATES N/A N/A 4088 2 STONE STREET 1998, L.L.C. UNITED STATES N/A N/A 4089 2 STONE STREET 1999 REALTY, L.L.C. UNITED STATES N/A N/A 4090 3 BRIDGE STREET REAL ESTATE FUND 1999, L.P. UNITED STATES N/A N/A 4091 3 STONE STREET REAL ESTATE FUND 1999, L.P. UNITED STATES N/A N/A 4092 2 STONE STREET 1999, L.L.C. UNITED STATES N/A N/A 4093 2 STONE STREET 2000, L.L.C. UNITED STATES N/A N/A 4094 3 BRIDGE STREET FUND 2000, L.P. UNITED STATES N/A N/A
4095 3 STONE STREET FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4096 2 STONE STREET ASIA, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4097 3 BRIDGE STREET ASIA FUND, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4098 3 STONE STREET ASIA FUND, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 4099 4 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4100 2 STONE STREET FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4101 2 STONE STREET PEP TECHNOLOGY 2000, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4102 2 STONE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4103 2 STONE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4104 2 STONE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4105 2 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4106 2 STONE STREET REALTY 2000, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4107 3 BRIDGE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4108 3 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4109 2 THE EUROPEAN POWER SOURCE COMPANY B.V. 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 4110 2 THE GOLDMAN SACHS FOUNDATION 813219 - Other New York NY New York Grantmaking and Giving Services 4111 2 THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION 523991 - Trust, Wilmington DE Federal Fiduciary, and Custody Activities 4112 3 DWIGHT 1-3 YEAR GOVERNMENT/CREDIT FUND LLC 525910 - Open-End Burlington VT Delaware Investment Funds 4113 3 DWIGHT 2013 TERM FUND LLC 525910 - Open-End Burlington VT Delaware Investment Funds 4114 3 DWIGHT 2014 TERM FUND LLC 525910 - Open-End Burlington VT Delaware Investment Funds 4115 3 DWIGHT 2015 TERM FUND LLC 525910 - Open-End Burlington VT Delaware Investment Funds 4116 3 DWIGHT 2016 TERM FUND LLC 525910 - Open-End Burlington VT Delaware Investment Funds 4117 3 DWIGHT INTERMEDIATE CORE FUND 525910 - Open-End New York NY Maryland Investment Funds 4118 3 DWIGHT INTERMEDIATE CORE MASTER FUND LLC 525990 - Other Baltimore MD Delaware Financial Vehicles 4119 3 DWIGHT INTERMEDIATE CORE PLUS FUND 525910 - Open-End New York NY Maryland Investment Funds 4120 3 DWIGHT INTERMEDIATE CORE PLUS FUND LLC 525990 - Other Burlington VT Delaware Financial Vehicles 4121 3 DWIGHT INTERMEDIATE CORE PLUS MASTER FUND LLC 525990 - Other Baltimore MD Delaware Financial Vehicles 4122 3 GOLDMAN SACHS COLLECTIVE TRUST CONCENTRATED GROWTH FUND 525910 - Open-End Wilmington DE Delaware Investment Funds 4123 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKET DEBT 525910 - Open-End Wilmington DE Delaware IMPLEMENTATION VEHICLE Investment Funds 4124 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS DEBT FUND 525910 - Open-End Wilmington DE Delaware Investment Funds 4125 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS EQUITY 525910 - Open-End Wilmington DE Delaware FUND Investment Funds 4126 3 GOLDMAN SACHS COLLECTIVE TRUST ENHANCED LARGE CAP FUND 525910 - Open-End Wilmington DE Delaware Investment Funds 4127 3 GOLDMAN SACHS COLLECTIVE TRUST HIGH YIELD IMPLEMENTATION 525910 - Open-End Wilmington DE Delaware VEHICLE Investment Funds 4128 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION FIXED INCOME 525910 - Open-End Wilmington DE Delaware FUND Investment Funds 4129 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION PLUS FIXED 525910 - Open-End Wilmington DE Delaware INCOME FUND Investment Funds 4130 3 GOLDMAN SACHS COLLECTIVE TRUST MID CAP GROWTH FUND 525910 - Open-End Wilmington DE Delaware Investment Funds 4131 3 GOLDMAN SACHS COLLECTIVE TRUST STRATEGIC VALUE FUND 525910 - Open-End Wilmington DE Delaware Investment Funds 4132 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED U.S. SMALL/MID 525910 - Open-End Wilmington DE Delaware CAP FUND Investment Funds 4133 3 GOLDMAN SACHS COLLECTIVE TRUST-CORE PLUS FIXED INCOME FUND 525910 - Open-End Wilmington DE Delaware Investment Funds 4134 3 GOLDMAN SACHS COLLECTIVE TRUST-STRUCTURED TOTAL MARKET 525910 - Open-End Wilmington DE Delaware FUND Investment Funds 4135 3 RETIREMENT PORTFOLIO COMPLETION FUND 525910 - Open-End New York NY Delaware Investment Funds 4136 3 THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE 525920 - Trusts, Wilmington DE Delaware Estates, and Agency Accounts 4137 4 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND ASSET 525990 - Other New York NY Delaware TRUST Financial Vehicles 4138 4 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND ASSET 525990 - Other New York NY Delaware TRUST Financial Vehicles 4139 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES ASSET TRUST 525910 - Open-End New York NY Delaware Investment Funds 4140 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II ASSET 525910 - Open-End Wilmington DE Delaware TRUST Investment Funds 4141 2 THE GOLDMAN, SACHS & CO. L.L.C. 551112 - Offices of New York NY Delaware Other Holding Companies 4142 3 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 4143 3 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 4144 3 GOLDMAN, SACHS & CO. 523110 - Investment New York NY New York Banking and Securities Dealing 4145 3 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices of New York NY Delaware Other Holding Companies 4146 2 THE HULL GROUP, L.L.C. 551112 - Offices of Chicago IL Illinois, Other Holding Cook Country Companies 4147 2 THE J. ARON L.L.C. 551112 - Offices of NEW YORK NY Delaware Other Holding Companies 4148 3 J. ARON & COMPANY 523130 - Commodity New York NY New York Contracts Dealing 4149 3 J. ARON HOLDINGS, L.P. 551112 - Offices of New York NY Delaware Other Holding Companies 4150 2 US REAL ESTATE ADVISORS, LLC 525990 - Other New York NY Delaware Financial Vehicles 4151 3 US REAL ESTATE OPPORTUNITIES I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4152 2 US REAL ESTATE OPPORTUNITIES I, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4153 2 VESEY STREET INVESTMENT TRUST I 525990 - Other NEW YORK NY Delaware Financial Vehicles 4154 2 VESEY STREET INVESTMENT TRUST II 525990 - Other NEW YORK NY Delaware Financial Vehicles 4155 2 VGS AIRCRAFT HOLDING LIMITED (IRELAND) 525990 - Other Dublin IRELAND Financial Vehicles 4156 3 Johannesburg Limited 525990 - Other Dublin IRELAND Financial Vehicles 4157 3 OLBIA LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 4158 2 WARBURTON RIVERVIEW LIHTC LLC 525990 - Other Dover DE Delaware Financial Vehicles 4159 2 WEST STREET FUND I, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4160 2 WH ADVISORS, L.L.C. 2001 525990 - Other New York NY Delaware Financial Vehicles 4161 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2001 Financial Vehicles 4162 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4163 4 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4164 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4165 5 W2001 ARES REALTY II, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4166 5 W2001 ARES REALTY, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4167 6 ARES FINANCE S.r.l. 525990 - Other Milan ITALY Financial Vehicles (OTHER) 4168 5 W2001/ARES B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4169 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4170 5 QMH LIMITED 525990 - Other Essex UNITED Financial Vehicles KINGDOM (OTHER) 4171 4 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4172 4 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4173 5 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4174 4 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4175 4 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4176 5 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4177 2 WH ADVISORS, L.L.C. 2005 525990 - Other New York NY Delaware Financial Vehicles 4178 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2005 Financial Vehicles 4179 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4180 4 AWH GLOBAL GEN-PAR, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4181 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4182 4 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY Delaware Financial Vehicles 4183 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4184 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4185 4 DONNER S.A R.L. 531120 - Lessors of Luxembourg LUXEMBOURG nonresidential buildings (except mini warehouses) 4186 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4187 4 W2005 CNL FARGO GP, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4188 5 W2005 CNL FARGO HOLDINGS, L.P. 551112 - Offices of Irving TX Delaware Other Holding Companies 4189 6 W2005 CNL FARGO MEZZ IV, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4190 7 W2005 CNL FARGO MEZZ III, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4191 8 W2005 CNL FARGO MEZZ II, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4192 9 W2005 CNL FARGO MEZZ I, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4193 10 W2005/FARGO HOTELS (POOL C) GEN-PAR, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4194 11 W2005/FARGO HOTELS (POOL C) REALTY, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 4195 10 W2005/FARGO HOTELS (POOL C) REALTY, L.P. 525990 - Other Wilmington DE Delaware Financial Vehicles 4196 4 W2005 EHY HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4197 4 W2005 KZL 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4198 5 KERZNER INTERNATIONAL HOLDINGS LIMITED 525990 - Other Nassau BAHAMAS, THE Financial Vehicles 4199 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 4200 5 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices of Irving TX Delaware Other Holding Companies 4201 6 W2005 CNL FARGO HOLDINGS PARTNER, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4202 7 W2005 CNL FARGO HOLDINGS, L.P. 551112 - Offices of Irving TX Delaware Other Holding Companies 4203 4 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices of Irving TX Delaware Other Holding Companies 4204 4 W2005/FARGO MEZZ HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4205 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4206 5 W2005/THIRTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4207 6 W2005/THIRTY-THREE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4208 7 HIGHSTREET HOLDING GBR 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4209 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4210 6 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG S.A.R.L. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 4211 6 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG (H2) S.C.S. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4212 7 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG S.A.R.L. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 4213 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4214 5 W2005/THIRTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4215 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4216 4 WHITEHALL FRENCH RE 2 SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4217 5 W2005 PUPPET I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4218 4 WHITEHALL FRENCH RE 3 SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4219 5 W2005 PUPPET I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4220 4 WHITEHALL SPECIAL GEN-PAR 2005, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4221 5 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY Delaware Financial Vehicles 4222 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles
4095 3 STONE STREET FUND 2000, L.P. UNITED STATES N/A N/A 4096 2 STONE STREET ASIA, L.L.C. UNITED STATES N/A N/A 4097 3 BRIDGE STREET ASIA FUND, L.P. UNITED STATES N/A N/A 4098 3 STONE STREET ASIA FUND, L.P. UNITED STATES N/A N/A 4099 4 GSSOAF HOLDING COMPANY CAYMAN ISLANDS 100 N/A 4100 2 STONE STREET FUND 1996, L.P. UNITED STATES N/A N/A 4101 2 STONE STREET PEP TECHNOLOGY 2000, L.L.C. UNITED STATES N/A N/A 4102 2 STONE STREET REAL ESTATE FUND 1996, L.P. UNITED STATES N/A N/A 4103 2 STONE STREET REAL ESTATE FUND 1998, L.P. UNITED STATES N/A N/A 4104 2 STONE STREET REAL ESTATE FUND 1999, L.P. UNITED STATES N/A N/A 4105 2 STONE STREET REAL ESTATE FUND 2000, L.P. UNITED STATES N/A N/A 4106 2 STONE STREET REALTY 2000, L.L.C. UNITED STATES N/A N/A 4107 3 BRIDGE STREET REAL ESTATE FUND 2000, L.P. UNITED STATES N/A N/A 4108 3 STONE STREET REAL ESTATE FUND 2000, L.P. UNITED STATES N/A N/A 4109 2 THE EUROPEAN POWER SOURCE COMPANY B.V. NETHERLANDS 100 N/A 4110 2 THE GOLDMAN SACHS FOUNDATION UNITED STATES N/A N/A 4111 2 THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION UNITED STATES 100 N/A 4112 3 DWIGHT 1-3 YEAR GOVERNMENT/CREDIT FUND LLC UNITED STATES N/A N/A 4113 3 DWIGHT 2013 TERM FUND LLC UNITED STATES N/A N/A 4114 3 DWIGHT 2014 TERM FUND LLC UNITED STATES N/A N/A 4115 3 DWIGHT 2015 TERM FUND LLC UNITED STATES N/A N/A 4116 3 DWIGHT 2016 TERM FUND LLC UNITED STATES N/A N/A 4117 3 DWIGHT INTERMEDIATE CORE FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4118 3 DWIGHT INTERMEDIATE CORE MASTER FUND LLC UNITED STATES N/A N/A 4119 3 DWIGHT INTERMEDIATE CORE PLUS FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4120 3 DWIGHT INTERMEDIATE CORE PLUS FUND LLC UNITED STATES N/A N/A 4121 3 DWIGHT INTERMEDIATE CORE PLUS MASTER FUND LLC UNITED STATES N/A N/A 4122 3 GOLDMAN SACHS COLLECTIVE TRUST CONCENTRATED GROWTH FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4123 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKET DEBT UNITED STATES N/A N/A The direct holder IMPLEMENTATION VEHICLE is a Trustee. 4124 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS DEBT FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4125 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS EQUITY FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4126 3 GOLDMAN SACHS COLLECTIVE TRUST ENHANCED LARGE CAP FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4127 3 GOLDMAN SACHS COLLECTIVE TRUST HIGH YIELD IMPLEMENTATION UNITED STATES N/A N/A The direct holder VEHICLE is a Trustee. 4128 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION FIXED INCOME UNITED STATES N/A N/A The direct holder FUND is a Trustee. 4129 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION PLUS FIXED UNITED STATES N/A N/A The direct holder INCOME FUND is a Trustee. 4130 3 GOLDMAN SACHS COLLECTIVE TRUST MID CAP GROWTH FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4131 3 GOLDMAN SACHS COLLECTIVE TRUST STRATEGIC VALUE FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4132 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED U.S. SMALL/MID CAP UNITED STATES N/A N/A The direct holder FUND is a Trustee. 4133 3 GOLDMAN SACHS COLLECTIVE TRUST-CORE PLUS FIXED INCOME FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4134 3 GOLDMAN SACHS COLLECTIVE TRUST-STRUCTURED TOTAL MARKET FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4135 3 RETIREMENT PORTFOLIO COMPLETION FUND UNITED STATES N/A N/A The direct holder is a Trustee. 4136 3 THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE UNITED STATES 100 N/A 4137 4 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND ASSET UNITED STATES N/A N/A The direct holder TRUST is a Trustee. 4138 4 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND ASSET TRUST UNITED STATES N/A N/A The direct holder is a Trustee. 4139 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES ASSET TRUST UNITED STATES N/A N/A The direct holder is a Trustee. 4140 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II ASSET TRUST UNITED STATES N/A N/A The direct holder is a Trustee. 4141 2 THE GOLDMAN, SACHS & CO. L.L.C. UNITED STATES N/A N/A 4142 3 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. CANADA 100 N/A 4143 3 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. UNITED STATES N/A N/A 4144 3 GOLDMAN, SACHS & CO. UNITED STATES N/A N/A 4145 3 GS FINANCIAL SERVICES L.P. (DEL) UNITED STATES N/A N/A 4146 2 THE HULL GROUP, L.L.C. UNITED STATES N/A N/A 4147 2 THE J. ARON L.L.C. UNITED STATES N/A N/A 4148 3 J. ARON & COMPANY UNITED STATES N/A N/A 4149 3 J. ARON HOLDINGS, L.P. UNITED STATES N/A N/A 4150 2 US REAL ESTATE ADVISORS, LLC UNITED STATES N/A N/A 4151 3 US REAL ESTATE OPPORTUNITIES I, L.P. UNITED STATES N/A N/A 4152 2 US REAL ESTATE OPPORTUNITIES I, L.P. UNITED STATES N/A N/A 4153 2 VESEY STREET INVESTMENT TRUST I UNITED STATES N/A N/A 4154 2 VESEY STREET INVESTMENT TRUST II UNITED STATES N/A N/A 4155 2 VGS AIRCRAFT HOLDING LIMITED (IRELAND) IRELAND 50 N/A 4156 3 Johannesburg Limited IRELAND 100 N/A 4157 3 OLBIA LIMITED IRELAND 100 N/A 4158 2 WARBURTON RIVERVIEW LIHTC LLC UNITED STATES N/A N/A 4159 2 WEST STREET FUND I, L.L.C. UNITED STATES N/A N/A 4160 2 WH ADVISORS, L.L.C. 2001 UNITED STATES N/A N/A 4161 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2001 UNITED STATES N/A N/A 4162 4 MERCER INVESTMENTS IV PRIVATE LTD. MALAYSIA (OTHER) 100 N/A This holding represents ownership in Preferred shares. 4163 4 QMH FINCO S.A R.L. LUXEMBOURG 100 N/A 4164 4 W2001 ARES REALTY HOLDING, L.L.C. UNITED STATES N/A N/A 4165 5 W2001 ARES REALTY II, L.L.C. UNITED STATES N/A N/A 4166 5 W2001 ARES REALTY, L.L.C. UNITED STATES N/A N/A 4167 6 ARES FINANCE S.r.l. ITALY (OTHER) 100 N/A 4168 5 W2001/ARES B.V. NETHERLANDS 100 N/A 4169 4 W2001 BRITANNIA LLC UNITED STATES N/A N/A 4170 5 QMH LIMITED UNITED KINGDOM 90 N/A (OTHER) 4171 4 W2001 CAPITOL B.V. NETHERLANDS 100 N/A 4172 4 W2001 LOFT B.V. NETHERLANDS 99 N/A 4173 5 W2001 CAPITOL B.V. NETHERLANDS 100 N/A 4174 4 W2001 REGINA C.V. NETHERLANDS N/A N/A 4175 4 W2001/FORTY-SIX B.V. NETHERLANDS 100 N/A 4176 5 W2001 REGINA C.V. NETHERLANDS N/A N/A 4177 2 WH ADVISORS, L.L.C. 2005 UNITED STATES N/A N/A 4178 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2005 UNITED STATES N/A N/A 4179 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. UNITED STATES N/A N/A 4180 4 AWH GLOBAL GEN-PAR, L.L.C. UNITED STATES N/A N/A 4181 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. UNITED STATES N/A N/A 4182 4 CARIBBEAN FUND GEN-PAR 2005, LLC UNITED STATES N/A N/A 4183 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. UNITED STATES N/A N/A 4184 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. UNITED STATES N/A N/A 4185 4 DONNER S.A R.L. LUXEMBOURG 100 N/A 4186 4 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 4187 4 W2005 CNL FARGO GP, LLC UNITED STATES N/A N/A 4188 5 W2005 CNL FARGO HOLDINGS, L.P. UNITED STATES N/A N/A 4189 6 W2005 CNL FARGO MEZZ IV, LLC UNITED STATES N/A N/A 4190 7 W2005 CNL FARGO MEZZ III, LLC UNITED STATES N/A N/A 4191 8 W2005 CNL FARGO MEZZ II, LLC UNITED STATES N/A N/A 4192 9 W2005 CNL FARGO MEZZ I, LLC UNITED STATES N/A N/A 4193 10 W2005/FARGO HOTELS (POOL C) GEN-PAR, L.L.C. UNITED STATES N/A N/A 4194 11 W2005/FARGO HOTELS (POOL C) REALTY, L.P. UNITED STATES N/A 100 4195 10 W2005/FARGO HOTELS (POOL C) REALTY, L.P. UNITED STATES N/A 100 4196 4 W2005 EHY HOLDINGS, LLC UNITED STATES N/A N/A 4197 4 W2005 KZL CAYMAN ISLANDS 100 N/A 4198 5 KERZNER INTERNATIONAL HOLDINGS LIMITED BAHAMAS, THE 21 N/A 4199 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. UNITED STATES N/A N/A 4200 5 W2005/FARGO HOTEL HOLDINGS II, L.P. UNITED STATES N/A N/A 4201 6 W2005 CNL FARGO HOLDINGS PARTNER, LLC UNITED STATES N/A N/A 4202 7 W2005 CNL FARGO HOLDINGS, L.P. UNITED STATES N/A N/A 4203 4 W2005/FARGO HOTEL HOLDINGS II, L.P. UNITED STATES N/A N/A 4204 4 W2005/FARGO MEZZ HOLDINGS, LLC UNITED STATES N/A N/A 4205 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. LUXEMBOURG 100 N/A 4206 5 W2005/THIRTY-TWO B.V. NETHERLANDS 100 N/A 4207 6 W2005/THIRTY-THREE B.V. NETHERLANDS 100 N/A 4208 7 HIGHSTREET HOLDING GBR NETHERLANDS 51 N/A 4209 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG LUXEMBOURG 100 N/A 4210 6 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG S.A.R.L. LUXEMBOURG 100 N/A 4211 6 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG (H2) S.C.S. LUXEMBOURG 99 N/A 4212 7 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG S.A.R.L. LUXEMBOURG 100 N/A 4213 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. LUXEMBOURG 100 N/A 4214 5 W2005/THIRTY-TWO B.V. NETHERLANDS 100 N/A 4215 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG LUXEMBOURG 100 N/A 4216 4 WHITEHALL FRENCH RE 2 SARL LUXEMBOURG 100 N/A 4217 5 W2005 PUPPET I B.V. NETHERLANDS 100 N/A 4218 4 WHITEHALL FRENCH RE 3 SARL LUXEMBOURG 100 N/A 4219 5 W2005 PUPPET I B.V. NETHERLANDS 100 N/A 4220 4 WHITEHALL SPECIAL GEN-PAR 2005, LLC UNITED STATES N/A N/A 4221 5 CARIBBEAN FUND GEN-PAR 2005, LLC UNITED STATES N/A N/A 4222 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. UNITED STATES N/A N/A
4223 2 WH ADVISORS, L.L.C. 2007 525990 - Other New York NY Delaware Financial Vehicles 4224 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2007 Financial Vehicles 4225 2 WH ADVISORS, L.L.C. IX 525990 - Other New York NY Delaware Financial Vehicles 4226 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX 525990 - Other New York NY Delaware Financial Vehicles 4227 2 WH ADVISORS, L.L.C. V 525990 - Other New York NY Delaware Financial Vehicles 4228 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V 525990 - Other New York NY Delaware Financial Vehicles 4229 2 WH ADVISORS, L.L.C. VI 525990 - Other New York NY Delaware Financial Vehicles 4230 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI 525990 - Other New York NY Delaware Financial Vehicles 4231 2 WH ADVISORS, L.L.C. VII 525990 - Other New York NY Delaware Financial Vehicles 4232 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII 525990 - Other New York NY Delaware Financial Vehicles 4233 2 WH ADVISORS, L.L.C. VIII 525990 - Other New York NY Delaware Financial Vehicles 4234 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII 525990 - Other New York NY Delaware Financial Vehicles 4235 2 WH ADVISORS, L.L.C. X 525990 - Other New York NY Delaware Financial Vehicles 4236 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X 525990 - Other New York NY Delaware Financial Vehicles 4237 2 WH ADVISORS, L.L.C. XI 525990 - Other New York NY Delaware Financial Vehicles 4238 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI 525990 - Other New York NY Delaware Financial Vehicles 4239 2 WH ADVISORS, L.L.C. XII 525990 - Other New York NY Delaware Financial Vehicles 4240 2 WH ADVISORS, L.L.C. XIII 525990 - Other New York NY Delaware Financial Vehicles 4241 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII 525990 - Other New York NY Delaware Financial Vehicles 4242 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY Delaware Financial Vehicles 4243 4 WH13/DANKO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4244 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4245 4 WH13/TWENTY-NINE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4246 5 ASIO S.R.L. 525990 - Other Milan ITALY Financial Vehicles (OTHER) 4247 4 WH13/TWENTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4248 5 ASIO S.R.L. 525990 - Other Milan ITALY Financial Vehicles (OTHER) 4249 2 WH INTERNATIONAL (LUX INVESTOR) ADVISORS, L.L.C. 2008 525990 - Other New York NY Delaware Financial Vehicles 4250 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX INVESTOR) 525990 - Other New York NY Delaware LIMITED PARTNERSHIP 2008 Financial Vehicles 4251 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4252 4 W2007 BEAR L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4253 4 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4254 4 W2008 JUPITER INVESTMENT CAYMAN LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4255 4 W2008 OUKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4256 4 W2008 RAINBOW 1 (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4257 4 W2008 RAINBOW 2 (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4258 4 W2008 RAINBOW 3 (DELAWARE) L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4259 4 Whitehall European RE 9A S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4260 2 WH INTERNATIONAL ADVISORS, L.L.C. 2001 525990 - Other New York NY Delaware Financial Vehicles 4261 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2001 Financial Vehicles 4262 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4263 4 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4264 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4265 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4266 4 W2001 LOFT FINANCE INTERNATIONAL, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4267 4 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4268 4 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4269 2 WH INTERNATIONAL ADVISORS, L.L.C. 2005 525990 - Other New York NY Delaware Financial Vehicles 4270 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2005 Financial Vehicles 4271 4 BLITZEN S.A R.L. 531120 - Lessors of Luxembourg LUXEMBOURG nonresidential buildings (except mini warehouses) 4272 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4273 4 W2005 KZL 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4274 4 W2005 PUPPET 1 LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4275 4 W2005 PUPPET 2 LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4276 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4277 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4278 4 WHITEHALL EUROPEAN RE 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4279 4 WHITEHALL EUROPEAN RE 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4280 2 WH INTERNATIONAL ADVISORS, L.L.C. 2008 525990 - Other New York NY Delaware Financial Vehicles 4281 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2008 Financial Vehicles 4282 2 WH PARALLEL ADVISORS, L.L.C. 2001 525990 - Other New York NY Delaware Financial Vehicles 4283 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2001 Financial Vehicles 4284 4 HIHARAKO (CAYMAN) L.L.C. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4285 5 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4286 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4287 4 W2001 GEN PAR EUR 3 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4288 5 W2001 PARC C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4289 6 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4290 5 W2001 WEBSTER CV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4291 6 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4292 4 W2001 PARC C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4293 4 W2001 TWO C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4294 5 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4295 5 QMH LIMITED 525990 - Other Essex UNITED Financial Vehicles KINGDOM (OTHER) 4296 5 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4297 4 W2001 WEBSTER CV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4298 4 W2001/SIXTY-ONE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4299 5 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4300 5 W2001 TWO C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4301 2 WH PARALLEL ADVISORS, L.L.C. 2007 525990 - Other New York NY Delaware Financial Vehicles 4302 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2007 Financial Vehicles 4303 4 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. 531390 - Other New York NY Delaware activities related to real estate 4304 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4305 4 HIHARAKO 2007 (CAYMAN) LTD. 531390 - Other George Town CAYMAN activities related ISLANDS to real estate 4306 4 PFD HOLDINGS, LLC 531390 - Other New York NY Delaware activities related to real estate 4307 4 W2007 MVP HOTELS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4308 4 W2007 PARALLEL AMELIA SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4309 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4310 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4311 4 W2007 PARALLEL BEAR S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4312 5 W2007 BEAR L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4313 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4314 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4315 4 W2007 PARALLEL LANCASTER S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4316 5 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4317 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4318 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4319 4 W2007 PARALLEL LINDENCORSO S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4320 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4321 4 W2007 Parallel Selfridges S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4322 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4323 4 W2007 Parallel Vernal S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4324 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4325 4 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4326 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4327 4 WNT HOLDINGS, LLC 531390 - Other New York NY Delaware activities related to real estate 4328 2 WH PARALLEL ADVISORS, L.L.C. XIII 525990 - Other New York NY Delaware Financial Vehicles 4329 3 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY Delaware Financial Vehicles 4330 4 WH MEZZCO GP, L.L.C. II 525990 - Other Wilmington DE Delaware Financial Vehicles 4331 4 WH13/ASIO ASTREA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4332 5 WH13/TWENTY-NINE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4333 5 WH13/TWENTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4334 4 WH13/DANKO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4335 4 WH13/FORTY-THREE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4336 5 WH13/ASIO ASTREA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4337 4 WH13/FORTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4338 5 WH13/ASIO ASTREA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4339 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4340 2 WH13/DANKO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4341 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2001 Financial Vehicles 4342 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2007 Financial Vehicles 4343 2 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY Delaware Financial Vehicles 4344 2 WHITEHALL STREET EMPLOYEE FUNDS 2001 GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4345 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4346 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4347 4 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4348 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4349 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4350 4 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles
4223 2 WH ADVISORS, L.L.C. 2007 UNITED STATES N/A N/A 4224 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 UNITED STATES N/A N/A 4225 2 WH ADVISORS, L.L.C. IX UNITED STATES N/A N/A 4226 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX UNITED STATES N/A N/A 4227 2 WH ADVISORS, L.L.C. V UNITED STATES N/A N/A 4228 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V UNITED STATES N/A N/A 4229 2 WH ADVISORS, L.L.C. VI UNITED STATES N/A N/A 4230 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI UNITED STATES N/A N/A 4231 2 WH ADVISORS, L.L.C. VII UNITED STATES N/A N/A 4232 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII UNITED STATES N/A N/A 4233 2 WH ADVISORS, L.L.C. VIII UNITED STATES N/A N/A 4234 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII UNITED STATES N/A N/A 4235 2 WH ADVISORS, L.L.C. X UNITED STATES N/A N/A 4236 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X UNITED STATES N/A N/A 4237 2 WH ADVISORS, L.L.C. XI UNITED STATES N/A N/A 4238 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI UNITED STATES N/A N/A 4239 2 WH ADVISORS, L.L.C. XII UNITED STATES N/A N/A 4240 2 WH ADVISORS, L.L.C. XIII UNITED STATES N/A N/A 4241 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII UNITED STATES N/A N/A 4242 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII UNITED STATES N/A N/A 4243 4 WH13/DANKO B.V. NETHERLANDS 100 N/A 4244 4 WH13/TWENTY-FOUR B.V. NETHERLANDS 100 N/A 4245 4 WH13/TWENTY-NINE B.V. NETHERLANDS 99 N/A 4246 5 ASIO S.R.L. ITALY (OTHER) 100 N/A 4247 4 WH13/TWENTY-SIX B.V. NETHERLANDS 99 N/A 4248 5 ASIO S.R.L. ITALY (OTHER) 100 N/A 4249 2 WH INTERNATIONAL (LUX INVESTOR) ADVISORS, L.L.C. 2008 UNITED STATES N/A N/A 4250 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX INVESTOR) UNITED STATES N/A N/A LIMITED PARTNERSHIP 2008 4251 4 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 4252 4 W2007 BEAR L.L.C. UNITED STATES N/A N/A 4253 4 W2007/W2008 FINANCE LTD. CAYMAN ISLANDS 100 N/A 4254 4 W2008 JUPITER INVESTMENT CAYMAN LTD. CAYMAN ISLANDS 100 N/A 4255 4 W2008 OUKA (DELAWARE) L.L.C. UNITED STATES N/A N/A 4256 4 W2008 RAINBOW 1 (DELAWARE) L.L.C. UNITED STATES N/A N/A 4257 4 W2008 RAINBOW 2 (DELAWARE) L.L.C. UNITED STATES N/A N/A 4258 4 W2008 RAINBOW 3 (DELAWARE) L.L.C. UNITED STATES N/A N/A 4259 4 Whitehall European RE 9A S.a r.l. LUXEMBOURG 100 N/A 4260 2 WH INTERNATIONAL ADVISORS, L.L.C. 2001 UNITED STATES N/A N/A 4261 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2001 4262 4 MERCER INVESTMENTS IV PRIVATE LTD. MALAYSIA (OTHER) 100 N/A This holding represents ownership in Ordinary shares. 4263 4 QMH FINCO S.A R.L. LUXEMBOURG 100 N/A 4264 4 W2001 ARES REALTY HOLDING, L.L.C. UNITED STATES N/A N/A 4265 4 W2001 BRITANNIA LLC UNITED STATES N/A N/A 4266 4 W2001 LOFT FINANCE INTERNATIONAL, L.L.C. UNITED STATES N/A N/A 4267 4 W2001 REGINA C.V. NETHERLANDS N/A N/A 4268 4 W2001/FORTY-SIX B.V. NETHERLANDS 100 N/A 4269 2 WH INTERNATIONAL ADVISORS, L.L.C. 2005 UNITED STATES N/A N/A 4270 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2005 4271 4 BLITZEN S.A R.L. LUXEMBOURG 100 N/A 4272 4 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 4273 4 W2005 KZL CAYMAN ISLANDS 100 N/A 4274 4 W2005 PUPPET 1 LLC UNITED STATES N/A N/A 4275 4 W2005 PUPPET 2 LLC UNITED STATES N/A N/A 4276 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. LUXEMBOURG 100 N/A 4277 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. LUXEMBOURG 100 N/A 4278 4 WHITEHALL EUROPEAN RE 4 S.A R.L. LUXEMBOURG 100 N/A 4279 4 WHITEHALL EUROPEAN RE 5 S.A R.L. LUXEMBOURG 99 N/A 4280 2 WH INTERNATIONAL ADVISORS, L.L.C. 2008 UNITED STATES N/A N/A 4281 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2008 4282 2 WH PARALLEL ADVISORS, L.L.C. 2001 UNITED STATES N/A N/A 4283 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2001 4284 4 HIHARAKO (CAYMAN) L.L.C. CAYMAN ISLANDS 100 N/A 4285 5 MERCER INVESTMENTS IV PRIVATE LTD. MALAYSIA (OTHER) 100 N/A This holding represents ownership in Preferred shares. 4286 4 W2001 ARES REALTY HOLDING, L.L.C. UNITED STATES N/A N/A 4287 4 W2001 GEN PAR EUR 3 B.V. NETHERLANDS 100 N/A 4288 5 W2001 PARC C.V. NETHERLANDS N/A N/A 4289 6 W2001 LOFT B.V. NETHERLANDS 99 N/A 4290 5 W2001 WEBSTER CV NETHERLANDS N/A N/A 4291 6 W2001 CAPITOL B.V. NETHERLANDS 100 N/A 4292 4 W2001 PARC C.V. NETHERLANDS N/A N/A 4293 4 W2001 TWO C.V. NETHERLANDS N/A N/A 4294 5 QMH FINCO S.A R.L. LUXEMBOURG 100 N/A 4295 5 QMH LIMITED UNITED KINGDOM 90 N/A (OTHER) 4296 5 W2001/FORTY-SIX B.V. NETHERLANDS 100 N/A 4297 4 W2001 WEBSTER CV NETHERLANDS N/A N/A 4298 4 W2001/SIXTY-ONE B.V. NETHERLANDS 100 N/A 4299 5 W2001 REGINA C.V. NETHERLANDS N/A N/A 4300 5 W2001 TWO C.V. NETHERLANDS N/A N/A 4301 2 WH PARALLEL ADVISORS, L.L.C. 2007 UNITED STATES N/A N/A 4302 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2007 4303 4 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. UNITED STATES N/A 32 4304 4 GS Lux Management Services S.a r.l. LUXEMBOURG 100 N/A 4305 4 HIHARAKO 2007 (CAYMAN) LTD. CAYMAN ISLANDS 100 N/A 4306 4 PFD HOLDINGS, LLC UNITED STATES N/A N/A 4307 4 W2007 MVP HOTELS, LLC UNITED STATES 94 N/A 4308 4 W2007 PARALLEL AMELIA SARL LUXEMBOURG 100 N/A 4309 5 WHITEHALL EUROPEAN RE 7 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class A shares. 4310 5 WHITEHALL EUROPEAN RE 8 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class A shares. 4311 4 W2007 PARALLEL BEAR S.A.R.L. LUXEMBOURG 100 N/A 4312 5 W2007 BEAR L.L.C. UNITED STATES N/A N/A 4313 5 WHITEHALL EUROPEAN RE 7 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class B shares. 4314 5 WHITEHALL EUROPEAN RE 8 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class B shares. 4315 4 W2007 PARALLEL LANCASTER S.A R.L. LUXEMBOURG 100 N/A 4316 5 W2007/W2008 FINANCE LTD. CAYMAN ISLANDS 100 N/A 4317 5 WHITEHALL EUROPEAN RE 7 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class C shares. 4318 5 WHITEHALL EUROPEAN RE 8 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class C shares. 4319 4 W2007 PARALLEL LINDENCORSO S.A.R.L. LUXEMBOURG 100 N/A 4320 5 WHITEHALL EUROPEAN RE 6 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class F shares. 4321 4 W2007 Parallel Selfridges S.a r.l. LUXEMBOURG 100 N/A 4322 5 WHITEHALL EUROPEAN RE 6 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class B shares. 4323 4 W2007 Parallel Vernal S.a r.l. LUXEMBOURG 100 N/A 4324 5 WHITEHALL EUROPEAN RE 6 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class E shares. 4325 4 W2007/ACEP HOLDINGS, LLC UNITED STATES 96 N/A 4326 4 WHITEHALL EUROPEAN RE 6 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class A shares. 4327 4 WNT HOLDINGS, LLC UNITED STATES N/A N/A 4328 2 WH PARALLEL ADVISORS, L.L.C. XIII UNITED STATES N/A N/A 4329 3 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII UNITED STATES N/A N/A 4330 4 WH MEZZCO GP, L.L.C. II UNITED STATES N/A N/A 4331 4 WH13/ASIO ASTREA C.V. NETHERLANDS N/A N/A 4332 5 WH13/TWENTY-NINE B.V. NETHERLANDS 99 N/A 4333 5 WH13/TWENTY-SIX B.V. NETHERLANDS 99 N/A 4334 4 WH13/DANKO B.V. NETHERLANDS 100 N/A 4335 4 WH13/FORTY-THREE B.V. NETHERLANDS 100 N/A 4336 5 WH13/ASIO ASTREA C.V. NETHERLANDS N/A N/A 4337 4 WH13/FORTY-TWO B.V. NETHERLANDS 100 N/A 4338 5 WH13/ASIO ASTREA C.V. NETHERLANDS N/A N/A 4339 4 WH13/TWENTY-FOUR B.V. NETHERLANDS 100 N/A 4340 2 WH13/DANKO B.V. NETHERLANDS 100 N/A 4341 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2001 UNITED STATES N/A N/A 4342 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 UNITED STATES N/A N/A 4343 2 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII UNITED STATES N/A N/A 4344 2 WHITEHALL STREET EMPLOYEE FUNDS 2001 GP, L.L.C. UNITED STATES N/A N/A 4345 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. UNITED STATES N/A N/A 4346 4 MERCER INVESTMENTS IV PRIVATE LTD. MALAYSIA (OTHER) 100 N/A This holding represents ownership in Ordinary shares. 4347 4 QMH FINCO S.A R.L. LUXEMBOURG 100 N/A 4348 4 W2001 ARES REALTY HOLDING, L.L.C. UNITED STATES N/A N/A 4349 4 W2001 BRITANNIA LLC UNITED STATES N/A N/A 4350 4 W2001 CAPITOL B.V. NETHERLANDS 100 N/A
4351 4 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4352 4 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4353 4 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4354 4 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2001 Financial Vehicles 4355 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2001 Financial Vehicles 4356 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2001 Financial Vehicles 4357 3 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4358 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4359 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 525990 - Other George Town CAYMAN (CORPORATE), L.P. Financial Vehicles ISLANDS 4360 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4361 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 525990 - Other New York NY Delaware (DELAWARE), L.P. Financial Vehicles 4362 6 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4363 6 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4364 6 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4365 6 W2001 BRITANNIA LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4366 6 W2001 LOFT FINANCE INTERNATIONAL EMPLOYEE, L.L.C. 525990 - Other Wilmington DE Delaware Financial Vehicles 4367 6 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4368 6 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4369 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 525990 - Other New York NY Delaware (DELAWARE), L.P. Financial Vehicles 4370 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4371 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 525990 - Other George Town CAYMAN (CORPORATE), L.P. Financial Vehicles ISLANDS 4372 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4373 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4374 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4375 2 WHITEHALL STREET EMPLOYEE FUNDS 2005 GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4376 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4377 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4378 4 AWH EMPLOYEE GEN-PAR, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4379 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4380 4 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY Delaware Financial Vehicles 4381 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4382 4 DONNER S.A R.L. 531120 - Lessors of Luxembourg LUXEMBOURG nonresidential buildings (except mini warehouses) 4383 4 W2005 CNL FARGO GP, LLC 551112 - Offices of Irving TX Delaware Other Holding Companies 4384 4 W2005 KZL 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4385 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. 551112 - Offices of Irving TX Delaware Other Holding Companies 4386 4 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices of Irving TX Delaware Other Holding Companies 4387 4 W2005/FARGO MEZZ HOLDINGS, LLC 525990 - Other Wilmington DE Delaware Financial Vehicles 4388 4 WHITEHALL FRENCH RE 1 SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4389 5 W2005 PUPPET I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4390 4 Whitehall European RE 3 S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4391 5 W2005/THIRTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4392 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4393 3 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4394 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4395 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2005 Financial Vehicles 4396 3 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4397 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4398 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY Delaware 2005 Financial Vehicles 4399 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 525990 - Other New York NY Delaware (DELAWARE), L.P. Financial Vehicles 4400 4 BLITZEN S.A R.L. 531120 - Lessors of Luxembourg LUXEMBOURG nonresidential buildings (except mini warehouses) 4401 4 W2005 KZL 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4402 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4403 4 Whitehall European RE 3 S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4404 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 CORP. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 4405 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4406 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 525990 - Other New York NY Delaware (DELAWARE), L.P. Financial Vehicles 4407 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4408 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005 CORP. 525990 - Other NEW YORK NY CAYMAN Financial Vehicles ISLANDS 4409 4 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4410 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 4411 5 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2005 Financial Vehicles 4412 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4413 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005 CORP., L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4414 4 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4415 5 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4416 6 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 4417 6 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2005 Financial Vehicles 4418 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4419 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4420 2 WHITEHALL STREET EMPLOYEE FUNDS 2007 GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4421 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 2007, 525990 - Other New York NY Delaware L.P. Financial Vehicles 4422 4 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND 525990 - Other New York NY Delaware 2007, L.P. Financial Vehicles 4423 5 W2007 FINANCE SUB, LLC 525990 - Other New York NY Delaware Financial Vehicles 4424 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND 525990 - Other New York NY Delaware 2007, L.P. Financial Vehicles 4425 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, 525990 - Other New York NY Delaware L.P. Financial Vehicles 4426 4 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, 525990 - Other New York NY Delaware L.P. Financial Vehicles 4427 5 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER 525990 - Other New York NY Delaware FUND 2007, L.P. Financial Vehicles 4428 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2007 Financial Vehicles 4429 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4430 2 WHITEHALL STREET EMPLOYEE FUNDS 2008 GP, L.L.C. 525990 - Other New York NY Delaware Financial Vehicles 4431 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND OVERRIDE SUB 531390 - Other New York NY CAYMAN 2008, LTD. activities related ISLANDS to real estate 4432 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2008 Financial Vehicles 4433 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 2008, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 4434 4 W2008 INTERNATIONAL FINANCE SUB LTD. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4435 3 WHITEHALL STREET INTERNATIONAL OVERRIDE FUND 2008, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4436 3 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4437 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4438 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4439 2 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4440 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 2007, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4441 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND 525990 - Other New York NY Delaware 2007, L.P. Financial Vehicles 4442 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2001 525990 - Other New York NY Delaware Financial Vehicles 4443 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2005 525990 - Other New York NY Delaware Financial Vehicles 4444 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 525990 - Other New York NY Delaware Financial Vehicles 4445 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4446 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4447 2 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4448 2 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. 525990 - Other New York NY Delaware Financial Vehicles 4449 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4450 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4451 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 2008, 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 4452 2 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 2008 525990 - Other Luxembourg LUXEMBOURG SCA Financial Vehicles 4453 2 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4454 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4455 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX INVESTOR) 525990 - Other New York NY Delaware LIMITED PARTNERSHIP 2008 Financial Vehicles 4456 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 2001 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4457 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 2005 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4458 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 2008 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4459 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2001 Financial Vehicles 4460 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2005 Financial Vehicles 4461 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY Delaware PARTNERSHIP 2008 Financial Vehicles 4462 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE S.A.R.L. 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4463 3 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 2008 525990 - Other Luxembourg LUXEMBOURG SCA Financial Vehicles 4464 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4465 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4466 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 (CORPORATE), 525990 - Other George Town CAYMAN L.P. Financial Vehicles ISLANDS 4467 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4468 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. 525990 - Other George Town CAYMAN Financial Vehicles ISLANDS 4469 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX 525990 - Other New York NY Delaware Financial Vehicles 4470 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V 525990 - Other New York NY Delaware Financial Vehicles 4471 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI 525990 - Other New York NY Delaware Financial Vehicles 4472 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII 525990 - Other New York NY Delaware Financial Vehicles 4473 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII 525990 - Other New York NY Delaware Financial Vehicles 4474 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X 525990 - Other New York NY Delaware Financial Vehicles 4475 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI 525990 - Other New York NY Delaware Financial Vehicles 4476 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII 525990 - Other New York NY Delaware Financial Vehicles 4477 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY Delaware Financial Vehicles 4478 2 Whitehall Street International Override Offshore Fund 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles
4351 4 W2001 LOFT B.V. NETHERLANDS 99 N/A 4352 4 W2001 REGINA C.V. NETHERLANDS N/A N/A 4353 4 W2001/FORTY-SIX B.V. NETHERLANDS 100 N/A 4354 4 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2001 4355 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2001 4356 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2001 4357 3 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. UNITED STATES N/A N/A 4358 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. UNITED STATES N/A N/A 4359 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 CAYMAN ISLANDS N/A N/A (CORPORATE), L.P. 4360 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4361 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 UNITED STATES N/A N/A (DELAWARE), L.P. 4362 6 MERCER INVESTMENTS IV PRIVATE LTD. MALAYSIA (OTHER) 100 N/A This holding represents ownership in Preferred shares. 4363 6 QMH FINCO S.A R.L. LUXEMBOURG 100 N/A 4364 6 W2001 ARES REALTY HOLDING, L.L.C. UNITED STATES N/A N/A 4365 6 W2001 BRITANNIA LLC UNITED STATES N/A N/A 4366 6 W2001 LOFT FINANCE INTERNATIONAL EMPLOYEE, L.L.C. UNITED STATES N/A N/A 4367 6 W2001 REGINA C.V. NETHERLANDS N/A N/A 4368 6 W2001/FORTY-SIX B.V. NETHERLANDS 100 N/A 4369 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 (DELAWARE), UNITED STATES N/A N/A L.P. 4370 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4371 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 (CORPORATE), CAYMAN ISLANDS N/A N/A L.P. 4372 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4373 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4374 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4375 2 WHITEHALL STREET EMPLOYEE FUNDS 2005 GP, L.L.C. UNITED STATES N/A N/A 4376 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. UNITED STATES N/A N/A 4377 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. UNITED STATES N/A N/A 4378 4 AWH EMPLOYEE GEN-PAR, L.L.C. UNITED STATES N/A N/A 4379 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. UNITED STATES N/A N/A 4380 4 CARIBBEAN FUND GEN-PAR 2005, LLC UNITED STATES N/A N/A 4381 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. UNITED STATES N/A N/A 4382 4 DONNER S.A R.L. LUXEMBOURG 100 N/A 4383 4 W2005 CNL FARGO GP, LLC UNITED STATES N/A N/A 4384 4 W2005 KZL CAYMAN ISLANDS 100 N/A 4385 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. UNITED STATES N/A N/A 4386 4 W2005/FARGO HOTEL HOLDINGS II, L.P. UNITED STATES N/A N/A 4387 4 W2005/FARGO MEZZ HOLDINGS, LLC UNITED STATES N/A N/A 4388 4 WHITEHALL FRENCH RE 1 SARL LUXEMBOURG 100 N/A 4389 5 W2005 PUPPET I B.V. NETHERLANDS 100 N/A 4390 4 Whitehall European RE 3 S.a r.l. LUXEMBOURG 100 N/A 4391 5 W2005/THIRTY-TWO B.V. NETHERLANDS 100 N/A 4392 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG LUXEMBOURG 100 N/A 4393 3 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. UNITED STATES N/A N/A 4394 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. UNITED STATES N/A N/A 4395 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2005 4396 3 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. UNITED STATES N/A N/A 4397 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. UNITED STATES N/A N/A 4398 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2005 4399 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 (DELAWARE), UNITED STATES N/A N/A L.P. 4400 4 BLITZEN S.A R.L. LUXEMBOURG 100 N/A 4401 4 W2005 KZL CAYMAN ISLANDS 100 N/A 4402 4 WHITEHALL EUROPEAN RE 6 S.A R.L. LUXEMBOURG 100 N/A This holding represents ownership in Class F shares. 4403 4 Whitehall European RE 3 S.a r.l. LUXEMBOURG 100 N/A 4404 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 CORP. UNITED STATES 1 N/A 4405 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4406 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 UNITED STATES N/A N/A (DELAWARE), L.P. 4407 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4408 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005 CORP. UNITED STATES 100 N/A 4409 4 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4410 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4411 5 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2005 4412 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4413 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005 CORP., L.P. CAYMAN ISLANDS N/A N/A 4414 4 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, S.a.r.l. LUXEMBOURG 63 N/A 4415 5 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4416 6 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4417 6 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2005 4418 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4419 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, S.a.r.l. LUXEMBOURG 63 N/A 4420 2 WHITEHALL STREET EMPLOYEE FUNDS 2007 GP, L.L.C. UNITED STATES N/A N/A 4421 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 2007, L.P. UNITED STATES N/A N/A 4422 4 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND UNITED STATES N/A N/A 2007, L.P. 4423 5 W2007 FINANCE SUB, LLC UNITED STATES N/A N/A 4424 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND UNITED STATES N/A N/A 2007, L.P. 4425 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, L.P. UNITED STATES N/A N/A 4426 4 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. UNITED STATES N/A N/A 4427 5 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND UNITED STATES N/A N/A 2007, L.P. 4428 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2007 4429 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. UNITED STATES N/A N/A 4430 2 WHITEHALL STREET EMPLOYEE FUNDS 2008 GP, L.L.C. UNITED STATES N/A N/A 4431 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND OVERRIDE SUB UNITED STATES 100 N/A 2008, LTD. 4432 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED UNITED STATES N/A N/A PARTNERSHIP 2008 4433 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 2008, CAYMAN ISLANDS N/A N/A L.P. 4434 4 W2008 INTERNATIONAL FINANCE SUB LTD. CAYMAN ISLANDS 100 N/A 4435 3 WHITEHALL STREET INTERNATIONAL OVERRIDE FUND 2008, L.P. CAYMAN ISLANDS N/A N/A 4436 3 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. CAYMAN ISLANDS N/A N/A 4437 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. UNITED STATES N/A N/A 4438 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. UNITED STATES N/A N/A 4439 2 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. UNITED STATES N/A N/A 4440 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 2007, L.P. UNITED STATES N/A N/A 4441 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND 2007, UNITED STATES N/A N/A L.P. 4442 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2001 UNITED STATES N/A N/A 4443 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2005 UNITED STATES N/A N/A 4444 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 UNITED STATES N/A N/A 4445 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, L.P. UNITED STATES N/A N/A 4446 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. UNITED STATES N/A N/A 4447 2 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. UNITED STATES N/A N/A 4448 2 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. UNITED STATES N/A N/A 4449 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4450 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4451 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 2008, L.P. CAYMAN ISLANDS N/A N/A 4452 2 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 2008 SCA LUXEMBOURG 100 N/A This holding represents ownership in A-2 shares. 4453 2 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4454 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. CAYMAN ISLANDS N/A N/A 4455 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX INVESTOR) UNITED STATES N/A N/A LIMITED PARTNERSHIP 2008 4456 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 2001 CAYMAN ISLANDS 100 N/A 4457 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 2005 CAYMAN ISLANDS 100 N/A 4458 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 2008 CAYMAN ISLANDS 100 N/A 4459 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2001 4460 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2005 4461 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED PARTNERSHIP UNITED STATES N/A N/A 2008 4462 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE S.A.R.L. 2008 LUXEMBOURG 100 N/A 4463 3 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 2008 LUXEMBOURG 100 N/A This holding SCA represents ownership in Management shares. 4464 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 LUXEMBOURG 100 N/A This holding represents ownership in Management shares. 4465 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 LUXEMBOURG 100 N/A This holding represents ownership in A-5 shares. 4466 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 (CORPORATE), CAYMAN ISLANDS N/A N/A L.P. 4467 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. CAYMAN ISLANDS N/A N/A 4468 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. CAYMAN ISLANDS N/A N/A 4469 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX UNITED STATES N/A N/A 4470 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V UNITED STATES N/A N/A 4471 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI UNITED STATES N/A N/A 4472 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII UNITED STATES N/A N/A 4473 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII UNITED STATES N/A N/A 4474 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X UNITED STATES N/A N/A 4475 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI UNITED STATES N/A N/A 4476 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII UNITED STATES N/A N/A 4477 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII UNITED STATES N/A N/A 4478 2 Whitehall Street International Override Offshore Fund 2008 LUXEMBOURG 100 N/A
ITEM 29. INDEMNIFICATION RULE 484 UNDERTAKING - Article VI of the Company's Bylaws of states: The Corporation shall indemnify to the full extent permitted by applicable law any person made or threatened to be made a party to any action, suit or proceeding, whether civil, criminal, administrative or investigative, by reason of the fact that such person or such person's testator or intestate is or was a director, officer or employee of the Corporation or serves or served at the request of the Corporation any other enterprise as a director, officer or employee. Expenses, including attorneys' fees, incurred by any such person in defending any such action, suit or proceeding shall be paid or reimbursed by the Corporation promptly upon receipt by it of an undertaking of such person to repay such expenses if such person if finally adjudicated not to have acted in good faith in the reasonable belief that his or her action was in the best interest of the Corporation or other enterprise. The Corporation shall accept such undertaking without reference to the financial ability of such person to make repayment. Notwithstanding the foregoing, no indemnification shall be provided for any person with respect to any matter as to which such person shall have been finally adjudicated not to have acted in good faith in the reasonable belief that the action was in best interests of the Corporation or other enterprise. No matter disposed of by settlement, compromise, the entry of a consent decree or the entry of any plea in a criminal proceeding, shall of itself be deemed an adjudication of not having acted in good faith in the reasonable belief that the action was in the best interest of the Corporation. The rights provided to any person by this by-law shall be enforceable against the Corporation by such person who shall be presumed to have relied upon it in serving or continuing to serve as director, officer or employee as provided above. No amendment of this by-law shall impair the rights of any person arising at any time with respect to events occurring prior to such amendment. ITEM 30. PRINCIPAL UNDERWRITERS (A) Epoch Securities, Inc. also acts as a principal underwriter for the following: - VEL Account, VEL II Account, VEL Account III, Separate Account SPL-D, Separate Account IMO, Select Account III, Inheiritage Account, Separate Accounts VA A, VA B, VA C, VA G, VA H, VA K, VA-P, Commonwealth Select Separate Account II, Group VEL Account, Separate Account KG, Separate Account KGC, Fulcrum Separate Account, Fulcrum Variable Life Separate Account, Separate Account FUVUL, Separate Account IMO, Commonwealth Select Separate Account, and Commonwealth Annuity Separate Account A of Commonwealth Annuity and Life Insurance Company - Inheiritage Account, VEL II Account, Separate Account I, Separate Account VA K, Separate Account VA-P, Allmerica Select Separate Account II, Group VEL Account, Separate Account KG, Separate Account KGC, Fulcrum Separate Account, and Allmerica Select Separate Account of First Allmerica Financial Life Insurance Company. (B) The principal business address of most of the following Directors and Officers is: 200 West Street, New York, NY 10282-2198 The principal business address of the other following Directors and Officers* is: 132 Turnpike Road, Suite 210 Southborough, MA 01772. NAME POSITION OR OFFICE WITH UNDERWRITER ---- ------------------------------------------------ Steven M. Bunson Assistant Treasurer Nabanita Chaterjee Assistant Secretary Richard Cohn Assistant General Counsel and Secretary Manda J. D'Agata Assistant Treasurer John S. Daly Director Thomas J. Favia Financial Operations Principal Julie Hausen Assistant Secretary Kathleen Jack Chief Compliance Officer Securities Underwriting Kenneth L. Josselyn Assistant Secretary Robert A. Mass Compliance Officer Albert P. Meo Financial Operations Principal Stephen R. Pierce Director and Vice President Elizabeth E. Robinson Treasurer Matthew E. Tropp Assistant Secretary Joel Volcy* Chief Operating Officer Nicholas H. von Moltke Director, President and Chief Executive Officer Margot Wallin* Chief Compliance Officer Variable Products (C) As indicated in Part B (Statement of Additional Information) in response to Item 20(c), there were no commissions or other compensation retained by Security Distributors, Inc., the former principal underwriter of the Contracts, directly or indirectly, for sales of variable contracts funded by the Registrant in 2012. No commissions or other compensation was received by Epoch Securities, Inc., the current principal underwriter, directly or indirectly, from the Registrant during the Registrant's last fiscal year. ITEM 31. LOCATION OF ACCOUNTS AND RECORDS Each account, book or other document required to be maintained by Section 31(a) of the 1940 Act and Rules 31a-1 to 31a-3 thereunder, are maintained for the Company by Se(2) at One Security Benefit Place, Topeka, Kansas. ITEM 32. MANAGEMENT SERVICES The Company provides daily unit value calculations and related services for the Company's separate accounts. ITEM 33. FEE REPRESENTATION (pursuant to Section 26(e) of the Investment Company Act of 1940) The Company hereby represents that the aggregate fees and charges under the Policy are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by the Company. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940 the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Southborough, and Commonwealth of Massachusetts, on the 11th day of April, 2013. VEL II ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY /s/ Scott D. Silverman ------------------------------------------------------------------------- Scott D. Silverman, Senior Vice President, General Counsel, and Secretary Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE ---------- ----- ---- /s/ John J. Fowler Senior Vice President and Chief Financial Officer April 11, 2013 -------------------------- John J. Fowler Allan S. Levine* Chairman of the Board -------------------------- Manda J. D'Agata* Director, Vice President and Treasurer -------------------------- Kathleen M. Redgate* Director -------------------------- Michael S. Rotter* Director and Vice Chairman -------------------------- /s/ Nicholas H. von Moltke Director, President, and Chief Executive Officer -------------------------- /s/ Jane S. Grosso Vice President and Controller -------------------------- (Chief Accounting Officer) Jane S. Grosso
*Scott D. Silverman, by signing his name hereto, does hereby sign this document on behalf of each of the above-named Directors and Officers of the Registrant pursuant to the Powers of Attorney dated April 3, 2013 duly executed by such persons. /s/ Scott D. Silverman ------------------------------------ Scott D. Silverman, Attorney-in-Fact (33-57792) VEL II EXHIBIT TABLE Exhibit (I)(3) Directors' Powers of Attorney Exhibit (N) Consent of Independent Registered Public Accounting Firm