S-8 1 tm2314660d2_s8.htm FORM S-8

 

As filed with the Securities and Exchange Commission on May 4, 2023

 

Registration No. 333- 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

 

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

 

APTARGROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware 36-3853103
(State or other jurisdiction of
incorporation or organization)  

(I.R.S. Employer

Identification No.)

 

265 Exchange Drive, Suite 301, Crystal Lake, Illinois 60014
(Address of Principal Executive Offices) (Zip Code)

 

AptarGroup, Inc. 2018 Equity Incentive Plan

(Full title of the plan)

 

Kimberly Chainey

Executive Vice President, Chief Legal Officer and Corporate Secretary

265 Exchange Drive, Suite 301

Crystal Lake, Illinois 60014

(Name and address of agent for service)

 

(815) 477-0424

(Telephone number, including area code, of agent for service)

 

Copy to:

Gary D. Gerstman

Sidley Austin LLP

One South Dearborn

Chicago, Illinois 60603

(312) 853-7000

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer x Accelerated filer ¨
   
Non-accelerated filer ¨   Smaller reporting company ¨
   
  Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

 

 

 

NOTE

 

INFORMATION REQUIRED PURSUANT TO GENERAL INSTRUCTION E TO FORM S-8

 

This Registration Statement on Form S-8 (this “Registration Statement”) is being filed by AptarGroup, Inc. (the “Company”), relating to 1,200,000 shares of its common stock, par value $0.01 per share (the “Common Stock”), issuable to eligible employees, non-employee directors, consultants, independent contractors and agents of the Company and its affiliates under the AptarGroup, Inc. 2018 Equity Incentive Plan (as amended and restated effective May 3, 2023) (the “Plan”). This Registration Statement on Form S-8 hereby incorporates by reference the contents of the Registrant's prior Registration Statements on Form S-8 filed with the Securities and Exchange Commission (the “Commission”) on May 2, 2018 (Registration No. 333-224617) and on May 11, 2020 (Registration No. 333-238166) relating to shares of Common Stock issuable to eligible employees, non-employee directors, consultants, independent contractors and agents of the Company and its affiliates under the Plan (collectively, the “Prior Registration Statements”). The Prior Registration Statements are currently effective. This Registration Statement relates to securities of the same class as those to which the Prior Registration Statements relate and is submitted in accordance with General Instruction E of Form S-8 regarding Registration of Additional Securities. Pursuant to General Instruction E of Form S-8, the contents of the Prior Registration Statements are incorporated herein by reference and made part of this Registration Statement, except as amended hereby.

 

PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 3. Incorporation of Certain Documents by Reference

 

The following documents heretofore filed with the Commission by the Company are incorporated herein by reference:

 

(a) The Company’s Annual Report on Form 10-K for the year ended December 31, 2022.

 

(b) The Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023.

 

(c) The Company’s Current Reports on Form 8-K, filed with the Commission on March 1, 2023 and May 4, 2023.

 

(d) The description of the Common Stock, which is contained in the Registration Statement on Form 8-A filed with the Commission on April 5, 1993, including any subsequent amendment or any report filed for the purpose of updating such description.

 

All documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the respective dates of filing of such documents (such documents, and the documents enumerated above, being hereinafter referred to as “Incorporated Documents”). Any statement contained in an Incorporated Document shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed Incorporated Document modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

 

Notwithstanding the foregoing, unless specifically stated to the contrary, none of the information disclosed by the Company under Items 2.02 or 7.01 of any Current Report on Form 8-K, including the related exhibits under Item 9.01, that the Company may from time to time furnish to the Commission will be incorporated by reference into, or otherwise included in, this Registration Statement.

 

 

Item 8. Exhibits

 

Exhibit
Number
  Description of Exhibit 
4.1   Amended and Restated Certificate of Incorporation of AptarGroup, Inc., as amended, filed as Exhibit 4(a) to the Company’s Registration Statement on Form S-8 filed on July 25, 2008, is hereby incorporated by reference.
     
4.2   Amended and Restated By-Laws of the Company, filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, filed on July 31, 2020, is hereby incorporated by reference.
     
*4.3   AptarGroup, Inc. 2018 Equity Incentive Plan (as amended and restated effective May 3, 2023)
     
*5.1   Opinion of Sidley Austin LLP.
     
*23.1   Consent of Sidley Austin LLP (included in its opinion filed as Exhibit 5.1).
     
*23.2   Consent of PricewaterhouseCoopers LLP.
     
*24.1   Powers of Attorney (contained in the signature page to this Registration Statement)
     
*107   Calculation of Filing Fee Tables

 

* Filed herewith.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Crystal Lake, State of Illinois, on May 4, 2023.

 

APTARGROUP, INC.  
   
By: /s/ Robert W. Kuhn  
  Robert W. Kuhn  
  Executive Vice President and Chief Financial Officer  

 

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Stephan B. Tanda, Robert W. Kuhn and Kimberly Chainey, and each of them, his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this Registration Statement, including any filings under Rule 462 promulgated under the Securities Act, and to file the same with all exhibits thereto, and other documents in connection therewith, with the Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the date indicated below.

 

 

Signature Title Date
     
/s/ Stephan B. Tanda President and Chief Executive Officer and May 4, 2023
Stephan B. Tanda Director (Principal Executive Officer)  
     
/s/ Robert W. Kuhn

Executive Vice President and Chief Financial Officer

May 4, 2023
Robert W. Kuhn (Principal Accounting and Financial Officer)  
     
/s/ George L. Fotiades Director May 4, 2023
George L. Fotiades
     
/s/ Maritza Gomez Montiel Director May 4, 2023
Maritza Gomez Montiel    
     
/s/ Giovanna Kampouri Monnas Director May 4, 2023
Giovanna Kampouri Monnas
     
/s/ Andreas C. Kramvis Director May 4, 2023
Andreas C. Kramvis    
     
/s/ Isabel Marey-Semper Director May 4, 2023
Isabel Marey-Semper    
     
/s/ Candace Matthews Director May 4, 2023
Candace Matthews
     
/s/ B. Craig Owens Director May 4, 2023
B. Craig Owens    
     
/s/ Matt Trerotola Director May 4, 2023
Matt Trerotola    
     
/s/ Ralf K. Wunderlich Director May 4, 2023
Ralf K. Wunderlich    
     
/s/ Julie Xing Director May 4, 2023
Julie Xing