0001214659-21-011973.txt : 20211117
0001214659-21-011973.hdr.sgml : 20211117
20211117170101
ACCESSION NUMBER: 0001214659-21-011973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horne William B.
CENTRAL INDEX KEY: 0001333268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 211421344
MAIL ADDRESS:
STREET 1: C/O DPW HOLDINGS, INC.
STREET 2: 201 SHIPYARD WAY, SUITE E
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
FORMER NAME:
FORMER CONFORMED NAME: Horne William E
DATE OF NAME CHANGE: 20190531
FORMER NAME:
FORMER CONFORMED NAME: Horne William B
DATE OF NAME CHANGE: 20190524
FORMER NAME:
FORMER CONFORMED NAME: Horne William E
DATE OF NAME CHANGE: 20190524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ault Global Holdings, Inc.
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
BUSINESS PHONE: (949) 444-5464 3679
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
FORMER COMPANY:
FORMER CONFORMED NAME: DPW Holdings, Inc.
DATE OF NAME CHANGE: 20171229
FORMER COMPANY:
FORMER CONFORMED NAME: DIGITAL POWER CORP
DATE OF NAME CHANGE: 19960823
4
1
marketforms-54257.xml
PRIMARY DOCUMENT
X0306
4
2021-11-15
0000896493
Ault Global Holdings, Inc.
DPW
0001333268
Horne William B.
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
true
true
false
false
Chief Executive Officer
Common Stock
2021-11-15
4
M
false
66667
0
A
135389
D
Restricted Stock Grant
2021-11-15
4
M
false
66667
0
D
2022-05-15
Common Stock
66667
66667
D
Restricted Stock Grant
2024-05-15
Common Stock
400000
400000
D
Restricted Stock Grant
2024-01-01
Common Stock
1250
1250
D
Represents the vesting of restricted stock.
Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.
On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.
On January 8, 2021, Mr. Horne was granted 400,000 Restricted Shares, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024.
Mr. Horne received 1,250 Restricted Shares which vest in installments of 250 shares annually over five (5) years beginning on January 1, 2019, subject to earlier vesting upon achievement of certain milestones. 750 Restricted Shares have vested; however, such shares have not been issued as of the date of this filing.
/s/ William B. Horne
2021-11-17