0001214659-21-011973.txt : 20211117 0001214659-21-011973.hdr.sgml : 20211117 20211117170101 ACCESSION NUMBER: 0001214659-21-011973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horne William B. CENTRAL INDEX KEY: 0001333268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 211421344 MAIL ADDRESS: STREET 1: C/O DPW HOLDINGS, INC. STREET 2: 201 SHIPYARD WAY, SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 FORMER NAME: FORMER CONFORMED NAME: Horne William E DATE OF NAME CHANGE: 20190531 FORMER NAME: FORMER CONFORMED NAME: Horne William B DATE OF NAME CHANGE: 20190524 FORMER NAME: FORMER CONFORMED NAME: Horne William E DATE OF NAME CHANGE: 20190524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ault Global Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 BUSINESS PHONE: (949) 444-5464 3679 MAIL ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 FORMER COMPANY: FORMER CONFORMED NAME: DPW Holdings, Inc. DATE OF NAME CHANGE: 20171229 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 4 1 marketforms-54257.xml PRIMARY DOCUMENT X0306 4 2021-11-15 0000896493 Ault Global Holdings, Inc. DPW 0001333268 Horne William B. 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 true true false false Chief Executive Officer Common Stock 2021-11-15 4 M false 66667 0 A 135389 D Restricted Stock Grant 2021-11-15 4 M false 66667 0 D 2022-05-15 Common Stock 66667 66667 D Restricted Stock Grant 2024-05-15 Common Stock 400000 400000 D Restricted Stock Grant 2024-01-01 Common Stock 1250 1250 D Represents the vesting of restricted stock. Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. On January 8, 2021, Mr. Horne was granted 400,000 Restricted Shares, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. Mr. Horne received 1,250 Restricted Shares which vest in installments of 250 shares annually over five (5) years beginning on January 1, 2019, subject to earlier vesting upon achievement of certain milestones. 750 Restricted Shares have vested; however, such shares have not been issued as of the date of this filing. /s/ William B. Horne 2021-11-17