0001567619-19-014723.txt : 20190712 0001567619-19-014723.hdr.sgml : 20190712 20190712161013 ACCESSION NUMBER: 0001567619-19-014723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190710 FILED AS OF DATE: 20190712 DATE AS OF CHANGE: 20190712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT STEPHEN P CENTRAL INDEX KEY: 0001202182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33365 FILM NUMBER: 19953149 MAIL ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USA TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896429 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 232679963 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6109890340 MAIL ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: USA ENTERTAINMENT CENTER INC DATE OF NAME CHANGE: 19931029 4 1 doc1.xml FORM 4 X0306 4 2019-07-10 0 0000896429 USA TECHNOLOGIES INC USAT 0001202182 HERBERT STEPHEN P 100 DEERFIELD LN SUITE 300 MALVERN PA 19355 1 1 0 0 CEO Common Stock 2018-08-03 4 G 0 6500 0 D 373052 D Common Stock 2018-08-16 4 G 0 36365 0 D 336687 D Common Stock 2019-07-10 4 F 0 10957 7.43 D 325730 D Common Stock 2018-08-16 4 G 0 36365 0 A 63805 I By Spouse Common Stock 0 I By Child Qualified Stock Option (Right to Buy) 5.25 2018-08-16 2024-08-16 Common Stock 19047 19047 D Qualified Stock Option (Right to Buy) 4.98 2017-08-31 2023-08-31 Common Stock 20080 20080 D Qualified Stock Option (Right to Buy) 3.38 2016-08-01 2022-08-01 Common Stock 29585 29585 D Qualified Stock Option (Right to Buy) 1.8 2015-09-01 2021-09-01 Common Stock 55555 55555 D Non-Qualified Stock Option (Right to Buy) 1.8 2021-09-01 Common Stock 150000 150000 D Represents shares cancelled by Mr. Herbert in order to satisfy tax withholding obligations in connection with prior stock awards that became vested and taxable. The stock options vested as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017. Mr. Herbert no longer has a reportable beneficial interest in 72,010 shares owned by his child and included in Mr. Herbert's prior ownership reports. /s/ Stephen P. Herbert 2019-07-12