0001140361-17-033567.txt : 20170829
0001140361-17-033567.hdr.sgml : 20170829
20170829173223
ACCESSION NUMBER: 0001140361-17-033567
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170816
FILED AS OF DATE: 20170829
DATE AS OF CHANGE: 20170829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERBERT STEPHEN P
CENTRAL INDEX KEY: 0001202182
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33365
FILM NUMBER: 171058803
MAIL ADDRESS:
STREET 1: 100 DEERFIELD LANE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: USA TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000896429
STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578]
IRS NUMBER: 232679963
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 100 DEERFIELD LANE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 6109890340
MAIL ADDRESS:
STREET 1: 100 DEERFIELD LANE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
FORMER COMPANY:
FORMER CONFORMED NAME: USA ENTERTAINMENT CENTER INC
DATE OF NAME CHANGE: 19931029
4
1
doc1.xml
FORM 4
X0306
4
2017-08-16
0
0000896429
USA TECHNOLOGIES INC
USAT
0001202182
HERBERT STEPHEN P
100 DEERFIELD LN
SUITE 300
MALVERN
PA
19355
1
1
0
0
CEO
Common Stock
2017-06-30
4
G
0
10000
0
D
311388
D
Common Stock
301388
D
Common Stock
2017-08-23
4
A
0
116445
0
A
417833
D
Common Stock
72010
I
By Child
Common Stock
27440
I
By Spouse
Qualified Stock Option (Right to Buy)
5.25
2017-08-16
4
A
0
19047
0
A
2018-08-16
2024-08-16
Common Stock
19047
19047
D
Qualified Stock Option (Right to Buy)
4.98
2017-08-31
2023-08-31
Common Stock
20080
20080
D
Qualified Stock Option (Right to Buy)
3.38
2016-08-01
2022-08-01
Common Stock
29585
29585
D
Qualified Stock Option (Right to Buy)
1.8
2015-09-01
2021-09-01
Common Stock
55555
55555
D
Non-Qualified Stock Option (Right to Buy)
1.8
2021-09-01
Common Stock
150000
150000
D
Adjusted to reflect 10,000 shares gifted by Mr. Herbert to his son that effected only a change in the form of Mr. Herbert's beneficial ownership without changing his pecuniary interest in such securities.
Represents shares awarded to Mr. Herbert under the Company's Fiscal Year 2017 Long-Term Incentive Performance Share Plan, which vest as follows: one-third upon issuance, one-third on June 30, 2018, and one-third on June 30, 2019.
The stock options vested or vest as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017.
/s/ Stephen P. Herbert
2017-08-29