0001140361-17-033567.txt : 20170829 0001140361-17-033567.hdr.sgml : 20170829 20170829173223 ACCESSION NUMBER: 0001140361-17-033567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170816 FILED AS OF DATE: 20170829 DATE AS OF CHANGE: 20170829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT STEPHEN P CENTRAL INDEX KEY: 0001202182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33365 FILM NUMBER: 171058803 MAIL ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USA TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896429 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 232679963 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6109890340 MAIL ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: USA ENTERTAINMENT CENTER INC DATE OF NAME CHANGE: 19931029 4 1 doc1.xml FORM 4 X0306 4 2017-08-16 0 0000896429 USA TECHNOLOGIES INC USAT 0001202182 HERBERT STEPHEN P 100 DEERFIELD LN SUITE 300 MALVERN PA 19355 1 1 0 0 CEO Common Stock 2017-06-30 4 G 0 10000 0 D 311388 D Common Stock 301388 D Common Stock 2017-08-23 4 A 0 116445 0 A 417833 D Common Stock 72010 I By Child Common Stock 27440 I By Spouse Qualified Stock Option (Right to Buy) 5.25 2017-08-16 4 A 0 19047 0 A 2018-08-16 2024-08-16 Common Stock 19047 19047 D Qualified Stock Option (Right to Buy) 4.98 2017-08-31 2023-08-31 Common Stock 20080 20080 D Qualified Stock Option (Right to Buy) 3.38 2016-08-01 2022-08-01 Common Stock 29585 29585 D Qualified Stock Option (Right to Buy) 1.8 2015-09-01 2021-09-01 Common Stock 55555 55555 D Non-Qualified Stock Option (Right to Buy) 1.8 2021-09-01 Common Stock 150000 150000 D Adjusted to reflect 10,000 shares gifted by Mr. Herbert to his son that effected only a change in the form of Mr. Herbert's beneficial ownership without changing his pecuniary interest in such securities. Represents shares awarded to Mr. Herbert under the Company's Fiscal Year 2017 Long-Term Incentive Performance Share Plan, which vest as follows: one-third upon issuance, one-third on June 30, 2018, and one-third on June 30, 2019. The stock options vested or vest as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017. /s/ Stephen P. Herbert 2017-08-29